الإحصائيات الأساسية
| CIK | 855787 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Truleum, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period |
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| May 30, 2025 |
Exhibit 99.01 FOR IMMEDIATE RELEASE Truleum, Inc. Announces the Passing of Chairman Robert Flynn and Appointment of Interim Chairman Harry McMillan Golden, CO – May 14, 2025 – Truleum, Inc. (the “Company”) announces with deep sadness the passing of its Chairman of the Board, Robert Flynn. Mr. Flynn passed away unexpectedly. Robert Flynn served as Chairman of Truleum with dedication, vision, and in |
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| May 30, 2025 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 12, 2025 TRULEUM, INC. (Exact Name of Registrant as Specified in Its Charter) Colorado (State or Other Jurisdiction of Incorporation) 000-55586 90-1020566 (Commission File Number) |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Perio |
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| April 30, 2025 |
Exhibit 10.2 |
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| April 30, 2025 |
Exhibit 10.1 |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 24, 2025 TRULEUM, INC. (Exact Name of Registrant as Specified in Its Charter) Colorado (State or Other Jurisdiction of Incorporation) 000-55586 90-1020566 (Commission File Numbe |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒Form 10-K ☐Form 20-F ☐Form 11-K ☐Form 10-Q ☐Form 10-D ☐Form N-CEN ☐Form N-CSR For period ended: December 31, 2024 ☐Transition Report on Form 10-K ☐Transition Report on Form 20-F ☐Transition Report on Form 11-K ☐Transition Report on Form 10-Q For the transition period ended: |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition P |
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| November 14, 2024 |
NT 10-Q/A 1 aphe20241114nt10qa.htm FORM NT 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Repo |
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| August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period |
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| July 22, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 22, 2024 TRULEUM, INC. (Exact Name of Registrant as Specified in Its Charter) Colorado (State or Other Jurisdiction of Incorporation) 000-555861 90-1020566 (Commission File Numbe |
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| July 22, 2024 |
Truleum, Inc. Provides Update to Shareholders on Operations Exhibit 99.1 Truleum, Inc. Provides Update to Shareholders on Operations Dear Shareholder, As an early investor in Truleum, Inc., formerly known as Alpha Energy, Inc., we are excited to reconnect with you and share the significant progress we've made over the past three years. Since you first invested, we've undergone a major rebranding from Alpha Energy, Inc. to Truleum, Inc. Our new brand image |
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| July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 1, 2024 TRULEUM, INC. (Exact Name of Registrant as Specified in Its Charter) Colorado (State or Other Jurisdiction of Incorporation) 000-555861 90-1020566 (Commission File Number |
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| July 5, 2024 |
Truleum, Inc. Provides Update to Shareholders on Auditor Status and S-1 Registration Statement Exhibit 99.1 Truleum, Inc. Provides Update to Shareholders on Auditor Status and S-1 Registration Statement GOLDEN, Colo., July 01, 2024 (GLOBE NEWSWIRE) - Truleum, Inc. (Pink OTC Markets: TRLM), is pleased to provide an important update to its shareholders regarding recent developments concerning the Company's auditor and the status of its S-1 registration statement. On May 3, 2024, BF Borgers CP |
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| May 31, 2024 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 31, 2024 TRULEUM, INC. (Exact Name of Registrant as Specified in Its Charter) Colorado (State or Other Jurisdiction of Incorporation) 000-555861 90-1020566 (Commission File Number |
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| May 15, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024. ☐ Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 000-55586 Truleum, Inc. (Exact Name of Registrant as Specifie |
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| May 10, 2024 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 10, 2024 TRULEUM, INC. (Exact Name of Registrant as Specified in Its Charter) Colorado (State or Other Jurisdiction of Incorporation) 000-555861 90-1020566 (Commission File Number |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-197642 TRULEUM, INC. (Exact name of registrant as specified in its |
