الإحصائيات الأساسية
| LEI | 5493006LP9COIV2ZIB05 |
| CIK | 1552198 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to WhiteHorse Finance, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 13, 2025 |
Amended and Restated BYLAWS OF WHITEHORSE FINANCE, INC. Article I. OFFICES Exhibit 3.1 Amended and Restated BYLAWS OF WHITEHORSE FINANCE, INC. Article I. OFFICES 1.1 Registered Office. The registered office of WhiteHorse Finance, Inc. (the “Corporation”) in the State of Delaware shall be established and maintained at 1209 Orange Street, County of New Castle, Delaware 19801, and Corporation Trust Center shall be the registered agent of the Corporation in charge thereof. 1 |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2025 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| August 8, 2025 |
Or I can legit UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdi |
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| August 8, 2025 |
Exhibit 99.1 Earnings Presentation Quarter Ended June 30, 2025 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFCL (7.875% Notes due 2028) 1 References in this presentation to “WHF”, “WhiteHorse Finance”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a recom |
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| August 7, 2025 |
Exhibit 99.1 WhiteHorse Finance, Inc. Announces Second Quarter 2025 Earnings Results and Declares Quarterly Distribution of $0.385 Per Share NEW YORK, August 7, 2025 /PRNewswire/ - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the second quarter ended June 30, 2025. In addition, the Company’s board of directors has declared |
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| August 7, 2025 |
f UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q f UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| August 7, 2025 |
Exhibit 99.2 Earnings Presentation Quarter Ended June 30, 2025 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFCL (7.875% Notes due 2028) 1 References in this presentation to “WHF”, “WhiteHorse Finance”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a recom |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| July 25, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits Or I can legit UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2025 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporatio |
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| July 25, 2025 |
WhiteHorse Finance, Inc. To Report Second Quarter 2025 Financial Results Exhibit 99.1 WhiteHorse Finance, Inc. To Report Second Quarter 2025 Financial Results NEW YORK, NY, July 25, 2025 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its second quarter financial results for the period ended June 30, 2025 on Thursday, August 7, 2025. The Company will discuss its financial results on a conference call |
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| July 10, 2025 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to § 240. |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2025 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| July 1, 2025 |
Exhibit 10.1 EXECUTION VERSION ELEVENTH AMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AGREEMENT This Eleventh Amendment to the Fifth Amended and Restated Loan Agreement (this "Amendment"), dated as of June 27, 2025, is entered into by and among WHITEHORSE FINANCE CREDIT I, LLC (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as lender (the "Lender") and administrative agent (the "Adminis |
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| June 20, 2025 |
SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒Definitive Proxy Statement ☐ Definitive Additional Material ☐ Soliciting Material Pursuant to Rule 14a-12 WhiteHorse Finance, Inc. |
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| June 16, 2025 |
COLLATERAL ADMINISTRATION AGREEMENT Exhibit 99.3 EXECUTION VERSION COLLATERAL ADMINISTRATION AGREEMENT This COLLATERAL ADMINISTRATION AGREEMENT, dated as of June 10, 2025 (as amended, modified or supplemented from time to time, the “Agreement”), is entered into by and among WhiteHorse Finance CLO I, LLC, a limited liability company formed under the laws of the State of Delaware (the “Issuer”), H.I.G. Capital, LLC, in its capacity as |
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| June 16, 2025 |
Exhibit 99.1 EXECUTION VERSION INDENTURE AND SECURITY AGREEMENT by and among WHITEHORSE FINANCE CLO I, LLC Issuer and The Bank of New York Mellon Trust Company, National Association Trustee Dated as of June 10, 2025 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.1 Definitions 2 Section 1.2 Usage of Terms 86 Section 1.3 Assumptions as to Assets 87 ARTICLE II THE DEBT Section 2.1 Forms Gener |
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| June 16, 2025 |
Exhibit 99.2 EXECUTION VERSION CLASS A-L LOAN AGREEMENT dated as of June 10, 2025 among WHITEHORSE FINANCE CLO I, LLC, as Borrower, THE VARIOUS FINANCIAL INSTITUTIONS TIME TO TIME PARTY HERETO, as Lenders, THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION, as Loan Agent and as Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INTERPRETATION 1 Section 1.1 Defined Terms 1 Sectio |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2025 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| June 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K/A Amendment No. |
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| May 12, 2025 |
Exhibit 99.2 Earnings Presentation Quarter Ended March 31, 2025 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFCL (7.875% Notes due 2028) 1 References in this presentation to “WHF”, “WhiteHorse Finance”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a reco |
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| May 12, 2025 |
f UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q f UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| May 12, 2025 |
Exhibit 99.1 WhiteHorse Finance, Inc. Announces First Quarter 2025 Earnings Results and Declares Quarterly Distribution of $0.385 Per Share NEW YORK, May 12, 2025 /PRNewswire/ - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the first quarter ended March 31, 2025. In addition, the Company’s board of directors has declared a |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2025 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission F |
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| April 28, 2025 |
WhiteHorse Finance, Inc. To Report First Quarter 2025 Financial Results Exhibit 99.1 WhiteHorse Finance, Inc. To Report First Quarter 2025 Financial Results NEW YORK, NY, April 28, 2025 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its first quarter financial results for the period ended March 31, 2025 on Monday, May 12, 2025. The Company will discuss its financial results on a conference call on |
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| April 28, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2025 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| March 7, 2025 |
Exhibit 99.2 Earnings Presentation Quarter Ended December 31, 2024 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFCL (7.875% Notes due 2028) 1 References in this presentation to “WHF”, “WhiteHorse Finance”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a r |
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| March 7, 2025 |
Exhibit 99.2 WHF STRS OHIO SENIOR LOAN FUND LLC CONSOLIDATED FINANCIAL STATEMENTS As of December 31, 2024 and 2023 and for the years ended December 31, 2024, 2023 and 2022 (With Independent Auditor’s Report Thereon) Table of Contents Independent Auditor’s Report 1 Consolidated Statements of Assets, Liabilities and Members’ Equity 3 Consolidated Schedules of Investments 4 Consolidated Statements of |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2025 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| March 7, 2025 |
Exhibit 99.1 WhiteHorse Finance, Inc. Announces Fourth Quarter and Full Year 2024 Earnings Results and Declares Quarterly Distribution of $0.385 Per Share NEW YORK, March 7, 2025 /PRNewswire/ - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the fourth quarter and year ended December 31, 2024. In addition, the Company’s board |
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| March 7, 2025 |
Exhibit 21.1 SUBSIDIARIES OF WHITEHORSE FINANCE, INC. Name Jurisdiction WhiteHorse Finance Credit I, LLC Delaware WhiteHorse Finance (CA), LLC Delaware WhiteHorse Finance CLO I, LLC Delaware WHF American Craft Blocker, LLC Delaware WhiteHorse RCKC Holdings, LLC Delaware WhiteHorse Finance Holdings, LLC Delaware |
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| March 7, 2025 |
Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON SUPPLEMENTAL INFORMATION Shareholders and the Board of Directors of WhiteHorse Finance, Inc. Miami, Florida We have audited and reported separately herein on the consolidated financial statements of WhiteHorse Finance, Inc. (the “Company”) as of December 31, 2024 and 2023, and for each of the three years in the period ended De |
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| March 7, 2025 |
Insider Trading Policies and Procedures Exhibit 19.1 WhiteHorse Finance, Inc. Insider Trading Policy 1. Clearance of Transactions WhiteHorse Finance, Inc. (the “Corporation”) requires that all purchases and sales of Corporation securities by all directors, managers, partners, officers and employees of the Corporation, H.I.G. Capital, LLC (“H.I.G. Capital”) or H.I.G. WhiteHorse Advisers, LLC (the “Adviser”) (collectively, the “Covered Pe |
