الإحصائيات الأساسية
| CIK | 864240 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sypris Solutions, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 12, 2025 |
Exhibit 10.3 DIRECTORS COMPENSATION PROGRAM ADOPTED ON SEPTEMBER 1, 1995 AMENDED AND RESTATED EFFECTIVE AS OF MAY 21, 2025 Description of the Program Name. The name of this benefit program shall be the “Directors Compensation Program.” Purpose. The purpose of the Directors Compensation Program is to enable Sypris Solutions, Inc. (the “Company”) to attract, retain and motivate experienced directors |
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| August 12, 2025 |
Exhibit 10.2 Restricted Stock Units Effective as of , 20 (“Grant Date”), contingent on your continued employment as of that date, the Company hereby grants to [PARTICIPANT NAME] certain rights to receive [# of RSUs] Restricted Stock Units (the “RSUs”) on the terms of this Award Agreement (the “Terms”), the attached Program, and the 2025 Sypris Omnibus Plan (“Plan”) as follows: Vesting Dates # of R |
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| August 12, 2025 |
Form of Directors Compensation Two-Year Restricted Stock Unit Agreement. Exhibit 10.4 Restricted Stock Units Effective as of , 20 (“Grant Date”), contingent on your continued service as a member of the board of directors of the Company (“Service”) as of that date, the Company hereby grants to [PARTICIPANT NAME] certain rights to receive [# of RSUs] Restricted Stock Units (“RSUs”) on the terms of this Award Agreement (the “Terms”), the Directors Compensation Program (th |
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| August 12, 2025 |
Exhibit 99 For more information, contact: Rebecca R. Eckert Chief Accounting Officer (502) 329-2000 SYPRIS REPORTS SECOND QUARTER RESULTS ORDERS UP 110% TO $47 MILLION FOR SYPRIS ELECTRONICS STRONG DEMAND FROM ELECTRONIC WARFARE AND COMMUNICATIONS MARKETS LOUISVILLE, KY (August 12, 2025) – Sypris Solutions, Inc. (Nasdaq/GM: SYPR) today reported financial results for its second quarter ended June 2 |
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| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended June 29, 2025 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLUTI |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 21, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) SYPRIS SOLUTIONS, INC. |
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| May 21, 2025 |
As filed with the Securities and Exchange Commission on May 21, 2025 As filed with the Securities and Exchange Commission on May 21, 2025 Registration No. |
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| May 21, 2025 |
The 2025 Sypris Omnibus Plan.* Exhibit 10.1 THE 2025 SYPRIS OMNIBUS PLAN Article I. General 1.1 Purpose - The purpose of the 2025 Sypris Omnibus Plan (“Plan”) is to retain and to motivate directors, officers, other employees and consultants (“Associates”) of Sypris Solutions, Inc. and its subsidiaries (together with such subsidiaries, as appropriate in context, the “Company”). 1.2 Eligibility - The Company’s Compensation Commit |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 101 Bullitt Lane, Suite 450 Louisville, Kentucky 40222 (Address of Principa |
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| May 20, 2025 |
Conflict Minerals Report of Sypris Solutions, Inc. Exhibit 1.01 CONFLICT MINERALS REPORT For the Year Ended December 31, 2024 Sypris Solutions, Inc. (“Sypris,” “we,” “our,” or the “Company”) has filed the Conflict Minerals Report for the year ended December 31, 2024 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Rule 13p-1 was adopted by the Securities and Exchange Commission (the “SEC”) to implement reportin |
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| May 14, 2025 |
Principal Financial Officer certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).2 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Rebecca R. Eckert, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| May 14, 2025 |
Exhibit 99 For more information, contact: Rebecca R. Eckert Chief Accounting Officer (502) 329-2000 SYPRIS REPORTS FIRST QUARTER RESULTS GROSS PROFIT UP 17%; MARGINS IMPROVE; OPERATING INCOME AND EPS RISE LOUISVILLE, KY (May 14, 2025) – Sypris Solutions, Inc. (Nasdaq/GM: SYPR) today reported financial results for its first quarter ended March 30, 2025. HIGHLIGHTS ● Customer orders were robust duri |
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| May 14, 2025 |
Principal Executive Officer certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).1 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Jeffrey T. Gill, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended March 30, 2025 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLU |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2025 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 27, 2025 |
Exhibit 99 For more information, contact: Rebecca R. Eckert Chief Accounting Officer (502) 329-2000 SYPRIS REPORTS FOURTH QUARTER RESULTS GROSS PROFIT UP 23%; EPS CONTINUES TO RISE; POSITIVE 2025 OUTLOOK LOUISVILLE, KY (March 27, 2025) – Sypris Solutions, Inc. (Nasdaq/GM: SYPR) today reported financial results for its fourth quarter and full-year ended December 31, 2024. HIGHLIGHTS ● The Company’s |
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| March 27, 2025 |
Exhibit 19 Sypris Solutions, Inc. Insider Trading and Securities Compliance Policy Purpose This Insider Trading and Securities Compliance Policy (the "Policy") provides guidelines with respect to transactions in the securities of Sypris Solutions, Inc. (the "Company") and the handling of confidential information about the Company and the companies with which the Company does business. The Company' |
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| March 27, 2025 |
EXHIBIT 21 SYPRIS SOLUTIONS, INC. SUBSIDIARIES OF THE COMPANY The Company’s subsidiaries as of December 31, 2024 are as follows: (1) Sypris Electronics, LLC, a Delaware limited liability company. (2) Sypris Technologies, Inc., a Delaware corporation. (3) Sypris Technologies Marion, LLC, a Delaware limited liability company. (4) Sypris Technologies Mexican Holdings, LLC, a Delaware limited liabilit |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 31, 2024. ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 0-24020 SYPRIS SOLUTION |
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| March 24, 2025 |
EX-10.1 2 ex793231.htm EXHIBIT 10.1 Exhibit 10.1 AMENDED AND RESTATED PROMISSORY NOTE This Amended and Restated Promissory Note represents an amendment and restatement of, and not a novation of, that certain Amended and Restated Promissory Note made by Makers in favor of the Lender dated effective January 20, 2025, as heretofore amended, restated, modified and supplemented from time to time, in th |
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| March 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2025 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| January 24, 2025 |
Exhibit 10.1 AMENDED AND RESTATED PROMISSORY NOTE This Amended and Restated Promissory Note represents an amendment and restatement of, and not a novation of, that certain Amended and Restated Promissory Note made by Makers in favor of the Lender dated effective February 7, 2024, as heretofore amended, restated, modified and supplemented from time to time, in the maximum principal amount of $9,000 |
