الإحصائيات الأساسية
| CIK | 825322 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to mPhase Technologies, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| June 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-30202 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified i |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commiss |
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| January 18, 2023 |
Exhibit 16.1 December 15, 2022 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, N.W. Washington, D.C. 20549-7561 On December 15, 2022, we were notified that we were terminated as the independent registered public accounting firm of mPhase Technologies, Inc. We have read the statements of mPhase Technologies, Inc. included under Item 4.01 on Form 8-K to be filed with |
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| January 18, 2023 |
Changes in Registrant's Certifying Accountant, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2022 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Comm |
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| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 000-30202 CUSIP NUMBER (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2022 ? T |
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| August 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2022 mPHASE TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Com |
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| August 26, 2022 |
One-Time Waiver/Amendment by and between mPhase Technologies, Inc, and AJB Capital Investments, LLC Exhibit 4.4 August 22, 2022 mPhase Technologies, Inc. 1101 Wootton Parkway #1040 Rockville, MD 20852 Attn: Chet White E-mail: [email protected] VIA ELECTRONIC MAIL Re: One-Time Waiver/Amendment Ladies and Gentlemen: Reference is made to that certain (i) Securities Purchase Agreement, dated June 22, 2022 (the ?Purchase Agreement?), between mPhase Technologies, Inc. (the ?Company?), and AJB Capital I |
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| August 26, 2022 |
Exhibit 4.1 |
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| August 26, 2022 |
Exhibit 4.3 |
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| August 26, 2022 |
Exhibit 4.2 |
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| August 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2022 mPHASE TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commi |
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| July 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2022 mPHASE TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Co |
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| June 30, 2022 |
Form 10% OID Convertible Promissory Note Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| June 30, 2022 |
Form Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of June , 2022, by and between MPHASE TECHNOLOGIES, INC., a New Jersey corporation, with its executive offices located at 1011 Wootton Parkway, Suite 1040, Rockville, MD 20850 (the ?Company?), and AJB CAPITAL INVESTMENTS, LLC, a Delaware limited liability company, with an address at 4700 Sheri |
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| June 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2022 mPHASE TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Comm |
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| June 30, 2022 |
Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THIS WARRANT NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?) OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UND |
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| June 17, 2022 |
Amended and Restated Software Product License Agreement between the Company and ETI Systems, LLC Exhibit 10.9 AMENDED AND RESTATED SOFTWARE PRODUCT LICENSE AGREEMENT THIS AMENDED AND RESTATED SOFTWARE PRODUCT LICENSE AGREEMENT (this ?Agreement?), dated as of May 6, 2022 (the ?Effective Date?), is by and between mPhase Technologies, Inc., a New Jersey, USA, corporation having its principal place of business located at 1101 Wootton Parkway, Suite 1040, Rockville, MD 20852 USA (?Company?) and ET |
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| June 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-30202 mPHASE TEC |
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| May 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 000-30202 CUSIP NUMBER (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: March 31, 2022 ?Tran |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2022 mPHASE TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Comm |
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| April 22, 2022 |
Exhibit 4.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of April 14, 2022, by and between mPhase Technologies, Inc., a New Jersey corporation, with headquarters located at 1101 Wootton Parkway, Suite 1040, Rockville, MD 20852 (the ?Company?) and GS CAPITAL PARTNERS, LLC, with its address at 1 East Liberty Street Suite 600, Reno, Nevada 89501, (the ? |
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| April 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2022 mPHASE TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Comm |
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| April 22, 2022 |
Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| March 18, 2022 |
Form of Demand Promissory Note Exhibit 4.1 DEMAND PROMISSORY NOTE Rockville, Maryland March 18, 2022 $450,000.00 FOR VALUE RECEIVED, mPHASE TECHNOLOGIES, INC., a corporation organized and existing under the laws of the State of New Jersey (the ?Borrower?), hereby promises to pay to the order of ANSHU BHATNAGAR, an individual, or his successors or assigns (the ?Lender?), the principal amount of Four Hundred and Fifty Thousand an |
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| March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2022 mPHASE TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Comm |
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| March 11, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2022 mPHASE TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commi |
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| February 28, 2022 |
As filed with the Securities and Exchange Commission on February 28, 2022 As filed with the Securities and Exchange Commission on February 28, 2022 Registration No. |
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| February 28, 2022 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-1 ????.. (Form Type) mPHASE TECHNOLOGIES INC. ????????????????????..? (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price (1) |
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| February 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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| February 15, 2022 |
XDSL / mPhase Technologies, Inc. / Bhatnagar Anshu Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) mPhase Technologies, Inc. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 62472C 10 2 (CUSIP Number) Mr. Anshu Bhatnagar mPhase Technologies, Inc. |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-30202 mPHASE |
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| February 8, 2022 |
PRE 14A 1 formpre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| January 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2022 mPHASE TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Co |
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| January 25, 2022 |
Exhibit 3.01 MPHASE TECHNOLOGIES, INC. AUDIT COMMITTEE CHARTER 1. Purpose The purpose of the Audit and Finance Committee (the ?Committee?), in its capacity as a committee of the Board of Directors (the ?Board?) of mPhase Technologies, Inc. (the ?Company?), is to oversee (i) management?s conduct of the Company?s financial reporting process, including reviewing the financial reports and other financ |
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| January 25, 2022 |
Amended and Restated Employment Agreement between the Company and Anshu Bhatnagar* EX-10.3 5 ex10-3.htm Exhibit 10.3 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Restated and Amended Employment Agreement (“Agreement”) dated January 19, 2022, with an effective date of January 1, 2022 (“Effective Date”), is by and between mPhase Technologies, Inc., a New Jersey Company (the “Company”), and Anshu Bhatnagar (the “Executive”). The Company and the Executive are referred to individua |
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| January 25, 2022 |
Exhibit 3.03 MPHASE TECHNOLOGIES, INC. CORPORATE GOVERNANCE AND NOMINATING COMMITTEE CHARTER 1. Purpose The principal purposes of the Nominating and Corporate Governance Committee (the ?Committee?), in its capacity as a committee of the Board of Directors (the ?Board?) of mPhase Technologies, Inc. (the ?Company?), are to: (i) identify individuals qualified to become members of the Board; (ii) reco |
