XELAP / Exela Technologies, Inc. - Preferred Stock - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

شركة Exela Technologies, Inc. - الأسهم المفضلة
US ˙ OTCPK

الإحصائيات الأساسية
LEI 549300CP95F46H3HDR87
CIK 1620179
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Exela Technologies, Inc. - Preferred Stock
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
February 14, 2025 EX-1

Joint Filing Agreement

EX-1 2 exhibit1.htm Exhibit 1 Joint Filing Agreement The undersigned agree that this Schedule 13G, and all amendments thereto, relating to the common stock of Exela Technologies, Inc. shall be filed on behalf of the undersigned. SHAY CAPITAL LLC By: Shay Capital Holdings LLC, its Manager By: /s/ Elan Foxman Name: Elan Foxman Title: Chief Financial Officer SHAY CAPITAL HOLDINGS LLC By: /s/ Elan Fox

February 14, 2025 EX-2

Due to the relationships between them, the reporting persons hereunder may be deemed to constitute a “group” with one another for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.

EX-2 3 exhibit2.htm Exhibit 2 Due to the relationships between them, the reporting persons hereunder may be deemed to constitute a “group” with one another for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.

January 27, 2025 S-8 POS

As filed with the Securities and Exchange Commission on January 27, 2025

As filed with the Securities and Exchange Commission on January 27, 2025 Registration No.

January 27, 2025 POS AM

As filed with the Securities and Exchange Commission on January 27, 2025

As filed with the Securities and Exchange Commission on January 27, 2025 Registration No.

January 27, 2025 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-36788 EXELA TECHNOLOGIES, INC. (Exact name of Registrant as specified in

January 27, 2025 S-8 POS

As filed with the Securities and Exchange Commission on January 27, 2025

As filed with the Securities and Exchange Commission on January 27, 2025 Registration No.

January 17, 2025 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-36788 EXELA TECHNOLOGIES, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-36788 EXELA TECHNOLOGIES, INC. Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 2701 E

December 3, 2024 SC 13D/A

XELA / Exela Technologies, Inc. / Rifles Trust - SC 13D/A Activist Investment

CUSIP No. 30162V805 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Exela Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 30162V805 (CUSIP Number) The Rifles Trust Ajit Singh Chadha 8550 West Desert Inn Road, Suite 102-452 Las V

November 27, 2024 SC 13D

XELA / Exela Technologies, Inc. / Beigam Trust - SC 13D Activist Investment

CUSIP No. 30162V805 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Exela Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 30162V805 (CUSIP Number) Sarah Jonovic The Beigam Trust 8550 West Desert Inn Road, Suite 102-452 Las Vegas, Nevada 89117 (310

November 27, 2024 SC 13D

XELA / Exela Technologies, Inc. / Chadha Ajit Singh - SC 13D Activist Investment

CUSIP No. 30162V805 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Exela Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 30162V805 (CUSIP Number) Ajit Singh Chadha 8550 West Desert Inn Road, Suite 102-452 Las Vegas, Nevada 89117 (310) 496-3248 Wi

November 25, 2024 SC 13D

XELA / Exela Technologies, Inc. / HandsOn Fund 4 I, LLC - SC 13D Activist Investment

CUSIP No. 30162V805 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Exela Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 30162V805 (CUSIP Number) Par Chadha HandsOn Fund 4 I, LLC 8550 West Desert Inn Road, Suite 102-452 Las Vegas, Nevada 89117 (3

November 25, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 EXELA T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation o

November 25, 2024 EX-10.1

PREFERRED STOCK EXCHANGE AGREEMENT

Exhibit 10.1 PREFERRED STOCK EXCHANGE AGREEMENT This PREFERRED STOCK EXCHANGE AGREEMENT (this “Agreement”) is made and entered into as of the date set forth on the signature page hereto, by and between Exela Technologies, Inc., a Delaware corporation (the “Company”), and the holder listed on the signature page hereto (the “Holder”). WHEREAS, the Holder owns certain shares of the Company’s Series A

November 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3678

November 7, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 EXELA TE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or

October 7, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2024 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or

August 15, 2024 EX-99.1

Exela Technologies, Inc. and Subsidiaries Condensed Consolidated Balance Sheets As of June 30, 2024 and December 31, 2023 (in thousands of United States dollars except share and per share amounts)

Exhibit 99.1 Exela Technologies, Inc. Reports Second Quarter 2024 Results August 15, 2024 Second Quarter Highlights • Revenue of $245.7 million, down 10.0% year-over-year • Gross margin of 23.5%, up 120 bps year-over-year • Interest expense of $23.1 million, down 48.7% year-over-year • SG&A of $41.8 million, up 30.5% year-over-year • Operating loss of $2.4 million, vs $11.2 million operating profi

August 15, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2024 EXELA TEC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2024 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or

August 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36788 EXE

July 29, 2024 EX-3.1

Certificate of Elimination of Special Voting Preferred Stock of Exela Technologies, Inc., effective July 26, 2024

Exhibit 3.1 CERTIFICATE OF ELIMINATION OF SPECIAL VOTING PREFERRED STOCK OF EXELA TECHNOLOGIES, INC. (Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware) EXELA TECHNOLOGIES, INC., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), certifies as follows: FIRST:             The Corporation's Second

July 29, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2024 EXELA TECHN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2024 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or or

July 18, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2024 EXELA TECHN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2024 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or or

July 1, 2024 EX-99.1

EXELA ANNOUNCES PLANS TO SPINOFF ITS BPA BUSINESS TO MAXIMIZE SHAREHOLDER VALUE

Exhibit 99.1 EXELA ANNOUNCES PLANS TO SPINOFF ITS BPA BUSINESS TO MAXIMIZE SHAREHOLDER VALUE IRVING, Texas, July 1, 2024 (GLOBE NEWSWIRE) - Exela Technologies, Inc. (“Exela” or the “Company”) (NASDAQ: XELA, XELAP), a business process automation leader, today announced that its Board of Directors (the “Board”) has authorized Exela to consider a spin-off of its wholly-owned subsidiary, Exela Technol

July 1, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2024 EXELA TECHNO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2024 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or org

June 18, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2024 EXELA TECHN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2024 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or or

June 12, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

June 4, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

May 15, 2024 EX-10.1

Employment Agreement, dated May 13, 2024, by and between Exela Technologies, Inc. and Par Chadha

Exhibit 10.1 AGREEMENT (regarding Employment Agreement) This Agreement is made and entered into on May 13, 2024 by and among Exela Technologies, Inc. (the “Company”) and Par Chadha (the “Executive”). WHEREAS, Company and Executive are parties to an Employment Agreement, dated September 14, 2021, governing Executive’s service as the Executive Chairman of the Company through December 31, 2023 (the “

May 15, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36788 EX

April 29, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

April 29, 2024 DEFR14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.1)

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.1) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

April 29, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

April 4, 2024 EX-99.1

Exela Technologies, Inc. and Subsidiaries Consolidated Balance Sheets As of December 31, 2023 and 2022 (in thousands of United States dollars except share and per share amounts)

Exhibit 99.1 Exela Technologies Holdings, Inc. Reports Full Year 2023 Results Full Year Highlights · 2023 revenue of $1,064.1 million, down 1.2% year-over-year · Gross margin of 21.7% in 2023 vs 18.5% in 2022 · Operating profit of $8.1 million, up $236.8 million due to increased gross margin, lower SG&A and no impairments in 2023 versus 2022 · Net loss of $124.4 million ($125.1 attributable to Exe

April 4, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2024 EXELA TECHN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2024 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or or

April 3, 2024 EX-21.1

Subsidiaries of Exela Technologies Inc.

Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Subsidiary Name Jurisdiction of Formation Arista SAS France Asterion Belgium N.V. Belgium Asterion Denmark A/S Denmark Asterion DM Finland A.B. Finland Asterion France S.A.S France Asterion International GmbH Germany Asterion Sweden A.B. Sweden BancTec (Canada), Inc. Ontario BancTec (Philippines), Inc. Philippines BancTec (Puerto Rico), Inc. Delaware BancTec

April 3, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36

April 3, 2024 EX-97

Exela Technologies Inc. Clawback Policy

Exhibit 97 EXELA TECHNOLOGIES, INC. CLAWBACK POLICY Introduction The Board of Directors (the “Board”) of Exela Technologies, Inc. (the “Company”) believes that it is in the best interests of the Company and its stockholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation philosophy. The Board has there

April 2, 2024 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING 001-36788 SEC FILE NUMBER CUSIP NUMBER (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q and Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition

March 15, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2024 EXELA TECH

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2024 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or o

March 12, 2024 CORRESP

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March 12, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street NE Washington, D.

February 22, 2024 CORRESP

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February 22, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street NE Washington, D.

February 14, 2024 SC 13G/A

US30162V8054 / EXELA TECHNOLOGIES INC / Shay Capital LLC Passive Investment

SC 13G/A 1 e619256sc13ga-exelatech.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1) * Exela Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 3

January 26, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

January 5, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3678

December 29, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

December 22, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

December 12, 2023 CORRESP

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December 12, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street NE Washington, D.