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| February 3, 2025 |
WhiteHorse Finance, Inc. To Report Fourth Quarter 2024 and Full Year Financial Results Exhibit 99.1 WhiteHorse Finance, Inc. To Report Fourth Quarter 2024 and Full Year Financial Results NEW YORK, NY, February 3, 2025 - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its fourth quarter and full year financial results for the year ended December 31, 2024 on Friday, March 7, 2025. The Company will discuss its financia |
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| February 3, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2025 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2025 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| January 22, 2025 |
Exhibit 10.1 Execution Version TENTH AMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AGREEMENT This Tenth Amendment to the Fifth Amended and Restated Loan Agreement (this "Amendment"), dated as of January 17, 2025, is entered into by and among WHITEHORSE FINANCE CREDIT I, LLC (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as lender (the "Lender") and administrative agent (the "Administra |
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| December 26, 2024 |
Exhibit 10.1 Execution Version NINTH AMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AGREEMENT This Ninth Amendment to the Fifth Amended and Restated Loan Agreement (this "Amendment"), dated as of December 19, 2024, is entered into by and among WHITEHORSE FINANCE CREDIT I, LLC (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as lender (the "Lender") and administrative agent (the "Administr |
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| December 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commiss |
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| November 27, 2024 |
Exhibit 10.1 Execution Version EIGHTH AMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AGREEMENT This Eighth Amendment to the Fifth Amended and Restated Loan Agreement (this "Amendment"), dated as of November 21, 2024, is entered into by and among WHITEHORSE FINANCE CREDIT I, LLC (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as lender (the "Lender") and administrative agent (the "Adminis |
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| November 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction (Commission (IRS Employer |
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| November 7, 2024 |
f UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q f UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| November 7, 2024 |
Exhibit 99.1 WhiteHorse Finance, Inc. Announces Third Quarter 2024 Earnings Results and Declares Quarterly Distribution of $0.385 Per Share NEW YORK, November 7, 2024 /PRNewswire/ - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the quarter ended September 30, 2024. In addition, the Company’s board of directors has declared |
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| November 7, 2024 |
Exhibit 99.2 Earnings Presentation Quarter Ended September 30, 2024 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFCL (7.875% Notes due 2028) 1 References in this presentation to “WHF”, “WhiteHorse Finance”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a |
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| October 15, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| October 15, 2024 |
Exhibit 99.1 WhiteHorse Finance, Inc. Announces Special Distribution And To Report Third Quarter 2024 Financial Results NEW YORK, NY, October 15, 2024 - WhiteHorse Finance, Inc. (the "Company") (Nasdaq: WHF) today announced that its board of directors has declared a special distribution of $0.245 per share, which will be payable on December 10, 2024 to stockholders of record as of October 31, 2024 |
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| August 8, 2024 |
f UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q f UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| August 8, 2024 |
Exhibit 99.1 WhiteHorse Finance, Inc. Announces Second Quarter 2024 Earnings Results and Declares Quarterly Distribution of $0.385 Per Share NEW YORK, August 8, 2024 /PRNewswire/ - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the quarter ended June 30, 2024. In addition, the Company’s board of directors has declared a dist |
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| August 8, 2024 |
Exhibit 99.2 Earnings Presentation Quarter Ended June 30, 2024 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFCL (7.875% Notes due 2028) 1 References in this presentation to “WHF”, “WhiteHorse Finance”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a recom |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| August 5, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| July 11, 2024 |
WhiteHorse Finance, Inc. To Report Second Quarter 2024 Financial Results Exhibit 99.1 WhiteHorse Finance, Inc. To Report Second Quarter 2024 Financial Results NEW YORK, NY, July 11, 2024 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its second quarter financial results for the period ended June 30, 2024 on Thursday, August 8, 2024. The Company will discuss its financial results on a conference call |
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| July 11, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| June 20, 2024 |
SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒Definitive Proxy Statement ☐ Definitive Additional Material ☐ Soliciting Material Pursuant to Rule 14a-12 WhiteHorse Finance, Inc. |
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| May 31, 2024 |
WHF / WhiteHorse Finance, Inc. / MNAYMNEH SAMI - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) WHITEHORSE FINANCE, INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 96524V 106 (CUSIP Number) Sami Mnaymneh c/o H.I.G. Capital, LLC 1450 Brickell Avenue, 31st Floor Miami, FL 33131 (305) 379-2322 (Name, Addres |
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| May 31, 2024 |
WHF / WhiteHorse Finance, Inc. / TAMER ANTHONY - SC 13D/A Activist Investment SC 13D/A 1 tm2416054d2sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) WHITEHORSE FINANCE, INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 96524V 106 (CUSIP Number) Anthony Tamer c/o H.I.G. Capital, LLC 1450 Brickell Avenue, 31st Floor Mi |
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| May 8, 2024 |
Exhibit 99.1 WhiteHorse Finance, Inc. Announces First Quarter 2024 Earnings Results and Declares Quarterly Distribution of $0.385 Per Share NEW YORK, May 8, 2024 /PRNewswire/ - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the quarter ended March 31, 2024. In addition, the Company’s board of directors has declared a distrib |
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| May 8, 2024 |
Exhibit 99.2 Earnings Presentation Quarter Ended March 31, 2024 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFCL (7.875% Notes due 2028) 1 References in this presentation to “WHF”, “WhiteHorse Finance”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a reco |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 16, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| April 16, 2024 |
WhiteHorse Finance, Inc. To Report First Quarter 2024 Financial Results Exhibit 99.1 WhiteHorse Finance, Inc. To Report First Quarter 2024 Financial Results NEW YORK, NY, April 16, 2024 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its first quarter financial results for the period ended March 31, 2024 on Wednesday, May 8, 2024. The Company will discuss its financial results on a conference call t |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| April 10, 2024 |
WhiteHorse Finance, Inc. Appoints John P. Volpe to Its Board of Directors WhiteHorse Finance, Inc. Appoints John P. Volpe to Its Board of Directors NEW YORK, April 10, 2024 /PRNewswire/ - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that John P. Volpe has been appointed to serve as an independent member of its Board of Directors effective today. Mr. Volpe will also serve on the Company’s Nominating and Corporate Governan |
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| March 18, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commiss |
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| March 5, 2024 |
Exhibit 97.1 WHITEHORSE FINANCE, INC. CLAWBACK POLICY The Board of Directors (the “Board”) of WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), believes that it is in the best interests of the Company and its stockholders to adopt this Clawback Policy (this “Policy”), which provides for the recovery of Incentive-Based Compensation received by Covered Executives, if any, in the even |
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| March 5, 2024 |
Exhibit 99.2 WHF STRS OHIO SENIOR LOAN FUND LLC CONSOLIDATED FINANCIAL STATEMENTS As of December 31, 2023 and 2022 and for the years ended December 31, 2023, 2022 and 2021 (With Independent Auditor’s Report Thereon) Table of Contents Independent Auditor’s Report 1 Consolidated Statements of Assets, Liabilities and Members’ Equity 3 Consolidated Schedules of Investments 4 Consolidated Statements of |
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| March 5, 2024 |
