ALPP / Alpine 4 Holdings, Inc. - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

CONVERTIBLE PROMISSORY NOTE (Vayu US Inc.)

CONVERTIBLE PROMISSORY NOTE (Vayu US Inc.) THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS. SUCH SECURITIES MAY NOT BE SOLD OR OTHERWISE TRANSFERRED EXCEPT AS PERMITTED UNDER THE ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION OR AN EXEMPTION THEREFROM. THE ISSUER OF THESE SECURI

CONVERTIBLE PROMISSORY NOTE (Global Autonomous Corporation)

CONVERTIBLE PROMISSORY NOTE (Global Autonomous Corporation) THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS.

ASSET PURCHASE AGREEMENT (Vayu (US), Inc.)

ASSET PURCHASE AGREEMENT (Vayu (US), Inc.) THIS ASSET PURCHASE AGREEMENT (this “Agreement”) is entered into and effective as of April 1 2025 (the “Effective Date”), by and among Brooqly, Inc., a Nevada corporation (“Buyer”), Vayu (US), Inc. and Impossible Aerospace Corporation, both Delaware corporations (collectively, “Sellers” and singularly a “Seller”), and Alpine 4 Holdings, Inc., a Delaware c

BrooQLy Inc. (BRQL) dba Dynamic Aerospace Systems Acquires Assets of Vayu (US) Inc., Impossible Aerospace Corporation, and Global Autonomous Corporation from Alpine 4 Holdings (ALPP) for $14,990,000

BrooQLy Inc. (BRQL) dba Dynamic Aerospace Systems Acquires Assets of Vayu (US) Inc., Impossible Aerospace Corporation, and Global Autonomous Corporation from Alpine 4 Holdings (ALPP) for $14,990,000 PHOENIX, AZ, April 7th, 2025 - BrooQLy Inc. (OTCMarkets: BRQL), doing business as Dynamic Aerospace Systems (“DAS”), is excited to announce the acquisition of certain assets of Vayu (US) Inc. (“Vayu”),

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 7, 2025 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (C

ASSET PURCHASE AGREEMENT (Global Autonomous Corporation)

ASSET PURCHASE AGREEMENT (Global Autonomous Corporation) THIS ASSET PURCHASE AGREEMENT (this “Agreement”) is entered into and effective as of April 1st, 2025 (the “Effective Date”), by and among Brooqly, Inc.

Alpine 4 Holding, Inc. 4201 N 24th St, Ste. 150 Phoenix, AZ 85016

March 20, 2025 Board of Directors Alpine 4 Holdings, Inc. Dear Members of the Board, I am writing to formally resign from my position as a member of the Board of Directors of Alpine 4 Holdings, Inc., effective end of business today. This resignation also extends to my position as Vice President of Investor Relations of Alpine 4. After eleven years of commitment to Alpine 4, I have made the decisio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 20, 2025 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 20, 2025 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

Alpine 4 Holding, Inc. 4201 N 24th St, Ste. 150 Phoenix, AZ 85016

March 20, 2025 Board of Directors Alpine 4 Holdings, Inc. Dear Members of the Board, I am writing to formally submit my resignation from the Board of Directors of Alpine 4 Holdings, Inc., effective today at 5pm PST March 20, 2025. This resignation also extends to my positions of all subsidiaries of Alpine 4, in addition to those subsidiaries from which I previously resigned in January 2025. The pa

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) February 11, 2025 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: September 30, 2024 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 14, 2024 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 14, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) October 22, 2024 Alpine 4 Holdings

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) October 22, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) October 16, 2024 Alpine 4 Holdings

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) October 16, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) September 23, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATIO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 26, 2024 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 26, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 16, 2024 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 16, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

Alpine 4 Holdings, Inc. Announces Receipt of Nasdaq Staff Determination Letter

Alpine 4 Holdings, Inc. Announces Receipt of Nasdaq Staff Determination Letter PHOENIX, AZ / NEWSWIRE / August 21, 2024 - Alpine 4 Holdings, Inc (NASDAQ: ALPP) (the “Company”), announced today that on August 16, 2024, the Company received an Additional Staff Determination letter (the “August 16 Letter”) from The Nasdaq Stock Market (“Nasdaq”) informing the Company that because the Company is delin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 16, 2024 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 16, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2024 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Re

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) July 25, 2024 Alpine 4 Holdings, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) July 25, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) July 2, 2024 Alpine 4 Holdings, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) July 2, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (CO

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40913 Alpine 4 Holdings, Inc. (Exact name of registrant as spe

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) June 05, 2024 Alpine 4 Holdings, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) June 05, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 30, 2024 Alpine 4 Holdings, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 30, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 22, 2024 Alpine 4 Holdings, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 22, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (CO

Alpine 4 Holdings, Inc., Announces Receipt of Additional Nasdaq Staff Determination Letter, Hearing Panel Letter

Alpine 4 Holdings, Inc., Announces Receipt of Additional Nasdaq Staff Determination Letter, Hearing Panel Letter PHOENIX, AZ / ACCESSWIRE / May 28, 2024 / Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), (NASDAQ: ALPP), announced today that on May 22, 2024 an Additional Staff Determination letter (the “May 22 Letter”) was received from The Nasdaq Stock Market (“Nasdaq”) informing t

Alpine 4 Holdings, Inc. Announces Receipt of Nasdaq Staff Determination Letter

Alpine 4 Holdings, Inc. Announces Receipt of Nasdaq Staff Determination Letter PHOENIX, AZ / ACCESSWIRE / May 17, 2024 - Alpine 4 Holdings, Inc (NASDAQ: ALPP) (the “Company”), announced today that on May 14, 2024, it received a Staff Delisting Determination letter (the “Staff Determination”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company

Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 14, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (CO

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2024 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition R

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 7th, 2024 Alpine 4 Holdings, Inc. (EXACT NAM

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 7th, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (COMMISSION FILE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 17, 2024

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 17, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

Alpine 4 Holdings (ALPP) Announces Receipt of Nasdaq Notice of Additional Staff Determination

Alpine 4 Holdings (ALPP) Announces Receipt of Nasdaq Notice of Additional Staff Determination PHOENIX, AZ / ACCESSWIRE / On April 17, 2024, the Company received a notice (the “April Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a result of not having filed in a timely manner the Company’s 2023 Annual Report on Form 10-K with the SEC, the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”), which requires timely filing of all required periodic financial reports with the SEC.

Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2023 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transitio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 21, 2024 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 21, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 15, 2024 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 15, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

~ GOVERNMENT OF DUBAI c;io.Jl01J.1.bll~:JCU!-fil ~ Dubai Civil Aviation Authority ~ .t Ja.;JI \j!<oil .J.) ~lj>! ~ \jl~l .ih,;,;I ~~ ulJ41>! .ilo> Jlo.S'! b.)~ J~ \j9~ ul.,.,lbJ4 Certificate of completion of Validation Test Campaign for Dubai Experim

vtccompletioncertificate ~ GOVERNMENT OF DUBAI c;io.Jl01J.1.bll~:JCU!-fil ~ Dubai Civil Aviation Authority ~ .t Ja.;JI \j!! ~ \jl~l .ih,;,;I ~~ ulJ41>! .ilo> Jlo.S'! b.)~ J~ \j9~ ul.,.,lbJ4 Certificate of completion of Validation Test Campaign for Dubai Experimental Zone: BVLOS Drone Delivery Program This certificate is awarded to Global Autonomous Corporation by Dubai Civil Aviation Authority for

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) February 13, 2024 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) February 13, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) February 12, 2024 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) February 12, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) January 9, 2024 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) January 9, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) January 5, 2024 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) January 5, 2024 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

Letter from RSM US, LLP dated January 11, 2024

2375 E Camelback Road Suite 300 Phoenix, Arizona 85016 T +1 602 636 6000 F +1 602 636 6002 www.rsmus.com January 11, 2024 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Alpine 4 Holdings, Inc.’s statements included under Item 4.01 of its Form 8-K filed on January 11, 2024, and we agree with such statements concerning our firm.

Alpine 4 Holdings (ALPP) Announces Receipt of Nasdaq Notice of Additional Staff Determination

Alpine 4 Holdings (ALPP) Announces Receipt of Nasdaq Notice of Additional Staff Determination PHOENIX, AZ / ACCESSWIRE / January 3, 2024 / Alpine 4 Holdings, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) December 27, 2023 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) December 27, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) December 20, 2023 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) December 20, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) December 22, 2023 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) December 22, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) December 29, 2023 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) December 29, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

Binding Letter of Intent dated December 22, 2023

Exhibit 10.67 December 22, 2023 Mr. Gary Aletto Bright Sheet Metal Company, Inc. 4212 W. 71st Street Suite A Indianapolis , IN 46268 Re: Binding Letter of Intent for Purchase and Sale of 100% of the Assets of Morris Sheet Metal Corp., JTD Spiral Inc., Morris Enterprises, LLC, Morris Transport LLC, and Deluxe Sheet Metal, Inc., and the Assumption of Certain Liabilities of Morris Sheet Metal Corp. a

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) December 20, 2023 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) December 20, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934

SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)2)) ☐ Definitive Information Statement ALPINE 4 HOLDINGS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 17, 2023 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 17, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

, dated November 17, 2023, by and between Alpine 4 Holdings, Inc. and

Exhibit 10.5 November 17, 2023 CONFIDENTIAL Alpine 4 Holdings, Inc. Attention: Kent Wilson, Chief Executive Officer 2525 E. Arizona Biltmore Circle, Suite 237 Phoenix, AZ 85016 Dear Mr. Wilson, The purpose of this letter (this “Agreement”) is to confirm the engagement of A.G.P./Alliance Global Partners (“A.G.P.”) by Alpine 4 Holdings, Inc. (the “Company”) to render Financial Services (as defined b

Alan Martin Waiver and Consent Agreement

Exhibit 10.4 PROVISIONAL WAIVER, SETTLEMENT AMENDMENT, AND CONSENT AGREEMENT This PROVISIONAL WAIVER, SETTLEMENT AMENDMENT, AND CONSENT AGREEMENT, dated as of October 26, 2023 (this “Agreement”), is entered into by and between ALPINE 4 HOLDINGS, INC., a Delaware corporation having its principal office at 2525 E. Biltmore Circle C-237, Phoenix, AZ 85016 (“Company”) and Mr. Alan Martin (“Martin”, th

Purchase Agreement, dated November 17, 2023, by and between Alpine 4 Holdings, Inc.

Exhibit 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (this “Purchase Agreement”), dated as of November 17, 2023, by and between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and the undersigned signatory hereto (the “Investor”). WHEREAS: Subject to the terms and conditions set forth in this Agreement, the Company wishes to sell to the Investor, and the Investor wishes to buy

Mast Hill Waiver and Consent Agreement

Exhibit 10.3 PROVISIONAL WAIVER AND CONSENT AGREEMENT This PROVISIONAL WAIVER AND CONSENT AGREEMENT (this “Agreement”), dated as of November 17, 2023 (the “Effective Date”), is entered into by and between ALPINE 4 HOLDINGS, INC., a Delaware corporation having its principal office at 2525 E. Biltmore Circle C-237, Phoenix, AZ 85016 (“Borrower”), and Mast Hill Fund L.P., a Delaware limited partnersh

Alpine 4 Holdings (ALPP) Announces Receipt of Nasdaq Notice of Additional Staff Determination

Alpine 4 Holdings (ALPP) Announces Receipt of Nasdaq Notice of Additional Staff Determination PHOENIX, AZ / ACCESSWIRE / November 22, 2023 / Alpine 4 Holdings, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 16, 2023 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 16, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

Registration Rights Agreement, dated November 17, 2023, by and between Alpine 4 Holdings

Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of November 17, 2023 (the “Signing Date”), by and between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and the undersigned signatory hereto (together with it permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined herein shall have the respectiv

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 8, 2023 Alpine 4 Holdings

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 8, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2023 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transiti

Merchant Cash Advance Agreement with Meged Funding Group

Exhibit 10.1 Page 1 of 17 Meged Funding Group 1 Princeton Ave, Brick, NJ 08724 888-966-3433 [email protected] STANDARD MERCHANT CASH ADVANCE AGREEMENT This is an Agreement dated 11/08/2023 by and between Meged Funding Group (“MFG”), inclusive of its successors and assigns, and each merchant listed below (“Merchant”). Merchant’s Legal Name: Alpine 4 Holdings, Inc. D/B/A: Alpine 4 Fed ID #: Type

As filed with the Securities and Exchange Commission on October 4, 2023

As filed with the Securities and Exchange Commission on October 4, 2023 Registration No.

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) ALPINE 4 HOLDINGS, INC.