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| January 25, 2022 |
Exhibit 3.02 MPHASE TECHNOLOGIES, INC. COMPENSATION COMMITTEE CHARTER 1. Purpose The Board of Directors (the ?Board?) of mPhase Technologies, Inc. (the ?Company?) has established the Compensation Committee (the ?Committee?) and has adopted this Charter to reflect the Company?s commitment to ?best practices? and to keep the Board informed of changes in applicable legal and regulatory requirements t |
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| January 25, 2022 |
Exhibit 10.5 mPHASE TECHNOLOGIES, INC. 9841 Washingtonian Boulevard, #200 Gaithersburg, MD 20878 Date: January , 2022 This letter is to confirm the terms of your appointment as a Non-Executive Director of mPhase Technologies, Inc. (the ?Company?). Overall, in terms of time commitment, your attendance is expected at all Board of Directors (the ?Board?) meetings, meetings of the audit, compensation |
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| January 25, 2022 |
mPhase Names Financial Industry Veteran James Engler, Jr. to its Board of Directors Exhibit 99.1 mPhase Names Financial Industry Veteran James Engler, Jr. to its Board of Directors Gaithersburg, MD ? January 20, 2022 ? mPhase Technologies, Inc. (OTC Pink: XDSL) (?mPhase? or the ?Company?), a technology company developing the mPower EV+ (electric vehicle) charging network and consumer engagement platform, is pleased to announce the appointment of financial industry veteran James E |
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| January 25, 2022 |
Amended and Restated Employment Agreement between the Company and Angelia Hrytsyshyn* Exhibit 10.4 mPHASE TECHNOLOGIES, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (?Agreement?) is entered into by and between mPhase Technologies, Inc., a New Jersey corporation with a principal place of business in Gaithersburg, MD (the ?Company?), and Angelia Hrytsyshyn, an individual (the ?Executive?). WHEREAS, the Company and the Executive previou |
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| December 17, 2021 |
DEF 14C 1 def14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement mPHASE TECHNOLO |
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| December 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement mPHASE TECHNOLOGIES, INC. (Name of R |
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| November 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-30202 mPHASE |
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| November 22, 2021 |
Exhibit 10.2 mPHASE TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT This Employment Agreement (?Agreement?) is entered into as of this 18th day of November 2021 by and between mPhase Technologies, Inc., a New Jersey corporation with a principal place of business in Gaithersburg, MD (the ?Company?), and Angelia Hrytsyshyn, an individual (the ?Executive?). WHEREAS, the Company and the Executive wish to set |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-30202 NOTIFICATION OF LATE FILING [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2021 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transiti |
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| October 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-30202 mPHASE TECHNOLOGIES |
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| October 13, 2021 |
Exhibit 21.1 Subsidiaries mPhase Technologies India Private Limited, an India private limited company mPower Technologies, Inc., a New Jersey corporation Always Ready, Inc., a New Jersey corporation MEDDS, Inc., a Wyoming corporation Microphase Telecommunications, Inc., a Delaware corporation mPhase TV.net, Inc., a Delaware corporation mPhase Television.Net, Inc., a Connecticut corporation |
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| September 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 000-30202 CUSIP NUMBER (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2021 ☐ T |
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| September 2, 2021 |
mPhase Names Three New Independent Board Members EX-99.1 3 ex99-1.htm Exhibit 99.1 mPhase Names Three New Independent Board Members Gaithersburg, MD – August 31, 2021 – mPhase Technologies, Inc. (OTC Pink: XDSL) (“mPhase” or the “Company”) a technology company developing the mPower 5G-enhanced electric vehicle (EV) charging network and consumer engagement platform, announced it has named three new board members: Suhas Subramanyamas, Chet White a |
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| September 2, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2021 mPHASE TECHNOLOGIES INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of i |
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| September 2, 2021 |
Exhibit 10.1 mPHASE TECHNOLOGIES, INC. 9841 Washingtonian Boulevard, #200 Gaithersburg, MD 20878 Date: August , 2021 Dear Mr. , This letter is to confirm the terms of your appointment as a Non-Executive Director of mPhase Technologies, Inc. (the ?Company?). Overall, in terms of time commitment, your attendance is expected at all Board of Directors (the ?Board?) meetings, meetings of the audit, com |
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| May 21, 2021 |
Exhibit 10.1 MPHASE TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT This Employment Agreement (?Agreement?) is entered into as of this 17th day of May 2021 by and between mPhase Technologies, Inc., a New Jersey corporation with a principal place of business in Gaithersburg, MD (the ?Company?), and Venkat Kodumudi, an individual (the ?Executive?). WHEREAS, the Company and the Executive wish to set forth th |
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| May 21, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2021 mPHASE TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of inc |
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| May 17, 2021 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 THIRD AMENDMENT TO JUDGMENT SETTLEMENT AGREEMENT THIS THIRD AMENDMENT TO JUDGMENT SETTLEMENT AGREEMENT (this “Amendment”) is entered into as of April 13, 2021 (the “Effective Date”), by and between John M. Fife, an individual (“Lender”), and MPhase Technologies, Inc., a New Jersey corporation (“Borrower”). Capitalized terms used in this Amendment without definitio |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num |
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| May 11, 2021 |
Form 15% OID Convertible Promissory Note EX-4.1 2 ex4-1.htm Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO |
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| May 11, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2021 mPHASE TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of inco |
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| May 11, 2021 |
EX-99.1 2 ex99-1.htm Exhibit 99.1 |
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| May 11, 2021 |
EX-4.2 3 ex4-2.htm Exhibit 4.2 UNEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO |
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| May 11, 2021 |
Form Securities Purchase Agreement EX-10.1 4 ex10-1.htm Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May , 2021, between mPhase Technologies, Inc., a New Jersey corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to th |
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| May 11, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2021 mPHASE TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of inc |
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| April 13, 2021 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of April 5, 2021, between mPhase Technologies, Inc., a New Jersey corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and condit |
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| April 13, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2021 mPHASE TECHNOLOGIES, INC. (Exact name of Registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of in |
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| April 13, 2021 |
Warrant, dated April 6, 2021, issued to Evergreen Capital Management LLC EX-4.2 3 ex4-2.htm Exhibit 4.2 UNEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO |
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| April 13, 2021 |
EX-4.1 2 ex4-1.htm Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO |
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| February 22, 2021 |
10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| February 22, 2021 |