Report of Crowe LLP on Senior Securities Table Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON SUPPLEMENTAL INFORMATION Shareholders and the Board of Directors of WhiteHorse Finance, Inc. Miami, Florida We have audited and reported separately herein on the consolidated financial statements of WhiteHorse Finance, Inc. (the “Company”) as of December 31, 2023 and 2022, and for each of the three years in the period ended De |
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| March 5, 2024 |
Exhibit 10.5 SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN WHITEHORSE FINANCE, INC. AND H.I.G. WHITEHORSE ADVISERS, LLC This Second Amended and Restated Investment Advisory Agreement is made this 22 day of February, 2024 (this “Agreement”), by and between WHITEHORSE FINANCE, INC., a Delaware corporation (the “Corporation”), and H.I.G. WHITEHORSE ADVISERS, LLC, a Delaware limite |
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| March 5, 2024 |
Exhibit 21.1 SUBSIDIARIES OF WHITEHORSE FINANCE, INC. Name Jurisdiction WhiteHorse Finance Credit I, LLC Delaware WhiteHorse Finance (CA), LLC Delaware WHF American Craft Blocker, LLC Delaware WhiteHorse RCKC Holdings, LLC Delaware WhiteHorse Finance Holdings, LLC Delaware |
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| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commiss |
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| February 29, 2024 |
Exhibit 99.2 Earnings Presentation Quarter Ended December 31, 2023 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFCL (7.875% Notes due 2028) 1 References in this presentation to “WHF”, “WhiteHorse Finance”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a r |
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| February 29, 2024 |
Exhibit 99.1 WhiteHorse Finance, Inc. Announces Fourth Quarter and Full Year 2023 Earnings Results and Declares Quarterly Distribution of $0.385 Per Share NEW YORK, February 29, 2024 /PRNewswire/ - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the year ended December 31, 2023. In addition, the Company’s board of directors h |
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| February 9, 2024 |
WhiteHorse Finance, Inc. Announces Time Change for Q4 2023 Earnings Conference Call Exhibit 99.1 WhiteHorse Finance, Inc. Announces Time Change for Q4 2023 Earnings Conference Call NEW YORK, NY, February 09, 2024 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it has adjusted the time for its fourth quarter 2023 earnings conference call to 1:00 PM ET on Thursday, February 29, 2024. This time is one hour earlier than previously |
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| February 9, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| January 25, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| January 22, 2024 |
WhiteHorse Finance, Inc. To Report Fourth Quarter 2023 and Full Year Financial Results Exhibit 99.1 WhiteHorse Finance, Inc. To Report Fourth Quarter 2023 and Full Year Financial Results NEW YORK, NY, January 22, 2024 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its fourth quarter and full year financial results for the year ended December 31, 2023 on Thursday, February 29, 2024. The Company will discuss its fi |
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| January 22, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2024 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| January 18, 2024 |
WhiteHorse Finance, Inc. Mourns the Passing of Director Kevin Burke Exhibit 99.1 WhiteHorse Finance, Inc. Mourns the Passing of Director Kevin Burke NEW YORK, NY, January 16, 2024 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) is deeply saddened to announce the death of Kevin Burke, a longtime member of the Company’s Board of Directors. Kevin joined the Board of Directors in 2017 and provided invaluable counsel to the Company’s ma |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| November 9, 2023 |
Exhibit 99.1 WhiteHorse Finance, Inc. Announces Third Quarter 2023 Earnings Results and Declares Increased Quarterly Distribution to $0.385 Per Share Announces Base Management Fee Rate Reduction NEW YORK, November 9, 2023 /PRNewswire/ - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the quarter ended September 30, 2023. In a |
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| November 9, 2023 |
Exhibit 99.2 Earnings Presentation Quarter Ended September 30, 2023 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFCL (7.875% Notes due 2028) 1 References in this presentation to “WHF”, “WhiteHorse Finance”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| October 11, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2023 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| October 11, 2023 |
WhiteHorse Finance, Inc. To Report Third Quarter 2023 Financial Results Exhibit 99.1 WhiteHorse Finance, Inc. To Report Third Quarter 2023 Financial Results NEW YORK, NY, October 11, 2023 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its third quarter financial results for the period ended September 30, 2023 on Thursday, November 9, 2023. The Company will discuss its financial results on a confere |
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| August 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2023 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction (Commission (IRS Employer of |
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| August 24, 2023 |
Exhibit 4.1 THIRD SUPPLEMENTAL INDENTURE between WHITEHORSE FINANCE, INC. and EQUINITI TRUST COMPANY, LLC, Trustee Dated as of August 24, 2023 THIS THIRD SUPPLEMENTAL INDENTURE (this “Third Supplemental Indenture”), dated as of August 24, 2023, is between WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC, trustee (the “Trustee”). All capitalized term |
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| August 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 WHITEHORSE FINANCE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 45-4247759 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) Identification No |
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| August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2023 (August 17, 2023) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction (Commissio |
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| August 21, 2023 |
Exhibit 1.1 WHITEHORSE FINANCE, INC. (a Delaware corporation) $30,000,000 7.875% Notes due 2028 UNDERWRITING AGREEMENT Dated: August 17, 2023 August 17, 2023 Oppenheimer & Co. Inc. 85 Broad Street, 23rd Floor New York, New York 10004 as Representative of the several Underwriters named in Schedule I hereto Ladies and Gentlemen: WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), H.I.G |
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| August 21, 2023 |
WhiteHorse Finance, Inc. 7.875% Notes due 2028 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-265864 PROSPECTUS SUPPLEMENT (To prospectus dated August 2, 2022) WhiteHorse Finance, Inc. $30,000,000 7.875% Notes due 2028 We are an externally managed, closed-end, non-diversified management investment company that has elected to be treated as a business development company under the Investment Company Act of 194 |
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| August 17, 2023 |
Pricing Terms WHITEHORSE FINANCE, INC. 7.875% Notes Due 2028 Pricing Term Sheet August 17, 2023 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated August 17, 2023 Relating to Preliminary Prospectus Supplement dated August 16, 2023 and Prospectus dated August 2, 2022 Registration No. |
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| August 16, 2023 |
SUBJECT TO COMPLETION, DATED AUGUST 16, 2023 This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| August 8, 2023 |
Exhibit 99.2 Earnings Presentation Quarter Ended June 30, 2023 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) 1 References in this presentation to “WHF”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a recommendation or an offer to enter into any transaction with the |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| August 8, 2023 |
Exhibit 99.1 WhiteHorse Finance, Inc. Announces Second Quarter 2023 Earnings Results and Declares Quarterly Distribution of $0.37 Per Share NEW YORK, August 8, 2023 /PRNewswire/ - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the quarter ended June 30, 2023. In addition, the Company’s board of directors has declared a distr |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| July 14, 2023 |
WhiteHorse Finance, Inc. To Report Second Quarter 2023 Financial Results Exhibit 99.1 WhiteHorse Finance, Inc. To Report Second Quarter 2023 Financial Results NEW YORK, NY, July 14, 2023 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its second quarter financial results for the period ended June 30, 2023 on Tuesday, August 8, 2023. The Company will discuss its financial results on a conference call |
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| July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2023 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| June 20, 2023 |
DEF 14A 1 tmb-20230802xdef14a.htm DEF 14A SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitt |
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| May 9, 2023 |
Exhibit 99.1 WhiteHorse Finance, Inc. Announces First Quarter 2023 Earnings Results and Increases Quarterly Distribution to $0.37 Per Share and Introduces Quarterly Variable Supplemental Dividend Policy NEW YORK, May 9, 2023 /PRNewswire/ - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the quarter ended March 31, 2023. In ad |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| May 9, 2023 |