Merchant Cash Advance Agreement with Cedar Advance, LLC

Exhibit 10.59 Page 1 of 16 CEDAR ADVANCE LLC 5401 Collins Avenue CU-9A Miami Beach, FL 33140 (786) 605-8900 [email protected] STANDARD MERCHANT CASH ADVANCE AGREEMENT This is an Agreement dated 09/29/2023 by and between CEDAR ADVANCE LLC (“CEDAR”), inclusive of its successors and assigns, and each merchant listed below (“Merchant”). Merchant’s Legal Name: ALPINE 4 HOLDINGS, INC and

Form of Common Stock Purchase Warrant

Exhibit 4.8 WARRANT TO PURCHASE SHARES OF COMMON STOCK ALPNE 4 HOLDINGS, INC. Warrant Shares: Original Issue Date THIS WARRANT TO PURCHASE SHARES OF COMMON STOCK (this “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (t

Form of Pre-Funded Warrant

Exhibit 4.9 PRE-FUNDED COMMON STOCK PURCHASE WARRANT ALPINE 4 HOLDINGS, INC. Warrant Shares: Original Issue Date: September [], 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after th

Form of Securities Purchase Agreement

Exhibit 10.57 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of September [l], 2023, between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and cond

Form of Placement Agent Agreement

Exhibit 10.56 A.G.P./Alliance Global Partners 590 Madison Avenue, 28th Floor New York, NY 10022 September [l], 2023 Alpine 4 Holdings, Inc. Attention: Kent B. Wilson, Chief Executive Officer 2525 E Arizona Biltmore Circle Suite 237 Phoenix, AZ 85016 Re: Placement Agent Agreement Dear Mr. Wilson: Subject to the terms and conditions of this letter agreement (the “Agreement”) between A.G.P./Alliance

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) ALPINE 4 HOLDINGS, INC.

As filed with the Securities and Exchange Commission on September 20, 2023

As filed with the Securities and Exchange Commission on September 20, 2023 Registration No.

Form of Lock-Up Agreement

Exhibit 10.58 LOCK-UP AGREEMENT September 20, 2023 A.G.P. / Alliance Global Partners, as Placement Agent Re: Securities Purchase Agreement, dated as of the date hereof (the “Purchase Agreement”), between Alpine 4 Holdings, Inc. (the “Company”) and the purchasers signatory thereto (each, a “Purchaser” and, collectively, the “Purchasers”) Ladies and Gentlemen: Defined terms not otherwise defined in

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) September 13, 2023 Alpine 4 Holdin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) September 13, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATIO

Morris Sheet Metal, a Subsidiary of Alpine 4 Holdings, Inc. (ALPP), Awarded $7.2 Million in New Contracts for Beacon Health’s Hospital Expansion Project

Morris Sheet Metal, a Subsidiary of Alpine 4 Holdings, Inc. (ALPP), Awarded $7.2 Million in New Contracts for Beacon Health’s Hospital Expansion Project PHOENIX, AZ / ACCESSWIRE / September 13, 2023 / Alpine 4 Holdings, Inc. (Nasdaq: ALPP), a leading operator and owner of small market businesses and its Subsidiary, Morris Sheet Metal (MSM), are pleased to announce $7.2M in new work for Beacon Heal

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) September 6, 2023 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) September 6, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

Morris Sheet Metal, a Subsidiary of Alpine 4 Holdings, Inc. (ALPP), Awarded $5.1 Million in New Contracts for Stellantis and Samsungs’ New Battery Production Facility

Morris Sheet Metal, a Subsidiary of Alpine 4 Holdings, Inc. (ALPP), Awarded $5.1 Million in New Contracts for Stellantis and Samsungs’ New Battery Production Facility PHOENIX, AZ / ACCESSWIRE / September 06, 2023 / Alpine 4 Holdings, Inc. (Nasdaq: ALPP), a leading operator and owner of small market businesses and its Subsidiary, Morris Sheet Metal (MSM), are pleased to announce $5.1 Million in new

Alpine 4 Holdings (ALPP) Subsidiary, Thermal Dynamics International, Secures Multiple Contracts Totaling $9 Million with the U.S. Department of State

Alpine 4 Holdings (ALPP) Subsidiary, Thermal Dynamics International, Secures Multiple Contracts Totaling $9 Million with the U.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 30, 2023 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 30, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 29, 2023 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 29, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

As filed with the Securities and Exchange Commission on August 22, 2023

As filed with the Securities and Exchange Commission on August 22, 2023 Registration No.

Q2 2023 Conference Call August 11, 2023 1 CEO Update A new era has begun at Alpine 4 • While we acknowledge that our share price isn't where we want it to be, the reality of what is occurring within the Company is transformational and exciting. • Alp

alppq22023conferencecall Q2 2023 Conference Call August 11, 2023 1 CEO Update A new era has begun at Alpine 4 • While we acknowledge that our share price isn't where we want it to be, the reality of what is occurring within the Company is transformational and exciting.

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40913 Alpine 4 Holdings, Inc. (Exact name of registrant as specifie

PHOENIX, AZ

PHOENIX, AZ / ACCESSWIRE / August 11, 2023 / Alpine 4 Holdings, Inc. (Nasdaq:ALPP), a leading operator and owner of small market businesses, announced today the results for Q2 2023. Q2 Summary Highlights: • 11% quarterly revenue growth to $28.0 million in Q2 2023 vs $25.2 million in Q2 2022 and 3% growth during the first 6 months of 2023 revenues to more than $52.4 million vs. $50.9 million. •Manu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 11, 2023 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 11, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

Kent Wilson Original Note

Exhibit 10.54 NOTE PURCHASE AGREEMENT This Note Purchase Agreement (this “Agreement”), dated as of Feb 10, 2023, is entered into among Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and the person or entity (the “Purchaser”) named on the signature page attached hereto. WHEREAS, subject to the terms and conditions set forth herein, the Company wishes to issue and sell to the Purch

Jeffrey Hail Original Note

Exhibit 10.46 NOTE PURCHASE AGREEMENT This Note Purchase Agreement (this “Agreement”), dated as of February 1, 2023, is entered into among Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and the person or entity (the “Purchaser”) named on the signature page attached hereto. WHEREAS, subject to the terms and conditions set forth herein, the Company wishes to issue and sell to the P

Jeffrey Hail Employment Agreement (February 2021)

Exhibit 10.38 THIS EXECUTIVE EMPLOYMENT AGREEMENT ("Agreement") is made and entered effective as of the 25th day of February 2021 (Effective Date), by and between Alpine 4 Technologies, Ltd.., a Delaware Corporation (the "Company") and Jeffrey Hail (the "Executive") and supersedes and replaces any prior employment agreement or employment letter between the Parties. W I TN E S S E T H: WHEREAS, the

Alan Martin Settlement Agreement

Exhibit 10.39 GENERAL SETTLEMENT AGREEMENT AND MUTUAL RELEASE OF CLAIMS This General Settlement Agreement and Mutual Release of Claims (the “Agreement”) is dated as of July 27, 2023, by and among Alpine 4 Holdings, Inc., a Delaware corporation (“Alpine 4”) and Alan Martin (“Martin”), each of whom is a “Party” and all of whom, collectively, are the “Parties.” RECITALS A.On November 30, 2016, the Pa

