الإحصائيات الأساسية
| LEI | 549300D8R1F75RBWEG06 |
| CIK | 1046025 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Heritage Financial Corporation - Preferred Security
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 8, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERI |
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| July 24, 2025 |
INVESTOR PRESENTATION Q2 2025 2 This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| July 24, 2025 |
f FOR IMMEDIATE RELEASE DATE: July 24, 2025 HERITAGE FINANCIAL ANNOUNCES SECOND QUARTER 2025 RESULTS AND DECLARES REGULAR CASH DIVIDEND OF $0. |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): July 24, 2025 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdi |
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| June 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERITAGE FINANCI |
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| May 6, 2025 |
Employment Agreement between Heritage Financial Corporation and Bryan D. McDonald dated May 6, 2025 HERITAGE FINANCIAL CORPORATION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT is made and entered into effective as of May 6, 2025, by and between HERITAGE FINANCIAL CORPORATION and BRYAN MCDONALD. |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): May 5, 2025 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdict |
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| May 6, 2025 |
Heritage Financial Names Bryan D. McDonald President and CEO and Appoints Him to the Board of Directors OLYMPIA, Wash., May 6, 2025 – Heritage Financial Corporation (Nasdaq: HFWA) (“Company”), parent company of Heritage Bank (“Bank”), announced today that Bryan D. McDonald was named President and Chief Executive Officer (“CEO”) and appointed to the Board of Directors of the Company and the Bank, a |
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| May 6, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HER |
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| April 24, 2025 |
f FOR IMMEDIATE RELEASE DATE: April 24, 2025 HERITAGE FINANCIAL ANNOUNCES FIRST QUARTER 2025 RESULTS AND DECLARES REGULAR CASH DIVIDEND OF $0. |
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| April 24, 2025 |
INVESTOR PRESENTATION Q1 2025 2 This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): April 24, 2025 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisd |
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| March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| February 28, 2025 |
As filed with the Securities and Exchange Commission on February 28, 2025 Table of Contents As filed with the Securities and Exchange Commission on February 28, 2025 Registration No. |
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| February 28, 2025 |
Exhibit 107.1 Calculation of Filing Fee Table S-3 (Form Type) Heritage Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(1) Maximum Aggregate Offering Price(1) Fee Rate(2) Amount of R |
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| February 28, 2025 |
Exhibit 4.8 HERITAGE FINANCIAL CORPORATION, as Issuer and , as Trustee INDENTURE Dated as of , 20 CROSS REFERENCE SHEET* Provisions of Trust Indenture Act of 1939, as amended, and Indenture to be dated as of , 20 by and between Heritage Financial Corporation and , as Trustee: Section of the Trust Indenture Act Section of Indenture 310(a)(1), (2) and (5) 6.09 310(a)(3) and (4) Inapplicable 310(b) 6 |
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| February 27, 2025 |
Management Incentive Plan (MIP) Document Heritage Bank 2024 MIP Plan Document Page 1 MANAGEMENT INCENTIVE PLAN 2024 Management Incentive Plan (MIP) Document Heritage Bank 2024 MIP Plan Document Page 2 INTRODUCTION Heritage Financial Corporation and Heritage Bank (together, the “Company”) are willing to provide annual cash incentive award opportunities for eligible employees, through the use of the Company’s Management Incentive Plan, a performance-based annual incentive compensation plan (the “Plan”). |
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| February 27, 2025 |
EXHIBIT 21.0 Subsidiaries of the Registrant Parent Heritage Financial Corporation Subsidiaries Percentage Owned State or Other Jurisdiction of Incorporation or Organization HBCDE, LLC 100.0% Washington HBCDE Partner, LLC 100.0% Washington HBCDE Sub-CDE 1, LLC 100.0% Washington HBCDE Sub-CDE 2, LLC 100.0% Washington HBCDE Sub-CDE 3, LLC 100.0% Washington HBCDE Sub-CDE 4, LLC 100.0% Washington Herit |
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| February 27, 2025 |
Heritage Financial Corporation Deferred Compensation Plan HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN (as Amended and Restated December 18, 2024) 1. |
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| February 27, 2025 |
EX-10.34 9 ex-1034hfcdcpparticipati.htm EX-10.34 1 HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT This Participation Agreement (“Participation Agreement”) is entered into as of effective as of January 1, 2025 (the “Award Date”), by and between HERITAGE FINANCIAL CORPORATION (the “Company”) and NICHOLAS BLEY an employee of the Company (the “Participant”). Except f |
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| February 27, 2025 |
Heritage Financial Corporation Insider Trading Policy INSIDER TRADING POLICY FOR DIRECTORS & EXECUTIVE OFFICERS INDIVIDUAL RESPONSIBLE FOR POLICY: Corporate Secretary LAST APPROVAL DATE: May 2023 CURRENT APPROVAL DATE: May 2024 COMMITTEE PRESENTED TO: Audit & Finance Committee Insider Trading Policy for Directors & Executive Officers 2024 Page 2 of 10 Contents Page # Introduction 2 The Basic Trading & Regulation FD Policies 3 Additional Restrictions Applicable to Executive Officers & Directors 5 Acknowledgement & Agreement 11 Introduction As a financial institution and a publicly-traded company, we have a legal obligation to maintain the confidentiality of non-public information obtained in the course of our business. |
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| February 27, 2025 |
articipation Agreement - Addendum HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT - ADDENDUM This Participation Agreement Addendum (“Addendum”) is hereby entered into by and between HERITAGE FINANCIAL CORPORATION (the “Company”) and BRYAN MCDONALD, an employee of the Company (the “Participant,” and together with the Company, the “Parties”). |
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| February 27, 2025 |
, by and between Heritage Financial Corporation and Mathew T. Ray HERITAGE FINANCIAL CORPORATION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT is made and entered into on , effective as of January 1, 2023, by and between HERITAGE FINANCIAL CORPORATION and MATTHEW T. |
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| February 27, 2025 |
Description of Common Stock and Preferred Stock EXHIBIT 4.2 DESCRIPTION OF COMMON STOCK AND PREFERRED STOCK General Heritage Financial Corporation's ("Heritage") authorized capital stock consists of: •50,000,000 shares of common stock, no par value per share; and •2,500,000 shares of preferred stock, no par value per share. As of December 31, 2024, there were 33,990,827 shares of our common stock outstanding, and no shares of our preferred stoc |
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| February 27, 2025 |
Participation Agreement - Addendum HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT - ADDENDUM This Participation Agreement Addendum (“Addendum”) is hereby entered into by and between HERITAGE FINANCIAL CORPORATION (the “Company”) and JEFFREY J. |
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| February 27, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERITAGE |
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| February 27, 2025 |
EXHIBIT 24.0 Power of Attorney The directors of Heritage Financial Corporation (the “Company”) whose signatures appear below, hereby appoint Jeffrey J. Deuel as their attorney-in-fact to sign, in their name and behalf and in any and all capacities stated below, the Company’s Annual Report on Form 10-K for the year ended December 31, 2024 pursuant to Section 13 of the Securities Exchange Act of 193 |
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| February 27, 2025 |
Participation Agreement - Addendum HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT - ADDENDUM This Participation Agreement Addendum (“Addendum”) is hereby entered into by and between HERITAGE FINANCIAL CORPORATION (the “Company”) and DONALD J. |
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| February 27, 2025 |
Consent of Independent Registered Public Accounting Firm EXHIBIT 23.0 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statements No. 333-271716, No. 333-87599 and No. 333-197614 on Form S-8 of Heritage Financial Corporation of our report dated February 27, 2025 relating to the consolidated financial statements and effectiveness of internal control over financial reporting, appearing i |
