الإحصائيات الأساسية
| CIK | 1879238 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to BondBloxx ETF Trust - BondBloxx USD High Yield Bond Energy Sector ETF
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 BondBloxx ETF Trust (Exact name of registrant as specified in its charter) Delaware 87-3087691 (see below for EIN of each series) (State or other jurisdiction of incorporation or organization) (I.R |
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| February 28, 2025 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM February 28, 2025 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Anu Dubey Re: BondBloxx ETF Trust (the “Registrant”) File Nos. 333-258986 and 811-23731 Dear Ms. Dubey: This letter is being filed to respond to |
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| February 21, 2025 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM February 21, 2025 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Chad Eskildsen Re: BondBloxx ETF Trust (the “Registrant”) File Nos. 333-258986 and 811-23731 Dear Mr. Eskildsen: This letter is being filed to re |
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| February 14, 2025 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM February 14, 2025 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Anu Dubey Re: BondBloxx ETF Trust (the “Registrant”) File Nos. 333-258986 and 811-23731 Dear Ms. Dubey: This letter is being filed to respond to |
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| November 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 BondBloxx ETF Trust (Exact name of registrant as specified in its charter) Delaware 87-3087691 (see below for EIN of each series) (State or other jurisdiction of incorporation or organization) (I.R |
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| November 27, 2024 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM November 27, 2024 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Aaron Brodsky Re: BondBloxx ETF Trust (the “Registrant”) File Nos. 333-258986 and 811-23731 Dear Mr. Brodsky: This letter is being filed to respo |
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| November 25, 2024 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM November 25, 2024 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Aaron Brodsky Re: BondBloxx ETF Trust (the “Registrant”) File Nos. 333-258986 and 811-23731 Dear Mr. Brodsky: This letter is being filed to respo |
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| June 14, 2024 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM June 14, 2024 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Michael Rosenberg Re: BondBloxx ETF Trust (the “Registrant”) File Nos. 333-258986 and 811-23731 Dear Mr. Rosenberg: This letter is being filed to res |
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| June 12, 2024 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM June 12, 2024 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Michael Rosenberg Re: BondBloxx ETF Trust (the “Registrant”) File Nos. 333-258986 and 811-23731 Dear Mr. Rosenberg: This letter is being filed to res |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 BondBloxx ETF Trust (Exact name of registrant as specified in its charter) Delaware 87-3087691 (see below for EIN of each series) (State or other jurisdiction of incorporation or organization) (I.R |
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| March 1, 2024 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM March 1, 2024 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Kimberly A. Browning Re: BondBloxx ETF Trust (the “Registrant”) File Nos. 333-258986 and 811-23731 Dear Ms. Browning: This letter is being filed to r |
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| February 27, 2024 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM February 27, 2024 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Kimberly Browning Re: BondBloxx ETF Trust (the “Registrant”) File Nos. 333-258986 and 811-23731 Dear Ms. Browning: This letter is being filed to |
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| January 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 BondBloxx ETF Trust (Exact name of registrant as specified in its charter) Delaware 87-3087691 (see below for EIN of each series) (State or other jurisdiction of incorporation or organization) (I.R |