Mast Hill Finder Agreement

Exhibit 10.35 Execution Version June 15, 2023 Alpine 4 Holdings Inc. 2525 E Arizona Biltmore Circle Suite 237 Phoenix, AZ 85016 Re: Finder’s Fee Agreement Dear Kent Wilson: As you know, Alpine 4 Holdings Inc. (the “Issuer”), has expressed an interest in obtaining private equity or debt capital for various purposes. This letter agreement (“Agreement”) sets forth the terms and conditions upon which

Ian Kantrowitz Original Note

Exhibit 10.40 NOTE PURCHASE AGREEMENT This Note Purchase Agreement (this “Agreement”), dated as of Jan 30, 2023, is entered into among Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and the person or entity (the “Purchaser”) named on the signature page attached hereto. WHEREAS, subject to the terms and conditions set forth herein, the Company wishes to issue and sell to the Purch

Edmond Lew Original Note

Exhibit 10.48 NOTE PURCHASE AGREEMENT This Note Purchase Agreement (this “Agreement”), dated as of Feb 2, 2023, is entered into among Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and the person or entity (the “Purchaser”) named on the signature page attached hereto. WHEREAS, subject to the terms and conditions set forth herein, the Company wishes to issue and sell to the Purcha

Jeffrey Hail Original Note 2

Exhibit 10.52 NOTE PURCHASE AGREEMENT This Note Purchase Agreement (this “Agreement”), dated as of February 9, 2023, is entered into among Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and the person or entity (the “Purchaser”) named on the signature page attached hereto. WHEREAS, subject to the terms and conditions set forth herein, the Company wishes to issue and sell to the P

JH Darbie Finder Warrant

Exhibit 4.5 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REG

Shannon Rigney Extension Renewal Note

Exhibit 10.45 AMENDMENT TO UNSECURED CONVERTIBLE NOTE AND NOTE PURCHASE AGREEMENT THIS AMENDMENT AGREEMENT (this “Agreement”) dated July 29, 2023, is entered into to amend certain documents between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and Shannon Rigney (the “Note Holder”), related to the Note Holder’s prior loan of funds to the Company. The Company and the Note Holder

Christoph Jeunot Extension Renewal Note

Exhibit 10.43 AMENDMENT TO UNSECURED CONVERTIBLE NOTE AND NOTE PURCHASE AGREEMENT THIS AMENDMENT AGREEMENT (this “Agreement”) dated July 29, 2023, is entered into to amend certain documents between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and Christophe Jeunot (the “Note Holder”), related to the Note Holder’s prior loan of funds to the Company. The Company and the Note Hold

Ian Kantrowitz Extension Renewal Note

Exhibit 10.41 AMENDMENT TO UNSECURED CONVERTIBLE NOTE AND NOTE PURCHASE AGREEMENT THIS AMENDMENT AGREEMENT (this “Agreement”) dated July 25, 2023, is entered into to amend certain documents between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and Ian Kantrowitz (the “Note Holder”), related to the Note Holder’s prior loan of funds to the Company. The Company and the Note Holder

Kent Wilson Employment Agreement Amendment (November 2021)

Exhibit 10.37 Addendum to Employment Agreement for Kent B. Wilson This addendum, dated November 17, 2021, removes the following language from the Executive Employment agreement entered into on February 11, 2021, by Executive Kent B. Wilson and Chairman of the Board, Charles Winters, Alpine 4 Holdings, Inc. The language to be removed is as follows, located on page five (5) of the agreement: By remo

As filed with the Securities and Exchange Commission on August 4, 2023

As filed with the Securities and Exchange Commission on August 4, 2023 Registration No.

Jeffrey Hail Extension Renewal Note

Exhibit 10.47 AMENDMENT TO UNSECURED CONVERTIBLE NOTE AND NOTE PURCHASE AGREEMENT THIS AMENDMENT AGREEMENT (this “Agreement”) dated July 31, 2023, is entered into to amend certain documents between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and Jeffrey Hail (the “Note Holder”), related to the Note Holder’s prior loan of funds to the Company. The Company and the Note Holder ma

Mast Hill Securities Purchase Agreement

Exhibit 10.32 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 29, 2023, by and between ALPINE 4 HOLDINGS, INC., a Delaware corporation, with headquarters located at 2525 E Arizona Biltmore Circle, Suite 237, Phoenix, AZ 85016 (the “Company”), and MAST HILL FUND, L.P., a Delaware limited partnership, with its address at 48 Parker Road, Wellesley,

Mast Hill Fund, L.P. Warrant

Exhibit 4.4 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REG

Subsidiaries of the Company

Exhibit 21 SUBSIDIARIES OF THE COMPANY •A4 Corporate Services, LLC – Delaware limited liability company •ALTIA, LLC – Arizona limited liability company •Quality Circuit Assembly, Inc.

Mast Hill Registration Rights Agreement

Exhibit 10.33 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of June 29, 2023, by and between ALPINE 4 HOLDINGS, INC., a Delaware corporation (the "Company"), and MAST HILL FUND, L.P., a Delaware limited partnership (together with it permitted assigns, the “Investor”). Capitalized terms used herein and not otherwise defined herein shall have the respective

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) ALPINE 4 HOLDINGS, INC.

Jeffrey Hail Extension Renewal Note 2

Exhibit 10.53 AMENDMENT TO UNSECURED CONVERTIBLE NOTE AND NOTE PURCHASE AGREEMENT THIS AMENDMENT AGREEMENT (this “Agreement”) dated August 1, 2023, is entered into to amend certain documents between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and Jeffrey Hail (the “Note Holder”), related to the Note Holder’s prior loan of funds to the Company. The Company and the Note Holder m

Gabriel Garcia Original Note

Exhibit 10.50 NOTE PURCHASE AGREEMENT This Note Purchase Agreement (this “Agreement”), dated as of Feb 3, 2023, is entered into among Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and the person or entity (the “Purchaser”) named on the signature page attached hereto. WHEREAS, subject to the terms and conditions set forth herein, the Company wishes to issue and sell to the Purcha

Edmond Lew Extension Renewal Note

Exhibit 10.49 AMENDMENT TO UNSECURED CONVERTIBLE NOTE AND NOTE PURCHASE AGREEMENT THIS AMENDMENT AGREEMENT (this “Agreement”) dated August 1, 2023, is entered into to amend certain documents between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and Edmond Lew (the “Note Holder”), related to the Note Holder’s prior loan of funds to the Company. The Company and the Note Holder may

Kent Wilson Employment Agreement (February 2021)

Exhibit 10.36 THIS EXECUTIVE EMPLOYMENT AGREEMENT ("Agreement") is made and entered effective as of the 11th day of February 2021, by and between Alpine 4 Technologies, Ltd.., a Delaware Corporation (the "Company") and Kent B. Wilson (the "Executive") and supersedes and replaces any prior employment agreement or employment letter between the Parties. W I T N E S S E T H: WHEREAS, the Board of Dire