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| January 23, 2025 |
FOR IMMEDIATE RELEASE DATE: January 23, 2025 HERITAGE FINANCIAL ANNOUNCES FOURTH QUARTER AND ANNUAL 2024 RESULTS AND DECLARES REGULAR CASH DIVIDEND OF $0. |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): January 23, 2025 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| January 23, 2025 |
INVESTOR PRESENTATION Q4 2024 2 This presentation contains “forward-looking statements”within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| December 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): December 13, 2024 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jur |
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| December 19, 2024 |
Heritage Financial Corporation Appoints Karen R. Saunders to its Board of Directors Exhibit 99.1 Heritage Financial Corporation Appoints Karen R. Saunders to its Board of Directors OLYMPIA, Wash., December 19, 2024/PRNewswire/ – Heritage Financial Corporation (“Heritage”) (Nasdaq: HFWA) is pleased to announce the appointment of Karen R. Saunders to its Board of Directors. Ms. Saunders was also appointed to the Board of Directors of Heritage’s wholly-owned subsidiary, Heritage Ban |
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| December 19, 2024 |
1 Exhibit 10.1 2738094.v2 HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN RAY PARTICIPATION AGREEMENT This Participation Agreement (“Participation Agreement”) is entered into as of December 18, 2024, effective as of January 1, 2025 (the “Award Date”), by and between HERITAGE FINANCIAL CORPORATION (the “Company”) and MATTHEW T. RAY an employee of the Company (the “Participant”). Except fo |
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| November 14, 2024 |
HFWA / Heritage Financial Corporation / PRUDENTIAL FINANCIAL INC Passive Investment SC 13G 1 fnlherit.htm DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer: HERITAGE FINANCIAL CORP Title of Class of Securities: Common Stock CUSIP Number: 42722X106 1) NAME AND I.R.S. IDENTIFICATION NO. OF REPORTING PERSON Prudential Financial, Inc. 22-3703799 2.) MEMBER OF A GROUP: (a) N/A (b) N |
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| November 6, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Heritage Financial Corp/WA (Name of Issuer) Common Stock (Title of Class of Securities) 42722X106 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| October 24, 2024 |
FOR IMMEDIATE RELEASE DATE: October 24, 2024 HERITAGE FINANCIAL ANNOUNCES THIRD QUARTER 2024 RESULTS AND DECLARES REGULAR CASH DIVIDEND OF $0. |
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| October 24, 2024 |
INVESTOR PRESENTATION Q3 2024 2 This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): October 24, 2024 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| October 23, 2024 |
Employment Agreement between Heritage Financial Corporation and Nicholas Bley, dated July 23, 2024 Exhibit 10.1 HERITAGE FINANCIAL CORPORATION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT is made and entered into effective as of July 23, 2024, by and between HERITAGE FINANCIAL CORPORATION and NICHOLAS BLEY. As used in this Agreement, capitalized terms have the meanings set forth in Section 20. RECITALS A. Heritage Bank is a wholly-owned subsidiary of the Company. B. The Company desires to emp |
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| October 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): October 23, 2024 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| October 23, 2024 |
Nicholas Bley Named Chief Operating Officer at Heritage Bank Exhibit 99.1 Nicholas Bley Named Chief Operating Officer at Heritage Bank OLYMPIA, Wash., October 23, 2024 – Heritage Financial Corporation (Nasdaq: HFWA) (the “Company” or “Heritage”), the parent company of Heritage Bank (the “Bank”), announces that Nicholas (“Nic”) Bley will become the Executive Vice President and Chief Operating Officer (“COO”) of Heritage Bank and Executive Vice President of H |
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| August 9, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERI |
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| July 25, 2024 |
INVESTOR PRESENTATION Q2 2024 2 This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| July 25, 2024 |
HERITAGE FINANCIAL ANNOUNCES SECOND QUARTER 2024 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: July 25, 2024 HERITAGE FINANCIAL ANNOUNCES SECOND QUARTER 2024 RESULTS AND DECLARES REGULAR CASH DIVIDEND Second Quarter 2024 Highlights •Net income was $14. |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): July 25, 2024 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdi |
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| July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): July 1, 2024 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdic |
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| July 1, 2024 |
Exhibit 10.1 HERITAGE FINANCIAL CORPORATION TRANSITIONAL EMPLOYMENT AGREEMENT This TRANSITIONAL EMPLOYMENT AGREEMENT is made and entered into effective as of July 1, 2024, by and between HERITAGE FINANCIAL CORPORATION (the “Company”) and JEFFREY J. DEUEL (“Executive”). As used in this Agreement, capitalized terms have the meanings set forth in Section 25. RECITALS A. Executive is currently employe |
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| July 1, 2024 |
Heritage Financial Announces CEO Succession Plan Retiring Chief Executive Jeff Deuel Remains CEO of Heritage Financial Corporation until May 2025; Bryan McDonald Named President and CEO of Heritage Bank and President of Heritage Financial Corporation OLYMPIA, Wash. |
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| July 1, 2024 |
Exhibit 10.2 HERITAGE FINANCIAL CORPORATION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT is made and entered into effective as of July 1, 2024, by and between HERITAGE FINANCIAL CORPORATION and BRYAN MCDONALD. As used in this Agreement, capitalized terms have the meanings set forth in Section 20. RECITALS A. Executive is currently employed by the Company pursuant to that certain Employment Agree |
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| June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERITAGE FINANCI |
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| May 7, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): May 6, 2024 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdict |
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| May 7, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HER |
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| April 26, 2024 |
INVESTOR PRESENTATION Q1 2024 2 This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): April 25, 2024 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisd |
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| April 26, 2024 |
HERITAGE FINANCIAL ANNOUNCES FIRST QUARTER 2024 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: April 25, 2024 HERITAGE FINANCIAL ANNOUNCES FIRST QUARTER 2024 RESULTS AND DECLARES REGULAR CASH DIVIDEND •Net income was $5. |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| February 27, 2024 |
Heritage Financial Corporation Clawback Policy HERITAGE FINANCIAL CORPORATION CLAWBACK POLICY 1.Introduction. The Board of Directors (the “Board”) of Heritage Financial Corporation (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined below) |
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| February 27, 2024 |
EXHIBIT 21.0 Subsidiaries of the Registrant Parent Heritage Financial Corporation Subsidiaries Percentage Owned State or Other Jurisdiction of Incorporation or Organization HBCDE, LLC 100.0% Washington HBCDE Partner, LLC 100.0% Washington HBCDE Sub-CDE 1, LLC 100.0% Washington HBCDE Sub-CDE 2, LLC 100.0% Washington HBCDE Sub-CDE 3, LLC 100.0% Washington HBCDE Sub-CDE 4, LLC 100.0% Washington Herit |
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| February 27, 2024 |
EXHIBIT 24.0 Power of Attorney The directors of Heritage Financial Corporation (the “Company”) whose signatures appear below, hereby appoint Jeffrey J. Deuel as their attorney to sign, in their name and behalf and in any and all capacities stated below, the Company’s Annual Report on Form 10-K pursuant to Section 13 of the Securities Exchange Act of 1934, and likewise to sign any and all amendment |
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| February 27, 2024 |
Consent of Independent Registered Public Accounting Firm EXHIBIT 23.0 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statements No. 333-271716, No. 333-87599 and No. 333-197614 on Form S-8 and No. 333-240150 on Form S-3 of Heritage Financial Corporation of our report dated February 27, 2024 relating to the consolidated financial statements and effectiveness of internal control over f |
