ZUO / Zuora, Inc. - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

زورا، وشركة
US ˙ NYSE ˙ US98983V1061
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الإحصائيات الأساسية
LEI 549300ISVGC1YZWQJ420
CIK 1423774
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Zuora, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
February 25, 2025 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38451 Zuora, Inc. (Exact name of registrant as specified in its charter)

February 19, 2025 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 3) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 ZUORA, INC. (Name of the Issuer) Zuora, Inc. Zodiac Purchaser,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 3) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 ZUORA, INC. (Name of the Issuer) Zuora, Inc. Zodiac Purchaser, L.L.C. Zodiac Acquisition Sub, Inc. Zodiac Guarantor, L.L.C. Zodiac Holdco, L.L.C. Silver Lake Alpine Associates II, L.P. SLA Zurich Holdings, L.P. S

February 14, 2025 S-8 POS

As filed with the Securities and Exchange Commission on February 14, 2025

As filed with the Securities and Exchange Commission on February 14, 2025 Registration No.

February 14, 2025 S-8 POS

As filed with the Securities and Exchange Commission on February 14, 2025

As filed with the Securities and Exchange Commission on February 14, 2025 Registration No.

February 14, 2025 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2025 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numb

February 14, 2025 EX-3.2

ZUORA, INC. Incorporated under the Laws of the State of Delaware SECOND AMENDED AND RESTATED BYLAWS ARTICLE I

Exhibit 3.2 ZUORA, INC. Incorporated under the Laws of the State of Delaware SECOND AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Zuora, Inc. (the “Corporation”) shall maintain a registered office in the State of Delaware. The Corporation may also have other offices at such places, either within or without the State of Delaware, as the Board of Directors may from time to time designate or the busi

February 14, 2025 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 25, 2025, pursuant to the provisions of Rule 12d2-2 (a).

February 14, 2025 S-8 POS

As filed with the Securities and Exchange Commission on February 14, 2025

As filed with the Securities and Exchange Commission on February 14, 2025 Registration No.

February 14, 2025 POSASR

As filed with the Securities and Exchange Commission on February 14, 2025

As filed with the Securities and Exchange Commission on February 14, 2025 Registration No.

February 14, 2025 S-8 POS

As filed with the Securities and Exchange Commission on February 14, 2025

As filed with the Securities and Exchange Commission on February 14, 2025 Registration No.

February 14, 2025 S-8 POS

As filed with the Securities and Exchange Commission on February 14, 2025

As filed with the Securities and Exchange Commission on February 14, 2025 Registration No.

February 14, 2025 S-8 POS

As filed with the Securities and Exchange Commission on February 14, 2025

As filed with the Securities and Exchange Commission on February 14, 2025 Registration No.

February 14, 2025 EX-3.1

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ZUORA, INC.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of ZUORA, INC. FIRST: The name of the corporation is Zuora, Inc. SECOND: The address of the corporation’s registered office in the State of Delaware is: Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, New Castle County, Delaware 19801. The name of the Corporation’s registered agent at such address is The Corpora

February 14, 2025 S-8 POS

As filed with the Securities and Exchange Commission on February 14, 2025

As filed with the Securities and Exchange Commission on February 14, 2025 Registration No.

February 14, 2025 EX-99.1

Silver Lake and GIC Complete Acquisition of Zuora

Exhibit 99.1 Silver Lake and GIC Complete Acquisition of Zuora REDWOOD CITY, Calif. – February 14, 2025 – Zuora, Inc., a leading monetization platform for modern business, today announced the completion of its acquisition by Silver Lake, the global leader in technology investing, in partnership with an affiliate of GIC Pte. Ltd. (“GIC”), for $10.00 per share in cash. With the completion of the acq

February 11, 2025 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2025 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numb

January 23, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

January 7, 2025 CORRESP

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Freshfields US LLP Silicon Valley 855 Main Street Suite 300 Redwood City, CA 94063 T +1 650 618 9250 www.

December 31, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A 1 d911793ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

December 31, 2024 DEFM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6)(e)(2)) ☒ Def

December 31, 2024 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 2) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 ZUORA, INC. (Name of the Issuer) Zuora, Inc. Zodiac Purchaser,

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 2) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 ZUORA, INC. (Name of the Issuer) Zuora, Inc. Zodiac Purchaser, L.L.C. Zodiac Acquisition Sub, Inc. Zodiac Guarantor, L.L.C. Zodiac Holdco, L.L.C. Silver Lake Alpine Associates II, L.P. SLA Zuric

December 23, 2024 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 1) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 ZUORA, INC. (Name of the Issuer) Zuora, Inc. Zodiac Purchaser,

SC 13E3/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

December 20, 2024 CORRESP

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New York 3 World Trade Center 175 Greenwich Street New York, NY 10007 T +1 212 277 4000 www.

December 20, 2024 PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 1

PRER14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

December 9, 2024 EX-99.1

Zuora Reports Third Quarter Fiscal 2025 Results

Exhibit 99.1 Zuora Reports Third Quarter Fiscal 2025 Results Redwood City, Calif. – December 9, 2024 – Zuora, Inc. (NYSE: ZUO), a leading monetization suite for modern business, today announced financial results for its fiscal third quarter ended October 31, 2024. Third Quarter Fiscal 2025 Financial Results: •Revenue: Subscription revenue was $105.3 million, an increase of 7% year-over-year. Total

December 9, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2024 OR ☐ TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

December 9, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2024 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

December 4, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

November 25, 2024 EX-16.(C)(VI)

Discussion materials prepared by Qatalyst Partners LP, dated July 2, 2024, for the Special Committee of the Board of Directors of Zuora, Inc.

July 2024 Project Zodiac Reference Materials Exhibit 16(c)(vi) [***] indicates information has been omitted on the basis of a confidential treatment request pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.

November 25, 2024 EX-16.(B)(I)

Equity Commitment Letter, dated October 17, 2024, executed by Silver Lake Alpine II, L.P. and Parent.

EXHIBIT 16(b)(i) CONFIDENTIAL Execution Version October 17, 2024 Zodiac Purchaser, L.

November 25, 2024 EX-16.(B)(III)

Amended and Restated Commitment Letter, dated November 13, 2024, by and among Royal Bank of Canada, Banco Santander, S.A., New York Branch, Bank of Montreal, BMO Capital Markeys Corp., Barclays Bank PLC, KKR Capital Markets LLC, KKR CORPORATE LENDING (CA) LLC, SF Credit Partners, LLC, Stifel Nicolaus and Company, Incorporated, Wells Fargo Securities, LLC, Wells Fargo Bank, National Association and Parent.

EXHIBIT 16(b)(iii) CONFIDENTIAL Execution Version November 13, 2024 Zodiac Purchaser, L.

November 25, 2024 EX-16.(C)(IV)

Discussion materials prepared by Qatalyst Partners LP, dated April 30, 2024, for the Special Committee of the Board of Directors of Zuora, Inc.

April 2024 Project Zodiac Discussion Materials Exhibit 16(c)(iv) [***] indicates information has been omitted on the basis of a confidential treatment request pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.

November 25, 2024 EX-16.(F)

Section 262 of the Delaware General Corporation Law.

Exhibit 16(f) § 262. Appraisal rights. (a) Any stockholder of a corporation of this State who holds shares of stock on the date of the making of a demand pursuant to subsection (d) of this section with respect to such shares, who continuously holds such shares through the effective date of the merger, consolidation, conversion, transfer, domestication or continuance, who has otherwise complied wit

November 25, 2024 EX-16.(C)(II)

Discussion materials prepared by Qatalyst Partners LP, dated April 14, 2024, for the Special Committee of the Board of Directors of Zuora, Inc.

April 2024 Project Zodiac Discussion Materials Exhibit 16(c)(ii) [***] indicates information has been omitted on the basis of a confidential treatment request pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.

November 25, 2024 EX-16.(C)(V)

Discussion materials prepared by Qatalyst Partners LP, dated June 15, 2024, for the Special Committee of the Board of Directors of Zuora, Inc.