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| November 28, 2023 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM November 28, 2023 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Kimberly A. Browning Re: BondBloxx ETF Trust (the “Registrant”) File Nos. 333-258986 and 811-23731 Dear Ms. Browning: This letter is being filed |
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| September 21, 2023 |
File No. 333-272788 As filed with the Securities and Exchange Commission on September 21, 2023 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 1 (Check appropriate box or boxes) BONDBLOXX ETF TRUST (Exact Name of Registrant as Specified in Charter) 700 Larkspur La |
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| September 21, 2023 |
[Remainder of the page intentionally left blank] Exhibit 12 September 18, 2023 Highland/iBoxx Senior Loan ETF NexPoint Funds I, 300 Crescent Court, Suite 700 Dallas, TX 75201 BondBloxx USD High Yield Bond Sector Rotation ETF BondBloxx ETF Trust 700 Larkspur Landing Circle, Suite 250 Larkspur, CA 94939 Ladies and Gentlemen: We have acted as counsel in connection with the Agreement and Plan of Reorganization (the “Agreement”) dated September 15, 2 |
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| September 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 BondBloxx ETF Trust (Exact name of registrant as specified in its charter) Delaware 87-3087691 (see below for EIN of each series) (State or other jurisdiction of incorporation or organization) (I.R |
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| August 3, 2023 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM August 3, 2023 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Anu Dubey Re: BondBloxx ETF Trust (the “Registrant”) File No. 333-272788 Dear Ms. Dubey: This letter is being filed to respond to additional telepho |
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| July 21, 2023 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM July 21, 2023 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Anu Dubey Re: BondBloxx ETF Trust (the “Registrant”) File No. 333-272788 Dear Ms. Dubey: This letter is being filed to respond to additional telephon |
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| July 18, 2023 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM July 18, 2023 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Anu Dubey Megan Miller Re: BondBloxx ETF Trust (the “Registrant”) File No. 333-272788 Dear Mses. Dubey and Miller: This letter is being filed to resp |
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| July 14, 2023 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM July 14, 2023 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Kimberly A. Browning Anu Dubey Re: BondBloxx ETF Trust (the “Registrant”) File Nos. 333-258986 and 811-23731 Dear Mses. Browning and Dubey: This lett |
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| July 12, 2023 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM July 12, 2023 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Kimberly A. Browning Anu Dubey Re: BondBloxx ETF Trust (the “Registrant”) File Nos. 333-258986 and 811-23731 Dear Mses. Browning and Dubey: This lett |
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| June 20, 2023 |
BONDBLOXX ETF TRUST POWER OF ATTORNEY Exhibit 16.2 BONDBLOXX ETF TRUST POWER OF ATTORNEY The undersigned officer of BONDBLOXX ETF TRUST (the “Trust”) hereby appoints LELAND CLEMONS, JR., JOANNA GALLEGOS, and TONY KELLY (with full power to any one of them to act) as attorney-in-fact and agent, in all capacities, to sign a registration statement on Form N-14 (including amendments thereto and any and all other instruments or documents re |
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| June 20, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N‐14 of our report dated August 29, 2022, relating to the financial statements and financial highlights of Highland/iBoxx Senior Loan ETF for the year ended June 30, 2022, and to the reference to our firm under the heading “Financial Highlights” in the Proxy Statement/Prospectus. |
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| June 20, 2023 |
