UNTY / Unity Bancorp, Inc. - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

الوحدة بانكورب، وشركة
US ˙ NasdaqGM ˙ US9132901029

الإحصائيات الأساسية
LEI 549300Q90ZRNUR65PL93
CIK 920427
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Unity Bancorp, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
August 21, 2025 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 21, 2025 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 21, 2025 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS

August 21, 2025 EX-99.1

Unity Bancorp Announces 7% Increase in Third Quarter Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com News For Immediate Release: August 21, 2025 News Media & Financial Analyst Contact: George Boyan EVP and Chief Financial Officer (908) 713-4565 Unity Bancorp Announces 7% Increase in Third Quarter Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that

August 6, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 1

July 15, 2025 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 15, 2025 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 15, 2025 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS Em

July 15, 2025 EX-99.1

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS

Exhibit 99.1 Clinton, NJ - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $16.5 million, or $1.61 per diluted share, for the quarter ended June 30, 2025, compared to net income of $11.6 million, or $1.13 per diluted share for the quarter ended March 31, 2025. For the six months ended June 30, 2025, Unity Bancorp reported net income of $28.1 million, or $2.

June 20, 2025 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (X) ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 ( ) TRANSITIONAL REPORT PURSUANT TO SECTION 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (X) ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 OR ( ) TRANSITIONAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transaction period from: to . Commission File Number: 1-12431 A. Full title plan and the address of

May 22, 2025 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 22, 2025 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 22, 2025 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS Emp

May 22, 2025 EX-99

Unity Bancorp Announces Second Quarter Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com News For Immediate Release: May 22, 2025 News Media & Financial Analyst Contact: George Boyan EVP and Chief Financial Officer (908) 713-4565 Unity Bancorp Announces Second Quarter Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board of Dir

May 7, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number

April 24, 2025 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 24, 2025 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name o

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 24, 2025 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

April 23, 2025 EX-99.1

1 2024 vs. 2023 Results Net income Net income (in thousands) $ 41,450 $ 39,707 Net income per common share - Diluted 4.06 3.84 Operating Ratios Return on average assets 1.68 % 1.63 % Return on average equity 14.99 16.05 Net interest margin 4.16 4.06

Exhibit 99.1 2025 Shareholders’ Meeting April 24, 2025 1 2024 vs. 2023 Results Net income Net income (in thousands) $ 41,450 $ 39,707 Net income per common share - Diluted 4.06 3.84 Operating Ratios Return on average assets 1.68 % 1.63 % Return on average equity 14.99 16.05 Net interest margin 4.16 4.06 Noninterest expense / average assets 1.98 1.93 FY 2024 FY 2023 2 1 st Quarter Results Net incom

April 23, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 23, 2025 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

April 11, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 11, 2025 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

April 11, 2025 EX-99.1

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS March 31, 2025

Exhibit 99.1 Clinton, NJ - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $11.6 million, or $1.13 per diluted share, for the quarter ended March 31, 2025, compared to net income of $11.5 million, or $1.13 per diluted share for the quarter ended December 31, 2024. This represents a 0.8% increase in net income. First Quarter Earnings Highlights ● Net interes

March 10, 2025 DEF 14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

March 10, 2025 DEFA14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

March 7, 2025 EX-10.21

Separation Agreement with Donald E. Souders, Jr.

February 26, 2025 Donald E. Souders, Jr. 3219 Marchant Drive Bethlehem, PA 18017 Dear Don: This letter will confirm your resignation from the Board of Directors of Unity Bancorp, Inc. and Unity Bank, and all committees therefor and any positions related thereto, effective as of the date of this letter. In connection with your resignation, and in light of your past service with both the Company and

March 7, 2025 EX-10.20

Change in Control Agreement for SVP, Chief Technology Officer David Bove

CHANGE IN CONTROL AGREEMENT CHANGE IN CONTROL AGREEMENT (this "Agreement") made as of this 7th day of December, 2023, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC.

March 7, 2025 EX-21

Subsidiaries of the Registrant

EXHIBIT 21 SUBSIDIARIES OF REGISTRANT As of December 31, 2024, the Registrant had two subsidiaries, Unity Bank and Unity (NJ) Statutory Trust II.

March 7, 2025 EX-97

Compensation Recoupment Policy

Compensation Recoupment Policy The Board of Directors of Unity Bancorp, Inc. (the "Company") believes it is desirable, and in the best interests of the Company and its stockholders, to maintain and enhance a culture that is focused on integrity, accountability and that discourages conduct detrimental to the Company's risk profile and sustainable growth. Therefore, it may be appropriate for the Com

March 7, 2025 EX-10.17

Deferred Compensation Plan

UNITY BANK DEFERRED COMPENSATION PLAN THIS AGREEMENT is made as of this day of , 20, is by between Unity Bank (the "Bank"), a New Jersey chartered commercial bank headquartered in Clinton, New Jersey and (the "Manager").

March 7, 2025 EX-19

Insider Trading Policy

64 Old Highway 22 Clinton, NJ 08809 Organizational Functional Area: Finance Policy/Program For: Insider Trading Policy Department/Responsibility for Maintaining: Finance Updating Policy/Program: Chief Financial Officer/Controller PROCEDURES AND GUIDELINES GOVERNING INSIDER TRADING I.

March 7, 2025 EX-10.14

Change in Control Agreement for SVP, Controller James Davies

CHANGE IN CONTROL AGREEMENT CHANGE IN CONTROL AGREEMENT (this "Agreement") made as of this 25 day of October, 2023, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC.

March 7, 2025 EX-10.18

Change in Control Agreement for FSVP, Director of Mortgage Lending Vincent Geraci

CHANGE IN CONTROL AGREEMENT CHANGE IN CONTROL AGREEMENT (this "Agreement") made as of this 7th day of December, 2023, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC.

March 7, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITIONAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITIONAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d

March 7, 2025 EX-10.19

Change in Control Agreement for SVP, Chief Credit Officer Minsu Kim

CHANGE IN CONTROL AGREEMENT CHANGE IN CONTROL AGREEMENT (this "Agreement") made as of this 7th day of December, 2023, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC.