June 2024 Project Zodiac Discussion Materials Exhibit 16(c)(v) [***] indicates information has been omitted on the basis of a confidential treatment request pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.

November 25, 2024 EX-16.(B)(IV)

Limited Guarantee, dated as of October 17, 2024, by and among Silver Lake Alpine II, L,P. and Zuora, Inc.

EXHIBIT 16(b)(iv) CONFIDENTIAL Execution Version LIMITED GUARANTEE OF SILVER LAKE ALPINE II, L.

November 25, 2024 EX-FILING FEES

CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Zuora, Inc. (Exact Name of Registrant and Name of Person Filing Statement) Table 1: Transaction Valuation

Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Zuora, Inc. (Exact Name of Registrant and Name of Person Filing Statement) Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee Rate Amount of Filing Fee Fees to be Paid $ 1,733,922,925.78 (1)(2) 0.00015310  $ 265,463.60 (3) Fees Previously Paid $ 0 $ 0 Total Transaction Valuation $ 1,733,922,925.78

November 25, 2024 PREM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 25, 2024 EX-16.(B)(V)

Limited Guarantee, dated as of October 17, 2024, by and among Hux Investment Pte. Ltd. and Zuora, Inc.

EXHIBIT 16(b)(v) CONFIDENTIAL Execution Version LIMITED GUARANTEE OF HUX INVESTMENT PTE.

November 25, 2024 EX-16.(C)(VIII)

Discussion materials prepared by Qatalyst Partners LP, dated October 15, 2024, for the Special Committee of the Board of Directors of Zuora, Inc.

October 15, 2024 Project Zodiac Discussion Materials Exhibit 16(c)(viii) [***] indicates information has been omitted on the basis of a confidential treatment request pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.

November 25, 2024 EX-FILING FEES

Filing Fee Table.

Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 13E-3 (Form Type) Zuora, Inc.

November 25, 2024 EX-16.(B)(II)

Equity Commitment Letter, dated October 17, 2024, executed by Hux Investment Pte., Ltd. and Parent.

EXHIBIT 16(b)(ii) CONFIDENTIAL Execution Version October 17, 2024 Zodiac Purchaser, L.

November 25, 2024 EX-16.(C)(IX)

Discussion materials prepared by Qatalyst Partners LP, dated October 16, 2024, for the Special Committee of the Board of Directors of Zuora, Inc.

October 16, 2024 Project Zodiac Discussion Materials Exhibit 16(c)(ix) [***] indicates information has been omitted on the basis of a confidential treatment request pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.

November 25, 2024 SC 13E3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 ZUORA, INC. (Name of the Issuer) Zuora, Inc. Zodiac Purchaser, L.L.C. Zodiac Acq

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 ZUORA, INC. (Name of the Issuer) Zuora, Inc. Zodiac Purchaser, L.L.C. Zodiac Acquisition Sub, Inc. Zodiac Guarantor, L.L.C. Zodiac Holdco, L.L.C. Silver Lake Alpine Associates II, L.P. SLA Zurich Holdings, L.P. S

November 25, 2024 EX-16.(C)(VII)

Discussion materials prepared by Qatalyst Partners LP, dated July 10, 2024, and shared with the Special Committee of the Board of Directors of Zuora, Inc. for reference.

July 2024 Project Zodiac Reference Materials Exhibit 16(c)(vii) [***] indicates information has been omitted on the basis of a confidential treatment request pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.

November 25, 2024 EX-16.(C)(III)

Discussion materials prepared by Qatalyst Partners LP, dated April 17, 2024, for the Special Committee of the Board of Directors of Zuora, Inc.

April 2024 Project Zodiac Discussion Materials Exhibit 16(c)(iii) [***] indicates information has been omitted on the basis of a confidential treatment request pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended.

October 31, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

October 23, 2024 SC 13D

ZUO / Zuora, Inc. / Tzuo Tien - SC 13D Activist Investment

SC 13D 1 ef20037624sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 ZUORA, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 98983V106 (CUSIP Number) Tien Tzuo c/o Zuora, Inc. 101 Redwood Shores Parkway Redwood City, California 94065 With copies to: Me

October 23, 2024 EX-99.1

AGREEMENT AND PLAN OF MERGER by and among ZUORA, INC., ZODIAC PURCHASER, L.L.C. ZODIAC ACQUISITION SUB, INC. October 17, 2024

EX-99.1 2 ef20037624ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among ZUORA, INC., ZODIAC PURCHASER, L.L.C. and ZODIAC ACQUISITION SUB, INC. October 17, 2024 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Other Definitional and Interpretative Provisions 19 ARTICLE 2 THE MERGER 19 Section 2.01 The Closing 19 Sect

October 23, 2024 EX-99.2

VOTING, SUPPORT AND ROLLOVER AGREEMENT

EX-99.2 3 ef20037624ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 EXECUTION VERSION VOTING, SUPPORT AND ROLLOVER AGREEMENT This Voting and Support Agreement (this “Agreement”) is made and entered into as of October 17, 2024, by and among Zodiac Purchaser, L.L.C., a Delaware limited liability company (“Parent”), Zodiac Holdco, L.L.C., a Delaware limited liability company and an indirect parent company of Pa

October 22, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

October 18, 2024 EX-2.1

Agreement and Plan of Merger, dated as of October 17, 2024, by and among Zuora, Inc., Parent and Merger Sub

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among ZUORA, INC., ZODIAC PURCHASER, L.L.C. and ZODIAC ACQUISITION SUB, INC. October 17, 2024 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 5 Section 1.01 Definitions 5 Section 1.02 Other Definitional and Interpretative Provisions 22 ARTICLE 2 THE MERGER 22 Section 2.01 The Closing 22 Section 2.02 The Merger 23 Section 2.03 Conversion of Shares 23 Sec

October 18, 2024 EX-10.1

Voting, Support and Rollover Agreement, dated as of October 17, 2024, by and among Zodiac Purchaser, L.L.C., Zodiac Holdco, L.L.C., Silver Lake Alpine II, L.P., Zuora, Inc., and the stockholders party thereto

Exhibit 10.1 VOTING, SUPPORT AND ROLLOVER AGREEMENT This Voting and Support Agreement (this “Agreement”) is made and entered into as of October 17, 2024, by and among Zodiac Purchaser, L.L.C., a Delaware limited liability company (“Parent”), Zodiac Holdco, L.L.C., a Delaware limited liability company and an indirect parent company of Parent (“TopCo”), Silver Lake Alpine II, L.P., a Delaware limite

October 18, 2024 EX-10.1

VOTING, SUPPORT AND ROLLOVER AGREEMENT

Exhibit 10.1 VOTING, SUPPORT AND ROLLOVER AGREEMENT This Voting and Support Agreement (this “Agreement”) is made and entered into as of October 17, 2024, by and among Zodiac Purchaser, L.L.C., a Delaware limited liability company (“Parent”), Zodiac Holdco, L.L.C., a Delaware limited liability company and an indirect parent company of Parent (“TopCo”), Silver Lake Alpine II, L.P., a Delaware limite

October 18, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 Zuora, Inc. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

October 18, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

October 18, 2024 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among ZUORA, INC., ZODIAC PURCHASER, L.L.C. ZODIAC ACQUISITION SUB, INC. October 17, 2024 TABLE OF CONTENTS

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among ZUORA, INC., ZODIAC PURCHASER, L.L.C. and ZODIAC ACQUISITION SUB, INC. October 17, 2024 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 5 Section 1.01 Definitions 5 Section 1.02 Other Definitional and Interpretative Provisions 22 ARTICLE 2 THE MERGER 22 Section 2.01 The Closing 22 Section 2.02 The Merger 23 Section 2.03 Conversion of Shares 23 Sec

October 17, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

October 17, 2024 EX-99.I

VOTING, SUPPORT AND ROLLOVER AGREEMENT

EX-99.I 3 d897160dex99i.htm EX-99.I Exhibit I EXECUTION VERSION VOTING, SUPPORT AND ROLLOVER AGREEMENT This Voting and Support Agreement (this “Agreement”) is made and entered into as of October 17, 2024, by and among Zodiac Purchaser, L.L.C., a Delaware limited liability company (“Parent”), Zodiac Holdco, L.L.C., a Delaware limited liability company and an indirect parent company of Parent (“TopC