Exhibit 11 June 20, 2023 BondBloxx ETF Trust 700 Larkspur Landing Circle, Suite 250 Larkspur, California 94939 Re: BondBloxx ETF Trust Ladies and Gentlemen: We have acted as special Delaware counsel for BondBloxx ETF Trust, a Delaware statutory trust (the “Trust”), solely in connection with the matters set forth herein. |
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| June 20, 2023 |
Exhibit 17 |
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| June 20, 2023 |
BONDBLOXX ETF TRUST POWER OF ATTORNEY Exhibit 16.1 BONDBLOXX ETF TRUST POWER OF ATTORNEY The undersigned officers and trustees of BONDBLOXX ETF TRUST (the “Trust”) hereby appoint LELAND CLEMONS, JR., JOANNA GALLEGOS, and TONY KELLY (with full power to any one of them to act) as attorney-in-fact and agent, in all capacities, to sign a registration statement on Form N-14 (including amendments thereto and any and all other instruments or |
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| June 20, 2023 |
File No. As filed with the Securities and Exchange Commission on June 20, 2023 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. (Check appropriate box or boxes) BONDBLOXX ETF TRUST (Exact Name of Registrant as Specified in Charter) 700 Larkspur Landing Circle, Suit |
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| April 6, 2023 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM April 6, 2023 Edward Baer T +1 415 315 6328 [email protected] BY Edgar Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: BondBloxx ETF Trust (the “Trust”) (File Nos. 333-258986 and 811-23731) Ladies and Gentlemen: On behalf of the Trust, |
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| March 6, 2023 |
BONDBLOXX ETF TRUST BondBloxx USD High Yield Bond Industrial Sector ETF Portfolio of Investments July 31, 2022 (Unaudited) Rate (%) Maturity Face Amount Value CORPORATE BONDS – 97. |
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| March 6, 2023 |
BONDBLOXX ETF TRUST BondBloxx USD High Yield Bond Industrial Sector ETF Portfolio of Investments July 31, 2022 (Unaudited) Rate (%) Maturity Face Amount Value CORPORATE BONDS – 97. |
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| September 23, 2022 |
NPORT-EX 2 bondbloxxetfnportex.htm SOI BONDBLOXX ETF TRUST BondBloxx USD High Yield Bond Industrial Sector ETF Portfolio of Investments July 31, 2022 (Unaudited) Rate (%) Maturity Face Amount Value CORPORATE BONDS – 97.4% ADVERTISING – 0.1% Summer BC Bidco B LLC (1) 5.50 10/31/26 $ 5,000 $ 4,345 AEROSPACE/DEFENSE – 10.5% Bombardier, Inc. (1) 6.00 02/15/28 15,000 12,984 Bombardier, Inc. (1) 7.13 06 |
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| September 23, 2022 |
NPORT-EX 2 bondbloxxetfnportex.htm SOI BONDBLOXX ETF TRUST BondBloxx USD High Yield Bond Industrial Sector ETF Portfolio of Investments July 31, 2022 (Unaudited) Rate (%) Maturity Face Amount Value CORPORATE BONDS – 97.4% ADVERTISING – 0.1% Summer BC Bidco B LLC (1) 5.50 10/31/26 $ 5,000 $ 4,345 AEROSPACE/DEFENSE – 10.5% Bombardier, Inc. (1) 6.00 02/15/28 15,000 12,984 Bombardier, Inc. (1) 7.13 06 |
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| September 23, 2022 |
BONDBLOXX ETF TRUST BondBloxx USD High Yield Bond Industrial Sector ETF Portfolio of Investments July 31, 2022 (Unaudited) Rate (%) Maturity Face Amount Value CORPORATE BONDS – 97. |
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| September 23, 2022 |
BONDBLOXX ETF TRUST BondBloxx USD High Yield Bond Industrial Sector ETF Portfolio of Investments July 31, 2022 (Unaudited) Rate (%) Maturity Face Amount Value CORPORATE BONDS – 97. |
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| September 23, 2022 |
BONDBLOXX ETF TRUST BondBloxx USD High Yield Bond Industrial Sector ETF Portfolio of Investments July 31, 2022 (Unaudited) Rate (%) Maturity Face Amount Value CORPORATE BONDS – 97. |
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| September 23, 2022 |
NPORT-EX 2 bondbloxxetfnportex.htm SOI BONDBLOXX ETF TRUST BondBloxx USD High Yield Bond Industrial Sector ETF Portfolio of Investments July 31, 2022 (Unaudited) Rate (%) Maturity Face Amount Value CORPORATE BONDS – 97.4% ADVERTISING – 0.1% Summer BC Bidco B LLC (1) 5.50 10/31/26 $ 5,000 $ 4,345 AEROSPACE/DEFENSE – 10.5% Bombardier, Inc. (1) 6.00 02/15/28 15,000 12,984 Bombardier, Inc. (1) 7.13 06 |
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| September 23, 2022 |
