GNSS / Genasys Inc. - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

شركة جيناسيس
US ˙ NasdaqCM ˙ US36872P1030

الإحصائيات الأساسية
LEI 549300W0ZVKXG9NQ7D23
CIK 924383
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Genasys Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
August 14, 2025 EX-99.1

Genasys Inc. Reports Fiscal Third Quarter 2025 Financial Results Instrumentation and Software for 1st Dam Accepted in Puerto Rico

Exhibit 99.1 Genasys Inc. Reports Fiscal Third Quarter 2025 Financial Results Instrumentation and Software for 1st Dam Accepted in Puerto Rico SAN DIEGO – August 14, 2025 Genasys Inc. (NASDAQ: GNSS), the leader in Protective Communications, today announced financial results for the Company’s fiscal third quarter ended June 30, 2025. Richard S. Danforth, Chief Executive Officer of Genasys, Inc., co

August 14, 2025 8-K

FORM 8-K Item 2.02 Results of Operations and Financial Condition. Item 9.01 Financial Statements and Exhibits. (d) Exhibits.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2025 Genasys Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

August 14, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENASYS

July 1, 2025 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 Genasys Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 13, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 Genasys Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 13, 2025 EX-99.2

Genasys Inc. CFO Dennis Klahn to Retire After 45-Year Accounting & Finance Career Company Details CFO Transition Plan

Exhibit 99.2 Genasys Inc. CFO Dennis Klahn to Retire After 45-Year Accounting & Finance Career Company Details CFO Transition Plan SAN DIEGO, CA – May 13, 2025 – Genasys Inc. (NASDAQ: GNSS), the global leader in Protective Communications, today announced that Dennis Klahn will retire by the end of the Company’s current fiscal year after a 45-year career in accounting and finance. Mr. Klahn has ser

May 13, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENASYS

May 13, 2025 EX-10.4

First Amendment to Term Loan and Security Agreement, dated May 9, 2025 among Genasys Inc., Evertel Technologies, LLC, Zonehaven LLC, Genasys Puerto Rico, LLC, the lenders party thereto and Cantor Fitzgerald Securities, as administrative agent and collateral agent.

EXECUTION VERSION FIRST AMENDMENT TO TERM LOAN AND SECURITY AGREEMENT FIRST AMENDMENT TO TERM LOAN AND SECURITY AGREEMENT, dated as of May 9, 2025 (this “First Amendment”), among GENASYS INC.

May 13, 2025 EX-99.1

Genasys Inc. Reports Fiscal Second Quarter 2025 Financial Results Entering Implementation Phase in Puerto Rico Dams Project Initial AHD-CROWS Production Order Expected in Fiscal 2025

Exhibit 99.1 Genasys Inc. Reports Fiscal Second Quarter 2025 Financial Results Entering Implementation Phase in Puerto Rico Dams Project Initial AHD-CROWS Production Order Expected in Fiscal 2025 SAN DIEGO, CA – May 13, 2025 – Genasys Inc. (NASDAQ: GNSS), the leader in Protective Communications, today announced financial results for the Company’s fiscal second quarter ended March 31, 2025. Richard

April 7, 2025 S-8

As filed with the Securities and Exchange Commission on April 7, 2025

As filed with the Securities and Exchange Commission on April 7, 2025 Registration No.

April 7, 2025 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Genasys Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, $0.0001 par valu

March 19, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2025 Genasys Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number

March 19, 2025 EX-10.2

Form of Stock Option Agreement under the Genasys Inc. 2025 Equity Incentive Plan.

Exhibit 10.2 Genasys INC. 2025 equity INCENTIVE PLAN STOCK OPTION GRANT NOTICE Capitalized terms not specifically defined in this Stock Option Grant Notice (the “Grant Notice”) have the meanings given to them in the 2025 Equity Incentive Plan (as amended from time to time, the “Plan”) of Genasys Inc. (the “Company”). The Company has granted to the participant listed below (“Participant”) the Stock

March 19, 2025 EX-10.3

Form of Restricted Stock Unit Agreement under the Genasys Inc. 2025 Equity Incentive Plan filed as an exhibit to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on March 19, 2025 and incorporated herein by reference.

Exhibit 10.3 Genasys INC. 2025 equity INCENTIVE PLAN RESTRICTED STOCK Unit Grant Notice Capitalized terms not specifically defined in this Restricted Stock Unit Grant Notice (the “Grant Notice”) have the meanings given to them in the 2025 Equity Incentive Plan (as amended from time to time, the “Plan”) of Genasys Inc. (the “Company”). The Company has granted to the participant listed below (“Parti

March 19, 2025 EX-10.1

Genasys Inc. 2025 Equity Incentive Plan.

Exhibit 10.1 GENASYS INC. 2025 Equity INCENTIVE PLAN ARTICLE I Purpose The Plan’s purpose is to enhance the Company’s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing these individuals with equity ownership opportunities. Capitalized terms used in the Plan are defined in Article XI. ARTICLE II Eligibility Service

March 13, 2025 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-24248 GENASYS INC. (Exact name of registrant as

February 11, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENA

February 11, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2025 Genasys Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Num

February 11, 2025 EX-99.1

Genasys Inc. Reports Fiscal First Quarter 2025 Financial Results

Exhibit 99.1 Genasys Inc. Reports Fiscal First Quarter 2025 Financial Results SAN DIEGO – February 11, 2025 – Genasys Inc. (NASDAQ: GNSS), the leader in Protective Communications, today announced financial results for the Company’s fiscal first quarter ended December 31, 2024. Richard S. Danforth, Chief Executive Officer of Genasys, Inc., commented, “Fiscal 2025 is rapidly shaping up to be a year

February 7, 2025 424B3

1,495,472 Shares of Common Stock

Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-283977 PROSPECTUS 1,495,472 Shares of Common Stock This prospectus relates to the offer and resale of up to an aggregate of 1,495,472 shares of common stock, par value $0.00001 per share (“Common Stock”), of Genasys Inc. (the “Company”) by the selling stockholders identified in this prospectus. The Common Stock offered under this pros

February 4, 2025 CORRESP

February 4, 2025

February 4, 2025 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F.

February 3, 2025 S-3/A

As filed with the Securities and Exchange Commission on January 31, 2025

As filed with the Securities and Exchange Commission on January 31, 2025 Registration No.

January 31, 2025 CORRESP

VIA EDGAR

Genasys Inc. 16262 Bernardo Drive, San Diego, CA 92127 VIA EDGAR January 31, 2025 Division of Corporation Finance Office of Manufacturing Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Attn: Sarah Sidwell Jennifer Angelini Re: Genasys Inc. Registration Statement on Form S-3 Filed December 20, 2024 File No. 333-283977 Dear Ms. Sidwell and Ms. Angelini: We are in re

January 28, 2025 DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 28, 2025 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 16, 2025 EX-10.1

Cooperation Agreement, dated as of January 14, 2025, among Genasys Inc. and Nicoya Capital LLC, Nicoya Fund LLC and Nicoya Genasys-SPV LLC.

Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED OR OMITTED. AGREEMENT This Agreement (this “Agreement”) is made and entered into as of January 14, 2025 by and among Genasys Inc. (the “Company”) and the entities set

January 16, 2025 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2025 Genasys Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numb

January 16, 2025 EX-99.1

Genasys Inc. Appoints New Independent Director

Exhibit 99.1 Genasys Inc. Appoints New Independent Director SAN DIEGO, CA – January 16, 2025 – Genasys Inc. (NASDAQ: GNSS), the global leader in Protective Communications, today announced that pursuant to a recently signed cooperation agreement, R. Rimmy Malhotra (“Rimmy”) has been appointed to the Board of Directors, effective January 15, 2025. Mr. Malhotra brings decades of investor and corporat

December 20, 2024 S-3

As filed with the Securities and Exchange Commission on December 20, 2024

As filed with the Securities and Exchange Commission on December 20, 2024 Registration No.