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| April 5, 2024 |
Reserve Report dated March 27, 2024, effective December 31, 2023, of Pinnacle Energy Services, LLC Exhibit 10.32 Truleum, Inc 14143 Denver West Parkway, Ste 100 Golden, CO 80401 YEAR-END 2023 Reserves & Economic Evaluation Proved & Non-Proved Reserves Effective: December 31, 2023 SEC Pricing Prepared: March 27, 2024 By: John Paul (J.P.) Dick, P.E. Pinnacle Energy Services, LLC 9420 Cedar Lake Ave, Oklahoma City, OK 73114 Ofc: 405-810-9151 | Fax: 405-843-4700 | www.PinnacleEnergy.com March 27, 2 |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For period ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the transition pe |
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| November 21, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023. ☐ Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 000-55586 Truleum, Inc. (Exact Name of Registrant as Spec |
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| November 21, 2023 |
Exhibit 3.1 OFFICE OF THE SECRETARY OF STATE OF THE STATE OF COLORADO CERTIFICATE OF DOCUMENT FILED I, Jena Griswold , as the Secretary of State of the State of Colorado, hereby certify that, according to the records of this office, the attached document is a true and complete copy of the Articles of Amendment with Document # 20231461201 of Alpha Energy, Inc. Colorado Corporation (Entity ID # 2013 |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition P |
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| November 13, 2023 |
As filed with the Securities and Exchange Commission on November , 2023. SEC File No. 333-269780 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TRULEUM, INC. (Exact name of registrant as specified in its charter) Colorado 1311 90-1020566 (State or other jurisdiction of incorporation or orga |
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| November 13, 2023 |
Exhibit 21.1 Subsidiaries of the Registrant The following are significant subsidiaries of Truleum, Inc. as of September 30, 2023 and the states or jurisdictions in which they are organized. Alpha Energy Texas Operating, LLC Texas |
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| November 6, 2023 |
TRULEUM EXPANDS HOLDINGS AT LOGAN PROJECT BY 400 ACRES INCREASING BEHIND PIPE RESERVES POTENTIAL Exhibit 99.1 TRULEUM EXPANDS HOLDINGS AT LOGAN PROJECT BY 400 ACRES INCREASING BEHIND PIPE RESERVES POTENTIAL GOLDEN, Colo., Nov. 06, 2023 (GLOBE NEWSWIRE) - Truleum, Inc. (OTC.PK – TRLM) (“Truleum”) announced today that it has acquired quitclaim title to various tracts of the Logan Project covering approximately 400 additional acres. Ownership of the additional acres has now been clarified adding |
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| November 6, 2023 |
Exhibit 10.1 PETROLEUM RESERVES DEFINITION Page 1 LIQUID GOLD TECHNOLOGIES CORPORATION AND AFFILIATES Evaluation of selected leases in Logan County, OK Reserves and Valuations as of December 31st, 2022 Prepared for: Truleum, Inc. Prepared by: Liquid Gold Technologies and affiliates October 14th, 2023 PETROLEUM RESERVES DEFINITION Page 2 October 14, 2023 Truleum, Inc. Re: Certified SEC Reserves and |
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| November 6, 2023 |
Regulation FD Disclosure, Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2023 TRULEUM, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission File N |
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| September 12, 2023 |
Exhibit 10.1 PURCHASE & SALE AGREEMENT This Purchase and Sale Agreement (“Agreement”), is made on between NJW OKLAHOMA ACQUISITIONS COMPANY, INC, with its principal office at 2601 South Lake Drive, Texarkana, TX 75501, and phone number is 903-934-3034 hereinafter the (“Seller”) and TRULEUM, INC., a Colorado corporation, whose address is 14143 Denver West Parkway Suite 100, Golden, CO 80401 hereina |
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| September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 TRULEUM, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 15, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023. ☐ Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 000-55586 Truleum, Inc. (Exact Name of Registrant as Specified |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period |
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| August 15, 2023 |
