الإحصائيات الأساسية
| LEI | 549300WUBAV2G8RICP63 |
| CIK | 1015383 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Outdoor Holding Company - Preferred Stock
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2025 Outdoor Holding Company (Exact name of registrant as specified in its charter) Delaware 001-13101 30-0957912 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No. |
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| September 2, 2025 |
Outdoor Holding Company Regains Full Compliance with Nasdaq Rule Exhibit 99.1 Outdoor Holding Company Regains Full Compliance with Nasdaq Rule Following Successful Annual Stockholder Meeting Scottsdale, Arizona - September 2, 2025 - Outdoor Holding Company (NASDAQ: POWW/POWWP) (“we,” “us,” “our” or the “Company”), the owner of GunBroker.com, the largest online marketplace for firearms, hunting and related products, today announced that it successfully held its |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 8, 2025 |
Outdoor Holding Company Reports First Quarter Fiscal 2026 Financial Results Exhibit 99.1 Outdoor Holding Company Reports First Quarter Fiscal 2026 Financial Results SCOTTSDALE, Ariz., August 8, 2025 (GLOBE NEWSWIRE) — Outdoor Holding Company (Nasdaq: POWW, POWWP) (“OHC,” “we,” “us,” “our” or the “Company”), the owner of GunBroker.com, the largest online marketplace for firearms, hunting and related products, today reported its financial results for its first fiscal quarte |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13101 Outdoor Holding Company (Exact na |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2025 Outdoor Holding Company (Exact name of registrant as specified in its charter) Delaware 001-13101 30-0957912 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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| July 14, 2025 |
Company Logo OUTDOOR HOLDING COMPANY 7681 E GRAY RD. SCOTTSDALE, AZ 85260 SCAN TO OUTDOOR HOLDING COMPANY7681 E GRAY RD.SCOTTSDALE, AZ 85260 SCAN TO VIEW MATERIALS & VOTE VOTE BY INTERNET Before The Meeting - Go to www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 p.m. Eastern Time the day |
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| July 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| July 3, 2025 |
Exhibit 16.1 July 3, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-7561 Dear Sirs: We have read Outdoor Holding Company’s statements included under Item 4.01 of its Form 8-K dated July 2, 2025, and are in agreement with the statements contained therein concerning our firm in response to Item 304(a) of Regulation S-K. Sincerely, /s/ PANNELL KERR FORSTER OF TEXAS, P |
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| July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2025 Outdoor Holding Company (Exact name of registrant as specified in its charter) Delaware 001-13101 83-1950534 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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| June 16, 2025 |
Amended and Restated Certificate of Incorporation, as amended through April 21, 2025. EXHIBIT 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION (as amended through April 21, 2025) ARTICLE I Name of Corporation The name of this corporation is Outdoor Holding Company (the “Corporation”). ARTICLE II Registered Office The address of the Corporation's registered office in the State of Delaware is 2140 S Dupont Highway, in the City of Camden, Kent County, Delaware 19934. The name of |
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| June 16, 2025 |
EXHIBIT 21.1 SUBSIDIARIES Outdoor Holding Company, a Delaware corporation, had the subsidiaries shown below as of June 16, 2025. Outdoor Holding Company is not a subsidiary of any other entity. Name Jurisdiction OHC Munitions, Inc. Delaware OHC Technologies, Inc. Arizona Enlight Group II, LLC Delaware Firelight Group I, LLC Delaware SNI LLC Arizona Speedlight Group I, LLC Delaware GB Investments, |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13101 Outdoor Holding Company (Exac |
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| June 16, 2025 |
Executive Separation Agreement dated March 14, 2025, by and between AMMO, Inc. and Anthony Tate. EXHIBIT 10.10 SEPARATION AGREEMENT This SEPARATION AGREEMENT (“Agreement”) is entered into as of March 14, 2025 (the “Execution Date”) by and among AMMO, Inc., a Delaware corporation headquartered at 7681 E. Gray Rd in Scottsdale, Arizona (the “Company”), and the Company’s Vice President of Sales, Anthony Tate, an individual (“Employee”). The Company and Employee are hereafter referred to collecti |
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| June 16, 2025 |
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934. Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXHANGE ACT OF 1934 General As of June 16, 2025, Outdoor Holding Company (the “Company”) has two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) our common stock, par value $0.001 per share; and (ii) our 8.75% Seri |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2025 Outdoor Holding Company (Exact name of registrant as specified in its charter) Delaware 001-13101 83-1950534 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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| June 2, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| June 2, 2025 |
Exhibit 10.1 Execution Version SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (along with the Exhibits hereto, being referred to as this “Agreement”), dated as of May 21, 2025, is made and entered into by and among Outdoor Holding Company, a Delaware corporation, formerly known as AMMO, Inc., (the “Company”); Speedlight Group I, LLC, a Delaware limited liability company and a wholly-owned subsidia |
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| May 28, 2025 |
Exhibit 10.4 Execution Version UNSECURED PROMISSORY NOTE US $12,000,000 [●], 2025 For value received, the undersigned, Outdoor Holding Company, a Delaware corporation, formerly known as AMMO, Inc., (the “Borrower”), promises to pay to GDI Air III LLC, (the “Holder”), the principal sum of Twelve Million Dollars ($12,000,000.00), together with interest as set forth below. All payments by the Borrowe |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 Outdoor Holding Company (Exact name of registrant as specified in its charter) Delaware 001-13101 83-1950534 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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| May 28, 2025 |
Exhibit 10.1 Execution Version SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (along with the Exhibits hereto, being referred to as this “Agreement”), dated as of May 21, 2025, is made and entered into by and among Outdoor Holding Company, a Delaware corporation, formerly known as AMMO, Inc., (the “Company”); Speedlight Group I, LLC, a Delaware limited liability company and a wholly-owned subsidia |
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| May 28, 2025 |
Exhibit 10.3 THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED EXCEPT PURSUANT TO A REGIS |
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| May 28, 2025 |
Exhibit 10.5 Execution Version UNSECURED PROMISSORY NOTE US $39,000,000 [●], 2025 For value received, the undersigned, Outdoor Holding Company, a Delaware corporation, formerly known as AMMO, Inc. (the “Borrower”), promises to pay to GDI Air III LLC (the “Holder”), the principal sum of Thirty-Nine Million Dollars ($39,000,000.00), together with interest as set forth below. All payments by the Borr |
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| May 28, 2025 |
Exhibit 10.7 EXECUTIVE SEPARATION AGREEMENT This SEPARATION AGREEMENT (“Agreement”) is entered into as of May 21, 2025 (the “Signing Date”) by and among Outdoor Holding Company., a Delaware corporation headquartered at 7681 E. Gray Rd in Scottsdale, Arizona (the “Company”), and the Company’s Chief Executive Officer, Jared Smith, an individual (“Executive”). The Company and Executive are hereafter |
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| May 28, 2025 |
Exhibit 10.2 Execution Version THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED EXCEPT P |
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| May 28, 2025 |
Exhibit 99.1 Outdoor Holding Company Announces Settlement and Leadership Transition Board Appoints Steve Urvan, Founder of GunBroker.com and Largest Shareholder, as Chairman and CEO Announces Regained Compliance with Nasdaq Listing Rule Regarding Timely Periodic Reporting SCOTTSDALE, Ariz., May 28, 2025 - Outdoor Holding Company (Nasdaq: POWW, POWWP) (“Outdoors Online,” “we,” “us,” “our” or the “C |
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| May 28, 2025 |
Exhibit 10.6 Execution Version AMENDMENT NO. 2 TO SETTLEMENT AGREEMENT This Amendment No. 2 to the Settlement Agreement (this “Amendment”), is entered into as of May 21, 2025, by and among AMMO, Inc., a Delaware corporation, currently known as Outdoor Holding Company (the “Company”) and Steven F. Urvan and Susan T. Lokey (collectively with each of their respective Affiliates and Associates, the “U |