December 20, 2024 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Genasys Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock 457(c) 1,4

December 13, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-24248 GENASYS INC. (Exact name of registrant as specified in its ch

December 13, 2024 EX-21.1

Subsidiaries of the Registrant.*

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Genasys America de CV (Organized under the laws of Mexico) Genasys Communications Canada ULC (Organized under the laws of British Columbia, Canada) Genasys II Spain, S.A.U. (Organized under the laws of Spain) Genasys Inc. (branch) (Organized under the laws of the United Arab Emirates) Genasys Puerto Rico, LLC (Organized under the laws of Puerto Rico) Gen

December 9, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 09, 2024 Genasys Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Num

December 9, 2024 EX-99.1

Genasys Inc. Reports Fiscal Fourth Quarter and Fiscal Year 2024 Financial Results Record Fiscal 2024 Bookings of $111 Million Starting Fiscal 2025 with 12-month Backlog of $40 Million

Exhibit 99.1 Genasys Inc. Reports Fiscal Fourth Quarter and Fiscal Year 2024 Financial Results Record Fiscal 2024 Bookings of $111 Million Starting Fiscal 2025 with 12-month Backlog of $40 Million SAN DIEGO – December 9, 2024 – Genasys Inc. (NASDAQ: GNSS), the leader in Protective Communications Solutions and Systems, today announced financial results for the Company’s fiscal fourth quarter and fu

October 25, 2024 SC 13G

GNSS / Genasys Inc. / WHITEBOX ADVISORS LLC Passive Investment

SC 13G 1 gnss13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Genasys Inc. (Name of Issuer) Common Stock, $0.00001 par value per share (Title of Class of Securities) 36872P103 (CUSIP Number) May 13, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

September 26, 2024 SC 13G

GNSS / Genasys Inc. / INTEGRITY WEALTH ADVISORS, INC. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

September 24, 2024 424B3

355,556 Shares of Common Stock Issuable as Interest Payments 3,068,182 Warrants to Purchase Shares of Common Stock 3,068,182 Shares of Common Stock Issuable Upon Exercise of Warrants

424B3 1 gnss20240923424b3.htm FORM 424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-280137 PROSPECTUS 355,556 Shares of Common Stock Issuable as Interest Payments 3,068,182 Warrants to Purchase Shares of Common Stock 3,068,182 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus relates to the offer and resale from time to time by the selling securityholde

September 17, 2024 CORRESP

September 17, 2024

September 17, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F.

September 4, 2024 S-3/A

As filed with the Securities and Exchange Commission on September 3, 2024

As filed with the Securities and Exchange Commission on September 3, 2024 Registration No.

September 3, 2024 CORRESP

Genasys Inc.

Genasys Inc. 16262 West Bernardo Drive San Diego, CA 92127 www.genasys.com VIA EDGAR September 3, 2024 Division of Corporation Finance Office of Manufacturing Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Attn: Eranga Dias Geoffrey Kruczek Re: Genasys Inc. Amendment No. 1 to Registration Statement on Form S-3 Filed July 22, 2024 File No. 333-280137 Dear Messrs. D

August 6, 2024 EX-99.1

Genasys Inc. Reports Fiscal Third Quarter 2024 Financial Results

Exhibit 99.1 Genasys Inc. Reports Fiscal Third Quarter 2024 Financial Results SAN DIEGO – August 6, 2024 – Genasys Inc. (NASDAQ: GNSS), the leader in Protective Communications, today announced financial results for the Company’s fiscal third quarter ended June 30, 2024. Richard S. Danforth, Chief Executive Officer of Genasys, Inc., commented, “Genasys is making positive progress across each of its

August 6, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2024 Genasys Inc. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2024 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number

August 6, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENASYS

July 22, 2024 CORRESP

Genasys Inc.

Genasys Inc. 16262 West Bernardo Drive San Diego, CA 92127 www.genasys.com VIA EDGAR July 22, 2024 Division of Corporation Finance Office of Manufacturing Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Attn: Eranga Dias Geoffrey Kruczek Re: Genasys Inc. Registration Statement on Form S-3 Filed June 12, 2024 File No. 333-280137 Dear Messrs. Dias and Kruczek: We are

July 22, 2024 S-3/A

As filed with the Securities and Exchange Commission on July 22, 2024

S-3/A 1 gnss20240718s3a.htm FORM S-3/A As filed with the Securities and Exchange Commission on July 22, 2024 Registration No. 333-280137 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Genasys Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 16262 West Bernardo Drive San

July 11, 2024 EX-99.3

Genasys Completes Board of Directors Reconstitution Elects Mark Culhane to Chair Audit Committee

Exhibit 99.3 Genasys Completes Board of Directors Reconstitution Elects Mark Culhane to Chair Audit Committee SAN DIEGO, CA – July 11, 2024 – Genasys Inc. (NASDAQ: GNSS), the global leader in Protective Communications, today announced that it has completed a deliberate reconstitution of its Board of Directors with the appointment of Mark Culhane. Chaired by Rick Osgood, the current Board consists

July 11, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2024 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number)

July 8, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2024 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 12, 2024 S-3

As filed with the Securities and Exchange Commission on June 12, 2024

As filed with the Securities and Exchange Commission on June 12, 2024 Registration No.

June 12, 2024 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Genasys Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock 457(c) 355

May 22, 2024 EX-99.1

Genasys Announces Director Resignation Due to New Employment Requirements

Exhibit 99.1 Genasys Announces Director Resignation Due to New Employment Requirements SAN DIEGO, CA – May 21, 2024 – Genasys Inc. (NASDAQ: GNSS), the global leader in protective communications, today announced that Scott Anchin, a member of its Board of Directors and Audit Committee Chair, has notified the Company that he has entered into a new employment agreement with a multi-national investmen

May 22, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 15, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENASYS

May 14, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2024 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 14, 2024 EX-99.3

Genasys Announces Expansion of Its Board of Directors Bill Dodd, Retiring California State Senator and Craig Fugate, Former Administrator of FEMA Join Genasys' Board of Directors

Exhibit 99.3 Genasys Announces Expansion of Its Board of Directors Bill Dodd, Retiring California State Senator and Craig Fugate, Former Administrator of FEMA Join Genasys' Board of Directors SAN DIEGO, CA – May 14, 2024 – Genasys Inc. (NASDAQ: GNSS), the global leader in protective communications, today announced that both Bill Dodd, and Craig Fugate have been nominated to and have accepted posit

May 14, 2024 EX-10.2

Right of First Refusal Agreement

Exhibit 10.2 EXECUTION VERSION RIGHT OF FIRST REFUSAL AGREEMENT THIS RIGHT OF FIRST REFUSAL AGREEMENT (this “Agreement”), is made as of May 13, 2024 by and among Genasys Inc., a Delaware corporation (the “Borrower”), and the Lenders (as defined below). Capitalized terms used but not otherwise defined herein shall have the meaning ascribed to them in the Loan Agreement (as defined below). WHEREAS,

May 14, 2024 EX-99.2

Genasys Announces $15 Million Two-Year Term Loan Agreement

Exhibit 99.2 Genasys Announces $15 Million Two-Year Term Loan Agreement SAN DIEGO, CA – May 14, 2024 – Genasys Inc. (NASDAQ: GNSS), the global leader in protective communications, today announced the close of a $15 million two-year senior secured term loan with an institutional investor experienced in government contracts and specifically conducting business in Puerto Rico, as well as the Company'

May 14, 2024 EX-99.1

Genasys Inc. Reports Fiscal Second Quarter 2024 Financial Results Increased Scope in Puerto Rico Expands Opportunity to $75 million CROWS 16 Program Established

Exhibit 99.1 Genasys Inc. Reports Fiscal Second Quarter 2024 Financial Results Increased Scope in Puerto Rico Expands Opportunity to $75 million CROWS 16 Program Established SAN DIEGO – May 14, 2024 – Genasys Inc. (NASDAQ: GNSS), the leader in Protective Communications, today announced financial results for the Company’s fiscal second quarter ended March 31, 2024. Richard S. Danforth, Chief Execut

May 14, 2024 EX-4.1

Warrant Agreement dated May 13, 2024, among Genasys Inc. and Issuer Direct Corporation.

Exhibit 4.1 Execution Version WARRANT AGREEMENT THIS WARRANT AGREEMENT (as amended from time to time in accordance with the terms hereof, this “Agreement”), dated as of May 13, 2024, is by and between Genasys Inc., a Delaware corporation, as Borrower (the “Company”), and Issuer Direct Corporation as warrant agent (together with its successors and assigns, the “Warrant Agent”). Capitalized terms us

May 14, 2024 EX-10.1

Term Loan and Security Agreement dated May 13, 2024, among Genasys Inc., the Guarantors named therein, the Lenders from time to time party thereto, and Cantor Fitzgerald Securities as administrative agent and collateral agent thereunder.