March 7, 2025 EX-4

Description of the Registrant’s Securities

EXHIBIT 4(vi) DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2024, Unity Bancorp, Inc.

February 28, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 26, 2025 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Comm

February 27, 2025 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 27, 2025 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Comm

February 27, 2025 EX-99

Unity Bancorp Announces 8% Increase in First Quarter Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com News For Immediate Release: February 27, 2025 News Media & Financial Analyst Contact: George Boyan EVP and Chief Financial Officer (908) 713-4565 Unity Bancorp Announces 8% Increase in First Quarter Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced th

January 15, 2025 EX-99.1

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS

Exhibit 99.1 Clinton, NJ - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $11.5 million, or $1.13 per diluted share, for the quarter ended December 31, 2024, compared to net income of $10.9 million, or $1.07 per diluted share for the quarter ended September 30, 2024. This represents a 5.5% increase in net income and a 5.6% increase in net income per dilute

January 15, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 15, 2025 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS

November 21, 2024 EX-99

Unity Bancorp Inc. Declares Cash Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com News For Immediate Release: November 21, 2024 News Media & Financial Analyst Contact: George Boyan EVP and Chief Financial Officer (908) 713-4565 Unity Bancorp Inc. Declares Cash Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board of Dire

November 21, 2024 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 21, 2024 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Comm

November 12, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Num

October 11, 2024 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 11, 2024 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 11, 2024 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS

October 11, 2024 EX-99.1

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS

Exhibit 99.1 Clinton, NJ - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $10.9 million, or $1.07 per diluted share, for the quarter ended September 30, 2024, compared to net income of $9.5 million, or $0.93 per diluted share for the quarter ended June 30, 2024. This represents a 15.3% increase in net income and a 15.1% increase in net income per diluted s

August 15, 2024 EX-99.1

Unity Bancorp Inc. Declares Cash Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com News For Immediate Release: August 15, 2024 News Media & Financial Analyst Contact: George Boyan EVP and Chief Financial Officer (908) 713-4565 Unity Bancorp Inc. Declares Cash Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board of Direct

August 15, 2024 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 15, 2024 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commis

August 7, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 7, 2024 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

August 7, 2024 EX-10.1

Change in Control Agreement for FSVP, Chief Lending Officer James Donovan

Exhibit 10.1 CHANGE IN CONTROL AGREEMENT CHANGE IN CONTROL AGREEMENT (this "Agreement") made as of this 5th day of August, 2024, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC. a New Jersey corporation with its principal place of business located at 64 Old Highway 22, Cli

August 6, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 1

August 1, 2024 8-K

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 1, 2024 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

August 1, 2024 EX-99.1

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com For Immediate Release: August 1, 2024 News Media & Financial Analyst Contact: George Boyan, EVP & CFO (908) 713-4565 Unity Bancorp Inc. Announces New

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com For Immediate Release: August 1, 2024 News Media & Financial Analyst Contact: George Boyan, EVP & CFO (908) 713-4565 Unity Bancorp Inc. Announces New Share Repurchase Program Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board of Directors has app

July 12, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 12, 2024 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS Em

July 12, 2024 EX-99.1

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS

Exhibit 99.1 Clinton, NJ - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $9.5 million, or $0.93 per diluted share, for the quarter ended June 30, 2024, compared to net income of $9.6 million, or $0.93 per diluted share for the quarter ended March 31, 2024. This represents a 1.4% decrease in net income and no change in net income per diluted share. For the

June 24, 2024 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (X) ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 ( ) TRANSITIONAL REPORT PURSUANT TO SECTION 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (X) ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 OR ( ) TRANSITIONAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transaction period from: to . Commission File Number: 1-12431 A. Full title plan and the address of

May 16, 2024 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 16, 2024 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commissio

May 16, 2024 EX-99.1

Unity Bancorp Declares Cash Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com News For Immediate Release: May 16, 2024 News Media & Financial Analyst Contact: George Boyan EVP and Chief Financial Officer (908) 713-4565 Unity Bancorp Declares Cash Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board of Directors has

May 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number

April 25, 2024 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 25, 2024 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

April 25, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 25, 2024 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

April 25, 2024 EX-99.1

Exhibit 99.1

April 12, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 12, 2024 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

April 12, 2024 EX-99

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS March 31, 2024

Exhibit 99.1 Clinton, NJ - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $9.6 million, or $0.93 per diluted share, for the quarter ended March 31, 2024, compared to net income of $9.8 million, or $0.96 per diluted share for the quarter ended December 31, 2023. This represents a 1.9% decrease in net income and a 3.1% decrease in net income per diluted shar

March 11, 2024 DEFA14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

March 11, 2024 DEF 14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

March 7, 2024 EX-10.7

Change in Control Agreement for SVP, Chief Credit Officer Minsu Kim

CHANGE IN CONTROL AGREEMENT CHANGE IN CONTROL AGREEMENT (this "Agreement") made as of this 7th day of December, 2023, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC.

March 7, 2024 EX-10.8

Change in Control Agreement for SVP, Chief Technology Officer David Bove

CHANGE IN CONTROL AGREEMENT CHANGE IN CONTROL AGREEMENT (this "Agreement") made as of this 7th day of December, 2023, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC.

March 7, 2024 EX-10.4

Deferred Compensation Plan

UNITY BANK DEFERRED COMPENSATION PLAN THIS AGREEMENT is made as of this day of , 20, is by between Unity Bank (the "Bank"), a New Jersey chartered commercial bank headquartered in Clinton, New Jersey and (the "Manager").

March 7, 2024 EX-10.6

Change in Control Agreement for FSVP, Director of Mortgage Lending Vincent Geraci

CHANGE IN CONTROL AGREEMENT CHANGE IN CONTROL AGREEMENT (this "Agreement") made as of this 7th day of December, 2023, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC.