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) July 31, 2023 Alpine 4 Holdings, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) July 31, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (C

Mast Hill Senior Promissory Note

Exhibit 10.34 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR

Christoph Jeunot Original Note

Exhibit 10.42 NOTE PURCHASE AGREEMENT This Note Purchase Agreement (this “Agreement”), dated as of January 30, 2023, is entered into among Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and the person or entity (the “Purchaser”) named on the signature page attached hereto. WHEREAS, subject to the terms and conditions set forth herein, the Company wishes to issue and sell to the P

Shannon Rigney Original Note

Exhibit 10.44 NOTE PURCHASE AGREEMENT This Note Purchase Agreement (this “Agreement”), dated as of Jan 30, 2023, is entered into among Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and the person or entity (the “Purchaser”) named on the signature page attached hereto. WHEREAS, subject to the terms and conditions set forth herein, the Company wishes to issue and sell to the Purch

Gabriel Garcia Extension Renewal Note

Exhibit 10.51 AMENDMENT TO UNSECURED CONVERTIBLE NOTE AND NOTE PURCHASE AGREEMENT THIS AMENDMENT AGREEMENT (this “Agreement”) dated August 2 , 2023, is entered into to amend certain documents between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and Gabriel Garcia (the “Note Holder”), related to the Note Holder’s prior loan of funds to the Company. The Company and the Note Holde

Kent Wilson Extension Renewal Note

Exhibit 10.55 AMENDMENT TO UNSECURED CONVERTIBLE NOTE AND NOTE PURCHASE AGREEMENT THIS AMENDMENT AGREEMENT (this “Agreement”) dated August 1, 2023, is entered into to amend certain documents between Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), and Kent Wilson (the “Note Holder”), related to the Note Holder’s prior loan of funds to the Company. The Company and the Note Holder ma

Alpine 4 Holdings Subdiary, Vayu Aerospace Corporation, Receives its First $5.25M Purchase Order from its $100M Supply Agreement with U.S Government Contractor, All American Contracting Solutions

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) July 7, 2023 Alpine 4 Holdings, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) July 7, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) June 29, 2023 Alpine 4 Holdings, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) June 29, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) June 27, 2023 Alpine 4 Holdings, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) June 27, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) June 22, 2023 Alpine 4 Holdings, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) June 22, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (C

Alpine 4 Holdings (ALPP) Regains Compliance with Nasdaq Minimum Bid Price Requirement

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U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40913 Alpine 4 Holdings, Inc. (Exact name of registrant as specifi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 30, 2023 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 30, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

Alpine 4 Holdings, Inc. (ALPP) Appoints Christopher Meinerz as Chief Financial Officer (CFO)

Alpine 4 Holdings, Inc. (ALPP) Appoints Christopher Meinerz as Chief Financial Officer (CFO) PHOENIX, AZ / ACCESSWIRE / June 2, 2023 / Alpine 4 Holdings, Inc. (Nasdaq:ALPP), a leading operator and owner of small market businesses, announced that on May 30, 2023, the Board of Directors of Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), appointed Christopher Meinerz to serve as Chie

At-Will Employment Agreement

EX-99.2 3 executiveofferchrismeinerz.htm EX-99.2 At-Will Employment Agreement This employment agreement is entered into May 26, 2023, by and between Alpine 4 Holdings, Inc. (A4 or Company), and Chris Meinerz, effective May 30, 2023. The position offered is Chief Financial Officer. This agreement shall remain in place and continue until such time that either party chooses to exercise their at-will-

Alpine 4 Holdings, Inc. (ALPP) Appoints Christopher Meinerz as Chief Financial Officer (CFO)

Alpine 4 Holdings, Inc. (ALPP) Appoints Christopher Meinerz as Chief Financial Officer (CFO) PHOENIX, AZ / ACCESSWIRE / June 2, 2023 / Alpine 4 Holdings, Inc. (Nasdaq:ALPP), a leading operator and owner of small market businesses, announced that on May 30, 2023, the Board of Directors of Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), appointed Christopher Meinerz to serve as Chie

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 30, 2023 Alpine 4 Holdings, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 30, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (CO

Alpine 4 Holdings (ALPP)

Alpine 4 Holdings (ALPP) Regains Compliance with Nasdaq Minimum Bid Price Requirement PHOENIX, AZ / ACCESSWIRE / June 1, 2023 / Alpine 4 Holdings, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 31, 2023 Alpine 4 Holdings, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 31, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 24, 2023 Alpine 4 Holdings, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 24, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (CO

Alpine 4 Holdings (ALPP) Announces Receipt of Nasdaq Notice of Additional Staff Determination

Alpine 4 Holdings (ALPP) Announces Receipt of Nasdaq Notice of Additional Staff Determination PHOENIX, AZ / ACCESSWIRE / May 30, 2023 / Alpine 4 Holdings, Inc.

Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2023 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition R

Certificate of Amendment

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALPINE 4 HOLDINGS, INC. ALPINE 4 HOLDINGS, INC., a corporation organized and existing under, and by virtue of, the General Corporation Law of the State of Delaware, hereby certifies that: FIRST: The name of the Corporation is Alpine 4 Holdings, Inc. (the “Corporation”). SECOND: The Corporation was original

Alpine 4 Holdings Announces Nasdaq Required Reverse Split to Obtain Minimum Price Compliance

Exhibit 99.1 Alpine 4 Holdings Announces Nasdaq Required Reverse Split to Obtain Minimum Price Compliance PHOENIX, AZ, USA / May 12th, 2023 -Alpine 4 Holdings, Inc. (Nasdaq: ALPP) ("Alpine 4" or the "Company"), a leading operator and owner of small market businesses, announced today that its previously announced reverse stock split ("Reverse Split") of the Company’s common stock, par value $0.0001

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 12, 2023 Alpine 4 Holdings, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 12, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 o TRANSITION REPORT UNDER SECTION 13 OR 15(

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40913 Alpine 4 Holdings, Inc

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40913 Alpine 4 Holdings, Inc. (Exact name of registrant as spe

Alpine 4 Holdings (ALPP) Announces Receipt of Nasdaq Notice of Additional Staff Determination

EX-99.1 2 pradditionalnoticefromnasd.htm EX-99.1 Alpine 4 Holdings (ALPP) Announces Receipt of Nasdaq Notice of Additional Staff Determination PHOENIX, AZ / ACCESSWIRE / On April 18, 2023, the Company received a notice (the “April Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a result of not having filed in a timely manner the Company’s 2022 Annual Report on Form 10-K wi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 18, 2023 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 18, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 18, 2023 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 18, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

Annual Meeting Slides

April 17, 2023

April 17, 2023 Dear Shareholders, I want to provide you the following update on the progress of our 2022 10k, Q3 2022 10Q, and the Company’s SOX and accelerated filer initiatives.