Exhibit 99.2 Earnings Presentation Quarter Ended March 31, 2023 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) 1 References in this presentation to “WHF”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a recommendation or an offer to enter into any transaction with th |
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| May 4, 2023 |
WhiteHorse Finance, Inc. Announces Time Change for Q1 2023 Earnings Conference Call Exhibit 99.1 WhiteHorse Finance, Inc. Announces Time Change for Q1 2023 Earnings Conference Call NEW YORK, NY, May 4, 2023 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it has adjusted the time for its first quarter 2023 earnings conference call to 1:00 PM ET on Tuesday, May 9, 2023. This time is three hours earlier than previously announced. |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2023 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction (Commission (IRS Employer of |
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| April 13, 2023 |
Exhibit 10.1 EXECUTION VERSION SIXTH AMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AGREEMENT This Sixth Amendment to the Fifth Amended and Restated Loan Agreement (this "Amendment"), dated as of April 12, 2023, is entered into by and among WHITEHORSE FINANCE CREDIT I, LLC (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as lender (the "Lender") and administrative agent (the "Administrati |
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| April 11, 2023 |
WhiteHorse Finance, Inc. To Report First Quarter 2023 Financial Results Exhibit 99.1 WhiteHorse Finance, Inc. To Report First Quarter 2023 Financial Results NEW YORK, NY, April 11, 2023 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its first quarter financial results for the period ended March 31, 2023 on Tuesday, May 9, 2023. The Company will discuss its financial results on a conference call tha |
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| April 11, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2023 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| April 3, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 31, 2023 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction (Commission (IRS Employer of |
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| April 3, 2023 |
Exhibit 1.1 EXECUTION VERSION WHITEHORSE FINANCE, INC. (a Delaware corporation) Common Stock (Par Value $0.001 Per Share) EQUITY DISTRIBUTION AGREEMENT March 31, 2023 B. RILEY SECURITIES, INC. 299 Park Avenue, 21st Floor New York, New York 10171 Ladies and Gentlemen: WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), H.I.G. WhiteHorse Advisers, LLC, a Delaware limited liability comp |
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| April 3, 2023 |
WhiteHorse Finance, Inc. Up to $35 million Common Stock Table of Contents Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-265864 PROSPECTUS SUPPLEMENT (To prospectus dated August 2, 2022) WhiteHorse Finance, Inc. Up to $35 million Common Stock We have entered into an equity distribution agreement, dated March 31, 2023, with B. Riley Securities, Inc., or the sales agent, relating to the shares of our common stock offered by this prospe |
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| March 21, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2023 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| March 21, 2023 |
WhiteHorse Finance, Inc. Provides Update on Impact of Recent Events on its Portfolio Exhibit 99.1 WhiteHorse Finance, Inc. Provides Update on Impact of Recent Events on its Portfolio NEW YORK, NY, March 20, 2023 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today provided an update on the impact of recent events concerning Silicon Valley Bank (“SVB”) and Signature Bank (“SBNY”) on the Company, its portfolio and its Adviser. Based on a preliminary |
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| March 3, 2023 |
Exhibit 21.1 SUBSIDIARIES OF WHITEHORSE FINANCE, INC. Name Jurisdiction WhiteHorse Finance Credit I, LLC Delaware WhiteHorse Finance (CA), LLC Delaware WHF American Craft Blocker, LLC Delaware WhiteHorse RCKC Holdings, LLC Delaware WhiteHorse Finance Holdings, LLC Delaware |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| March 3, 2023 |
Exhibit 99.2 WHF STRS OHIO SENIOR LOAN FUND LLC CONSOLIDATED FINANCIAL STATEMENTS As of December 31, 2022 and 2021 and for the years ended December 31, 2022, 2021 and 2020 (With Independent Auditor’s Report Thereon) Table of Contents Independent Auditor’s Report 1 Consolidated Statements of Assets, Liabilities and Members’ Equity 3 Consolidated Schedules of Investments 4 Consolidated Statements of |
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| March 3, 2023 |
Report of Crowe LLP on Senior Securities Table Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON SUPPLEMENTAL INFORMATION Shareholders and the Board of Directors of WhiteHorse Finance, Inc. Miami, Florida We have audited and reported separately herein on the consolidated financial statements of WhiteHorse Finance, Inc. (the “Company”) as of December 31, 2022 and 2021, and for each of the three years in the period ended De |
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| March 2, 2023 |
Exhibit 99.2 Earnings Presentation Quarter Ended December 31, 2022 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) 1 References in this presentation to “WHF”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a recommendation or an offer to enter into any transaction with |
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| March 2, 2023 |
Exhibit 99.1 WhiteHorse Finance, Inc. Announces Fourth Quarter and Full Year 2022 Earnings Results and Declares Quarterly Distribution of $0.355 Per Share and Special Distribution of $0.07 Per Share NEW YORK, March 2, 2023 /PRNewswire/ - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the year ended December 31, 2022. In addi |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2023 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| February 13, 2023 |
WhiteHorse Finance, Inc. To Report Fourth Quarter 2022 and Full Year Financial Results Exhibit 99.1 WhiteHorse Finance, Inc. To Report Fourth Quarter 2022 and Full Year Financial Results NEW YORK, NY, February 13, 2023 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its fourth quarter and full year financial results for the year ended December 31, 2022 on Thursday, March 2, 2023. The Company will discuss its finan |
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| February 13, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2023 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commiss |
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| February 6, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2023 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| February 6, 2023 |
WhiteHorse Finance, Inc. Increases Commitment to Joint Venture Exhibit 99.1 WhiteHorse Finance, Inc. Increases Commitment to Joint Venture NEW YORK, NY, February 6, 2023 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that the Company, together with State Teachers Retirement System of Ohio, a public pension fund established under Ohio law (“STRS Ohio”), have increased their capital commitments to their joint ve |
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| November 14, 2022 |
EXHIBIT 3.1 ? Amended and Restated BYLAWS OF WHITEHORSE FINANCE, INC. Article I. OFFICES 1.1 Registered Office. The registered office of WhiteHorse Finance, Inc. (the ?Corporation?) in the State of Delaware shall be established and maintained at 1209 Orange Street, County of New Castle, Delaware 19801, and Corporation Trust Center shall be the registered agent of the Corporation in charge thereof. |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| November 14, 2022 |
Exhibit 99.2 Earnings Presentation Quarter Ended September 30, 2022 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) 1 References in this presentation to ?WHF?, ?we?, ?us?, ?our? and ?the Company? refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a recommendation or an offer to enter into any transaction wit |
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| November 14, 2022 |
Exhibit 99.1 ? ? WhiteHorse Finance, Inc. Announces Third Quarter 2022 Earnings Results and Declares Quarterly Distribution of $0.355 Per Share ? NEW YORK, November 14, 2022 /PRNewswire/ - WhiteHorse Finance, Inc. (?WhiteHorse Finance? or the ?Company?) (Nasdaq: WHF) today announced its financial results for the quarter ended September 30, 2022. In addition, the Company?s board of directors has de |
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| November 14, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): November 14, 2022 ? WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) ? Delaware 814-00967 45-4247759 (State or other jurisdiction of incorpo |
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| October 14, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): October 14, 2022 ? WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) ? Delaware 814-00967 45-4247759 (State or other jurisdiction of incorpor |
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| October 14, 2022 |