October 17, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A 1 ef20037363defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru

October 17, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 Zuora, Inc. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

October 17, 2024 EX-99.H

AGREEMENT AND PLAN OF MERGER by and among ZUORA, INC., ZODIAC PURCHASER, L.L.C. ZODIAC ACQUISITION SUB, INC. October 17, 2024

EX-99.H 2 d897160dex99h.htm EX-99.H Exhibit H EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among ZUORA, INC., ZODIAC PURCHASER, L.L.C. and ZODIAC ACQUISITION SUB, INC. October 17, 2024 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Other Definitional and Interpretative Provisions 19 ARTICLE 2 THE MERGER 19 Section 2.01 The Closing 19 Section 2.02 Th

October 17, 2024 EX-99.1

Zuora Enters into Definitive Agreement to be Acquired by Silver Lake and GIC for $1.7 Billion Zuora Stockholders to Receive $10.00 Per Share in Cash

Exhibit 99.1 Zuora Enters into Definitive Agreement to be Acquired by Silver Lake and GIC for $1.7 Billion Zuora Stockholders to Receive $10.00 Per Share in Cash REDWOOD CITY, Calif., October 17, 2024 – Zuora, Inc. (NYSE: ZUO), a leading monetization suite for modern business, today announced that it has entered into a definitive agreement to be acquired by Silver Lake, the global leader in techno

October 17, 2024 SC 13D/A

ZUO / Zuora, Inc. / SLAA II (GP), L.L.C. - SC 13D/A Activist Investment

SC 13D/A 1 d897160dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* ZUORA, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 98983V106 (CUSIP Number) Andrew J. Schader, Esq. Silver Lake 55 Hudson Yards 550 West 34th Street, 40th F

August 29, 2024 EX-3.1

Amended and Restated Certificate of Incorporation of the Registrant

Exhibit 3.1 ZUORA, INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Zuora, Inc., a Delaware corporation, hereby certifies as follows: 1. The name of this corporation is Zuora, Inc. The date of the filing of its original Certificate of Incorporation with the Secretary of State was September 12, 2006. 2. The Amended and Restated Certificate of Incorporation of this corporation attached hereto

August 29, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2024 OR ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

August 21, 2024 EX-99.1

Zuora Reports Second Quarter Fiscal 2025 Results Subscription revenue grew 9% year-over-year GAAP operating margin increased 8 percentage points year-over-year Non-GAAP operating margin increased 13 percentage points year-over-year Operating cash flo

Exhibit 99.1 Zuora Reports Second Quarter Fiscal 2025 Results Subscription revenue grew 9% year-over-year GAAP operating margin increased 8 percentage points year-over-year Non-GAAP operating margin increased 13 percentage points year-over-year Operating cash flow increased to $11.4 million compared to $5.4 million last year Adjusted free cash flow increased to $12.2 million compared to $4.0 milli

August 21, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2024 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number

June 28, 2024 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2024 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

May 31, 2024 EX-10.1

ve Plan Global Notice of Per

Exhibit 10.1 ZUORA, INC. 2018 EQUITY INCENTIVE PLAN GLOBAL NOTICE OF PERFORMANCE STOCK UNIT AWARD Unless otherwise defined herein, the terms defined in the Zuora, Inc. (the “Company”) 2018 Equity Incentive Plan (the “Plan”) will have the same meanings in this Global Notice of Performance Stock Unit Award and the electronic representation of this Global Notice of Performance Stock Unit Award establ

May 31, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2024 OR ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

May 23, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

May 22, 2024 EX-99.1

Zuora Reports First Quarter Fiscal 2025 Results Operating cash flow grew to $32.9 million compared to $14.6 million last year Adjusted free cash flow grew to $31.4 million compared to $13.0 million last year GAAP operating margin increased 16 percent

Exhibit 99.1 Zuora Reports First Quarter Fiscal 2025 Results Operating cash flow grew to $32.9 million compared to $14.6 million last year Adjusted free cash flow grew to $31.4 million compared to $13.0 million last year GAAP operating margin increased 16 percentage points year-over-year Non-GAAP operating margin increased 11 percentage points year-over-year Subscription revenue grew 10% year-over

May 22, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

May 16, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

May 16, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

May 6, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

May 1, 2024 EX-99.1

Zuora Appoints John D. Harkey, Jr. to Board of Directors

Exhibit 99.1 Zuora Appoints John D. Harkey, Jr. to Board of Directors REDWOOD CITY, Calif. – May 1, 2024 – Zuora, Inc. (NYSE: ZUO), a leading monetization suite for modern business, today announced the appointment of John D. Harkey, Jr. to the Zuora Board of Directors, effective April 30, 2024. With the addition of Mr. Harkey, the Zuora Board of Directors will consist of ten Board members, nine of

May 1, 2024 EX-10.1

Cooperation Agreement, dated as of April 30, 2024, by and among Zuora, Inc. and Scalar Gauge Fund, LP, Scalar Gauge GP, LP, SG SPV IV, LP, SG SPV IV GP, LLC, Scalar Gauge Management, LLC and Sumit Gautam

Exhibit 10.1 Zuora, Inc. 101 Redwood Shores Parkway Redwood City, CA 94065 April 30, 2024 Scalar Gauge Fund, LP 8115 Preston Road, Suite 585 Dallas, TX 75225 Attn: Sumit Gautam Ladies and Gentlemen: This letter (this “Agreement”) constitutes the agreement between (a) Zuora, Inc. (the “Company”) and (b) Scalar Gauge Fund, LP (“Scalar Gauge”) and each of the other related Persons (as defined below)

May 1, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 Zuora, Inc. (Exact na

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

March 26, 2024 EX-97.1

Zuora, Inc. Executive Compensation Recovery Policy

Exhibit 97.1 ZUORA, INC. EXECUTIVE COMPENSATION RECOVERY POLICY (Adopted September 20, 2023) This Executive Compensation Recovery Policy (“Policy”) sets forth the circumstances under which Zuora, Inc. (“Zuora”) shall recover certain incentive-based compensation from specified executives of Zuora, as required under applicable U.S. Securities and Exchange Commission (“SEC”) and New York Stock Exchan

March 26, 2024 EX-FILING FEES

Filing Fee Table

Exhibit 107.1 Calculation of Fee Filing Tables Form S-3ASR (Form Type) Zuora, Inc. (Exact name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Convertible Debt 3.95%

March 26, 2024 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 Zuora, Inc. List of Subsidiaries Legal Entity Name Jurisdiction Beijing ZuRui Technology Company Limited China Leeyo Software, Inc. Delaware, U.S.A. Zephr Inc Limited England & Wales Zephr US Inc Delaware, U.S.A. Zuora Australia Pty Ltd Australia Zuora Austria GmbH1 Austria Zuora Bulgaria EOOD Bulgaria Zuora Costa Rica Sociedad De Responsabilidad Limitada Costa Rica Zuora Germany GmbH

March 26, 2024 EX-FILING FEES

Filing Fee Table.

Exhibit 107.1 Calculation Of Filing Fee Tables Form S-8 (Form Type) Zuora, Inc. (Exact Name of Registrant as specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common stock, par value $0.0001 per

March 26, 2024 EX-25.1

Form T-1 Statement of Eligibility of U.S. Bank Trust Company, National Association, to act as Trustee with respect to the Indenture dated as of March 24, 2022

Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ☐ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E

March 26, 2024 EX-10.15

Cash Incentive Plan.

Exhibit 10.15 Zuora, Inc. Cash Incentive Plan (As amended on February 27, 2024) I.Purpose This Cash Incentive Plan, as amended (the “Plan”) governs incentive awards for certain eligible employees and executive officers of Zuora, Inc. and its subsidiaries (together, “Zuora”). The purpose of the Plan is to reward certain employees and executive officers of Zuora for their contributions to Zuora’s pe

March 26, 2024 S-8

As filed with the Securities and Exchange Commission on March 26, 2024

As filed with the Securities and Exchange Commission on March 26, 2024 Registration No.