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 18, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 18, 2023 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 18, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

Resignation Letter

Exhibit 17.1 April 10, 2023 Alpine 4 2525 E Arizona Biltmore Circle Phoenix, AZ 85016 Dear Alpine 4 Board of Directors, As of close of business on April 10, 2023 I would like to announce my resignation from the Board of Alpine 4. This is a very difficult letter for me to write being one of the original founding members of the company. Although we have seen many goals and milestones reached in this

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 10, 2023 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 10, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2022 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transitio

RSM Letter

Exhibit 99.1 March 31, 2022 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 This letter is written in response to the requirement of Rule 12b-25(c) under the Securities Exchange Act of 1934 and in satisfaction of Item (c) of Part II of Form 12b-25. We are the independent registered public accounting firm of Alpine 4 Holdings, Inc. (the Registrant). The Registrant has state

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40913 Alpine 4 Holdings, Inc. (Exact name of regi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 21, 2023 Alpine 4 Holdings,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 21, 2023 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 o TRANSITION REPORT UNDER

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 001-40913 Alpi

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under Rule 14a-12 ALPINE 4 HOLDINGS, INC.

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under Rule 14a-12 ALPINE 4 HOLDINGS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 22, 2022 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 22, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

Alpine 4 Holdings (ALPP) Announces Receipt of Nasdaq Notice of Additional Staff Determination

EX-99 2 a8kpressrelease.htm EX-99 Alpine 4 Holdings (ALPP) Announces Receipt of Nasdaq Notice of Additional Staff Determination PHOENIX, AZ / ACCESSWIRE / November 25, 2022 / Alpine 4 Holdings, Inc. (Nasdaq:ALPP), a leading operator and owner of small market businesses announced that on November 22, 2022, it received an additional staff determination notice (the "November Notice") from the Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 21, 2022 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 21, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 14, 2022 Alpine 4 Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 14, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2022 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transiti

Unmanned Aerial Vehicles Supply Agreement

UNMANNED AERIAL VEHICLES SUPPLY AGREEMENT This Unmanned Aerial Vehicles SUPPLY AGREEMENT (the “Agreement”) is made as of October 26, 2022 (the “Effective Date”) by and between Vayu (US) INC.

Alpine 4 Holdings (ALPP) Subsidiary, Vayu Aerospace Corporation, Enters a 4-Year Supplier Agreement with U.S Government Contractor, All American Contracting Solutions, Inc. for 225 of Vayu’s G1 UAVs and 250 KnuckleBuster Tactical UAVs Worth in Excess

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) October 26, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) October 20, 2022 Alpine 4 Holdings

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) October 20, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) September 21, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATIO

Letter from MaloneBailey, LLP dated September

EX-16.1 2 exhibit161-malonebaileylet.htm EX-16.1 September 23, 2022 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 We have read the statements under Item 4.01 of the Current Report on Form 8-K of Alpine 4 Holdings, Inc. to be filed with the Securities and Exchange Commission on or about September 26, 2022. We agree with all statements pertaining to us. We have no b

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 30, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) August 11, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 001-40913 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40913 Alpine 4 Holdings, Inc. (Exact name of registrant as specifie

Form of Placement Agent Agreement

July 11, 2022 Alpine 4 Holdings, Inc. 2525 East Arizona Biltmore Circle, suite 237 Phoenix, AZ 85016 Attn: Kent Wilson, Chief Executive Officer This letter (the ?Agreement?) constitutes the agreement between A.G.P./Alliance Global Partners (the ?Placement Agent?) and Alpine 4 Holdings, Inc., a Delaware corporation (the ?Company?), that the Placement Agent shall serve as the exclusive placement age

es Purchase Agreement

SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of July 11, 2022, and is between Alpine 4 Holdings, Inc.

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) July 11, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (C

14,492,754 Shares of Class A Common Stock Warrants to purchase up to 14,492,754 Shares of Class A Common Stock ALPINE 4 HOLDINGS, INC.

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EXHIBIT A COMMON STOCK PURCHASE WARRANT ALPINE 4 HOLDINGS, INC. Warrant Shares: [] Initial Exercise Date: July , 2022 Issue Date: July , 2022 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, [] or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after t

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) June 02, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (C

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 23, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (CO

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25

NT 10-Q 1 nt-10q2022.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2022 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transit

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 14, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

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UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K o Form 20-F o Form 11-K oForm 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2021 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition

Annual Meeting Agenda and Discussion Slides

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 25, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 16, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 8, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (C

Class A Common Stock Sales Agreement, dated March 8, 2022, between the Company and A.G.P

ALPINE 4 HOLDINGS, INC. CLASS A COMMON STOCK SALES AGREEMENT March 8, 2022 A.G.P./Alliance Global Partners 590 Madison Avenue New York, NY 10022 Ladies and Gentlemen: Alpine 4 Holdings, Inc., a Delaware corporation (the ?Company?), confirms its agreement (this ?Agreement?) with A.G.P./Alliance Global Partners (the ?Sales Agent?), as follows: 1. Issuance and Sale of Shares. The Company agrees that,

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ALPINE 4 HOLDINGS, INC. AND DTI SERVICES LIMITED LIABILITY COMPANY AND AFFILIATES

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Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) December 9, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATIO

Financial Statements

Financial Statements Contents Page Financial Statements: Report of Independent Registered Public Accounting Firm F-1 Consolidated Balance Sheets as of September 30, 2021, and December 31 2020 F-2 Consolidated Statements of Operations for the nine months ended September 30, 2021, and for the year ended December 31, 2020 F-3 Consolidated Statements of Changes in Members? Equity for the nine months e

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) February 4, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ?Preliminary Proxy Statement ?Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?Definitive Proxy Statement ?Definitive Additional Materials ?Soliciting Material under Rule 14a-12 ALPINE 4 HOLDINGS, INC.

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) January 26, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

Alpine 4 Holdings (ALPP) Announces the Formation of RCA Batteries Corporation, a Joint Venture Between its Subsidiaries RCA Commercial and Elecjet

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SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

PRE 14A 1 alpppre14a.htm ALPINE 4 PRE-14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒Preliminary Proxy Statement ☐Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐Definitive Proxy Statement ☐Definitive Additional Mater

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) January 13, 2022 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

Goedde Warrant

NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATE

Goedde Employment Agreement

EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into on December 9, 2021 by and between A4 Technologies, Inc, a Delaware corporation (?Company?), and Kirby R.