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| January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2025 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended September 29, 2024 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS S |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 12, 2024 |
Principal Financial Officer certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).2 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Rebecca R. Eckert, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| November 12, 2024 |
SYPRIS REPORTS THIRD QUARTER RESULTS GROSS PROFIT UP 48%; REVENUE, EPS AND ORDERS RISE Exhibit 99 For more information, contact: Rebecca R. Eckert Chief Accounting Officer (502) 329-2000 SYPRIS REPORTS THIRD QUARTER RESULTS GROSS PROFIT UP 48%; REVENUE, EPS AND ORDERS RISE LOUISVILLE, KY (November 12, 2024) – Sypris Solutions, Inc. (Nasdaq/GM: SYPR) today reported financial results for its third quarter ended September 29, 2024. HIGHLIGHTS ● Revenue for the quarter increased 6.2% ye |
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| November 12, 2024 |
CEO certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).1 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Jeffrey T. Gill, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| November 4, 2024 |
SYPR / Sypris Solutions, Inc. / Williams & Novak, LLC - WILLIAMS & NOVAK, LLC Passive Investment SC 13G/A 1 sypra3110424.htm WILLIAMS & NOVAK, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* SYPRIS SOLUTIONS, INC (Name of Issuer) COMMON (Title of Class of Securities) 817655106 (CUSIP Number) October 31, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| September 3, 2024 |
SYPR / Sypris Solutions, Inc. / Williams & Novak, LLC - WILLIAMS & NOVAK, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* SYPRIS SOLUTIONS, INC (Name of Issuer) COMMON (Title of Class of Securities) 817655106 (CUSIP Number) August 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2024 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 20, 2024 |
Exhibit 99.1 For more information, contact: Richard L. Davis Chief Financial Officer (502) 329-2000 SYPRIS APPOINTS REBECCA R. ECKERT AS VICE PRESIDENT, CHIEF ACCOUNTING OFFICER AND CONTROLLER RICHARD L. DAVIS NAMED SENIOR VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY LOUISVILLE, KY (August 20, 2024) – Sypris Solutions, Inc. (Nasdaq/GM: SYPR) (the “Company”) announced today the appointment of |
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| August 13, 2024 |
CEO certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).1 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Jeffrey T. Gill, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended June 30, 2024 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLUTI |
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| August 13, 2024 |
SYPRIS REPORTS SECOND QUARTER RESULTS GROSS PROFIT UP 21%; BACKLOG EXCEEDS $115 MILLION Exhibit 99 For more information, contact: Richard L. Davis Chief Financial Officer (502) 329-2000 SYPRIS REPORTS SECOND QUARTER RESULTS GROSS PROFIT UP 21%; BACKLOG EXCEEDS $115 MILLION LOUISVILLE, KY (August 13, 2024) – Sypris Solutions, Inc. (Nasdaq/GM: SYPR) today reported financial results for its second quarter ended June 30, 2024. HIGHLIGHTS ● The Company’s second quarter 2024 consolidated r |
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| August 13, 2024 |
Form of Six-Year Non-Qualified Stock Option Award Agreement. Exhibit 10.1 Non-Qualified Stock Option Award Agreement Effective as of [day/month/year] (“Grant Date”), the Company hereby grants to [Participant Name] an option (the “Options”) to purchase up to: [# of options granted] shares of Common Stock (each, a “Share” and collectively, the “Shares”) for $ [Price] per Share until the [6th anniversary of grant date] (“Expiration Date”) on the terms of this |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 13, 2024 |
Principal Financial Officer certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).2 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Richard L. Davis, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 24, 2024 |
Conflict Minerals Report of Sypris Solutions, Inc. Exhibit 1.01 CONFLICT MINERALS REPORT For the Year Ended December 31, 2023 Sypris Solutions, Inc. (“Sypris,” “we,” “our,” or the “Company”) has filed the Conflict Minerals Report for the year ended December 31, 2023 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Rule 13p-1 was adopted by the Securities and Exchange Commission (the “SEC”) to implement reportin |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 101 Bullitt Lane, Suite 450 Louisville, Kentucky 40222 (Address of Principa |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2024 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 15, 2024 |
SYPRIS REPORTS FIRST QUARTER RESULTS GROWTH CONTINUES; REVENUE UP 10%; BACKLOG OVER $110 MILLION Exhibit 99 For more information, contact: Richard L. Davis Chief Financial Officer (502) 329-2000 SYPRIS REPORTS FIRST QUARTER RESULTS GROWTH CONTINUES; REVENUE UP 10%; BACKLOG OVER $110 MILLION LOUISVILLE, KY (May 15, 2024) – Sypris Solutions, Inc. (Nasdaq/GM: SYPR) today reported financial results for its first quarter ended March 31, 2024. HIGHLIGHTS ● The Company’s first quarter 2024 consolida |
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| May 15, 2024 |
Exhibit 10.1 DIRECTORS COMPENSATION PROGRAM ADOPTED ON SEPTEMBER 1, 1995 AMENDED AND RESTATED EFFECTIVE AS OF MARCH 27, 2024 Description of the Program Name. The name of this benefit program shall be the “Directors Compensation Program.” Purpose. The purpose of the Directors Compensation Program is to enable Sypris Solutions, Inc. (the “Company”) to attract, retain and motivate experienced directo |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended March 31, 2024 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLU |
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| May 15, 2024 |
Form of Directors Compensation Two Year Restricted Stock Award Agreement. Exhibit 10.2 Restricted Stock Effective as of [date of the award] (“Grant Date”), contingent on your continued service as a member of the board of directors of the Company (“Service”) as of that date, the Company hereby grants to [PARTICIPANT NAME] certain rights to ownership of up to: [# shares] Restricted Shares on the terms of this Award Agreement (the “Terms”), the Directors Compensation Progr |
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| April 26, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| April 1, 2024 |
EXHIBIT 21 SYPRIS SOLUTIONS, INC. SUBSIDIARIES OF THE COMPANY The Company’s subsidiaries as of December 31, 2023 are as follows: (1) Sypris Electronics, LLC, a Delaware limited liability company. (2) Sypris Technologies, Inc., a Delaware corporation. (3) Sypris Technologies Marion, LLC, a Delaware limited liability company. (4) Sypris Technologies Mexican Holdings, LLC, a Delaware limited liabilit |
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| April 1, 2024 |
Sypris Solutions, Inc. Incentive Compensation Recovery Policy. Exhibit 97.1 SYPRIS SOLUTIONS, INC. Incentive Compensation Recovery Policy Adopted by the Compensation Committee of the Board of Directors on October 26, 2023 Effective Date This Policy shall apply to any Incentive Compensation received on or after October 2, 2023. Statement of Policy Subject to the exceptions set forth below, following an Accounting Restatement, Sypris Solutions, Inc. (the “Compa |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 31, 2023. ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 0-24020 SYPRIS SOLUTION |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2024 Sypris Solutions, Inc (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 1, 2024 |