Exhibit 99.1 ? WhiteHorse Finance, Inc. Announces Special Distribution And Expected Date To Report Third Quarter 2022 Financial Results ? NEW YORK, NY, October 14, 2022 ? WhiteHorse Finance, Inc. (?WhiteHorse Finance? or the ?Company?) (Nasdaq: WHF) today announced that its board of directors has declared a special distribution of $0.05 per share, which will be payable on December 9, 2022 to stock |
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| August 10, 2022 |
Exhibit 99.1 ? ? WhiteHorse Finance, Inc. Announces Second Quarter 2022 Earnings Results and Declares Quarterly Distribution of $0.355 Per Share ? NEW YORK, August 10, 2022 /PRNewswire/ - WhiteHorse Finance, Inc. (?WhiteHorse Finance? or the ?Company?) (Nasdaq: WHF) today announced its financial results for the quarter ended June 30, 2022. In addition, the Company?s board of directors has declared |
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| August 10, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): August 10, 2022 ? WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) ? Delaware 814-00967 45-4247759 (State or other jurisdiction of incorpora |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| August 10, 2022 |
Exhibit 99.2 Earnings PresentationQuarter Ended June 30, 2022WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) 1References in this presentation to ?WHF?, ?we?, ?us?, ?our? and ?the Company? refer to WhiteHorse Finance, Inc.This presentation and the information and views included herein do not constitute investment advice, or a recommendation or an offer to enter into any transaction with the Com |
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| July 29, 2022 |
One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www. |
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| July 27, 2022 |
One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www. |
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| July 21, 2022 |
WhiteHorse Finance, Inc. To Report Second Quarter 2022 Financial Results Exhibit 99.1 ? WhiteHorse Finance, Inc. To Report Second Quarter 2022 Financial Results ? NEW YORK, NY, July 21, 2022 ? WhiteHorse Finance, Inc. (?WhiteHorse Finance? or the ?Company?) (Nasdaq: WHF) today announced that it will release its second quarter financial results for the period ended June 30, 2022 on Wednesday, August 10, 2022. The Company will discuss its financial results on a conferenc |
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| July 21, 2022 |
Financial Statements and Exhibits, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): July 21, 2022 ? WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) ? Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporati |
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| June 23, 2022 |
SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Material ? Soliciting Material Pursuant to Rule 14a-12 WhiteHorse Finance, Inc. |
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| May 10, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): May 10, 2022 ? WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) ? Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporatio |
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| May 10, 2022 |
Exhibit 99.1 ? ? WhiteHorse Finance, Inc. Announces First Quarter 2022 Earnings Results and Declares Quarterly Distribution of $0.355 Per Share ? NEW YORK, May 10, 2022 /PRNewswire/ - WhiteHorse Finance, Inc. (?WhiteHorse Finance? or the ?Company?) (Nasdaq: WHF) today announced its financial results for the quarter ended March 31, 2022. In addition, the Company?s board of directors has declared a |
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| May 10, 2022 |
Exhibit 99.2 Earnings PresentationQuarter Ended March 31, 2022WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) 1References in this presentation to ?WHF?, ?we?, ?us?, ?our? and ?the Company? refer to WhiteHorse Finance, Inc.This presentation and the information and views included herein do not constitute investment advice, or a recommendation or an offer to enter into any transaction with the Co |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| May 3, 2022 |
Exhibit 99.1 ? WhiteHorse Finance, Inc. Provides Update on Portfolio Activity And Announces Date of First Quarter 2022 Financial Results ? NEW YORK, NY, May 3, 2022 ? WhiteHorse Finance, Inc. (?WhiteHorse Finance? or the ?Company?) (Nasdaq: WHF) today provided an update on portfolio activity for the first quarter of 2022 and announced the date of its upcoming conference call to discuss the results |
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| May 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): May 3, 2022 ? WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) ? Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation |
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| April 5, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): March 30, 2022 ? WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) ? Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporat |
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| April 5, 2022 |
Exhibit 10.1 ? Execution Version ? FIFTH AMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AGREEMENT This Fifth Amendment to the Fifth Amended and Restated Loan Agreement (this "Amendment"), dated as of March 30, 2022, is entered into by and among WHITEHORSE FINANCE CREDIT I, LLC (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as lender (the "Lender") and administrative agent (the "Administ |
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| March 31, 2022 |
Exhibit 99.2 ? ? ? ? ? ? WHF STRS OHIO SENIOR LOAN FUND LLC CONSOLIDATED FINANCIAL STATEMENTS ? As of December 31, 2021 and 2020 and for the years ended December 31, 2021 and December 31, 2020, and for the period July 19, 2019 (commencement of operations) through December 31, 2019 (With Independent Auditor?s Report Thereon) ? ? ? ? Table of Contents ? ? Independent Auditor?s Report 1 Consolidated |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K/A Amendment No. |
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| March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| March 4, 2022 |
? Exhibit 21.1 ? SUBSIDIARIES OF WHITEHORSE FINANCE, INC. ? ? ? ? Name Jurisdiction WhiteHorse Finance Credit I, LLC ? Delaware WhiteHorse Finance (CA), LLC ? Delaware WHF PMA Holdco Blocker, LLC ? Delaware WhiteHorse RCKC Holdings, LLC ? Delaware WhiteHorse Finance Holdings, LLC ? Delaware ? |
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| March 4, 2022 |
Report of Crowe LLP on Senior Securities Table Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON SUPPLEMENTAL INFORMATION ? ? ? Shareholders and the Board of Directors of WhiteHorse Finance, Inc. Miami, Florida ? ? We have audited and reported separately herein on the consolidated financial statements of WhiteHorse Finance, Inc. (the ?Company?) as of December 31, 2021 and 2020, and for each of the three years in the perio |
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| March 3, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): March 3, 2022 ? WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) ? Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporati |
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| March 3, 2022 |
Exhibit 99.1 ? ? WhiteHorse Finance, Inc. Announces Fourth Quarter and Full Year 2021 Earnings Results and Declares Quarterly Distribution of $0.355 Per Share ? NEW YORK, March 3, 2022 /PRNewswire/ - WhiteHorse Finance, Inc. (?WhiteHorse Finance? or the ?Company?) (Nasdaq: WHF) today announced its financial results for the year ended December 31, 2021. In addition, the Company?s board of directors |
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| March 3, 2022 |
Exhibit 99.2 Earnings PresentationQuarter Ended December 31, 2021WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) 1References in this presentation to “WHF”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc.This presentation and the information and views included herein do not constitute investment advice, or a recommendation or an offer to enter into any transaction with the |
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| February 17, 2022 |
Financial Statements and Exhibits, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): February 17, 2022 ? WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) ? Delaware 814-00967 45-4247759 (State or other jurisdiction of incorpo |
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| February 17, 2022 |
WhiteHorse Finance, Inc. To Report Fourth Quarter 2021 and Full Year Financial Results ? Exhibit 99.1 ? WhiteHorse Finance, Inc. To Report Fourth Quarter 2021 and Full Year Financial Results ? NEW YORK, NY, February 17, 2022 ? WhiteHorse Finance, Inc. (?WhiteHorse Finance? or the ?Company?) (Nasdaq: WHF) today announced that it will release its fourth quarter and full year financial results for the period ended December 31, 2021 on Thursday, March 3, 2022. The Company will discuss i |
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| February 10, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): February 4, 2022 ? WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) ? Delaware 814-00967 45-4247759 (State or other jurisdiction of incorpor |
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| February 10, 2022 |
? Exhibit 10.1 ? PURSUANT TO ITEM 601(B)(10)(IV) OF REGULATION S-K, CERTAIN INFORMATION MARKED WITH [***] HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS OF THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. ? Execution Version ? FOURTH AMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AGREEMENT This Fourth Amendment to the Fifth Amended and Restated Loa |