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| February 27, 2024 |
Employment Agreement by and between Heritage and Mathew T. Ray Heritage Financial Corporation Employment Agreement This Employment Agreement is made and entered into on September , 2022, effective as of January 1, 2023, by and between Heritage Financial Corporation and Matthew T. |
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| February 27, 2024 |
Description of Common Stock and Preferred Stock EXHIBIT 4.2 DESCRIPTION OF COMMON STOCK AND PREFERRED STOCK General Heritage's authorized capital stock consists of: •50,000,000 shares of common stock, no par value per share; and •2,500,000 shares of preferred stock, no par value per share. As of December 31, 2023, there were 34,906,233 shares of our common stock outstanding, and no shares of our preferred stock outstanding. Heritage’s common st |
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| February 27, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERITAGE |
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| February 14, 2024 |
HFWA / Heritage Financial Corporation / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Heritage Financial Corp/WA (Name of Issuer) Common Stock (Title of Class of Securities) 42722X106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 13, 2024 |
HFWA / Heritage Financial Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01110-heritagefinancialcor.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Heritage Financial Corp/WA Title of Class of Securities: Common Stock CUSIP Number: 42722X106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box |
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| February 9, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Heritage Financial Corp/WA (Name of Issuer) Common Stock (Title of Class of Securities) 42722X106 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 7, 2024 |
Exhibit 99.1 For Immediate Release February 7, 2024 Heritage Financial Corporation Announces that Director Eric K. Chan Resigned from the Board of Directors Olympia, WA, February 7, 2024/ PRNewswire/ - Heritage Financial Corporation (“Company”) (Nasdaq: HFWA), the holding company for Heritage Bank (“Bank”), announced that on February 6, 2024 Director Eric K. Chan that he resigned from the Boards o |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): February 6, 2024 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| January 29, 2024 |
INVESTOR PRESENTATION Q4 2023 2 This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): January 25, 2024 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| January 29, 2024 |
FOR IMMEDIATE RELEASE DATE: January 25, 2024 HERITAGE FINANCIAL ANNOUNCES FOURTH QUARTER AND ANNUAL 2023 RESULTS AND DECLARES REGULAR CASH DIVIDEND •Net income was $6. |
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| November 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 |
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| October 19, 2023 |
INVESTOR PRESENTATION Q3 2023 2 This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| October 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): October 19, 2023 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| October 19, 2023 |
HERITAGE FINANCIAL ANNOUNCES THIRD QUARTER 2023 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: October 19, 2023 HERITAGE FINANCIAL ANNOUNCES THIRD QUARTER 2023 RESULTS AND DECLARES REGULAR CASH DIVIDEND •Net income was $18. |
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| August 4, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERI |
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| July 20, 2023 |
INVESTOR PRESENTATION Q2 2023 2 This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): July 20, 2023 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdi |
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| July 20, 2023 |
HERITAGE FINANCIAL ANNOUNCES SECOND QUARTER 2023 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: July 20, 2023 HERITAGE FINANCIAL ANNOUNCES SECOND QUARTER 2023 RESULTS AND DECLARES REGULAR CASH DIVIDEND •Net income was $16. |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERITAGE FINANCI |
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| May 8, 2023 |
EX-4.5 3 ex-45.htm EX-4.5 Exhibit 4.5 HERITAGE FINANCIAL CORPORATION 2023 OMNIBUS EQUITY PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by Heritage Financial Corporation, a Washington corporation (the “Company”), under the Heritage Financial Corporation 2023 Omnibus Equity Plan (the “Plan”). The Award shall b |
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| May 8, 2023 |
Consent of Breyer & Associates PC (contained in opinion filed as Exhibit 5.0) Exhibit 5.0 [Letterhead of Breyer & Associates PC] May 8, 2023 Board of Directors Heritage Financial Corporation 201 Fifth Avenue S.W. Olympia, Washington 98501 Ladies and Gentlemen: We have acted as special counsel to Heritage Financial Corporation, a Washington corporation (the “Corporation”), in connection with the preparation and filing with the Securities and Exchange Commission of the Regist |
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| May 8, 2023 |
Exhibit-Filing Fees Calculation of Filing Fee Table Form S-8 (Form Type) Heritage Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, no par value Rule 457(c) and Rule 457(h) 1,250,000(1) $16. |
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| May 8, 2023 |
As filed with the Securities and Exchange Commission on May 8, 2023 Registration No. |
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| May 8, 2023 |
EX-4.6 4 ex-46.htm EX-4.6 Exhibit 4.6 HERITAGE FINANCIAL CORPORATION 2023 OMNIBUS EQUITY PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT The Participant specified below is hereby granted a performance-based restricted stock unit award (the “Award”) by Heritage Financial Corporation, a Washington corporation (the “Company”), under the Heritage Financial Corporation 2023 Omnibus Equity |
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| May 4, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HER |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): May 3, 2023 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdict |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): April 20, 2023 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisd |
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| April 20, 2023 |
HERITAGE FINANCIAL ANNOUNCES FIRST QUARTER 2023 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: April 20, 2023 HERITAGE FINANCIAL ANNOUNCES FIRST QUARTER 2023 RESULTS AND DECLARES REGULAR CASH DIVIDEND •Net income was $20. |
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| April 20, 2023 |
INVESTOR PRESENTATION Q1 2023 2 This presentation contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. |
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| March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| March 22, 2023 |
DEFA14A 1 a2022def14a-additionalmate.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of t |
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| February 24, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERITAGE |
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| February 24, 2023 |
Description of Common Stock and Preferred Stock EXHIBIT 4.2 DESCRIPTION OF COMMON STOCK AND PREFERRED STOCK General Heritage's authorized capital stock consists of: •50,000,000 shares of common stock, no par value per share; and •2,500,000 shares of preferred stock, no par value per share. As of December 31, 2022, there were 35,106,697 shares of our common stock outstanding, and no shares of our preferred stock outstanding. Heritage’s common st |
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| February 24, 2023 |
Consent of Independent Registered Public Accounting Firm EXHIBIT 23.0 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statements No. 333-87599 and No. 333-197614 on Form S-8 and No. 333-240150 on Form S-3 of Heritage Financial Corporation of our report dated February 24, 2023 relating to the consolidated financial statements and effectiveness of internal control over financial reporti |
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| February 24, 2023 |
EXHIBIT 21.0 Subsidiaries of the Registrant Parent Heritage Financial Corporation Subsidiaries Percentage Owned State or Other Jurisdiction of Incorporation or Organization HBCDE, LLC 100.0% Washington HBCDE Partner, LLC 100.0% Washington HBCDE Sub-CDE 1, LLC 100.0% Washington HBCDE Sub-CDE 2, LLC 100.0% Washington HBCDE Sub-CDE 3, LLC 100.0% Washington HBCDE Sub-CDE 4, LLC 100.0% Washington Herit |
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| February 24, 2023 |