December 11, 2023 SC 13D

XBP / XBP Europe Holdings Inc / Exela Technologies, Inc. - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* XBP Europe Holdings, Inc. (f/k/a CF Acquisition Corp. VIII) (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 98400V 101 (CUSIP Number) Zach Maul 2701 E. Grauwyler Rd. Irving, Texas 75061 Telephone Number: (844) 935-2832 (Nam

December 11, 2023 EX-99.1

Joint Filing Agreement dated December 11, 2023 by and among BTC International, XCV-EMEA, ETI-XCV, ETI-XCV Holdings and Exela.

Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned beneficial owners of shares of XBP Europe Holdings, Inc. ("XBP Europe Holdings") hereby agree to file with the Securities and Exchange Commission joint Schedules 13D and any amendments thereto with respect to the XBP Europe Holdings securities owned by them, and furt

December 7, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

December 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2023 EXELA TE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or

December 6, 2023 EX-99.1

Exela Technologies Announces Adjournment of Annual Meeting

Exhibit 99.1 Exela Technologies Announces Adjournment of Annual Meeting December 5, 2023 IRVING, Texas, Dec. 5, 2023 (GLOBE NEWSWIRE) - Exela Technologies, Inc. (“Exela” or the “Company”) (NASDAQ: XELA; XELAP), a business process automation leader, today announced that it adjourned the Annual Meeting of Stockholders held on December 5, 2023 (the "Meeting"). The Meeting will reconvene on Friday, De

November 30, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36788 EXE

November 17, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 EXELA T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation o

November 17, 2023 EX-99.1

Exela Technologies, Inc. Receives Expected Nasdaq Notice Regarding Late Form 10-Q Filing

Exhibit 99.1 Exela Technologies, Inc. Receives Expected Nasdaq Notice Regarding Late Form 10-Q Filing IRVING, Texas, November 17, 2023 - Exela Technologies, Inc. (“Exela” or the “Company”) (NASDAQ: XELA, XELAP), a leader in business process automation, announced today that on November 13, 2023, as expected, it received a delinquency notification letter from the Nasdaq Stock Market LLC (“Nasdaq”) i

November 15, 2023 CORRESP

November 14, 2023

November 14, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street NE Washington, D.

November 13, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING 001-36788 SEC FILE NUMBER CUSIP NUMBER (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition R

October 26, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi

October 25, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 EXELA TECHNOLOGI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation) (Commissi

October 13, 2023 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: x        Preliminary Proxy Statement ¨         Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨        

October 10, 2023 EX-10.1

Subscription, Voting and Redemption Agreement, dated as of October 9, 2023, by and between Exela Technologies, Inc. and GP-HGM LLC

Exhibit 10.1 SUBSCRIPTION, Voting AND REDEMPTION Agreement BETWEEN EXELA TECHNOLOGIES, INC. and gp-hgm llc OCTOBER 9, 2023 SUBSCRIPTION, Voting AND REDEMPTION Agreement This Subscription, Voting and Redemption Agreement (the “Agreement”) is made as of the 9th day of October, 2023, between Exela Technologies, Inc., a Delaware corporation (the “Company”) and GP-HGM LLC (the “Holder”, together with t

October 10, 2023 EX-3.1

Certificate of Designations, Preferences, Rights and Limitations of Special Voting Preferred Stock

Exhibit 3.1 Delaware The First State Page 1 5568695 8100 Authentication: 204336010 SR# 20233690358 Date: 10-09-23 You may verify this certificate online at corp.delaware.gov/authver.shtml I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF DESIGNATION OF “EXELA TECHNOLOGIES, INC.”, FILED IN THIS OFFICE

October 10, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: October 9, 2023 EXELA TECHNOLOGIES, INC. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: October 9, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or organization) (Co

October 5, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2023 EXELA TECHNOLOGIE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation) (Commissio

October 4, 2023 CORRESP

October 4, 2023

October 4, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street NE Washington, D.

August 14, 2023 EX-99.1

Exela Technologies, Inc. Reports Preliminary Second Quarter 2023 Results

Exhibit 99.1 Exela Technologies, Inc. Reports Preliminary Second Quarter 2023 Results Preliminary Second Quarter Highlights ● Revenue of $272.9 million, up 2.3% year-over-year (up 2.5% on a constant currency basis) ● Net loss of $30.9 million ● Gross profit(1) of $60.9 million, up 23.0% or $11.4 million year-over-year, with a corresponding margin of 22.3% and up 3.8% year-over-year and up 1.4% seq

August 14, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 EXELA TECHNOLOGIE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation) (Commissio

August 10, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING 001-36788 SEC FILE NUMBER CUSIP NUMBER (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report

July 17, 2023 EX-4.1

Indenture, dated as of July 11, 2023, by and among Exela Intermediate LLC and Exela Finance Inc., as Issuers, the guarantors party thereto from time to time and U.S. Bank Trust Company, National Association, as trustee.

Exhibit 4.1 Execution Version EXELA INTERMEDIATE LLC, as Company EXELA FINANCE INC., as Co-Issuer and the Guarantors and Affiliated Guarantors party hereto from time to time U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee 11.500% FIRST-PRIORITY SENIOR SECURED NOTES DUE 2026 INDENTURE Dated as of July 11, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 S

July 17, 2023 EX-4.2

Seventh Supplemental Indenture, dated as of July 11, 2023, by and among Exela Intermediate LLC, Exela Finance Inc., U.S. Bank Trust Company, National Association, as trustee, and Wilmington Savings Fund Society, FSB, as collateral agent.

Exhibit 4.2 SEVENTH SUPPLEMENTAL INDENTURE THIS SEVENTH SUPPLEMENTAL INDENTURE, dated as of July 11, 2023 (this “Supplemental Indenture”), by and among EXELA INTERMEDIATE LLC, a Delaware limited liability company (or its successor) (the “Company”), EXELA FINANCE INC., a Delaware corporation (the “Co-Issuer” and together with the Company, the “Issuers”), and U.S. BANK TRUST COMPANY, NATIONAL ASSOCI

July 17, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 (July 11, 2023) EXE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 (July 11, 2023) EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporati

July 12, 2023 EX-99.1

Exela Technologies, Inc. Announces Successful Results and Expiration of Exchange Offer and Consent Solicitation and Satisfaction of 2023 Maturities

Exhibit 99.1 Exela Technologies, Inc. Announces Successful Results and Expiration of Exchange Offer and Consent Solicitation and Satisfaction of 2023 Maturities IRVING, Texas (July 12, 2023) - Exela Technologies, Inc. (“Exela” or the “Company”) (NASDAQ: XELA) today announced the expiration and final results with respect to the previously announced exchange offer (the “Exchange Offer”) that certain

July 12, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2023 EXELA TECHNOLOGIES,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation) (Commission

June 30, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2023 EXELA TECHNOLOGIES,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation) (Commission

June 30, 2023 EX-99.1

Exela Technologies, Inc. Announces Elimination of Early Tender Time and Initial Settlement Date

Exhibit 99.1 Exela Technologies, Inc. Announces Elimination of Early Tender Time and Initial Settlement Date IRVING, Texas, June 30, 2023 (GLOBE NEWSWIRE) – Exela Technologies, Inc. (“Exela” or the “Company”) (NASDAQ: XELA) today announced that it has eliminated the early tender time of 5:00 p.m., New York City time, on June 29, 2023 and the initial settlement date with respect to the previously a

June 23, 2023 EX-99.1

Exela Technologies, Inc. Announces Satisfaction of the Requisite Consents Condition and Extension of Early Tender Time

Exhibit 99.1 Exela Technologies, Inc. Announces Satisfaction of the Requisite Consents Condition and Extension of Early Tender Time IRVING, Texas, June 23, 2023 (GLOBE NEWSWIRE) – Exela Technologies, Inc. (“Exela” or the “Company”) (NASDAQ: XELA) today announced that it has extended the early tender time from 5:00 p.m., New York City time, on June 22, 2023 (the “Original Early Tender Time”) until

June 23, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2023 EXELA TECHNOLOGIES,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation) (Commission

June 9, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 EXELA TECHNOLO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 EXELA TECHNOLOGIES, INC.

June 9, 2023 EX-99.1

Exela Technologies, Inc.

Exhibit 99.1 Source: Exela Technologies, Inc. June 08, 2023 23:45 ET Exela Technologies Announces Offer for its Senior Secured Notes IRVING, Texas, June 08, 2023 (GLOBE NEWSWIRE) - Exela Technologies, Inc. (“Exela” or the “Company”) (NASDAQ: XELA, XELAP) today announced that certain of its subsidiaries have commenced an offer to exchange any and all of their outstanding 11.500% First-Priority Seni

June 9, 2023 EX-10.1

Restructuring Support Agreement, dated June 8, 2023, by and between the Company and the Company Parties.