SYPRIS REPORTS FOURTH QUARTER RESULTS REVENUE UP 17%; BACKLOG EXCEEDS $115 MILLION Exhibit 99 For more information, contact: Richard L Davis Chief Financial Officer (502) 329-2000 SYPRIS REPORTS FOURTH QUARTER RESULTS REVENUE UP 17%; BACKLOG EXCEEDS $115 MILLION LOUISVILLE, KY (April 1, 2024) – Sypris Solutions, Inc. |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2024 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2024 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 13, 2024 |
Exhibit 10.1 AMENDED AND RESTATED PROMISSORY NOTE This Amended and Restated Promissory Note represents an amendment and restatement of, and not a novation of, that certain Amended and Restated Promissory Note made by Makers in favor of the Lender dated effective November 10, 2023, as heretofore amended, restated, modified and supplemented from time to time, in the maximum principal amount of $6,50 |
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| January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2024 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission F |
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| January 23, 2024 |
SYPR / Sypris Solutions, Inc. / Williams & Novak, LLC - WILLIAMS & NOVAK, LLC Passive Investment SC 13G 1 sypr12224.htm WILLIAMS & NOVAK, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SYPRIS SOLUTIONS, INC (Name of Issuer) COMMON (Title of Class of Securities) 817655106 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| January 18, 2024 |
SYPR / Sypris Solutions, Inc. / Williams & Novak, LLC - WILLIAMS & NOVAK, LLC Passive Investment SC 13G/A 1 sypra111824.htm WILLIAMS & NOVAK, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SYPRIS SOLUTIONS, INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 871655106 (CUSIP Number) October 25, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate bo |
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| November 30, 2023 |
SC 13G/A 1 sypra1112923.htm DYNAMIC ADVISOR SOLUTIONS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SYPRIS SOLUTIONS INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 871655106 (CUSIP Number) June 16, 2023 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| November 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* SYPRIS SOLUTIONS INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 871655106 (CUSIP Number) October 13, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended October 1, 2023 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLU |
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| November 15, 2023 |
Sypris Reports Third Quarter Results Exhibit 99.1 Sypris Reports Third Quarter Results Revenue up 33%; Margins Expand; Positive 2024 Outlook LOUISVILLE, Ky.-(BUSINESS WIRE)-November 15, 2023-Sypris Solutions, Inc. (Nasdaq/GM: SYPR) today reported financial results for its third quarter ended October 1, 2023. HIGHLIGHTS ───────────────────── Revenue for the quarter increased 33.3% year-over-year, driven by a 73.5% increase for Sypris |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2023 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 14, 2023 |
Exhibit 10.1 AMENDED AND RESTATED PROMISSORY NOTE This Amended and Restated Promissory Note represents an amendment and restatement of, and not a novation of, that certain Amended and Restated Promissory Note made by Makers in favor of the Lender dated effective December 29, 2021, as heretofore amended, restated, modified and supplemented from time to time, in the maximum principal amount of $6,50 |
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| November 9, 2023 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2023 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commi |
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| November 9, 2023 |
Amended and Restated Bylaws of Sypris Solutions, Inc., as amended on November 3, 2023. Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF SYPRIS SOLUTIONS, INC. ARTICLE I. OFFICES The registered office of the corporation shall be in the City of Wilmington, County of New Castle, State of Delaware. The principal office of the corporation shall be located in Louisville, Kentucky. The corporation may have such other offices as the business of the corporation may require from time to time. ARTIC |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended July 2, 2023 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLUTIO |
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| August 15, 2023 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2023 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 15, 2023 |
Sypris Reports Second Quarter Results Exhibit 99 Sypris Reports Second Quarter Results Revenue up 23%; Backlog up 26%; EPS Rises LOUISVILLE, Ky. |
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| May 26, 2023 |
Conflict Minerals Report of Sypris Solutions, Inc. U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 101 Bullitt Lane, Suite 450 Louisville, Kentucky 40222 (Address of Principa |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended April 2, 2023 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLUT |
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| May 16, 2023 |
Sypris Reports First Quarter Results Exhibit 99 Sypris Reports First Quarter Results Revenue Up 23%; Orders Rise 74%; Backlog Up 121% LOUISVILLE, Ky. |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2023 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 16, 2023 |
Form of 2023 Performance Vesting Non-Qualified Stock Option Award Agreement. Exhibit 10.1 2023 Performance-Vesting Non-Qualified Stock Option Award Agreement Effective as of February 10, 2023, Sypris Solutions, Inc. (the “Company”) hereby grants to [participant name] (“Participant”) an option (the “Options”) to purchase up to: [#shares] shares of Common Stock (each, a “Share” and collectively, the “Shares”) for $2.03 per Share (the “Option Price”), subject to the satisfact |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 31, 2023 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 16, 2023 |
Sypris Reports Fourth Quarter Results Exhibit 99 Sypris Reports Fourth Quarter Results Backlog Up 117%; 2023 Outlook Raised LOUISVILLE, Ky. |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 31, 2022. ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 0-24020 SYPRIS SOLUTION |
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| March 16, 2023 |
EXHIBIT 21 SYPRIS SOLUTIONS, INC. SUBSIDIARIES OF THE COMPANY The Company’s subsidiaries as of December 31, 2022 are as follows: (1) Sypris Electronics, LLC, a Delaware limited liability company. (2) Sypris Technologies, Inc., a Delaware corporation. (3) Sypris Technologies Marion, LLC, a Delaware limited liability company. (4) Sypris Technologies Mexican Holdings, LLC, a Delaware limited liabilit |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2023 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended October 2, 2022 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLU |
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| November 16, 2022 |
Sypris Reports Third Quarter Results Exhibit 99 Sypris Reports Third Quarter Results Backlog Up 92%; Sales Growth Forecast Up For 2023 LOUISVILLE, Ky. |
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| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2022 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 16, 2022 |