EXHIBIT 24.0 Power of Attorney The directors of Heritage Financial Corporation (the “Company”) whose signatures appear below, hereby appoint Jeffrey J. Deuel as their attorney to sign, in their name and behalf and in any and all capacities stated below, the Company’s Annual Report on Form 10-K pursuant to Section 13 of the Securities Exchange Act of 1934, and likewise to sign any and all amendment |
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| February 10, 2023 |
HFWA / Heritage Financial Corp / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Heritage Financial Corp/WA (Name of Issuer) Common Stock (Title of Class of Securities) 42722X106 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 9, 2023 |
HFWA / Heritage Financial Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Heritage Financial Corp./WA Title of Class of Securities: Common Stock CUSIP Number: 42722X106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| January 27, 2023 |
FOR IMMEDIATE RELEASE DATE: January 26, 2023 HERITAGE FINANCIAL ANNOUNCES FOURTH QUARTER AND ANNUAL 2022 RESULTS AND DECLARES REGULAR CASH DIVIDEND •Net income was $22. |
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| January 27, 2023 |
INVESTOR PRESENTATION Q4 2022 2 Factors that could cause the Company’s actual results to differ materially from those described in the forward-looking statements, include, but are not limited to, the following: • the U. |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): January 26, 2023 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| December 21, 2022 |
EX-99.1 2 pressreleaseannouncingne.htm EX-99.1 Exhibit 99.1 For Immediate Release December 21, 2022 Heritage Financial Corporation Appoints Eric Chan to its Board of Directors Olympia, WA, December 21, 2022/PRNewswire/ – Heritage Financial Corporation (“Heritage”) (Nasdaq: HFWA) is pleased to announce the appointment of Eric K. Chan to its Board of Directors. Mr. Chan was also appointed to the Boa |
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| December 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): December 21, 2022 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jur |
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| November 9, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 |
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| November 9, 2022 |
2188960.v1 HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT - ADDENDUM This Participation Agreement Addendum (?Addendum?) is hereby entered into by and between HERITAGE FINANCIAL CORPORATION (the ?Company?) and Jeffrey Deuel an employee of the Company (the ?Participant,? and together with the Company, the ?Parties?). RECITALS A. The Company has adopted the Heritage |
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| November 9, 2022 |
Deferred Compensation Plan and Participation Agreement by and between Heritage and Tony Chalfant 2188960.v1 HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT - ADDENDUM This Participation Agreement Addendum (?Addendum?) is hereby entered into by and between HERITAGE FINANCIAL CORPORATION (the ?Company?) and Tony Chalfant an employee of the Company (the ?Participant,? and together with the Company, the ?Parties?). RECITALS A. The Company has adopted the Heritage |
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| November 9, 2022 |
2188960.v1 HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT - ADDENDUM This Participation Agreement Addendum (?Addendum?) is hereby entered into by and between HERITAGE FINANCIAL CORPORATION (the ?Company?) and Donald J. Hinson an employee of the Company (the ?Participant,? and together with the Company, the ?Parties?). RECITALS A. The Company has adopted the Herit |
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| November 9, 2022 |
2188960.v1 HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT - ADDENDUM This Participation Agreement Addendum (?Addendum?) is hereby entered into by and between HERITAGE FINANCIAL CORPORATION (the ?Company?) and Bryan McDonald an employee of the Company (the ?Participant,? and together with the Company, the ?Parties?). RECITALS A. The Company has adopted the Heritag |
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| October 20, 2022 |
HERITAGE FINANCIAL ANNOUNCES THIRD QUARTER 2022 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: October 20, 2022 HERITAGE FINANCIAL ANNOUNCES THIRD QUARTER 2022 RESULTS AND DECLARES REGULAR CASH DIVIDEND ?Net income was $21. |
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| October 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): October 20, 2022 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| October 20, 2022 |
INVESTOR PRESENTATION Q3 2022 2 Factors that could cause the Company?s actual results to differ materially from those described in the forward-looking statements, include, but are not limited to, the following: ? the U. |
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| September 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): September 26, 2022 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other ju |
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| September 28, 2022 |
5 Exhibit 10.1 HERITAGE FINANCIAL CORPORATION TRANSITIONAL RETIREMENT AGREEMENT This TRANSITIONAL RETIREMENT AGREEMENT (the ?Agreement?) is made and entered into on September 26, 2022, effective as of January 1, 2023 (the ?Effective Date?), by and between HERITAGE FINANCIAL CORPORATION and CINDY M. HIRMAN (f/k/a Cindy Huntley) (?Executive?). Unless specifically defined herein, capitalized terms ha |
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| August 9, 2022 |
Table of Content UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERIT |
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| July 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): July 21, 2022 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdi |
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| July 21, 2022 |
HERITAGE FINANCIAL ANNOUNCES SECOND QUARTER 2022 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: July 21, 2022 HERITAGE FINANCIAL ANNOUNCES SECOND QUARTER 2022 RESULTS AND DECLARES REGULAR CASH DIVIDEND ?Net income was $18. |
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| July 21, 2022 |
INVESTOR PRESENTATION Q2 2022 2 Factors that could cause the Company?s actual results to differ materially from those described in the forward-looking statements, include, but are not limited to, the following: ? the U. |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K 11-K 1 hfwa-12312021x11k.htm 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| May 4, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HER |
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| May 4, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): May 3, 2022 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdict |
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| April 21, 2022 |
INVESTOR PRESENTATION Q1 2022 2 Factors that could cause the Company?s actual results to differ materially from those described in the forward-looking statements, include, but are not limited to, the following: ? the effect of the COVID-19 pandemic, including on the Company?s credit quality and business operations, as well as its impact on general economic and financial market conditions and other uncertainties resulting from the COVID-19 pandemic, such as the extent and duration of the impact on public health, the U. |
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| April 21, 2022 |
HERITAGE FINANCIAL ANNOUNCES FIRST QUARTER 2022 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: April 21, 2022 HERITAGE FINANCIAL ANNOUNCES FIRST QUARTER 2022 RESULTS AND DECLARES REGULAR CASH DIVIDEND ?Net income was $19. |
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| April 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): April 21, 2022 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisd |
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| March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 18, 2022 |
DEF 14A 1 a2022heritageproxy.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commi |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): March 11, 2022 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisd |
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| February 25, 2022 |
EXHIBIT 24.0 Power of Attorney The directors of Heritage Financial Corporation (the ?Company?) whose signatures appear below, hereby appoint Jeffrey J. Deuel as their attorney to sign, in their name and behalf and in any and all capacities stated below, the Company?s Annual Report on Form 10-K pursuant to Section 13 of the Securities Exchange Act of 1934, and likewise to sign any and all amendment |
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| February 25, 2022 |
Description of Capital Stock of Capital Stock EXHIBIT 4.2 DESCRIPTION OF COMMON STOCK AND PREFERRED STOCK General Heritage's authorized capital stock consists of: ?50,000,000 shares of common stock, no par value per share; and ?2,500,000 shares of preferred stock, no par value per share. As of December 31, 2021, there were 35,105,779 shares of our common stock outstanding, and no shares of our preferred stock outstanding. Heritage?s common st |