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| May 27, 2025 |
F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13101 Outdoo |
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| May 20, 2025 |
AMMO, Inc. Nasdaq Executive Compensation Recovery Policy. EXHIBIT 97.1 Ammo, Inc. Nasdaq Executive Compensation Recovery Policy 1. Purpose. The purpose of this Nasdaq Executive Compensation Recovery Policy of the Company (as amended from time to time, the “Policy”), dated as of November [ ], 2023 (the “Adoption Date”) is to describe the circumstances in which current and former Executive Officers will be required to repay or return Erroneously Awarded Co |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13101 Outdoor Holding Company (Exac |
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| May 20, 2025 |
Employment Agreement, dated May 1, 2021, by and between AMMO, Inc. and Christopher Larson. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made, entered into and effective May 1, 2021, (the “Effective Date”) between AMMO, Inc. |
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| May 20, 2025 |
AMMO, Inc. Company Insider Trading Policy 8/19/2021 AMMO, INC. (the "Company") POLICY STATEMENT ON INSIDE INFORMATION AND INSIDER TRADING In the course of your relationship with AMMO, Inc. or one of its subsidiaries as listed on the most recent Exhibit 21.1 filed by AMMO, Inc. with the Securities and Exchange Commission (AMMO, Inc. and each of its subsidiaries, collectively, the "Company"), you may have access to information about the Com |
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| May 20, 2025 |
Letter of Credit, dated July 26, 2023, by and between AMMO, Inc. and Northern Trust. The Northern Trust Company 333 S. Wabash Ave., WB-31 Chicago, IL 60604 NORTHERN TRUST IRREVOCABLE LETTER OF CREDIT Letter of Credit No. SLC304802 Date oflssue: July 26, 2023 ISSUING BANK: THE NORTHERN TRUST COMPANY 333 South Wabash Avenue Chicago, Illinois 60604 Attn: Letters of Credit Department 31st Floor Phone Number(s): (312) 444-3462 or (312) 557-0401 BENEFICIARY: GREAT MIDWEST INSURANCE COMP |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13101 Outdoor H |
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| May 20, 2025 |
F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13101 Outdoor Holding Company (E |
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| May 20, 2025 |
LARSON December 14, 2020 Fred Wagenhals Ammo Incorporated 7681 East Gray Rd Scottsdale, AZ 85260 RE: Interim Construction Agreement Dear Fred, Larson Building is honored to partner with you on this great project. |
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| May 20, 2025 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AMMO, INC. This Certificate of Amendment to the Amended and Restated Certificate of Incorporation of AMMO, Inc. (the “Corporation”) is executed and filed pursuant to the provisions of Section 242 of the General Corporation Law of the State of Delaware (the “DGCL”). The undersigned DOES HEREBY CERTIFY as fo |
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| May 20, 2025 |
THIRD AMENDMENT TO EMPLOYMENT AGREEMENT This Third Amendment to Employment Agreement (the “Agreement”) is made and entered into effective June 12, 2023, with an effective date as of June 1, 2023 (the “Effective Date”) between AMMO, Inc. |
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| May 20, 2025 |
FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT This FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is entered into as of December , 2024 by and among SUNFLOWER BANK, N. |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13101 Outdoor Holdi |
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| May 20, 2025 |
Independent Contractor Agreement This Independent Contractor Agreement (“Agreement”) is made as of November 4, 2022 (the “Effective Date”), by and between AMMO, Inc. |
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| May 20, 2025 |
SEOND AMENDMENT TO EMPLOYMENT AGREEMENT This Second Amendment to Employment Agreement (the "Agreemert1') is made and entered into effective September 1, 2021, with an effective date as of September 1, 2021 (the"Effective Date") between AMMO, Inc. |
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| May 20, 2025 |
Execution Version EXECUTIVE SEPARATION AGREEMENT This EXECUTIVE SEPARATION AGREEMENT (“Agreement”) is entered into as of September 19, 2024 (the “Effective Date”) by and among AMMO, Inc. |
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| May 20, 2025 |
Addendum to Executive Separation Agreement This Addendum to the Executive Separation Agreement is entered into as of October 18, 2024 (the “Effective Date”), by and among AMMO, Inc. |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 16, 2025 OUTDOOR HOLDING COMPANY (Exact name of registrant as specified in charter) Delaware 001-13101 83-1950534 (State of incorporation) (Commission File Number) (IRS Employer |
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| May 19, 2025 |
Exhibit 10.1 THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT This THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is entered into as of May , 2025 by and among SUNFLOWER BANK, N.A., as administrative agent and collateral agent for the Lenders (“Agent”), OUTDOOR HOLDING COMPANY (F/K/A AMMO, INC.), a Delaware corporation (“OHC”), OHC TECHNOLOGIES, INC. (F/K/A AMMO TECHNOLOGIES INC.) |
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| April 24, 2025 |
Exhibit 3.1 |
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| April 24, 2025 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 21, 2025 Outdoor Holding CompanyAMMO, INC. (Exact name of registrant as specified in charter) Delaware 001-13101 83-1950534 (State of incorporation) (Commission File Number) (IR |
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| April 18, 2025 |
Exhibit 99.1 AMMO, Inc. Completes Sale of Ammunition Manufacturing Assets to Olin Winchester Sale Transitions AMMO to an E-commerce-Focused Company Accelerating Growth Through GunBroker.com, the Largest Online Marketplace for Firearms, Hunting and Related Products Sale Allows Company to Center its Attention on Innovation, Profitability, and Long-term Value Creation SCOTTSDALE, Ariz., April 18, 202 |
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| April 18, 2025 |
Exhibit 10.1 CONSENT AND SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT This CONSENT AND SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is entered into as of April 18, 2025 by and among SUNFLOWER BANK, N.A., as administrative agent and collateral agent for the Lenders (“Agent”), AMMO, INC., a Delaware corporation (“Ammo”), AMMO TECHNOLOGIES INC., an Arizona corporation (“Ammo |
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| April 18, 2025 |
Exhibit 2.1 CERTAIN INFORMATION CONTAINED IN THIS DOCUMENT, MARKED AT THE APPROPRIATE PLACE WITH FIVE ASTERISKS [*****], HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS CONFIDENTIAL. ASSET PURCHASE AGREEMENT by and among AMMO TECHNOLOGIES, INC., ENLIGHT GROUP II, LLC, FIRELIGHT GROUP I, LLC, AMMO, INC. and OLIN WINCHESTER, LLC Dated: January 20, |
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| April 18, 2025 |
Exhibit 2.2 FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT This First Amendment to Asset Purchase Agreement (this “Amendment”) is entered into as of April 18, 2025, by and among AMMO Technologies, Inc., an Arizona corporation (“AMMO Tech”), Enlight Group II, LLC, d/b/a Jagemann Munition Components d/b/a Buythebullets, a Delaware limited liability company (“Enlight”), Firelight Group I, LLC, a Delawar |
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| April 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 18, 2025 AMMO, INC. (Exact name of registrant as specified in charter) Delaware 001-13101 83-1950534 (State of incorporation) (Commission File Number) (IRS Employer Identificati |
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| April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2025 AMMO, INC. |
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| April 8, 2025 |
Exhibit 10.1 EXECUTIVE SEPARATION AGREEMENT This SEPARATION AGREEMENT (“Agreement”) is entered into as of April 8, 2025 (the “Execution Date”) by and among AMMO, Inc., a Delaware corporation headquartered at 7681 E. Gray Rd in Scottsdale, Arizona (the “Company”), and the Company’s Executive Chairman, Fred Wagenhals, an individual (“Executive”). The Company and Executive are hereafter referred to c |
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| April 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2025 AMMO, INC. |
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| February 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 AMMO, INC. |
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| February 25, 2025 |
