الإحصائيات الأساسية
| LEI | 529900T8RQP9BRBDZA71 |
| CIK | 1818644 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AEye, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 15, 2025 |
AEYE, INC. Up to 350,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-289462 PROSPECTUS AEYE, INC. Up to 350,000 Shares of Common Stock This prospectus relates to the offer and resale by IGEP Park Place, LLC, a Delaware limited liability company (the “Selling Stockholder” or “IGEP”) of up to 350,000 shares of common stock of AEye, Inc., par value $0.0001 per share (the “Common Stock”), issuable to the Selling Sto |
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| August 11, 2025 |
CALCULATION OF FILING FEE TABLES AEye, Inc. Table 1: Newly Registered and Carry Forward Securities Exhibit 107 CALCULATION OF FILING FEE TABLES S-3 AEye, Inc. Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Common Stock, par value $0.00 |
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| August 11, 2025 |
AEYE, INC. WARRANT TO PURCHASE COMMON STOCK Exhibit 4.5 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THESE SECURITIES MAY NOT BE RESOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS REGISTERED OR EXEMPT FROM REGISTRATION UNDER SUCH ACT AND APPLICA |
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| August 11, 2025 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature below constitutes and appoints Matthew Fisch as attorney-in-fact, with power of substitution, for his in any and all capacities, to sign any amendments to this Registration Statement on Form S-3, and file the same, with exhibits thereto and other documents in connection therewith, with the Securitie |
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| August 11, 2025 |
Exhibit 4.4 WARRANTS AGREEMENT THIS WARRANTS AGREEMENT, dated as of May 23, 2025 (as it may from time to time be amended, this “Agreement”), is entered into by and among AEye, Inc., a Delaware corporation (the “Company”) and IGEP Park Place, LLC (“Landlord”). WHEREAS, on or about April 26, 2019, Landlord’s predecessor in interest and AEye Technologies, Inc. (“AEye Tech”), a wholly-owned subsidiary |
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| August 11, 2025 |
As filed with the Securities and Exchange Commission on August 8, 2025 As filed with the Securities and Exchange Commission on August 8, 2025 Registration No. |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AEy |
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| August 5, 2025 |
4670 Willow Road, Suite 125 Pleasanton, CA 94588 (925) 400-4366 August 5, 2025 Dear Fellow Shareholders, With momentum building and our business development engine firing on all cylinders, we’d like to share where AEye stands today, and how we’re positioning the company for what’s next. |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Iden |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ident |
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| July 31, 2025 |
AEye Reports Second Quarter 2025 Results Accelerating commercial traction: Tripled new business wins within diverse, high-growth markets PLEASANTON, Calif. |
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| July 30, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ident |
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| July 30, 2025 |
AEye Regains Compliance with Nasdaq’s Minimum Bid Price Requirement AEye Regains Compliance with Nasdaq’s Minimum Bid Price Requirement PLEASANTON, Calif. |
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| July 28, 2025 |
AEYE, INC. Up to $75,000,000 Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-274546 AMENDMENT NO. 4 DATED JULY 28, 2025 To Prospectus Supplements dated December 30, 2024 and September 13, 2024 (To Prospectus dated September 15, 2023) AEYE, INC. Up to $75,000,000 Common Stock This Amendment No. 4 to the Prospectus Supplements (the “Amendment”) amends and supplements the information in the prospectus, dated September 15, |
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| July 28, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ident |
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| July 28, 2025 |
AEYE, INC. Up to $75,000,000 Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-274546 AMENDMENT NO. 4 DATED JULY 28, 2025 To Prospectus Supplements dated December 30, 2024 and September 13, 2024 (To Prospectus dated September 15, 2023) AEYE, INC. Up to $75,000,000 Common Stock This Amendment No. 4 to the Prospectus Supplements (the “Amendment”) amends and supplements the information in the prospectus, dated September 15, |
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| July 25, 2025 |
AEYE, INC. Up to $23,728,000 Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-274546 AMENDMENT NO. 3 DATED JULY 24, 2025 To Prospectus Supplements dated December 30, 2024 and September 13, 2024 (To Prospectus dated September 15, 2023) AEYE, INC. Up to $23,728,000 Common Stock This Amendment No. 3 to the Prospectus Supplements (the “Amendment”) amends and supplements the information in the prospectus, dated September 15, |
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| July 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ident |
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| May 27, 2025 |
SD 1 ss4869253sd.htm SPECIALIZED DISCLOSURE REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 (State or other jurisdiction (Commission File Number) of incorporation) 4670 Willow Road, Suite 125, Pleasanton, California 94588 (Address of principal ex |
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| May 20, 2025 |
AEye Wins Support for Directors and Long-Term Strategy at 2025 Annual Meeting AEye Wins Support for Directors and Long-Term Strategy at 2025 Annual Meeting PLEASANTON, Calif. |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Identi |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AE |
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| May 12, 2025 |
As filed with the Securities and Exchange Commission on May 9, 2025 As filed with the Securities and Exchange Commission on May 9, 2025 Registration No. |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Id |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) o Defin |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 8, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Identif |
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| May 8, 2025 |
PRESS RELEASE AEye Reports First Quarter 2025 Results First Apollo units manufactured with Tier 1 supplier partner Advanced integration into NVIDIA DRIVE platform Secured new customer engagements PLEASANTON, Calif. |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Iden |
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| May 1, 2025 |
Settlement Agreement with IGEP Park Place, LLC, dated April 28, 2025 SETTLEMENT AGREEMENT This Settlement Agreement (the “Agreement”) is entered into as of April 28, 2025 (the “Effective Date”) by and between IGEP Park Place, LLC (“Landlord”), on the one hand, and AEye, Inc. |
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| May 1, 2025 |
AEye Appoints Doron Simon to its Board of Directors AEye Appoints Doron Simon to its Board of Directors PLEASANTON, Calif. – (BUSINESS WIRE) – May 1, 2025 – AEye, Inc. (Nasdaq: LIDR), a global leader in adaptive, high-performance lidar solutions, announced it has appointed Doron Simon to its Board of Directors effective April 29, 2025. Mr. Simon’s appointment is the result of the Company’s commitment to the thoughtful and continuous refreshment of |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ¨ Confide |
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| April 7, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 3, 2025 |
As filed with the Securities and Exchange Commission on April 3, 2025. As filed with the Securities and Exchange Commission on April 3, 2025. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 37-1827430 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Iden |
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| April 3, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) AEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Common stock, par value $0.0001 per Eq |