Sypris Reports Second Quarter Results Exhibit 99 Sypris Reports Second Quarter Results Revenue Up 12%; Backlog Up 77% On Multiple Contract Awards LOUISVILLE, Ky. |
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| August 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended July 3, 2022 OR ? Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLUTIO |
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| August 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2022 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 101 Bullitt Lane, Suite 450 Louisville, Kentucky 40222 (Address of Principa |
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| May 27, 2022 |
Conflict Minerals Report of Sypris Solutions, Inc. Exhibit 1.01 CONFLICT MINERALS REPORT For the Year Ended December 31, 2021 Sypris Solutions, Inc. (“Sypris,” “we,” “our,” or the “Company”) has filed the Conflict Minerals Report for the year ended December 31, 2021 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Rule 13p-1 was adopted by the Securities and Exchange Commission (the “SEC”) to implement reportin |
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| May 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended April 3, 2022 OR ? Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLUT |
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| May 18, 2022 |
Sypris Reports First Quarter Results Exhibit 99 Sypris Reports First Quarter Results Revenue Up 31%; Margins Expand; 2022 Outlook Confirmed LOUISVILLE, Ky. |
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| May 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2022 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 1, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ? Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 31, 2021. ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 0-24020 SYPRIS SOLUTION |
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| March 17, 2022 |
Sypris Reports Fourth Quarter Results Exhibit 99 Sypris Reports Fourth Quarter Results EPS UP 133%; BACKLOG UP 57%; 2022 OUTLOOK RAISED LOUISVILLE, Ky. |
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| March 17, 2022 |
Exhibit 10.1.7 AMENDED AND RESTATED PROMISSORY NOTE This Amended and Restated Promissory Note represents an amendment and restatement of, and not a novation of, that certain Amended and Restated Promissory Note made by Makers in favor of the Lender dated effective December 28, 2020, as heretofore amended, restated, modified and supplemented from time to time, in the maximum principal amount of $6, |
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| March 17, 2022 |
Exhibit 21 SYPRIS SOLUTIONS, INC. SUBSIDIARIES OF THE COMPANY The Company?s subsidiaries as of December 31, 2021 are as follows: (1) Sypris Electronics, LLC, a Delaware limited liability company. (2) Sypris Technologies, Inc., a Delaware corporation. (3) Sypris Technologies Marion, LLC, a Delaware limited liability company. (4) Sypris Technologies Mexican Holdings, LLC, a Delaware limited liabilit |
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| March 17, 2022 |
Exhibit 10.21 Non-Qualified Stock Options AWARD AGREEMENT WITH FIFTY-FIFTY VESTING Effective as of [month/day/year] (?Grant Date?), the Company hereby grants to [OPTIONEE NAME] certain rights to purchase up to: [# of options granted] total Shares for [exercise price $X.XX] per Share until [6th anniversary of grant date] (?Expiration Date?) on the Terms of this Agreement, the attached Program, and |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2022 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2022 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 14, 2022 |
SYPRIS ANNOUNCES CHIEF FINANCIAL OFFICER TRANSITION RICHARD L. DAVIS TO SUCCEED ANTHONY C. ALLEN Exhibit 99.1 For more information contact: Anthony C. Allen Vice President & Chief Financial Officer (502) 329-2000 SYPRIS ANNOUNCES CHIEF FINANCIAL OFFICER TRANSITION RICHARD L. DAVIS TO SUCCEED ANTHONY C. ALLEN LOUISVILLE, KY. (March 14, 2022) ? Sypris Solutions, Inc. (Nasdaq/GM: SYPR) announced today the appointment of Richard L. Davis, the Company?s Vice President, to the position of Vice Pres |
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| December 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2021 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 10, 2021 |
Sypris Reports Third Quarter Results Exhibit 99 Sypris Reports Third Quarter Results SALES, GROSS PROFIT AND BACKLOG UP; 2022 OUTLOOK: REVENUE UP 25% LOUISVILLE, Ky. |
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| November 10, 2021 |
CEO certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).1 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Jeffrey T. Gill, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended October 3, 2021 OR ? Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLU |
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| November 10, 2021 |
Principal Financial Officer certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).2 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Anthony C. Allen, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| September 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2021 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 12, 2021 |
Principal Financial Officer certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).2 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Anthony C. Allen, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| August 12, 2021 |
EX-10.1 2 ex273405.htm EXHIBIT 10.1 Exhibit 10.1 Five-Year Restricted Stock Award Agreement Restricted Stock Effective as of [month/day/year] (“Grant Date”), contingent on your continued employment as of that date, the Company hereby grants to [participant name] certain rights to ownership of up to [# shares] Restricted Shares on the terms of this Award Agreement (the “Terms”), the attached Progra |
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| August 12, 2021 |
CEO certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).1 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Jeffrey T. Gill, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| August 12, 2021 |
Exhibit 10.3 Non-Qualified Stock Options SPECIAL RETIREMENT AWARD AGREEMENT Effective as of [month/day/year] (?Grant Date?), the Company hereby grants to [OPTIONEE NAME] certain rights to purchase up to: [# of options granted] total Shares for [exercise price $X.XX] per Share until [5th anniversary of grant date] (?Expiration Date?) on the Terms of this Agreement, the attached Program, and the 202 |
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| August 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2021 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 12, 2021 |
Exhibit 10.2 Restricted Stock Effective as of [Date] (?Grant Date?), contingent on your continued employment as of that date, the Company hereby grants to [Employee Name] certain rights to ownership of up to [# shares] Restricted Shares on the terms of this Award Agreement (the ?Terms?), the attached Program, and the 2020 Sypris Omnibus Plan (?Plan?) as follows: Vesting Dates # of Shares Vesting [ |
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| August 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended July 4, 2021 OR ? Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLUTIO |
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| August 12, 2021 |