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| February 25, 2022 |
Consent of Independent Registered Public Accounting Firm EXHIBIT 23.0 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statements No. 333-87599 and No. 333-197614 on Form S-8 and No. 333-240150 on Form S-3 of Heritage Financial Corporation of our report dated February 24, 2022 relating to the consolidated financial statements and effectiveness of internal control over financial reporti |
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| February 25, 2022 |
EXHIBIT 21.0 Subsidiaries of the Registrant Parent Heritage Financial Corporation Subsidiaries Percentage Owned State or Other Jurisdiction of Incorporation or Organization HBCDE, LLC 100.0% Washington HBCDE Partner, LLC 100.0% Washington HBCDE Sub-CDE 1, LLC 100.0% Washington HBCDE Sub-CDE 2, LLC 100.0% Washington HBCDE Sub-CDE 3, LLC 100.0% Washington HBCDE Sub-CDE 4, LLC 100.0% Washington Herit |
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| February 25, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERITAGE |
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| February 10, 2022 |
HFWA / Heritage Financial Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Heritage Financial Corp./WA Title of Class of Securities: Common Stock CUSIP Number: 42722X106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| January 27, 2022 |
INVESTOR PRESENTATION Q4 2021 2 The COVID-19 pandemic is adversely affecting us, our customers, counterparties, employees, and third-party service providers, and the ultimate extent of the impacts on our business, financial position, results of operations, liquidity, and prospects is uncertain. |
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| January 27, 2022 |
FOR IMMEDIATE RELEASE DATE: January 27, 2022 HERITAGE FINANCIAL ANNOUNCES FOURTH QUARTER AND ANNUAL 2021 RESULTS AND DECLARES REGULAR CASH DIVIDEND ?Net income was $19. |
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| January 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): January 27, 2022 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| November 9, 2021 |
Exhibit 99.1 For Immediate Release November 9, 2021 Heritage Financial Corporation Appoints Trevor Dryer and Gail Giacobbe to its Board of Directors Olympia, WA, November 9, 2021/PRNewswire/ ? Heritage Financial Corporation (?Heritage?) (NASDAQ: HFWA), is pleased to announce the appointment of Trevor Dryer and Gail Giacobbe to its Board of Directors. Mr. Dryer and Ms. Giacobbe were also appointed |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): November 9, 2021 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| November 8, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 |
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| October 22, 2021 |
HERITAGE FINANCIAL ANNOUNCES THIRD QUARTER 2021 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: October 21, 2021 HERITAGE FINANCIAL ANNOUNCES THIRD QUARTER 2021 RESULTS AND DECLARES REGULAR CASH DIVIDEND ?Net income was $20. |
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| October 22, 2021 |
INVESTOR PRESENTATION Q3 2021 2 The COVID-19 pandemic is adversely affecting us, our customers, counterparties, employees, and third-party service providers, and the ultimate extent of the impacts on our business, financial position, results of operations, liquidity, and prospects is uncertain. |
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| October 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): October 21, 2021 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| August 5, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERI |
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| July 23, 2021 |
INVESTOR PRESENTATION Q2 2021 2 The COVID-19 pandemic is adversely affecting us, our customers, counterparties, employees, and third-party service providers, and the ultimate extent of the impacts on our business, financial position, results of operations, liquidity, and prospects is uncertain. |
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| July 23, 2021 |
HERITAGE FINANCIAL ANNOUNCES SECOND QUARTER 2021 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: July 22, 2021 HERITAGE FINANCIAL ANNOUNCES SECOND QUARTER 2021 RESULTS AND DECLARES REGULAR CASH DIVIDEND ?Net income was $32. |
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| July 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): July 22, 2021 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdi |
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| July 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): July 1, 2021 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdic |
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| July 6, 2021 |
Addendum to Employment Agreement - Bryan D. McDonald Exhibit 10.1 Heritage Financial Corporation Addendum to Employment Agreement This Addendum to Employment Agreement is made and entered into and effective as of July 1, 2021 (the ?Addendum Date?), by and between Heritage Financial Corporation (the ?Company?) and Bryan McDonald (?Executive,? and together with Executive, the ?Parties?). A.Executive and the Company are parties to that certain Employme |
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| July 6, 2021 |
Bryan D. McDonald Named President and Chief Operating Officer of Heritage Bank Exhibit 99.1 For Immediate Release July 1, 2021 Bryan D. McDonald Named President and Chief Operating Officer of Heritage Bank Olympia, WA, July 1, 2021/PRNewswire/ ? Heritage Financial Corporation (?Heritage?) (NASDAQ: HFWA), Jeffrey J. Deuel, President and Chief Executive Officer of Heritage Financial Corporation (?Company?) announced today that effective July 1, 2021 Bryan D. McDonald was named |
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| June 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERITAGE FINANCI |
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| May 5, 2021 |
Form of Split Dollar Agreement, dated May 3, 2021, by and between Heritage Bank and Tony Chalfant 1 HERITAGE BANK ENDORSEMENT METHOD SPLIT DOLLAR AGREEMENT (By and Between HERITAGE BANK and ) Insurer/Policy: Employer/Bank Insured: Relationship of Insured to Bank: Effective Date: HERITAGE BANK Executive , 2021 The respective rights and duties of Heritage Bank (hereinafter the ?Bank?), a state chartered commercial bank with its principal offices located in the city of Olympia, Washington, and (?Insured?) in the above-referenced Policy(ies) shall be pursuant to the terms set forth below: A. |
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| May 5, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): May 4, 2021 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdict |
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| May 5, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HER |
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| April 22, 2021 |
1 Investor Presentation Q1 2021 2 Forward ? Looking Statements The COVID-19 pandemic is adversely affecting us, our customers, counterparties, employees, and third-party service providers, and the ultimate extent of the impacts on our business, financial position, results of operations, liquidity, and prospects is uncertain. |
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| April 22, 2021 |
HERITAGE FINANCIAL ANNOUNCES FIRST QUARTER 2021 RESULTS AND DECLARES REGULAR CASH DIVIDEND EX-99.1 2 a8-kexhibit991033121.htm EX-99.1 FOR IMMEDIATE RELEASE DATE: April 22, 2021 HERITAGE FINANCIAL ANNOUNCES FIRST QUARTER 2021 RESULTS AND DECLARES REGULAR CASH DIVIDEND •Net income was $25.3 million, or $0.70 per diluted share, for the quarter ended March 31, 2021, compared to $23.9 million, or $0.66 per diluted share, for the linked-quarter ended December 31, 2020 and $12.2 million, or $0 |
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| April 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): April 22, 2021 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisd |
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| March 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 2, 2021 |
investorpresentationq412 1 Investor Presentation Q4 2020 2 Forward – Looking Statement The COVID-19 pandemic is adversely affecting us, our customers, counterparties, employees, and third-party service providers, and the ultimate extent of the impacts on our business, financial position, results of operations, liquidity, and prospects is uncertain. |
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| March 2, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): March 1, 2021 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdi |
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| February 26, 2021 |