Goedde Note

SECURED PROMISSORY NOTE U.S. $1,800,00012/9/2021 FOR VALUE RECEIVED, the undersigned, A4 Technologies Inc, a Delaware corporation (?Maker?) promises to pay to the order of Kirby Goedde or to the holder of this Note (the ?Holder?) at Holder?s address, or such other place as Holder may designate in writing, in lawful money of the United States of America, the original aggregate principal sum of One

Membership Interest Purchase Agreement for DTI Transaction, dated December 9, 2021

MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among A4 Technologies, Inc., Alpine 4 Holdings, Inc., DTI Services Limited Liability Company (doing business as RCA Commercial Electronics), Direct Tech Sales LLC (Also with an assumed name of RCA Commercial Electronics), PMI Group, LLC, Continu.Us, LLC, Solas Ray, LLC, Kirby Goedde and Andrew Spence Dated as of December 9, 2021 Execution Copy TABLE OF

Kingston Employment Agreement

EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into on December 9, 2021 by and between A4 Technologies, Inc, a Delaware corporation (?Company?), and Robert Jeffrey Kingston (?Executive?).

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Spence Warrant

NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATE

Spence Note

SECURED PROMISSORY NOTE U.S. $200,00012/9/2021 FOR VALUE RECEIVED, the undersigned, A4 Technologies Inc, a Delaware corporation(?Maker?) promises to pay to the order of Andrew Spence or to the holder of this Note (the ?Holder?) at Holder?s address, or such other place as Holder may designate in writing, in lawful money of the United States of America, the original aggregate principal sum of One Mi

Spence Employment Agreement

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Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) December 9, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 29, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

Royalty Agreement

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ElecJet Merger Agreement, dated November 29, 2021 (incorporated by referenece to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed on December 3, 2021)

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Lin Agreement

EX-10.2 4 alppex10z2.htm LIN AGREEMENT EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is entered into on November 29, 2021 by and between ElecJet, Inc., a Delaware corporation (“Company”), and Wade Lin (“Employee”). Alpine 4 Holdings, Inc., a Delaware corporation (“ALPP”) is a party hereto for certain limited purposes under the Agreement. WHEREAS, concurrent with the execution o

Gong Agreement

EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into on November 29, 2021 by and between ElecJet, Inc.

Securities Purchase Agreement between the Company and the Purchasers named therein, dated as of November 22, 2021

EX-10.1 5 alppex10z1.htm FORM OF SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of November 22, 2021 and is between Alpine 4 Holdings, Inc., a corporation incorporated under the laws of the state of Delaware (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and

8,571,430 Shares of Class A Common Stock Warrants to purchase up to 4,285,715 Shares of Class A Common Stock underlying the Warrants Placement Agent Warrants to purchase up to 428,571 Shares of Class A Common Stock underlying the Placement Agent Warr

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Armistice Capital Master Fund, Ltd. Warrant - November 2021

EX-4.2 3 alppex4z2.htm FORM OF INVESTOR WARRANT EXHIBIT A COMMON STOCK PURCHASE WARRANT ALPINE 4 HOLDINGS, INC. Warrant Shares: []Initial Exercise Date: November , 2021 Issue Date: November 22, 2021 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the co

Form of Investor Warrant

EX-4.1 2 alppex4z1.htm FORM OF PLACEMENT AGENT WARRANT THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGH

Placement Agent Agreement between the Company and A.G.P., dated November 22, 2021

EX-10.2 6 alppex10z2.htm FORM OF PLACEMENT AGENT AGREEMENT November 22, 2021 Alpine 4 Holdings, Inc. 2525 East Arizona Biltmore Circle, suite 237 Phoenix, AZ 85016 Attn: Kent Wilson, Chief Executive Officer To Whom It May Concern: This letter (the “Agreement”) constitutes the agreement between A.G.P./Alliance Global Partners (the “Placement Agent”) and Alpine 4 Holdings, Inc., a Delaware corporati

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 22, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION

Alpine 4 Holdings (ALPP) Reports Q3 2021 Revenue Grew by 23% Over Q2 2021 and a Net Profit of $2.48 Million For the Quarter

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Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) November 4, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ?QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ?TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-55205 Alpine 4 Holdings, Inc. (Exact name of registrant as specified in its charte

Alpine 4 Holdings (ALPP) Debuts on the Nasdaq and Announces the Acquisition of Identified Technologies, a Drone Mapping Software Company

EX-99.1 3 alppex99z1.htm PRESS RELEASE Alpine 4 Holdings (ALPP) Debuts on the Nasdaq and Announces the Acquisition of Identified Technologies, a Drone Mapping Software Company PR Newswire PHOENIX, Oct. 20, 2021 PHOENIX, Oct. 20, 2021 /PRNewswire/ - Alpine 4 Holdings, Inc. (Nasdaq: ALPP), a leading operator and owner of small market businesses, is pleased to announce that it has acquired Identified

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) October 20, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

Identified Technologies Corporation Stock Purchase Agreement, dated October 20, 2021

EX-10 2 alppex10.htm IDENTIFIED TECHNOLOGIES CORPORATION STOCK PURCHASE AGREEMENT STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”) is made as of this 20th day of October, 2021, among A4 Aerospace Inc., a Delaware corporation (“Buyer”), Alpine 4 Holdings, Inc a Delaware corporation (“Parent”), Identified Technologies Corporation, a Delaware corporation with foreign registra

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) October 14, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

Alpine 4 Holdings Announces That It Has Been Approved to List on The

EX-99.1 2 alppex99z1.htm PRESS RELEASE Alpine 4 Holdings Announces That It Has Been Approved to List on The Nasdaq Phoenix, Ariz. – 10/14/2021 –Alpine 4 Holdings, Inc., a Delaware Corporation (Symbol: ALPP), (the “Company”), announced today that it has been approved by The Nasdaq Stock Market to list on The Nasdaq Capital Market effective at the open of the market on Wednesday, October 20, 2021, u

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) October 14, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION)

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ALPINE 4 HOLDINGS, INC. (Exact Name of Registrant as S

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ALPINE 4 HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 46-5482689 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 2525 E Arizona Biltmore Cir

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ?QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ?TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-55205 Alpine 4 Holdings, Inc. (Exact name of registrant as specified in its charter) De

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 4, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (C

Alpine 4's Subsidiary, Alternative Laboratories, LLC Secures a New $2.0 Million Order Kicking Off Q3 2021

EX-99.2 3 alppex99z2.htm PRESS RELEASE DATED JULY 6, 2021 Exhibit 99.2 Alpine 4's Subsidiary, Alternative Laboratories, LLC Secures a New $2.0 Million Order Kicking Off Q3 2021 PHOENIX, July 6, 2021 /PRNewswire/ - Alpine 4 Holdings, Inc. (OTCQB: ALPP), a leading operator and owner of small market businesses, announces that its subsidiary Alternative Laboratories, LLC (Alt Labs), has secured a new