Exhibit 10.1 TERM LOAN AND SECURITY AGREEMENT by and among GENASYS INC., as Borrower, THE GUARANTORS NAMED HEREIN, as Guarantors, THE LENDERS FROM TIME TO TIME PARTY HERETO, as Lenders and CANTOR FITZGERALD SECURITIES, as Collateral Agent and Administrative Agent Dated as of May 13. 2024 TABLE OF CONTENTS PAGE 1. DEFINITIONS AND CONSTRUCTION. 1 1.1 Definitions, Code Terms, Accounting Terms and Con

March 19, 2024 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2024 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number

February 14, 2024 EX-99.1

Genasys Inc. Reports Fiscal First Quarter 2024 Financial Results

Exhibit 99.1 Genasys Inc. Reports Fiscal First Quarter 2024 Financial Results SAN DIEGO – February 13, 2024 – Genasys Inc. (NASDAQ: GNSS), the leader in Protective Communications, today announced financial results for the Company’s fiscal first quarter ended December 31, 2023. Richard S. Danforth, Chief Executive Officer of Genasys, Inc., commented, “The vision of Genasys Protect is beginning to b

February 14, 2024 8-K/A

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of (Commission (I.

February 14, 2024 EX-99.2

Genasys Inc. (NASDAQ:GNSS) Q1 2024 Earnings Conference Call February 13, 2024 4:30 PM ET

Exhibit 99.2 Genasys Inc. (NASDAQ:GNSS) Q1 2024 Earnings Conference Call February 13, 2024 4:30 PM ET Company Participants Brian Alger - Senior Vice President of Investor Relations and Corporate Development Richard Danforth - Chief Executive Officer Dennis Klahn - Chief Financial Officer Conference Call Participants Scott Searle - Roth MKM Brian Colley - Stephens Mike Latimore - Northland Capital

February 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENA

February 13, 2024 SC 13G/A

GNSS / Genasys Inc. / Manatuck Hill Partners, LLC - MANATUCK HILL PARTNERS, LLC Passive Investment

SC 13G/A 1 gnssa1013124.htm MANATUCK HILL PARTNERS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Genasys Inc. (Name of Issuer) Common Stock, $0.00001 par value (Title of Class of Securities) 36872P103 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Chec

February 13, 2024 EX-99.1

Genasys Inc. Reports Fiscal First Quarter 2024 Financial Results

Exhibit 99.1 Genasys Inc. Reports Fiscal First Quarter 2024 Financial Results SAN DIEGO – February 13, 2024 – Genasys Inc. (NASDAQ: GNSS), the leader in Protective Communications, today announced financial results for the Company’s fiscal first quarter ended December 31, 2023. Richard S. Danforth, Chief Executive Officer of Genasys, Inc., commented, “The vision of Genasys Protect is beginning to b

February 13, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Num

January 29, 2024 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 29, 2024 DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

December 7, 2023 EX-99.1

Genasys Inc. Reports Fiscal Fourth Quarter and Fiscal Year 2023 Financial Results Genasys Protect Software Gaining Momentum

Exhibit 99.1 Genasys Inc. Reports Fiscal Fourth Quarter and Fiscal Year 2023 Financial Results Genasys Protect Software Gaining Momentum SAN DIEGO – December 7, 2023 – Genasys Inc. (NASDAQ: GNSS), the leader in Protective Communications, today announced financial results for the Company’s fiscal fourth quarter and full year ended September 30, 2023. Richard S. Danforth, Chief Executive Officer of

December 7, 2023 EX-4.1

Exhibit 4.1

EXHIBIT 4.1 DESCRIPTION OF CAPITAL STOCK General The following description sets forth certain material terms and provisions of our securities that are registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”). This description also summarizes relevant provisions of the Delaware General Corporation Law (the “DGCL”) applicable to such securities. The following descripti

December 7, 2023 EX-97.1

Genasys Inc. Clawback Policy*

Exhibit 97.1 CLAWBACK POLICY 1. Introduction. The Board of Directors (the “Board”) of Genasys Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation philosophy. The Board has therefore adopted this policy (the “

December 7, 2023 EX-19.1

Genasys Inc. Insider Trading Policy*

Exhibit 19.1 GENASYS, INC. INSIDER TRADING POLICY Effective November 27, 2023 Genasys, Inc. (“Genasys, Inc.” or the “Company”), has implemented an Insider Trading Policy (the “Policy”) to provide guidelines to officers, directors, employees and consultants of the Company and its subsidiaries with respect to transactions in the Company’s securities. Introductory Information Definition of Inside Inf

December 7, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 ☐TRANSITION REPORT PURSUANT TO SECTIO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-24248 GENASYS INC. (Exact name of registrant as specified in its char

December 7, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 Genasys Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numb

December 7, 2023 EX-21.1

Subsidiaries of the Registrant.*

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Genasys America de CV (Organized under the laws of Mexico) Genasys Communications Canada ULC (Organized under the laws of British Columbia, Canada) Genasys II Spain, S.A.U. (Organized under the laws of Spain) Genasys Inc. (branch) (Organized under the laws of the United Arab Emirates) Genasys Puerto Rico, LLC (Organized under the laws of Puerto Rico) Gen

October 4, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2023 GENASYS INC. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2023 GENASYS INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

October 4, 2023 EX-99.2

Genasys Announces Closing of $10 Million Public Offering of Common Stock

Exhibit 99.2 Genasys Announces Closing of $10 Million Public Offering of Common Stock SAN DIEGO – Oct. 4, 2023 (GLOBE NEWSWIRE) – Genasys Inc. (“Genasys” or the “Company”) (Nasdaq: GNSS), the leader in Protective Communications solutions, today announced the closing of its previously announced underwritten public offering of 5,750,000 shares of its common stock at a public offering price of $2.00

October 4, 2023 EX-99.1

Genasys Completes Acquisition of Evertel Genasys and Evertel Strengthen Protective Communications with Enhanced Agency Collaboration

Exhibit 99.1 Genasys Completes Acquisition of Evertel Genasys and Evertel Strengthen Protective Communications with Enhanced Agency Collaboration SAN DIEGO, CA – October 4, 2023 – Genasys Inc. (NASDAQ: GNSS), the global leader in protective communications systems and solutions, today announced that it has completed the acquisition of Evertel Technologies, the leading cross-agency collaboration pla

September 28, 2023 EX-99.1

Genasys Announces Pricing of $10 Million Public Offering of Common Stock

Exhibit 99.1 Genasys Announces Pricing of $10 Million Public Offering of Common Stock SAN DIEGO, Sept. 28, 2023 (GLOBE NEWSWIRE) - Genasys Inc. (“Genasys” or the “Company”) (Nasdaq: GNSS), the leader in Protective Communications solutions, today announced the pricing of its previously announced underwritten public offering of 5,000,000 shares of its common stock at a public offering price of $2.00

September 28, 2023 424B5

5,000,000 Shares of Common Stock Genasys Inc. Common Stock

Filed Pursuant to Rule 424(b)(5) Registration No. 333-274161 PROSPECTUS SUPPLEMENT (To the Prospectus dated August 29, 2023) 5,000,000 Shares of Common Stock Genasys Inc. Common Stock We are offering 5,000,000 shares of our common stock. Our common stock is listed on the Nasdaq Capital Market under the symbol “GNSS.” The last reported sale price of our common stock on September 27, 2023 was $2.56

September 28, 2023 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2023 GENASYS INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number

September 28, 2023 EX-1.1

Underwriting Agreement dated September 28, 2023

Exhibit 1.1 5,000,000 SHARES OF COMMON STOCK GENASYS INC. UNDERWRITING AGREEMENT September 28, 2023 Roth Capital Partners, LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto c/o Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: The undersigned, Genasys Inc., a company incorporated under the laws of Dela

September 27, 2023 424B5

SUBJECT TO COMPLETION, DATED SEPTEMBER 27, 2023

Filed Pursuant to Rule 424(b)(5) Registration No. 333-274161 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and is effective. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities a

September 26, 2023 EX-99.1

Genasys Signs Definitive Agreement to Acquire Evertel Combination of Genasys and Evertel Will Augment Agency Collaboration