Exhibit 3.1 OFFICE OF THE SECRETARY OF STATE OF THE STATE OF COLORADO CERTIFICATE OF DOCUMENT FILED I, Jena Griswold , as the Secretary of State of the State of Colorado, hereby certify that, according to the records of this office, the attached document is a true and complete copy of the Articles of Amendment with Document # 20231461201 of Alpha Energy, Inc. Colorado Corporation (Entity ID # 2013 |
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| August 3, 2023 |
Exhibit 10.26 BOARD OF DIRECTORS AGREEMENT THIS AGREEMENT is made and entered into effective July 1, 2023 (the “Effective Date”), by the parties hereto superseding any and all prior agreements between them such that all such prior agreements merge into and are replaced and governed in all respects by this Agreement, by and between Truleum, Inc., a Colorado corporation (the “Company”) with its prin |
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| August 3, 2023 |
As filed with the Securities and Exchange Commission on August 3, 2023. SEC File No. 333-269780 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TRULEUM, INC. (Exact name of registrant as specified in its charter) Colorado 1311 90-1020566 (State or other jurisdiction of incorporation or organ |
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| August 3, 2023 |
Nomination and Governance Committee Charter (effective September 8, 2022). Exhibit 99.4 Effective September 8, 2022 CHARTER OF THE NOMINATING AND GOVERNANCE COMMITTEE OF THE BOARD OF DIRECTORS OF TRULEUM, INC. This Charter outlines the purpose, composition and responsibilities of the Nominating and Governance Committee (the “Committee”) of the Board of Directors (the “Board”) of Truleum, Inc., a Colorado corporation (the “Company”). I. PURPOSE The Committee is responsibl |
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| August 3, 2023 |
Exhibit 10.25 BOARD OF DIRECTORS AGREEMENT THIS AGREEMENT is made and entered into effective July 1, 2023 (the “Effective Date”), by the parties hereto superseding any and all prior agreements between them such that all such prior agreements merge into and are replaced and governed in all respects by this Agreement, by and between Truleum, Inc., a Colorado corporation (the “Company”) with its prin |
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| August 3, 2023 |
Compensation Committee Charter (effective September 8, 2022). Exhibit 99.3 Effective September 8, 2022 CHARTER OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS OF TRULEUM, INC. The Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Truleum, Inc. (the “Company”) is responsible for the overall design, approval and implementation of the executive compensation plans, policies and programs for officers and other key executi |
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| August 3, 2023 |
Form of Underwriting Agreement. Exhibit 1.1 UNDERWRITING AGREEMENT between TRULEUM, INC. and THINKEQUITY LLC as Representative of the Several Underwriters TRULEUM, INC. UNDERWRITING AGREEMENT New York, New York [•], 2023 ThinkEquity LLC As Representative of the several Underwriters named on Schedule 1 attached hereto 17 State Street, 41st Fl New York, NY 10004 Ladies and Gentlemen: The undersigned, Truleum, Inc., a Colorado corp |
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| August 3, 2023 |
Exhibit 10.30 TRULEUM ENERGY, INC. INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of May 1, 2023, between Truleum Energy, Inc., a Colorado corporation (the “Company”), and the undersigned Lacie Kellogg (“Indemnitee”) and amends and restates in its entirety that certain “Board of Directors Agreement” by and between Indemnitee and the Company d |
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| August 3, 2023 |
Exhibit 10.28 TRULEUM ENERGY, INC. INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of May 1, 2023, between Truleum Energy, Inc., a Colorado corporation (the “Company”), and the undersigned Robert Flynn (“Indemnitee”) and amends and restates in its entirety that certain “Board of Directors Agreement” by and between Indemnitee and the Company da |
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| August 3, 2023 |
Exhibit 10.29 TRULEUM ENERGY, INC. INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of May 1, 2023, between Truleum Energy, Inc., a Colorado corporation (the “Company”), and the undersigned Mark Timm (“Indemnitee”) and amends and restates in its entirety that certain “Board of Directors Agreement” by and between Indemnitee and the Company dated |