EX-10.3 4 ex10-3.htm Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 8, 2021 by and between MPhase Technologies, Inc., a New Jersey corporation, with headquarters located at 9841 Washingtonian Boulevard, #390, Gaithersburg, MD (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and the Buyer ar |
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| February 22, 2021 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 25, 2021, by and between MPHASE TECHNOLOGIES, INC., a New Jersey corporation, with headquarters located at 9841 Washingtonian Boulevard, Ste #390, Gaithersburg, MD 20878 (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and t |
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| February 22, 2021 |
Exhibit 10.4 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of February 10, 2021, by and between mPhase Technologies, Inc., a New Jersey corporation, with its address at 9841 WASHINGTONIAN BLVD, SUITE 390, GAITHERSBURG, MARYLAND 20878 (the ?Company?), and [], with its address at [] (the ?Buyer?). WHEREAS: A. The Company and the Buyer are executing and |
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| February 22, 2021 |
EX-10.2 3 ex10-2.htm Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 26, 2021, by and between mPhase Technologies, Inc., a New Jersey corporation, with its address at 9841 WASHINGTONIAN BLVD, SUITE 390, GAITHERSBURG, MARYLAND 20878 (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and the Buye |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-30202 NOTIFICATION OF LATE FILING [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transitio |
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| January 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-30202 mP |
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| January 5, 2021 |
10-K 1 form10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-3 |
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| January 5, 2021 |
Exhibit 21.1 Subsidiaries mPhase Technologies India Private Limited, an India private limited company mPower Technologies, Inc., a New Jersey corporation Always Ready, Inc., a New Jersey corporation MEDDS, Inc., a Wyoming corporation Microphase Telecommunications, Inc., a Delaware corporation mPhase TV.net, Inc., a Delaware corporation mPhase Television.Net, Inc., a Connecticut corporation |
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| December 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commi |
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| December 11, 2020 |
Exhibit 16.1 RBSM LLP NEW YORK, NEW YORK December 7, 2020 Securities and Exchange Commission 100 F Street, N.W. Washington, DC 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of mPhase Technologies, Inc. (the “Company”) Form 8-K dated December 7, 2020, and are in agreement with the statements relating only to RBSM LLP contained therein. We have no basis to agree or disagree with other statemen |
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| November 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-30202 NOTIFICATION OF LATE FILING [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transiti |
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| October 28, 2020 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of inc |
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| October 13, 2020 |
MPHASE PROVIDES OPERATIONAL UPDATE INCLUDING CONTINUED GROWTH IN LEARNING TRACK BUSINESS Exhibit 99.1 MPHASE PROVIDES OPERATIONAL UPDATE INCLUDING CONTINUED GROWTH IN LEARNING TRACK BUSINESS Gaithersburg, MD – October 13, 2020 – mPhase Technologies, Inc. (OTCQB: XDSL) (“mPhase” or the “Company”) is providing the following update on new technology and business improvements at its Learning Track division. As a reminder, in 2019 Learning Track introduced a Learning Management System (“LM |
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| October 13, 2020 |
RW 1 formrw.htm October 13, 2020 VIA EDGAR CORRESPONDENCE U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Withdrawal of Registration Statement on Form S-1 mPhase Technologies, Inc. (File No. 333-246297) Ladies and Gentlemen: Pursuant to Rule 477 of the Securities Act of 1933 (the “Act”), mPhase Technologies, Inc. (the “Registrant”) respectfully requests the with |
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| October 13, 2020 |
Other Events, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of inc |
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| September 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-30202 NOTIFICATION OF LATE FILING [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transition Re |
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| September 4, 2020 |
EX-10.2 3 ex10-2.htm Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATI |
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| September 4, 2020 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 31, 2020, by and between mPhase Technologies, Inc., a New Jersey corporation, with its address at 9841 WASHINGTONIAN BLVD, SUITE 390, GAITHERSBURG, MARYLAND 20878 (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and the Buyer are executing and de |
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| September 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commis |
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| September 2, 2020 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of August 27, 2020, is entered into by and between MPHASE TECHNOLOGIES, Inc., a New Jersey corporation (the “Company”), and [] (the “Purchaser” or “Holder”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(a)(2) of the Securities Act of 1933, |
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| September 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commis |
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| September 2, 2020 |
Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| August 26, 2020 |
Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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| August 26, 2020 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of August 20, 2020, by and between mPhase Technologies, Inc., a New Jersey corporation, with its address at 9841 WASHINGTONIAN BLVD, SUITE 390, GAITHERSBURG, MARYLAND 20878 (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and the Buyer are executing and de |
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| August 26, 2020 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of inco |
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| August 25, 2020 |
Exhibit 16.1 August 25, 2020 Securities and Exchange Commission Washington, DC 20549 Ladies and Gentlemen: mPHASE TECHNOLOGIES, INC. (the “Company”) provided to us a copy of the Company’s response to Item 4.01 of Form 8-K, dated August 25, 2020. We have read the Company’s statements included under Item 4.01 of its Form 8-K and we agree with such statements insofar as they relate to our firm. Very |
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| August 25, 2020 |
Exhibit 10.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”). MPHASE T |
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| August 25, 2020 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT, dated as of August 19, 2020 (the “Agreement”), by and between mPhase Technologies, Inc., a New Jersey corporation with headquarters located at 9841 Washingtonian Boulevard #390, Gaithersburg, Maryland 20878 (the “Company”), and [] with its address at [] (the “Investor”). WHEREAS: A. The Company and the Investor are exec |
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| August 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commis |
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| August 21, 2020 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 SECOND AMENDMENT TO JUDGMENT SETTLEMENT AGREEMENT THIS SECOND AMENDMENT TO JUDGMENT SETTLEMENT AGREEMENT (this “Amendment”) is entered into as of August 17, 2020 (the “Effective Date”), by and between John M. Fife, an individual (“Lender”), and MPhase Technologies, Inc., a New Jersey corporation (“Borrower”). Capitalized terms used in this Amendment without defini |
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| August 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commis |
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| August 14, 2020 |
S-1 1 forms-1.htm As filed with the Securities and Exchange Commission on August 14, 2020 Registration No. 333-[ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 7385 22-2287503 (State or other jurisdiction of (Primary |
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| August 14, 2020 |
Exhibit 21.1 Subsidiaries mPhase Technologies India Private Limited, an India private limited company mPower Technologies, Inc., a New Jersey corporation Always Ready, Inc., a New Jersey corporation MEDDS, Inc., a Wyoming corporation Microphase Telecommunications, Inc., a Delaware corporation mPhase TV.net, Inc., a Delaware corporation mPhase Television.Net, Inc., a Connecticut corporation |