BONDBLOXX ETF TRUST BondBloxx USD High Yield Bond Industrial Sector ETF Portfolio of Investments July 31, 2022 (Unaudited) Rate (%) Maturity Face Amount Value CORPORATE BONDS – 97. |
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| September 23, 2022 |
NPORT-EX 2 bondbloxxetfnportex.htm SOI BONDBLOXX ETF TRUST BondBloxx USD High Yield Bond Industrial Sector ETF Portfolio of Investments July 31, 2022 (Unaudited) Rate (%) Maturity Face Amount Value CORPORATE BONDS – 97.4% ADVERTISING – 0.1% Summer BC Bidco B LLC (1) 5.50 10/31/26 $ 5,000 $ 4,345 AEROSPACE/DEFENSE – 10.5% Bombardier, Inc. (1) 6.00 02/15/28 15,000 12,984 Bombardier, Inc. (1) 7.13 06 |
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| September 23, 2022 |
BONDBLOXX ETF TRUST BondBloxx USD High Yield Bond Industrial Sector ETF Portfolio of Investments July 31, 2022 (Unaudited) Rate (%) Maturity Face Amount Value CORPORATE BONDS – 97. |
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| September 23, 2022 |
NPORT-EX 2 bondbloxxetfnportex.htm SOI BONDBLOXX ETF TRUST BondBloxx USD High Yield Bond Industrial Sector ETF Portfolio of Investments July 31, 2022 (Unaudited) Rate (%) Maturity Face Amount Value CORPORATE BONDS – 97.4% ADVERTISING – 0.1% Summer BC Bidco B LLC (1) 5.50 10/31/26 $ 5,000 $ 4,345 AEROSPACE/DEFENSE – 10.5% Bombardier, Inc. (1) 6.00 02/15/28 15,000 12,984 Bombardier, Inc. (1) 7.13 06 |
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| September 23, 2022 |
BONDBLOXX ETF TRUST BondBloxx USD High Yield Bond Industrial Sector ETF Portfolio of Investments July 31, 2022 (Unaudited) Rate (%) Maturity Face Amount Value CORPORATE BONDS – 97. |
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| September 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 BondBloxx ETF Trust (Exact name of registrant as specified in its charter) Delaware 87-3087691 (see below for EIN of each series) (State or other jurisdiction of incorporation or organization) (I.R |
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| September 2, 2022 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM September 2, 2022 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Kimberly A. Browning Re: BondBloxx ETF Trust (the “Registrant” or the “Trust”) File Nos. 333-258986 and 811-23731 Dear Ms. Browning: Thank you fo |
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| August 25, 2022 |
Fund Overviews – BondBloxx Bloomberg Six Month Target Duration US Treasury ETF ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM August 25, 2022 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Kimberly A. Browning Re: BondBloxx ETF Trust (the ?Registrant?) File Nos. 333-258986 and 811-23731 Dear Ms. Browning: This letter is being filed to |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 BondBloxx ETF Trust (Exact name of registrant as specified in its charter) Delaware 87-3087691 (see below for EIN of each series) (State or other jurisdiction of incorporation or organization) (I.R |
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| June 27, 2022 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM June 27, 2022 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Kimberly A. Browning Re: BondBloxx ETF Trust (the “Trust”) File Nos. 333-258986 and 811-23731 Dear Ms. Browning: This letter is being filed to respon |
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| June 16, 2022 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM June 16, 2022 Edward B. Baer T +1 415 315 6328 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Kimberly A. Browning Re: BondBloxx ETF Trust (the “Trust”) File Nos. 333-258986 and 811-23731 Dear Ms. Browning: This letter is being filed to respon |
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| June 13, 2022 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW.ROPESGRAY.COM June 13, 2022 Edward Baer T +1 415 315 6328 [email protected] BY Edgar Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: BondBloxx ETF Trust (the “Trust”) (File Nos. 333-258986 and 811-23731) Ladies and Gentlemen: On behalf of the Trust, |
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| May 25, 2022 |
8-A12B 1 tm222715d38a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 BondBloxx ETF Trust (Exact name of registrant as specified in its charter) Delaware 87-3087691 (see below for EIN of each series) (State or other jurisdiction of |