Sypris Reports Second Quarter Results Exhibit 99 Sypris Reports Second Quarter Results REVENUE UP 51%; EPS RISES TO $0.17; 2021 OUTLOOK INCREASED LOUISVILLE, Ky.-(BUSINESS WIRE)-August 12, 2021-Sypris Solutions, Inc. (Nasdaq/GM: SYPR) today reported financial results for its second quarter ended July 4, 2021. HIGHLIGHTS ????????????????????? Revenue for the second quarter increased 51.4% year-over-year and 30.0% sequentially, driven b |
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| July 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2021 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2021 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 101 Bullitt Lane, Suite 450 Louisville, Kentucky 40222 (Address of Principa |
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| May 27, 2021 |
Conflict Minerals Report of Sypris Solutions, Inc. EX-1.01 2 ex253029.htm EXHIBIT 1.01 Exhibit 1.01 CONFLICT MINERALS REPORT For the Year Ended December 31, 2020 Sypris Solutions, Inc. (“Sypris,” “we,” “our,” or the “Company”) has filed the Conflict Minerals Report for the year ended December 31, 2020 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Rule 13p-1 was adopted by the Securities and Exchange Commissi |
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| May 18, 2021 |
Principal Financial Officer certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).2 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Anthony C. Allen, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| May 18, 2021 |
Sypris Reports First Quarter Results Exhibit 99 Sypris Reports First Quarter Results 2021 OUTLOOK RAISED; ORDERS UP 70% AT SYPRIS ELECTRONICS LOUISVILLE, Ky. |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2021 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended April 4, 2021 OR ? Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLUT |
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| May 18, 2021 |
CEO certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).1 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Jeffrey T. Gill, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2021 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 1, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 18, 2021 |
Exhibit 21. SYPRIS SOLUTIONS, INC. SUBSIDIARIES OF THE COMPANY The Company?s subsidiaries as of December 31, 2020 are as follows: (1) Sypris Electronics, LLC, a Delaware limited liability company. (2) Sypris Technologies, Inc., a Delaware corporation. (3) Sypris Technologies Marion, LLC, a Delaware limited liability company. (4) Sypris Technologies Mexican Holdings, LLC, a Delaware limited liabili |
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| March 18, 2021 |
Exhibit 10.9 ADOPTED ON SEPTEMBER 1, 1995 AMENDED AND RESTATED EFFECTIVE AS OF MARCH 9, 2021 Description of the Program Name. The name of this benefit program shall be the ?Directors Compensation Program.? Purpose. The purpose of the Directors Compensation Program is to enable Sypris Solutions, Inc. (the ?Company?) to attract, retain and motivate experienced directors by providing compensation tha |
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| March 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2021 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 18, 2021 |
Sypris Reports Fourth Quarter and Full Year Results Exhibit 99 Sypris Reports Fourth Quarter and Full Year Results New Contracts and Market Strength Fuel 2021 Outlook LOUISVILLE, Ky. |
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| March 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ? Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 31, 2020. ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 0-24020 SYPRIS SOLUTION |
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| March 18, 2021 |
Exhibit 10.1.6 AMENDED AND RESTATED PROMISSORY NOTE This Amended and Restated Promissory Note represents an amendment and restatement of, and not a novation of, that certain Amended and Restated Promissory Note made by Makers in favor of the Lender dated effective November 10, 2017, as heretofore amended, restated, modified and supplemented from time to time, in the maximum principal amount of $6, |
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| December 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2020 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 12, 2020 |
Sypris Reports Third Quarter Results Exhibit 99 Sypris Reports Third Quarter Results Gross Profit Rises 47%; New Contracts Announced LOUISVILLE, Ky. |
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| November 12, 2020 |
Principal Financial Officer certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).2 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Anthony C. Allen, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| November 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended October 4, 2020 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLU |
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| November 12, 2020 |
CEO certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).1 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Jeffrey T. Gill, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| August 13, 2020 |
Exhibit 10.2 Non-Qualified Stock Option Award Agreement Effective as of [day/month/year] (“Grant Date”), the Company hereby grants to [Optionee Name] an option (the “Options”) to purchase up to: [# of options granted] shares of Common Stock (each, a “Share” and collectively, the “Shares”) for $ [Price] per Share until the [6th anniversary of grant date] (“Expiration Date”) on the terms of this Agr |
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| August 13, 2020 |
Exhibit 10.4 ADOPTED ON SEPTEMBER 1, 1995 AMENDED AND RESTATED EFFECTIVE AS OF MAY 12, 2020 Description of the Program Name. The name of this benefit program shall be the “Directors Compensation Program.” Purpose. The purpose of the Directors Compensation Program is to enable Sypris Solutions, Inc. (the “Company”) to attract, retain and motivate experienced directors by providing compensation that |
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| August 13, 2020 |
CEO certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).1 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Jeffrey T. Gill, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| August 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended July 5, 2020 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLUTIO |
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| August 13, 2020 |
Exhibit 10.3 Non-Qualified Stock Option Award Agreement Effective as of [month/day/year] (“Grant Date”), the Company hereby grants to [Optionee Name] an option (the “Options”) to purchase up to: [# of options granted] shares of Common Stock (each, a “Share” and collectively, the “Shares”) for $ [Price] per Share until [5th anniversary of the grant date] (the “Expiration Date”) on the terms of this |
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| August 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2020 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 13, 2020 |
Exhibit 10.1 Non-Qualified Stock Options Effective as of [month/day/year] (“Grant Date”), the Company hereby grants to [Optionee Name] certain rights to purchase up to: [# of options granted] total Shares for $ [Price] per Share until [5th Anniversary of Grant Date] (“Expiration Date”) on the Terms of this Agreement, the attached Program, and the 2020 Sypris Omnibus Plan (“Plan”) as follows: Vesti |
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| August 13, 2020 |