March 7, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITIONAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITIONAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d

March 7, 2024 EX-4

Description of the Registrant’s Securities

EXHIBIT 4(vi) DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2023, Unity Bancorp, Inc.

March 7, 2024 EX-10.5

Compensation Recoupment Policy

Compensation Recoupment Policy The Board of Directors of Unity Bancorp, Inc. (the "Company") believes it is desirable, and in the best interests of the Company and its stockholders, to maintain and enhance a culture that is focused on integrity, accountability and that discourages conduct detrimental to the Company's risk profile and sustainable growth. Therefore, it may be appropriate for the Com

March 7, 2024 EX-21

Subsidiaries of the Registrant

EXHIBIT 21 SUBSIDIARIES OF REGISTRANT As of December 31, 2023, the Registrant had two subsidiaries, Unity Bank and Unity (NJ) Statutory Trust II.

March 7, 2024 EX-10.3

Change in Control Agreement for SVP, Controller James Davies

CHANGE IN CONTROL AGREEMENT CHANGE IN CONTROL AGREEMENT (this "Agreement") made as of this 25 day of October, 2023, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC.

February 22, 2024 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 22, 2024 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Comm

February 22, 2024 EX-99

Unity Bancorp Announces 8% Increase in First Quarter Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com News For Immediate Release: February 22, 2024 News Media & Financial Analyst Contact: George Boyan EVP and Chief Financial Officer (908) 713-4565 Unity Bancorp Announces 8% Increase in First Quarter Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced th

February 9, 2024 SC 13G/A

UNTY / Unity Bancorp, Inc. / BANC FUNDS CO LLC - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Unity Bancorp, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 913290102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p

January 12, 2024 EX-99.1

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS December 31, 2023

Exhibit 99.1 Clinton, NJ - Clinton, NJ - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $9.8 million, or $0.96 per diluted share, for the quarter ended December 31, 2023, compared to net income of $9.9 million, or $0.97 per diluted share for the quarter ended September 30, 2023. This represents a 1.8% decrease in net income and a 1.0% decrease in net incom

January 12, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 12, 2024 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS

November 17, 2023 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 17, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Comm

November 17, 2023 EX-99.1

Unity Bancorp Declares Cash Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com News For Immediate Release: November 16, 2023 News Media & Financial Analyst Contact: George Boyan EVP and Chief Financial Officer (908) 713-4565 Unity Bancorp Declares Cash Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board of Directors

November 8, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Num

November 8, 2023 EX-10.2

Change in Control Agreement for SVP, Chief Lending Officer James Donovan (16)

CHANGE IN CONTROL AGREEMENT CHANGE IN CONTROL AGREEMENT (this "Agreement") made as of this 9th day of May, 2023, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC.

October 13, 2023 EX-99.1

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS September 30, 2023

Exhibit 99.1 Clinton, NJ - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $9.9 million, or $0.97 per diluted share, for the quarter ended September 30, 2023, compared to net income of $9.7 million, or $0.95 per diluted share for the quarter ended June 30, 2023. This represents a 2.6% increase in net income and a 2.1% increase in net income per diluted shar

October 13, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 13, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS

August 18, 2023 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 17, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commis

August 18, 2023 EX-99.1

Unity Bancorp Declares Cash Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com News For Immediate Release: August 17, 2023 News Media & Financial Analyst Contact: George Boyan EVP and Chief Financial Officer (908) 713-4565 Unity Bancorp Declares Cash Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board of Directors h

August 8, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 1

July 14, 2023 EX-99.1

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS June 30, 2023

Exhibit 99.1 Clinton, NJ - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $9.7 million, or $0.95 per diluted share, for the quarter ended June 30, 2023, compared to net income of $10.3 million, or $0.96 per diluted share for the quarter ended March 31, 2023. This represents a 5.7% decrease in net income and a 1.0% decrease in net income per diluted share.

July 14, 2023 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 14, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 14, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS Em

June 28, 2023 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (X) ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 ( ) TRANSITIONAL REPORT PURSUANT TO SECTION 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (X) ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 OR ( ) TRANSITIONAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transaction period from: to . Commission File Number: 1-12431 A. Full title plan and the address of

May 25, 2023 EX-10.1

Separation Agreement and General Release Agreement with Janice Bolomey (17)

U.S. Securities and Exchange Commission You’ve Exceeded the SEC’s Traffic Limit Your request rate has exceeded the SEC’s maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains

May 25, 2023 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 25, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 25, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS Emp

May 10, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number

May 3, 2023 EX-FILING FEES

You’ve Exceeded the SEC’s Traffic Limit

U.S. Securities and Exchange Commission You’ve Exceeded the SEC’s Traffic Limit Your request rate has exceeded the SEC’s maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains

May 3, 2023 S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNITY BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey (State or other jurisdictio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNITY BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey (State or other jurisdiction of incorporation or organization) 22-3282551 (I.R.S. Employer Identification No.) Unity Bancorp, Inc. 2023 Stock Bonus Plan (Full title of the plan)

May 3, 2023 EX-4

2023 Equity Compensation Plan

Exhibit 4 {41068040:2} UNITY BANCORP, INC. 2023 EQUITY COMPENSATION PLAN Section 1. Purpose The 2023 Equity Compensation Plan (the “Plan”) is hereby established to foster and promote the long-term success of Unity Bancorp, Inc. (the “Company”), the holding company of Unity Bank (the "Bank") and its shareholders by providing directors and officers of the Corporation with an equity interest in the C

April 28, 2023 EX-99.1

Exhibit 99.1

April 28, 2023 EX-99.1

Unity Bancorp Declares Cash Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com News For Immediate Release: April 27, 2023 News Media & Financial Analyst Contact: George Boyan EVP & Chief Financial Officer (908) 713-4565 Unity Bancorp Declares Cash Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board of Directors has

April 28, 2023 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 27, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name o

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 27, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

April 28, 2023 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 27, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commiss

April 28, 2023 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 28, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name o

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 28, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