Exhibit 10.1 Execution Version RESTRUCTURING SUPPORT AGREEMENT This RESTRUCTURING SUPPORT AGREEMENT (together with all exhibits, schedules, and attachments hereto (the “Exhibits”), as amended, supplemented, or otherwise modified from time to time in accordance with the terms hereof, this “Agreement”) is entered into as of June 8, 2023 by and among (i) Exela Intermediate LLC, (“Intermediate”); (ii)

May 19, 2023 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or org

May 18, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 EXELA TECHNO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or org

May 12, 2023 EX-99.1

Exela Technologies Announces Reverse Split

Exhibit 99.1 Exela Technologies Announces Reverse Split May 12, 2023 IRVING, Texas, May 12, 2023 (GLOBE NEWSWIRE) - Exela Technologies, Inc. (“Exela” or the “Company”) (NASDAQ:XELA, XELAP), a global business process automation (“BPA”) leader, announced that its Board of Directors has approved a 1-for-200 reverse stock split of the Company’s common stock, which will be effective at 5:00 p.m. Easter

May 12, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 EXELA TECHNO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or org

May 12, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 EXELA TECHNO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or org

May 12, 2023 EX-3.2

Certificate of Elimination of Special Voting Preferred Stock of Exela Technologies, Inc., effective May 12, 2023

Exhibit 3.2 CERTIFICATE OF ELIMINATION OF SPECIAL VOTING PREFERRED STOCK OF EXELA TECHNOLOGIES, INC. (Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware) EXELA TECHNOLOGIES, INC., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), certifies as follows: FIRST: The Corporation's Second Amended and

May 12, 2023 EX-3.1

Third Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Exela Technologies, Inc., effective May 12, 2023

Exhibit 3.1 THIRD CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EXELA TECHNOLOGIES, INC. Exela Technologies, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies that: 1. The name of the Corporation is Exela Technologies, Inc. The date of filing of the Corporation’s original Certificat

May 12, 2023 EX-99.1

Conference call scheduled for May 11, 2023 at 9:00 AM ET

Exhibit 99.1 Source: Exela Technologies, Inc. May 11, 2023 09:02 ET Exela Technologies, Inc. Reports First Quarter 2023 Results First Quarter Highlights · Revenue of $273.6 million, down 2.1% year-over-year (0.9% on a constant currency basis) · Net loss of $45.4 million · Gross profit(1) of $57.2M, up $9M sequentially and gross margin improved to 20.9% · Adjusted EBITDA of $34.7M · $64.9M new TCV

May 10, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36788 EX

May 8, 2023 EX-99.1

Exela Technologies, Inc.

Exhibit 99.1 Source: Exela Technologies, Inc. May 05, 2023 17:06 ET Exela Technologies Announces Adjournment of Special Meeting IRVING, Texas, May 05, 2023 (GLOBE NEWSWIRE) - Exela Technologies, Inc. ("Exela" or the "Company") (NASDAQ: XELA, XELAP), a global business process automation leader, today announced that it adjourned the Special Meeting of Stockholders scheduled for May 5, 2023 at 12:00

May 8, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2023 EXELA TECHNOL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or orga

May 8, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2023 EXELA TECHNOL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or orga

May 4, 2023 EX-99.1

Exela Technologies, Inc.

Exhibit 99.1 Source: Exela Technologies, Inc. May 03, 2023 22:04 ET Exela Technologies Reschedules Special Meeting The Exela Special Meeting of Stockholders scheduled for Thursday, May 4, 2023 will be rescheduled to May 5 at 12:00 PM ET IRVING, Texas, May 03, 2023 (GLOBE NEWSWIRE) - Exela Technologies, Inc. (“Exela” or “the Company”) (NASDAQ: XELA, XELAP), a leader in business processing automatio

May 4, 2023 EX-99.1

Press Release dated May 3, 2023

Exhibit 99.1 Source: Exela Technologies, Inc. May 03, 2023 22:04 ET Exela Technologies Reschedules Special Meeting The Exela Special Meeting of Stockholders scheduled for Thursday, May 4, 2023 will be rescheduled to May 5 at 12:00 PM ET IRVING, Texas, May 03, 2023 (GLOBE NEWSWIRE) - Exela Technologies, Inc. (“Exela” or “the Company”) (NASDAQ: XELA, XELAP), a leader in business processing automatio

May 4, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 EXELA TECHNOL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or orga

May 4, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 EXELA TECHNOL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or orga

May 4, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 EXELA TECHNOL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or orga

May 4, 2023 EX-99.1

Exela Technologies, Inc.

Exhibit 99.1 Source: Exela Technologies, Inc. May 03, 2023 10:17 ET Exela Technologies Urges Stockholders to Vote "FOR" Proposal 1 · The Exela Special Meeting of Stockholders is scheduled for Thursday, May 4, 2023 and voting is open. · Proposal 1 will facilitate continued listing on The Nasdaq Capital Market. IRVING, Texas, May 03, 2023 (GLOBE NEWSWIRE) - Exela Technologies, Inc. (“Exela” or “the

May 4, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 EXELA TECHNOL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or orga

May 4, 2023 EX-99.1

Exela Technologies, Inc.

Exhibit 99.1 Source: Exela Technologies, Inc. May 03, 2023 10:17 ET Exela Technologies Urges Stockholders to Vote "FOR" Proposal 1 · The Exela Special Meeting of Stockholders is scheduled for Thursday, May 4, 2023 and voting is open. · Proposal 1 will facilitate continued listing on The Nasdaq Capital Market. IRVING, Texas, May 03, 2023 (GLOBE NEWSWIRE) - Exela Technologies, Inc. (“Exela” or “the

May 1, 2023 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36788 EXELA TE

April 27, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 EXELA TECH

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or o

April 27, 2023 EX-99.1

Exela Technologies Urges Stockholders to Vote "FOR" Reverse Stock Split

Exhibit 99.1 Exela Technologies Urges Stockholders to Vote "FOR" Reverse Stock Split April 26, 2023 09:00 ET | Source: Exela Technologies, Inc. • The Exela Special Meeting of Stockholders is scheduled for Thursday, May 4, 2023. • The reverse stock split will facilitate continued listing on The Nasdaq Capital Market. IRVING, Texas, April 26, 2023 (GLOBE NEWSWIRE) - Exela Technologies, Inc. (“Exela”

April 27, 2023 EX-99.1

Press Release dated April 26, 2023

Exhibit 99.1 Exela Technologies Urges Stockholders to Vote "FOR" Reverse Stock Split April 26, 2023 09:00 ET | Source: Exela Technologies, Inc. • The Exela Special Meeting of Stockholders is scheduled for Thursday, May 4, 2023. • The reverse stock split will facilitate continued listing on The Nasdaq Capital Market. IRVING, Texas, April 26, 2023 (GLOBE NEWSWIRE) - Exela Technologies, Inc. (“Exela”

April 27, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 EXELA TECH

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or o

April 10, 2023 EX-16.1

Letter from KPMG LLP to the Securities and Exchange Commission, dated April 10, 2023.

Exhibit 16.1 April 10, 2023 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We are currently principal accountants for Exela Technologies, Inc. and subsidiaries (the Company) and, under the date of April 3, 2023, we reported on the consolidated financial statements of the Company as of December 31, 2022 and 2021 and for each of the years in the three-year period end

April 10, 2023 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or or

April 4, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or or

April 4, 2023 EX-99.1

Exela Technologies, Inc. Reports Full Year and Fourth Quarter 2022 Results

Exhibit 99.1 Exela Technologies, Inc. Reports Full Year and Fourth Quarter 2022 Results Full Year Highlights • 2022 revenue of $1,077.2 million, down 7.7% year-over-year (5.7% on a constant currency basis) • Net loss of $415.6 million, includes non-cash goodwill impairment charges of $171.2 million • Implemented actions expected to achieve savings in the range of $65-$75 million beginning in Q4 20

April 3, 2023 EX-21.1

Subsidiaries of Exela Technologies Inc.

Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Subsidiary Name Jurisdiction of Formation Arista SAS France Asterion Belgium N.V. Belgium Asterion Denmark A/S Denmark Asterion DM Finland A.B. Finland Asterion France S.A.S France Asterion International GmbH Germany Asterion Sweden A.B. Sweden BancTec (Canada), Inc. Ontario BancTec (Philippines), Inc. Philippines BancTec (Puerto Rico), Inc. Delaware BancTec

April 3, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 EXELA TECHN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or or

April 3, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36

March 30, 2023 EX-99.2

Pro Forma Financial Information

Exhibit 99.2 Pro Forma Financial Information Reconciliation of financial information of Exela Technologies, Inc., as “Parent” and “Reporting Entity” and pro forma financial information of Exela Intermediate LLC, as “Company”, for the period ended September 30, 2022. Capitalized terms used but not defined herein shall have the meanings given in the INDENTURE, dated as of December 9, 2021 (as amende

March 30, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 EXELA TECH

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or o

March 30, 2023 EX-99.1

1

Exhibit 99.1 CONFIDENTIAL SUBJECT TO FRE 408 AND STATE LAW EQUIVALENTS Category Company Proposal (3/16/23) Noteholder Proposal (3/24/23) Conditions This term sheet is expressly subject to: Agreed · A representation that, other than Neon and XBP, no other assets have been transferred from Intermediate to ETI; · A representation that the consolidating balance sheet as of September 30, 2022 has not m

March 22, 2023 DEFR14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

March 21, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

March 17, 2023 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING 001-36788 SEC FILE NUMBER CUSIP NUMBER (Check One): x Form 10-K   ¨ Form 20-F   ¨ Form 11-K   ¨ Form 10-Q and Form 10-D   ¨ Form N-SAR   ¨ Form N-CSR For Period Ended: December 31, 2022 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ T

March 17, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2023 EXELA TECH

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2023 w EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or

March 13, 2023 EX-3.3

Certificate of Designations, Preferences, Rights and Limitations of Special Voting Preferred Stock