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| March 25, 2025 |
TABLE OF CONTENTS PRELIMINARY PROXY STATEMENT – SUBJECT TO COMPLETION, DATED MARCH 25, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 12, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Iden |
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| March 7, 2025 |
Amended and Restated Bylaws of AEye, Inc. Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF AEYE, INC. (THE “CORPORATION”) Article I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s registered agent in |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ident |
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| March 4, 2025 |
AEYE, INC. Up to 9,638,718 Shares of Common Stock Offered by the Selling Stockholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-284323 PROSPECTUS AEYE, INC. Up to 9,638,718 Shares of Common Stock Offered by the Selling Stockholders This prospectus relates to the offer and resale of up to 9,638,718 shares of our common stock, par value $0.0001 per share (the “Common Stock”) by certain selling stockholders named herein (the “Selling Stockholders”). The shares of Common St |
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| February 28, 2025 |
AEye, Inc. 4670 Willow Road, Suite 125 Pleasanton, CA 94588 February 28, 2025 AEye, Inc. 4670 Willow Road, Suite 125 Pleasanton, CA 94588 February 28, 2025 Via EDGAR Transmission Erin Donahue Asia Timmons-Pierce United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Re: AEye, Inc. Registration Statement on Form S-1/A Filed February 25, 2025 File No. 333-284323 Dear Ms. Donahue: In ac |
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| February 25, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLE S-1 (Form Type) AEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1)(2) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee |
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| February 25, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLE S-1 (Form Type) AEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1)(2) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee |
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| February 25, 2025 |
As filed with the Securities and Exchange Commission on February 24, 2025 As filed with the Securities and Exchange Commission on February 24, 2025 Registration No. |
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| February 25, 2025 |
As filed with the Securities and Exchange Commission on February 24, 2025 As filed with the Securities and Exchange Commission on February 24, 2025 Registration No. |
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| February 24, 2025 |
List of Significant Subsidiaries Exhibit 21.1 LIST OF SIGNIFICANT SUBSIDIARIES Legal Name Jurisdiction of Organization AEye Technologies, Inc. Delaware AEye Germany GmbH Germany AEye Korea South Korea |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AEye, I |
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| February 20, 2025 |
AEye Reports Fourth Quarter 2024 Results Apollo launches in US at CES On-track for Apollo manufacturing ramp with large global Tier 1 partner Extended cash runway to mid-2026 with new growth capital PLEASANTON, Calif. |
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| February 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer I |
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| February 12, 2025 |
1460 El Camino Real, 2nd Floor Menlo Park, CA 94025 1460 El Camino Real, 2nd Floor Menlo Park, CA 94025 +1.650.838.3600 February 12, 2025 VIA EDGAR Erin Donahue Asia Timmons-Pierce United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Re: AEye, Inc. Registration Statement on Form S-1 Filed January 16, 2025 File No. 333-284323 Dear Ms. Donahue: On behalf of |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Id |
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| January 23, 2025 |
AEYE, INC. Up to $15,291,500 Common Stock _______________________ Filed Pursuant to Rule 424(b)(5) Registration No. 333-274546 AMENDMENT NO. 2 DATED JANUARY 23, 2025 To Prospectus Supplements dated December 30, 2024 and September 13, 2024 (To Prospectus dated September 15, 2023) AEYE, INC. Up to $15,291,500 Common Stock This Amendment No. 2 to the Prospectus Supplements (the “Amendment”) amends and supplements the information in the prospectus, dated September 1 |
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| January 16, 2025 |
As filed with the Securities and Exchange Commission on January 16, 2025 As filed with the Securities and Exchange Commission on January 16, 2025 Registration No. |
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| January 16, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-1 (Form Type) AEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1)(2) Proposed Maximum Offering Price Per Unit (4) Maximum Aggregate Offering Price Fee Rate Amount of Registra |
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| January 7, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ide |
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| January 7, 2025 |
AEYE, INC. Up to $8,533,600 Common Stock ________ Filed Pursuant to Rule 424(b)(5) Registration No. 333-274546 AMENDMENT NO. 1 DATED JANUARY 7, 2025 To Prospectus Supplements dated December 30, 2024 and September 13, 2024 (To Prospectus dated September 15, 2023) AEYE, INC. Up to $8,533,600 Common Stock This Amendment No. 1 to the Prospectus Supplements (the “Amendment”) amends and supplements the information in the prospectus, dated September 15, |
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| January 3, 2025 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of December 31, 2024, is by and among AEye, Inc., a Delaware corporation with offices located at 4670 Willow Road, Suite 125, Pleasanton, California 94588 (the “Company”), and the undersigned buyers (each, a “Buyer,” and collectively, the “Buyers”). RECITALS A. In connection with the Securiti |
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| January 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2025 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ide |
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| January 3, 2025 |
Exhibit 4.2 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATI |
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| January 3, 2025 |
AEYE, INC. Up to 25,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-281235 PROSPECTUS SUPPLEMENT NO. 4 To Prospectus dated August 21, 2024 AEYE, INC. Up to 25,000,000 Shares of Common Stock This prospectus supplement (this “Supplement”) supplements the prospectus dated August 21, 2024 (as may be supplemented from time to time, the “Prospectus”), which is part of a registration statement on Form S-1 (File No. 33 |
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| January 3, 2025 |
Exhibit 4.1 [FORM OF SENIOR CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFE |
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| January 3, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 2, 2025, is by and among AEye, Inc., a Delaware corporation with offices located at 4670 Willow Road, Suite 125, Pleasanton, California 94588 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “B |
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| December 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2024 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer I |
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| December 30, 2024 |
AEYE, INC. Up to $5,230,000 Common Stock ______________ Filed Pursuant to Rule 424(b)(5) Registration No. 333-274546 PROSPECTUS SUPPLEMENT (To Prospectus Supplement dated September 13, 2024 to Prospectus dated September 15, 2023) AEYE, INC. Up to $5,230,000 Common Stock This Prospectus Supplement amends and supplements the information in the prospectus, dated September 15, 2023 (the “Prospectus”), filed with the Securities and Exchange Commission as a |
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| November 15, 2024 |