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| August 6, 2020 |
Exhibit 3.1 CERITICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION PURSUANT TO SECTIONS 14A:7-2(4) OF THE BUSINESS CORPORATION LAW OF mPHASE TECHNOLOGIES, INC. The Certificate of Incorporation, filed with the Treasurer of the State of New Jersey on December 20, 1979, as amended, is hereby amended by deleting paragraph 1 of Section 1 of Article IV thereof, in its entirety, and substituting the fol |
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| August 6, 2020 |
Form of Securities Purchase Agreement EX-10.1 3 ex10-1.htm Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 31, 2020, by and between mPhase Technologies, Inc., a New Jersey corporation, with its address at 9841 WASHINGTONIAN BLVD, SUITE 390, GAITHERSBURG, MARYLAND 20878 (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and the Buyer a |
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| August 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commissi |
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| August 6, 2020 |
Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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| July 30, 2020 |
Form of Securities Purchase Agreement EX-10.1 2 ex10-1.htm Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 24, 2020, by and between mPhase Technologies, Inc., a New Jersey corporation, with headquarters located at 9841 Washington Boulevard, #390, Gaithersburg, MD 20878, (the “Company”) and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and the Buyer a |
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| July 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commissi |
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| July 30, 2020 |
Exhibit 10.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $105,0 |
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| July 17, 2020 |
EX-10.2 5 ex10-2.htm Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of July 13, 2020, by and between mPhase Technologies, Inc., a New Jersey corporation (the “Company”), and White Lion Capital, LLC, a Nevada limited liability company (together with it permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined here |
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| July 17, 2020 |
Exhibit 10.3 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (the “Agreement”), dated as of July 15, 2020, is made by and between mPhase Technologies, Inc., a New Jersey corporation (“Company”) and Anshu Bhatnagar (“Holder”). WHEREAS, pursuant to that certain Common Stock Purchase Warrant Agreement (the “Warrant Agreement”) and the Transition Agreement (the “Transition Agreement”) each by and between t |
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| July 17, 2020 |
Common Stock Purchase Agreement EX-10.1 4 ex10-1.htm Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT This common stock purchase agreement is entered into as of July 13, 2020 (this “Agreement”), by and between mPhase Technologies, Inc., a New Jersey corporation (the “Company”), and White Lion Capital, LLC, a Nevada limited liability company (the “Investor”). WHEREAS, the parties desire that, upon the terms and subject to the conditi |
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| July 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commissi |
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| July 17, 2020 |
Exhibit 3.1 CERITICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION PURSUANT TO SECTIONS 14A:7-2(4) OF THE BUSINESS CORPORATION LAW OF mPHASE TECHNOLOGIES, INC. The Certificate of Incorporation, filed with the Treasurer of the State of New Jersey on December 20, 1979, as amended, is hereby amended by deleting paragraph 1 of Section 1 of Article IV thereof, in its entirety, and substituting the fol |
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| June 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commissi |
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| June 22, 2020 |
Exhibit 10.1 NEITHER THIS NOTE NOR THE SECURITIES THAT MAY BE ISSUED BY THE COMPANY UPON CONVERSION HEREOF (COLLECTIVELY, THE “SECURITIES”) HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. NEITHER THE SECURITIES NOR ANY INTEREST OR PARTICIPATION THEREIN MAY BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGN |
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| June 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commissio |
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| June 8, 2020 |
Form of Securities Purchase Agreement EX-10.1 2 ex10-1.htm Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 2, 2020, by and between mPhase Technologies, Inc., a New Jersey corporation, with its address at 9841 WASHINGTONIAN BLVD, SUITE 390, GAITHERSBURG, MARYLAND 20878 (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and the Buyer ar |
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| June 8, 2020 |
EX-10.2 3 ex10-2.htm Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATI |
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| May 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-30202 mPHASE |
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| May 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-30202 NOTIFICATION OF LATE FILING [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transition R |
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| May 15, 2020 |
MPHASE ACQUIRES ASSETS OF CONSUMER ENGAGEMENT TECHNOLOGY COMPANY CLOSECOMMS LIMITED Exhibit 99.1 MPHASE ACQUIRES ASSETS OF CONSUMER ENGAGEMENT TECHNOLOGY COMPANY CLOSECOMMS LIMITED Gaithersburg, MD – May 15, 2020 – mPhase Technologies, Inc. (OTCQB: XDSL) (“mPhase” or the “Company”) is pleased to announce the acquisition of the assets of CloseComms Limited (“CloseComms”), a private United Kingdom company that has developed an application technology platform that helps businesses c |
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| May 15, 2020 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT among CLOSE COMMS LIMITED, THE STOCKHOLDERS OF CLOSE COMMS LIMITED and MPHASE TECHNOLOGIES, INC. dated as of May 11, 2020 TABLE OF CONTENTS Page ARTICLE I Definitions 1 ARTICLE II Purchase and Sale 6 Section 2.01 Purchase and Sale of Assets 7 Section 2.02 Excluded Assets 8 Section 2.03 Assumed Liabilities 8 Section 2.04 Excluded Liabilities 9 Section 2.05 Purc |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commissio |
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| March 9, 2020 |
EX-10.2 3 ex10-2.htm Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATI |
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| March 9, 2020 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 3, 2020, by and between mPhase Technologies, Inc., a New Jersey corporation, with its address at 9841 WASHINGTONIAN BLVD, SUITE 390, GAITHERSBURG, MARYLAND 20878 (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and the Buyer are executing and deli |
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| March 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commissi |
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| February 28, 2020 |
Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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| February 28, 2020 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 24, 2020, by and between mPhase Technologies, Inc., a New Jersey corporation, with its address at 9841 WASHINGTONIAN BLVD, SUITE 390, GAITHERSBURG, MARYLAND 20878 (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and the Buyer are executing and |
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| February 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Comm |
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| February 19, 2020 |
XDSL / mPhase Technologies, Inc. 10-Q - Quarterly Report - 10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| February 18, 2020 |
XDSL / mPhase Technologies, Inc. NT 10-Q - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-30202 NOTIFICATION OF LATE FILING [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transitio |
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| February 3, 2020 |
XDSL / mPhase Technologies, Inc. / Smiley Martin S Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 mPhase Technologies, Inc. (Name of Issuer) Common Stock $0.01 Par Value (Title of Class of Securities) 62472C 10 2 (CUSIP Number) January 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 3, 2020 |