EXHIBIT 4.2 DESCRIPTION OF COMMON STOCK AND PREFERRED STOCK General Heritage's authorized capital stock consists of: ?50,000,000 shares of common stock, no par value per share; and ?2,500,000 shares of preferred stock, no par value per share. As of December 31, 2020, there were 35,912,243 shares of our common stock outstanding, and no shares of our preferred stock outstanding. Heritage?s common st |
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| February 26, 2021 |
Consent of Independent Registered Public Accounting Firm EXHIBIT 23.0 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statements (No. 333-57513, No. 333-71415, No. 333-87599, No. 333-88976, No. 333-88980, No. 333-88982, No. 333-134473, No. 333-134474, No. 333‑134475, No. 333-167146, No. 333-192985 and No. 333-197614) on Form S-8 and (No. 333-156271, No. 333‑167145 and No. 333-240150) |
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| February 26, 2021 |
EXHIBIT 24.0 Power of Attorney The directors of Heritage Financial Corporation (the ?Company?) whose signatures appear below, hereby appoint Jeffrey J. Deuel as their attorney to sign, in their name and behalf and in any and all capacities stated below, the Company?s Annual Report on Form 10-K pursuant to Section 13 of the Securities Exchange Act of 1934, and likewise to sign any and all amendment |
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| February 26, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERITAGE |
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| February 26, 2021 |
EXHIBIT 21.0 Subsidiaries of the Registrant Parent Heritage Financial Corporation Subsidiaries Percentage Owned State or Other Jurisdiction of Incorporation or Organization Heritage Bank 100.0% Washington Washington Banking Master Trust 100.0% Delaware Heritage Investment Services, Inc. 100.0% Washington |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Heritage Financial Corp./WA Title of Class of Securities: Common Stock CUSIP Number: 42722X106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| January 29, 2021 |
1 Investor Presentation Q4 2020 2 Forward ? Looking Statement The COVID-19 pandemic is adversely affecting us, our customers, counterparties, employees, and third-party service providers, and the ultimate extent of the impacts on our business, financial position, results of operations, liquidity, and prospects is uncertain. |
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| January 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): January 28, 2021 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| January 29, 2021 |
FOR IMMEDIATE RELEASE DATE: January 28, 2021 HERITAGE FINANCIAL ANNOUNCES FOURTH QUARTER AND ANNUAL 2020 RESULTS AND DECLARES REGULAR CASH DIVIDEND ?Net income was $23. |
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| December 21, 2020 |
Heritage Financial Corporation Appoints Fred Rivera to its Board of Directors Exhibit 99.1 For Immediate Release December 21, 2020 Heritage Financial Corporation Appoints Fred Rivera to its Board of Directors Olympia, WA, December 21, 2020/PRNewswire/ – Heritage Financial Corporation (“Heritage”) (NASDAQ: HFWA), is pleased to announce the appointment of Fred Rivera to its Board of Directors. Mr. Rivera was also appointed to the Board of Director of Heritage’s wholly-owned s |
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| December 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): December 17, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jur |
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| November 9, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 |
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| October 22, 2020 |
investorpresentationq309 Investor Presentation Q3 2020 1 Forward – Looking Statement The COVID-19 pandemic is adversely affecting us, our customers, counterparties, employees, and third-party service providers, and the ultimate extent of the impacts on our business, financial position, results of operations, liquidity, and prospects is uncertain. |
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| October 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): October 22, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| October 22, 2020 |
HERITAGE FINANCIAL ANNOUNCES THIRD QUARTER 2020 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: October 22, 2020 HERITAGE FINANCIAL ANNOUNCES THIRD QUARTER 2020 RESULTS AND DECLARES REGULAR CASH DIVIDEND •Net income was $16. |
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| August 5, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERI |
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| July 28, 2020 |
Form of Subordinated Indenture Exhibit 4.4 HERITAGE FINANCIAL CORPORATION TO as Trustee INDENTURE Dated as of , 202 SUBORDINATED DEBT SECURITIES TABLE OF CONTENTS Page INDENTURE 1 RECITALS OF THE COMPANY 1 NOW, THEREFORE, THIS INDENTURE WITNESSETH: 1 ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 101. Definitions 1 SECTION 102. Compliance Certificates and Opinions 8 SECTION 103. Form of Documents |
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| July 28, 2020 |
Exhibit 4.3 HERITAGE FINANCIAL CORPORATION TO as Trustee INDENTURE Dated as of , 202 SENIOR DEBT SECURITIES TABLE OF CONTENTS Page INDENTURE 1 RECITALS OF THE COMPANY 1 NOW, THEREFORE, THIS INDENTURE WITNESSETH: 1 ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 101. Definitions 1 SECTION 102. Compliance Certificates and Opinions 7 SECTION 103. Form of Documents Delive |
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| July 28, 2020 |
As filed with the Securities and Exchange Commission on July 28, 2020 Registration No. |
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| July 24, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): July 23, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdi |
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| July 24, 2020 |
HERITAGE FINANCIAL ANNOUNCES SECOND QUARTER 2020 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: July 23, 2020 HERITAGE FINANCIAL ANNOUNCES SECOND QUARTER 2020 RESULTS AND DECLARES REGULAR CASH DIVIDEND •Net loss was $6. |
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| July 24, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): July 23, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdi |
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| July 24, 2020 |
investorpresentationq220 Investor Presentation Q2 2020 1 R: 20 Forward – Looking Statement G: 80 The COVID-19, pandemic is adversely affecting us, our customers, counterparties, employees, and third-party service providers, and the ultimate extent of the impacts on our business, financial position, results of operations, liquidity, and prospects is uncertain. |
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| June 30, 2020 |
Employment Agreement by and between Heritage and Tony Chalfant Exhibit 10.1 HERITAGE FINANCIAL CORPORATION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT is made and entered into on June 25, 2020, effective as of July 1, 2020, by and between HERITAGE FINANCIAL CORPORATION and TONY CHALFANT. As used in this Agreement, capitalized terms have the meanings set forth in Section 20. RECITALS A.Executive is currently employed by Heritage Bank pursuant to that certai |
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| June 30, 2020 |
Amended and Restated Bylaws of the Company Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF HERITAGE FINANCIAL CORPORATION AMENDED AND RESTATED BYLAWS OF HERITAGE FINANCIAL CORPORATION TABLE OF CONTENTS Page ARTICLE 1 - MEETINGS OF SHAREHOLDERS 1 Section 1.1- Shareholder Meetings 1 Section 1.2 - Annual Meeting 1 Section 1.3 - Special Meetings 1 Section 1.4 - Notice 1 Section 1.5 - Quorum 1 Section 1.6 - Adjournment. 1 Section 1.7 - Chairman of M |
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| June 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): June 30, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdi |
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| June 30, 2020 |
Transitional Retirement Agreement by and between Heritage and David A. Spurling Exhibit 10.2 HERITAGE FINANCIAL CORPORATION TRANSITIONAL RETIREMENT AGREEMENT This TRANSITIONAL RETIREMENT AGREEMENT (the “Agreement”) is made and entered into on June 25, 2020, effective as of August 1, 2020 (the “Effective Date”), by and between HERITAGE FINANCIAL CORPORATION and DAVID A. SPURLING. Unless specifically defined herein, capitalized terms have the meanings set forth in the Prior Agr |
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| June 30, 2020 |
Deferred Compensation Plan and Participation Agreement by and between Heritage and Tony Chalfant Exhibit 10.3 HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT This Participation Agreement (“Participation Agreement”) is entered into as of June 25, 2020, effective as of July 1, 2020 (the “Award Date”), by and between HERITAGE FINANCIAL CORPORATION (the “Company”) and TONY CHALFANT, an employee of the Company (the “Participant”). Except for terms defined herein, |