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| January 10, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): January 4, 2022 ? WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) ? Delaware 814-00967 45-4247759 (State or other jurisdiction of incorpora |
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| January 10, 2022 |
Exhibit 10.1 Execution Version THIRD AMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AGREEMENT This Third Amendment to the Fifth Amended and Restated Loan Agreement (this "Amendment"), dated as of January 4, 2022, is entered into by and among WHITEHORSE FINANCE CREDIT I, LLC (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as lender (the "Lender") and administrative agent (the "Administrat |
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| December 6, 2021 |
WhiteHorse Finance, Inc. Announces Closing of Offering of $25.0 Million Notes Due 2028 Exhibit 99.1 WhiteHorse Finance, Inc. Announces Closing of Offering of $25.0 Million Notes Due 2028 NEW YORK, NY, December 6, 2021 ? WhiteHorse Finance, Inc. (?WhiteHorse Finance? or the ?Company?) (Nasdaq: WHF) today announced that it has sold in a private offering, $25.0 million aggregate principal amount of its 4.25% Notes due 2028 (the ?2028 Notes?). The 2028 Notes were offered only to a quali |
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| December 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2021 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| December 6, 2021 |
Exhibit 10.1 Execution Copy WhiteHorse Finance, Inc. $25,000,000 4.25% Senior Notes due December 6, 2028 Note Purchase Agreement Dated December 6, 2021 Table of Contents Section Heading Page Section 1. Authorization of Notes; Interest Rate 1 Section 1.1. Authorization of Notes 1 Section 1.2. Changes in Interest Rate 1 Section 2 Sale and Purchase of Notes 2 Section 3. Closing 2 Section 4. Condition |
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| November 24, 2021 |
EX-1.1 2 tm2133872d1ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 Execution Version WHITEHORSE FINANCE, INC. (a Delaware corporation) $75,000,000 4.00% Notes due 2026 UNDERWRITING AGREEMENT November 19, 2021 RAYMOND JAMES & ASSOCIATES, INC. 880 Carillon Parkway St. Petersburg, Florida 33716 As Representative of the Underwriters named in Schedule A hereto Ladies and Gentlemen: WhiteHorse Finance, Inc., a Delaw |
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| November 24, 2021 |
Exhibit 4.1 SECOND SUPPLEMENTAL INDENTURE between WHITEHORSE FINANCE, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Trustee Dated as of November 24, 2021 THIS SECOND SUPPLEMENTAL INDENTURE (this ?Second Supplemental Indenture?), dated as of November 24, 2021, is between WhiteHorse Finance, Inc., a Delaware corporation (the ?Company?), and American Stock Transfer & Trust Company, LLC, trus |
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| November 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2021 (November 19, 2021) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction (Commi |
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| November 23, 2021 |
WhiteHorse Finance, Inc. $75,000,000 4.00% Notes due 2026 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-231247 PROSPECTUS SUPPLEMENT (To prospectus dated June 11, 2019) WhiteHorse Finance, Inc. $75,000,000 4.00% Notes due 2026 We are an externally managed, closed-end, non-diversified management investment company that has elected to be treated as a business development company under the Investment Company Act of 1940 |
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| November 19, 2021 |
SUBJECT TO COMPLETION, DATED NOVEMBER 19, 2021 TABLE OF CONTENTS This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| November 19, 2021 |
WhiteHorse Finance, Inc. 4.00% Notes due 2026 PRICING TERM SHEET November 19, 2021 FWP 1 tm2133582d1fwp.htm FWP Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated November 19, 2021 Relating to Preliminary Prospectus Supplement dated November 19, 2021 and Prospectus dated June 11, 2019 Registration No. 333-231247 WhiteHorse Finance, Inc. $75,000,000 4.00% Notes due 2026 PRICING TERM SHEET November 19, 2021 The following sets forth the final terms of the 4.00% Notes d |
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| November 17, 2021 |
Financial Statements and Exhibits, Other Events 8-K 1 tm2133322d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2021 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisd |
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| November 17, 2021 |
WHITEHORSE FINANCE, INC. TO REDEEM 6.50% NOTES DUE 2025 Exhibit 99.1 WHITEHORSE FINANCE, INC. TO REDEEM 6.50% NOTES DUE 2025 NEW YORK, NY, November 17, 2021 /PRNewswire/ ? WhiteHorse Finance, Inc. (?WhiteHorse Finance? or the "Company") (Nasdaq: WHF) announced that it will redeem its 6.50% Notes due 2025 (Nasdaq: WHFBZ) (the ?Notes?). The Company will redeem 100%, or $35,000,000 aggregate principal amount, of the issued and outstanding Notes on Decembe |
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| November 9, 2021 |
8-K 1 tmb-20211109x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2021 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdicti |
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| November 9, 2021 |
EX-99.2 3 tmb-20211109xex99d2.htm EX-99.2 Exhibit 99.2 Earnings Presentation Quarter Ended September 30, 2021 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFBZ (6.50% Notes due 2025) 1 References in this presentation to “WHF”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute inves |
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| November 9, 2021 |
EX-99.1 2 tmb-20211109xex99d1.htm EX-99.1 Exhibit 99.1 WhiteHorse Finance, Inc. Announces Third Quarter 2021 Earnings Results and Declares Quarterly Distribution of $0.355 Per Share NEW YORK, November 9, 2021 /PRNewswire/ - WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the quarter ended September 30, 2021. In addition, the |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q 10-Q 1 tmb-20210930x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissi |
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| October 29, 2021 |
WhiteHorse Finance, Inc. To Report Third Quarter 2021 Financial Results EX-99.1 2 tmb-20211029xex99d1.htm EX-99.1 Exhibit 99.1 WhiteHorse Finance, Inc. To Report Third Quarter 2021 Financial Results NEW YORK, NY, October 29, 2021 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its third quarter financial results for the period ended September 30, 2021 on Tuesday, November 9, 2021. The Company will d |
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| October 29, 2021 |
Financial Statements and Exhibits, Other Events 8-K 1 tmb-20211029x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2021 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdicti |
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| October 25, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 tm2130930d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2021 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdi |
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| October 25, 2021 |
EX-1.1 2 tm2130930d1ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 Execution Version WHITEHORSE FINANCE, INC. (a Delaware corporation) 1,900,000 Shares of Common Stock (Par Value $0.001 Per Share) UNDERWRITING AGREEMENT October 21, 2021 RAYMOND JAMES & ASSOCIATES, INC. 880 Carillon Parkway St. Petersburg, Florida 33716 As Representative of the Underwriters named in Schedule A hereto Ladies and Gentlemen: White |
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| October 22, 2021 |
WhiteHorse Finance, Inc. 1,900,000 Shares Common Stock 424B5 1 tm2130487-3424b5.htm 424B5 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-231247 PROSPECTUS SUPPLEMENT (To prospectus dated June 11, 2019) WhiteHorse Finance, Inc. 1,900,000 Shares Common Stock This is a public offering of common stock of WhiteHorse Finance, Inc. We are an externally managed, closed-end, non-diversified management investment company tha |
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| October 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2021 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| October 20, 2021 |
WhiteHorse Finance, Inc. Announces Public Offering of Common Stock EX-99.1 2 tm2130622d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WhiteHorse Finance, Inc. Announces Public Offering of Common Stock NEW YORK, NY, October 20, 2021 – WhiteHorse Finance, Inc. (the “Company”) (Nasdaq: WHF) today announced that it has commenced an underwritten primary offering of shares of its common stock (the “Offering”). The Company also expects to grant the underwriters an option to purc |
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| October 20, 2021 |
SUBJECT TO COMPLETION, DATED OCTOBER 20, 2021 TABLE OF CONTENTS This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. |
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| October 14, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 tmb-20211014x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2021 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdicti |
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| October 14, 2021 |