Exhibit 3.3 CERTIFICATE OF DESIGNATIONS, PREFERENCES, RIGHTS AND LIMITATIONS OF SPECIAL VOTING PREFERRED STOCK OF EXELA TECHNOLOGIES, INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware EXELA TECHNOLOGIES, INC., a Delaware corporation (the “Company”), certifies that pursuant to the authority contained in its Second Amended and Restated Certificate of Incorporation,

March 13, 2023 EX-3.2

Certificate of Decrease of Tandem Preferred Stock

Exhibit 3.2 CERTIFICATE OF DECREASE OF AUTHORIZED NUMBER OF SHARES OF TANDEM PREFERRED STOCK OF EXELA TECHNOLOGIES, INC. (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) EXELA TECHNOLOGIES, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: That the Second Amended and Resta

March 13, 2023 EX-10.1

Subscription, Voting and Redemption Agreement, dated as of March 7, 2023, by and between Exela Technologies, Inc. and GP-HGM LLC

Exhibit 10.1 SUBSCRIPTION, Voting AND REDEMPTION Agreement BETWEEN EXELA TECHNOLOGIES, INC. and gp-hgm llc March 7, 2023 SUBSCRIPTION, Voting AND REDEMPTION Agreement This Subscription, Voting and Redemption Agreement (the “Agreement”) is made as of the 7th day of March 2023, between Exela Technologies, Inc., a Delaware corporation (the “Company”) and GP-HGM LLC (the “Holder”, together with the Co

March 13, 2023 EX-3.1

Certificate of Decrease of Series B Perpetual Convertible Preferred Stock

Exhibit 3.1 CERTIFICATE OF DECREASE OF AUTHORIZED NUMBER OF SHARES OF SERIES B CUMULATIVE CONVERTIBLE PERPETUAL PREFERRED STOCK OF EXELA TECHNOLOGIES, INC. (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) EXELA TECHNOLOGIES, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY

March 13, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: March 7, 2023 EXELA TECHNOLOGIES, INC. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of earliest event reported: March 7, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or organization) (Comm

March 8, 2023 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

February 17, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2023 EXELA T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation o

February 13, 2023 SC 13G

US30162V7064 / Exela Technologies Inc / Shay Capital LLC Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

January 18, 2023 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or

January 6, 2023 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2023 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or

November 15, 2022 EX-99.1

Conference call scheduled for November 14, 2022 at 6:00 PM ET

Exhibit 99.1 Exela Technologies, Inc. Reports Preliminary Third Quarter 2022 Results November 14, 2022 16:34 ET | Source:Exela Technologies, Inc. · Revenue of $264 million, a decline of 5.4% from Q3 2021 · Net loss of $85 million · Exela’s European business signed a deal to go public through a merger with CF Acquisition Corp. VIII based on a $220 million valuation · Won $87M TCV(1) in Q3; record Y

November 15, 2022 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 EXELA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation

November 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3678

November 14, 2022 8-K

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or

November 14, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 EXELA T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation o

November 14, 2022 EX-99.1

Conference call scheduled for November 14, 2022 at 6:00 PM ET

Exhibit 99.1 Exela Technologies, Inc. Reports Preliminary Third Quarter 2022 Results Your publication date and time will appear here.| Source:Exela Technologies, Inc. · Revenue of $264 million, a decline of 5.4% from Q3 2021 · Net loss of $85 million · Exela’s European business signed a deal to go public through a merger with CF Acquisition Corp. VIII based on a $220 million valuation. · Won $87M

November 14, 2022 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 2)

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

November 10, 2022 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING 001-36788 SEC FILE NUMBER CUSIP NUMBER (Check One): ? Form 10-K?? ? Form 20-F?? ? Form 11-K?? x Form 10-Q and Form 10-D?? ? Form N-SAR?? ? Form N-CSR For Period Ended: September 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ?

October 14, 2022 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or

October 11, 2022 EX-99.1

- 2 -

Exhibit 99.1 Exela Technologies Inc.’s European business to go Public Through Merger with CF Acquisition Corp. VIII October 10, 2022 - Transaction values the European business at an enterprise value of $220 million - Transaction is expected to close in the first half of 2023 - Exela Technologies, Inc. will indirectly own a majority of the new public company, named XBP Europe Holdings, Inc. IRVING,

October 11, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or

October 11, 2022 EX-99.2

Disclaimer2ThispresentationisbeingprovidedsolelybyExelaTechnologies,Inc.(togetherwithitssubsidiaries,“Exela”),andisbeingprovidedsolelyforinformationalpurposeswithrespecttoaproposedtransaction(the“Transaction”)betweenXBPEurope(“XBPEurope”)andCFAcquisi

Exhibit 99.2 Disclaimer2ThispresentationisbeingprovidedsolelybyExelaTechnologies,Inc.(togetherwithitssubsidiaries,“Exela”),andisbeingprovidedsolelyforinformationalpurposeswithrespecttoaproposedtransaction(the“Transaction”)betweenXBPEurope(“XBPEurope”)andCFAcquisitionCorp.VIII(“CFVIII”).Youshouldnotrelyuponoruseittoformthedefinitivebasisforanydecisionoractionwhatsoever,withrespecttoanyproposedTrans

August 12, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

August 12, 2022 EX-10.9

Amendment No. 3 to Amended and Restated Secured Promissory Note, dated as of May 9, 2022 by and between GP 2XCV LLC and B. Riley Commercial Capital, LLC.

Exhibit 10.9 AMENDMENT NO. 3 TO AMENDED AND RESTATED SECURED PROMISSORY NOTE Amendment No. 3 to Amended and Restated Secured Promissory Note (this ?Amendment?), dated as of May 9, 2022, between GP 2XCV LLC, a Delaware limited liability company (the ?Borrower?), and B. RILEY COMMERCIAL CAPITAL, LLC, a Delaware limited liability company, or its assigns (the ?Noteholder,? and together with the Borrow

August 12, 2022 EX-10.8

Employment Agreement, dated as of July 26, 2022, between Exela Technologies BPA, LLC and Suresh Yannamani

Exhibit 10.8 ? EMPLOYMENT AGREEMENT ? THIS AGREEMENT (?Agreement?), dated as of July 26, 2022 (the ?Effective Date?), between Exela Technologies BPA, LLC, a Delaware limited liability company on behalf of itself and its subsidiaries (collectively, the ?Company?), and Suresh Yannamani (the ?Executive? or ?you?). ? W I T N E S S E T H: ? WHEREAS, the Company desires to retain the services of the Exe

August 10, 2022 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING 001-36788 SEC FILE NUMBER CUSIP NUMBER (Check One): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report

August 10, 2022 EX-99.1

Exela Technologies, Inc. and Subsidiaries Condensed Consolidated Balance Sheets As of June 30, 2022 and December 31, 2021 (in thousands of United States dollars except share and per share amounts)

Exhibit 99.1 Exela Technologies, Inc. Reports Preliminary Second Quarter 2022 Results August 09, 2022 16:05 ET | Source: Exela Technologies, Inc. ? Revenue of $267 million, a decline of 9% from Q2 2021 ? Net loss of $79 million ? $230 million of TCV(1) won, a 294% increase compared to Q1 2022 ? Small-and-Medium-Sized Business (?SMB?) continues strong growth with DMR(2) customers growing 343% over

August 10, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or o

July 26, 2022 EX-3.3

Certificate of Increase of Authorized Number of Shares of Tandem Preferred Stock of Exela Technologies, Inc., effective July 25, 2022

Exhibit 3.3 CERTIFICATE OF INCREASE OF AUTHORIZED NUMBER OF SHARES OF TANDEM PREFERRED STOCK OF EXELA TECHNOLOGIES, INC. (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) EXELA TECHNOLOGIES, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY: That the Second Amended and Resta

July 26, 2022 EX-3.4

Certificate of Increase of Authorized Number of Shares of Series B Cumulative Convertible Perpetual Preferred Stock of Exela Technologies, Inc., effective July 25, 2022

Exhibit 3.4 CERTIFICATE OF INCREASE OF AUTHORIZED NUMBER OF SHARES OF SERIES B CUMULATIVE CONVERTIBLE PERPETUAL PREFERRED STOCK OF EXELA TECHNOLOGIES, INC. (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) EXELA TECHNOLOGIES, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY

July 26, 2022 EX-3.2

Certificate of Elimination of Special Voting Preferred Stock of Exela Technologies, Inc., effective July 25, 2022

Exhibit 3.2 CERTIFICATE OF ELIMINATION OF SPECIAL VOTING PREFERRED STOCK OF EXELA TECHNOLOGIES, INC. (Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware) EXELA TECHNOLOGIES, INC., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), certifies as follows: FIRST: The Corporation's Second Amended and

July 26, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or or

July 26, 2022 EX-3.1

Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Exela Technologies, Inc., effective July 25, 2022

Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EXELA TECHNOLOGIES, INC. EXELA TECHNOLOGIES, INC., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), hereby certifies that: 1. The name of the Corporation is EXELA TECHNOLOGIES, INC. The date of filing of the Corporation?s original Certificate of I

July 26, 2022 EX-99.1

- 2 -

Exhibit 99.1 Exela Technologies Announces 1 for 20 Reverse Stock Split July 25, 2022 Download PDF IRVING, Texas, July 25, 2022 (GLOBE NEWSWIRE) - Exela Technologies, Inc. (?Exela? or ?Company?) (NASDAQ: XELA), a location-agnostic global business process automation (BPA) leader, announced that its Board of Directors has approved a 1-for-20 reverse stock split of the Company?s common stock, which wi

June 29, 2022 EX-3.2

Amendment to Bylaws of Exela Technologies, Inc.