Exhibit 99.1 AMMO, Inc. Received Notification of Deficiency from Nasdaq Related to Delayed Filing of Quarterly Report on Form 10-Q SCOTTSDALE, Ariz., February 25, 2025 — AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO,” “we,” “us,” “our” or the “Company”), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated pro |
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| February 10, 2025 |
SEC FILE NUMBER 001-13101 CUSIP NUMBER Common Stock: 00175J107 Preferred Stock: 00175J206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period Ended: Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. |
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| January 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2025 AMMO, INC. (Exact name of registrant as specified in its charter) Delaware 001-13101 83-1950534 (State or other jurisdiction of incorporation) (Commission File Number |
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| January 21, 2025 |
Exhibit 99.1 AMMO, Inc. Announces Sale of Ammunition Manufacturing Assets to Olin–Winchester Accelerates Transition to an E-commerce-Focused Company Pursuing Profitable Growth Through GunBroker.com, the Largest Online Marketplace for Firearms, Hunting and Related Products Sale Positions Company to Strengthen its Cash Flow, Earnings and Value Creation Trajectory SCOTTSDALE, Ariz., January 21, 2025 |
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| January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 20, 2025 AMMO, INC. (Exact name of registrant as specified in charter) Delaware 001-13101 83-1950534 (State of incorporation) (Commission File Number) (IRS Employer Identifica |
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| November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 AMMO, INC. |
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| November 26, 2024 |
Exhibit 99.1 AMMO, Inc. Received Notification of Deficiency from Nasdaq Related to Delayed Filing of Quarterly Report on Form 10-Q SCOTTSDALE, Ariz., November 26, 2024 - AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO,” “we,” “us,” “our” or the “Company”), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated pro |
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| November 13, 2024 |
SEC FILE NUMBER 001-13101 CUSIP NUMBER Common Stock: 00175J107 Preferred Stock: 00175J206 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period Ended: Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. |
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| October 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2024 AMMO, INC. |
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| October 3, 2024 |
Exhibit 99.1 October 3, 2024 Office of the Chief Accountant Securities and Exchange Commission 460 Fifth Street N. W. Washington, DC 20549 Re: AMMO, Inc. Commission File Number 001-13101 Dear Sirs: We have received a copy of, and are in agreement with, the statements being made by AMMO, Inc. in Item 4.02 of its Form 8-K dated October 3, 2024 and captioned “Non-reliance on Previously Issued Financi |
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| September 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2024 AMMO, INC. |
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| August 8, 2024 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 AMMO, INC. |
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| August 8, 2024 |
Ammo, Inc. Compensation Recovery Policy Exhibit 10.2 Ammo, Inc. Nasdaq Executive Compensation Recovery Policy 1. Purpose. The purpose of this Nasdaq Executive Compensation Recovery Policy of the Company (as amended from time to time, the “Policy”), dated as of November [ ], 2023 (the “Adoption Date”) is to describe the circumstances in which current and former Executive Officers will be required to repay or return Erroneously Awarded Co |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to AMMO, Inc. (Exact Name of Registrant as Specified in its Charter) D |
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| August 8, 2024 |
AMMO, Inc. CONDENSED CONSOLIDATED BALANCE SHEETS Exhibit 99.1 AMMO, Inc. Reports First Quarter Fiscal Year 2025 Financial Results SCOTTSDALE, Ariz., August 8, 2024 (GLOBE NEWSWIRE) - AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO” or the “Company”), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components, to |
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| July 29, 2024 |
Exhibit 14.1 AMMO, INC CODE OF ETHICS FOR THE CEO AND SENIOR FINANCIAL OFFICERS Effective as of June 6, 2024 AMMO, Inc (the “Company”) has a Code of Conduct applicable to all of its directors and employees. The Chief Executive Officer and all senior financial officers, including the Chief Financial Officer and principal accounting officer (“Senior Financial Officers”), are bound by the provisions |
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| July 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13101 AMMO, Inc. (E |
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| July 29, 2024 |
Employment Agreement, dated January 8, 2024, by and between AMMO, Inc. and Paul Kasowski. Exhibit 10.11 January 8, 2024 Dear Paul Kasowski: After taking several qualified candidates through our interview process, we feel that you would make an excellent addition to the team. I am pleased to extend to you this official offer of employment for an Executive Vice President position as Chief Compliance & Transformation Officer at AMMO, Inc. (“AMMO” or the “Company”). Your employment will be |
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| July 29, 2024 |
Employment Agreement, dated January 20, 2022, by and between Enlight Group II, LLC and James Mann. Exhibit 10.12 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into January 20, 2022 (the “Effective Date”) between Enlight Group II, LLC, a wholly owned subsidiary of Ammo, Inc., (the “Company”), and James Patrick Mann (“Employee”). Company and Employee are sometimes referred to individually as “Party” and collectively as “Parties”. RECITALS A. The Company is a |
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| July 29, 2024 |
Employment Agreement, dated March 23, 2021, by and between AMMO, Inc. and Anthony Tate. Exhibit 10.8 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into March 23, 2021 (the “Effective Date”) between AMMO, Inc., a Delaware corporation (the “Company”), and Anthony Tate (“Employee”). Company and Employee are sometimes referred to individually as “Party” and collectively as “Parties”. RECITALS A. The Company is a public company and its securities are |
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| July 29, 2024 |
Exhibit 10.10 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into June 27, 2022 (the “Effective Date”) between AMMO, Inc., a Delaware corporation together with its wholly owned subsidiary SpeedLight Group I, LLC, a Delaware limited liability company (together, the “Company”), and Beth Cross (“Employee”). Company and Employee are sometimes referred to individua |
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| July 29, 2024 |
Employment Agreement, dated July 1, 2022, by and between AMMO, Inc. and Tod Wagenhals. Exhibit 10.9 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into July 1, 2022 (the “Effective Date”) between AMMO, Inc., a Delaware corporation (the “Company”), and Tod Wagenhals (“Employee”). Company and Employee are sometimes referred to individually as “Party” and collectively as “Parties”. RECITALS A. The Company is a public company and its securities are |
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| June 28, 2024 |
Exhibit 10.1 Triton Value Partners, LLC et al. v. TVP Investments, LLC et al. Cobb County Superior Court, CAFN 18104869 CONFIDENTIAL SETTLEMENT AGREEMENT AND MUTUAL GENERAL RELEASE This Confidential Settlement Agreement and Mutual General Release (the “Agreement”) is entered into as of the date of the last signature hereto, by and between Triton Value Partners, LLC, Donald Gasgarth, Paul Freischla |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2024 AMMO, INC. |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2024 AMMO, INC. |
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| June 13, 2024 |
AMMO, Inc. Reports Fourth Quarter and Fiscal Year 2024 Financial Results Exhibit 99.1 AMMO, Inc. Reports Fourth Quarter and Fiscal Year 2024 Financial Results SCOTTSDALE, Ariz., June 13, 2024 (GLOBE NEWSWIRE) — AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO” or the “Company”), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13101 AMMO, Inc. (Exact Name of Reg |
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| March 18, 2024 |
AMMO, Inc. to Participate in the 36th Annual ROTH Conference Exhibit 99.1 AMMO, Inc. to Participate in the 36th Annual ROTH Conference SCOTTSDALE, Ariz., March 18, 2024 — AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO” or the “Company”) the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components, announces that it will part |
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| March 18, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2024 AMMO, INC. |