AEYE, INC. Up to 25,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-281235 PROSPECTUS SUPPLEMENT NO. 3 To Prospectus dated August 21, 2024 AEYE, INC. Up to 25,000,000 Shares of Common Stock This prospectus supplement (this “Supplement”) supplements the prospectus dated August 21, 2024 (as may be supplemented from time to time, the “Prospectus”), which is part of a registration statement on Form S-1 (File No. 33 |
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| November 14, 2024 |
LIDR / AEye, Inc. / 3i, LP - SC 13G/A Passive Investment SC 13G/A 1 g084556sch13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* AEye, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 008183204 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appr |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-25955 |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer I |
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| November 12, 2024 |
AEye Reports Third Quarter 2024 Results Apollo shines in major in-vehicle driving test with NVIDIA Plan to establish Apollo manufacturing line with LITEON in 2024 PLEASANTON, Calif. |
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| October 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2024 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Id |
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| September 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2024 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer |
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| September 13, 2024 |
AEYE, INC. Up to $2,600,000 Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-274546 PROSPECTUS SUPPLEMENT (To Prospectus dated September 15, 2023) AEYE, INC. Up to $2,600,000 Common Stock We have entered into an At Market Issuance Sales Agreement, or the sales agreement, with A.G.P./Alliance Global Partners, or A.G.P., on September 12, 2024, relating to the sale of our common stock, par value $0.0001 per share, offered |
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| September 13, 2024 |
EXHIBIT 1.1 Execution Version AEYE, INC. Common Stock (par value $0.0001 per share) At Market Issuance Sales Agreement September 12, 2024 A.G.P./Alliance Global Partners 590 Madison Avenue, 28th Floor New York, NY 10022 Ladies and Gentlemen: AEye, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with A.G.P./Alliance Global Partners (“AGP”) as follows: 1. Issu |
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| September 13, 2024 |
AEYE, INC. Up to 25,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-281235 PROSPECTUS SUPPLEMENT NO. 2 To Prospectus dated August 21, 2024 AEYE, INC. Up to 25,000,000 Shares of Common Stock This prospectus supplement (this “Supplement”) supplements the prospectus dated August 21, 2024 (as may be supplemented from time to time, the “Prospectus”), which is part of a registration statement on Form S-1 (File No. 33 |
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| September 3, 2024 |
AEYE, INC. Up to 25,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-281235 PROSPECTUS SUPPLEMENT NO. 1 To Prospectus dated August 21, 2024 AEYE, INC. Up to 25,000,000 Shares of Common Stock This prospectus supplement (this “Supplement”) supplements the prospectus dated August 21, 2024 (as may be supplemented from time to time, the “Prospectus”), which is part of a registration statement on Form S-1 (File No. 33 |
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| September 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2024 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ide |
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| August 21, 2024 |
AEYE, INC. Up to 25,000,000 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-281235 PROSPECTUS AEYE, INC. Up to 25,000,000 Shares of Common Stock This prospectus relates to the offer and resale of up to 25,000,000 shares of common stock of AEye, Inc. (the “Common Stock”) by New Circle Principal Investments LLC, a Delaware limited liability company (the “Selling Stockholder” or “New Circle”). The shares |
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| August 19, 2024 |
AEye, Inc. 4670 Willow Road, Suite 125 Pleasanton, CA 94588 August 19, 2024 AEye, Inc. 4670 Willow Road, Suite 125 Pleasanton, CA 94588 August 19, 2024 Via EDGAR Transmission U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-6010 Attn: Jenny O’Shanick Re: AEye, Inc. Registration Statement on Form S-1 File No. 333-281235 Dear Ms. O’Shanick: In accordance with Rule 461 of Regulation C of the General Rules and R |
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| August 15, 2024 |
As filed with the Securities and Exchange Commission on August 14 , 2024 Table of Contents As filed with the Securities and Exchange Commission on August 14 , 2024 Registration No. |
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| August 15, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLE S-1 (Form Type) AEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee |
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| August 9, 2024 |
AEye, Inc. 4670 Willow Road, Suite 125 Pleasanton, CA 94588 August 9, 2024 AEye, Inc. 4670 Willow Road, Suite 125 Pleasanton, CA 94588 August 9, 2024 Via EDGAR Transmission U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-6010 Attn: Jenny O’Shanick Re: AEye, Inc. Registration Statement on Form S-1 Filed August 5, 2024 File No. 333-281235 Dear Ms. O’Shanick: Reference is made to our letter, filed as correspo |
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| August 7, 2024 |
AEye, Inc. 4670 Willow Road, Suite 125 Pleasanton, CA 94588 August 7, 2024 AEye, Inc. 4670 Willow Road, Suite 125 Pleasanton, CA 94588 August 7, 2024 Via EDGAR Transmission U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-6010 Attn: Jenny O’Shanick Re: AEye, Inc. Registration Statement on Form S-1 Filed August 5, 2024 File No. 333-281235 Dear Ms. O’Shanick: In accordance with Rule 461 of Regulation C of the |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AEy |
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| August 5, 2024 |
AEye Reports Second Quarter 2024 Results Significant OEM interest in Apollo; Company looks toward market launch Beat guidance on cash burn; new capital resources extend runway PLEASANTON, Calif. |
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| August 5, 2024 |
As filed with the Securities and Exchange Commission on August 5, 2024 Table of Contents As filed with the Securities and Exchange Commission on August 5, 2024 Registration No. |
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| August 5, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2024 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Iden |
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| August 5, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLE S-1 (Form Type) AEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee |
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| July 29, 2024 |
AEye Announces Common Stock Purchase Agreement with New Circle for up to $50 Million Facility Extends AEye’s Cash Runway Dublin, CA – July 29, 2024 – AEye, Inc. |
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| July 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ident |
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| July 29, 2024 |
REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) dated as of July 25, 2024 is made by and between New Circle Principal Investments LLC, a Delaware limited liability company (the “Investor”), and AEye, Inc. |
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| July 29, 2024 |
SHARE PURCHASE AGREEMENT This Share Purchase Agreement (the “Agreement”), dated as of July 25, 2024, is made by and between New Circle Principal Investments LLC, a Delaware limited liability company (the “Investor”), and AEye, Inc. |
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| June 18, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) AEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, par value $0.0001 |
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| June 18, 2024 |
As filed with the Securities and Exchange Commission on June 18, 2024. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 37-1827430 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Iden |
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| June 7, 2024 |