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| January 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 BondBloxx ETF Trust (Exact name of registrant as specified in its charter) Delaware 87-3087691 (see below for EIN of each series) (State or other jurisdiction of incorporation or organization) (I.R |
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| December 23, 2021 |
CORRESP 1 filename1.htm ROPES & GRAY LLP 2099 PENNSYLVANIA AVENUE, N.W. WASHINGTON, D.C. 20006-6807 WWW.ROPESGRAY.COM December 23, 2021 Matthew C. Micklavzina T +1 202 508 4636 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Lauren Hamilton Re: BondBloxx ETF Trust (the “Trust”) File Nos. 333-258986 and 811-23731 Dear Ms. Ha |
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| December 23, 2021 |
As filed with the Securities and Exchange Commission on December 22, 2021 As filed with the Securities and Exchange Commission on December 22, 2021 Securities Act Registration No. |
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| December 23, 2021 |
Exhibit (j)(1) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form N-1A of our report dated December 3, 2021, relating to the financial statement of BondBloxx USD High Yield Bond Energy Sector ETF, a series of BondBloxx ETF Trust, as of December 1, 2021, and to all references to our firm included in or made a part of the Pre-Effective Amendment under the Securities Act of 1933 and Amendment under the Investment Company Act of 1940 to the BondBloxx ETF Trust Registration Statement on Form N-1A. |
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| December 23, 2021 |
Exhibit 99.(d)(2) INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT, dated as of November , 2021, between BondBloxx ETF Trust (the ?Trust?), a statutory trust organized under the laws of the State of Delaware, and BondBloxx Investment Management Corporation, a corporation organized under the laws of the State of Delaware (the ?Adviser?). WHEREAS, the Adviser is engaged in the business of |
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| December 17, 2021 |
ROPES & GRAY LLP 2099 PENNSYLVANIA AVENUE, N.W. WASHINGTON, D.C. 20006-6807 WWW.ROPESGRAY.COM December 17, 2021 Matthew C. Micklavzina T +1 202 508 4636 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Anu Dubey and Lauren Hamilton Re: BondBloxx ETF Trust (the “Trust”) File Nos. 333-258986 and 811-23731 Dear Mses. Dubey and |
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| December 8, 2021 |
Exhibit 99.(q) BONDBLOXX ETF TRUST POWER OF ATTORNEY The undersigned officers and trustees of BONDBLOXX ETF TRUST (the "Trust") hereby appoint LELAND CLEMONS, JR., JOANNA GALLEGOS, and TONY KELLY (with full power to any one of them to act) as attorney-in-fact and agent, in all capacities, to execute and to file any of the documents referred to below, relating to the Trust’s registration statement |
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| December 8, 2021 |
(1) Consent of Independent Registered Public Accounting Firm, filed herewith. EX-99.(J)(1) 10 tm2125228d5ex99j-1.htm EXHIBIT 99.(J)(1) Exhibit 99.(j)(1) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form N-1A of our report dated December 3, 2021, relating to the financial statement of BondBloxx USD High Yield Bond Energy Sector ETF, a series of BondBloxx ETF Trust, as of December 1, 2021, and to |
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| December 8, 2021 |
Exhibit 99.(L) PURCHASE AGREEMENT BondBloxx ETF Trust (the ?Trust?), a Delaware statutory trust, and BondBloxx Investment Management LLC (?BIM?) hereby agree as follows: 1. The Trust hereby offers to sell to BIM and BIM hereby agrees to purchase 2,500 shares of the BondBloxx US High Yield Bond Energy Sector ETF, a series of the Trust, at a price of $40 per share. The Trust hereby acknowledges rece |
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| December 8, 2021 |
Exhibit 99.(a)(3) AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of BONDBLOXX ETF TRUST a Delaware Statutory Trust TABLE OF CONTENTS ARTICLE I. NAME; OFFICES; REGISTERED AGENT; DEFINITIONS 2 Section 1. Name 2 Section 2. Offices of the Trust 2 Section 3. Registered Agent and Registered Office 2 Section 4. Definitions 2 ARTICLE II. PURPOSE OF TRUST 4 ARTICLE III. SHARES 4 Section 1. Divisio |