Exhibit 3.2 CERTIFICATE OF AMENDMENT TO BYLAWS OF EXELA TECHNOLOGIES, INC. ONE: Section 2.4 of Article II of the Bylaws of Exela Technologies, Inc., a Delaware corporation have been amended to add a parenthetical clarification that the voting power of the 6.00% Series B Cumulative Convertible Perpetual Preferred Stock is represented by the Tandem Preferred Stock and accordingly such section is res

June 29, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or or

June 21, 2022 EX-10.6

Amended and Restated Performance Guaranty, dated as of June 17, 2022, between the Company, as performance guarantor, and PNC Bank, National Association, as administrative agent

Exhibit 10.6 EXECUTION VERSION AMENDED AND RESTATED PERFORMANCE GUARANTY This AMENDED AND RESTATED PERFORMANCE GUARANTY, (this ?Agreement?) dated as of June 17, 2022, is between EXELA TECHNOLOGIES, INC. (?Exela?), a Delaware corporation (the ?Performance Guarantor?), and PNC BANK, NATIONAL ASSOCIATION, as administrative agent (in such capacity, the ?Administrative Agent?) for and on behalf of the

June 21, 2022 EX-10.1

Amended and Restated Receivables Purchase Agreement, dated as of June 17, 2022, by and among the Seller, the Purchasers, PNC Bank, National Association, as administrative agent and the Company, as initial servicer

Exhibit 10.1 EXECUTION VERSION AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT Dated as of June 17, 2022 by and among EXELA RECEIVABLES 3, LLC, as Seller, THE PERSONS FROM TIME TO TIME PARTY HERETO, as Purchasers, EXELA TECHNOLOGIES, INC., as Initial Servicer, PNC BANK, NATIONAL ASSOCIATION, as LC Bank and as Administrative Agent, and PNC CAPITAL MARKETS LLC, as Structuring Agent TABLE OF CONT

June 21, 2022 EX-10.4

Amended and Restated Sub-Servicing Agreement, dated as of June 17, 2022, by and among the Company as initial servicer, and BancTec, Inc., Economic Research Services, Inc., Exela Enterprise Solutions, Inc., SourceHOV Healthcare, Inc., United Information Services, Inc., HOV Enterprise Services, Inc., HOV Services, Inc., HOV Services, LLC, J&B Software, Inc., Novitex Government Solutions, LLC, Regulus Group II LLC, Regulus Group LLC, Regulus Integrated Solutions LLC, SourceCorp BPS Inc., Sourcecorp Management, Inc., as sub-servicers.

Exhibit 10.4 Execution Version AMENDED AND RESTATED SUB-SERVICING AGREEMENT among EXELA TECHNOLOGIES, INC. Servicer and EACH ENTITY LISTED ON SCHEDULE 1 HERETO Sub-Servicer Dated as of June 17, 2022 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.01 Definitions 1 ARTICLE II SERVICING 2 Section 2.01 Each Sub-Servicer to Act as Sub-Servicer 2 ARTICLE III GENERAL SERVICING PROCEDURES 2 Secti

June 21, 2022 EX-10.3

Amended and Restated Second Tier Receivables Purchase and Sale Agreement, dated as of June 17, 2022, by and among, the Seller, the Parent SPE and the Company, as initial servicer, pursuant to which Parent SPE has sold or contributed and will sell or contribute to the Seller certain receivables and related assets in consideration for a combination of cash and equity in the Seller

Exhibit 10.3 EXECUTION VERSION AMENDED AND RESTATED SECOND TIER PURCHASE AND SALE AGREEMENT dated as of June 17, 2022 between EXELA TECHNOLOGIES, INC., as Initial Servicer, EXELA RECEIVABLES 3 HOLDCO, LLC, as Seller and EXELA RECEIVABLES 3, LLC as Buyer Table of Contents Page ARTICLE I DEFINITIONS AND RELATED MATTERS 1 SECTION 1.01. Defined Terms 1 SECTION 1.02. Other Interpretive Matters 3 SECTIO

June 21, 2022 EX-10.5

Amended and Restated Pledge and Guaranty, dated as of the June 17, 2022, between the Parent SPE and PNC Bank, National Association, the administrative agent.

Exhibit 10.5 EXECUTION VERSION AMENDED AND RESTATED PLEDGE AND GUARANTY This AMENDED AND RESTATED PLEDGE AND GUARANTY, (this ?Agreement?) dated as of June 17, 2022, is between EXELA RECEIVABLES 3 HOLDCO, LLC, a Delaware limited liability company (in its capacity as pledgor and guarantor hereunder, ?Guarantor?; in its capacity as seller under the Second Tier Purchase and Sale Agreement, the ?Seller

June 21, 2022 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 17, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation) (Commission F

June 21, 2022 EX-10.2

Amended and Restated First Tier Receivable Purchase and Sale Agreement, dated as of June 17, 2022, by and among Parent SPE, and certain other indirect, wholly-owned subsidiaries of the Company listed therein, and the Company, as initial servicer

Exhibit 10.2 EXECUTION VERSION AMENDED AND RESTATED FIRST TIER PURCHASE AND SALE AGREEMENT dated as of June 17, 2022 between EXELA TECHNOLOGIES, INC., as Initial Servicer, and the ORIGINATORS FROM TIME TO TIME PARTY HERETO, as Originators and EXELA RECEIVABLES 3 HOLDCO, LLC as Buyer Table of Contents Page ARTICLE I DEFINITIONS AND RELATED MATTERS 1 SECTION 1.01. Defined Terms 1 SECTION 1.02. Other

June 13, 2022 EX-99.1

Exela Technologies Announces Dividend on Series B Preferred Stock

Exhibit 99.1 Exela Technologies Announces Dividend on Series B Preferred Stock IRVING, Texas, June 10, 2022 - Exela Technologies, Inc. (?Exela?) (NASDAQ: XELA, XELAP), today announced that its Board of Directors has declared the payment of a dividend on the Company's outstanding 6.00% Series B Cumulative Perpetual Convertible Preferred Stock (?Series B Preferred Stock?). In accordance with the ter

June 13, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or or

June 1, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ?

May 23, 2022 424B5

Exela Technologies, Inc. Up to $250,000,000 Common Stock

TABLE OF CONTENTS ?Filed pursuant to Rule 424(b)(5)? ?Registration No. 333-263909? PROSPECTUS SUPPLEMENT (To Prospectus dated May 10, 2022) Exela Technologies, Inc. Up to $250,000,000 Common Stock We have entered into an At Market Issuance Sales Agreement (the ?Sales Agreement?) with B. Riley Securities, Inc., Cantor Fitzgerald & Co., Mizuho Securities USA LLC and Needham & Company, LLC (each, an

May 23, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation) (Commission F

May 19, 2022 EX-10.1

Subscription, Voting and Redemption Agreement, dated as of May 19, 2022, by and between Exela Technologies, Inc. and GP-HGM LLC

Exhibit 10.1 SUBSCRIPTION, Voting AND REDEMPTION Agreement BETWEEN EXELA TECHNOLOGIES, INC. and gp-hgm llc MAY 19, 2022 SUBSCRIPTION, Voting AND REDEMPTION Agreement ?? This Subscription, Voting and Redemption Agreement (the ?Agreement?) is made as of the 19th day of May, 2022, between Exela Technologies, Inc., a Delaware corporation (the ?Company?) and GP-HGM LLC (the ?Holder?, together with the

May 19, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2022 (May 15, 2022) EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incor

May 19, 2022 EX-3.3

Certificate of Designations, Preferences, Rights and Limitations of Special Voting Preferred Stock

Exhibit 3.3 CERTIFICATE OF DESIGNATIONS, PREFERENCES, RIGHTS AND LIMITATIONS OF SPECIAL VOTING PREFERRED STOCK OF EXELA TECHNOLOGIES, INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware EXELA TECHNOLOGIES, INC., a Delaware corporation (the ?Company?), certifies that pursuant to the authority contained in its Second Amended and Restated Certificate of Incorporation,

May 19, 2022 EX-3.4

Third Amended and Restated Bylaws

Exhibit 3.4 THIRD AMENDED AND RESTATED BYLAWS OF Exela Technologies, Inc. ARTICLE I OFFICES 1.1???????????Registered Office. The address of the registered office of Exela Technologies, Inc. (the ?Corporation?) in the State of Delaware, and the name of its registered agent at such address, shall be set forth in the Corporation?s certificate of incorporation, as the same may be amended and/or restat

May 19, 2022 EX-3.2

Certificate of Designations, Preferences, Rights and Limitations of Tandem Preferred Stock

Exhibit 3.2 CERTIFICATE OF DESIGNATIONS, PREFERENCES, RIGHTS AND LIMITATIONS OF TANDEM PREFERRED STOCK OF EXELA TECHNOLOGIES, INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware EXELA TECHNOLOGIES, INC., a Delaware corporation (the ?Company?), certifies that pursuant to the authority contained in its Second Amended and Restated Certificate of Incorporation, as amen

May 19, 2022 EX-3.1

Certificate of Decrease of Series A Perpetual Convertible Preferred Stock

Exhibit 3.1 CERTIFICATE OF DECREASE OF SERIES A perpetual convertible PREFERRED STOCK OF Exela Technologies, INC. (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) Exela Technologies, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify: 1.??????????That a Certificate of Design

May 17, 2022 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 47-1347291 (IRS Employer Identification No.) 2701 E. Grauwy

May 17, 2022 SC TO-I/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 5) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Fi

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 5) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Filing Person(Offeror)) Common Stock 6% Series B Cumulative Convertible Perpetual Preferred Stock (Title of Class of Securities) 30162V409 30162V607 (CU

May 17, 2022 EX-99.(A)(11)(A)

Press Release dated May 17, 2022

Exhibit (a)(11)(A) Exela Technologies Announces Successful Completion of Exchange Offer for Shares of Common Stock May 17, 2022 IRVING, Texas, May 17, 2022 (GLOBE NEWSWIRE) - Exela Technologies, Inc.