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| June 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-29480 HERITAGE FINANCIAL CORPORATION 401(k) PROFIT SHARING PLAN AND TRUST |
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| June 8, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): June 8, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdic |
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| June 8, 2020 |
investorpresentationq120 Investor Presentation Q1 2020 Jeff Deuel, Chief Executive Officer Bryan McDonald, Chief Operating Officer Don Hinson, Chief Financial Officer 1 R: 20 Forward – Looking Statement G: 80 This presentation contains forward-looking statements that are subject to risks and uncertainties, including, but not limited to: B: 155 • The effect of the COVID-19 pandemic, including on Heritage’s credit quality and business operations, as well as its impact on general economic and financial market conditions and other uncertainties resulting from the COVID-19 pandemic, such as the extent and duration of the impact on public health, the U. |
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| June 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): May 29, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdic |
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| June 1, 2020 |
Heritage Financial Announces Chief Credit Officer Succession Plan Heritage Financial Announces Chief Credit Officer Succession Plan OLYMPIA, Wash., May 29, 2020 – Heritage Financial Corporation (Nasdaq: HFWA), parent company of Heritage Bank, has named Tony Chalfant to succeed Dave Spurling as Chief Credit Officer (“CCO”) of Heritage Bank effective July 1, 2020. Spurling will continue to assist with the Bank’s credit needs until his retirement on July 31, 2020. |
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| May 7, 2020 |
investorpresentationq120 Investor Presentation Q1 2020 Jeff Deuel, Chief Executive Officer Bryan McDonald, Chief Operating Officer Don Hinson, Chief Financial Officer 1 R: 20 Forward – Looking Statement G: 80 This presentation contains forward-looking statements that are subject to risks and uncertainties, including, but not limited to: B: 155 • The effect of the COVID-19 pandemic, including on Heritage’s credit quality and business operations, as well as its impact on general economic and financial market conditions and other uncertainties resulting from the COVID-19 pandemic, such as the extent and duration of the impact on public health, the U. |
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| May 7, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): May 6, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdict |
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| May 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERITAGE FINANCIAL CO |
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| May 5, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): May 4, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdict |
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| April 30, 2020 |
HERITAGE FINANCIAL ANNOUNCES FIRST QUARTER 2020 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: April 30, 2020 HERITAGE FINANCIAL ANNOUNCES FIRST QUARTER 2020 RESULTS AND DECLARES REGULAR CASH DIVIDEND • Diluted earnings per share were $0. |
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| April 30, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): April 30, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisd |
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| April 10, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): April 8, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdi |
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| April 10, 2020 |
Heritage Financial Announces Change to Virtual Webcast for 2020 Annual Shareholders’ Meeting Exhibit 99.1 FOR IMMEDIATE RELEASE DATE: April 8, 2020 Heritage Financial Announces Change to Virtual Webcast for 2020 Annual Shareholders’ Meeting Olympia, WA, April 8, 2020/ PRNewswire/ - Heritage Financial Corporation (“Company” or “Heritage”) (Nasdaq: HFWA) announced today a change of its 2020 annual shareholders’ meeting. Due to the continuing public health impact of the coronavirus outbreak |
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| April 9, 2020 |
HFWA / Heritage Financial Corp. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 19, 2020 |
HFWA / Heritage Financial Corp. DEF 14A - - 2020 PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 19, 2020 |
HFWA / Heritage Financial Corp. DEFA14A - - OTHER ADDITIONAL PROXY MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 16, 2020 |
HERITAGE FINANCIAL AUTHORIZES NEW STOCK REPURCHASE PROGRAM Exhibit 99.1 FOR IMMEDIATE RELEASE DATE: March 12, 2020 HERITAGE FINANCIAL AUTHORIZES NEW STOCK REPURCHASE PROGRAM OLYMPIA, Wash., March 12, 2020 /PRNewswire/ - Heritage Financial Corporation ("Company") (Nasdaq: HFWA), announced that its Board of Directors has authorized the repurchase of up to 5% of the Company's outstanding shares or approximately 1.8 million shares. The number, timing and pric |
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| March 16, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): March 12, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisd |
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| February 28, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERITAGE F |
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| February 28, 2020 |
EXHIBIT 21.0 Subsidiaries of the Registrant Parent Heritage Financial Corporation Subsidiaries Percentage Owned State or Other Jurisdiction of Incorporation or Organization Heritage Bank 100% Washington Washington Banking Master Trust 100% Delaware |
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| February 28, 2020 |
Consent of Independent Registered Public Accounting Firm EXHIBIT 23.0 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statements (No. 333-57513, No. 333-71415, No. 333-87599, No. 333-88976, No. 333-88980, No. 333-88982, No. 333-134473, No. 333-134474, No. 333‑134475, No. 333-167146, No. 333-192985 and No. 333-197614) on Form S-8 and (No. 333-156271 and No. 333‑167145) on Form S-3 of H |
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| February 28, 2020 |
EXHIBIT 24.0 Power of Attorney The directors of Heritage Financial Corporation (the “Company”) whose signatures appear below, hereby appoint Jeffrey J. Deuel as their attorney to sign, in their name and behalf and in any and all capacities stated below, the Company’s Annual Report on Form 10-K pursuant to Section 13 of the Securities Exchange Act of 1934, and likewise to sign any and all amendment |
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| February 12, 2020 |
HFWA / Heritage Financial Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Heritage Financial Corp/WA Title of Class of Securities: Common Stock CUSIP Number: 42722X106 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| January 29, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): January 29, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| January 29, 2020 |
investorpresentationq420 Investor Presentation Q4 2019 Jeff Deuel, Chief Executive Officer Bryan McDonald, Chief Operating Officer Don Hinson, Chief Financial Officer 1 R: 20 Forward – Looking Statement G: 80 This presentation contains forward-looking statements that are subject to risks and uncertainties, including, but not limited to: B: 155 • The expected revenues, cost savings, synergies and o |
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| January 23, 2020 |
FOR IMMEDIATE RELEASE DATE: January 23, 2020 HERITAGE FINANCIAL ANNOUNCES FOURTH QUARTER AND ANNUAL 2019 RESULTS AND DECLARES REGULAR CASH DIVIDEND • Diluted earnings per share were $0. |
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| January 23, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): January 23, 2020 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| November 6, 2019 |
HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT - ADDENDUM This Participation Agreement Addendum (“Addendum”) is hereby entered into by and between HERITAGE FINANCIAL CORPORATION (the “Company”) and DAVID A. |
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| November 6, 2019 |
Employment Agreement by and between Heritage and Donald J. Hinson HERITAGE FINANCIAL CORPORATION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT is made and entered into on November 4, 2019, effective as of July 1, 2019, by and between HERITAGE FINANCIAL CORPORATION and DONALD J. |
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| November 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERITAGE FINANCIA |