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) July 6, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (CO

Dear Shareholders, Investors, and Employees,

EX-99.1 2 alppex99z1.htm PRESS RELEASE DATED JUNE 30, 2021 Exhibit 99.1 Dear Shareholders, Investors, and Employees, I am pleased to announce that our two subsidiaries, Impossible Aerospace Corporation and Vayu (US), Inc., will merge to become one new company called Vayu Aerospace Corporation, Inc. Prior to the acquisition of Impossible Aerospace and VAYU (US), Inc., I laid out three overarching g

Financial Statements and Exhibits, Other Events

8-K 1 alpp8k.htm ALPINE 4 HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 18, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURIS

Case 2:21-cv-00886-MTL Document 1 Filed 05/18/21 Page 1 of 17

EX-99.1 2 alppex99z1.htm COMPLAINT FILED IN U.S. DISTRICT COURT FOR THE DISTRICT OF ARIZONA Case 2:21-cv-00886-MTL Document 1 Filed 05/18/21 Page 1 of 17 Ryan J. Lorenz, #019878 David G. Schmidt, #032538 CLARK HILL PLC 14850 North Scottsdale Road, Suite 500 Scottsdale, Arizona 85254 Telephone: (480) 684-1100 Facsimile: (480) 684-1190 [email protected] [email protected] Attorneys for Plain

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 17, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (CO

PHOENIX, AZ / ACCESSWIRE / May 17, 2021 / Alpine 4 Holdings, Inc. (OTCQB:ALPP), a leading operator and owner of small market businesses, issues Q1 CEO Letter to Shareholders.

EX-99 2 alppex99.htm CEO LETTER EXHIBIT 99 PHOENIX, AZ / ACCESSWIRE / May 17, 2021 / Alpine 4 Holdings, Inc. (OTCQB:ALPP), a leading operator and owner of small market businesses, issues Q1 CEO Letter to Shareholders. "Dear Shareholders and Employees, If 2020 was the year of correction and ways to think about business differently, 2021 has been and remains a year of robust opportunities for Alpine

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 alpp10q.htm ALPINE 4 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X]QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 [ ]TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-55205 Alpine 4 Holdings, Inc. (Exact name of

Escrow Agreement

EX-10.3 4 alppex10z3.htm ESCROW AGREEMENT ESCROW AGREEMENT Contract Date: May 3, 2021 Escrowor: Alpine4 Holdings Inc Escrowee: Kevin Thomas Property: 4740 S. Cleveland Ave, Fort Myers, 33907 Escrow Agent: Cona Law PLLC Escrow Deposit Amount: $1,400,000.00 A.The Escrowor has contracted, under a contract dated May 4, 2021 (the “Sales Agreement”), to purchase from Escroee 100% of the membership inter

Membership Interest Purchase Agreement by and among A4 Manufacturing, Inc., Alpine 4 Holdings, Inc., 4740 Cleveland, LLC, and Kevin Thomas

MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among A4 Manufacturing, Inc., Alpine 4 Holdings, Inc., 4740 Cleveland, LLC, and Kevin Thomas Dated as of May 4, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS1 ARTICLE II SALE AND PURCHASE OF INTERESTS5 2.1Sale and Purchase of Interests5 2.2Payment for the Interests5 2.3Closing5 2.4Transactions to be Effected at Closing.5 2.5No Financing Contingency

Commercial Lease Agreement by and between 4740 Cleveland, LLC, and Alternative Laboratories, LLC

EX-10.4 5 alppex10z4.htm LEASE AGREEMENT COMMERCIAL LEASE AGREEMENT THIS COMMERCIAL LEASE AGREEMENT (“Lease”) is made and entered into effective this 3rd day of May, 2020 (Effective Date”), by and between 4740 Cleveland LLC, a Florida limited liability company (hereinafter referred to as “Landlord”), and Alternative Laboratories LLC, a Delaware limited liability company, a wholly owned subsidiary

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 4, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (COM

Membership Interest Purchase Agreement by and among A4 Manufacturing, Inc., Alpine 4 Holdings, Inc., Alternative Laboratories, LLC, KAI Enterprises, LLC, and Kevin Thomas

EX-10.1 2 alppex10z1.htm MEMBERSHIP INTEREST PURCHASE AGREEMENT MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among A4 Manufacturing, Inc., Alpine 4 Holdings, Inc., Alternative Laboratories, LLC, KAI Enterprises, LLC, and Kevin Thomas Dated as of May 4, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS1 ARTICLE II SALE AND PURCHASE OF INTERESTS5 2.1Sale and Purchase of Interests5 2.2Payment for th

Commission Agreement

COMMISSION AGREEMENT THIS COMMISSION AGREEMENT (the ?Agreement?) dated May 3rd, 2021, by and between Alternative Laboratories LLC, a Delaware limited liability Company (the ?Company?), and ASD Capital Group LLC, a Delaware limited liability company (?ASD?).

Alpine 4 Holdings (ALPP) Enters the Nutraceutical and CBD Manufacturing Industry with its Latest Acquisition of Alternative Labs, LLC

Alpine 4 Holdings (ALPP) Enters the Nutraceutical and CBD Manufacturing Industry with its Latest Acquisition of Alternative Labs, LLC Press Release | 05/10/2021 PHOENIX, AZ / ACCESSWIRE / May 10, 2021 / Alpine 4 Holdings, Inc.

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) May 5, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) (COM

Stock Purchase Agreement by and among A4 Defense Services, Inc., Thermal Dynamics International, Inc., Page Management Co., Inc., and Stephen L. Page

EX-10.1 2 alppex10z1.htm STOCK PURCHASE AGREEMENT STOCK PURCHASE AGREEMENT BY AND AMONG A4 DEFENSE SERVICES, INC., THERMAL DYNAMICS INTERNATIONAL, INC., PAGE MANAGEMENT CO., INC., AND STEPHEN L. PAGE Dated as of April 27, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS1 ARTICLE II SALE AND PURCHASE OF SHARES6 2.1Sale and Purchase of Shares6 2.2Purchase Price6 2.3Closing6 2.4Non-Compete7 ARTICLE

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

8-K 1 alpp8k.htm ALPINE 4 HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 28, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JUR

Annual Report - ALPINE 4 HOLDINGS, INC. 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-55205 Alpine 4 Holdings, Inc. (Exact name

Other Events

8-K 1 alpp8k.htm ALPINE 4 HOLDINGS, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 26, 2021 Alpine 4 Holdings, Inc. (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) Delaware 000-55205 46-5482689 (STATE OR OTHER JUR