Exhibit 99.1 Genasys Signs Definitive Agreement to Acquire Evertel Combination of Genasys and Evertel Will Augment Agency Collaboration SAN DIEGO, CA – September 21, 2023 – Genasys Inc. (NASDAQ: GNSS), the global leader in protective communications systems and solutions, today announced that it has entered into a definitive agreement to acquire Evertel Technologies, the leading cross-agency collab

September 26, 2023 EX-2.1

Membership Interest Purchase Agreement dated September 20, 2023, by and between the Company, Word Systems Operations, LLC, and Evertel Technologies, LLC

Exhibit 2.1 Execution Version MEMBERSHIP INTEREST PURCHASE AGREEMENT BY AND AMONG GENASYS INC. WORD SYSTEMS OPERATIONS, LLC AND EVERTEL TECHNOLOGIES, LLC Dated as of September 20, 2023 TABLE OF CONTENTS Page ARTICLE 1 SALE AND PURCHASE OF THE MEMBERSHIP INTERESTS 1 1.1 Sale and Purchase of Membership Interests 1 1.2 Closing Consideration 1 1.3 Adjustments to Closing Consideration 1 1.4 Contingent

September 26, 2023 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2023 GENASYS INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number

September 18, 2023 EX-99.1

Genasys Comments on Expanding Pipeline for Protective Communications Company Updates Near Term Outlook

Exhibit 99.1 Genasys Comments on Expanding Pipeline for Protective Communications Company Updates Near Term Outlook SAN DIEGO, CA – September 18, 2023 – Genasys Inc. (NASDAQ: GNSS), the global leader in protective communications systems and solutions, today provided additional information on the diverse need for Protective Communications in both enterprise and the public safety sectors that is res

September 18, 2023 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2023 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Nu

August 28, 2023 CORRESP

[Genasys Letterhead]

[Genasys Letterhead] August 28, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F.

August 23, 2023 DEL AM

August 23, 2023

August 23, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: Genasys Inc. (the “Company”) Registration Statement on Form S-3 (File No. 333-274161) Ladies and Gentlemen: Reference is made to the Registration Statement on Form S-3 (File No. 333-274161) filed with the Securities and Exchange Commission (the “Commission”) b

August 23, 2023 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Genasys Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Filing Fee Previously Paid In Connection with

August 23, 2023 S-3

As filed with the Securities and Exchange Commission on August 22, 2023

As filed with the Securities and Exchange Commission on August 22, 2023 Registration No.

August 23, 2023 EX-4.1

Form of Indenture

Exhibit 4.1 Genasys, Inc. FORM OF INDENTURE Dated as of [DATE] [NAME OF TRUSTEE] Trustee TABLE OF CONTENTS ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 6 Section 1.1. Definitions. 6 Section 1.2. Other Definitions. 8 Section 1.3. Incorporation by Reference of Trust Indenture Act. 8 Section 1.4. Rules of Construction. 8 ARTICLE II. THE SECURITIES 8 Section 2.1. Issuable in Series. 8 Section

August 10, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 Genasys Inc. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

August 10, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENASYS

August 10, 2023 EX-99.1

Genasys Inc. Reports Fiscal Third Quarter 2023 Financial Results Genasys Protect Re-Brand and Launch Underway

Exhibit 99.1 Genasys Inc. Reports Fiscal Third Quarter 2023 Financial Results Genasys Protect Re-Brand and Launch Underway SAN DIEGO – August 10, 2023 – Genasys Inc. (NASDAQ: GNSS), the leader in Protective Communications solutions, today announced financial results for the Company’s fiscal third quarter ended June 30, 2023. Richard S. Danforth, Chief Executive Officer of Genasys, Inc., commented,

May 31, 2023 EX-1.01

Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form

Exhibit 1.01 Genasys Inc. Conflict Minerals Report Calendar Year Ended December 31, 2022 This Conflict Minerals Report is being filed by Genasys Inc. (the “Company”) for the calendar year ended December 31, 2022 pursuant to Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”). Rule 13p-1 was adopted by the Securities and Exchange Commission (“SEC”) to implement repo

May 31, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form SD Specialized Disclosure Report Genasys Inc. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form SD Specialized Disclosure Report Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 16262 West Bernardo Drive San Diego, California 92127 (Address of Principal Executi

May 8, 2023 EX-99.1

Genasys Inc. Reports Fiscal Second Quarter 2023 Financial Results Second Half Growth in Hardware and Software to Drive Positive Adjusted EBITDA

Exhibit 99.1 Genasys Inc. Reports Fiscal Second Quarter 2023 Financial Results Second Half Growth in Hardware and Software to Drive Positive Adjusted EBITDA SAN DIEGO – May 8, 2023 – Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions that help keep people safe, today announced financial results for the Company’s fiscal second quarter ended March 31, 202

May 8, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

May 8, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENASYS

March 15, 2023 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2023 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number

February 9, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENA

February 9, 2023 EX-99.1

Genasys Inc. Reports Fiscal First Quarter 2023 Financial Results Strong Fiscal Q1 SaaS Bookings Position Company for Significant SaaS Revenue Growt

Exhibit 99.1 Genasys Inc. Reports Fiscal First Quarter 2023 Financial Results Strong Fiscal Q1 SaaS Bookings Position Company for Significant SaaS Revenue Growt SAN DIEGO – February 9, 2023 – Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions that help keep people safe, today announced financial results for the Company’s fiscal first quarter ended Decem

February 9, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2023 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numb

January 27, 2023 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 27, 2023 DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 24, 2023 SC 13G/A

GNSS / LRAD Corporation / Manatuck Hill Partners, LLC - MANATUCK HILL PARTNERS, LLC Passive Investment

SC 13G/A 1 gnssa912423.htm MANATUCK HILL PARTNERS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Genasys Inc. (Name of Issuer) Common Stock, $0.00001 par value (Title of Class of Securities) 36872P103 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check

December 16, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-24248 GENASYS INC. (Exact name of registrant as specified in its ch

November 30, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2022 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Num

November 30, 2022 EX-99.1

Genasys Inc. Reports Fiscal Fourth Quarter and Full Year 2022 Financial Results Annual Revenue Up 15% to $54.0 Million SaaS Platform Gaining Momentum on Strategic Investments

Exhibit 99.1 Genasys Inc. Reports Fiscal Fourth Quarter and Full Year 2022 Financial Results Annual Revenue Up 15% to $54.0 Million SaaS Platform Gaining Momentum on Strategic Investments SAN DIEGO, CA ? November 30, 2022 ? Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions that help keep people safe, today announced financial results for the Company?s

November 30, 2022 EX-10.1

Amended and Restated Employment Agreement, dated November 29, 2022, by and among Genasys Inc. and Richard Danforth. Incorporated by reference to Exhibit 10.1 on Form 8-K filed November 30, 2022. +

Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Agreement?), effective as of November 29, 2022 (the ?Effective Date?), is made by and between Richard S. Danforth (?Executive?) and Genasys Inc., a Delaware corporation (together with any of its subsidiaries and affiliates as may employ Executive from time to time, and any successor(s) there

November 3, 2022 SC 13G

GNSS / LRAD Corporation / INTEGRITY WEALTH ADVISORS, INC. - INTEGRITY WEALTH ADVISORS, INC. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Genasys Inc (Name of Issuer) COM (Title of Class of Securities) 36872P103 (CUSIP Number) November 02, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [

November 1, 2022 SC 13G

GNSS / LRAD Corporation / INTEGRITY WEALTH ADVISORS, INC. - INTEGRITY WEALTH ADVISORS, INC. Passive Investment

SC 13G 1 gnss110122.htm INTEGRITY WEALTH ADVISORS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Genasys Inc (Name of Issuer) COM (Title of Class of Securities) 36872P103 (CUSIP Number) November 01, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

August 11, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2022 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

August 11, 2022 EX-99.1

Genasys Inc. Reports Fiscal Third Quarter 2022 Financial Results Quarterly Revenue Up 12% Year-Over-Year Growth Investment Gaining Traction with New Contract Wins and Increase in Software Revenue

Exhibit 99.1 Genasys Inc. Reports Fiscal Third Quarter 2022 Financial Results Quarterly Revenue Up 12% Year-Over-Year Growth Investment Gaining Traction with New Contract Wins and Increase in Software Revenue SAN DIEGO, CA ? August 11, 2022 ? Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions that help keep people safe, today announced financial results

August 11, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENASYS

June 9, 2022 EX-99.1

Investor Presentation.