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| December 8, 2021 |
As filed with the Securities and Exchange Commission on December 8, 2021 As filed with the Securities and Exchange Commission on December 8, 2021 Securities Act Registration No. |
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| December 8, 2021 |
Exhibit 99.(p)(1) BONDBLOXX ETF TRUST CODE OF ETHICS Adopted Pursuant to Rule 17j-1 While affirming its confidence in the integrity and good faith of all of its officers and trustees, BondBloxx ETF Trust (the “Trust”), recognizes that the knowledge of present or future portfolio transactions and, in certain instances, the power to influence portfolio transactions which may be possessed by certain |
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| December 8, 2021 |
Exhibit 99.(d)(1) INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT, dated as of November , 2021, between BondBloxx ETF Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, and BondBloxx Investment Management LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”). WHEREAS, the Adviser is engaged in the busin |
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| December 8, 2021 |
Exhibit 99.(h)(1) EXECUTION COPY TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENT THIS AGREEMENT is made as of November 29, 2021, by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (?BBH?), and BONDBLOXX ETF TRUST (the ?Trust?), a Delaware statutory trust, on behalf of each series of the Trust listed on Appendix A to this Agreement, as |
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| December 8, 2021 |
ROPES & GRAY LLP 1211 AVENUE OF THE AMERICAS NEW YORK, NY 10036-8704 WWW.ROPESGRAY.COM December 8, 2021 Matthew C. Micklavzina T +1 212 841 8849 [email protected] BY Edgar Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: BondBloxx ETF Trust (the “Trust”) (File Nos. 333-258986 and 811-23731) Ladies and Gentlemen: We a |
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| December 8, 2021 |
ROPES & GRAY LLP 2099 PENNSYLVANIA AVENUE, N.W. WASHINGTON, D.C. 20006-6807 WWW.ROPESGRAY.COM December 8, 2021 Matthew C. Micklavzina T +1 202 508 4636 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Anu Dubey Re: BondBloxx ETF Trust (the ?Trust?) File Nos. 333-258986 and 811-23731 Dear Ms. Dubey: This letter is being filed |
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| December 8, 2021 |
Exhibit 99.(h)(3) AUTHORIZED PARTICIPANT AGREEMENT BondBloxx ETF Trust This Authorized Participant Agreement (the ?Agreement?) is entered into by and between Foreside Fund Services, LLC (the ?Distributor?) and (the ?Participant?) and is subject to acceptance by Brown Brothers Harriman & Co. (the ?Transfer Agent?), as transfer agent for BondBloxx ETF Trust (the ?Trust?), a series trust offering a n |
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| December 8, 2021 |
Exhibit 99.(p)(3) Code of Ethics INTRODUCTION 1 1. STANDARDS OF PROFESSIONAL CONDUCT 1 (a) Fiduciary Duties 2 (b) Compliance with Laws 2 (c) Corporate Culture 2 (d) Professional Misconduct 2 (e) Disclosure of Conflicts 2 (f) Undue Influence 2 (g) Confidentiality and Protection of Material Nonpublic Information 2 (h) Personal Securities Transactions 3 (i) Gifts 3 (j) Service on Boards 3 (k) Prohibi |
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| December 8, 2021 |
Exhibit 99.(p)(2) BondBloxx Investment Management LLC Code of Ethics Background Investment advisers are fiduciaries that owe their undivided loyalty to their clients. Investment advisers are trusted to represent clients? interests in many matters, and advisers must hold themselves to the highest standard of fairness in all such matters. Rule 204A-1 under the Investment Advisers Act of 1940 and Rul |
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| December 8, 2021 |
EX-99.(I)(1) 9 tm2125228d5ex99i-1.htm EXHIBIT 99.(I)(1) Exhibit 99.(i)(1) December 8, 2021 BondBloxx ETF Trust 1100 Larkspur Landing Circle, Suite 395, Larkspur, CA 94939 Re: BondBloxx ETF Trust Ladies and Gentlemen: We have acted as special Delaware counsel for BondBloxx ETF Trust, a Delaware statutory trust (the “Trust”), solely in connection with the matters set forth herein. This opinion is be |
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| December 8, 2021 |