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| March 18, 2024 |
Exhibit 99.2 |
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| February 14, 2024 |
2017 Equity Incentive Plan, as amended EXHIBIT 4.1 AMMO, INC. 2017 EQUITY INCENTIVE PLAN 1. Purpose of the Plan. The purpose of this Plan is to encourage ownership in the Company by key personnel whose long-term service the Company considers essential to its continued progress and, thereby, encourage recipients to act in the stockholders’ interest and share in the Company’s success. 2. Definitions. As used herein, the following definit |
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| February 14, 2024 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-8 - (Form Type) AMMO, INC. - (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly R |
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| February 14, 2024 |
As filed with the Securities and Exchange Commission on February 14, 2024 As filed with the Securities and Exchange Commission on February 14, 2024 Registration No. |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to AMMO, Inc. (Exact Name of Registrant as Specified in its Charte |
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| February 8, 2024 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2024 AMMO, INC. |
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| February 8, 2024 |
AMMO, Inc. CONDENSED CONSOLIDATED BALANCE SHEETS Exhibit 99.1 AMMO, Inc. Reports Third Quarter 2024 Financial Results SCOTTSDALE, Ariz., February 8, 2024 (GLOBE NEWSWIRE) — AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO” or the “Company”), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components, today report |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2024 AMMO, INC. |
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| January 5, 2024 |
Exhibit 10.1 LOAN AND SECURITY AGREEMENT dated as of December 29, 2023 by and among ammo, INC., a delaware corporation, AMMO TECHNOLOGIES INC., an Arizona corporation, ENLIGHT GROUP II, LLC, a Delaware limited liability company, and AMMO MUNITIONS, INC., a Delaware corporation, as Borrower, the Lenders party hereto, and sunflower bank, n.a., as Agent This LOAN AND SECURITY AGREEMENT (as it may be |
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| January 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2023 AMMO, INC. (Exact name of registrant as specified in its charter) Delaware 001-13101 83-1950534 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2023 AMMO, INC. |
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| December 14, 2023 |
Investor Presentation dated December 14, 2023 Exhibit 99.1 |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| November 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| November 9, 2023 |
AMMO, Inc. CONDENSED CONSOLIDATED BALANCE SHEETS Exhibit 99.1 AMMO, Inc. Reports Second Quarter 2024 Financial Results SCOTTSDALE, Ariz., November 9, 2023 (GLOBE NEWSWIRE) — AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO” or the “Company”), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components, today repor |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to AMMO, Inc. (Exact Name of Registrant as Specified in its Chart |
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| November 9, 2023 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 AMMO, INC. |
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| September 14, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2023 AMMO, INC. |
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| September 14, 2023 |
Exhibit 99.1 |
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| August 23, 2023 |
Investor Presentation dated August 23, 2023 Exhibit 99.1 |
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| August 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2023 AMMO, INC. |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to AMMO, Inc. (Exact Name of Registrant as Specified in its Charter) d |
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| August 9, 2023 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 AMMO, INC. |
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| August 9, 2023 |
AMMO, Inc. CONDENSED CONSOLIDATED BALANCE SHEETS Exhibit 99.1 AMMO, Inc. Reports First Quarter 2024 Financial Results SCOTTSDALE, Ariz., August 9, 2023 (GLOBE NEWSWIRE) — AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO” or the “Company”), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components, today reported |
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| July 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-13101 AMMO, Inc. (Exact Name of |
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| July 25, 2023 |
AMMO, Inc. Announces Jared Smith as its New Chief Executive Officer Exhibit 99.1 AMMO, Inc. Announces Jared Smith as its New Chief Executive Officer SCOTTSDALE, Ariz., July 25, 2023 (GLOBE NEWSWIRE) — AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO” or the “Company”), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components, tod |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2023 AMMO, INC. |
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| July 25, 2023 |
Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Amendment”) is made and entered into July 24, 2023 (the “Effective Date”) between AMMO, Inc., a Delaware corporation (the “Company” or “AMMO”), and Jared Smith (“Employee”). Company and Employee are sometimes referred to individually as “Party” and collectively as “Parties”. RECITALS A. The |
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| July 25, 2023 |
Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Agreement”) is made and entered into July 24, 2023 (the “Effective Date”) between AMMO, Inc., a Delaware corporation (the “Company”), and Fred W. Wagenhals (“Employee”). Company and Employee are sometimes referred to individually as “Party” and collectively as “Parties”. RECITALS A. The Comp |
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| June 14, 2023 |
Exhibit 21.1 SUBSIDIARIES AMMO, Inc., a Delaware corporation, had the subsidiaries shown below as of June 14, 2023. AMMO, Inc. is not a subsidiary of any other entity. Name Jurisdiction Ammo Munitions, Inc. Delaware Ammo Technologies Inc. Arizona Enlight Group II, LLC Delaware Firelight Group I, LLC Delaware SNI LLC Arizona Speedlight Group I, LLC Delaware GB Investments, Inc. (wholly owned subsid |
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| June 14, 2023 |
Employment Agreement of Fred W. Wagenhals Exhibit 10.5 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into January 3, 2022 effective January 1, 2022, (the “Effective Date”) between AMMO, Inc., a Delaware corporation (the “Company”), and Fred W. Wagenhals (“Employee”). Company and Employee are sometimes referred to individually as “Party” and collectively as “Parties”. RECITALS A. The Company is a publ |
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| June 14, 2023 |
AMMO, Inc. CONDENSED CONSOLIDATED BALANCE SHEETS Exhibit 99.1 AMMO, Inc. Reports Fourth Quarter and Fiscal Year 2023 Financial Results SCOTTSDALE, Ariz., June 14, 2023 (GLOBE NEWSWIRE) — AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO” or the “Company”), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components |
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| June 14, 2023 |
Employment Agreement of Robert D. Wiley, as amended Exhibit 10.6 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into January 29, 2021 effective January 29, 2021, (the “Effective Date”) between AMMO, Inc., a Delaware corporation (the “Company”), and Robert D. Wiley (“Employee”). Company and Employee are sometimes referred to individually as “Party” and collectively as “Parties”. RECITALS A. The Company is a publ |
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| June 14, 2023 |
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934. Exhibit 4.3 DESCRIPTION OF THE REGISTRANT’S SECURITIES General As of June 14, 2023, AMMO, Inc. (the “Company”) has two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) our common stock, par value $0.001 per share; and (ii) our 8.75% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.001 per share (the “Series A |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2023 AMMO, INC. |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to AMMO, Inc. (Exact Name of Registrant as Specified in its Charter) delaware |
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| May 4, 2023 |
AMMO Acknowledges Receipt of Urvan Lawsuit Exhibit 99.1 AMMO Acknowledges Receipt of Urvan Lawsuit SCOTTSDALE, Ariz., May 4, 2023 (GLOBE NEWSWIRE) — AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO” or the “Company”), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components, today acknowledged receipt of |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 AMMO, INC. |
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| April 17, 2023 |