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| August 3, 2023 |
Exhibit 10.24 BOARD OF DIRECTORS AGREEMENT THIS AGREEMENT is made and entered into effective July 1, 2023 (the “Effective Date”), by the parties hereto superseding any and all prior agreements between them such that all such prior agreements merge into and are replaced and governed in all respects by this Agreement, by and between Truleum, Inc., a Colorado corporation (the “Company”) with its prin |
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| August 3, 2023 |
Exhibit 10.27 BOARD OF DIRECTORS AGREEMENT THIS AGREEMENT is made and entered into effective July 1, 2023 (the “Effective Date”), by the parties hereto superseding any and all prior agreements between them such that all such prior agreements merge into and are replaced and governed in all respects by this Agreement, by and between Truleum, Inc., a Colorado corporation (the “Company”) with its prin |
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| August 3, 2023 |
Exhibit 10.31 TRULEUM ENERGY, INC. INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of May 1, 2023, between Truleum Energy, Inc., a Colorado corporation (the “Company”), and the undersigned Isaac Dietrich (“Indemnitee”) and amends and restates in its entirety that certain “Board of Directors Agreement” by and between Indemnitee and the Company |
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| August 3, 2023 |
Audit Committee Charter (effective September 8, 2022). Exhibit 99.2 Effective September 8, 2022 CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF TRULEUM, INC. This Charter outlines the purpose, composition and responsibilities of the Audit Committee (the “Committee”) of the Board of Directors (the “Board”) of Truleum, Inc., a Delaware corporation (the “Company”). I. PURPOSE The Committee has been established to: (a) represent and assist the |
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| August 3, 2023 |
Exhibit 10.18 AEI ACQUISITION COMPANY, LLC SECOND AMENDMENT TO REVOLVING CREDIT NOTE THIS SECOND AMENDMENT (“Amendment”) to the Revolving Credit Note (“Agreement”) originally dated June 1, 2021, and amended on February 11, 2023, by and among Truleum, Inc., a Colorado corporation (the “Company”), and AEI Acquisition Company, LLC (“AEI”), is entered into as of May 30, 2023 (the “Effective Date”). Te |
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| June 2, 2023 |
Exhibit 3.1 OFFICE OF THE SECRETARY OF STATE OF THE STATE OF COLORADO CERTIFICATE OF DOCUMENT FILED I, Jena Griswold , as the Secretary of State of the State of Colorado, hereby certify that, according to the records of this office, the attached document is a true and complete copy of the Articles of Amendment with Document # 20231461201 of Alpha Energy, Inc. Colorado Corporation (Entity ID # 2013 |
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| June 2, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023. ☐ Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 000-55586 Truleum, Inc. (Exact Name of Registrant as Specifie |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Perio |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C/A INFORMATION Amendment No. 1 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement TRULEUM, INC. (Nam |
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| May 1, 2023 |
Exhibit 3.1 |
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| May 1, 2023 |
Alpha Energy Inc. Announces Fiscal 2022 Results Exhibit 99.1 Alpha Energy Inc. Announces Fiscal 2022 Results April 26, 2023 -Golden, CO – Alpha Energy, Inc. (Pink Open Market: APHE) a company acquiring existing oil and gas properties to restart, rework and recomplete, announced that on April 17, 2023, it reported its financial results for the full year ended December 31, 2022. In its Annual Report on Form 10-K, filed with the Securities and Exc |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 25, 2023 TRULEUM, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction (Commission (I.R.S. Employer of incorpor |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement ALPHA ENERGY, INC. (Name of Registra |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-197642 ALPHA ENERGY, INC. (Exact name of registrant as specified in |
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| April 17, 2023 |
Exhibit 21.1 List of Subsidiaries Name Jurisdiction Alpha Energy Texas Operating Agreement, LLC Texas |
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| April 17, 2023 |