Exhibit 99.(g)(1) Execution Version CUSTODIAN AGREEMENT THIS AGREEMENT (this Agreement), dated as of November 2021, between BONDBLOXX ETF TRUST, an open-end management investment company organized as a Delaware statutory trust and registered with the U.S. Securities and Exchange Commission (the ?Commission?) under the Investment Company Act of 1940 (the ?1940 Act?), on behalf of each series, separ |
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| December 8, 2021 |
Exhibit 99.(h)(2) SUBLICENSE AGREEMENT This Sublicense Agreement (the “Agreement”) is made as of November [], 2021, by and between BondBloxx Investment Management LLC (“BIM”), a Delaware limited liability company, and BondBloxx ETF Trust (the “Trust”), a statutory trust established under the laws of the State of Delaware. RECITALS WHEREAS, pursuant to that certain License Agreement dated July 20, |
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| December 8, 2021 |
Exhibit 99.(e)(1) ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the ?Agreement?) is made this day of 2021, by and between BONDBLOXX ETF TRUST, a Delaware statutory trust (the ?Trust?) having its principal place of business at 1100 Larkspur Landing Circle Suite 395, Larkspur, CA, 94939, and FORESIDE FUND SERVICES, LLC, a Delaware limited liability company (the ?Distributor?) having its pr |
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| November 2, 2021 |
As filed with the Securities and Exchange Commission on November 1, 2021 As filed with the Securities and Exchange Commission on November 1, 2021 Securities Act Registration No. |
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| November 1, 2021 |
ROPES & GRAY LLP 1211 AVENUE OF THE AMERICAS NEW YORK, NY 10036-8704 WWW.ROPESGRAY.COM November 1, 2021 Matthew C. Micklavzina T +1 212 841 8849 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Anu Dubey Re: BondBloxx ETF Trust (the ?Trust?) File Nos. 333-258986 and 811-23731 Dear Ms. Dubey: This letter is being filed to res |
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| August 20, 2021 |
Exhibit 99.(a)(2) AGREEMENT AND DECLARATION OF TRUST of BONDBLOXX ETF TRUST a Delaware Statutory Trust TABLE OF CONTENTS ARTICLE I. NAME; OFFICES; REGISTERED AGENT; DEFINITIONS 1 Section 1. Name 1 Section 2. Offices of the Trust 2 Section 3. Registered Agent and Registered Office 2 Section 4. Definitions 2 ARTICLE II. PURPOSE OF TRUST 4 ARTICLE III. SHARES 4 Section 1. Division of Beneficial Inter |
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| August 20, 2021 |
Securities Act Registration No. 333- Investment Company Act Registration No. 811-23731 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. and REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Investment Company Act File No. Amendment No. BONDBLOXX ETF TRUS |
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| August 20, 2021 |
Exhibit 99.(a)(1) STATE of DELAWARE CERTIFICATE of TRUST This Certificate of Trust is filed in accordance with the provisions of the Delaware Statutory Trust Act (Title 12 of the Delaware Code, Section 3801 et seq.) and sets forth the following: · First: The name of the statutory trust is: BondBloxx ETF Trust (the “Trust”). · Second: The address of the registered office of the Trust in the State o |
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| August 20, 2021 |
ROPES & GRAY LLP 1211 AVENUE OF THE AMERICAS NEW YORK, NY 10036-8704 WWW.ROPESGRAY.COM August 20, 2021 Matthew C. Micklavzina T +1 212 841 8849 [email protected] BY Edgar Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: BondBloxx ETF Trust (the “Trust”) Ladies and Gentlemen: We are filing today via EDGAR a Registrati |
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| August 20, 2021 |
Exhibit 99.(b)(1) BY-LAWS of BONDBLOXX ETF TRUST A Delaware Statutory Trust (Effective as of August 17, 2021) These By-Laws may contain any provision not inconsistent with applicable law or the Declaration of Trust, relating to the governance of the Trust. Unless otherwise specified in these By-Laws, capitalized terms used in these By-Laws shall have the meanings assigned to them in the Declaratio |
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| August 20, 2021 |
N-8A 1 tm2125228d1n8a.htm N-8A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Ac |