United States securities and exchange commission logo April 17, 2023 Robert Wiley Chief Financial Officer AMMO, INC. |
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| April 14, 2023 |
April 14, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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| March 30, 2023 |
2017 Equity Incentive Plan, as amended EXHIBIT 4.1 AMMO, INC. 2017 EQUITY INCENTIVE PLAN 1. Purpose of the Plan. The purpose of this Plan is to encourage ownership in the Company by key personnel whose long-term service the Company considers essential to its continued progress and, thereby, encourage recipients to act in the stockholders’ interest and share in the Company’s success. 2. Definitions. As used herein, the following definit |
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| March 30, 2023 |
CORRESP 1 filename1.htm March 30, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attn: Anne McConnell Kevin Stertzel Re: AMMO, INC. Form 10-Q for the period ended December 31, 2022 Filed February 14, 2023 Form 8-K Filed February 14, 2023 File No. 001-13101 Response Dated March 3, 2023 |
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| March 30, 2023 |
EXHIBIT 107 Title of securities to be registered Amount to be registered(1)(2) Proposed maximum offering price per share (3) Proposed maximum aggregate offering price (3) Amount of registration fee (3) Common Stock, $0. |
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| March 30, 2023 |
As filed with the Securities and Exchange Commission on March 30, 2023 As filed with the Securities and Exchange Commission on March 30, 2023 Registration No. |
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| March 17, 2023 |
United States securities and exchange commission logo March 17, 2023 Robert Wiley Chief Financial Officer AMMO, INC. |
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| March 13, 2023 |
AMMO, Inc. to Participate in Fireside Chat at the 35th Annual ROTH Conference Exhibit 99.1 AMMO, Inc. to Participate in Fireside Chat at the 35th Annual ROTH Conference SCOTTSDALE, Ariz., March 13, 2023 — AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO” or the “Company”) the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components, announces |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2023 AMMO, INC. |
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| March 13, 2023 |
Investor Presentation-March 2023 Roth Conference Exhibit 99.2 |
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| March 3, 2023 |
March 3, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to AMMO, Inc. (Exact Name of Registrant as Specified in its Charte |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2023 AMMO, INC. |
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| February 14, 2023 |
AMMO, Inc. CONDENSED CONSOLIDATED BALANCE SHEETS Exhibit 99.1 AMMO, Inc. Reports Third Quarter 2023 Financial Results SCOTTSDALE, Ariz., February, 14, 2023 (GLOBE NEWSWIRE) — AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO” or the “Company”), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components, today repo |
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| February 14, 2023 |
Exhibit 10.1 AMENDED AND RESTATED EXCLUSIVE LICENSE AGREEMENT This Amended and Restated Exclusive License Agreement (“AGREEMENT”) is made by and between the University of Louisiana Lafayette, organized under the Laws of the State of Louisiana, having an address of 104 University Circle, Lafayette, LA 70503 (“LICENSOR”), herein represented by Dr. E. Joseph Savoie, its duly authorized President; and |
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| February 14, 2023 |
Employment Agreement of Jared R. Smith, dated December 15, 2022 Exhibit 10.4 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into December 15, 2022 (the “Effective Date”) between AMMO, Inc., a Delaware corporation (the “Company”), and Jared R. Smith (“Employee”). Company and Employee are sometimes referred to individually as “Party” and collectively as “Parties”. RECITALS A. The Company is a public company, and its securiti |
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| February 13, 2023 |
February 13, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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| February 1, 2023 |
United States securities and exchange commission logo February 1, 2023 Robert Wiley Chief Financial Officer AMMO, INC. |
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| January 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2023 AMMO, INC. |
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| December 16, 2022 |
AMMO, Inc. Announces Jared Smith as its New Chief Operating Officer/President Exhibit 99.1 AMMO, Inc. Announces Jared Smith as its New Chief Operating Officer/President SCOTTSDALE, Ariz., Dec.15, 2022 (GLOBE NEWSWIRE) — AMMO, Inc. (Nasdaq: POWW, POWWP) (“AMMO” or the “Company”), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and compon |
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| December 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2022 AMMO, INC. |
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| November 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2022 AMMO, INC. |
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| November 22, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2022 AMMO, INC. |
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| November 22, 2022 |
AMENDMENT TO SETTLEMENT AGREEMENT Exhibit 99.1 AMENDMENT TO SETTLEMENT AGREEMENT This AMENDMENT TO SETTLEMENT AGREEMENT (this “Amendment”) is made and entered into as of November 21, 2022, by and among AMMO, Inc., a Delaware corporation (the “Company”) and Steven F. Urvan and Susan T. Lokey (collectively with each of their respective Affiliates and Associates, the “Urvan Group”). The Company and each of the members of the Urvan Gr |
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| November 22, 2022 |
POWW / AMMO, Inc. / Urvan Steven F. - AMENDMENT NO. 4 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 AMMO, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 00175J107 (CUSIP Number) Steven F. Urvan 7491 N Fed |
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| November 22, 2022 |
Exhibit 10.1 AMENDMENT TO SETTLEMENT AGREEMENT This AMENDMENT TO SETTLEMENT AGREEMENT (this “Amendment”) is made and entered into as of November 21, 2022, by and among AMMO, Inc., a Delaware corporation (the “Company”) and Steven F. Urvan and Susan T. Lokey (collectively with each of their respective Affiliates and Associates, the “Urvan Group”). The Company and each of the members of the Urvan Gr |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| November 14, 2022 |
AMMO, Inc. CONDENSED CONSOLIDATED BALANCE SHEETS Exhibit 99.1 AMMO, Inc. Reports Second Quarter 2023 Financial Results SCOTTSDALE, Ariz., Nov. 14th, 2022 (GLOBE NEWSWIRE) ? AMMO, Inc. (Nasdaq: POWW, POWWP) (?AMMO? or the ?Company?), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components, today report |
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| November 14, 2022 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 AMMO, INC. |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to AMMO, Inc. (Exact Name of Registrant as Specified in its Chart |
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| November 7, 2022 |
Exhibit 99.1 EXECUTION VERSION SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (this “Agreement”) is made and entered into as of November 3, 2022, by and among AMMO, Inc., a Delaware corporation (the “Company”) and Steven F. Urvan and Susan T. Lokey (collectively with each of their respective Affiliates and Associates, the “Urvan Group”). The Company and each of the members of the Urvan Group are e |
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| November 7, 2022 |
Exhibit 99.1 AMMO, Inc. Reaches Settlement Agreement with The Urvan Group Wayne Walker and Christos Tsentas Join the AMMO Board The Urvan Group to Support the Company’s Slate of Director Nominees at 2022 Annual Meeting Announces Formation of CEO Succession Committee Because of Market Conditions, Company Suspends the Separation of its Ammunition and Marketplace Businesses into Two Independent Publi |
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| November 7, 2022 |
Exhibit 10.1 SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (this “Agreement”) is made and entered into as of November 3, 2022, by and among AMMO, Inc., a Delaware corporation (the “Company”) and Steven F. Urvan and Susan T. Lokey (collectively with each of their respective Affiliates and Associates, the “Urvan Group”). The Company and each of the members of the Urvan Group are each herein referre |
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| November 7, 2022 |
POWW / AMMO, Inc. / Urvan Steven F. - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 AMMO, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 00175J107 (CUSIP Number) Steven F. Urvan 7491 N Fed |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2022 AMMO, INC. |