WhiteHorse Finance, Inc. Announces Special Distribution EX-99.1 2 tmb-20211014xex99d1.htm EX-99.1 Exhibit 99.1 WhiteHorse Finance, Inc. Announces Special Distribution NEW YORK, NY, October 14, 2021 - WhiteHorse Finance, Inc. (the "Company") (Nasdaq: WHF) today announced that its board of directors has declared a special distribution of $0.135 per share, which will be payable on December 10, 2021 to stockholders of record as of October 29, 2021. Distrib |
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| October 8, 2021 |
EX-10.1 2 tmb-20211004xex10d1.htm EX-10.1 Exhibit 10.1 PURSUANT TO ITEM 601(B)(10)(IV) OF REGULATION S-K, CERTAIN INFORMATION MARKED WITH [***] HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS OF THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Execution Version SECOND AMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AGREEMENT This Second Amendment to |
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| October 8, 2021 |
8-K 1 tmb-20211004x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2021 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdictio |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| August 9, 2021 |
EX-99.1 2 tm2124475d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WhiteHorse Finance, Inc. Announces Second Quarter 2021 Earnings Results and Declares Quarterly Distribution of $0.355 Per Share NEW YORK, August 9, 2021 /PRNewswire/ - WhiteHorse Finance, Inc. ("WhiteHorse Finance" or the "Company") (Nasdaq: WHF) today announced its financial results for the quarter ended June 30, 2021. In addition, the Com |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2021 (August 4, 2021) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorpora |
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| August 9, 2021 |
EX-99.2 4 tm2124475d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Earnings Presentation Quarter Ended June 30, 2021 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFBZ (6.50% Notes due 2025) 1 References in this presentation to “WHF”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investm |
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| July 21, 2021 |
WhiteHorse Finance, Inc. To Report Second Quarter 2021 Financial Results EX-99.1 3 tm2122575d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WhiteHorse Finance, Inc. To Report Second Quarter 2021 Financial Results NEW YORK, NY, July 21, 2021 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its second quarter financial results for the period ended June 30, 2021 on Monday, August 9, 2021. The Company will discuss |
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| July 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2021 (July 15, 2021) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporati |
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| July 21, 2021 |
EX-10.1 2 tm2122575d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 PURSUANT TO ITEM 601(B)(10)(IV) OF REGULATION S-K, CERTAIN INFORMATION MARKED WITH [***] HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS OF THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Execution Version FIRST AMENDMENT TO FIFTH AMENDED AND RESTATED LOAN AGREEMENT This First Amendment to |
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| June 24, 2021 |
? SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Material ? Soliciting Material Pursuant to Rule 14a-12 WhiteHorse Finance, Inc. |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction (Commission (IRS Employer of in |
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| May 10, 2021 |
EX-99.1 2 tm2115375d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WhiteHorse Finance, Inc. Announces First Quarter 2021 Earnings Results and Declares Quarterly Distribution of $0.355 Per Share NEW YORK, NY, May 10, 2021 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the quarter ended March 31, 2021. Additionally, the Company annou |
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| May 10, 2021 |
EX-99.2 3 tm2115375d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Earnings Presentation Quarter Ended March 31, 2021 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFBZ (6.50% Notes due 2025) 1 References in this presentation to “WHF”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute invest |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| April 30, 2021 |
Exhibit 10.1 Execution Version PURSUANT TO ITEM 601(B)(10)(IV) OF REGULATION S-K, CERTAIN INFORMATION MARKED WITH [***] HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS OF THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. FIFTH AMENDED AND RESTATED LOAN AGREEMENT dated as of April 28, 2021 among WHITEHORSE FINANCE CREDIT I, LLC The Financing Provide |
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| April 23, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 23, 2021 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| April 23, 2021 |
WhiteHorse Finance, Inc. To Report First Quarter 2021 Financial Results EX-99.1 2 tm2113856d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WhiteHorse Finance, Inc. To Report First Quarter 2021 Financial Results NEW YORK, NY, April 23, 2021 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its first quarter financial results for the period ended March 31, 2021 on Monday, May 10, 2021. The Company will discuss i |
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| March 16, 2021 |
Exhibit 1.1 EXECUTION VERSION WHITEHORSE FINANCE, INC. (a Delaware corporation) Common Stock (Par Value $0.001 Per Share) EQUITY DISTRIBUTION AGREEMENT March 15, 2021 RAYMOND JAMES & ASSOCIATES, INC. 880 Carillon Parkway St. Petersburg, Florida 33716 Ladies and Gentlemen: WhiteHorse Finance, Inc., a Delaware corporation (the ?Company?), H.I.G. WhiteHorse Advisers, LLC, a Delaware limited liability |
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| March 16, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 15, 2021 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction (Commission (IRS Employer of |
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| March 15, 2021 |
WhiteHorse Finance, Inc. Up to $35 million Common Stock TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(3)? ?Registration Statement No. 333-231247? PROSPECTUS SUPPLEMENT (To prospectus dated June 11, 2019) WhiteHorse Finance, Inc. Up to $35 million Common Stock We have entered into an equity distribution agreement, dated March 15, 2021, with Raymond James & Associates, Inc., or the sales agent, relating to the shares of our common stock offered by thi |
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| March 8, 2021 |
TABLE OF CONTENTS ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? Form 10-K ? (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from ???????? to ???????? Commission file number: 814-00967 ? WHITEHORSE FINANCE, INC. |
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| March 8, 2021 |
EX-21.1 2 tm215478exh21-1.htm EXHIBIT 21.1 Exhibit 21.1 SUBSIDIARIES OF WHITEHORSE FINANCE, INC. Name Jurisdiction WhiteHorse Finance Warehouse, LLC Delaware WhiteHorse Finance Credit I, LLC Delaware WhiteHorse Finance (CA), LLC Delaware WhiteHorse Crews of California Holding, Inc. Delaware WhiteHorse Nicholas & Associates Holding, Inc. Delaware WhiteHorse Pinnacle Management Holding, Inc. Delawar |
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| March 8, 2021 |
Report of Crowe LLP on Senior Securities Table. EX-99.1 8 tm215478d2ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON SUPPLEMENTAL INFORMATION Shareholders and the Board of Directors of WhiteHorse Finance, Inc. Miami, Florida We have audited and reported separately herein on the consolidated financial statements of WhiteHorse Finance, Inc. (the “Company”) as of December 31, 2020 and 2019, and for ea |
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| March 2, 2021 |
EX-99.1 2 tm218381d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WhiteHorse Finance, Inc. Announces Fourth Quarter and Full Year 2020 Earnings Results and Declares Quarterly Distribution of $0.355 Per Share NEW YORK, NY, March 2, 2021 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the year ended December 31, 2020. Additionally, th |
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| March 2, 2021 |
EX-99.2 3 tm218381d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Earnings Presentation Quarter Ended December 31, 2020 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFBZ (6.50% Notes due 2025) 1 References in this presentation to “WHF”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute inve |
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| March 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 2, 2021 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction (Commission (IRS Employer of i |
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| February 17, 2021 |
WHITEHORSE FINANCE, INC. TO REPORT FOURTH QUARTER 2020 AND FULL YEAR FINANCIAL RESULTS Exhibit 99.1 WHITEHORSE FINANCE, INC. TO REPORT FOURTH QUARTER 2020 AND FULL YEAR FINANCIAL RESULTS NEW YORK, NY, February 17, 2021 ? WhiteHorse Finance, Inc. (?WhiteHorse Finance? or the ?Company?) (Nasdaq: WHF) today announced that it will release its fourth quarter and full year financial results for the period ended December 31, 2020 on Tuesday, March 2, 2021. The Company will discuss its fina |