May 17, 2022 EX-3.3

Third Amended and Restated Bylaws, dated May 17, 2022

Exhibit 3.3 THIRD AMENDED AND RESTATED BYLAWS OF Exela Technologies, Inc. ARTICLE I OFFICES 1.1???????????Registered Office. The address of the registered office of Exela Technologies, Inc. (the ?Corporation?) in the State of Delaware, and the name of its registered agent at such address, shall be set forth in the Corporation?s certificate of incorporation, as the same may be amended and/or restat

May 17, 2022 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ?

May 17, 2022 EX-3.4

Certificate of Designations of Tandem Preferred Stock of Exela Technologies, Inc. filed on May 17, 2022 with the Secretary of State of the State of Delaware designating the preferences, limitations, voting powers and relative rights of the Tandem Preferred Stock

Exhibit 3.4 CERTIFICATE OF DESIGNATIONS, PREFERENCES, RIGHTS AND LIMITATIONS OF TANDEM PREFERRED STOCK OF EXELA TECHNOLOGIES, INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware EXELA TECHNOLOGIES, INC., a Delaware corporation (the ?Company?), certifies that pursuant to the authority contained in its Second Amended and Restated Certificate of Incorporation, as amen

May 12, 2022 EX-99.2

- 2 -

Exhibit 99.2 Exela Technologies Issues Reminder of the Timing of the Pending Exchange Offer ? Participating shareholders should instruct their broker to tender their Common Stock well before the expiration time of 11:59 p.m. EST on May 16, 2022, to give their broker enough time to tender their Common Stock. ? Shares that were tendered prior to May 2, 2022, may need to be re-tendered following the

May 12, 2022 SC TO-I/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 4) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Fi

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 4) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Filing Person(Offeror)) Common Stock 6% Series B Cumulative Convertible Perpetual Preferred Stock (Title of Class of Securities) 30162V409 30162V607 (CU

May 12, 2022 EX-99.(A)(10)(A)

Press Release issued by the Company, dated May 12, 2022

Exhibit (a)(10)(A) Exela Technologies Issues Reminder of the Timing of the Pending Exchange Offer May 12, 2022 ? Participating shareholders should instruct their broker to tender their Common Stock well before the expiration time of 11:59 p.

May 12, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or org

May 12, 2022 EX-99.1

Conference call scheduled for May 10, 2022 at 11:30 AM ET

Exhibit 99.1 Exela Technologies, Inc. Reports Preliminary First Quarter 2022 Results May 10, 2022 08:30 ET | Source: Exela Technologies, Inc. ? Revenue of $279.4 million, a decline of 6.9% from Q1 2021 ? Loss per Share of $0.17 in the first quarter of 2022 ? Net loss of $57 million in the first quarter of 2022 ? $78 million of TCV(1) won, a 131% increase compared to Q1 2021 ? Small-and-Medium-Size

May 10, 2022 EX-10.3

Amendment No. 2 to Amended and Restated Secured Promissory Note, dated as of March 31, 2022 by and between GP 2XCV LLC and B. Riley Commercial Capital, LLC.

Exhibit 10.4 Execution Version AMENDMENT NO. 2 TO AMENDED AND RESTATED SECURED PROMISSORY NOTE This AMENDMENT NO. 2 TO AMENDED AND RESTATED SECURED PROMISSORY NOTE (this ?Amendment?), dated as of March 31, 2022, is entered into between GP 2XCV LLC, a Delaware limited liability company (the ?Borrower?), and B. RILEY COMMERCIAL CAPITAL, LLC, a Delaware limited liability company, or its assigns (the

May 10, 2022 EX-99.(A)(1)(P)

Amendment No. 2 to the Amended and Restated Offer to Exchange, dated May 10, 2022

Exhibit (a)(1)(P) Amendment No. 2 to Exela Technologies, Inc. Amended and Restated Offer to Exchange dated May 2, 2022 This Amendment No. 2 (this ?Amendment?) supplements and amends the information previously provided in the Amended and Restated Offer to Exchange, dated May 2, 2022 (the ?May 2 Offer to Exchange?), as amended by Amendment No. 1 to the Amended and Restated Offer to Exchange, dated M

May 10, 2022 SC TO-I/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 3) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Fi

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 3) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Filing Person(Offeror)) Common Stock 6% Series B Cumulative Convertible Perpetual Preferred Stock (Title of Class of Securities) 30162V409 30162V607 (CU

May 10, 2022 EX-10.1

Transition Agreement, dated as of March 31, 2022, by and between Exela Technologies, Inc. and Ronald C. Cogburn.

EX-10.1 2 xela-20220331xex10d1.htm EX-10.1 Exhibit 10.1 TRANSITION AGREEMENT This TRANSITION AGREEMENT (the “Agreement”) is entered into by and between Exela Technologies, Inc. (the “Company”) and Ronald C. Cogburn (the “undersigned”), as of March 31, 2022. RECITALS WHEREAS, the undersigned has served the Company as its Chief Executive Officer and as a member of its Board of Directors (the “Board”

May 10, 2022 EX-10.4

Amendment No. 1 to Amended and Restated Secured Promissory Note, dated as of January 13, 2022 by and between GP 2XCV LLC and B. Riley Commercial Capital, LLC.

Exhibit 10.3 AMENDMENT NO. 1 TO AMENDED AND RESTATED SECURED PROMISSORY NOTE Amendment No. 1 to Amended and Restated Secured Promissory Note (this ?Amendment?), dated as of January 13, 2022, between GP 2XCV LLC, a Delaware limited liability company (the ?Borrower?), and B. RILEY COMMERCIAL CAPITAL, LLC, a Delaware limited liability company, or its assigns (the ?Noteholder,? and together with the B

May 10, 2022 EX-10.2

Amended and Restated Secured Promissory Note, dated as of December 7, 2021 by and between GP 2XCV LLC and B. Riley Commercial Capital, LLC.

Exhibit 10.2 AMENDED AND RESTATED SECURED PROMISSORY NOTE Effective Date: November 17, 2021 Amendment and Restatement Date: December 7, 2021 FOR VALUE RECEIVED, and subject to the terms and conditions set forth herein, GP 2XCV LLC, a Delaware limited liability company (the ?Borrower?), hereby unconditionally promises to pay to the order of B. RILEY COMMERCIAL CAPITAL, LLC, a Delaware limited liabi

May 10, 2022 SC TO-I/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 2) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Fi

? ? ? SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 2)? Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934? EXELA TECHNOLOGIES, INC. ? (Name of Subject Company (Issuer) and Filing Person(Offeror)) Common Stock 6% Series B Cumulative Convertible Perpetual Preferred Stock ? (Title of Class of Securities) 30162V409 3

May 10, 2022 EX-99.(A)(1)(O)

Amendment No. 1 to the Amended and Restated Offer to Exchange, dated May 10, 2022

Exhibit (a)(1)(O) Amendment No. 1 to Exela Technologies, Inc. Amended and Restated Offer to Exchange dated May 2, 2022 This Amendment No.1 (this ?Amendment?) amends the information previously provided in the Amended and Restated Offer to Exchange, dated May 2, 2022 (the ?May 2 Offer to Exchange? and, together with the Amendment the ?Offer?) of Exela Technologies, Inc. (?we?, ?us?, the ?Company? or

May 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36788 EX

May 10, 2022 EX-99.(A)(9)(A)

Updated Exela Webpage

Exhibit (a)(9)(A) EXELA TECHNOLOGIES, INC. Offer to Exchange up to 100,000,000 shares of its Common Stock (in 20 share increments) for up to $125,000,000 aggregate liquidation preference of its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock Exela Technologies, Inc. (?we?, ?us?, the ?Company? or ?Exela?) is offering (the ?Offer?) to exchange up to 100,000,000 shares of its outstand

May 6, 2022 CORRESP

Exela Technologies, Inc. 2701 East Grauwyler Road Irving, Texas 75061

Exela Technologies, Inc. 2701 East Grauwyler Road Irving, Texas 75061 May 6, 2021 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Jennifer L?pez Re: Exela Technologies, Inc. Registration Statement on Form S-3 Filed March 28, 2022 File No. 333-263909 Dear Ms. L?pez: Pursuant to Rule 461 promulgated under the Securitie

May 6, 2022 8-K

Other Events, Shareholder Director Nominations

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2022 (May 2, 2022) EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorpo

May 2, 2022 EX-99.(A)(1)(L)

Amended and Restated Offer to Exchange, dated May 2, 2022

EX-99.(A)(1)(L) 2 tm2212625d3-exha1l.htm EX-99.(A)(1)(L) TABLE OF CONTENTS  Exhibit (a)(1)(L) Amended and Restated Offer to Exchange EXELA TECHNOLOGIES, INC. Offer to Exchange up to 100,000,000 shares of its Common Stock (in 20 share increments) for up to $125,000,000 aggregate liquidation preference of its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock Exela Technologies, Inc. (“

May 2, 2022 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-36788 EXELA TE

May 2, 2022 EX-99.(A)(1)(N)

Amended and Restated Notice of Guaranteed Delivery

? ?Exhibit (a)(1)(N)? AMENDED AND RESTATED NOTICE OF GUARANTEED DELIVERY Exela Technologies, Inc.