March 26, 2024 EX-4.2

Description of Registrant's Securities.

Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Zuora, Inc. (the “Company,” “we” or “our”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934: our Class A common stock. DESCRIPTION OF CAPITAL STOCK The following description summarizes the most important terms of the capital s

March 26, 2024 S-3ASR

As filed with the Securities and Exchange Commission on March 26, 2024

As filed with the Securities and Exchange Commission on March 26, 2024 Registration No.

March 26, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

February 28, 2024 EX-99.1

Zuora Reports Fourth Quarter and Full Year Fiscal 2024 Results Full year subscription revenue grew 13% year-over-year, 15% on a constant currency basis

Exhibit 99.1 Zuora Reports Fourth Quarter and Full Year Fiscal 2024 Results Full year subscription revenue grew 13% year-over-year, 15% on a constant currency basis Redwood City, Calif. – February 28, 2024 – Zuora, Inc. (NYSE: ZUO), a leading monetization suite for modern businesses, today announced financial results for its fiscal fourth quarter and full year ended January 31, 2024. “Fiscal 2024

February 28, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 Zuora, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numb

February 13, 2024 SC 13G/A

ZUO / Zuora, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv02342-zuoraincclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Zuora, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 98983V106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate

February 8, 2024 SC 13G/A

ZUO / Zuora, Inc. / Tzuo Tien - SC 13G/A Passive Investment

SC 13G/A 1 schedule13ga-tientzuodecem.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Zuora, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 98983V106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this State

February 1, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2024 Zuora, Inc. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2024 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

December 7, 2023 EX-10.1

Amendment No. 1 to the Investment Agreement, dated September 22, 2023, by and between Silver Lake and the Registrant

Exhibit 10.1 AMENDMENT NO. 1 TO INVESTMENT AGREEMENT THIS AMENDMENT NO. 1 TO INVESTMENT AGREEMENT (this "Amendment") is made and entered into as of September 22, 2023 by and among Zuora, Inc., a Delaware corporation (the "Company"), Silver Lake Alpine II, L.P., SLA Zurich Aggregator, L.P. and SLA Zurich Holdings, L.P. (collectively, "Silver Lake"). Capitalized terms used but not otherwise defined

December 7, 2023 EX-4.1

dated September 22, 2023, by and between U.S. Bank Trust Company

Exhibit 4.1 FIRST SUPPLEMENTAL INDENTURE This FIRST SUPPLEMENTAL INDENTURE, dated as of September 22, 2023 (this “Supplemental Indenture”), is made and entered into by Zuora, Inc., a Delaware corporation (the “Company”), and U.S. Bank Trust Company, National Association, as trustee (in such capacity, the “Trustee”). Capitalized terms used herein and not otherwise defined have the meanings set fort

December 7, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2023 OR ☐ TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

December 7, 2023 EX-10.2

Letter Agreement, dated October 27, 2023, by and among First-Citizens Bank & Trust and

Exhibit 10.2 October 27, 2023 Letter Agreement Reference is made to the Loan and Security Agreement dated as of June 14, 2017 (as amended, modified, supplemented and/or restated from time to time, the “Loan Agreement”) by and between Silicon Valley Bank, a division of First-Citizens Bank & Trust Company (“Bank”), and Zuora, Inc., a Delaware corporation (“Borrower”). Capitalized terms used but not

November 29, 2023 EX-99.1

Zuora Reports Third Quarter Fiscal 2024 Results GAAP operating margin increased 26 percentage points year-over-year Non-GAAP operating margin increased 14 percentage points year-over-year Subscription revenue grew 13% year-over-year Total revenue gre

Exhibit 99.1 Zuora Reports Third Quarter Fiscal 2024 Results GAAP operating margin increased 26 percentage points year-over-year Non-GAAP operating margin increased 14 percentage points year-over-year Subscription revenue grew 13% year-over-year Total revenue grew 9% year-over-year Redwood City, Calif. – November 29, 2023 – Zuora, Inc. (NYSE: ZUO), a leading monetization suite for modern businesse

November 29, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2023 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numb

November 15, 2023 SC 13D/A

ZUO / Zuora Inc - Class A / Praesidium Investment Management Company, LLC - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment

SC 13D/A 1 sc13da11062201211152023.htm AMENDMENT NO. 1 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Zuora, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per sha

September 25, 2023 EX-99.F

AMENDMENT NO. 1 TO INVESTMENT AGREEMENT

EX-99.F EXHIBIT F EXECUTION VERSION AMENDMENT NO. 1 TO INVESTMENT AGREEMENT THIS AMENDMENT NO. 1 TO INVESTMENT AGREEMENT (this “Amendment”) is made and entered into as of September 22, 2023 by and among Zuora, Inc., a Delaware corporation (the “Company”), Silver Lake Alpine II, L.P., SLA Zurich Aggregator, L.P. and SLA Zurich Holdings, L.P. (collectively, “Silver Lake”). Capitalized terms used but

September 25, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2023 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Num

September 25, 2023 SC 13D/A

ZUO / Zuora Inc - Class A / SLAA II (GP), L.L.C. - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* ZUORA, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 98983V106 (CUSIP Number) Andrew J. Schader, Esq. Silver Lake 55 Hudson Yards 550 West 34th Street, 40th Floor New York, NY 10001 (212)

September 25, 2023 EX-99.E

FIRST SUPPLEMENTAL INDENTURE

EX-99.E EXHIBIT E EXECUTION VERSION FIRST SUPPLEMENTAL INDENTURE This FIRST SUPPLEMENTAL INDENTURE, dated as of September 22, 2023 (this “Supplemental Indenture”), is made and entered into by Zuora, Inc., a Delaware corporation (the “Company”), and U.S. Bank Trust Company, National Association, as trustee (in such capacity, the “Trustee”). Capitalized terms used herein and not otherwise defined ha

September 25, 2023 EX-99.G

MARGIN LOAN AND SECURITY AGREEMENT dated as of March 21, 2022 SL Armor Buyer VI, L.P., SL Armor Buyer VII, L.P., SL Armor Buyer VIII, L.P., SL Armor Buyer IX, L.P., SL Adelaide Holdings Pte. Ltd., SLA II CM FC Holdings, L.P., SLA II CM Clinic Holding

EX-99.G EXHIBIT G EXECUTION VERSION MARGIN LOAN AND SECURITY AGREEMENT dated as of March 21, 2022 Among SL Armor Buyer VI, L.P., SL Armor Buyer VII, L.P., SL Armor Buyer VIII, L.P., SL Armor Buyer IX, L.P., SL Adelaide Holdings Pte. Ltd., SLA II CM FC Holdings, L.P., SLA II CM Clinic Holdings, L.P., SLA II CM Clinic Holdings II, L.P., SLA Clementia Holdco, SLA II Galaxy Holdings, L.P., SLA Zurich

September 6, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 OR ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

September 6, 2023 EX-10.1

ffer Letter, dated May 18, 2023, between Peter Hirsch and the Registrant

Exhibit 10.1 May 18, 2023 Re: Offer of Employment by Zuora, Inc. Dear Peter, I am very pleased to offer you the position of Chief Product & Technology Officer with Zuora, Inc., a Delaware Corporation (the“Company”), subject to completion of a satisfactory reference and background check and approval by Zuora’s Compensation Committee of our Board of Directors (“Compensation Committee”). You will rep

August 23, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2023 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number

August 23, 2023 EX-99.1

Zuora Reports Second Quarter Fiscal 2024 Results Subscription revenue grew 14% year-over-year, 16% on a constant currency basis Total revenue grew 9% year-over-year, 11% on a constant currency basis Operating cash flow grew to $5.4 million compared t

Exhibit 99.1 Zuora Reports Second Quarter Fiscal 2024 Results Subscription revenue grew 14% year-over-year, 16% on a constant currency basis Total revenue grew 9% year-over-year, 11% on a constant currency basis Operating cash flow grew to $5.4 million compared to negative $4.8 million last year Adjusted free cash flow grew to $4.0 million compared to negative $7.5 million last year Redwood City,

July 25, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 Zuora, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

July 25, 2023 EX-99.2

- 1 - STIPULATION AND AGREEMENT OF SETTLEMENT LEAD CASE NO. 3:19-CV-05701-SI 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA IN RE ZUORA, INC. DERIVATIVE LITIGATI

stipulationandagreemento - 1 - STIPULATION AND AGREEMENT OF SETTLEMENT LEAD CASE NO.