LIDR / AEye, Inc. / 3i, LP - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| May 31, 2024 |
AEYE, INC. 727,706 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-274546 PROSPECTUS SUPPLEMENT (To Prospectus dated September 15, 2023) AEYE, INC. 727,706 Shares of Common Stock We are offering 727,706 shares of our common stock, par value $0.0001 per share, in a registered direct offering to an institutional investor (the “Investor”) pursuant to this prospectus supplement and the accompanying prospectus. The |
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| May 31, 2024 |
SD 1 ss3455296sd.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 (State or other jurisdiction (Commission File Number) of incorporation) One Park Place, Suite 200, Dublin, California 94568 (Address of principal executive offices) (Zip Code) |
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| May 30, 2024 |
LIDR.W / AEye, Inc. - Equity Warrant / Dussan Luis - AMENDMENT NO. 2 Activist Investment SC 13D/A 1 ss3452115sc13da.htm AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) AEye, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 008183105 (CUSIP Number) Luis Dussan c/o AEye, Inc. One Park Place, Suite 200 Dublin, CA 94568 (925) 400-4366 |
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| May 29, 2024 |
Exhibit 10.2 LOCK-UP AGREEMENT May 29, 2024 [***] Re: Securities Purchase Agreement, dated as of May 29, 2024 (the “Purchase Agreement”), between AEye, Inc. (the “Company”) and the purchasers signatory thereto (each, a “Purchaser” and, collectively, the “Purchasers”) Ladies and Gentlemen: Defined terms not otherwise defined in this letter agreement (the “Letter Agreement”) shall have the meanings |
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| May 29, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2024 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Identi |
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| May 29, 2024 |
Form of Securities Purchase Agreement, dated May 29, 2024, between AEye, Inc. and the Purchasers Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of May 29, 2024, is by and among AEye, Inc., Delaware corporation with headquarters located at One Park Place, Dublin, CA 94568 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”). RECITALS A. The |
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| May 21, 2024 |
LIDR.W / AEye, Inc. - Equity Warrant / Dussan Luis - AMENDMENT NO. 1 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| May 21, 2024 |
EX-99.1 2 ss3416633ex9901.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that this Statement on Schedule 13D, and any amendments thereto filed by any of us, including Amendment No. 1, with respect to the securities of AEye, Inc. described in this document, signed by each of the undersigned, shall be filed on behalf of each the undersigned pursuant to an |
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| May 17, 2024 |
144 0001877925 XXXXXXXX LIVE 0001818644 AEye, Inc. 001-39699 ONE PARK PLACE, SUITE 200 DUBLIN CA 94568 925-400-4366 Dussan Luis Director Common Merrill 7676 Forsyth Blvf 25th Floor Clayton MO 63105 250000 725000.00 6629728 05/17/2024 NASDAQ Common 08/01/2013 Stock Bonus Luis Dussan N 250000 08/01/2013 Stock Bonus Y 05/17/2024 Luis Dussan |
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| May 15, 2024 |
AEye, Inc. Securities PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is made as of May 10, 2024, by and between AEye, Inc., a Delaware corporation (the “Company”), and Dowslake Microsystems Corporation, a Virginia corporation (the “Purchaser”). WHEREAS, the Company wishes to sell to Purchaser, and Purchaser wishes to purchase from the Company, (A) 330,823 shares (the “Pur |
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| May 15, 2024 |
NEITHER THIS UNSECURED CONVERTIBLE PROMISSORY NOTE (THIS “NOTE”) NOR THE SECURITIES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR UNDER THE SECURITIES LAWS OF APPLICABLE STATES. |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Identi |
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| May 14, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2024 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Identi |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AEye, Inc. (Exact na |
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| May 14, 2024 |
EXHIBIT 99.1 FOR IMMEDIATE RELEASE – DRAFT AEye Reports First Quarter 2024 Results Kicked off key strategic partnership that will bring AEye’s lidar into the China market Fourth consecutive quarter of cash burn reduction DUBLIN, Calif. – (BUSINESS WIRE) – May 14, 2024 – AEye, Inc. (Nasdaq: LIDR), a global leader in adaptive, high performance lidar solutions, today announced its results for the fir |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| April 12, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2024 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ident |
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| April 12, 2024 |
Letter to the Securities and Exchange Commission from Deloitte & Touche LLP, dated April 12, 2024. April 12, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of AEye Inc.'s Form 8-K dated April 12, 2024, and have the following comments: 1. We agree with the statements made in the second sentence of the first paragraph, the second paragraph, and the fourth paragraph. 2. We have no basis on which to agree or disagree w |
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| April 2, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AEye, Inc. (Exact name of |
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| March 27, 2024 |
AEye, Inc. Dodd Frank Clawback Policy AEYE, INC. DODD-FRANK CLAWBACK POLICY The Board of Directors (the “Board”) of AEye, Inc. (the “Company”) has adopted this Dodd- Frank Clawback Policy (this “Policy”) in accordance with the applicable provisions of The Nasdaq Stock Market LLC Listing Rules (the “Clawback Rules”), promulgated pursuant to the final rules adopted by the Securities and Exchange Commission enacting the clawback standard |
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| March 27, 2024 |
List of Significant Subsidiaries Exhibit 21.1 LIST OF SIGNIFICANT SUBSIDIARIES Legal Name Jurisdiction of Organization AEye Technologies, Inc. Delaware AEye Germany GmbH Germany AEye Japan G.K. Japan AEye Korea South Korea |
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| March 27, 2024 |
INSIDER TRADING POLICY 1. Introduction The purpose of this Insider Trading Policy (the “Policy”) is to promote compliance with applicable securities laws by the Company and its subsidiaries and all directors, officers, employees, and other agents (and members of the forgoing persons’ immediate families and households), in order to preserve the reputation and integrity of the Company, as well as th |
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| March 26, 2024 |
FOR IMMEDIATE RELEASE AEye Reports Fourth Quarter 2023 Results Signed LOI with global Tier 1 automotive supplier Third consecutive quarter of cash burn reduction DUBLIN, Calif. |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2024 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Iden |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2024 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Iden |
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| February 14, 2024 |
LIDR / AEye, Inc. / Kleiner Perkins Caufield & Byers XVI, LLC - SC 13G/A Passive Investment SC 13G/A 1 tm246036d1sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* AEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 008183204 (CUSIP Number) December 31, 2023 (Date of Event |
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| December 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer I |
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| December 29, 2023 |
SECOND CERTIFICATE OF AMENDMENT OF THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AEYE, INC. |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer I |
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| December 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer I |