Exhibit 10.23 LIQUID GOLD TECHNOLOGIES CORPORATION AND AFFILIATES Evaluation of the selected leases in Logan County, OK Reserves and Valuations as of March 27th, 2023 Prepared for: Alpha Energy Inc. Prepared by: Liquid Gold Technologies and affiliates March 27th, 2023 March 27, 2023 Alpha Energy Inc. Re: Certified SEC Reserves and Valuation Report for Alpha Energy Inc. for selected leases in Logan |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Peri |
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| March 2, 2023 |
Exhibit 10.1 ALPHA ENERGY, INC. INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of February 27, 2023, between Alpha Energy, Inc., a Colorado corporation (the “Company”), and the undersigned (“Indemnitee”). RECITALS A. Highly competent persons have become more reluctant to serve corporations as directors and officers or in other capacities unle |
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| March 2, 2023 |
Form of Indemnification Agreement. Exhibit 10.2 ALPHA ENERGY, INC. INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of , 2023, between Alpha Energy, Inc., a Colorado corporation (the “Company”), and the undersigned (“Indemnitee”). RECITALS A. Highly competent persons have become more reluctant to serve corporations as directors and officers or in other capacities unless they are |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 27, 2023 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| February 16, 2023 |
EX-10.2 2 ex476197.htm EXHIBIT 10.2 Exhibit 10.2 FIRST AMENDMENT TO REVOLVING CREDIT NOTE THIS FIRST AMENDMENT (“Amendment”) to the Revolving Credit Note (“Agreement”) dated as of June 1, 2021 by and among Alpha Energy, Inc., a Colorado corporation (the “Company”), AEI Acquisition Company, LLC, (“AEI”), is entered into as of February 11, 2023. Terms not otherwise defined herein shall have the mean |
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| February 16, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2023 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 14, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Alpha Energy, Inc. |
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| February 14, 2023 |
EX-99.1 17 ex473887.htm EXHIBIT 99.1 Exhibit 99.1 Alpha Energy, Inc. CODE OF ETHICS AND BUSINESS CONDUCT Message from the CEO Regarding Our Ethical Standards September , 2017 Dear Employee or Director: It is the Company's policy that its affairs be conducted with the highest standards of integrity and business ethics. To that end, the Company maintains a Code of Ethics and Business Conduct. Attach |
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| February 14, 2023 |
Exhibit 21.1 List of Subsidiaries Name Jurisdiction Alpha Energy Texas Operating Agreement, LLC Texas |
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| February 14, 2023 |
Exhibit 10.6 SENIOR SECURED CONVERTIBLE NOTE NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT"), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENC |
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| February 14, 2023 |
Nomination and Governance Committee Charter. EX-99.4 20 ex473890.htm EXHIBIT 99.4 Exhibit 99.4 EXHIBIT D Alpha Energy, Inc. NOMINATION AND GOVERNANCE COMMITTEE CHARTER NOMINATION AND GOVERNANCE COMMITTEE CHARTER 1. Purpose The Nomination and Governance Committee (the “Committee”) shall oversee, review, and make periodic recommendations concerning the Company’s corporate governance policies, and shall recommend candidates for election to the |
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| February 14, 2023 |
EX-10.7 7 ex473550.htm EXHIBIT 10.7 Exhibit 10.7 SECURITY AGREEMENT SECURITY AGREEMENT, dated as of December 31, 2022 (this "Agreement") made by Alpha Energy, Inc., a Colorado corporation (the "Company"), and the undersigned subsidiaries of the Company (each a "Grantor" and collectively and together with the Company, the "Grantors"), in favor of AEI MANAGEMENT, INC., a Colorado corporation, in its |
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| February 14, 2023 |
Exhibit 10.4 NOTE PURCHASE AGREEMENT NOTE PURCHASE AGREEMENT (the "Agreement"), dated as of December 31, 2022, by and among Alpha Energy, Inc., a Colorado corporation, with headquarters located at 14143 Denver West Parkway, Suite 100, Golden, CO 80401 (the "Company"), and the investors listed on the Schedule of Buyers attached hereto (individually, a "Buyer" and collectively, the "Buyers"). WHEREA |
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| February 14, 2023 |