July 25, 2023 EX-99.1

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA

Exhibit 99.1 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA IN RE ZUORA, INC. DERIVATIVE LITIGATION This Document Relates To: ALL ACTIONS. Lead Case No. 3:19-cv-05701-SI (Consolidated with Case No. 3:19-cv-05702-SI) NOTICE OF PENDENCY AND PROPOSED SETTLEMENT OF DERIVATIVE MATTERS TO: ALL PERSONS OR ENTITIES WHO HOLD OR BENEFICIALLY OWN, DIRECTLY OR INDIRECTLY, ZUORA, INC. (“ZUORA” OR

June 28, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 Zuora, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 1, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 OR ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

May 24, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 Zuora, Inc. (Exact n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

May 24, 2023 EX-99.1

Zuora Reports First Quarter Fiscal 2024 Results Subscription revenue grew 14% year-over-year, 18% on a constant currency basis Total revenue grew 11% year-over-year, 14% on a constant currency basis Operating cash flow grew to $14.6 million compared

Exhibit 99.1 Zuora Reports First Quarter Fiscal 2024 Results Subscription revenue grew 14% year-over-year, 18% on a constant currency basis Total revenue grew 11% year-over-year, 14% on a constant currency basis Operating cash flow grew to $14.6 million compared to $7.0 million last year Adjusted free cash flow grew to $13.0 million compared to $3.7 million last year Redwood City, Calif. – May 24,

May 16, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

May 16, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

April 3, 2023 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 Zuora, Inc. List of Subsidiaries Legal Entity Name Jurisdiction Beijing ZuRui Technology Company Limited China Leeyo Software, Inc. Delaware, U.S.A. Zephr Inc Limited England & Wales Zephr US Inc Delaware, U.S.A. Zuora Australia Pty Ltd Australia Zuora Austria GmbH Austria Zuora Costa Rica Sociedad De Responsabilidad Limitada Costa Rica Zuora Germany GmbH Germany Zuora India Private L

April 3, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2023 Zuora, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2023 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

April 3, 2023 EX-FILING FEES

Filing Fee Table.

Exhibit 107.1 Calculation Of Filing Fee Tables Form S-8 (Form Type) Zuora, Inc. (Exact Name of Registrant as specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common stock, par value $0.0001 per

April 3, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

April 3, 2023 S-8

As filed with the Securities and Exchange Commission on April 3, 2023

As filed with the Securities and Exchange Commission on April 3, 2023 Registration No.

April 3, 2023 EX-10.12

2022, between Andrew Cohen and the Registrant.

Exhibit 10.12 January 9, 2022 Re: Offer of Employment by Zuora, Inc. Dear Andy, I am very pleased to offer you the position of Chief Legal Officer & Corporate Secretary with Zuora, Inc., a Delaware Corporation (the “Company”), subject to completion of a satisfactory reference and background check and approval by Zuora’s Compensation Committee of our Board of Directors (“Compensation Committee”). Y

April 3, 2023 EX-4.2

Description of Registrant's Securities.

Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Zuora, Inc. (the “Company,” “we” or “our”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934: our Class A common stock. DESCRIPTION OF CAPITAL STOCK The following description summarizes the most important terms of the capital s

March 1, 2023 EX-99.1

Zuora Reports Fourth Quarter and Full Year Fiscal 2023 Results

Exhibit 99.1 Zuora Reports Fourth Quarter and Full Year Fiscal 2023 Results •Full year subscription revenue grew 18% year-over-year, 20% on a constant currency basis. •Full year total revenue grew 14% year-over-year, 17% on a constant currency basis. Redwood City, Calif. – March 1, 2023 – Zuora, Inc. (NYSE: ZUO), a leading monetization platform provider for recurring revenue businesses, today anno

March 1, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 Zuora, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

February 21, 2023 EX-99.1

JOINT FILING AGREEMENT

EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the Shares of Zuora, Inc., and further agree that this Joint Filing Agreement shall be included as an Exhibit to such

February 21, 2023 SC 13D

ZUO / Zuora Inc - Class A / Praesidium Investment Management Company, LLC - THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Zuora, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 98983V106 (CUSIP Number) PRAESIDIUM INVEST

February 13, 2023 SC 13G/A

ZUO / Zuora Inc / Tzuo Tien - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Zuora, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 98983V106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

February 9, 2023 SC 13G/A

ZUO / Zuora Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Zuora Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 98983V106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ 

December 8, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2022 OR ☐ TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

December 8, 2022 EX-10.1

Third Amendment to Loan and Security Agreement, dated October 11, 2022, by and among Silicon Valley Bank and the Registrant.

Exhibit 10.1 THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT This Third Amendment to Loan and Security Agreement (this ?Amendment?) is entered into this 11th day of October, 2022, by and between (a) SILICON VALLEY BANK, a California corporation (?Bank?), and (b) ZUORA, INC., a Delaware corporation (?Zuora? or the ?Borrower?). Recitals A. Bank and Borrower have entered into that certain Loan and Sec

December 6, 2022 8-K

Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2022 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

December 6, 2022 EX-99.1

Zuora Reports Third Quarter Fiscal 2023 Results Subscription revenue grew 17% year-over-year, 20% on a constant currency basis Total revenue grew 13% year-over-year, 17% on a constant currency basis

Exhibit 99.1 Zuora Reports Third Quarter Fiscal 2023 Results Subscription revenue grew 17% year-over-year, 20% on a constant currency basis Total revenue grew 13% year-over-year, 17% on a constant currency basis Redwood City, Calif. ? December 6, 2022 ? Zuora, Inc. (NYSE: ZUO), a leading monetization platform provider for recurring revenue businesses, today announced financial results for its fisc

November 10, 2022 SC 13G/A

ZUO / Zuora Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Zuora Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 98983V106 Date of Event Which Requires Filing of this Statement: October 31, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??R

October 12, 2022 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2022 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

September 1, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 OR ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

August 24, 2022 EX-99.1

Zuora Reports Second Quarter Fiscal 2023 Results Subscription revenue grew 17% year-over-year, 19% on a constant currency basis Total revenue grew 14% year-over-year, 17% on a constant currency basis

Exhibit 99.1 Zuora Reports Second Quarter Fiscal 2023 Results Subscription revenue grew 17% year-over-year, 19% on a constant currency basis Total revenue grew 14% year-over-year, 17% on a constant currency basis Redwood City, Calif. ? August 24, 2022 ? Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced financial results for its fiscal secon

August 24, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2022 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number

June 23, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2022 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 OR ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

May 25, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2022 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

May 25, 2022 EX-99.1

Zuora Reports First Quarter Fiscal 2023 Results Subscription revenue grew 21% year-over-year; total revenue grew 16% year-over-year

Exhibit 99.1 Zuora Reports First Quarter Fiscal 2023 Results Subscription revenue grew 21% year-over-year; total revenue grew 16% year-over-year Redwood City, Calif. ? May 25, 2022 ? Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced financial results for its fiscal first quarter ended April 30, 2022. ?Our first quarter continued to demonstr

May 11, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

May 11, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

March 28, 2022 SC 13D

ZUO / Zuora Inc / SLAA II (GP), L.L.C. - SC 13D Activist Investment

SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ZUORA, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 98983V106 (CUSIP Number) Andrew J. Schader, Esq. Silver Lake 55 Hudson Yards 550 West 34th Street, 40th Floor New York, NY 10001 (212) 981

March 28, 2022 S-8

As filed with the Securities and Exchange Commission on March 28, 2022

As filed with the Securities and Exchange Commission on March 28, 2022 Registration No.