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| December 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer I |
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| November 9, 2023 |
Exhibit 99.1 AEye Reports Third Quarter 2023 Results Provides Update on Automotive-First Strategy Significant Reduction in Burn Rate Extending Cash Runway out to 2025 DUBLIN, Calif. - (BUSINESS WIRE) - November 9, 2023 - AEye, Inc. (Nasdaq: LIDR), a global leader in adaptive, high performance lidar solutions, today announced its results for the third quarter ended September 30, 2023. Management Co |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AEye, Inc. (Exac |
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| November 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Id |
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| November 7, 2023 |
RETENTION AGREEMENT This Retention Agreement (the “Agreement”), dated and effective as of November [], 2023 (the “Effective Date”), is entered into by and between AEye, Inc. |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Id |
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| November 6, 2023 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Id |
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| October 31, 2023 |
DEFA14A 1 ny20011398x3defa14a.htm FORM DEFA14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commis |
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| October 31, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| October 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Id |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Id |
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| October 19, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| September 22, 2023 |
AEye Inc. One Park Place, Suite 200 Dublin, CA 94568 September 22, 2023 AEye Inc. One Park Place, Suite 200 Dublin, CA 94568 September 22, 2023 Via EDGAR Transmission U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-6010 Attn: Sarah Sidwell Re: AEye Inc. Registration Statement on Form S-3 Filed September 15, 2023 File No. 333-274546 Dear Ms. Sidwell: In accordance with Rule 461 of Regulation C of the Gen |
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| September 15, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) AEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry |
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| September 15, 2023 |
Form of Indenture for Senior Debt Securities Exhibit 4.8 AEYE, INC. INDENTURE Dated as of , 20 [ ] Trustee Senior Debt Securities TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 3 Section 1.3. Incorporation by Reference of Trust Indenture Act 4 Section 1.4. Rules of Construction 4 ARTICLE II. THE SECURITIES 4 Section 2.1. Issuable in Series 4 Section 2.2 |
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| September 15, 2023 |
Form of Indenture for Subordinated Debt Securities Exhibit 4.9 AEYE, INC. INDENTURE Dated as of , 20 [ ] Trustee Subordinated Securities TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 3 Section 1.3. Incorporation by Reference of Trust Indenture Act 4 Section 1.4. Rules of Construction 4 ARTICLE II. THE SECURITIES 4 Section 2.1. Issuable in Series 4 Section 2. |
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| September 15, 2023 |
As filed with the Securities and Exchange Commission on September 15, 2023 As filed with the Securities and Exchange Commission on September 15, 2023 Registration No. |
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| September 15, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer |
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| August 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ide |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AEye, Inc. (Exact nam |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Iden |
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| August 7, 2023 |
AEye Reports Second Quarter 2023 Results Exhibit 99.1 AEye Reports Second Quarter 2023 Results DUBLIN, Calif.-(BUSINESS WIRE) - AEye, Inc. (Nasdaq: LIDR), a global leader in adaptive, high performance lidar solutions, today announced its results for the second quarter ended June 30, 2023. Management Commentary “AEye has taken a significant step forward this quarter in our path to commercialization in the automotive market,” said Matt Fis |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ident |
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| June 9, 2023 |
EX-FILING FEES 4 ss2160288ex107.htm CALCULATION OF FILING FEE TABLES Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) AEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities Security Security Class Fee Calculation Amount Proposed Maximum Aggregate Fee Rate Amount of Type Title Rule Registered (1) Maximum Offering Price Registration O |
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| June 9, 2023 |
As filed with the Securities and Exchange Commission on June 9, 2023. As filed with the Securities and Exchange Commission on June 9, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 37-1827430 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Ident |
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| May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Identi |
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| May 11, 2023 |
Amended and Restated AEye, Inc. 2021 Equity Incentive Plan exhibit101amendedandrest AMENDED AND RESTATED AEYE, INC. 2021 EQUITY INCENTIVE PLAN i TABLE OF CONTENTS Page 1. Establishment, Purpose and term of Plan. ...........................................................................1 1.1 Establishment ...........................................................................................................1 1.2 Purpose ............................... |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Identi |
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| May 11, 2023 |
AEYE REPORTS FIRST QUARTER 2023 RESULTS AEYE REPORTS FIRST QUARTER 2023 RESULTS Dublin, Calif. – May 11, 2023 – AEye, Inc. (Nasdaq: LIDR), a global leader in adaptive, high performance lidar solutions, today announced its results for the first quarter ended March 31, 2023. Management Commentary “After a comprehensive review of AEye’s business, it was clear that we needed to intensify our focus on automotive and our path to commercializa |
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| May 11, 2023 |
CERTIFICATE OF AMENDMENT OF THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AEYE, INC. |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AEye, Inc. (Exact na |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Identif |
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| April 27, 2023 |
144 0001088327 XXXXXXXX LIVE 0001818644 AEye, Inc. 001-39699 ONE PARK PLACE, SUITE 200 DUBLIN CA 94568 925-400-4366 LACORTE BLAIR Officer COMMON ETRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA, GA 300005 28397 5610.69 168800000 04/27/2023 NASDAQ COMMON ETRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA, GA 30005 36279 7168.36 168800000 04/28/2023 NASDAQ COMMON ETRADE FINANCIAL CORPORATI |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Iden |
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| March 22, 2023 |
AEYE, INC. NOTICE OF GRANT OF RESTRICTED STOCK UNITS (U.S. Participants) AEye, Inc., a Delaware corporation (the “Company”), has granted to the Participant an award (the “Award”) of certain units pursuant to an inducement grant otherwise governed by the AEye, Inc. 2023 CEO Inducement Grant Plan (the “Plan”), each of which represents the right to receive on the applicable Settlement Date one (1) sh |
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| March 22, 2023 |
As filed with the Securities and Exchange Commission on March 21, 2023. As filed with the Securities and Exchange Commission on March 21, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 37-1827430 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Ide |
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| March 22, 2023 |
EX-FILING FEES 6 ss1888179ex107.htm CALCULATION OF FILING FEE TABLES Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) AEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price per Unit (2) Maximum Aggregate Offering Price Fee R |