Sypris Reports Second Quarter Results Exhibit 99 Sypris Reports Second Quarter Results Sypris Electronics Sales up 28%; Gross Profit Up 73% LOUISVILLE, Ky. |
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| August 13, 2020 |
Principal Financial Officer certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).2 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Anthony C. Allen, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| July 29, 2020 |
Exhibit 99.1 For more information contact: Anthony C. Allen Vice President & Chief Financial Officer (502) 329-2000 Sypris ELECTS GARY L. CONVIS TO ITS BOARD OF DIRECTORS ───────────────────── FORMER TOYOTA EXECUTIVE AND MANUFACTURING EXPERT LOUISVILLE, Ky. (July 29, 2020) – Sypris Solutions, Inc. (NASDAQ/GM: SYPR) announced today that effective July 28, 2020, it has elected Gary L. Convis to join |
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| July 29, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2020 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 29, 2020 |
Conflict Minerals Report of Sypris Solutions, Inc. Exhibit 1.01 CONFLICT MINERALS REPORT For the Year Ended December 31, 2019 Sypris Solutions, Inc. (“Sypris,” “we,” “our,” or the “Company”) has filed the Conflict Minerals Report for the year ended December 31, 2019 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Rule 13p-1 was adopted by the Securities and Exchange Commission (the “SEC”) to implement reportin |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 101 Bullitt Lane, Suite 450 Louisville, Kentucky 40222 (Address of Principa |
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| May 20, 2020 |
The 2020 Sypris Omnibus Plan.* EX-10.1 3 ex187300.htm EXHIBIT 10.1 Exhibit 10.1 THE 2020 SYPRIS OMNIBUS PLAN Article I. General 1.1 Purpose - The purpose of the 2020 Sypris Omnibus Plan (“Plan”) is to retain and to motivate directors, officers, other employees and consultants (“Associates”) of Sypris Solutions, Inc. and its subsidiaries (together with such subsidiaries, as appropriate in context, the “Company”). 1.2 Eligibility |
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| May 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended April 5, 2020 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLUT |
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| May 20, 2020 |
As filed with the Securities and Exchange Commission on May 20, 2020 Registration No. |
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| May 20, 2020 |
Sypris Reports First Quarter Results EX-99 2 a52223095ex99.htm EXHIBIT 99 Exhibit 99 Sypris Reports First Quarter Results Gross Margins Expand; Orders up 133% at Sypris Electronics LOUISVILLE, Ky.-(BUSINESS WIRE)-May 20, 2020-Sypris Solutions, Inc. (Nasdaq/GM: SYPR) today reported financial results for its first quarter ended April 5, 2020. Having completed a series of strategic initiatives over the past several years, Sypris Solutio |
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| May 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2020 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 20, 2020 |
Principal Financial Officer certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).2 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Anthony C. Allen, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| May 20, 2020 |
CEO certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).1 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Jeffrey T. Gill, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| May 15, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2020 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 6, 2020 |
Exhibit 10.1 U. S. Small Business Administration NOTE SBA Loan # 42919072-08 SBA Loan Name Sypris Solutions Inc. Date April 30, 2020 Loan Amount $3,558,000.00 Interest Rate 1.00% Borrower Sypris Solutions Inc. Operating Company N/A Lender BMO Harris Bank National Association 1. PROMISE TO PAY: In return for the Loan, Borrower promises to pay to the order of Lender the amount of $3,558,000.00, inte |
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| May 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2020 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| April 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2020 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 9, 2020 |
SYPR / Sypris Solutions, Inc. DEFA14A - - FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) ☐ Defini |
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| April 3, 2020 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 19, 2020 |
EXHIBIT 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2019, Sypris Solutions, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock, $0.01 par value per share (“Common Stock”). All references to the “Company,” “we,” “us” and “our” |
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| March 19, 2020 |
The Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 31, 2019. ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 0-24020 SYPRIS SOLUTION |
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| March 19, 2020 |
Sypris Reports Fourth Quarter and Full Year Results Exhibit 99 Sypris Reports Fourth Quarter and Full Year Results Gross Margins Expand; New Contracts Awarded For 2020 LOUISVILLE, Ky. |
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| March 19, 2020 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2020 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 19, 2020 |
EXHIBIT 21 SYPRIS SOLUTIONS, INC. SUBSIDIARIES OF THE COMPANY The Company’s subsidiaries as of December 31, 2019 are as follows: (1) Sypris Electronics, LLC, a Delaware limited liability company. (2) Sypris Technologies, Inc., a Delaware corporation. (3) Sypris Technologies Marion, LLC, a Delaware limited liability company. (4) Sypris Technologies Mexican Holdings, LLC, a Delaware limited liabilit |
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| January 2, 2020 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2019 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 18, 2019 |
SYPR / Sypris Solutions, Inc. CORRESP - - November 18, 2019 VIA EDGAR Mr. Gary Newberry Division of Corporate Finance United States Securities and Exchange Commission Washington, D.C. 20549 Re: Sypris Solutions, Inc. Form 10-K for the Fiscal Year Ended December 31, 2018 Filed on March 28, 2019 File No. 000-24020 Dear Mr. Newberry: Sypris Solutions, Inc. (the “Company”) hereby responds to the comment letter dated November 5, 2019 from the |
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| November 12, 2019 |
SYPR / Sypris Solutions, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended September 29, 2019 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS S |
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| November 12, 2019 |
Sypris Reports Third Quarter Results Exhibit 99 Sypris Reports Third Quarter Results Gross Margin Expands 480 Basis Points LOUISVILLE, Ky. |
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| November 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2019 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2019 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 14, 2019 |
Sypris Reports Second Quarter Results Exhibit 99 Sypris Reports Second Quarter Results EPS Increases 75%; Gross Margin Expands 350 Basis Points LOUISVILLE, Ky. |
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| August 14, 2019 |
Principal Financial Officer certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).2 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Anthony C. Allen, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| August 14, 2019 |