Exhibit 99.1

June 9, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2022 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 31, 2022 EX-1.01

Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Genasys Inc. Conflict Minerals Report Calendar Year Ended December 31, 2021 This Conflict Minerals Report is being filed by Genasys Inc. (the ?Company?) for the calendar year ended December 31, 2021 pursuant to Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934 (the ?1934 Act?). Rule 13p-1 was adopted by the Securities and Exchange Commission (?SEC?) to implement repo

May 31, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form SD Specialized Disclosure Report Genasys Inc. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form SD Specialized Disclosure Report Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 16262 West Bernardo Drive San Diego, California 92127 (Address of Principal Executi

May 9, 2022 EX-99.1

Genasys Inc. Reports Fiscal Second Quarter 2022 Financial Results Quarterly Revenue Grew 17% New Contract Wins and Growth Investment Advance Software Business

Exhibit 99.1 Genasys Inc. Reports Fiscal Second Quarter 2022 Financial Results Quarterly Revenue Grew 17% New Contract Wins and Growth Investment Advance Software Business SAN DIEGO, CA ? May 9, 2022 ? Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions that help protect and keep people safe, today announced financial results for the Company?s fiscal sec

May 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENASYS

May 9, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2022 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

March 24, 2022 424B3

2,165,824 Shares of Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-263375 PROSPECTUS 2,165,824 Shares of Common Stock This prospectus relates to the offer and resale of up to an aggregate of 2,165,824 shares of common stock, par value $0.00001 per share (?Common Stock?), of Genasys Inc. (the ?Company?) by the selling stockholders identified in this prospectus. The Common Stock offered under this prospectus was

March 22, 2022 CORRESP

16262 W. Bernardo Dr. San Diego, California 92127 • 858.676.1112 • www.genasys.com

March 22, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F.

March 21, 2022 LETTER

LETTER

United States securities and exchange commission logo March 21, 2022 Richard S. Danforth Chief Executive Officer Genasys Inc. 16262 West Bernardo Drive San Diego, California 92127 Re: Genasys Inc. Registration Statement on Form S-3 Filed March 9, 2022 File No. 333-263375 Dear Mr. Danforth: This is to advise you that we have not reviewed and will not review your registration statement. Please refer

March 16, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number

March 9, 2022 S-3

As filed with the Securities and Exchange Commission on March 8, 2022

As filed with the Securities and Exchange Commission on March 8, 2022 Registration No.

March 9, 2022 EX-FILING FEES

Filing Fee Table

EX-FILING FEES 4 ex344769.htm EXHIBIT FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Genasys Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration

February 7, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2022 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numb

February 7, 2022 EX-10.1

Change in Control Severance Benefit Plan, adopted February 4, 2022+*

Exhibit 10.1 GENASYS INC. CHANGE IN CONTROL SEVERANCE BENEFIT PLAN SECTION 1. INTRODUCTION. The Genasys Inc. Change in Control Severance Benefit Plan (the ?Plan?) was established effective February 4, 2022 (the ?Adoption Date?). The purpose of the Plan is to provide severance benefits to certain eligible employees of the Company and its Affiliates upon selected terminations of service in connectio

February 7, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENA

February 7, 2022 EX-99.1

Genasys Inc. Reports Fiscal First Quarter 2022 Financial Results Year-Over-Year Revenue Growth of 33% Advancing SaaS Transformation with New Contract Wins and Growth Investment

Exhibit 99.1 Genasys Inc. Reports Fiscal First Quarter 2022 Financial Results Year-Over-Year Revenue Growth of 33% Advancing SaaS Transformation with New Contract Wins and Growth Investment SAN DIEGO, CA ? February 7, 2022 ? Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions that help protect and keep people safe, today announced financial results for t

February 4, 2022 SC 13G/A

GNSS / LRAD Corporation / Manatuck Hill Partners, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 4, 2022 SC 13G/A

GNSS / LRAD Corporation / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Genasys Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 36872P103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

February 4, 2022 SC 13G/A

GNSS / LRAD Corporation / WELLINGTON TRUST Co N A - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Genasys Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 36872P103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

January 28, 2022 DEF 14A

Definitive Proxy Statement on Schedule 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 28, 2022 DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

November 23, 2021 EX-10.14

Board Adviser Agreement, dated November 1, 2021, between Genasys Inc. and John G. Coburn. Incorporated by reference to Exhibit 10.14 on Form 10-K for the year ended September 30, 2021, filed November 23, 2021.+

EX-10.14 2 ex308982.htm EXHIBIT 10.14 Exhibit 10.14 BOARD ADVISER AGREEMENT This Board Adviser Agreement (the “Agreement”), effective as of November 1, 2021, is made by and between Genasys Inc., a Delaware corporation (the “Company”), and John G. Coburn (the “Adviser”). WHEREAS, the Company’s Board of Directors (the “Board”) desires to obtain the advice and counsel of the Adviser regarding the Com

November 23, 2021 EX-21.1

Subsidiaries of the Registrant.*

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Genasys America de CV (Organized under the laws of Mexico) Genasys Communications Canada ULC (Organized under the laws of British Columbia, Canada) Genasys II Spain, S.A.U. (Organized under the laws of Spain) Genasys Inc. (branch) (Organized under the laws of the United Arab Emirates) Genasys Puerto Rico, LLC (Organized under the laws of Puerto Rico) Gen

November 23, 2021 EX-10.15

Change in Control Severance Benefit Plan. Incorporated by reference to Exhibit 10.01 on Form 10-Q for the quarter ended December 31, 2021 filed February 7, 2022.+

Exhibit 10.15 STRATEGIC BOARD ADVISER AGREEMENT This Strategic Board Adviser Agreement (the ?Agreement?), effective as of November 11, 2021, is made by and between Genasys Inc., a Delaware corporation (the ?Company?), and Daniel H. McCollum (the ?Adviser?). WHEREAS, the Company?s Board of Directors (the ?Board?) desires to obtain the advice and counsel of the Adviser regarding the Company?s busine

November 23, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-24248 GENASYS INC. (Exact name of registrant as specified in its ch

November 22, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2021 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Num

November 22, 2021 EX-99.1

Genasys Inc. Reports Fiscal Fourth Quarter and Full Year 2021 Financial Results Achieves Record Revenue of $47 Million and Backlog of $36 Million

Exhibit 99.1 Genasys Inc. Reports Fiscal Fourth Quarter and Full Year 2021 Financial Results Achieves Record Revenue of $47 Million and Backlog of $36 Million SAN DIEGO, CA ? November 22, 2021 ? Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions that help protect and keep people safe, today announced record fiscal fourth quarter and fiscal year revenue

November 16, 2021 EX-99.1

Genasys Inc. Announces Daniel H. McCollum Leaves Board of Directors to Join Strategic Advisory Board

Exhibit 99.1 Genasys Inc. Announces Daniel H. McCollum Leaves Board of Directors to Join Strategic Advisory Board SAN DIEGO, CA ? November 15, 2021 ? Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions that help protect and keep people safe, announced that effective November 11, 2021, Daniel H. McCollum resigned from the Board of Directors (Board) and al

November 16, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2021 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Num

October 28, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2021 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numb

October 28, 2021 EX-99.1

Genasys Inc. Announces General John G. Coburn to Transition to Chairman Emeritus and Chair Strategic Advisory Board

Exhibit 99.1 Genasys Inc. Announces General John G. Coburn to Transition to Chairman Emeritus and Chair Strategic Advisory Board SAN DIEGO, Oct. 27, 2021 (GLOBE NEWSWIRE) - Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions, today announced that effective November 1, 2021, General John G. Coburn will transition from being a Director and Chairman of the

August 19, 2021 EX-99.1

Genasys Inc. Appoints Susan Lee and Caltha Seymour to Board of Directors

Exhibit 99.1 Genasys Inc. Appoints Susan Lee and Caltha Seymour to Board of Directors SAN DIEGO, Aug. 18, 2021 (GLOBE NEWSWIRE) - Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions, today announced Susan Lee and Caltha Seymour have been appointed to the Company?s Board of Directors (Board) effective September 1, 2021. "We welcome Ms. Lee and Ms. Seymour

August 19, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2021 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

July 28, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2021 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number)

July 28, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-24248 GENASYS IN

July 28, 2021 EX-99.1

Genasys Inc. Reports Fiscal Third Quarter 2021 Financial Results Achieves Record Fiscal Year Bookings On Track for Record Fiscal Year-End Backlog and Revenue

Exhibit 99.1 Genasys Inc. Reports Fiscal Third Quarter 2021 Financial Results Achieves Record Fiscal Year Bookings On Track for Record Fiscal Year-End Backlog and Revenue SAN DIEGO, CA ? July 28, 2021 ? Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions, today announced financial results for the Company's fiscal third quarter ended June 30, 2021. "Reven

June 10, 2021 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2021 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 10, 2021 EX-2.1

Agreement and Plan of Merger and Reorganization, dated June 7, 2021, among Genasys Inc., ZH Acquisition I Inc., ZH Acquisition II LLC, Zonehaven Inc. and the other parties listed therein. Incorporated by reference to Exhibit 2.1 on Form 8-K filed June 10, 2021.