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| March 22, 2023 |
AEye, Inc. 2023 CEO Inducement Grant Plan AEYE, INC. 2023 CEO INDUCEMENT GRANT PLAN TABLE OF CONTENTS Page 1. Establishment, Purpose and term of Plan. 1 1.1 Establishment 1 1.2 Purpose 1 1.3 Term of Plan 1 2. Definitions and Construction. 1 2.1 Definitions 1 2.2 Construction 8 3. Administration. 8 3.1 Administration by the Committee 8 3.2 Authority of Officers 8 3.3 Administration with Respect to Insiders 8 3.4 Powers of the Committee 8 3 |
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| March 20, 2023 |
AEye, Inc. 2021 Amended and Restated Equity Incentive Plan. TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rul |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| March 16, 2023 |
List of Significant Subsidiaries Exhibit 21.1 LIST OF SIGNIFICANT SUBSIDIARIES Legal Name Jurisdiction of Organization AEye Technologies, Inc. Delaware US LADAR, Inc. Delaware AEye International, Ltd. Cayman Islands AEye International IP LLC Delaware AEye Germany GmbH Germany AEye Japan G.K. Japan AEye Korea South Korea |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AEye, Inc. (Exact name of |
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| March 15, 2023 |
AEYE REPORTS FOURTH QUARTER AND FULL YEAR 2022 RESULTS AEYE REPORTS FOURTH QUARTER AND FULL YEAR 2022 RESULTS Dublin, Calif. – March 15, 2023 — AEye, Inc. (Nasdaq: LIDR), a global leader in adaptive, high performance lidar solutions, today announced its results for the fourth quarter and full year ended December 31, 2022. “In 2022, we made great strides in strengthening our platform and product portfolio to drive long-term growth,” said Matthew Fisch, |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Iden |
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| March 10, 2023 |
AEye, Inc. One Park Place, Suite 200 Dublin, California 94568 TABLE OF CONTENTS AEye, Inc. One Park Place, Suite 200 Dublin, California 94568 Dear Stockholder: You are cordially invited to attend the 2023 Annual Meeting of Stockholders (the “Annual Meeting”) of AEye, Inc. (“AEye,” the “Company,” “we,” or “our”), which will be held on May 3, 2023, at 8:00 a.m., Pacific Time, at our corporate headquarters located at One Park Place, Dublin, California. At our |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer I |
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| February 27, 2023 |
IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE IN RE AEYE, INC. ) ) C.A. No. 2023-0236-LWW CORRECTED VERIFIED PETITION FOR RELIEF PURSUANT TO 8 DEL. C. § 205 Petitioner AEye, Inc. (the “Company”), by and through its undersigned counsel, brings this petition pursuant to 8 Del. C. § 205 (“Section 205”) for judicial validation of potentially defective corporate acts and a declaration that shares o |
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| February 1, 2023 |
Offer Letter by and between the Company and Matthew Fisch, dated January 20, 2023. EX-10.10 2 ss1717887ex1001.htm OFFER LETTER January 20, 2023 Matthew Fisch Re: Offer of Employment Dear Matt: On behalf of AEye, Inc. (the “Company”), I am pleased to offer you employment as Chief Executive Officer, reporting to our Board of Directors. This letter sets out the terms of your employment with the Company, which will start on February 13, 2023, should you accept this offer. As a salar |
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| February 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Id |
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| February 1, 2023 |
AEye Names Tech Leader Matt Fisch as CEO Former Intel, HARMAN International, and Verifone Exec to Lead Company as it Prepares to Deliver Commercial Products at Scale Across Markets Dublin, CA – February 1, 2023 – AEye, Inc. |
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| January 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Id |
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| January 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2023 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Id |
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| December 13, 2022 |
AEye Promotes T.R. Ramachandran to Chief Operating Officer Ramachandran to Oversee all Product Execution as the Company Ramps Product Commercialization at Scale Dublin, CA ? December 12, 2022 ? AEye, Inc. (NASDAQ: LIDR), a global leader in adaptive, high-performance lidar solutions, today announced the promotion of Dr. T.R. Ramachandran to the position of chief operating officer for the company. R |
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| December 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2022 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer I |
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| November 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer I |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AEye, Inc. (Exac |
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| November 10, 2022 |
FOR IMMEDIATE RELEASE AEYE REPORTS THIRD QUARTER 2022 RESULTS Third quarter revenue in line with expectations Product launch, new markets expansion, and continued momentum with existing partners provide foundation for growth Dublin, Calif. |
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| October 28, 2022 |
AEYE, INC. Up to 32,157,892 Shares of Common Stock Offered by the Selling Stockholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-267937 PROSPECTUS AEYE, INC. Up to 32,157,892 Shares of Common Stock Offered by the Selling Stockholders This prospectus relates to the resale, from time to time, of up to 32,157,892 shares (the ?Shares?) of our common stock, par value $0.0001 per share (?Common Stock?), by the selling stockholders (the ?Selling Stockholders?) identified in thi |
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| October 25, 2022 |
AEye Inc. One Park Place, Suite 200 Dublin, CA 94568 October 25, 2022 AEye Inc. One Park Place, Suite 200 Dublin, CA 94568 October 25, 2022 Via EDGAR Transmission U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-6010 Attn: Bradley Ecker Re: AEye Inc. Registration Statement on Form S-3 Filed October 19, 2022 File No. 333-267937 Dear Mr. Ecker: In accordance with Rule 461 of Regulation C of the General R |
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| October 19, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Aeye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1)(2) Proposed Maximum Offering price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to be Paid Equit |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 Table of Contents As filed with the Securities and Exchange Commission on October 19, 2022 Registration No. |
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| October 11, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-259554 PROSPECTUS AEYE, INC. Up to 68,139,193 Shares of Common Stock Up to 166,666 Warrants Up to 7,833,332 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus relates to (i) the resale of 64,232,845 shares of Common Stock by certain of the selling security holders named in this prospectus (each a ?Selling Securityholder? |
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| October 11, 2022 |
AEYE, INC. Up to 30,865,419 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-264727 PROSPECTUS AEYE, INC. Up to 30,865,419 Shares of Common Stock This prospectus relates to the offer and resale of up to 30,865,419 shares of common stock of AEye, Inc. (the “Common Stock”) by Tumim Stone Capital LLC (the “Selling Stockholder” or “Tumim”). The shares of Common Stock being offered by Tumim have been and may be issued pursua |
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| September 26, 2022 |
As filed with the Securities and Exchange Commission on September 26, 2022 Table of Contents As filed with the Securities and Exchange Commission on September 26, 2022 Registration No. |
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| September 26, 2022 |
As filed with the Securities and Exchange Commission on September 26, 2022 Table of Contents As filed with the Securities and Exchange Commission on September 26, 2022 Registration No. |