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| November 7, 2022 |
Press Release dated November 7, 2022 Exhibit 99.1 AMMO, Inc. Reaches Settlement Agreement with The Urvan Group Wayne Walker and Christos Tsentas Join the AMMO Board The Urvan Group to Support the Company’s Slate of Director Nominees at 2022 Annual Meeting Announces Formation of CEO Succession Committee Because of Market Conditions, Company Suspends the Separation of its Ammunition and Marketplace Businesses into Two Independent Publi |
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| November 7, 2022 |
Exhibit 10.1 SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (this “Agreement”) is made and entered into as of November 3, 2022, by and among AMMO, Inc., a Delaware corporation (the “Company”) and Steven F. Urvan and Susan T. Lokey (collectively with each of their respective Affiliates and Associates, the “Urvan Group”). The Company and each of the members of the Urvan Group are each herein referre |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2022 AMMO, INC. |
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| September 27, 2022 |
Investor Presentation dated September 27, 2022. Exhibit 99.1 |
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| September 27, 2022 |
Investor Presentation dated September 27, 2022. Exhibit 99.1 |
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| September 27, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2022 AMMO, INC. |
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| September 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2022 AMMO, INC. |
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| September 26, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2022 AMMO, INC. |
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| September 26, 2022 |
Exhibit 99.1 AMMO, Inc. Celebrates Grand Opening of State-of-the-Art Ammunition Manufacturing Plant in Manitowoc, WI New Facility Expected to Triple Current Manufacturing Output to Meet Growing Demand Company Anticipates Adding 100 Jobs Over the Next Year to Maximize Capacity and Productivity SCOTTSDALE, Ariz., September 26, 2022 ? AMMO, Inc. (Nasdaq: POWW, POWWP) (?AMMO? or the ?Company?) the own |
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| September 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2022 AMMO, INC. |
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| September 26, 2022 |
Press Release dated September 26, 2022. Exhibit 99.1 AMMO, Inc. Celebrates Grand Opening of State-of-the-Art Ammunition Manufacturing Plant in Manitowoc, WI New Facility Expected to Triple Current Manufacturing Output to Meet Growing Demand Company Anticipates Adding 100 Jobs Over the Next Year to Maximize Capacity and Productivity SCOTTSDALE, Ariz., September 26, 2022 ? AMMO, Inc. (Nasdaq: POWW, POWWP) (?AMMO? or the ?Company?) the own |
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| September 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| September 6, 2022 |
Press release dated September 6, 2022. Exhibit 99.1 AMMO Inc. Announces that Steven Urvan and Susan Lokey Have Been Placed on Administrative Leave AMMO Suspends These Employees While the Company Conducts Internal Investigation into Potential Misconduct, Including Misappropriation of the Company?s Data and Digital Assets AMMO Board Forms Special Committee SCOTTSDALE, Ariz., Sep. 6, 2022 ? AMMO, Inc. (Nasdaq: POWW, POWWP) (?AMMO? or the |
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| September 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2022 AMMO, INC. |
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| September 6, 2022 |
Regulation FD Disclosure, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2022 AMMO, INC. |
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| September 6, 2022 |
Exhibit 99.1 AMMO Inc. Announces that Steven Urvan and Susan Lokey Have Been Placed on Administrative Leave AMMO Suspends These Employees While the Company Conducts Internal Investigation into Potential Misconduct, Including Misappropriation of the Company?s Data and Digital Assets AMMO Board Forms Special Committee SCOTTSDALE, Ariz., Sep. 6, 2022 ? AMMO, Inc. (Nasdaq: POWW, POWWP) (?AMMO? or the |
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| August 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| August 29, 2022 |
Press Release dated August 29, 2022. Exhibit 99.1 AMMO, Inc. Comments on Letter from The Urvan Group SCOTTSDALE, Ariz., Aug. 29, 2022 (GLOBE NEWSWIRE) ? AMMO, Inc. (Nasdaq: POWW, POWWP) (?AMMO? or the ?Company?), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components, today responded to t |
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| August 29, 2022 |
POWW / AMMO, Inc. / Urvan Steven F. - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 AMMO, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 00175J107 (CUSIP Number) Steven F. Urvan 7491 N Fed |
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| August 29, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.001 per share, of AMMO, Inc.. This Joint Filing Agreement shal |
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| August 29, 2022 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2022 AMMO, INC. |
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| August 29, 2022 |
AMMO, Inc. Comments on Letter from The Urvan Group Exhibit 99.1 AMMO, Inc. Comments on Letter from The Urvan Group SCOTTSDALE, Ariz., Aug. 29, 2022 (GLOBE NEWSWIRE) ? AMMO, Inc. (Nasdaq: POWW, POWWP) (?AMMO? or the ?Company?), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components, today responded to t |
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| August 29, 2022 |
AMENDMENT NO. 2 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2) 1 AMMO, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 00175J107 (CUSIP Number) Steven F. Urvan 7491 N Fe |
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| August 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2022 AMMO, INC. |
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| August 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| August 15, 2022 |
AMMO, Inc. CONSOLIDATED BALANCE SHEETS Exhibit 99.1 AMMO Inc. Reports First Quarter 2023 Financial Results SCOTTSDALE, Ariz., August 15, 2022 (GLOBE NEWSWIRE) ? AMMO, Inc. (Nasdaq: POWW, POWWP) (?AMMO? or the ?Company?), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, and a leading vertically integrated producer of high-performance ammunition and components, today reported |
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| August 15, 2022 |
Investor Presentation dated August 15, 2022. Exhibit 99.2 |
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| August 15, 2022 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2022 AMMO, INC. |
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| August 15, 2022 |
Exhibit 99.1 AMMO, Inc. Announces Plan to Separate Ammunition and Marketplace Businesses into Two Independent Publicly Traded Companies Create Separate Industry Leading & Laser-Focused Companies Following Separation, Fred Wagenhals Will Serve as the CEO/Chairman of Marketplace Business, Outdoor Online, Inc., Including the GunBroker.com Brand and Related On-line Business Operations and Chairman of |
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| August 15, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2022 AMMO, INC. |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to AMMO, Inc. (Exact Name of Registrant as Specified in its Charter) d |
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| July 13, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2022 AMMO, INC. |
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| June 29, 2022 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2022 AMMO, INC. |
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| June 29, 2022 |
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 Exhibit 4.14 DESCRIPTION OF THE REGISTRANT?S SECURITIES General As of June 27, 2022, AMMO, Inc. (the ?Company?) has two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) our common stock, par value $0.001 per share; and (ii) our 8.75% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.001 per share (the ?Series |
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| June 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2022 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to AMMO, Inc. (Exact Name of Registrant as Specified in its Charter) delaware |
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| June 29, 2022 |
Exhibit 21.1 SUBSIDIARIES AMMO, Inc., a Delaware corporation, had the subsidiaries shown below as of June 24, 2022. AMMO, Inc. is not a subsidiary of any other entity. Name Jurisdiction Ammo Munitions, Inc. Delaware Ammo Technologies Inc. Arizona Enlight Group II, LLC Delaware Firelight Group I, LLC Delaware SNI LLC Arizona Speedlight Group I, LLC Delaware GB Investments, Inc. (wholly owned subsid |