XDSL / mPhase Technologies, Inc. / Dotoli Patricia Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 mPhase Technologies, Inc. (Name of Issuer) Common Stock $0.01 Par Value (Title of Class of Securities) 62472C 10 2 (CUSIP Number) January 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 3, 2020 |
XDSL / mPhase Technologies, Inc. / Durando Karen Passive Investment SC 13G 1 formsc-13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 mPhase Technologies, Inc., (Name of Issuer) Common Stock $0.01 Par Value (Title of Class of Securities) 62472C 10 2 (CUSIP Number) January 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| January 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commi |
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| January 28, 2020 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 21, 2020, by and between mPhase Technologies, Inc., a New Jersey corporation, with its address at 9841 WASHINGTONIAN BLVD, SUITE 390, GAITHERSBURG, MARYLAND 20878 (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and the Buyer are executing and d |
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| January 28, 2020 |
Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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| January 17, 2020 |
Exhibit 10.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $110,0 |
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| January 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2020 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commis |
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| January 17, 2020 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 9, 2020, by and between MPHASE TECHNOLOGIES, INC., a New Jersey corporation, with headquarters located at 9841 Washingtonian Boulevard, #390, Gaithersburg, MD 20878, (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and the Buyer are executing an |
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| December 23, 2019 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of in |
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| December 23, 2019 |
Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| December 23, 2019 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 17, 2019 (the “Effective Date”), by and between MPHASE TECHNOLOGIES, INC., a New Jersey corporation, with headquarters located at 9841 Washingtonian Blvd, Suite 390, Gaithersburg, Maryland 20878 (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company |
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| December 9, 2019 |
Exhibit 10.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $135,0 |
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| December 9, 2019 |
Exhibit 10.4 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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| December 9, 2019 |
Form of Second Securities Purchase Agreement Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 2, 2019, by and between mPhase Technologies, Inc., a New Jersey corporation, with its address at 9841 WASHINGTONIAN BLVD, SUITE 390, GAITHERSBURG, MARYLAND 20878 (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and the Buyer are executing and d |
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| December 9, 2019 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of inc |
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| December 9, 2019 |
Form of First Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 2, 2019, by and between MPHASE TECHNOLOGIES, INC., a New Jersey corporation, with headquarters located at 9841 Washingtonian Blvd. #390, Gaithersburg, MD 20878 (the “Company”), and [], with its address at [] (the “Buyer”). WHEREAS: A. The Company and the Buyer are executing and del |
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| December 6, 2019 |
Proof - ex10-2.htm THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US |
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| December 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commi |
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| December 6, 2019 |
Form of Securities Purchase Agreement SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 2, 2019, by and between MPHASE TECHNOLOGIES, INC. |
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| November 19, 2019 |
XDSL / mPhase Technologies, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-30202 mP |
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| November 15, 2019 |
XDSL / mPhase Technologies, Inc. NT 10-Q - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-30202 NOTIFICATION OF LATE FILING [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transition Re |
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| November 13, 2019 |
XDSL / mPhase Technologies, Inc. / Smiley Martin S Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) mPhase Technologies Inc. (Name of Issuer) COMMON STOCK, $.001 VALUE (Title of Class of Securities) 62472C 10 2 (CUSIP Number) Martin Smiley 12 Sycamore Drive Westport, Ct. 06880 (203) -53 |
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| November 13, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Comm |
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| November 13, 2019 |
MPHASE TO PRESENT AT NATIONAL INVESTMENT BANKING ASSOCIATION CONFERENCE IN NYC ON NOVEMBER 13, 2019 MPHASE TO PRESENT AT NATIONAL INVESTMENT BANKING ASSOCIATION CONFERENCE IN NYC ON NOVEMBER 13, 2019 Gaithersburg, MD – November 13, 2019 – mPhase Technologies, Inc. |
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| October 30, 2019 |
mPhase Technologies, Inc. 10,477,800 Shares of Common Stock Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-232746 You should read this Prospectus Summary together with the more detailed information contained in this prospectus, including the risk factors and financial statements. This prospectus contains forward-looking statements that involve risks and uncertainties. Our actual results may differ materially from those discussed in the for |
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| October 15, 2019 |
Amendment No. 1 to Reserve Agreement This Amendment No. 1 to Reserve Agreement (“Amendment”), dated as of October 9, 2019 by and between mPhase Technologies, Inc., a New Jersey corporation (the “Company”), and Anshu Bhatnagar (the “Employee”). WHEREAS, the Company and the Employee entered into a Reserve Agreement (the “Agreement”) dated as of January 11, 2019 in connection with a change in managem |
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| October 15, 2019 |
XDSL / mPhase Technologies, Inc. 10-K - Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-30202 mPHASE TECHNOLO |
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| October 3, 2019 |
EX-10.1 2 ex10-1.htm SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of September 24, 2019 (the “Effective Date”), by and between MPHASE TECHNOLOGIES, INC., a New Jersey corporation, with headquarters located at 9841 Washingtonian Blvd, Suite 390, Gaithersburg, Maryland 20878 (the “Company”), and each buyer identified on the signature pages hereto (each |
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| October 3, 2019 |
NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| October 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Com |
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| October 1, 2019 |
XDSL / mPhase Technologies, Inc. NT 10-K - - NT 10-K 1 nt10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-30202 NOTIFICATION OF LATE FILING [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 2 |
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| September 13, 2019 |
Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A (Amendment No. 1) Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of inco |
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| September 13, 2019 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EX-99.2 17 ex99-2.htm Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Acquisition of Alpha Predictions, LLP On June 30, 2019, mPhase Technologies, Inc. (the “Company”) successfully completed its previously announced acquisition of 99% of the outstanding stock of Alpha Predictions, LLP, (“Alpha Predictions”) from Snehalkumar Santosh Kadam, Smita Dinakar Shinde, Anuj Kumar |
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| September 13, 2019 |
Alpha Predictions audited financial statements for the years ended March 31, 2019 and 2018. |
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| September 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Comm |
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| September 12, 2019 |
SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of September 5, 2019, by and between mPhase Technologies, Inc. |
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| September 12, 2019 |
NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| September 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Comm |
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| August 23, 2019 |
Product License and Content AGREEMENT MPHASE TECHNOLOGIES and iLearningEngines Agreement Reference Number – MPHASE TECHNOLOGIES and iLearningEngines 1. |
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| August 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Comm |
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| August 20, 2019 |
Other Events, Financial Statements and Exhibits 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of inco |
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| August 20, 2019 |
MPHASE SIGNS PRODUCT LICENSE AND CONTENT AGREEMENT WITH ILEARNINGENGINES MPHASE SIGNS PRODUCT LICENSE AND CONTENT AGREEMENT WITH ILEARNINGENGINES New York, NY – August 20, 2019 – mPhase Technologies, Inc. |
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| August 16, 2019 |
XDSL / mPhase Technologies, Inc. AW - - mPhase Technologies, Inc. 9841Washingtonian Blvd, Suite 390 Gaithersburg, Md., 20878 August 16, 2019 United States Securities and Exchange Commission Division of Corporate Finance Washington D.C. 20549 Attention Heather Percival Re: APPLICATION FOR WITHDRAWAL OF AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT FILED BY MPHASE TECHNOLOGIES INC ON AUGUST 13, 2019 FILE NO. 333-232746 Dear Ms. Perci |
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| August 13, 2019 |
Exhibit 99.1 Special Meeting of the Board of Directors of mPhase Technologies, Inc. A Special Meeting of the Board of Directors of mPhase Technologies, Inc. (the “Company”) was held at the offices of Eagle Advisers, 10 Rockefeller Plaza, Suite 909, New York, N.Y. 10020 on Friday January 11, 2019 at 11: 00 A.M. Present at the meeting were Ron Durando, CEO and Chairman of the Board of Directors, Gus |
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| August 13, 2019 | ||
| August 13, 2019 |
XDSL / mPhase Technologies, Inc. S-1/A - - AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON August 13, 2019 REGISTRATION NO. |
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| August 13, 2019 |
Subsidiaries of the Registrant EXHIBIT 21 mPhase Technologies India Private Limited, Bangalore, India mPower Technologies, Inc., New Jersey Always Ready, Inc., New Jersey MEDDS, Inc., Wyoming Microphase Telecommunications, Inc., Delaware mPhase TV.net, Inc., Delaware mPhase Television.Net, Inc., Connecticut |
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| August 13, 2019 |
EXHIBIT 3.3 AMENDED AND RESTATED BYLAWS of mPhase Technologies, Inc. (a New Jersey Corporation) ARTICLE 1 CERTAIN DEFINITIONS As used in these Bylaws, unless the context otherwise requires, the term: 1.1 “Assistant Secretary” means an Assistant Secretary of the Corporation. 1.2 “Assistant Treasurer” means an Assistant Treasurer of the Corporation. 1.3 “Board” means the Board of Directors of the Co |
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| August 9, 2019 |
XDSL / mPhase Technologies, Inc. CORRESP - - mPhase Technologies, Inc. 9841 Washingtonian Blvd., Suite 390 Gaithersburg, Md., 20878 VIA EDGAR AND EMAIL United States Securities and Exchange Commission 100 F Street, NE August 9, 2019 Washington, D.C. 20549 Attn: Heather Percival Re: mPhase Technologies, Inc. Registration Statement on Form S-1 File No. 333-232746 Acceleration Request Ladies and Gentlemen: Pursuant to Rule 461 under the Securit |
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| August 9, 2019 |
XDSL / mPhase Technologies, Inc. CORRESP - - mPhase Technologies, Inc. 9841 Washingtonian Blvd., Suite 390 Gaithersburg, Md., 20878 VIA EDGAR AND EMAIL United States Securities and Exchange Commission 100 F Street, NE August 9, 2019 Washington, D.C. 20549 Attn: Heather Perceval Re: mPhase Technologies, Inc. Registration Statement on Form S-1 File No. 333-232746 Acceleration Request Ladies and Gentlemen: Pursuant to Rule 461 under the Securit |
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| August 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commissi |
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| August 1, 2019 |
SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 30, 2019, by and between mPhase Technologies, Inc. |
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| August 1, 2019 |
NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| July 22, 2019 | ||
| July 22, 2019 |
Subsidiaries of the Registrant EXHIBIT 21 mPower Technologies, Inc., New Jersey Always Ready, Inc., New Jersey MEDDS, Inc., Wyoming Microphase Telecommunications, Inc., Delaware mPhase TV.net, Inc., Delaware mPhase Television.Net, Inc., Connecticut |
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| July 22, 2019 |
By Laws of the Company (Exhibit 3.3 to Form S-1 filed July 19, 2019 Registration No. 333-23273). EXHIBIT 3.3 AMENDED AND RESTATED BYLAWS of mPhase Technologies, Inc. (a New Jersey Corporation) ARTICLE 1 CERTAIN DEFINITIONS As used in these Bylaws, unless the context otherwise requires, the term: 1.1 “Assistant Secretary” means an Assistant Secretary of the Corporation. 1.2 “Assistant Treasurer” means an Assistant Treasurer of the Corporation. 1.3 “Board” means the Board of Directors of the Co |
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| July 22, 2019 |
XDSL / mPhase Technologies, Inc. S-1 - Registration Statement - AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON July 19, 2019 REGISTRATION NO. |
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| July 22, 2019 |
Exhibit 99.1 Special Meeting of the Board of Directors of mPhase Technologies, Inc. A Special Meeting of the Board of Directors of mPhase Technologies, Inc. (the “Company”) was held at the offices of Eagle Advisers, 10 Rockefeller Plaza, Suite 909, New York, N.Y. 10020 on Friday January 11, 2019 at 11: 00 A.M. Present at the meeting were Ron Durando, CEO and Chairman of the Board of Directors, Gus |
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| July 10, 2019 |
SHARE PURCHASE AGREEMENT June 30, 2019 mPhase Technologies, Inc. and Alpha Prediction LLP and Anuj Kumar Saxena [As Listed in Schedule I] TABLE OF CONTENTS Sr. No. Particulars Page No. 1. Definitions and Interpretation 3 2. Purchase and Sale of Sale Shares 8 3. Conditions Precedent 9 4. Pre Closing Covenants 11 5. Closing, Delivery and Payment 11 6. Representations and Warranties 13 7. Indemnifica |
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| July 10, 2019 |
MPHASE ANNOUNCES ACQUISTION OF ALPHA PREDICTIONS LLP; SIGNS $2.5 MILLION CONTRACT WITH IT SOLUTIONS COMPANY New York, NY – July 9, 2019 – mPhase Technologies, Inc. (OTCBB: XDSL) (the “Company”) is pleased to announce the acquisition of a controlling interest in Alpha Predictions LLP, (“Alpha Predictions”) an India-based technology company that has developed a suite of commercial data analysis prod |
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| July 10, 2019 |
Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commissi |
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| July 9, 2019 |
Exhibit 1 Termination of Stock Purchase Agreement Exhibit 1 Termination of Stock Purchase Agreement THIS AGREEMENT, dated as of July 8, 2019 effective June 30, 2019 among mPhase Technologies, Inc. |
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| July 9, 2019 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commissio |
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| July 5, 2019 |
XDSL / mPhase Technologies, Inc. CORRESP - - mPhase Technologies, Inc. 9841 Washingtonian Boulevard, Suite 390 Gaithersburg, MD 20878 July 5, 2019 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Electronics and Machinery Washington, D.C. 20549 Attention: Tara Harkins Kevin Kuhar RE: mPhase Technologies, Inc. Form 10-K for the Fiscal Year Ended June 30, 2018 Filed October 15, 2018 File No. |
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| July 2, 2019 |
XDSL / mPhase Technologies, Inc. / Smiley Martin S Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) mPhase Technologies Inc. (Name of Issuer) COMMON STOCK, $.001 VALUE (Title of Class of Securities) 62472C 10 2 (CUSIP Number) Martin Smiley 12 Sycamore Drive Westport, Ct. 06880 (203) -53 |
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| July 1, 2019 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 19, 2019, by and between mPhase Technologies, Inc., a New Jersey corporation, with its address at 9841 WASHINGTONIAN BLVD, SUITE 390, GAITHERSBURG, MARYLAND 20878 (the “Company”), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 21 |
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| July 1, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commissi |
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| July 1, 2019 |
Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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| June 7, 2019 |
Exhibit 10.2 Mr. Anshu Bhatnagar June 6, 2019 Chief Executive Officer mPhase Technologies, Inc. Dear Anshu, Please accept my resignation as Chief Financial Officer and General Counsel of mPhase Technologies Inc. effective midnight June 6, 2019. I have enjoyed being an Officer of the Company. I wish you the best of luck in taking mPhase forward to greater heights. Regards, /s/ Martin Smiley Martin |
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| June 7, 2019 |
Exhibit 10.1 mPHASE TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is entered into as of this 1st day of June 2019 by and between mPhase Technologies, Inc., a New Jersey corporation with a principal place of business in Gaithersburg, MD (the “Company”), and Chris Cutchens, an individual (the “Executive”). WHEREAS, the Company and the Executive wish to set forth the |
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| June 7, 2019 |
EX-10.3 4 ex10-3.htm UNANIMOUS WRITTEN CONSENT OF THE BOARD OF DIRECTORS OF mPHASE TECHNOLOGIES, INC. (a New Jersey Corporation) The undersigned, being all of the directors of MPhase Technologies, Inc., a New Jersey corporation (the “Corporation”), DO HEREBY CONSENT to the taking of the following actions in lieu of a meeting and DO HEREBY ADOPT the following resolutions by written consent in lieu |
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| June 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commissio |
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| May 21, 2019 |
XDSL / mPhase Technologies, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number: 000-30202 mPhase Technolog |
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| May 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): MAY 20, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commissio |
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| May 20, 2019 | ||
| May 20, 2019 |
MPHASE TECHNOLOGIES, INC. SIGNS MEMORANDUM OF UNDERSTANDING WITH iLEARNINGENGINES, INC. & ANNOUNCES SHAREHOLDER UPDATE New York, NY – May 20, 2019 – mPhase Technologies, Inc. (OTCBB:XDSL) (“the Company) today announced that it has entered into a non-binding Memorandum of Understanding (“MOU”) with iLearningEngines, Inc. (“iLE”), a leader in Mission Critical Training services. Currently private, IL |
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| May 16, 2019 |
XDSL / mPhase Technologies, Inc. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Estimated average burden hours per response ………………… 2.50 SEC FILE NUMBER 000-30202 CUSIP NUMBER (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2019 [ ] Transit |
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| April 25, 2019 |
Stock Purchase Agreement with AI Robotics (Form 8k Exhibit 1, Commission File No. 000-30202) Exhibit 1 |
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| April 25, 2019 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commiss |
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| April 25, 2019 |
Exhibit 2 MPHASE TECHNOLOGIES, INC. ANNOUNCES ACQUISITION OF AIROBOTICA SERVICES LIMITED New York, NY – April 25, 2019 – mPhase Technologies, Inc. (OTCBB:XDSL) (“the Company) today announced that it has entered into a stock purchase agreement with AIRobotica Services Limited (“AIRobotica”), a Bangalore, India-based technology company focused on artificial intelligence (AI) and machine learning (ML |
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| April 22, 2019 |
Proof - def14.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION (RULE 14C-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [X] Definitive Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2 |
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| April 15, 2019 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incor |
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| April 10, 2019 |
XDSL / mPhase Technologies, Inc. PRE 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION (RULE 14C-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Definitive Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) mPHASE TECHNOLO |
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| March 29, 2019 |
XDSL / mPhase Technologies, Inc. / Smiley Martin S Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) mPhase Technologies Inc. (Name of Issuer) COMMON STOCK, $.001 VALUE (Title of Class of Securities) 62472C 10 2 (CUSIP Number) Martin Smiley 12 Sycamore Drive Westport, Ct. 06880 (203) -53 |
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| March 20, 2019 |
Exhibit 10.1 Mr. Anshu Bhatnagar March 20, 2019 Chief Executive Officer mPhase Technologies, Inc. Dear Anshu, Please accept my resignation as a Director of mPhase Technologies Inc. effective midnight March 20, 2019 I have enjoyed being a Director of the Company. I wish you the best of luck in taking mPhase forward to greater heights. Regards, /s/ Ronald Durando Ronald A. Durando |
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| March 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commiss |
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| February 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Com |
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| February 20, 2019 |
XDSL / mPhase Technologies, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. FOR THE QUARTER ENDED DECEMBER 31, 2018 COMMISSION FILE NO. 000-30202 FORM 10-Q mPhase Technologies, Inc. (Exact name of registrant as specified in its charter) NEW JERSEY 22-2287503 (State or other jurisdiction of (I.R.S. Employer incor |
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| February 14, 2019 |
XDSL / mPhase Technologies, Inc. NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Estimated average burden hours per response ………………… 2.50 SEC FILE NUMBER 000-30202 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2018 ☐ Transition Report on |
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| February 11, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 11, 2019 mPHASE TECHNOLOGIES, INC. |
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| February 11, 2019 |
Exhibit 10.1 AMENDMENT TO JUDGMENT SETTLEMENT AGREEMENT This Amendment to Judgment Settlement Agreement (this “Amendment”) is entered into as of February 5, 2019 (the “Effective Date”), by and between John M. Fife, an individual (“Lender”), and MPhase Technologies, Inc., a New Jersey corporation (“Borrower”). Capitalized terms used in this Amendment without definition shall have the meanings given |
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| February 1, 2019 |
EX-10.1 2 f8k020119ex10-1mphasetech.htm MINUTES OF BOARD OF DIRECTORS MEETING Exhibit 10.1 Special Meeting of the Board of Directors of mPhase Technologies, Inc. A Special Meeting of the Board of Directors of mPhase Technologies, Inc. (the “Company”) was held by telephone on Tuesday January 28, 2019 at 11: 00 A.M. Present at the meeting by telephone were Messrs. Anshu Bhatnagar and Ronald Durando |
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| February 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commi |
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| January 25, 2019 |
XDSL / mPhase Technologies, Inc. / Biderman Abraham - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) mPhase Technologies Inc. (Name of Issuer) COMMON STOCK, $.001 VALUE (Title of Class of Securities) 62472C 10 2 (CUSIP Number) Abraham Biderman 5634 17th Avenue Brooklyn, New York 10204 (N |
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| January 22, 2019 |
XDSL / mPhase Technologies, Inc. / Durando Ronald A - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) mPhase Technologies Inc. (Name of Issuer) COMMON STOCK, $.001 VALUE (Title of Class of Securities) 62472C 10 2 (CUSIP Number) Ronald A. Durando 43 Alexander Avenue Nutley, New Jersey 0711 |
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| January 22, 2019 |
XDSL / mPhase Technologies, Inc. / Dotoli Gustave T - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) mPhase Technologies Inc. (Name of Issuer) COMMON STOCK, $.001 VALUE (Title of Class of Securities) 62472C 10 2 (CUSIP Number) Gustave T. Dotoli mPhase Technologies Inc. 245 Rutgers Place |
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| January 22, 2019 |
XDSL / mPhase Technologies, Inc. / Smiley Martin S - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) mPhase Technologies Inc. (Name of Issuer) COMMON STOCK, $.001 VALUE (Title of Class of Securities) 62472C 10 2 (CUSIP Number) Martin Smiley 12 Sycamore Drive Westport, Ct. 06880 (203) -53 |
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| January 18, 2019 |