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| September 16, 2022 |
Form of Senior Unsecured Convertible Note, dated September 15, 2022 THE ISSUE AND SALE OF THIS SECURITY AND THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, THIS SECURITY AND THE SECURITIES INTO WHICH THIS SECURITY I |
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| September 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2022 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer |
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| September 16, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-259554 PROSPECTUS SUPPLEMENT NO. 6 To Prospectus dated May 12, 2022 AEYE, INC. Up to 68,139,193 Shares of Common Stock Up to 166,666 Warrants Up to 7,833,332 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus supplement (this ?Supplement?) supplements the prospectus dated May 12, 2022 (as may be supplemented from time to |
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| September 16, 2022 |
Registration Rights Agreement by and among AEye, Inc. and 3i, LP, dated September 15, 2022 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of September 15, 2022 between AEye, Inc. |
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| September 16, 2022 |
Securities Purchase Agreement by and among AEye, Inc. and 3i, LP, dated September 15, 2022 *** Information has been omitted pursuant to Item 601(b)(2) of Regulation S-K. SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of September 15, 2022, between AEye, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ? |
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| September 16, 2022 |
Form of Common Stock Purchase Warrant, dated September 15, 2022 THE ISSUANCE AND SALE OF THIS SECURITY AND THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, THIS SECURITY AND THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISEABLE MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. |
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| September 16, 2022 |
AEYE, INC. Up to 30,865,419 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-264727 PROSPECTUS SUPPLEMENT NO. 5 To Prospectus dated May 16, 2022 AEYE, INC. Up to 30,865,419 Shares of Common Stock This prospectus supplement (this ?Supplement?) supplements the prospectus dated May 16, 2022 (as may be supplemented from time to time, the ?Prospectus?), which is part of a registration statement on Form S-1 (File No. 333-2647 |
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| August 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2022 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ide |
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| August 24, 2022 |
424B3 1 ss1274574424b3.htm PROSPECTUS SUPPLEMENT NO. 5 Filed Pursuant to Rule 424(b)(3) Registration No. 333-259554 PROSPECTUS SUPPLEMENT NO. 5 To Prospectus dated May 12, 2022 AEYE, INC. Up to 68,139,193 Shares of Common Stock Up to 166,666 Warrants Up to 7,833,332 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus supplement (this “Supplement”) supplements the prospectus d |
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| August 24, 2022 |
AEYE, INC. Up to 30,865,419 Shares of Common Stock 424B3 1 ss1274573424b3.htm PROSPECTUS SUPPLEMENT NO. 4 Filed Pursuant to Rule 424(b)(3) Registration No. 333-264727 PROSPECTUS SUPPLEMENT NO. 4 To Prospectus dated May 16, 2022 AEYE, INC. Up to 30,865,419 Shares of Common Stock This prospectus supplement (this “Supplement”) supplements the prospectus dated May 16, 2022 (as may be supplemented from time to time, the “Prospectus”), which is part of |
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| August 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2022 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Ide |
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| August 15, 2022 |
FOR IMMEDIATE RELEASE AEYE REPORTS SECOND QUARTER 2022 RESULTS Company exceeded its financial expectations for the second quarter Entrance into new markets and continued momentum with customers provide foundation for sustainable growth Dublin, CA ? August 15, 2022 ? AEye, Inc. |
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| August 15, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-259554 PROSPECTUS SUPPLEMENT NO. 4 To Prospectus dated May 12, 2022 AEYE, INC. Up to 68,139,193 Shares of Common Stock Up to 166,666 Warrants Up to 7,833,332 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus supplement (this ?Supplement?) supplements the prospectus dated May 12, 2022 (as may be supplemented from time to |
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| August 15, 2022 |
AEYE, INC. Up to 30,865,419 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-264727 PROSPECTUS SUPPLEMENT NO. 3 To Prospectus dated May 16, 2022 AEYE, INC. Up to 30,865,419 Shares of Common Stock This prospectus supplement (this ?Supplement?) supplements the prospectus dated May 16, 2022 (as may be supplemented from time to time, the ?Prospectus?), which is part of a registration statement on Form S-1 (File No. 333-2647 |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AEye, Inc. (Exact nam |
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| May 19, 2022 |
As filed with the Securities and Exchange Commission on May 18, 2022. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 37-1827430 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Ident |
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| May 19, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) AEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 ? Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, par value $0.0001 |
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| May 19, 2022 |
AEye, Inc. 2022 Employee Stock Purchase Plan. AEYE, INC. 2022 EMPLOYEE STOCK PURCHASE PLAN The purpose of the AEye, Inc. 2022 Employee Stock Purchase Plan (the ?Plan?) is to provide eligible employees of AEye, Inc. (the ?Company?) and each Designated Company (as defined below) with opportunities to purchase shares of the Company?s common stock, par value $0.001 per share (the ?Common Stock?). 2,000,000 shares of Common Stock in the aggregate |
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| May 17, 2022 |
AEYE, INC. Up to 30,865,419 Shares of Common Stock 424B3 1 a424fortumim.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-264727 PROSPECTUS SUPPLEMENT NO. 2 To Prospectus dated May 16, 2022 AEYE, INC. Up to 30,865,419 Shares of Common Stock This prospectus supplement (this "Supplement") supplements the prospectus dated May 16, 2022 (as may be supplemented from time to time, the “Prospectus”), which is part of a registration statement |
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| May 16, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-259554 PROSPECTUS SUPPLEMENT NO. 3 To Prospectus dated May 12, 2022 AEYE, INC. Up to 68,139,193 Shares of Common Stock Up to 166,666 Warrants Up to 7,833,332 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus supplement (this ?Supplement?) supplements the prospectus dated May 12, 2022 (as may be supplemented from time to |
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| May 16, 2022 |
AEYE, INC. Up to 30,865,419 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-264727 PROSPECTUS SUPPLEMENT NO. 1 To Prospectus dated May 16, 2022 AEYE, INC. Up to 30,865,419 Shares of Common Stock This prospectus supplement (this ?Supplement?) supplements the prospectus dated May 16, 2022 (as may be supplemented or amended from time to time, the ?Prospectus?), which is part of a registration statement on Form S-1 (File N |
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| May 16, 2022 |
AEYE, INC. Up to 30,865,419 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-264727 PROSPECTUS AEYE, INC. Up to 30,865,419 Shares of Common Stock This prospectus relates to the offer and resale of up to 30,865,419 shares of common stock of AEye, Inc. (the ?Common Stock?) by Tumim Stone Capital LLC (the ?Selling Stockholder? or ?Tumim?). The shares of Common Stock being offered by Tumim have been and ma |