May 2, 2022 EX-99.(A)(1)(M)

Amended and Restated Letter of Transmittal

? ? Exhibit (a)(1)(M)? AMENDED AND RESTATED LETTER OF TRANSMITTAL Offer to Exchange up to 100,000,000 shares of its Common Stock (in 20 share increments) for up to $125,000,000 aggregate liquidation preference of its 6.

May 2, 2022 SC TO-I/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 1) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Fi

? ? ? SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 1) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934? EXELA TECHNOLOGIES, INC. ? (Name of Subject Company (Issuer) and Filing Person(Offeror)) Common Stock 6% Series B Cumulative Convertible Perpetual Preferred Stock ? (Title of Class of Securities) 30162V409 30

May 2, 2022 EX-99.(A)(8)(A)

Updated Exela Webpage

Exhibit (a)(8)(A) EXELA TECHNOLOGIES, INC. Offer to Exchange up to 100,000,000 shares of its Common Stock (in 20 share increments) for up to $125,000,000 aggregate liquidation preference of its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock Exela Technologies, Inc. (?we?, ?us?, the ?Company? or ?Exela?) is offering (the ?Offer?) to exchange up to 100,000,000 shares of its outstand

May 2, 2022 EX-99.(A)(7)(A)

Press Release issued by the Company, dated May 2, 2022

Exhibit (a)(7)(A) Exela Technologies Announces an Amendment in the Pending Exchange Offer Common Stock Now Exchangeable for Listed Series B Preferred Stock ? Exela announces intention to provide listed Series B Preferred Stock (Nasdaq: XELAP) voting rights by distributing new Tandem Preferred Stock ? Shareholders can now exchange blocks of 20 shares of Common Stock into one share of the existing, tradable Series B Preferred Stock (Nasdaq: XELAP) with a $25 liquidation preference and a 6% annual dividend ? Liquidation preference represents a 257% premium to the closing share price of $0.

April 20, 2022 SC 13D/A

XELA / Exela Technologies Inc / Hovs Llc - SC 13D/A Activist Investment

CUSIP No. 30162V409 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12)* Exela Technologies, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 30162V409 (CUSIP Number) Andrej Jonovic HandsOn Global Management 8550 West Desert Inn Road, Suite 102-45

April 18, 2022 SC TO-I

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Filing Person(Offero

? ? ? SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934? EXELA TECHNOLOGIES, INC. ? (Name of Subject Company (Issuer) and Filing Person(Offeror)) Common Stock 6% Series B Cumulative Convertible Perpetual Preferred Stock ? (Title of Class of Securities) 30162V409 30162V607 ? (CUSIP N

April 18, 2022 EX-99.(A)(1)(D)

Notice of Guaranteed Delivery for Common Stock Offer

? ?Exhibit (a)(1)(D)? NOTICE OF GUARANTEED DELIVERY For Common Stock Exela Technologies, Inc.

April 18, 2022 EX-99.(A)(1)(H)

Letter to Broker for Preferred Stock Offer

? ?Exhibit (a)(1)(H)? Exela Technologies, Inc. Offer to Exchange up to 900,328 shares of its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock for up to 900,328 shares of its 6.00% Series B1 Cumulative Convertible Perpetual Preferred Stock To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: Exela Technologies, Inc. (?we?, ?us?, the ?Company?or ?Exela?) is offer

April 18, 2022 EX-99.(A)(1)(A)

Offer to Exchange, dated April 18, 2022

TABLE OF CONTENTS ?Exhibit (a)(1)(A)? Offer to Exchange EXELA TECHNOLOGIES, INC. Offer to Exchange up to 100,000,000 shares of its Common Stock (in 20 share increments) for up to $125,000,000 aggregate liquidation preference of its 6.00% Series B1 Cumulative Convertible Perpetual Preferred Stock Offer to Exchange up to 900,328 shares of its 6.00% Series B Cumulative Convertible Perpetual Preferred

April 18, 2022 EX-99.(A)(1)(F)

Form of Summary Advertisement, dated April 18, 2022

? ? Exhibit (a)(1)(F)? This announcement is neither an offer to purchase nor a solicitation of an offer to sell shares of Common Stock or Series B Preferred Stock (as defined below).

April 18, 2022 EX-99.(A)(1)(B)

Letter of Transmittal for Common Stock Offer

? ? Exhibit (a)(1)(B)? LETTER OF TRANSMITTAL For Common Stock Offer to Exchange up to 100,000,000 shares of its Common Stock (in 20 share increments) for up to $125,000,000 aggregate liquidation preference of its 6.

April 18, 2022 EX-99.(A)(6)(A)

Exela Webpage

? ?Exhibit (a)(6)(A)? EXELA TECHNOLOGIES, INC. Offer to Exchange up to 100,000,000 shares of its Common Stock (in 20 share increments) for up to $125,000,000 aggregate liquidation preference of its 6.00% Series B1 Cumulative Convertible Perpetual Preferred Stock Offer to Exchange up to 900,328 shares of its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock for up to 900,328 shares of

April 18, 2022 EX-FILING FEES

Filing Fee Table

Exhibit 107 EX-FILING FEES Calculation of Filing Fee Tables Schedule TO (Form Type) Exela Technologies, Inc.

April 18, 2022 EX-99.(A)(1)(E)

Notice of Guaranteed Delivery for Preferred Stock Offer

? ?Exhibit (a)(1)(E)? NOTICE OF GUARANTEED DELIVERY For Series B Preferred Stock Exela Technologies, Inc.

April 18, 2022 EX-99.(A)(1)(C)

Letter of Transmittal for Preferred Stock Offer

? ?Exhibit (a)(1)(C)? LETTER OF TRANSMITTAL For Series B Preferred Stock Offer to Exchange up to 900,328 shares of its 6.

April 18, 2022 EX-99.(A)(1)(G)

Letter to Broker for Common Stock Offer

? ?Exhibit (a)(1)(G)? Exela Technologies, Inc. Offer to Exchange up to 100,000,000 shares of Common Stock (in 20 share increments) for up to $125,000,000 aggregate liquidation preference of 6.00% Series B1 Cumulative Convertible Perpetual Preferred Stock To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: Exela Technologies, Inc. (?we?, ?us?, the ?Company? or ?Exela?) is off

April 18, 2022 EX-99.(A)(5)(A)

Press Release issued by the Company, dated April 18, 2022

Exhibit (a)(5)A) Exela Technologies Announces Share Buyback of up to 100 Million Shares of Common Stock at $1.

April 18, 2022 EX-99.(A)(1)(J)

Letter to Client for Preferred Stock Offer

? ?Exhibit (a)(1)(J)? Exela Technologies, Inc. Offer to Exchange up to 900,328 shares of its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock for up to 900,328 shares of its 6.00% Series B1 Cumulative Convertible Perpetual Preferred Stock To Our Clients: Enclosed for your consideration is an Offer to Exchange, dated April 18, 2022 (as may be amended from time to time, the ?Offer to

April 18, 2022 EX-99.(A)(1)(I)

Letter to Client for Common Stock Offer

? ?Exhibit (a)(1)(I)? Exela Technologies, Inc. Offer to Exchange up to 100,000,000 shares of Common Stock (in 20 share increments) for up to $125,000,000 aggregate liquidation preference of 6.00% Series B1 Cumulative Convertible Perpetual Preferred Stock To Our Clients: Enclosed for your consideration is an Offer to Exchange, dated April 18, 2022 (as may be amended from time to time, the ?Offer to

April 13, 2022 EX-99.1

Exela Technologies Cancels Vote on Reverse Split

Exhibit 99.1 Exela Technologies Cancels Vote on Reverse Split April 11, 2022 ? Special meeting of stockholders scheduled for May 3, 2022 canceled IRVING, Texas, April 11, 2022 (GLOBE NEWSWIRE) - Exela Technologies, Inc. (NASDAQ: XELA) today announced that it will not proceed with the vote scheduled for May 3, 2022 seeking approval to effect a reverse stock split. The Special Meeting of Stockholder

April 13, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or o

April 4, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule

March 31, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation) (Commission

March 28, 2022 S-3

As filed with the Securities and Exchange Commission on March 28, 2022

TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 28, 2022 Registration No.

March 28, 2022 EX-4.2

Form of Debt Security (included in Exhibit 4.2).