Exhibit 10.15 Energy Transfer Crude Marketing LLC ETCM # ALPHC22TP0001 CRUDE OIL PURCHASE AGREEMENT This Crude Oil Purchase Agreement (this “Agreement”) is made and entered into as of June 7, 2022 (the “Agreement Date”) based on terms agreed to by Brenna Wilson of Energy Transfer Crude Marketing LLC, a Texas limited liability company (“Buyer”) and Joe Kelloff of Alpha Energy Texas Operating, LLC ( |
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| February 14, 2023 |
Exhibit 10.3 NOTE PURCHASE AGREEMENT NOTE PURCHASE AGREEMENT (the "Agreement"), dated as of December 31, 2022, by and among Alpha Energy, Inc., a Colorado corporation, with headquarters located at 14143 Denver West Parkway, Suite 100, Golden, CO 80401 (the "Company"), and the investors listed on the Schedule of Buyers attached hereto (individually, a "Buyer" and collectively, the "Buyers"). WHEREA |
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| February 14, 2023 |
Exhibit 99.2 EXHIBIT B Alpha Energy, Inc. AUDIT COMMITTEE CHARTER AUDIT COMMITTEE CHARTER 1. Purpose The purpose of the Audit Committee (the “Committee”) is to assist the Board of Directors (the “Board”) in fulfilling its oversight responsibilities by reviewing the financial information which will be provided to the shareholders and others; reviewing the systems of internal controls which manageme |
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| February 14, 2023 |
Exhibit 10.14 FIRST AMENDMENT TO INDIVIDUAL TRANSACTION CONFIRMATION This FIRST AMENDMENT TO INDIVIDUAL TRANSACTION CONFIRMATION (“Amendment”) is entered into as of this 1st day of November, 2022 (“Effective Date”), by and between ETC TEXAS PIPELINE, LTD., a Texas limited partnership (“Gatherer”), and ALPHA ENERGY, INC. (“Producer”). WHEREAS, Producer and Gatherer entered into that certain Individ |
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| February 14, 2023 |
EX-10.1 2 ex473545.htm EXHIBIT 10.1 Exhibit 10.1 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”), dated as of December 31. 2022, is made by and between Alpha Energy, Inc., a Colorado corporation (the “Company”), and the holder (the “Holder”) of the Company’s 7.25% Senior Secured Convertible Notes due February 24, 2024 (the “Old Notes”). WHEREAS, pursuant to that certain Contractual In |
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| February 14, 2023 |
As filed with the Securities and Exchange Commission on , 2023. SEC File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 1311 90-1020566 (State or other jurisdiction of incorporation or organization) (Primary Standard I |
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| February 14, 2023 |
Exhibit 10.11 CONSULTING AGREEMENT This AGREEMENT (the “Agreement”) is effective on September 2, 2022, (the “Effective Date”) by and between Alpha Energy, Inc. , a Colorado company (the “Company”), and Fidare Consulting Group, LLC, a Texas limited liability company (the “Consultant”). WHEREAS, the Company is an independent oil and gas company engaged in the identification, acquisition, development |
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| February 14, 2023 |
Exhibit 10.22 ASSIGNMENT OF LLC MEMBERSHIP INTEREST THIS ASSIGNMENT OF LLC MEMBERSHIP INTEREST is made and entered into effective as of February 23, 2018, by and between John Lepin (“Assignor”) and Alpha Energy, Inc., a Colorado corporation (“Assignee”). RECITALS WHEREAS, Assignor is the owner and holder of 100% of the limited liability membership interests of Alpha Energy Texas Operating, LLC, a |
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| February 14, 2023 |
Exhibit 10.10 SUBSCRIPTION AGREEMENT Alpha Energy, Inc. 4162 Meyerwood Dr. Houston, TX 77025 Gentlemen and Ladies: The undersigned desires to invest in Alpha Energy, Inc. (the “Company”) on the terms and conditions described in this subscription agreement dated , 2022 (the “Subscription Agreement”). Under this Subscription Agreement, the Company is offering to subscribers to purchase up to 1,750,0 |
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| February 14, 2023 |
Exhibit 10.13 CONSULTANT ENGAGEMENT AGREEMENT This Agreement is made the 15th day of October 2022, by and between Alpha Energy, Inc. (the “Company”), a Colorado Consultant having an office at 14143 Denver West Blvd #100, Golden, CO 80401 and Matador Wellsite Consulting, LLC, an Oklahoma entity with an address at P.O. Box 151, Stillwater, OK 74076 (the “Consultant”). Company and Consultant shall be |
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| February 14, 2023 |