April 27, 2023 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 27, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name o

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 27, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

April 27, 2023 EX-99.1

subject to factors beyond the company’s control and could impede its ability to achieve these goals. These factors include those items included in our Annual Report on Form 10-K under the heading “Item IA-Risk Factors” as amended or supplemented by o

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com For Immediate Release: April 27, 2023 News Media & Financial Analyst Contact: George Boyan, EVP & CFO (908) 713-4306 Unity Bancorp Approves New Share Repurchase Program Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board of Directors has approved

April 17, 2023 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 17, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name o

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 17, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

April 17, 2023 EX-99.1

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS March 31, 2023

Exhibit 99.1 Clinton, NJ - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $10.3 million, or $0.96 per diluted share, for the quarter ended March 31, 2023, compared to net income of $10.0 million, or $0.93 per diluted share for the quarter ended December 31, 2022. This represents a 3.0% increase in net income and a 3.2% increase in net income per diluted sh

March 30, 2023 8-K

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 24, 2023 Date of Report (Date of earliest event reported) UNITY BANC

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 24, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commiss

March 30, 2023 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 30, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name o

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 30, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

March 17, 2023 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Other Events

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 17, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commiss

March 17, 2023 EX-16.1

EX-16.1

March 14, 2023 DEF 14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

March 10, 2023 10-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITIONAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITIONAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECUR

March 10, 2023 EX-4.VI

Description of the Registrant’s Securities

EXHIBIT 4(vi) DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2022, Unity Bancorp, Inc.

March 10, 2023 EX-21

Subsidiaries of the Registrant

EXHIBIT 21 SUBSIDIARIES OF REGISTRANT The Registrant has three subsidiaries, Unity Bank, Unity (NJ) Statutory Trust II and Unity Risk Management, Inc.

February 16, 2023 EX-99.1

Unity Bancorp Announces 9% Increase in First Quarter Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com News For Immediate Release: February 16, 2023 News Media & Financial Analyst Contact: George Boyan EVP & Chief Financial Officer (908) 713-4565 Unity Bancorp Announces 9% Increase in First Quarter Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that

February 16, 2023 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 16, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Comm

February 7, 2023 SC 13G/A

UNTY / Unity Bancorp, Inc. / BANC FUNDS CO LLC - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Unity Bancorp, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 913290102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p

February 6, 2023 SC 13G/A

UNTY / Unity Bancorp, Inc. / WELLINGTON TRUST Co N A - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Unity Bancorp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913290102 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

February 6, 2023 SC 13G/A

UNTY / Unity Bancorp, Inc. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Unity Bancorp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913290102 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

February 6, 2023 SC 13G/A

UNTY / Unity Bancorp, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Unity Bancorp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913290102 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

January 13, 2023 EX-99.1

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS December 31, 2022

Exhibit 99.1 Clinton, NJ - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $10.0 million, or $0.93 per diluted share, for the quarter ended December 31, 2022, compared to net income of $9.7 million, or $0.93 per diluted share for the prior year’s fourth quarter. This represents a 2.2% increase in net income and net income per diluted share remains flat. For

January 13, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 13, 2023 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS

December 8, 2022 EX-16.1

Exhibit 16.1

EX-16.1 2 unty-20221206xex16d1.htm EX-16.1 Exhibit 16.1 December 6, 2022 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read the statements made by the Unity Bank Employees Profit Sharing Plan and Trust, included under Item 4.01(a) of its Form 8-K dated December 6, 2002, which we understand will be filed with the Securities and Exchange Commission. We agree with t

December 8, 2022 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 6, 2022 Date of Report (Date of earliest event reported) UNITY BANK EMPLOYEES’ SAVINGS A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 6, 2022 Date of Report (Date of earliest event reported) UNITY BANK EMPLOYEES’ SAVINGS AND PROFIT SHARING PLAN AND TRUST (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12

November 23, 2022 8-K

Termination of a Material Definitive Agreement, Financial Statements and Exhibits

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? November 23, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (C

November 23, 2022 EX-99.1

Exhibit 99.1

Exhibit 99.1

November 17, 2022 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? November 17, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ?

November 17, 2022 EX-99.1

Unity Bancorp Declares Cash Dividend

Exhibit 99.1 ? ? ? Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com ? News ? For Immediate Release: ? November 17, 2022 News Media & Financial Analyst Contact: George Boyan EVP & Chief Financial Officer (908) 713-4565 ? Unity Bancorp Declares Cash Dividend ? Clinton, NJ ? Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Boar

November 16, 2022 EX-10.1

as amended by Amendment Agreement dated November 10, 2022

Exhibit 10.1 AMENDED AND RESTATED RETENTION AGREEMENT AMENDED AND RETENTION AGREEMENT (this "Agreement") effective as of this 10 day of November 10, 2022, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC. a New Jersey corporation with its principal place of business located

November 16, 2022 EX-10.3

as amended by amendment Agreement dated November 10, 2022

Exhibit 10.3 AMENDED AND RESTATED RETENTION AGREEMENT AMENDED AND RETENTION AGREEMENT (this "Agreement") effective as of this 10 day of November 10, 2022, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC. a New Jersey corporation with its principal place of business located

November 16, 2022 8-K

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 10, 2022 Date of Report (Date of earliest event reported) UNITY B

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 10, 2022 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Comm

November 16, 2022 EX-10.2

as amended by Amendment Agreement dated November 10, 2022

Exhibit 10.2 AMENDED AND RESTATED RETENTION AGREEMENT AMENDED AND RETENTION AGREEMENT (this "Agreement") effective as of this 10 day of November 10, 2022, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC. a New Jersey corporation with its principal place of business located

November 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Num

October 14, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? October 14, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Co

October 14, 2022 EX-99.1

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS September 30, 2022

Exhibit 99.1 ? ? Clinton, NJ, October 14, 2022 - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $9.9 million, or $0.93 per diluted share, for the quarter ended September 30, 2022, compared to net income of $9.5 million, or $0.90 per diluted share for the prior year?s third quarter. This represents a 5.1% increase in net income and a 3.3% increase in net in

August 26, 2022 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? August 26, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-

August 26, 2022 EX-99.1

Unity Bancorp Declares Cash Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com News For Immediate Release: August 25, 2022 News Media & Financial Analyst Contact: George Boyan EVP & Chief Financial Officer (908) 713-4565 Unity Bancorp Declares Cash Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board of Directors has

August 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

August 2, 2022 EX-99.1

Corporate Presentation.