March 28, 2022 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 Zuora, Inc. List of Subsidiaries Legal Entity Name Jurisdiction Beijing ZuRui Technology Company Limited China Leeyo Software, Inc. Delaware, U.S.A. Zuora Australia Pty Ltd Australia Zuora Germany GmbH Germany Zuora India Private Limited India Zuora Italia S.r.l Italy Zuora Japan KK Japan Zuora Services, LLC Delaware, U.S.A. Zuora Singapore Pte. Ltd. Singapore Zuora Sweden AB Sweden Z

March 28, 2022 EX-10.13

Transition Agreement by and between Jennifer Pileggi and the Registrant, dated November 16, 2021.

Exhibit 10.13 Zuora, Inc. 101 Redwood Shores Parkway Redwood City, California 94065 November 16, 2021 Dear Jennifer: This letter agreement (this ?Agreement?) is made and entered into as of November 16, 2021 and confirms the terms of the agreement we have reached with you with respect to your departure and transition from Zuora, Inc. (?Zuora? or the ?Company?). 1.Separation. You have provided notic

March 28, 2022 EX-10.14

Form of Change in Control and Severance Agreement.

Exhibit 10.14 CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the ?Agreement?) is entered into by and between (the ?Executive?) and Zuora, Inc., a Delaware corporation (the ?Company?), and is effective as of the date last signed below (the ?Effective Date?). 1.Agreement. This Agreement shall terminate on the date the Executive?s employment with the Company

March 28, 2022 EX-4.2

Description of Registrant's Securities.

Exhibit 4.2 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of January 31, 2022, Zuora, Inc. (the ?Company,? ?we? or ?our?) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934: our Class A common stock. DESCRIPTION OF CAPITAL STOCK The following description summarizes the most importan

March 28, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

March 28, 2022 EX-99.A

JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)(1)

EX-99.A Exhibit A JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)(1) The undersigned acknowledge and agree that the Statement on Schedule 13D filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Class A Common Stock, par value $0.0001 per share, of Zuora, Inc., a Delaware corporation, is filed on behalf of

March 28, 2022 EX-FILING FEES

Filing Fee Table.

Exhibit 107.1 Calculation Of Filing Fee Tables Form S-8 (Form Type) Zuora, Inc. (Exact Name of Registrant as specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common stock, par value $0.0001 per

March 25, 2022 EX-10.1

Investment Agreement by and between Zuora, Inc. and Silver Lake Alpine II, L.P., dated as of March 2, 2022.

Exhibit 10.1 Execution Copy INVESTMENT AGREEMENT by and among ZUORA, INC. and SILVER LAKE ALPINE II, L.P. and the other parties named herein Dated as of March 2, 2022 Table of Contents Page ARTICLE I DEFINITIONS 1 Section 1.01. Definitions 1 Section 1.02. General Interpretive Principles 12 ARTICLE II SALE AND PURCHASE 12 Section 2.01. Sale and Purchase 12 Section 2.02. Issuance of Additional Notes

March 25, 2022 EX-10.2

Indenture, by and between Zuora, Inc. and U.S. National Bank Association, as trustee (including the form of 3.95% / 5.50% Convertible Senior PIK Notes Due 2029).

Exhibit 10.2 ZUORA, INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of March 24, 2022 3.95% / 5.50% CONVERTIBLE SENIOR PIK TOGGLE NOTES DUE 2029 TABLE OF CONTENTS Page Article 1 Definitions Section 1.01. Definitions 2 Section 1.02. Other Definitions 11 Section 1.03. Rules of Construction 13 Section 1.04. Incorporation by Reference of Trust Indenture Act 13 Sect

March 25, 2022 EX-10.3

Form of Warrant

Exhibit 10.3 FORM OF WARRANT THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT WHILE A REGISTRATION STATEMENT RELATING THERETO IS IN EFFECT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT TO AN EXEMPTION

March 25, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2022 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 2, 2022 EX-10.1

Investment Agreement by and between Zuora, Inc. and Silver Lake

Exhibit 10.1 Execution Copy INVESTMENT AGREEMENT by and among ZUORA, INC. and SILVER LAKE ALPINE II, L.P. and the other parties named herein Dated as of March 2, 2022 Table of Contents Page ARTICLE I Definitions 1 Section 1.01. Definitions 1 Section 1.02. General Interpretive Principles 12 ARTICLE II Sale and Purchase 12 Section 2.01. Sale and Purchase 12 Section 2.02. Issuance of Additional Notes

March 2, 2022 EX-10.2

Form of Indenture

Exhibit 10.2 ZUORA, INC. and [ ] as Trustee INDENTURE Dated as of March [24], 2022 3.95% / 5.50% CONVERTIBLE SENIOR PIK TOGGLE NOTES DUE 2029 TABLE OF CONTENTS Page Article 1 Definitions Section 1.01. Definitions 2 Section 1.02. Other Definitions 12 Section 1.03. Rules of Construction 13 Section 1.04. Incorporation by Reference of Trust Indenture Act 13 Section 1.05. References to Interest 14 Arti

March 2, 2022 EX-99.2

Zuora Reports Fourth Quarter and Full Year Fiscal 2022 Results

Exhibit 99.2 Zuora Reports Fourth Quarter and Full Year Fiscal 2022 Results ?Full year subscription revenue growth accelerated to 19% ?Fourth quarter dollar-based retention rate grew 10 points to 110% year-over-year ?Q4 free cash flow positive; Full year free cash flow positive for the first time ?Strategic investment from global technology investment firm Silver Lake in the amount of $400 million

March 2, 2022 EX-10.3

Form of Warrant

Exhibit 10.3 ANNEX B ANNEX B FORM OF WARRANT THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT WHILE A REGISTRATION STATEMENT RELATING THERETO IS IN EFFECT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT

March 2, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2022 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 2, 2022 EX-99.1

Zuora Announces $400 Million Strategic Investment from Silver Lake to Accelerate Growth and Extend Leadership in the Subscription Economy Silver Lake Managing Partner Joe Osnoss to join Zuora’s Board of Directors

Exhibit 99.1 Zuora Announces $400 Million Strategic Investment from Silver Lake to Accelerate Growth and Extend Leadership in the Subscription Economy Silver Lake Managing Partner Joe Osnoss to join Zuora?s Board of Directors Redwood City, Calif. ? March 2, 2022 ? Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced a $400 million strategic in

February 10, 2022 SC 13G/A

ZUO / Zuora Inc / Tzuo Tien - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Zuora, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 98983V106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

February 10, 2022 SC 13G/A

ZUO / Zuora Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Zuora Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 98983V106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ 

January 14, 2022 EX-99.1

Zuora Welcomes Two New Members to its Board of Directors

Exhibit 99.1 Zuora Welcomes Two New Members to its Board of Directors Redwood City, Calif. ? Jan. 14, 2022 ? Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced the appointment of two new independent board directors. Laura Clayton McDonnell, Senior Vice President, Sales for East, Canada and Latin America at ServiceNow, Inc., and Amy Guggenhei

January 14, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2022 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

December 8, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 OR ☐ TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

December 1, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2021 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

December 1, 2021 EX-99.1

Zuora Reports Third Quarter Fiscal 2022 Results Subscription revenue grew 19% year-over-year; total revenue grew 16% year-over-year

Exhibit 99.1 Zuora Reports Third Quarter Fiscal 2022 Results Subscription revenue grew 19% year-over-year; total revenue grew 16% year-over-year Redwood City, Calif. ? December 1, 2021 ? Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced financial results for its fiscal third quarter ended October 31, 2021. ?Q3 was another solid quarter. We

November 17, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numb

September 3, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

August 25, 2021 EX-99.1

Zuora Reports Second Quarter Fiscal 2022 Results Subscription revenue grew 23% year-over-year; total revenue grew 15% year-over-year

Exhibit 99.1 Zuora Reports Second Quarter Fiscal 2022 Results Subscription revenue grew 23% year-over-year; total revenue grew 15% year-over-year Redwood City, Calif. ? August 25, 2021 ? Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced financial results for its fiscal second quarter ended July 31, 2021. ?I'm very pleased with our Q2 result