Exhibit 2.1 Execution Version CONFIDENTIAL AGREEMENT AND PLAN OF MERGER AND REORGANIZATION BY AND AMONG GENASYS INC., ZH ACQUISITION I INC., ZH ACQUISITION II LLC, ZONEHAVEN INC., AND CHARLES CROCKER, as Seller Representative Dated as of June 7, 2021 TABLE OF CONTENTS Page ARTICLE 1 THE MERGERS 2 1.1 The Mergers. 2 1.2 Effects of the Mergers 3 1.3 Organizational Documents. 3 1.4 Board of Directors

June 10, 2021 EX-99.1

Genasys Inc. Acquires Emergency Evacuation SaaS Provider, Zonehaven Transformative Evacuation Planning Capabilities and Public Safety Resources Added to Genasys Emergency Management (GEM) Platform Company Schedules Conference Call for June 10, 2021,

Exhibit 99.1 Genasys Inc. Acquires Emergency Evacuation SaaS Provider, Zonehaven Transformative Evacuation Planning Capabilities and Public Safety Resources Added to Genasys Emergency Management (GEM) Platform Company Schedules Conference Call for June 10, 2021, 9:00 a.m. ET to Discuss Zonehaven Acquisition SAN DIEGO, CA ? June 9, 2021 ? Genasys Inc. (NASDAQ: GNSS), the global leader in critical c

May 27, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form SD Specialized Disclosure Report Genasys Inc. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form SD Specialized Disclosure Report Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 16262 West Bernardo Drive San Diego, California 92127 (Address of Principal Executi

May 27, 2021 EX-1.01

Exhibit 1.01 – Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 LRAD Corporation Conflict Minerals Report Calendar Year Ended December 31, 2020 This Conflict Minerals Report is being filed by Genasys Inc. (the ?Company?) for the calendar year ended December 31, 2020 pursuant to Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934 (the ?1934 Act?). Rule 13p-1 was adopted by the Securities and Exchange Commission (?SEC?) to implement

May 17, 2021 S-8

As filed with the Securities and Exchange Commission on May 14, 2021

As filed with the Securities and Exchange Commission on May 14, 2021 Registration No.

May 13, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENASYS

May 13, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 13, 2021 EX-99.1

Genasys Inc. Reports Fiscal Second Quarter 2021 Financial Results Revenues Increase 37% YOY to $11.3 Million

Exhibit 99.1 Genasys Inc. Reports Fiscal Second Quarter 2021 Financial Results Revenues Increase 37% YOY to $11.3 Million SAN DIEGO, CA ? May 13, 2021 ? Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions, today announced financial results for the Company's fiscal second quarter ended March 31, 2021. ?Strong performances from our Genasys Emergency Manage

March 19, 2021 EX-3.1

Amendment to Certificate of Incorporation dated March 18, 2021

Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED CERTIFICATE OF INCORPORATION OF GENASYS INC. Pursuant to and in accordance with the provisions of the General Corporation Law of the State of Delaware, as amended, the undersigned, Genasys Inc. (the ?Corporation?) hereby declares and certifies as follows: 1. The name of the Corporation is Genasys Inc. 2. The Certificate of Incorporation is amende

March 19, 2021 EX-10.1

First Amendment to the Amended and Restated 2015 Equity Incentive Plan. Incorporated by reference to Exhibit 10.1 on Form 8-K filed March 19, 2021.+

Exhibit 10.1 FIRST AMENDMENT TO THE GENASYS INC. AMENDED AND RESTATED 2015 EQUITY INCENTIVE PLAN This First Amendment (this ?Amendment?) to the Genasys Inc. Amended and Restated 2015 Equity Incentive Plan (the ?Plan?) is made and adopted by Genasys Inc. (the ?Company?), a corporation organized under the laws of State of Delaware. Capitalized terms used but not defined herein shall have the meaning

March 19, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2021 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number

March 17, 2021 EX-10.3

Security Agreement, by and between the Company and MUFG Union Bank, N.A.

Exhibit 10.3 SECURITY AGREEMENT THIS SECURITY AGREEMENT, dated as of March 8, 2021 (this ?Agreement?), is made and given by Genasys Inc., a Delaware corporation (herein called ?Debtor?), in favor of MUFG Union Bank, N.A., a national banking association (?Bank?). As security for the payment and performance of all of Debtor?s obligations to Bank, including under that certain Loan Agreement dated as

March 17, 2021 EX-10.1

Loan Agreement, by and between Genasys Inc. and MUFG Union Bank, N.A. Incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed on March 17, 2021.

Exhibit 10.1 LOAN AGREEMENT THIS LOAN AGREEMENT, dated as of March 8, 2021 (this ?Agreement?), is made and entered into by and between Genasys Inc., a Delaware corporation (?Borrower?), and MUFG UNION BANK, N.A., a national banking association (?Bank?), with reference to the following facts: A. Borrower has requested that Bank make available to Borrower a $10,000,000 revolving credit facility. B.

March 17, 2021 EX-10.2

Commercial Promissory Note, effective March 12, 2021, issued by Genasys Inc. in favor of MUFG Union Bank, N.A. Incorporated by reference to Exhibit 10.3 on Form 8-K filed March 17, 2021.

Exhibit 10.2 COMMERCIAL PROMISSORY NOTE (BASE RATE) Borrower Name Genasys Inc. Borrower Address 16262 W. Bernardo Drive San Diego, CA 92127 Office Number San Diego Commercial Banking 40067 Loan Number Maturity Date March 31, 2023 Amount $10,000,000.00 Date: March 8, 2021 $10,000,000.00 FOR VALUE RECEIVED, on March 31, 2023 (the ?Maturity Date?), the undersigned (?Debtor?) promises to pay to the or

March 17, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2021 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number

February 16, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7*)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 10, 2021 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENA

February 10, 2021 EX-10.1

Asset Purchase Agreement dated as of August 9, 2020, by and among Genasys Inc, Genasys Communications Canada ULC, Amika Mobile Corporation, 12232618 Canada Ltd. And each of the other signatories set forth on the signature pages thereto.*

Exhibit 10.1 ASSET PURCHASE AGREEMENT among Genasys Inc., GEnasys COMMUNICATIONS canada ULC, amika mobile corporation and THE OWNERS named herein August 9, 2020 TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 ARTICLE II PURCHASE AND SALE 11 2.1 Purchase and Sale of Assets 11 2.2 Excluded Assets 12 2.3 Assumed Liabilities 12 2.4 Excluded Liabilities 13 2.5 Purchase Price 14 2.6 Purchase Price Adjustment

February 9, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2021 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numb

February 9, 2021 EX-99.1

Genasys Inc. Reports Fiscal First Quarter 2021 Financial Results

Exhibit 99.1 Genasys Inc. Reports Fiscal First Quarter 2021 Financial Results SAN DIEGO, CA – February 9, 2021 – Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions, today announced financial results for the Company's fiscal first quarter ended December 31, 2020. Fiscal First Quarter 2021 Financial Summary Fiscal 2021 first quarter revenues were $8.0 mil

February 4, 2021 SC 13G/A

SCHEDULE 13G

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Genasys Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 36872P103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

February 3, 2021 SC 13G/A

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Genasys Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 36872P103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

February 3, 2021 SC 13G/A

SCHEDULE 13G

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Genasys Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 36872P103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

January 27, 2021 DEFA14A

- FORM DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 27, 2021 DEF 14A

- FORM DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 14, 2021 PRE 14A

- FORM PRE 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

December 10, 2020 EX-4.1

Description of the Securities of the Registrant. Incorporated by reference to Exhibit 4.1 on Form 10-K for the year ended September 30, 2020, filed December 10, 2020.