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| November 6, 2019 |
Employment Agreement by and between Heritage and William Glasby HERITAGE FINANCIAL CORPORATION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT is made and entered into on November 4, 2019, effective as of July 1, 2019, by and between HERITAGE FINANCIAL CORPORATION and WILLIAM GLASBY. |
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| November 6, 2019 |
HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT - ADDENDUM This Participation Agreement Addendum (“Addendum”) is hereby entered into by and between HERITAGE FINANCIAL CORPORATION (the “Company”) and BRYAN MCDONALD, an employee of the Company (the “Participant,” and together with the Company, the “Parties”). |
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| November 6, 2019 |
HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT - ADDENDUM This Participation Agreement Addendum (“Addendum”) is hereby entered into by and between HERITAGE FINANCIAL CORPORATION (the “Company”) and DONALD J. |
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| November 6, 2019 |
Employment Agreement by and between Heritage and David A. Spurling HERITAGE FINANCIAL CORPORATION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT is made and entered into on November 4, 2019, effective as of July 1, 2019, by and between HERITAGE FINANCIAL CORPORATION and DAVID A. |
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| November 6, 2019 |
Employment Agreement by and between Heritage and Cindy Huntley HERITAGE FINANCIAL CORPORATION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT is made and entered into on November 4, 2019, effective as of July 1, 2019, by and between HERITAGE FINANCIAL CORPORATION and CINDY HUNTLEY. |
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| November 6, 2019 |
Deferred Compensation Plan and Participation Agreement by and between Heritage and Cindy Huntley HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT This Participation Agreement (“Participation Agreement”) is entered into as of November 4, 2019 (the “Award Date”) by and between HERITAGE FINANCIAL CORPORATION (the “Company”) and CINDY HUNTLEY, an employee of the Company (the “Participant”). |
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| November 6, 2019 |
Employment Agreement by and between Heritage and Bryan McDonald HERITAGE FINANCIAL CORPORATION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT is made and entered into on November 4, 2019, effective as of July 1, 2019, by and between HERITAGE FINANCIAL CORPORATION and BRYAN MCDONALD. |
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| November 6, 2019 |
HERITAGE FINANCIAL CORPORATION DEFERRED COMPENSATION PLAN PARTICIPATION AGREEMENT - ADDENDUM This Participation Agreement Addendum (“Addendum”) is hereby entered into by and between HERITAGE FINANCIAL CORPORATION (the “Company”) and JEFFREY J. |
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| October 31, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): October 30, 2019 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| October 31, 2019 |
investorpresentationq320 Investor Presentation Q3 2019 Jeff Deuel, President and Chief Executive Officer Bryan McDonald, Chief Operating Officer Don Hinson, Chief Financial Officer 1 R: 20 Forward – Looking Statement G: 80 This presentation contains forward-looking statements that are subject to risks and uncertainties, including, but not limited to: B: 155 • The expected revenues, cost savings, s |
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| October 25, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): October 24, 2019 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other juri |
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| October 25, 2019 |
FOR IMMEDIATE RELEASE DATE: October 24, 2019 HERITAGE FINANCIAL ANNOUNCES THIRD QUARTER 2019 RESULTS AND DECLARES REGULAR AND SPECIAL CASH DIVIDENDS • Diluted earnings per share were $0. |
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| August 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HERITAGE FINANCIAL COR |
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| July 30, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2019 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) WASHINGTON 0-29480 91-1857900 (State or other jurisdiction of incorporation) (C |
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| July 30, 2019 |
hfwainvestorpresentation Investor Presentation Q2 2019 Jeff Deuel, Chief Executive Officer Bryan McDonald, Chief Operating Officer Don Hinson, Chief Financial Officer FORWARD – LOOKING STATEMENT This presentation contains forward-looking statements that are subject to risks and uncertainties, including, but not limited to: • The expected revenues, cost savings, synergies and other benefits from ou |
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| July 26, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Dated of earliest event reported): July 25, 2019 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Commission File Number 000-29480 Washington 91-1857900 (State or other jurisdi |
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| July 26, 2019 |
HERITAGE FINANCIAL ANNOUNCES SECOND QUARTER 2019 RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: July 25, 2019 HERITAGE FINANCIAL ANNOUNCES SECOND QUARTER 2019 RESULTS AND DECLARES REGULAR CASH DIVIDEND • Earnings per share were $0. |
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| July 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2019 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) WASHINGTON 000-29480 91-1857900 (State or other jurisdiction of incorporation) ( |
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| July 1, 2019 |
Exhibit 99.1 Heritage Financial Names Jeffrey J. Deuel President and CEO and Appoints him to the Board of Directors OLYMPIA, Wash., July 1, 2019 – Heritage Financial Corporation (Nasdaq: HFWA) (“Company”), parent company of Heritage Bank (“Bank”), announced today that Jeffrey J. Deuel was named president and CEO and appointed to the board of directors. As part of the CEO succession plan previously |
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| July 1, 2019 |
Employment Agreement by and between Heritage and Jeffery J. Deuel Exhibit 10.1 HERITAGE FINANCIAL CORPORATION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT is made and entered into on June 27, 2019, effective as of July 1, 2019, by and between HERITAGE FINANCIAL CORPORATION and JEFFREY J. DEUEL. As used in this Agreement, capitalized terms have the meanings set forth in Section 20. RECITALS A.Executive is currently employed by the Company pursuant to that certa |
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| June 27, 2019 |
HFWA / Heritage Financial Corp. 11-K - - 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K [x] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-29480 HERITAGE FINANCIAL CORPORATION 401(k) PROFIT SHARING PLAN AND TRUST |
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| May 9, 2019 |
Form of First Amendment to Split Dollar Agreements FIRST AMENDMENT TO THE HERITAGE BANK ENDORSEMENT METHOD SPLIT DOLLAR AGREEMENT (By and Between HERITAGE BANK and ) This First Amendment to the Heritage Bank Endorsement Method Split Dollar Agreement (hereinafter “Amendment”) is made and entered into effective this , 2019, by and between Heritage Bank (“Bank”), and (“Insured”). |
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| May 9, 2019 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-29480 HER |
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| May 7, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2019 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) WASHINGTON 0-29480 91-1857900 (State or other jurisdiction of incorporation) (Com |
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| May 7, 2019 |
q12019investorpresentati Q1 2019 Investor Presentation Brian Vance, Chief Executive Officer – Heritage Financial Corporation Jeff Deuel, Chief Executive Officer – Heritage Bank Bryan McDonald, Chief Operating Officer Don Hinson, Chief Financial Officer FORWARD – LOOKING STATEMENT This presentation contains forward-looking statements that are subject to risks and uncertainties, including, but not l |
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| May 2, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2019 HERITAGE FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) WASHINGTON 0-29480 91-1857900 (State or other jurisdiction of incorporation) (Com |
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| April 26, 2019 |
HERITAGE FINANCIAL ANNOUNCES FIRST QUARTER RESULTS AND DECLARES REGULAR CASH DIVIDEND FOR IMMEDIATE RELEASE DATE: April 25, 2019 HERITAGE FINANCIAL ANNOUNCES FIRST QUARTER RESULTS AND DECLARES REGULAR CASH DIVIDEND • Diluted earnings per common share were $0. |