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| June 29, 2022 |
AMMO, Inc. CONSOLIDATED BALANCE SHEETS Exhibit 99.1 AMMO, Inc. Reports Fiscal Year 2022 Financial Results Including 285% Revenue Growth and Provides Fiscal Year 2023 Guidance Comprising of $300 Million to $310 Million in Revenues SCOTTSDALE, Ariz., June 29, 2022 ? AMMO, Inc. (Nasdaq: POWW, POWWP) (?AMMO? or the ?Company?), the owner of GunBroker.com, the largest online marketplace serving the firearms and shooting sports industries, an |
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| February 14, 2022 |
Exhibit 99.1 AMMO, Inc. Reports Financial Results for Third Quarter Fiscal 2022 Record Net Revenues of $64.7 Million Including Marketplace Revenue of $17.6 Million Diluted EPS of $0.07 Compared to ($0.04) Adjusted EPS of $0.14 Compared to $0.02 Reiterates Fiscal 2022 Outlook of $250 Million of Revenue and $80 Million of Adjusted EBITDA SCOTTSDALE, AZ, February 14, 2022 (GLOBE NEWSWIRE) ? AMMO, Inc |
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| February 14, 2022 |
Exhibit 10.1 CONSTRUCTION LOAN AGREEMENT THIS CONSTRUCTION LOAN AGREEMENT (?Agreement?) is made and entered into as of October 14, 2021 (the ?Effective Date?) by and among AMMO, INC., a Delaware corporation (?Ammo?), FIRELIGHT GROUP I, LLC, a Delaware limited liability company (?Firelight?) (Ammo and Firelight are hereinafter referred to collectively as ?Borrower?), whose address is 7681 E. Gray R |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to AMMO, Inc. (Exact Name of Registrant as Specified in its Charte |
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| February 14, 2022 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2022 AMMO, INC. |
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| February 14, 2022 |
Exhibit 4.1 PROMISSORY NOTE $11,625,000.00 Plymouth, Wisconsin October 14, 2021 FOR VALUE RECEIVED, the Borrower, AMMO, INC., a Delaware corporation, and FIRELIGHT GROUP I, LLC, a Delaware limited liability company (collectively, ?Borrower?), joint and several, agree and promise to pay to the order of HIAWATHA NATIONAL BANK, a national banking association (?Lender?), its endorsees, successors and |
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| February 1, 2022 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2022 AMMO, INC. |
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| February 1, 2022 |
Exhibit 99.1 AMMO, Inc. Provides 3rd Quarter Fiscal Year 2022 Guidance Reflecting a Year-Over-Year 288% Revenue Increase and 344% Increase Over the Prior Year Nine Months Period SCOTTSDALE, AZ, Feb. 1, 2022 (GLOBE NEWSWIRE) ? AMMO, Inc. (NASDAQ: POWW) (?AMMO? or the ?Company?), a leading vertically integrated producer of high-performance ammunition and components and owner of GunBroker.com, the la |
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| November 30, 2021 |
POWW / AMMO, Inc. / Urvan Steven F. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) AMMO, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 00175J107 (CUSIP Number) Steven F. Urvan c/o Ammo, Inc. 7681 E. Gray Rd. Scottsdale, AZ 85260 (480) 947-0001 Copies to: Brian A. Teras, Esq Arnall Golden |
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| November 15, 2021 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 AMMO, INC. |
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| November 15, 2021 |
Exhibit 99.1 AMMO, Inc. Reports Financial Results for Second Quarter Fiscal 2022 Record Net Revenues of $61.0 Million Including Marketplace Revenue of $16.8 Million Diluted EPS of $0.11 Compared to ($0.05) Adjusted EPS of $0.17 Compared to ($0.01) Raises Fiscal 2022 Outlook to $250 Million of Revenue and $80 Million of Adjusted EBITDA SCOTTSDALE, AZ, November 15, 2021 (GLOBE NEWSWIRE) ? AMMO, Inc. |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to AMMO, Inc. (Exact Name of Registrant as Specified in its Chart |
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| October 29, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2021 AMMO, INC. |
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| October 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2021 AMMO, INC. |
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| September 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive P |
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| September 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive P |
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| September 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive P |
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| August 26, 2021 |
PROSPECTUS AMMO, INC. 13,728,241 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-258272 PROSPECTUS AMMO, INC. 13,728,241 Shares of Common Stock Pursuant to this prospectus, the selling shareholders identified herein (each a “Selling Shareholder” and, collectively, the “Selling Shareholders”) are offering on a resale basis, up to 13,728,241 shares (the “Shares”) of our common stock, par value $0.001 per share (the “Common St |
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| August 23, 2021 |
August 23, 2021 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: AMMO, Inc. Registration Statement on Form S-3 (File No. 333-258272) Ladies and Gentlemen: In accordance with Rule 461 of the Securities Act of 1933, as amended, AMMO, Inc. hereby respectfully requests that the effective date of the above-captioned Registration Statement be accelerated so |
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| August 20, 2021 |
As filed with the Securities and Exchange Commission on August 20, 2021 As filed with the Securities and Exchange Commission on August 20, 2021 Registration Statement No. |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to AMMO, Inc. (Exact Name of Registrant as Specified in its Charter) d |
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| August 16, 2021 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2021 AMMO, INC. |
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| August 16, 2021 |
Exhibit 99.1 AMMO, Inc. Reports Financial Results for First Quarter Fiscal 2022 Record Net Revenues of $44.5 Million Including Marketplace Revenue of $12.3 Million Diluted EPS of $0.08 Compared to ($0.07) Adjusted EPS of $0.13 Compared to ($0.01) Raises Fiscal 2022 Outlook to $210 Million of Revenue and $70 Million of Adjusted EBITDA SCOTTSDALE, AZ, August 16, 2021 (GLOBE NEWSWIRE) ? AMMO, Inc. (N |
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| August 3, 2021 |
United States securities and exchange commission logo August 3, 2021 Robert D. Wiley Chief Financial Officer AMMO, Inc. 7681 East Gray Road Scottsdale, Arizona 85260 Re: AMMO, Inc. Registration Statement on Form S-3 Filed July 29, 2021 File No. 333-258272 Dear Mr. Wiley: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 4 |
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| July 29, 2021 |
Services Agreement, dated May 16, 2021, between Ammo, Inc. and Trending Equities Corp. Exhibit 10.3 SERVICES AGREEMENT This Agreement (this ?Agreement?) is made and entered into by and between Trending Equities Corp. (the ?Consultant?), and Ammo, Inc., located at 7681 East Gray Road Scottsdale, AZ 85260 (the ?Company?; collectively the ?Parties?) on May 16th, 2021. W I T N E S S E T H: WHEREAS, the Consultant, a Canadian corporation, located at 1932 Merlot Blvd, Abbotsford BC V4X 0A |
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| July 29, 2021 |
Consulting Agreement, dated May 1, 2021, between Ammo, Inc. and White Bear Group LLC Exhibit 10.2 CONSULTING AGREEMENT This Consulting Agreement (the ?Agreement?) is entered into as of this 1st Day of May 2021 (the ?Effective Date?), by and between and White Bear Group LLC, a Wyoming limited liability company (the ?Consultant?) and Ammo Inc. (the ?Company?) The Company and Consultant are collectively the referred to herein as the ?Parties?. WHEREAS, Ammo Inc. designs, develops, ma |
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| July 29, 2021 |
Exhibit 4.1 PURCHASE WARRANT Issued to: Eugene Webb Exercisable to Purchase 500,000 Shares of Common Stock of AMMO, Inc. Issue Date: December 21, 2020 Expiration Date: December 21, 2025 THE WARRANT REPRESENTED BY THIS WARRANT AND THE SHARES ISSUABLE UPON EXERCISE THEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY STAT |
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| July 29, 2021 |
As filed with the Securities and Exchange Commission on July 29, 2021 Registration Statement No. |
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| July 29, 2021 |
Form of Subscription Agreement Exhibit 10.1 AMMO, INC. U.S. SHARE PRIVATE PLACEMENT SUBSCRIPTION AGREEMENT AMMO, INC. SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this ?Agreement?), dated as of , 2017, is made and entered into by and between AMMO, Inc., a Delaware corporation (the ?Company?), with its principal executive offices located at 6401 East Thomas Rd, Scottsdale, AZ 85251, and each Subscriber identified on the s |