EXHIBIT 4.1 DESCRIPTION OF CAPITAL STOCK General The following description sets forth certain material terms and provisions of our securities that are registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”). This description also summarizes relevant provisions of the Delaware General Corporation Law (the “DGCL”) applicable to such securities. The following descripti

December 10, 2020 EX-21.1

Subsidiaries of the Registrant.*

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT LRAD International Corporation (Incorporated in the State of Delaware) Genasys II Spain, S.A.U. (Organized under the laws of Spain) Genasys America de CV (Organized under the laws of Mexico) Genasys Communications Canada ULC (Organized under the laws of British Columbia, Canada) Genasys Singapore PTE Ltd (Organized under the laws of Singapore)

December 10, 2020 10-K

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 Commission File Number 0-24248 GENASYS INC. (Exact name of registrant as specified in its charter) DELAWARE 87-0361799 (State or other jurisdiction of Incorporation or organization) (I.R.S

December 9, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2020 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numb

December 9, 2020 EX-99.1

Genasys Inc. Condensed Consolidated Balance Sheets (Unaudited - in thousands)

EX-99.1 2 ex216904.htm EXHIBIT 99.1 Exhibit 99.1 Genasys Inc. Reports Record Fiscal Year 2020 Financial Results SAN DIEGO, Dec. 09, 2020 (GLOBE NEWSWIRE) - Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions, today announced record fiscal fourth quarter and fiscal year revenues and net income in its financial results for the Company's fiscal year ended S

November 5, 2020 EX-16.1

Letter from Squar Milner, LLP to the Securities and Exchange Commission dated November 4, 2020.

Exhibit 16.1 November 4, 2020 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Dear Ladies and Gentleman: We are the former independent registered public accounting firm for Genasys Inc. (the “Company”). We have read the Company’s disclosure set forth in Item 16.1 “Changes in Registrant’s Certifying Accountant” of the Company’s Current Report on Form 8-K dated November 1, 2

November 5, 2020 8-K

Changes in Registrant's Certifying Accountant - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2020 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numb

October 5, 2020 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2020 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

October 5, 2020 EX-99.1

Genasys Inc. Closes Acquisition of Enterprise Software Provider, Amika Mobile Amika Mobile Renamed Genasys Communications Canada

EX-99.1 2 ex206020.htm EXHIBIT 99.1 Exhibit 99.1 Genasys Inc. Closes Acquisition of Enterprise Software Provider, Amika Mobile Amika Mobile Renamed Genasys Communications Canada SAN DIEGO, CA – October 5, 2020 – Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions, today announced the completion of its acquisition of Amika Mobile, a Canada-based enterpris

August 14, 2020 TEXT-EXTRACT

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United States securities and exchange commission logo August 13, 2020 Richard S. Danforth Chief Executive Officer Genasys Inc. 16262 West Bernardo Drive San Diego, California 92127 Re: Genasys Inc. Registration Statement on Form S-3 Filed August 10, 2020 File No. 333-243703 Dear Mr. Danforth: This is to advise you that we have not reviewed and will not review your registration statement. Please re

August 14, 2020 LETTER

LETTER

United States securities and exchange commission logo August 13, 2020 Richard S. Danforth Chief Executive Officer Genasys Inc. 16262 West Bernardo Drive San Diego, California 92127 Re: Genasys Inc. Registration Statement on Form S-3 Filed August 10, 2020 File No. 333-243703 Dear Mr. Danforth: This is to advise you that we have not reviewed and will not review your registration statement. Please re

August 14, 2020 CORRESP

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August 14, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F.

August 12, 2020 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2020 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number

August 12, 2020 EX-99.1

Genasys™ Inc. Acquires Enterprise Software Provider, Amika Mobile

EX-99.1 2 ex199300.htm EXHIBIT 99.1 Exhibit 99.1 Genasys™ Inc. Acquires Enterprise Software Provider, Amika Mobile Acquisition Expands Company's Software Solutions and Enhances Genasys Unified Multi-Channel Critical Communications Platform SAN DIEGO, Aug. 10, 2020 (GLOBE NEWSWIRE) - Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions, announced today tha

August 11, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENASYS

August 10, 2020 EX-99.1

Genasys Inc.

EX-99.1 2 ex198508.htm EXHIBIT 99.1 Exhibit 99.1 Genasys™ Inc. Reports Fiscal Third Quarter 2020 Financial Results SAN DIEGO, Aug. 10, 2020 (GLOBE NEWSWIRE) - Genasys Inc. (NASDAQ: GNSS), the global leader in critical communications systems and solutions, today announced record fiscal third quarter revenues in its financial results for the period ended June 30, 2020. Fiscal Third Quarter 2020 Fina

August 10, 2020 S-3

- FORM S-3

As filed with the Securities and Exchange Commission on August 10, 2020 Registration No.

August 10, 2020 EX-4.1

Form of Indenture

Exhibit 4.1 Genasys Inc. FORM OF INDENTURE Dated as of [Name of Trustee] Trustee TABLE OF CONTENTS ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions. 1 Section 1.2. Other Definitions. 3 Section 1.3. Incorporation by Reference of Trust Indenture Act. 3 Section 1.4. Rules of Construction. 3 ARTICLE II. THE SECURITIES 3 Section 2.1. Issuable in Series. 3 Section 2.2. Es

August 10, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2020 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

May 29, 2020 EX-1.01

Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Genasys Inc. Conflict Minerals Report Calendar Year Ended December 31, 2019 This Conflict Minerals Report is being filed by Genasys Inc. (the “Company”) for the calendar year ended December 31, 2019 pursuant to Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”). Rule 13p-1 was adopted by the Securities and Exchange Commission (“SEC”) to implement repo

May 29, 2020 SD

- FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form SD Specialized Disclosure Report Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 16262 West Bernardo Drive San Diego, California 92127 (Address of Principal Executi

May 12, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 GENASYS

May 11, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2020 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 11, 2020 EX-99.1

Genasys™ Inc. Reports Fiscal Second Quarter 2020 Financial Results

Exhibit 99.1 Genasys™ Inc. Reports Fiscal Second Quarter 2020 Financial Results SAN DIEGO, CA – May 11, 2020 – Genasys Inc. (NASDAQ: GNSS), a global provider of critical communications systems and solutions, today announced financial results for its fiscal second quarter ended March 31, 2020. Fiscal Second Quarter 2020 Financial Summary Fiscal 2020 second quarter revenues were $8.3 million, compar

March 16, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2020 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number

February 12, 2020 SC 13G/A

LRAD / LRAD Corp / Manatuck Hill Partners, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 11, 2020 10-Q

LRAD / LRAD Corp 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-24248 GENASY

February 10, 2020 EX-99.1

Genasys™ Inc. Reports Fiscal First Quarter 2020 Financial Results

Exhibit 99.1 Genasys™ Inc. Reports Fiscal First Quarter 2020 Financial Results SAN DIEGO, CA – February 10, 2020 – Genasys Inc. (NASDAQ: GNSS), a leading critical communications company, today announced financial results for its fiscal first quarter ended December 31, 2019. Fiscal First Quarter 2020 Financial Summary Fiscal 2020 first quarter revenues were $8.8 million, compared with $10.2 million

February 10, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2020 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Num

January 30, 2020 SC 13G/A

GNSS / LRAD Corporation / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Genasys Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 36872P103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

January 30, 2020 SC 13G/A

GNSS / LRAD Corporation / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Genasys Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 36872P103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

January 30, 2020 SC 13G/A

GNSS / LRAD Corporation / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Genasys Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 36872P103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

January 22, 2020 DEF 14A

GNSS / LRAD Corporation DEF 14A - - FORM DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 22, 2020 DEFA14A

GNSS / LRAD Corporation DEFA14A - - FORM DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 13, 2020 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2020 Genasys Inc. (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