EX-10.5 5 ex473548.htm EXHIBIT 10.5 Exhibit 10.5 SENIOR SECURED CONVERTIBLE NOTE NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT"), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANS |
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| February 14, 2023 |
Compensation and Management Development Committee Charter. Exhibit 99.3 EXIBIT C Alpha Energy, Inc. COMPENSATION AND MANAGEMENT DEVELOPMENT COMMITTEE CHARTER COMPENSATION AND MANAGEMENT DEVELOPMENT COMMITTEE CHARTER 1. Purpose The Compensation and Management Development Committee’s (the “Committee”) basic responsibility is to review the performance and development of the Company’s management in achieving corporate goals and objectives and to assure that t |
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| January 5, 2023 |
Form of Exchange Agreement dated December 31, 2022 EX-10.1 2 ex460093.htm EXHIBIT 10.1 Exhibit 10.1 EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (the “Agreement”), dated as of December 31. 2022, is made by and between Alpha Energy, Inc., a Colorado corporation (the “Company”), and the holder (the “Holder”) of the Company’s 7.25% Senior Secured Convertible Notes due February 24, 2024 (the “Old Notes”). WHEREAS, pursuant to that certain Contractual In |
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| January 5, 2023 |
Form of 7.25% Senior Secured Convertible Note Purchase Agreement dated as of December 31, 2022 EX-10.2 3 ex460095.htm EXHIBIT 10.2 Exhibit 10.2 NOTE PURCHASE AGREEMENT NOTE PURCHASE AGREEMENT (the "Agreement"), dated as of December 31, 2022, by and among Alpha Energy, Inc., a Colorado corporation, with headquarters located at 14143 Denver West Parkway, Suite 100, Golden, CO 80401 (the "Company"), and the investors listed on the Schedule of Buyers attached hereto (individually, a "Buyer" and |
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| January 5, 2023 |
Form of Security Agreement for 7.25% Senior Secured Convertible Note dated as of December 31, 2022 EX-10.4 5 ex460097.htm EXHIBIT 10.4 Exhibit 10.4 SECURITY AGREEMENT SECURITY AGREEMENT, dated as of , 2022 (this "Agreement") made by Alpha Energy, Inc., a Colorado corporation (the "Company"), and the undersigned subsidiaries of the Company (each a "Grantor" and collectively and together with the Company, the "Grantors"), in favor of AEI MANAGEMENT, INC., a Colorado corporation, in its capacity a |
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| January 5, 2023 |
Form of 7.25% Senior Secured Convertible Notes due December 31, 2024 EX-10.3 4 ex460096.htm EXHIBIT 10.3 Exhibit 10.3 SENIOR SECURED CONVERTIBLE NOTE NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT"), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANS |
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| January 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2022 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission Fi |
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| December 14, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2022 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission Fi |
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| December 14, 2022 |
Exhibit 99.1 Alpha Energy, Inc. Files 10Q Reporting First Operational Revenues During Q3 2022 Company Validates Business Model for Acquiring and Developing Existing Production and New O&G Leasing Opportunities GOLDEN, Colo., Dec. 14, 2022 ? Alpha Energy, Inc. (OTC Pink:APHE), a Golden, Colorado -based independent energy company, today announced its operating results reported in its recently filed |
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| November 21, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022. ? Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 000-55586 Alpha Energy, Inc. (Exact Name of Registrant as |
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| November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement ALPHA ENERGY, INC. (Name of Registra |
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| November 21, 2022 |
EX-10.1 2 ex448615.htm EXHIBIT 10.1 Exhibit 10.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER THIS NOTE NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLESS (1) A REGISTRATION STATEMENT WITH RESPECT THERETO IS EFFECTIVE UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report |
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| October 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement ALPHA ENERGY, INC. (Name of Registra |
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| September 14, 2022 |