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| July 29, 2021 |
Exhibit 4.2 PURCHASE WARRANT Issued to: Eugene Webb Exercisable to Purchase 675,000 Shares of Common Stock of AMMO, Inc. Issue Date: February 17, 2021 Expiration Date: February 17, 2026 THE WARRANT REPRESENTED BY THIS WARRANT AND THE SHARES ISSUABLE UPON EXERCISE THEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY STAT |
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| July 16, 2021 |
AMMO, INC. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 AMMO, INC. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION INTRODUCTION On April 30, 2021 (the ?Effective Date?), Ammo, Inc. (?AMMO? or the ?Company?), entered into an agreement and plan of merger (the ?Merger Agreement?), by and among the Company, SpeedLight Group I, LLC, a Delaware limited liability company and a wholly owned subsidiary of the Company (?Sub?), Gemini Di |
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| July 16, 2021 |
Exhibit 99.1 GEMINI DIRECT INVESTMENTS, LLC AND SUBSIDIARIES CONSOLIDATED QUARTERLY FINANCIAL STATEMENTS (UNAUDITED) MARCH 31, 2021 AND 2020 GEMINI DIRECT INVESTMENTS, LLC AND SUBSIDIARIES TABLE OF CONTENTS MARCH 31, 2021 AND 2020 INDEPENDENT ACCOUNTANTS? REPORT 1 CONSOLIDATED FINANCIAL STATEMENTS Consolidated Balance Sheets 2 Consolidated Statements of Income 3 Consolidated Statements of Changes |
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| July 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment Number 2) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2021 AMMO, INC. |
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| July 8, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2021 AMMO, INC. |
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| July 8, 2021 |
EXHIBIT 99.1 AMMO, Inc. Updates First Quarter Fiscal Year 2022 Revenue Forecast to $44 Million ? First Quarter Reporting Scheduled for August 16, 2021 SCOTTSDALE, AZ, July 8, 2021 ? AMMO, Inc. (Nasdaq: POWW, POWWP) (?AMMO? or the ?Company?), a premier American ammunition and munition components manufacturer and technology leader, is updating quarterly revenue to $44 million for its 1st Quarter of |
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| June 29, 2021 |
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934. Exhibit 4.14 DESCRIPTION OF THE REGISTRANT?S SECURITIES General As of June 25, 2021, Ammo, Inc. (the ?Company?) has two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) our common stock, par value $0.001 per share; and (ii) our 8.75% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.001 per share (the ?Series |
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| June 29, 2021 |
- Annual Adjusted EBITDA of $8.1 million and Adjusted EPS of $0.07 per share - EXHIBIT 99.1 AMMO, Inc. Reports Financial Results for its Fiscal Fourth Quarter and Full Fiscal Year - Annual Adjusted EBITDA of $8.1 million and Adjusted EPS of $0.07 per share - SCOTTSDALE, Ariz., June 29, 2021 ? AMMO, Inc. (Nasdaq: POWW, POWWP) (?AMMO? or the ?Company?), a premier American ammunition and munition components manufacturer and technology leader, is pleased to announce it has repor |
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| June 29, 2021 |
Employment Agreement of Rob J. Goodmanson Exhibit 10.9 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is made and entered into March 26, 2021, (the ?Effective Date?) between AMMO, Inc., a Delaware corporation (the ?Company?), and Robert Goodmanson (?Employee?) . Company and Employee are sometimes referred to individually as ?Party? and collectively as ?Parties?. RECITALS A. The Company is a public company and its securit |
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| June 29, 2021 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2021 AMMO, INC. |
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| June 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2021 OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to AMMO, Inc. (Exact Name of Registrant as Specified in its Charter) DELA |
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| June 29, 2021 |
EXHIBIT 21.1 SUBSIDIARIES Ammo, Inc., a Delaware corporation, had the subsidiaries shown below as of June 25, 2021. Ammo, Inc. is not a subsidiary of any other entity. Name Jurisdiction Ammo Munitions, Inc. Delaware Ammo Technologies Inc. Arizona Enlight Group II, LLC d/b/a Jagemann Munition Components Delaware Firelight Group I, LLC Delaware SNI LLC Arizona Speedlight Group I, LLC Delaware GB Inv |
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| June 29, 2021 |
Employment Agreement of Fred Wagenhals Exhibit 10.7 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is made and entered into March 24, 2020 effective April 1, 2020, (the ?Effective Date?) between AMMO, Inc., a Delaware corporation (the ?Company?), and Fred W. Wagenhals (?Employee?) . Company and Employee are sometimes referred to individually as ?Party? and collectively as ?Parties?. RECITALS A. The Company is a public |
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| June 29, 2021 |
Employment Agreement of Robert D. Wiley Exhibit 10.8 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is made and entered into January 29, 2021 effective January 29, 2021, (the ?Effective Date?) between AMMO, Inc., a Delaware corporation (the ?Company?), and Robert D. Wiley (?Employee?). Company and Employee are sometimes referred to individually as ?Party? and collectively as ?Parties?. RECITALS A. The Company is a publ |
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| June 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2021 AMMO, INC. |
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| June 21, 2021 |
AMMO, INC. SETS FISCAL 2021 EARNINGS CALL Exhibit 99.1 AMMO, INC. SETS FISCAL 2021 EARNINGS CALL SCOTTSDALE, AZ, June 21, 2021 ? AMMO, Inc. (Nasdaq: POWW) (?AMMO? or the ?Company?), a premier American ammunition and munition components manufacturer and technology leader, is pleased to be hosting an earnings conference call on Tuesday, June 29, 2021 at 5:00 p.m. EDT. The Company is also confirming 2021 Fiscal Year revenue guidance of $62 m |
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| May 27, 2021 |
Exhibit 1.1 UNDERWRITING AGREEMENT among AMMO, INC. and ALEXANDER CAPITAL, L.P., as Representative of the Several Underwriters AMMO, INC. UNDERWRITING AGREEMENT New York, New York May 25, 2021 Alexander Capital, L.P. As Representative of the several Underwriters named on Schedule 1 attached hereto c/o Alexander Capital, L.P. 17 State Street, 5th Floor New York, NY 10004 Ladies and Gentlemen: The u |
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| May 27, 2021 |
Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2021 AMMO, INC. |
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| May 25, 2021 |
Filed Pursuant to Rule 424(b)(2) Registration No. 333-253192 PROSPECTUS SUPPLEMENT (To the Prospectus dated February 24, 2021) AMMO, INC. 138,220 Shares of 8.75% Series A Cumulative Redeemable Perpetual Preferred Stock $25.00 Per Share Liquidation Preference $25.00 Per Share We are offering 138,220 shares of our 8.75% Series A Cumulative Redeemable Perpetual Preferred Stock, which we refer to as t |
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| May 21, 2021 |
Exhibit 1.1 UNDERWRITING AGREEMENT among AMMO, INC. and ALEXANDER CAPITAL, L.P., as Representative of the Several Underwriters AMMO, INC. UNDERWRITING AGREEMENT New York, New York May 19, 2021 Alexander Capital, L.P. As Representative of the several Underwriters named on Schedule 1 attached hereto c/o Alexander Capital, L.P. 17 State Street, 5th Floor New York, NY 10004 Ladies and Gentlemen: The u |
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| May 21, 2021 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-253192 PROSPECTUS SUPPLEMENT (To the Prospectus dated February 24, 2021) AMMO, INC. 1,097,200 Shares of 8.75% Series A Cumulative Redeemable Perpetual Preferred Stock $25.00 Per Share Liquidation Preference $25.00 Per Share We are offering 1,097,200 shares of our 8.75% Series A Cumulative Redeemable Perpetual Preferred Stock, which we refer to |
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| May 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2021 AMMO, INC. |
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| May 20, 2021 |
Exhibit 3.3 AMMO, INC. CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF 8.75% SERIES A CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK Pursuant to Section 151 of the Delaware General Corporation Law Ammo, Inc., a Delaware corporation (the ?Corporation?), hereby certifies that the following resolution was adopted by the Board of Directors of the Corporation (the ?Board of Directors?) pursuant |
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| May 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 AMMO, INC. (Exact name of registrant as specified in its charter) Delaware 83-1950534 (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification No.) 7681 East |