January 13, 2020 EX-3.1

Amendment to Certificate of Incorporation dated January 6, 2020

Exhibit 3.1

December 10, 2019 10-K

GNSS / LRAD Corporation 10-K - Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 Commission File Number 0-24248 LRAD CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 87-0361799 (State or other jurisdiction of Incorporation or organization) (I

December 9, 2019 EX-99.1

Genasys™ Inc. Reports Fiscal Year 2019 Financial Results

Exhibit 99.1 Genasys™ Inc. Reports Fiscal Year 2019 Financial Results • Record Revenues of $37.0 million • Record Bookings of $45.9 million • Record Backlog of $27.0 million SAN DIEGO, CA – December 9, 2019 – Genasys Inc. (NASDAQ: GNSS), a leading critical communications company, today announced financial results for its fiscal year ended September 30, 2019. “Fiscal fourth quarter revenues improve

December 9, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2019 LRAD Corporation (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File

October 23, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2019 LRAD Corporation (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File

October 23, 2019 EX-99.1

LRAD® Corporation Rebranding as Genasys Inc. to Reflect Broader Commitment to Critical Communications NASDAQ Ticker Symbol Changes to GNSS Effective at Start of Trading Today

Exhibit 99.1 LRAD® Corporation Rebranding as Genasys Inc. to Reflect Broader Commitment to Critical Communications NASDAQ Ticker Symbol Changes to GNSS Effective at Start of Trading Today SAN DIEGO, CA – October 23, 2019 - LRAD Corporation (NASDAQ: GNSS), a critical communications company, today announced it is rebranding as Genasys™ Inc (Genasys), aligning the Company’s identity with its leading,

August 12, 2019 EX-99.1

LRAD® Corporation Reports Record Fiscal Third Quarter and Nine-Month Revenues

Exhibit 99.1 LRAD® Corporation Reports Record Fiscal Third Quarter and Nine-Month Revenues SAN DIEGO, CA – August 12, 2019 - LRAD Corporation (NASDAQ: LRAD), a critical communications company, today announced financial results for its fiscal third quarter and first nine months ended June 30, 2019. Fiscal Third Quarter 2019 Financial Results ● Revenues were $8.9 million in the third quarter of fisc

August 12, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2019 LRAD Corporation (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File N

August 12, 2019 10-Q

LRAD / LRAD Corp 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 LRAD COR

May 24, 2019 EX-1.01

LRAD Corporation Conflict Minerals Report Calendar Year Ended December 31, 2018

Exhibit 1.01 LRAD Corporation Conflict Minerals Report Calendar Year Ended December 31, 2018 This Conflict Minerals Report is being filed by LRAD Corporation (the “Company”) for the calendar year ended December 31, 2018 pursuant to Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”). Rule 13p-1 was adopted by the Securities and Exchange Commission (“SEC”) to implem

May 24, 2019 SD

LRAD / LRAD Corp SD - - FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form SD Specialized Disclosure Report LRAD Corporation (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 16262 West Bernardo Drive San Diego, California 92127 (Address of Principal Exe

May 8, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2019 LRAD Corporation (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

May 8, 2019 EX-99.1

LRAD May 7, 2019 4:30 p.m. EST

Exhibit 99.1 LRAD May 7, 2019 4:30 p.m. EST OPERATOR: This is conference #: 050719lrad Good day, ladies and gentlemen, and thank you for joining us for this LRAD Fiscal Second Quarter 2019 Financial Results conference call. As a reminder, today’s meeting is being recorded, and all participants have been placed in a listen-only mode, which you will have an opportunity to ask questions after today’s

May 7, 2019 EX-99.1

LRAD® Corporation Reports 2019 Fiscal Second Quarter and First Half Results

EX-99.1 2 ex143584.htm EXHIBIT 99.1 Exhibit 99.1 LRAD® Corporation Reports 2019 Fiscal Second Quarter and First Half Results ○ Fiscal Second Quarter 2019 Revenues Increased 30% to $10.2 Million ○ Fiscal Second Quarter 2019 Earnings Per Share of $0.04 ○ Fiscal First Half Revenues Increased 31% to $20.4 Million ○ Fiscal First Half Earnings Per Share of $0.07 SAN DIEGO, CA – May 7, 2019 - LRAD Corpor

May 7, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2019 LRAD Corporation (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

May 7, 2019 10-Q

LRAD / LRAD Corp 10-Q Quarterly Report FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 LRAD CO

March 14, 2019 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2018 LRAD Corporation (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission Fil

March 14, 2019 EX-99.2

UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION

Exhibit 99.2 UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION On January 18, 2018, LRAD Corporation, a Delaware corporation (the “Company” or “LRAD”) completed its previously announced acquisition (the “Acquisition”) of Genasys Holding, S.L. and its subsidiaries (“Genasys”), pursuant to a Purchase Agreement (as amended, the “Purchase Agreement”), dated January 18, 2018. The aggregate considerati

March 14, 2019 EX-99.1

Genasys Holding, S.L. Consolidated Financial Statements For the years ended 31 December 2017 and 2016

EX-99.1 3 ex136854.htm EXHIBIT 99.1 Exhibit 99.1 Genasys Holding, S.L. Consolidated Financial Statements For the years ended 31 December 2017 and 2016 Genasys Holding, S.L. Consolidated Financial Statements For the years ended 31 December 2017 and 2016 Contents Page Independent Auditor’s Report 2 Consolidated Statements of Financial Position 3 Consolidated Statements of Income/(Loss) and Comprehen

March 13, 2019 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2019 LRAD Corporation (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File Nu

February 22, 2019 SC 13G/A

LRAD / LRAD Corp / Iroquois Capital Management, LLC Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 2)* LRAD Corporation (Name of Issuer) Common Stock, $0.00001 par value per share (Title of Class of Securities) 50213V109 (CUSIP Number) December 31, 2018 (Da

February 14, 2019 SC 13G/A

LRAD / LRAD Corp / Iroquois Capital Management, LLC Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* LRAD Corporation (Name of Issuer) Common Stock, $0.00001 par value per share (Title of Class of Securities) 50213V109 (CUSIP Number) December 31, 2018 (Da

February 14, 2019 SC 13G/A

LRAD / LRAD Corp / Manatuck Hill Partners, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 12, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2019 LRAD Corporation (Exact name of registrant as specified in its charter) Delaware 000-24248 87-0361799 (State or Other Jurisdiction of Incorporation) (Commission File

February 12, 2019 EX-99.1

LRAD® Corporation Reports Record Fiscal First Quarter Revenues

EX-99.1 2 ex134671.htm EXHIBIT 99.1 Exhibit 99.1 LRAD® Corporation Reports Record Fiscal First Quarter Revenues o Revenues Increased 33% to $10.2 million o Earnings Per Share of $0.03 o Repurchased 588,425 Shares SAN DIEGO, CA – February 12, 2019 - LRAD Corporation (NASDAQ: LRAD), a global leader in long range voice broadcast systems, advanced mass notification systems, and distributed recipient s

February 12, 2019 SC 13G/A

LRAD / LRAD Corp / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* LRAD Corp (Name of Issuer) Common Stock (Title of Class of Securities) 50213V109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

February 12, 2019 SC 13G/A

LRAD / LRAD Corp / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* LRAD Corp (Name of Issuer) Common Stock (Title of Class of Securities) 50213V109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

February 12, 2019 10-Q

LRAD / LRAD Corp FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 000-24248 LRAD

January 29, 2019 DEFR14A

LRAD / LRAD Corp FORM DEFR14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 25, 2019 DEFA14A

LRAD / LRAD Corp FORM DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 25, 2019 DEF 14A

LRAD / LRAD Corp FORM DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

December 21, 2018 EX-10.8

Form of Restricted Stock Unit Award Agreement For Employees under the Amended and Restated 2015 Equity Incentive Plan. Incorporated by reference to Exhibit 10.8 on Form 10-K for the year ended September 30, 2018, dated December 21,2018.+

EX-10.8 2 ex131737.htm EXHIBIT 10.8 Exhibit 10.8 LRAD CORPORATION RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK UNIT AWARD AGREEMENT Participant: Participant has been granted a Restricted Stock Unit of LRAD Corporation (the “Company”), subject to the terms and conditions of this Restricted Stock Unit Award Grant Notice (the “Grant Notice”), the LRAD Corporation Amended and Restated

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