CEO certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).1 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Jeffrey T. Gill, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| August 14, 2019 |
SYPR / Sypris Solutions, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended June 30, 2019 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLUTI |
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| August 9, 2019 |
SYPR / Sypris Solutions, Inc. 10-Q/A - Quarterly Report - FORM 10-Q/A 10-Q/A 1 sypr2019033110qa.htm FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended March 31, 2019 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transitio |
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| June 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2019 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 11, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2019 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 31, 2019 |
SYPR / Sypris Solutions, Inc. SD - - FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 101 Bullitt Lane, Suite 450 Louisville, Kentucky 40222 (Address of Principa |
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| May 31, 2019 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 1.01 CONFLICT MINERALS REPORT For the Year Ended December 31, 2018 Sypris Solutions, Inc. (“Sypris,” “we,” “our,” or the “Company”) has filed the Conflict Minerals Report for the year ended December 31, 2018 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Rule 13p-1 was adopted by the Securities and Exchange Commission (the “SEC”) to implement reportin |
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| May 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2019 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 16, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2019 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 15, 2019 |
Sypris Reports First Quarter Results Reaffirms 2019 Growth and Margin Expansion Guidance Exhibit 99 Sypris Reports First Quarter Results Reaffirms 2019 Growth and Margin Expansion Guidance LOUISVILLE, KY-(BUSINESS WIRE)-May 15, 2019-Sypris Solutions, Inc. |
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| May 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2019 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 15, 2019 |
SYPR / Sypris Solutions, Inc. 10-Q Quarterly Report FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended March 31, 2019 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLU |
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| May 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2019 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2019 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| April 10, 2019 |
SYPR / Sypris Solutions, Inc. DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2019 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 28, 2019 |
Exhibit 99 Sypris Reports Fourth Quarter and Full-Year 2018 Results Double-Digit Revenue and Margin Growth Forecast for 2019 LOUISVILLE, Ky. |
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| March 28, 2019 |
SYPR / Sypris Solutions, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 31, 2018. ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 0-24020 SYPRIS SOLUTION |
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| March 28, 2019 |
EXHIBIT 21 SYPRIS SOLUTIONS, INC. SUBSIDIARIES OF THE COMPANY The Company’s subsidiaries as of December 31, 2018 are as follows: (1) Sypris Electronics, LLC, a Delaware limited liability company. (2) Sypris Data Systems, Inc., a Delaware corporation. (3) Sypris Technologies, Inc., a Delaware corporation. (4) Sypris Technologies Marion, LLC, a Delaware limited liability company. (5) Sypris Technolo |
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| March 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2019 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| November 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2018 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 13, 2018 |
Sypris Reports Third Quarter Results Gross Margin Expands 220 Basis Points Exhibit 99.1 Sypris Reports Third Quarter Results Gross Margin Expands 220 Basis Points LOUISVILLE, Ky.-(BUSINESS WIRE)-November 13, 2018-Sypris Solutions, Inc. (Nasdaq/GM: SYPR) today reported financial results for its third quarter ended September 30, 2018. While net revenue for the third quarter was relatively flat compared with the year-earlier quarter, the Company's overall gross margin impro |
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| November 13, 2018 |
CEO certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).1 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Jeffrey T. Gill, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| November 13, 2018 |
SYPR / Sypris Solutions, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended September 30, 2018 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS S |
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| November 13, 2018 |
Principal Financial Officer certification pursuant to Section 302 of Sarbanes - Oxley Act of 2002. Exhibit 31(i).2 CERTIFICATION PURSUANT TO SECTION 302 OF SARBANES-OXLEY ACT OF 2002 I, Anthony C. Allen, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Sypris Solutions, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| September 25, 2018 |
SYPR / Sypris Solutions, Inc. FORM S-8 POS As filed with the Securities and Exchange Commission on September 25, 2018 Registration No. |
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| September 25, 2018 |
Exhibit 5.3 September 25, 2018 Board of Directors Sypris Solutions, Inc. 101 Bullitt Lane, Suite 450 Louisville, Kentucky 40222 Ladies and Gentlemen: I am counsel to Sypris Solutions, Inc. (the “Company”) and I have reviewed the Post-Effective Amendment No. 1 (the “Amendment”) to the Company’s Registration Statement on Form S-8 filed with the Commission on May 19, 2010 (Registration No. 333-166951 |
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| August 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2018 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 14, 2018 |
Exhibit 99 Sypris Reports Second Quarter Results Revenue and Margin Continue to Expand; Confirms Second Half Guidance LOUISVILLE, Ky. |
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| August 14, 2018 |
SYPR / Sypris Solutions, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended July 1, 2018 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLUTIO |
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| May 25, 2018 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 1.01 CONFLICT MINERALS REPORT For the Year Ended December 31, 2017 Sypris Solutions, Inc. (“Sypris,” “we,” “our,” or the “Company”) has filed the Conflict Minerals Report for the year ended December 31, 2017 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Rule 13p-1 was adopted by the Securities and Exchange Commission (the “SEC”) to implement reportin |
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| May 25, 2018 |
SYPR / Sypris Solutions, Inc. FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 101 Bullitt Lane, Suite 450 Louisville, Kentucky 40222 (Address of Principa |
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| May 15, 2018 |