August 25, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2021 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number

June 28, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2021 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 4, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 OR ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

May 26, 2021 EX-99.1

Zuora Reports First Quarter Fiscal 2022 Results

Exhibit 99.1 Zuora Reports First Quarter Fiscal 2022 Results Subscription revenue grew 14% year-over-year; total revenue grew 9% year-over-year Redwood City, Calif. ? May 26, 2021 ? Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced financial results for its fiscal first quarter ended April 30, 2021. ?The first quarter was a solid start to t

May 26, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2021 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

May 14, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

May 11, 2021 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

May 11, 2021 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

April 12, 2021 EX-99.1

Zuora Issues Financial Targets for Fiscal Year 2025 Company Held 2021 Investor Day with Chegg, Zoom and IBM

Exhibit 99.1 Zuora Issues Financial Targets for Fiscal Year 2025 Company Held 2021 Investor Day with Chegg, Zoom and IBM Redwood City, Calif ? April 12, 2021 ? Zuora, Inc., (NYSE:ZUO) the leading subscription management platform provider, held a virtual Investor Day today, at which Zuora?s senior leadership and customers and a system integrator partner gave presentations. The company provided an o

April 12, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2021 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

April 12, 2021 EX-99.2

Investor Day April 12, 2021 Exhibit 99.2 Statements in this presentation and the accompanying oral presentation include “forward looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking sta

Investor Day April 12, 2021 Exhibit 99.2 Statements in this presentation and the accompanying oral presentation include ?forward looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements may be identified by the use of words such as "anticipate," "expect," "intend," "goal," "plan," "believe," "seek," "estimate," "continue," "ma

March 31, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

March 31, 2021 S-8

As filed with the Securities and Exchange Commission on March 31, 2021

As filed with the Securities and Exchange Commission on March 31, 2021 Registration No.

March 31, 2021 EX-10.14

Offer Letter, dated December 17, 2020, between Sridhar Srinivasan and the Registrant.

Exhibit 10.14 December 17th, 2020 Re: Offer of Employment by Zuora, Inc. Dear Sri, I am very pleased to offer you the position of TBD with Zuora, Inc., a Delaware Corporation (the "Company"), subject to completion of a satisfactory reference and background check and approval by Zuora?s Compensation Committee of our Board of Directors (?Compensation Committee?). You will report to the CEO, Tien Tzu

March 31, 2021 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 Zuora, Inc. List of Subsidiaries Legal Entity Name Jurisdiction Beijing ZuRui Technology Company Limited China Leeyo Software, Inc. Delaware, U.S.A. Zuora Australia Pty Ltd Australia Zuora Germany GmbH Germany Zuora India Private Limited India Zuora Italia S.r.l Italy Zuora Japan KK Japan Zuora Services, LLC Delaware, U.S.A. Zuora Singapore Pte. Ltd. Singapore Zuora Sweden AB Sweden Z

March 31, 2021 EX-10.15

Transition Agreement by and between Brent R. Cromley, Jr. and the Registrant, dated January 11, 2021.

Exhibit 10.15 Zuora, Inc. 101 Redwood Shores Parkway Redwood City, California 94065 January 11, 2021 Dear Brent: This letter agreement (this ?Agreement?) is made and entered into as of January 11, 2021 and confirms the terms of the agreement we have reached with you with respect to your departure and transition from Zuora, Inc. (?Zuora? or the ?Company?). 1.Separation. You have provided notice to

March 31, 2021 EX-4.3

Description of Registrant's Securities

Exhibit 4.3 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of January 31, 2021, Zuora, Inc. (the ?Company,? ?we? or ?our?) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934: our Class A common stock. DESCRIPTION OF CAPITAL STOCK The following description summarizes the most importan

March 31, 2021 EX-10.21

Second Amendment to Loan and Security Agreement, dated January 19, 2021, by and among Silicon Valley Bank, the Registrant, Zuora Services, LLC, and Leeyo Software, Inc.

Exhibit 10.21 SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT This Second Amendment to Loan and Security Agreement (this ?Amendment?) is entered into this 19th day of January, 2021, by and between (a) SILICON VALLEY BANK, a California corporation (?Bank?), (b) ZUORA, INC., a Delaware corporation (?Zuora?), (c) ZUORA SERVICES, LLC, a Delaware limited liability company (?Services?), and (d) LEEYO SO

March 11, 2021 EX-99.1

Zuora Reports Fourth Quarter and Full Year Fiscal 2021 Results

Exhibit 99.1 Zuora Reports Fourth Quarter and Full Year Fiscal 2021 Results •Fourth quarter subscription revenue grew 19% year-over-year •Full year subscription revenue grew 17% year-over-year •Customers with annual contract value (ACV) equal to or greater than $100,000 increased to 676 customers, or 8% year-over-year Redwood City, Calif. – March 11, 2021 – Zuora, Inc. (NYSE: ZUO), the leading clo

March 11, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2021 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

February 16, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Zuora, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Zuora, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 98983V106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

February 16, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Zuora Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 98983V106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ 

January 20, 2021 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2021 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

January 13, 2021 EX-99.1

Zuora Appoints Former Cisco, Microsoft Executive As Chief Product and Engineering Officer

Exhibit 99.1 Zuora Appoints Former Cisco, Microsoft Executive As Chief Product and Engineering Officer Redwood City, Calif. – January 13, 2021 – Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced the appointment of Sri Srinivasan as Chief Product and Engineering Officer. He joins Zuora with more than 25 years of engineering and product devel

January 13, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2021 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number

December 8, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

December 3, 2020 EX-99.1

Zuora Reports Third Quarter Fiscal 2021 Results

Exhibit 99.1 Zuora Reports Third Quarter Fiscal 2021 Results Subscription revenue grew 15% year-over-year; total revenue grew 8% year-over-year Redwood City, Calif. – December 3, 2020 – Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced financial results for its fiscal third quarter ended October 31, 2020. “In the third quarter, we exceeded

December 3, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2020 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

November 17, 2020 SC 13G/A

ZUO / ZUORA INC / Hound Partners, LLC Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

October 22, 2020 SC 13G

ZYME / Zymeworks Inc / Hound Partners, LLC Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

September 4, 2020 EX-10.1

ffer Letter dated May 25, 2020, between Todd McElhatton and the Registrant

Exhibit 10.1 ZUORA, INC May 25, 2020 Todd McElhatton Re: Offer of Employment by Zuora, Inc. Dear Todd, I am very pleased to confirm our offer to you of employment with Zuora, Inc., a Delaware Corporation (the "Company"). You will report to the CEO, Tien Tzuo in the position of Chief Financial Officer. Your start date will be on or before June 22nd, 2020. The terms of our offer and the benefits cur

September 4, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

September 2, 2020 EX-99.1

Zuora Reports Second Quarter Fiscal 2021 Results

Exhibit 99.1 Zuora Reports Second Quarter Fiscal 2021 Results •Subscription revenue grew 15% year-over-year; total revenue grew 8% year-over-year •Third quarter fiscal 2021 total revenue guidance provided of $73.0 million to $75.0 million Redwood City, Calif. – September 2, 2020 – Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced financial

September 2, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2020 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numb

July 22, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2020 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

July 22, 2020 EX-99.1

Zuora Welcomes Two New Members to its Board of Directors

EX-99.1 2 a20200721form8-kxexhib.htm EX-99.1 Exhibit 99.1 Zuora Welcomes Two New Members to its Board of Directors Redwood City, Calif. – July 22, 2020 – Zuora, Inc. (NYSE: ZUO), the leading subscription management platform provider, today announced the appointment of two new independent board directors. Sarah Bond, Corporate VP of Gaming Ecosystem at Microsoft and former SVP of Strategy & Emergin

June 25, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2020 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 8, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

June 3, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2020 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

June 3, 2020 EX-99.1

Zuora Reports First Quarter Fiscal 2021 Results

Exhibit 99.1 Zuora Reports First Quarter Fiscal 2021 Results •Subscription revenue grew 20% year-over-year; total revenue grew 15% year-over-year •Second quarter fiscal 2021 total revenue guidance provided of $72.5 million to $75.0 million San Mateo, Calif. – June 3, 2020 – Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced financial results

May 27, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2020 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

May 27, 2020 EX-99.1

Zuora Appoints SAP Cloud Executive as Chief Financial Officer

Exhibit 99.1 Zuora Appoints SAP Cloud Executive as Chief Financial Officer Redwood City, Calif. – May 27, 2020 – Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced Todd McElhatton will join as the company’s chief financial officer, effective June 22, 2020. Currently serving as senior vice president and chief financial officer of SAP Cloud Bu

May 12, 2020 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

May 12, 2020 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

May 5, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

8-K 1 a20200505form8-kbylaws.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2020 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of In

May 5, 2020 EX-3.1

Restated Bylaws of the Registrant.