August 2, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 2, 2022 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

July 18, 2022 EX-99.1

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS June 30, 2022

Exhibit 99.1 ? ? Clinton, NJ, July 14, 2022 - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $9.5 million, or $0.88 per diluted share, for the quarter ended June 30, 2022, a 12.3% increase compared to net income of $8.4 million, or $0.80 per diluted share for the prior year?s second quarter. For the six months ended June 30, 2022, Unity reported net income

July 18, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? July 18, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Commi

June 30, 2022 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (X) ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 ( ) TRANSITIONAL REPORT PURSUANT TO SECTION 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 11-K ? ? ? (X) ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended: December 31, 2021 ? OR ? ( ) TRANSITIONAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For transaction period from: to . ? Commission File Number: 1-12431 ? A. Full title plan

May 12, 2022 EX-99.1

Unity Bank Names Industry Veteran Jim Donovan Chief Lending Officer

Exhibit 99.1 ? ? ? Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com ? News ? For Immediate Release: ? Unity Bank Names Industry Veteran Jim Donovan Chief Lending Officer ? CLINTON, N.J. (May 9, 2022) ? Banking industry veteran Jim Donovan has joined Unity Bank as Chief Lending Officer (CLO), bringing more than 35 years of financial services industry leadership

May 12, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

Item 8.01 Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? May 12, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-124

May 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

April 28, 2022 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? April 28, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-1

April 28, 2022 EX-99.1

Annual Meeting of Shareholders’ Presentation held on April 28, 2022.

April 28, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? April 28, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Comm

April 28, 2022 8-K

Submission of Matters to a Vote of Security Holders

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? April 28, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Comm

April 28, 2022 EX-99.1

Unity Bancorp Announces 10% Increase in Second Quarter Cash Dividend, Up 22% from Prior Year

Exhibit 99.1 ? ? ? Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com ? News ? For Immediate Release: ? April 28, 2022 News Media & Financial Analyst Contact: George Boyan EVP & Chief Financial Officer (908) 713-4565 ? Unity Bancorp Announces 10% Increase in Second Quarter Cash Dividend, Up 22% from Prior Year ? Clinton, NJ ? Unity Bancorp, Inc. (NASDAQ: UNTY),

April 19, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? April 18, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Comm

April 19, 2022 EX-99.1

UNITY BANCORP, INC. SUMMARY FINANCIAL HIGHLIGHTS March 31, 2022

Exhibit 99.1 ? ? ? ? ? ? ? ? ? Clinton, NJ, April 14, 2022 - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $9.1 million, or $0.85 per diluted share, for the quarter ended March 31, 2022, a 7.2 percent increase compared to net income of $8.5 million, or $0.80 per diluted share for the prior year?s first quarter. ? First Quarter Earnings Highlights ? ? Net

April 6, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

Item 8.01 Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? April 6, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12

April 6, 2022 EX-10.1

Exhibit 10.1

Exhibit 10.1 ? RETENTION AGREEMENT RETENTION AGREEMENT (this "Agreement") made as of this 5 day of April 2022 , by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC. a New Jersey corporation with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey

March 28, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

Item 8.01 Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? March 28, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-1

March 15, 2022 DEF 14A

UNITED STATES

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? D

March 11, 2022 EX-4.VI

Description of the Registrant’s Securities

EXHIBIT 4(vi) DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2021, Unity Bancorp, Inc.

March 11, 2022 EX-21

Subsidiaries of the Registrant

EXHIBIT 21 SUBSIDIARIES OF REGISTRANT The Registrant has three subsidiaries, Unity Bank, Unity (NJ) Statutory Trust II and Unity Risk Management, Inc. Unity Bank has one subsidiary, Unity Investment Services, Inc. Unity Investment Services, Inc. has one subsidiary, Unity Delaware Investment 2, Inc., which has one subsidiary, Unity NJ REIT, Inc.

March 11, 2022 10-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITIONAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents ? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITIONAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ?ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE S

February 24, 2022 EX-99.1

Unity Bancorp Declares Cash Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com News For Immediate Release: February 24, 2022 News Media & Financial Analyst Contact: George Boyan EVP & Chief Financial Officer (908) 713-4565 Unity Bancorp Declares Cash Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board of Directors h

February 24, 2022 EX-10.1

Joinder Agreement with Executive Vice President and Chief Financial Officer George Boyan dated February 24, 2022

Exhibit 10.1 ? ? EXECUTIVE INCENTIVE RETIREMENT PLAN ? JOINDER AGREEMENT ? This Agreement is entered into this 24th day of February, 2022 between Unity Bancorp, Inc (the ?Company?) and the Participant signing below (referred to as ?I? herein). ? I acknowledge that as an executive of the Company, I have been offered an opportunity to participate in the Unity Bancorp, Inc. Executive Incentive Retire

February 24, 2022 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? February 24, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ?

February 24, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

Item 8.01 Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 24, 2022 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Comm

February 7, 2022 SC 13G/A

UNTY / Unity Bancorp, Inc. / BANC FUNDS CO LLC - NONE Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Unity Bancorp, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 913290102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

February 4, 2022 SC 13G/A

UNTY / Unity Bancorp, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Unity Bancorp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913290102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

February 4, 2022 SC 13G/A

UNTY / Unity Bancorp, Inc. / WELLINGTON TRUST Co N A - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Unity Bancorp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913290102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

January 31, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? January 31, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Co

January 31, 2022 EX-99.1

Corporate Presentation.