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| May 13, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-259554 PROSPECTUS SUPPLEMENT NO. 2 To Prospectus dated May 12, 2022 AEYE, INC. Up to 68,139,193 Shares of Common Stock Up to 166,666 Warrants Up to 7,833,332 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus supplement (this ?Supplement?) supplements the prospectus dated May 12, 2022 (as may be supplemented or amended fr |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Identi |
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| May 13, 2022 |
Exhibit 99.1 AEYE REPORTS FIRST QUARTER 2022 RESULTS Strong Revenue Growth; On Track to Achieve 2022 Financial and Commercial Goals Dublin, Calif.? May 13, 2022 ? AEye, Inc. (Nasdaq: LIDR), a global leader in adaptive, high-performance lidar solutions, today announced its results for the first quarter, ended March 31, 2022. Blair LaCorte, Chief Executive Officer of AEye, said, ?We had a strong sta |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AEye, Inc. (Exact na |
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| May 13, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2022 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Identi |
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| May 12, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-259554 PROSPECTUS SUPPLEMENT NO. 1 To Prospectus dated May 12, 2022 AEYE, INC. Up to 68,139,193 Shares of Common Stock Up to 166,666 Warrants Up to 7,833,332 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus supplement (this ?Supplement?) supplements the prospectus dated May 12, 2022 (as may be supplemented or amended fr |
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| May 12, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-259554 PROSPECTUS AEYE, INC. Up to 68,139,193 Shares of Common Stock Up to 166,666 Warrants Up to 7,833,332 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus relates to (i) the resale of 64,232,845 shares of Common Stock by certain of the selling security holders named in this prospectus (each a ?Sellin |
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| May 12, 2022 |
AEye, Inc. One Park Place, Suite 200 Dublin, CA 94568 May 12, 2022 AEye, Inc. One Park Place, Suite 200 Dublin, CA 94568 May 12, 2022 Via EDGAR Transmission U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-6010 Attn: Greg Herbers Re: AEye, Inc. Registration Statement on Form S-1 Filed May 6, 2022 File No. 333-264727 Dear Mr. Herbers: In accordance with Rule 461 of Regulation C of the General Rules a |
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| May 11, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Identi |
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| May 6, 2022 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-1 (Form Type) AEye, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to Be Pa |
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| May 6, 2022 |
Power of Attorney (included on signature page of the initial filing of this Registration Statement) Table of Contents As filed with the Securities and Exchange Commission on May 5, 2022 Registration No. |
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| May 6, 2022 |
Table of Contents Table of Contents As filed with the Securities and Exchange Commission on May 5 , 2022 Registration No. |
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| March 31, 2022 |
DEF 14A 1 ny20002623x1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ?) Filed by the Registrant ? ? ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-259554 AEye, Inc. (Exact name of |
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| March 28, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-259554 PROSPECTUS SUPPLEMENT NO. 6 To Prospectus dated September 27, 2021 AEYE, INC. Up to 68,139,193 Shares of Common Stock Up to 166,666 Warrants Up to 7,833,332 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus supplement (this ?Supplement?) supplements the prospectus dated September 27, 2021, which is part of a regis |
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| March 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2022 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Iden |
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| March 28, 2022 |
Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 EXHIBIT 4.5 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of March 28, 2022, AEye, Inc., a Delaware corporation (?we?, ?us?, ?our? or the ?Company?), has registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), the following classes of securities: ?Common Stock, par value $0.0001 per share (?Common |
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| March 28, 2022 |
AEYE REPORTS FOURTH QUARTER AND FULL YEAR 2021 RESULTS Achieved Significant Progress Against Strategic Growth Initiatives Full-year Revenue Performance Exceeded Wall Street Expectations Dublin, Calif. |
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| March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Iden |
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| March 18, 2022 |
Form of Change in Control Severance Agreement CHANGE IN CONTROL SEVERANCE AGREEMENT THIS CHANGE IN CONTROL SEVERANCE AGREEMENT (the ?Agreement?) is entered into on , between (?Executive?) and AEye, Inc. |
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| February 23, 2022 |
LIDR / AEye, Inc. Class A / Dussan Luis - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 11, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. )* AEye, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 008183105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) C |
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| February 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* AEye, Inc. (fka CF Finance Acquisition Corp. III) (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 12529D207 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the app |
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| February 4, 2022 |
LIDR / AEye, Inc. Class A / Kepos Capital LP - AEYE, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* AEye, Inc. (formerly known as CF Finance Acquisition Corp. III) (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 008183105 (CUSIP Number) December 31, 2021 (Date of event which requires filing of this statement) Check the app |
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| February 4, 2022 |
LIDR / AEye, Inc. Class A / Weiss Asset Management LP Passive Investment CUSIP NO. 008183105 SCHEDULE 13G/A PAGE 1 OF 10 PAGES =============================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* AEYE, INC. (FORMERLY KNOWN AS CF FINANCE ACQUISITION CORP. III) - (Name of Issuer) Common stock, $0.0001 par value per |
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| January 27, 2022 |
LIDR / AEye, Inc. Class A / HIGHBRIDGE CAPITAL MANAGEMENT LLC - AEYE, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* AEye, Inc. (formerly known as CF Finance Acquisition Corp. III) (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 008183105 (CUSIP Number) December 31, 2021 (Date of event which requires filing of this statement) Check the app |
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| January 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2022 AEYE, INC. (Exact name of registrant as specified in its charter) Delaware 001-39699 37-1827430 (State or other jurisdiction (Commission File Number) (IRS Employer Id |
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| January 18, 2022 |
AEYE (NASDAQ: LIDR) APPOINTS FORMER APPLE GLOBAL MARKETING EXECUTIVE SUE ZEIFMAN TO ITS BOARD OF DIRECTORS Company Continues to Attract Industry?s Top Talent ? Adding Distinguished Executives in Business Development and Finance Dublin, CA ? January 18, 2022 ? AEye, Inc. |
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| January 18, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-259554 PROSPECTUS SUPPLEMENT NO. 5 To Prospectus dated September 27, 2021 AEYE, INC. Up to 68,139,193 Shares of Common Stock Up to 166,666 Warrants Up to 7,833,332 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus supplement (this ?Supplement?) supplements the prospectus dated September 27, 2021, which is part of a regis |