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| February 17, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 17, 2021 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commiss |
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| December 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 21, 2020 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commiss |
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| December 28, 2020 |
Exhibit 10.1 Execution Version FIRST AMENDMENT TO FOURTH AMENDED AND RESTATED LOAN AGREEMENT This First Amendment to the Fourth Amended and Restated Loan Agreement (this "Amendment"), dated as of December 21, 2020, is entered into by and among WHITEHORSE FINANCE CREDIT I, LLC (the "Company"), JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as lender (the "Lender") and administrative agent (the "Adminis |
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| December 8, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 8, 2020 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| December 8, 2020 |
Exhibit 99.1 WhiteHorse Finance, Inc. Comments on Recent Transfer of Common Shares by H.I.G. Capital, LLC Affiliates NEW YORK, NY, December 8, 2020 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today issued the following statement regarding the recent ownership transfer of common shares held by funds affiliated by H.I.G. Capital: “On December 7, 2020, H.I.G. Bays |
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| December 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 4, 2020 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| December 4, 2020 |
WhiteHorse Finance, Inc. Closes $20.0 Million Follow-On Notes Offering EX-99.1 3 tm2037738d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WhiteHorse Finance, Inc. Closes $20.0 Million Follow-On Notes Offering NEW YORK, NY, December 4, 2020 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it has sold $20.0 million aggregate principal amount of notes consisting of $10.0 million of 5.375% notes due 2026 (the “2026 Notes”) and |
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| December 4, 2020 |
Exhibit 10.1 Execution Version WhiteHorse Finance, Inc. $10,000,000 5.375% Senior Notes, Series A, due December 4, 2026 $10,000,000 5.625% Senior Notes, Series B, due December 4, 2027 Note Purchase Agreement Dated December 4, 2020 TABLE OF CONTENTS SECTION HEADING PAGE SECTION 1. AUTHORIZATION OF NOTES; INTEREST RATE 1 Section 1.1. Authorization of Notes 1 Section 1.2. Changes in Interest Rate 1 S |
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| November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| November 9, 2020 |
EX-99.1 2 tm2035355d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WhiteHorse Finance, Inc. Announces Third Quarter 2020 Earnings Results and Declares Quarterly Distribution of $0.355 Per Share NEW YORK, NY, November 9, 2020 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the quarter ended September 30, 2020. Additionally, the Compa |
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| November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 9, 2020 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction (Commission (IRS Employer o |
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| November 9, 2020 |
Exhibit 99.2 Earnings Presentation Quarter Ended September 30, 2020 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFBZ (6.50% Notes due 2025) 1 References in this presentation to “WHF”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a recommendation or a n o |
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| October 21, 2020 |
WhiteHorse Finance, Inc. Announces Closing of Offering of $40.0 Million Notes Due 2025 EX-99.1 3 tm2033840d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WhiteHorse Finance, Inc. Announces Closing of Offering of $40.0 Million Notes Due 2025 NEW YORK, NY, October 20, 2020 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it has sold in a private offering, $40.0 million aggregate principal amount of its 5.375% Notes due 2025 (the “2025 Notes” |
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| October 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 20, 2020 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| October 21, 2020 |
Exhibit 10.1 Execution Version WhiteHorse Finance, Inc. $40,000,000 5.375% Senior Notes due October 20, 2025 Note Purchase Agreement Dated October 20, 2020 Table of Contents Section Heading Page Section 1. Authorization of Notes; Interest Rate 1 Section 1.1. Authorization of Notes 1 Section 1.2. Changes in Interest Rate 1 Section 2. Sale and Purchase of Notes 2 Section 3. Closing 3 Section 4. Cond |
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| October 16, 2020 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 16, 2020 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissi |
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| October 16, 2020 |
WhiteHorse Finance, Inc. To Report Third Quarter 2020 Financial Results Exhibit 99.1 WhiteHorse Finance, Inc. To Report Third Quarter 2020 Financial Results NEW YORK, NY, OCTOBER 16, 2020 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced that it will release its third quarter financial results for the period ended September 30, 2020 on Monday, November 9, 2020. The Company will discuss its financial results on a conferenc |
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| October 9, 2020 |
WhiteHorse Finance, Inc. Announces Special Distribution EX-99.1 2 tm2032828d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WhiteHorse Finance, Inc. Announces Special Distribution NEW YORK, NY, October 9, 2020 - WhiteHorse Finance, Inc. (the "Company") (Nasdaq: WHF) today announced that its board of directors has declared a special distribution of $0.125 per share, which will be payable on December 10, 2020 to stockholders of record as of October 30, 2020. Distr |
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| October 9, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 9, 2020 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commissio |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 5, 2020 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction (Commission (IRS Employer of |
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| August 10, 2020 |
Exhibit 99.2 Earnings Presentation Quarter Ended June 30, 2020 WhiteHorse Finance, Inc. NASDAQ: WHF (Common Stock) NASDAQ: WHFBZ (6.50% Notes due 2025) 1 References in this presentation to “WHF”, “we”, “us”, “our” and “the Company” refer to WhiteHorse Finance, Inc. This presentation and the information and views included herein do not constitute investment advice, or a recommendation or a n o ffer |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00967 WHITEHORSE FINANCE, INC. |
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| August 10, 2020 |
EX-99.1 2 tm2027032d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WhiteHorse Finance, Inc. Announces Second Quarter 2020 Earnings Results and Declares Quarterly Distribution of $0.355 Per Share NEW YORK, NY, August 10, 2020 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the quarter ended June 30, 2020. Additionally, the Company an |
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| July 21, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 21, 2020 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission |
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| July 21, 2020 |
WHITEHORSE FINANCE, INC. TO REPORT SECOND QUARTER 2020 FINANCIAL RESULTS EX-99.1 2 tm2025291d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 WHITEHORSE FINANCE, INC. TO REPORT SECOND QUARTER 2020 FINANCIAL RESULTS NEW YORK, NY, JULY 21, 2020 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (NASDAQ:WHF) today announced that it will release its second quarter financial results for the period ended June 30, 2020 on Monday, August 10, 2020. The Company will discuss |
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| June 25, 2020 |
SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Material ☐ Soliciting Material Pursuant to Rule 14a-12 WhiteHorse Finance, Inc. |
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| June 2, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 2, 2020 (Date of earliest event reported) WhiteHorse Finance, Inc. (Exact name of registrant as specified in its charter) Delaware 814-00967 45-4247759 (State or other jurisdiction of incorporation) (Commission F |
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| June 2, 2020 |
WhiteHorse Finance, Inc. Announces Quarterly Distribution Exhibit 99.1 WhiteHorse Finance, Inc. Announces Quarterly Distribution NEW YORK, NY, June 2, 2020 – WhiteHorse Finance, Inc. (the "Company") (NASDAQ: WHF) today announced that its board of directors has declared a distribution of $0.355 per share with respect to the quarter ending June 30, 2020. The distribution will be payable on July 3, 2020 to stockholders of record as of June 19, 2020. Distrib |
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| May 11, 2020 |
Exhibit 99.1 WhiteHorse Finance, Inc. Announces First Quarter 2020 Earnings Results NEW YORK, NY, May 11, 2020 – WhiteHorse Finance, Inc. (“WhiteHorse Finance” or the “Company”) (Nasdaq: WHF) today announced its financial results for the quarter ended March 31, 2020. First Quarter 2020 Summary Highlights · Net Asset Value of $284.7 million, or $13.86 per share · Investment portfolio(1) totaling $5 |