January 25, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? January 25, 2022 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Co

January 25, 2022 EX-99.1

Round 1

Exhibit 99.1 ? For Immediate Release News Media & Financial Analyst Contact: Unity Bancorp, Inc. (NSDQ: UNTY) George Boyan, EVP and CFO January 20, 2022 (908) 713-4565 ? ? ? ? ? ? Clinton, NJ, January 20, 2022 - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $9.7 million, or $0.92 per diluted share, for the quarter ended December 31, 2021, a 32.7 percent i

November 18, 2021 EX-99.1

Unity Bancorp Announces 11% Increase in Fourth Quarter Cash Dividend, Up 25% from Prior Year

Exhibit 99.1 ? ? ? Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com ? News ? For Immediate Release: ? November 18, 2021 News Media & Financial Analyst Contact: George Boyan EVP & Chief Financial Officer (908) 713-4565 ? Unity Bancorp Announces 11% Increase in Fourth Quarter Cash Dividend, Up 25% from Prior Year ? Clinton, NJ ? Unity Bancorp, Inc. (NASDAQ: UNTY

November 18, 2021 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? November 18, 2021 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ?

November 4, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

October 18, 2021 EX-99.1

Press release issued by the Registrant on October 15, 2021

Exhibit 99.1 ? ? ? ? ? ? ? ? ? ? ? ?

October 18, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? October 15, 2021 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Co

September 9, 2021 EX-10.1

Amendment No. 3 to Unity Bancorp, Inc. Supplemental Executive Retirement Plan

AMENDMENT TO SUPPLEMENTAL RETIREMENT PLAN FOR JAMES A. HUGHES BY UNITY BANCORP, INC. ? This Amendment (the ?Amendment?) to the Supplemental Retirement Plan for James A. Hughes effective January 1, 2014, as subsequently amended effective October 25, 2018 (as so amended, the Plan?) between James A. Hughes (?Hughes?) and Unity Bancorp, Inc. (?Unity?) is entered into as of this 9th day of September, 2

September 9, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? September 9, 2021 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (C

August 26, 2021 EX-99.1

Unity Bancorp Declares Cash Dividend

EX-99.1 2 unty-20210826ex991854589.htm EX-99.1 Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com NewsNewsNewsNews For Immediate Release: August 26, 2021 News Media & Financial Analyst Contact: George Boyan EVP & Chief Financial Officer (908) 713-4565 Unity Bancorp Declares Cash Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent compa

August 26, 2021 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? August 26, 2021 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-

August 5, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

August 3, 2021 EX-99.1

Corporate Presentation.

August 3, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? August 3, 2021 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Comm

July 15, 2021 EX-99.1

Unity Bancorp Reports Quarterly Earnings of $8.4 Million

Exhibit 99.1 ? For Immediate Release News Media & Financial Analyst Contact: Unity Bancorp, Inc. (NSDQ: UNTY) George Boyan, EVP and CFO July 14, 2021 (908) 713-4565 ? ? Unity Bancorp Reports Quarterly Earnings of $8.4 Million ? ? ? Clinton, NJ, July 14, 2021 - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $8.4 million, or $0.80 per diluted share, for the

July 15, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? July 14, 2021 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Commi

July 6, 2021 SC 13G

UNTY / Unity Bancorp, Inc. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Unity Bancorp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913290102 (CUSIP Number) June 25, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

June 16, 2021 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (X) ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 ( ) TRANSITIONAL REPORT PURSUANT TO SECTION 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 11-K ? ? ? (X) ANNUAL REPORT UNDER SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended: December 31, 2020 ? OR ? ( ) TRANSITIONAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For transaction period from: to . ? Commission File Number: 1-12431 ? A. Full title plan

May 27, 2021 EX-99.1

Unity Bancorp Declares Cash Dividend

Exhibit 99.1 ? ? ? Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com ? NewsNewsNewsNews ? For Immediate Release: ? May 27, 2021 News Media & Financial Analyst Contact: George Boyan EVP & Chief Financial Officer (908) 713-4565 ? Unity Bancorp Declares Cash Dividend ? Clinton, NJ ? Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that i

May 27, 2021 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? May 27, 2021 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-124

May 13, 2021 EX-99.1

Annual Meeting of Shareholders’ Presentation held on May 13, 2021.

May 13, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? May 13, 2021 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Commis

May 13, 2021 8-K

Submission of Matters to a Vote of Security Holders

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? May 13, 2021 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Commis

May 5, 2021 10-Q

Quarterly Report - 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

May 5, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? May 5, 2021 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Commiss

May 5, 2021 EX-99.1

Exhibit 99.1

April 19, 2021 EX-99.1

Unity Bancorp Reports Quarterly Earnings of $8.5 Million

Exhibit 99.1 For Immediate Release News Media & Financial Analyst Contact: Unity Bancorp, Inc. (NSDQ: UNTY) George Boyan, EVP and CFO April 15, 2021 (908) 713-4535 Unity Bancorp Reports Quarterly Earnings of $8.5 Million Clinton, NJ, April 15, 2021 - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $8.5 million, or $0.80 per diluted share, for the quarter en

April 19, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? April 19, 2021 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Comm

March 30, 2021 DEF 14A

- DEF 14A

DEF 14A 1 unty-20210330xdef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only

March 29, 2021 EX-99.1

Unity Bank Names Industry Veteran George Boyan Chief Financial Officer

Exhibit 99.1 ? ? Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com ? NewsNewsNewsNews ? For Immediate Release ? Unity Bank Names Industry Veteran George Boyan Chief Financial Officer ? Clinton, N.J. (March 26, 2021) ? Banking industry veteran George Boyan has joined Unity Bank as Chief Financial Officer (CFO) bringing more than 20 years of financial services in

March 29, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? March 29, 2021 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ? 1-12431 22-3282551 (Comm

March 25, 2021 EX-21

Subsidiaries of the Registrant

EXHIBIT 21 SUBSIDIARIES OF REGISTRANT The Registrant has three subsidiaries, Unity Bank, Unity (NJ) Statutory Trust II and Unity Risk Management, Inc.