Exhibit 10.1 Non-Qualified Stock Options Effective as of [date of the award] (“Grant Date”), the Company hereby grants to [Optionee Name] certain rights to purchase up to: [Number of Shares] total Shares for [exercise price$X.XX] per Share until [Fifth Anniversary] (“Expiration Date”) on the Terms of this Agreement, the attached Program, and the 2015 Sypris Omnibus Plan (“Plan”) as follows: Vestin |
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| May 15, 2018 |
SYPR / Sypris Solutions, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended April 1, 2018 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLUT |
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| May 15, 2018 |
Sypris Reports First Quarter Results Reaffirms 2018 Growth and Margin Expansion Guidance Exhibit 99 Sypris Reports First Quarter Results Reaffirms 2018 Growth and Margin Expansion Guidance LOUISVILLE, Ky. |
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| May 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2018 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 3, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2018 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2018 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| March 28, 2018 |
SYPR / Sypris Solutions, Inc. DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 20, 2018 |
SYPR / Sypris Solutions, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 31, 2017. ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 0-24020 SYPRIS SOLUTION |
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| March 20, 2018 |
EXHIBIT 21 SYPRIS SOLUTIONS, INC. SUBSIDIARIES OF THE COMPANY The Company’s subsidiaries as of December 31, 2017 are as follows: (1) Sypris Electronics, LLC, a Delaware limited liability company. (2) Sypris Data Systems, Inc., a Delaware corporation. (3) Sypris Technologies, Inc., a Delaware corporation. (4) Sypris Technologies Marion, LLC, a Delaware limited liability company. (5) Sypris Technolo |
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| March 20, 2018 |
Exhibit 10.1.5 AMENDED AND RESTATED PROMISSORY NOTE This Amended and Restated Promissory Note represents an amendment and restatement of, and not a novation of, that certain Amended and Restated Promissory Note made by Makers in favor of the Lender dated effective October 2, 2016, as heretofore amended, restated, modified and supplemented from time to time, in the maximum principal amount of $6,50 |
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| March 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2018 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 20, 2018 |
Sypris Reports Fourth Quarter and Full Year 2017 Results Raises Guidance for 2018 Exhibit 99 Sypris Reports Fourth Quarter and Full Year 2017 Results Raises Guidance for 2018 LOUISVILLE, Ky. |
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| February 9, 2018 |
SYPR / Sypris Solutions, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* SYPRIS SOLUTIONS INC (Name of Issuer) Common Stock (Title of Class of Securities) 871655106 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| January 16, 2018 |
sypr201801158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2018 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorpora |
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| November 14, 2017 |
SYPR / Sypris Solutions, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended October 1, 2017 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0-24020 SYPRIS SOLU |
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| November 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2017 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 14, 2017 |
Sypris Reports Third Quarter Results Sypris Electronics Posts 19% Growth, 17% Gross Margin Exhibit 99 Sypris Reports Third Quarter Results Sypris Electronics Posts 19% Growth, 17% Gross Margin LOUISVILLE, Ky. |
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| August 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2017 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 15, 2017 |
Exhibit 99 Sypris Reports Second Quarter Results Raises Second Half Revenue Guidance; Confirms 15%-17% Margin Outlook LOUISVILLE, Ky. |
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| August 15, 2017 |
SYPR / Sypris Solutions, Inc. FORM 10-Q (Quarterly Report) sypr2017070210q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended July 2, 2017 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: 0- |
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| May 26, 2017 |
Youâve Exceeded the SECâs Traffic Limit ex1-01.htm Exhibit 1.01 CONFLICT MINERALS REPORT For the Year Ended December 31, 2016 Sypris Solutions, Inc. (?Sypris,? ?we,? ?our,? or the ?Company?) has filed the Conflict Minerals Report for the year ended December 31, 2016 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the ?Rule?). Rule 13p-1 was adopted by the Securities and Exchange Commission (the ?SEC?) to impleme |
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| May 26, 2017 |
sypr20170525sd.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 101 Bullitt Lane, Suite 450 Louisville, Kentucky 40222 ( |
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| May 16, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2017 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 16, 2017 |
Sypris Reports First Quarter Results On Target with $18 Million 2017 Cost Reduction Goal Exhibit 99 Sypris Reports First Quarter Results On Target with $18 Million 2017 Cost Reduction Goal LOUISVILLE, Ky. |
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| May 16, 2017 |
sypr2017033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the quarterly period ended April 2, 2017 OR ☐ Transition Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of 1934 For the transition period from to Commission file number: |
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| May 11, 2017 |
Submission of Matters to a Vote of Security Holders sypr201705108k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2017 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) |
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| May 9, 2017 |
sypr201705088k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2017 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) |
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| April 5, 2017 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2017 |
Exhibit 99 Sypris Reports Earnings of $0.30 Per Share for 2016 $18 Million 2017 Cost Reduction Goal over 80% Complete LOUISVILLE, Ky.-(BUSINESS WIRE)-March 28, 2017-Sypris Solutions, Inc. (Nasdaq/NM: SYPR) today reported financial results for its fourth quarter and full year ended December 31, 2016. While the Company's revenue continued to contract during 2016, reflecting changes to and divestitur |
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| March 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2017 Sypris Solutions, Inc. (Exact name of registrant as specified in its charter) Delaware 0-24020 61-1321992 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K sypr2016123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 31, 2016. ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 0-2 |
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| March 28, 2017 |
EXHIBIT 21 SYPRIS SOLUTIONS, INC. SUBSIDIARIES OF THE COMPANY The Company?s subsidiaries as of December 31, 2016 are as follows: (1) Sypris Electronics, LLC, a Delaware limited liability company. (2) Sypris Data Systems, Inc., a Delaware corporation. (3) Sypris Technologies, Inc., a Delaware corporation. (4) Sypris Technologies Marion, LLC, a Delaware limited liability company. (5) Sypris Technolo |