XDSL / mPhase Technologies, Inc. / Bhatnagar Anshu - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) mPhase Technologies Inc. (Name of Issuer) COMMON STOCK, $.001 VALUE (Title of Class of Securities) 62472C 10 2 (CUSIP Number) Mr. Anshu Bhatnagar mPhase Technologies Inc. 9841 Washington |
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| January 14, 2019 |
Reserve Agreement (Exhibit 10.5 to Form 8k filed January 14, 2019, Commission File No. 000-30202) Exhibit 10.5 Reserve Agreement This Agreement effective January 11, 2019 by and between mPhase Technologies, Inc., a New Jersey Corporation (the “ Company’’) and Anshu Bhatnagar (the “Employee”). Whereas, the Company, in order to induce the Employee to enter an Employment Agreement, a Warrant and a Transition Agreement, all of even date herewith, (the “Documents”) with the Company agreed to set up |
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| January 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2019 mPHASE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New Jersey 000-30202 22-2287503 (State or other jurisdiction of incorporation) (Commi |
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| January 14, 2019 |
Exhibit 10.7 Mr. Anshu Bhatnagar January 11, 2019 Chief Executive Officer mPhase Technologies, Inc. Dear Anshu, Please accept my resignation as President and Chief Executive Officer of mPhase Technologies Inc. effective midnight January 11, 2019 I have enjoyed being an Officer of the Company. I wish you the best of luck in taking mPhase forward to greater heights. Regards, /s/ Ronald Durando Ronal |
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| January 14, 2019 |
Exhibit 10.2 Transition Agreement This Agreement (“Agreement”), dated as of January 11, 2019 is by and between mPhase Technologies, Inc., a New Jersey corporation (the “Company”) and Anshu Bhatnagar (the “Executive”) with an effective date of January 11, 2019 (the “Effective Date”). The Company and the Executive are referred to each individually as a “Party” and collectively as the “Parties”. WHER |
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| January 14, 2019 |
EX-10.3 4 f8k011119ex10-3mphasetech.htm WARRANT Exhibit 10.3 MPHASE TECHNOLOGIES, INC. THIS WARRANT AND THE SECURITIES UNDERLYING THE WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“THE ACT”), OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE OFFERED, SOLD, TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO (i) AN EFFECTIVE REGISTRATION |
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| January 14, 2019 |
Exhibit 10.6 Debt/Equity Conversion Agreement THIS AGREEMENT, dated as of January 9 2019, between mPhase Technologies, Inc. , a New Jersey corporation, having an address at 688 New Dorp Lane, Staten Island, New York 10306-4933 ( “Debtor”) and the following persons (each individually a “Lender” and collectively, the “Lenders”) having the following addresses: 1. Eagle Strategic Advisers LLC at 5624 |
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| January 14, 2019 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) dated January 11, 2019 with an effective date of January 11, 2019 (“Effective Date”). is by and between mPhase Technologies, Inc., a New Jersey corporation (the “Company”), and Anshu Bhatnagar (the “Executive”). The Company and the Executive are referred to each individually as a “Party” and collectively as the “Parties”. WH |
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| January 14, 2019 |
Exhibit 10.4 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES A PREFERRED STOCK OF MPHASE TECHNOLOGIES, INC. mPhase Technologies, Inc. (the “Corporation”), a corporation organized and existing under the laws of New Jersey does hereby certify that, pursuant to authority conferred upon the board of directors of the Corporation (the “Board”) by the Certificate of Incorporation of the Cor |
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| January 4, 2019 |
EX-10.1 2 f8k123118ex10-1mphasetech.htm AMENDMENT TO CERTIFICATE OF INCORPORATION OF MPHASE TECHNOLOGIES, INC. Exhibit 10.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION mPHASE TECHNOLOGIES, INC Pursuant to Section 14A: 7-2 of Title 14A, Corporations General of the New Jersey Statutes, the undersigned does hereby amend the Certificate of Incorporation of mPhase Technologies, Inc. (the “ |
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| January 4, 2019 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 4, 2019 mPHASE TECHNOLOGIES, INC. |
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| December 21, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2018 mPHASE TECHNOLOGIES, INC. |
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| December 21, 2018 |
Amendment to Judgment Settlement Agreement between mPhase Technologies, Inc. and John Fife Exhibit 10.1 JUDGMENT SETTLEMENT AGREEMENT This Judgment Settlement Agreement (this “Agreement”) is entered into as of December 10, 2018 by and between John M. Fife, an individual (“Lender”), and MPhase Technologies, Inc., a New Jersey corporation (“Borrower”). A. Borrower previously sold and issued to St. George Investments LLC, a Utah limited liability company (formerly known as St George Invest |
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| November 14, 2018 |
XDSL / mPhase Technologies, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. FOR THE QUARTER ENDED SEPTEMBER 30, 2018 COMMISSION FILE NO. 000-30202 FORM 10-Q mPhase Technologies, Inc. (Exact name of registrant as specified in its charter) NEW JERSEY 22-2287503 (State or other jurisdiction of (I.R.S. Employer inco |
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| November 9, 2018 |
XDSL / mPhase Technologies, Inc. AMENDMENT NO. 1 TO ANNUAL REPORT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. FOR THE YEAR ENDED JUNE 30, 2018 COMMISSION FILE NO. 000-30202 Amendment No. 1 to FORM 10-K mPhase Technologies, Inc. (Exact name of registrant as specified in its charter) NEW JERSEY 22-2287503 (State or other jurisdiction of (I.R.S. Emplo |
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| October 17, 2018 |
XDSL / mPhase Technologies, Inc. / Smiley Martin S - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) mPhase Technologies Inc. (Name of Issuer) COMMON STOCK, $.001 VALUE (Title of Class of Securities) 62472C 10 2 (CUSIP Number) Martin Smiley mPhase Technologies Inc. 688 New Dorp Lane Stat |
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| October 17, 2018 |
XDSL / mPhase Technologies, Inc. / Biderman Abraham - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) mPhase Technologies Inc. (Name of Issuer) COMMON STOCK, $.001 VALUE (Title of Class of Securities) 62472C 10 2 (CUSIP Number) Abraham Biderman mPhase Technologies Inc. 688 New Dorp Lane S |
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| October 17, 2018 |
XDSL / mPhase Technologies, Inc. / Dotoli Gustave T - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) mPhase Technologies Inc. (Name of Issuer) COMMON STOCK, $.001 VALUE (Title of Class of Securities) 62472C 10 2 (CUSIP Number) Gustave T. Dotoli mPhase Technologies Inc. 688 New Dorp Lane |
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| October 17, 2018 |
XDSL / mPhase Technologies, Inc. / Durando Ronald A - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) mPhase Technologies Inc. (Name of Issuer) COMMON STOCK, $.001 VALUE (Title of Class of Securities) 62472C 10 2 (CUSIP Number) Ronald A. Durando mPhase Technologies Inc. 688 New Dorp Lane |
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| October 15, 2018 |
XDSL / mPhase Technologies, Inc. ANNUAL REPORT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 (NO FEE REQUIRED) FOR THE YEAR ENDED JUNE 30, 2018 COMMISSION FILE NO. 000-30202 mPHASE TECHNOLOGIES, INC. (Name of issuer in its charter) NEW JERSEY 22-2287503 (State or other jurisdiction of incorporation or organization) (I.R. |
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| October 15, 2018 |
Exhibit 10.97 Debt/Equity Conversion Agreement THIS AGREEMENT, dated as of January 1, 2018, between mPhase Technologies, Inc., a New Jersey corporation, having an address at 688 New Dorp Lane, Staten Island, New York 10306-4933 (“Debtor”) and the following persons (each individually a “Lender” and collectively, the “‘Lenders”) having the following addresses: 1. Eagle Strategic Advisers LLC at 5624 |
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| September 28, 2018 |
XDSL / mPhase Technologies, Inc. NOTIFICATION OF LATE FILING NT 10-K 1 extf10k2018mphasetechno.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 000-30202 CUSIP NUMBER (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N- |
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| August 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 24, 2018 mPHASE TECHNOLOGIES, INC. |