March 25, 2021 EX-4.IV

Description of the Registrant’s Securities

EXHIBIT 4(vi) DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2020, Unity Bancorp, Inc.

March 25, 2021 10-K

Annual Report - 10-K

Table of Contents ? ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITIONAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ?ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE S

February 25, 2021 EX-99.1

Unity Bancorp Declares Cash Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com NewsNewsNewsNews For Immediate Release: February 25, 2021 News Media & Financial Analyst Contact: James A. Hughes President and Chief Executive Officer (908) 713-4306 Unity Bancorp Declares Cash Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that i

February 25, 2021 8-K

Financial Statements and Exhibits, Other Events

Item 8.01 Other Events ? SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? ? FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? February 25, 2021 Date of Report (Date of earliest event reported) ? ? ? UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) ? New Jersey (State or Other Jurisdiction of Incorporation) ? ? ?

February 9, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Unity Bancorp, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) (CUSIP Number) Decembe

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Unity Bancorp, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 913290102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 4, 2021 8-K

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 4, 2021 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS

February 4, 2021 EX-99.1

Unity Bancorp Approves New Share Repurchase Program

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com NewsNewsNewsNews For Immediate Release: February 4, 2021 News Media & Financial Analyst Contact: James Hughes, President and CEO (908) 713-4306 Unity Bancorp Approves New Share Repurchase Program Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board

February 4, 2021 SC 13G

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Unity Bancorp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913290102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche

February 3, 2021 SC 13G

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Unity Bancorp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 913290102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche

January 22, 2021 EX-99.1

Unity Bancorp Reports Quarterly Earnings of $7.3 Million

EX-99.1 2 unty-20210122ex99161f5c6.htm EX-99.1 Exhibit 99.1 For Immediate Release News Media & Financial Analyst Contact: Unity Bancorp, Inc. (NSDQ: UNTY) James A. Hughes, President and CEO January 22, 2021 (908) 713-4306 Unity Bancorp Reports Quarterly Earnings of $7.3 Million Clinton, NJ, January 22, 2021 - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of

January 22, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 22, 2021 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS

November 19, 2020 8-K

Financial Statements and Exhibits, Other Events - 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 19, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IR

November 19, 2020 EX-99.1

Unity Bancorp Declares Cash Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com NewsNewsNewsNews For Immediate Release: November 19, 2020 News Media & Financial Analyst Contact: James A. Hughes President and Chief Executive Officer (908) 713-4306 Unity Bancorp Declares Cash Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that i

November 4, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Num

October 22, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 21, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS

October 22, 2020 EX-99.1

Unity Bancorp Reports Quarterly Earnings of $5.8 Million

Exhibit 99.1 For Immediate Release News Media & Financial Analyst Contact: Unity Bancorp, Inc. (NSDQ: UNTY) James A. Hughes, President and CEO October 21, 2020 (908) 713-4306 Unity Bancorp Reports Quarterly Earnings of $5.8 Million Clinton, NJ, October 21, 2020 - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $5.8 million, or $0.54 per diluted share, for t

September 17, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 14, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (I

August 27, 2020 8-K

Financial Statements and Exhibits, Other Events - 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 27, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS

August 27, 2020 EX-99.1

Unity Bancorp Declares Cash Dividend

Exhibit 99.1 Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800 618-BANK www.unitybank.com NewsNewsNewsNews For Immediate Release: August 27, 2020 News Media & Financial Analyst Contact: Anthony Cossetti Executive Vice President and Chief Financial Officer (908) 713-4565 Unity Bancorp Declares Cash Dividend Clinton, NJ – Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, an

August 6, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 1

July 24, 2020 EX-10.1

Change in Control Agreement dated July 23, 2020 with Laureen Cook

EX-10.1 2 cookcocagreement.htm EXHIBIT 10.1 CHANGE IN CONTROL AGREEMENT CHANGE IN CONTROL AGREEMENT (this "Agreement") made as of this 23rd day of July, 2020, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC. a New Jersey corporation with its principal place of business loc

July 24, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 24, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS Em

July 23, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 23, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 (Commission File Number) 22-3282551 (IRS Em

July 23, 2020 EX-99.1

Unity Bancorp Reports Quarterly Earnings of $5.2 Million

For Immediate Release News Media & Financial Analyst Contact: Unity Bancorp, Inc. (NSDQ: UNTY) Anthony Cossetti, EVP and CFO July 23, 2020 (908) 713-4565 Unity Bancorp Reports Quarterly Earnings of $5.2 Million Clinton, NJ, July 23, 2020 - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $5.2 million, or $0.47 per diluted share, for the quarter ended June 30

July 16, 2020 EX-10.1

Acknowledgment and Consent of FDIC Consent Order between Commissioner of Banking and Insurance and Unity Bank

ACKNOWLEDGEMENT AND CONSENT OF FDIC CONSENT ORDER BETWEEN COMMISSIONER OF BANKING AND INSURANCE AND UNITY BANK The Commissioner of Banking and Insurance for the State of New Jersey (“Commissioner”), having reviewed and duly approved the foregoing CONSENT ORDER, FDIC-20-0014b (“ORDER”), and Unity Bank, Clinton, New Jersey (“Bank”), agrees that upon issuance of the said ORDER by the Federal Deposit Insurance Corporation (“FDIC”) such ORDER shall be binding as between the Bank and the Commissioner with the same legal effect and to the same degree that such ORDER would be binding on the Bank if the Commissioner had issued a separate ORDER pursuant to the provisions of N.

July 16, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 16, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS Em

July 14, 2020 EX-10.1

Consent Order with the Federal Deposit Insurance Corporation

FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C. ) In the Matter of ) ) UNITY BANK ) CLINTON, NEW JERSEY ) CONSENT ORDER ) ) FDIC-20-0014b (INSURED STATE NONMEMBER BANK) ) ) ) The Federal Deposit Insurance Corporation (FDIC) is the appropriate Federal banking agency for Unity Bank, Clinton, New Jersey (Bank), under section 3(q) of the Federal Deposit Insurance Act (Act), 12 U.S.C. § 1813(q).