Exhibit 4.2 EXELA TECHNOLOGIES, INC. and [ ] , as Trustee INDENTURE DATED AS OF CROSS REFERENCE TABLE TIA Section Indentu1re Section 310(a)(1) 7.10 (a)(2) 7.10 (a)(3) N.A. (a)(4) N.A. (a)(5) N.A. (b) 7.08;7.10 311(a) 7.11 (b) 7.11 312(a) 2.07 (b) 12.04 (c) 12.04 313(a) 7.06 (b)(1) 7.06 (b)(2) 7.06 (c) 7.06 (d) 7.06 314(a)(1) 4.02 (a)(2) 12.03 (a)(4) 4.04 (b) N.A. (c) 2.04;7.02(b);8.01 (c)(1) 12.05

March 28, 2022 EX-FILING FEES

Calculation of Filing Fees Table

Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Exela Technologies, Inc.

March 24, 2022 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule

March 22, 2022 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 47-1347291 (IRS Employer Identification No.) 2701 E. Grauwy

March 17, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation or o

March 16, 2022 EX-10.11

Fourth Amendment to First Lien Credit Agreement, dated as of December 9, 2021

? Exhibit 10.11 ? EXECUTION VERSION FOURTH AMENDMENT TO FIRST LIEN CREDIT AGREEMENT This FOURTH AMENDMENT TO FIRST LIEN CREDIT AGREEMENT (this ?Agreement?), dated as of December 9, 2021, and executed this 9th day of December, 2021, is made by and among EXELA INTERMEDIATE HOLDINGS LLC, a Delaware limited liability company (?Holdings?), EXELA INTERMEDIATE LLC, a Delaware limited liability company (t

March 16, 2022 EX-4.11

Second Supplemental Indenture, dated February 24, 2022, by and among Exela Intermediate LLC and Exela Finance Inc. as Issuers, and U.S. Bank, National Association, as Trustee

? Exhibit 4.11 ? SECOND SUPPLEMENTAL INDENTURE THIS SECOND SUPPLEMENTAL INDENTURE, dated as of February 24, 2022 (this ?Second Supplemental Indenture?), by and among EXELA INTERMEDIATE LLC, a Delaware limited liability company (the ?Company?), EXELA FINANCE INC., a Delaware corporation (the ?Co-Issuer? and, together with the Company, the ?Issuers?), and U.S. BANK TRUST COMPANY NATIONAL ASSOCIATION

March 16, 2022 EX-4.10

Supplemental Indenture, dated December 20, 2021, by and among Exela Intermediate LLC and Exela Finance Inc. as Issuers, and U.S. Bank, National Association, as Trustee

EX-4.10 3 xela-20211231xex4d10.htm EX-4.10 Exhibit 4.10 FIRST SUPPLEMENTAL INDENTURE THIS FIRST SUPPLEMENTAL INDENTURE, dated as of December 20, 2021 (this “First Supplemental Indenture”), by and among EXELA INTERMEDIATE LLC, a Delaware limited liability company (the “Company”), EXELA FINANCE INC., a Delaware corporation (the “Co-Issuer” and, together with the Company, the “Issuers”), and U.S. BAN

March 16, 2022 EX-21.1

Subsidiaries of Exela Technologies Inc.

Exhibit 21.1 SUBSIDIARIES OF REGISTRANT ? ? ? ? Subsidiary Name Jurisdiction of Formation AAXE LLC ? Delaware Arista SA ? France Asterion Belgium N.V. ? Belgium Asterion Denmark A/S ? Denmark Asterion DM Finland A.B. ? Sweden Asterion France S.A.S ? France Asterion International GmbH ? Germany Asterion Sweden A.B. ? Sweden BancTec (Canada), Inc. ? Canada BancTec (Philippines), Inc. ? Philippines B

March 16, 2022 EX-10.12

Revolving Loan Exchange and Prepayment Agreement, dated March 7, 2022, by and among Exela Intermediate Holdings, LLC, Exela Intermediate LLC, and the revolving lenders party thereto

? Exhibit 10.12 ? Execution Version REVOLVING LOAN EXCHANGE AND PREPAYMENT AGREEMENT ? This REVOLVING LOAN EXCHANGE AND PREPAYMENT AGREEMENT (this ?Agreement?) is made as of March 7, 2022 by and among Exela Intermediate Holdings, LLC, a Delaware limited liability company (?Holdings?), Exela Intermediate LLC, a Delaware limited liability company (the ?Company?), and the parties set forth on the sig

March 16, 2022 EX-4.9

Indenture, dated December 9, 2021, by and among Exela Intermediate LLC and Exela Finance Inc. as Issuers, the Subsidiary Guarantors set forth therein and U.S.Bank, National Association, as Trustee

Exhibit 4.9 EXECUTION VERSION ? ? EXELA INTERMEDIATE LLC, as Company ? EXELA FINANCE INC., as Co-Issuer and the Subsidiary Guarantors party hereto from time to time ? U.S. BANK NATIONAL ASSOCIATION, as Trustee 11.500% FIRST-PRIORITY SENIOR SECURED NOTES DUE 2026 INDENTURE Dated as of December 9, 2021 ? ? TABLE OF CONTENTS ? ? ? ? Page ? ? ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Sect

March 16, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

March 14, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation) (Commission

March 14, 2022 EX-99.1

Conference call scheduled for March 11, 2022 at 2:00 PM ET

Exhibit 99.1 Exela Technologies, Inc. Reports Preliminary Full Year and Fourth Quarter 2021 Results ? 2021 Revenue of $1,167 million, in-line with guidance ? Loss per Share of $0.34 in the fourth quarter of 2021 ? On track for $50 million in cash flow improvements in 2022 ? Long-term debt(1) reduced by $454 million ? Small-and-Medium-Sized Business ?SMB? continues robust growth in the fourth quart

March 11, 2022 EX-99.(A)(15)(A)

Press Release issued by the Company, dated March 11, 2022

Exhibit (a)(15)(A) Exela Technologies Announces Successful Completion of Exchange Offer for Shares of Common Stock IRVING, TX.

March 11, 2022 SC TO-I/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 11) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and F

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 11) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Filing Person(Offeror)) Common Stock (Title of Class of Securities) 30162V409 (CUSIP Numbers of Class of Securities) Shrikant Sortur Chief Financial Of

March 11, 2022 EX-99.(A)(1)(N)

Certificate of Designations, Preferences, Rights and Limitations of Series B Cumulative Convertible Perpetual Preferred Stock, dated March 10, 2022

Exhibit (a)(1)(N) Certificate of Designations, Preferences, Rights and Limitations of Series B CUMULATIVE Convertible PERPETUAL Preferred Stock of Exela Technologies, Inc.

March 9, 2022 SC TO-I/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 10) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and F

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 10) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Filing Person(Offeror)) Common Stock (Title of Class of Securities) 30162V409 (CUSIP Numbers of Class of Securities) Shrikant Sortur Chief Financial Of

March 8, 2022 EX-99.(A)(14)(A)

Press Release issued by the Company, dated March 8, 2022(9)

Exhibit (a)(14)(A) Exela Technologies Announces Management and Directors Tendering Exela Common Stock into Preferred Stock March 8, 2022 IRVING, Texas, March 08, 2022 (GLOBE NEWSWIRE) - Exela Technologies, Inc.

March 8, 2022 SC TO-I/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 9) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Fi

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 9) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Filing Person(Offeror)) Common Stock (Title of Class of Securities) 30162V409 (CUSIP Numbers of Class of Securities) Shrikant Sortur Chief Financial Off

March 7, 2022 SC TO-I/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 8) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Fi

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 8) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Filing Person(Offeror)) Common Stock (Title of Class of Securities) 30162V409 (CUSIP Numbers of Class of Securities) Shrikant Sortur Chief Financial Off

March 7, 2022 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2022 EXELA TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-36788 47-1347291 (State or other jurisdiction of incorporation) (Commission

March 4, 2022 SC TO-I/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 7) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Fi

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 7) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Filing Person(Offeror)) Common Stock (Title of Class of Securities) 30162V409 (CUSIP Numbers of Class of Securities) Shrikant Sortur Chief Financial Off

March 4, 2022 EX-99.(A)(13)(A)

Form of E-mail Communication to be sent by the Company commencing March 4, 2022(8)

Exhibit (a)(13)(A) Exela Technologies, Inc. (?Exela?), is offering to repurchase shares of Common Stock and then retiring those shares. Shareholders can now exchange Common Stock in 20 share increments for $25 liquidation preference Preferred Stock. Thus, shareholders whose Common Stock is accepted for exchange will hold Preferred Stock with a liquidation preference equivalent to $1.25 per share o

March 3, 2022 SC TO-I/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 6) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Fi

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 6) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Filing Person(Offeror)) Common Stock (Title of Class of Securities) 30162V409 (CUSIP Numbers of Class of Securities) Shrikant Sortur Chief Financial Off

March 3, 2022 EX-99.(A)(1)(M)

Certificate of Designations, Preferences, Rights and Limitations of Series B Cumulative Convertible Perpetual Preferred Stock(7)

? Exhibit (a)(1)(M) ? Certificate of Designations, Preferences, Rights and Limitations of Series B CUMULATIVE Convertible PERPETUAL Preferred Stock of Exela Technologies, Inc.

March 2, 2022 SC TO-I/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 5) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Fi

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO (Amendment No. 5) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 EXELA TECHNOLOGIES, INC. (Name of Subject Company (Issuer) and Filing Person(Offeror)) Common Stock (Title of Class of Securities) 30162V409 (CUSIP Numbers of Class of Securities) Shrikant Sortur Chief Financial Off

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