Exhibit 3.1 ZUORA, INC. (a Delaware corporation) AMENDED AND RESTATED BYLAWS As Amended April 30, 2020 ZUORA, INC. (a Delaware corporation) AMENDED AND RESTATED BYLAWS TABLE OF CONTENTS ARTICLE I: STOCKHOLDERS 1 Section 1.1: Annual Meetings 1 Section 1.2: Special Meetings 1 Section 1.3: Notice of Meetings 1 Section 1.4: Adjournments 1 Section 1.5: Quorum 2 Section 1.6: Organization 2 Section 1.7:

April 7, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2020 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 31, 2020 S-8

ZUO / ZUORA INC S-8 - - S-8

As filed with the Securities and Exchange Commission on March 31, 2020 Registration No.

March 31, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

March 31, 2020 EX-4.3

Description of Registrant's Securities

Exhibit 4.3 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of January 31, 2020, Zuora, Inc. (the “Company,” “we” or “our”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934: our Class A common stock. DESCRIPTION OF CAPITAL STOCK The following description summarizes the most importan

March 31, 2020 EX-10.12

Offer Letter, dated September 17, 2019, between Robert J. Traube and the Registrant.

Exhibit 10.12 September 17, 2019 Robbie Traube Re: Offer of Employment by Zuora, Inc. Dear Robbie, I am very pleased to confirm our offer to you of employment with Zuora, Inc., a Delaware Corporation (the “Company”). You will report to the CEO, Tien Tzuo in the position of Chief Revenue Officer. Your start date will be on or before November 4, 2019. The terms of our offer and the benefits currentl

March 31, 2020 EX-10.13

Offer Letter, dated March 6, 2018, between Tyler Sloat and the Registrant.

Exhibit 10.13 March 6, 2018 Tyler Sloat C/O Zuora, Inc. 3050 South Delaware Street Suite 301 San Mateo, CA 94403 Re: Continued Employment with Zuora, Inc. Dear Tyler, This employment letter confirms your continued employment as Chief Financial Officer with Zuora, Inc., a Delaware Corporation (the “Company” or “Zuora”). You will continue to report to Tien Tzuo, Zuora’s Chief Executive Officer. 1.Sa

March 31, 2020 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 Zuora, Inc. List of Subsidiaries Legal Entity Name Jurisdiction Beijing ZuRui Technology Company Limited China Leeyo Software, Inc. Delaware, U.S.A. Zuora Australia Pty Limited Australia Zuora Germany GmbH Germany Zuora India Private Limited India Zuora Italia S.r.l Italy Zuora Japan KK Japan Zuora Services, LLC Delaware, U.S.A. Zuora Sweden AB Sweden Zuora UK Limited England & Wales

March 23, 2020 SC 13G

ZUO / ZUORA INC / SQN Investors LP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Zuora, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 (Title of Class of Securities) 98983V106 (CUSIP Number) March 13, 20201 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t

March 12, 2020 EX-99.1

Zuora Reports Fourth Quarter and Full Year Fiscal 2020 Results

Exhibit 99.1 Zuora Reports Fourth Quarter and Full Year Fiscal 2020 Results •Fourth quarter subscription revenue grew 21% year-over-year •Full year subscription revenue grew 25% year-over-year •Customers with annual contract value (ACV) equal to or greater than $100,000 increased to 624 customers, or 19% year-over-year Redwood City, Calif. – March 12, 2020 – Zuora, Inc. (NYSE: ZUO), the leading cl

March 12, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2020 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Number)

February 12, 2020 SC 13G/A

ZUO / ZUORA INC / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Zuora Inc Title of Class of Securities: Common Stock CUSIP Number: 98983V106 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-

February 12, 2020 SC 13G/A

ZUO / ZUORA INC / Benchmark Capital Partners V L P - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* Zuora, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98983V106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this St

February 10, 2020 SC 13G/A

ZUO / ZUORA INC / Tzuo Tien - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Zuora, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 98983V106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

February 10, 2020 SC 13G/A

ZUO / ZUORA INC / Tenaya Capital V, Lp - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

February 10, 2020 EX-99.1

JOINT FILING STATEMENT

EX-99.1 Exhibit 99.1 JOINT FILING STATEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed on behalf of each of us with respect to the ownership by each of the undersigned of the shares of Class A Common Stock of Zuora, Inc. Dated: February 7,

February 6, 2020 SC 13G/A

ZUO / ZUORA INC / Shasta Ventures Ii Lp - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 1) * Zuora, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 98983V 10 6 (CUSIP Number) December 31, 2019 (Date of E

February 6, 2020 EX-99.A

JOINT FILING STATEMENT

EX-99.A CUSIP No. 98983V 10 6 13G EXHIBIT A JOINT FILING STATEMENT We, the undersigned, hereby express our agreement that the attached statement on Schedule 13G relating to the Class A Common Stock of Zuora, Inc. is filed on behalf of each of us. Dated: February 5, 2020 SHASTA VENTURES II, L.P. By: Shasta Ventures II GP, LLC Its: General Partner By: /s/ Ravi Mohan Ravi Mohan Managing Director SHAS

December 16, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

December 16, 2019 EX-10.1

Form of Change in Control and Severance Agreement

Exhibit 10.1 CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the "Agreement") is entered into by and between (the "Executive") and Zuora, Inc., a Delaware corporation (the "Company"), and is effective as of the date last signed below (the "Effective Date"). 1. Agreement. This Agreement shall terminate on the date the Executive's employment with the Company

December 5, 2019 EX-99

Zuora Reports Third Quarter Fiscal 2020 Results

Exhibit 99.1 Zuora Reports Third Quarter Fiscal 2020 Results •Subscription revenue grew 25% year-over-year; total revenue grew 17% year-over-year •Fiscal 2020 total revenue guidance updated to $276.7 million to $278.2 million San Mateo, Calif. – December 5, 2019 – Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced financial results for its f

December 5, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2019 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

November 19, 2019 CORRESP

ZUO / ZUORA INC CORRESP - -

November 19, 2019 VIA EDGAR AND OVERNIGHT DELIVERY U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attention: Kathleen Collins, Accounting Branch Chief Rebekah Lindsey, Staff Accountant Re: Zuora, Inc. Form 10-K for Fiscal Period Ended January 31, 2019 Filed April 18, 2019 File No. 001-38451 Ladies and Gentlemen: We are submitting thi

October 24, 2019 CORRESP

ZUO / ZUORA INC CORRESP - -

October 24, 2019 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

October 4, 2019 CORRESP

ZUO / ZUORA INC CORRESP - -

October 4, 2019 VIA EDGAR AND OVERNIGHT DELIVERY U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attention: Kathleen Collins, Accounting Branch Chief Rebekah Lindsey, Staff Accountant Re: Zuora, Inc. Form 10-K for Fiscal Period Ended January 31, 2019 Filed April 18, 2019 Form 10-Q for the Quarterly Period Ended April 30, 2019 Filed Ju

September 26, 2019 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2019 Zuora, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38451 20-5530976 (State or Other Jurisdiction of Incorporation) (Commission File Num

September 16, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38451 Zuora, Inc.

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