July 14, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 14, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS Em

June 26, 2020 EX-10.3

Exhibit 10.3

Exhibit 10.3 RETENTION AGREEMENT RETENTION AGREEMENT (this "Agreement") made as of this 25 day of June , 2020, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC. a New Jersey corporation with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 0

June 26, 2020 EX-10.2

Exhibit 10.2

Exhibit 10.2 RETENTION AGREEMENT RETENTION AGREEMENT (this "Agreement") made as of this 25 day of June , 2020, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC. a New Jersey corporation with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 0

June 26, 2020 EX-10.1

Exhibit 10.1

Exhibit 10.1 RETENTION AGREEMENT RETENTION AGREEMENT (this "Agreement") made as of this 25 day of June , 2020, by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the "Bank"), UNITY BANCORP, INC. a New Jersey corporation with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 0

June 26, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 25, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS Em

June 22, 2020 11-K

- 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (X) ANNUAL REPORT UNDER SECTION l5(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2019 OR ( ) TRANSITIONAL REPORT PURSUANT TO SECTION l5(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from: to . Commission File Number: 1-12431 A. Full title of plan and the address o

May 5, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 5, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS Empl

May 5, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 1-12431 Unity

April 23, 2020 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 23, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 (Commission File Number) 22-3282551 (IRS E

April 23, 2020 8-K

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 23, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 (Commission File Number) 22-3282551 (IRS E

April 23, 2020 EX-99.1

Unity Bancorp Declares Cash Dividend

Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800-618-BANK www.unitybank.com NewsNewsNewsNewsNews For Immediate Release: April 23, 2020 News Media & Financial Analyst Contact: James A. Hughes President and CEO (908) 713-4306 Unity Bancorp Declares Cash Dividend Clinton, NJ - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board of Directors has declar

April 21, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 21, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 (Commission File Number) 22-3282551 (IRS E

April 21, 2020 EX-99.1

Exhibit 99.1

April 20, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 17, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 (Commission File Number) 22-3282551 (IRS E

April 20, 2020 EX-99.1

Unity Bancorp Reports Quarterly Earnings of $5.4 Million

For Immediate Release News Media & Financial Analyst Contact: Unity Bancorp, Inc. (NSDQ: UNTY) James A. Hughes, President and CEO April 17, 2020 (908) 713-4306 Unity Bancorp Reports Quarterly Earnings of $5.4 Million Clinton, NJ, April 17, 2020 - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, reported net income of $5.4 million, or $0.49 per diluted share, for the quarter ended

March 31, 2020 DEFA14A

UNTY / Unity Bancorp, Inc. DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi

March 27, 2020 8-K

Regulation FD Disclosure

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 27, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IRS E

March 10, 2020 DEF 14A

UNTY / Unity Bancorp, Inc. DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

March 4, 2020 10-K

UNTY / Unity Bancorp, Inc. 10-K - Annual Report - 10-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITIONAL REPORTS PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) (X) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHAN

March 4, 2020 EX-4.VI

Description of the Registrant's Securities

EXHIBIT 4(vi) DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2019, Unity Bancorp, Inc.

March 4, 2020 EX-21

Subsidiaries of the Registrant

EXHIBIT 21 SUBSIDIARIES OF REGISTRANT The Registrant has three subsidiaries, Unity Bank, Unity (NJ) Statutory Trust II and Unity Risk Management, Inc.

March 4, 2020 8-K

Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 27, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File Number) (IR

February 27, 2020 EX-99.1

Unity Bancorp Declares Cash Dividend

Unity Bancorp, Inc. 64 Old Highway 22 Clinton, NJ 08809 800-618-BANK www.unitybank.com NewsNewsNewsNewsNews For Immediate Release: February 27, 2020 News Media & Financial Analyst Contact: James A. Hughes President and CEO (908) 713-4306 Unity Bancorp Declares Cash Dividend Clinton, NJ - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, announced that its Board of Directors has dec

February 27, 2020 8-K

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 27, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 (Commission File Number) 22-3282551 (IR

February 21, 2020 EX-99.1

Unity Bancorp Issues Corrected Earnings Release; Corrections to Certain Capital Ratios

For Immediate Release News Media & Financial Analyst Contact: Unity Bancorp, Inc. (NSDQ: UNTY) James A. Hughes, President and CEO February 21, 2020 (908)713-4306 Unity Bancorp Issues Corrected Earnings Release; Corrections to Certain Capital Ratios Clinton, NJ, February 21, 2020 - Unity Bancorp, Inc. (NASDAQ: UNTY), parent company of Unity Bank, is issuing this corrected press release to revise th

February 21, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 21, 2020 Date of Report (Date of earliest event reported) UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 (Commission File Number) 22-3282551 (IR

February 13, 2020 SC 13G/A

UNTY / Unity Bancorp, Inc. / BANC FUNDS CO LLC - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Unity Bancorp, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 913290102 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 6, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 6, 2020 Date of Report (Date of earliest event reported) _ UNITY BANCORP, INC. (Exact Name of Registrant as Specified in its Charter) New Jersey (State or Other Jurisdiction of Incorporation) 1-12431 22-3282551 (Commission File

February 6, 2020 EX-10.1

as amended by Amendment Agreement dates February, 6 2020

AMENDMENT AGREEMENT This Amendment Agreement dated as of February 6, 2020 is made by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the “Bank”), UNITY BANCORP, INC.

February 6, 2020 EX-10.2

as amended by Amendment Agreement dates February, 6 2020

AMENDMENT AGREEMENT This Amendment Agreement dated as of February 6, 2020 is made by and among UNITY BANK, a New Jersey state bank with its principal place of business located at 64 Old Highway 22, Clinton, New Jersey 08809 (the “Bank”), UNITY BANCORP, INC.

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