Certificate of Elimination Series A Convertible Preferred Stock Exhibit 3.1 Alpha Energy, Inc. CERTIFICATE OF ELIMINATION TO ELIMINATE THE SERIES A CONVERTIBLE PREFERRED STOCK Alpha Energy, Inc., a company organized and existing under the Colorado Revised Statutes of the State of Colorado (the ?Company?), hereby certifies: FIRST: That the Board of Directors of the Company adopted the following resolutions at a duly called and noticed meeting of the Board of Di |
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| September 14, 2022 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2022 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other urisdiction of incorporation) (Commiss |
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| August 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 18, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022. ? Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 000-55586 Alpha Energy, Inc. (Exact Name of Registrant as Spec |
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| August 15, 2022 |
NT 10-Q 1 aphe20220815nt10q.htm FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition |
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| July 29, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022. ? Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 000-55586 Alpha Energy, Inc. (Exact Name of Registrant as Spe |
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| July 29, 2022 |
Contractual Investment Agreement dated as of February 25, 2022 with AEI Management, Inc. * Exhibit 10.2 CONTRACTUAL INVESTMENT AGREEMENT This Contractual Investment Agreement (?Agreement?) is made this 25th day of February, 2022 by and between Alpha Energy, Inc.(?the Company?), a publicly traded Colorado Corporation (Colorado filing number 2013155940) at 4162 Meyerwood Dr., Houston, TX. 77025, USA and AEI Management, Inc. at (hereinafter ?Investor?, also considered to be participant in |
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| July 29, 2022 |
Contractual Investment Agreement dated as of February 25, 2022 with 20 Shekels, Inc. * Exhibit 10.1 CONTRACTUAL INVESTMENT AGREEMENT This Contractual Investment Agreement (?Agreement?) is made this 25th day of February 2022, by and between Alpha Energy, Inc.(?the Company?), a publicly traded Colorado Corporation (Colorado filing number 2013155940) at 4162 Meyerwood Dr., Houston, TX. 77025, USA and 20 Shekels, Inc. at (hereinafter ?Investor?, also considered to be participant in a gr |
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| July 20, 2022 |
Letter from MaloneBailey LLP, dated July 20, 2022. Exhibit 16.1 July 20, 2022 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 We have read the statements under Item 4.01 of the Current Report on Form 8-K of Alpha Energy, Inc., to be filed with the Securities and Exchange Commission on or about July 20, 2022. We agree with all statements pertaining to us. We have no basis on which to agree or disagree with the other |
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| July 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2022 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission File N |
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| July 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2022 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 10, 2022 |
APHE / Alpha Energy Inc. / AEI Acquisition Co LLC - SCHEDULE 13D Activist Investment SC 13D 1 aeiac20220604sc13d.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Alpha Energy, Inc. (Name of Issuer) Common Stock, par value $0.001 per share 02073X105 (CUSIP Number) AEI Acquisition Company, LLC 2600 E. Southlake Blvd. Suite 120-336 Southlake, Texas 76092 (Name, Address and |
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| May 31, 2022 |
Purchase and Sale Agreement dated as of May 26, 2022 EX-10.1 2 ex382036.htm EXHIBIT 10.1 Exhibit 10.1 |
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| May 31, 2022 |
EX-99.1 3 ex382037.htm EXHIBIT 99.1 Exhibit 99.1 ALPHA ENERGY, INC. ENTERS INTO DEFINITIVE AGREEMENT TO ACQUIRE 7 PRODUCING AND 21 ADDITIONAL OIL AND GAS WELL BORES IN SEMINOLE COUNTY, OKLAHOMA GOLDEN, Colorado, May 31, 2022 (GLOBE NEWSWIRE) – Alpha Energy, Inc. (OTC.PK - APHE) ("Alpha") announced today it has entered into a Purchase and Sale Agreement to acquire 28 oil and gas wells and other ass |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2022 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ?Form 10-K ?Form 20-F ?Form 11-K ?Form 10-Q ?Form 10-D ?Form N-SAR ?Form N-CSR For Period Ended: March 31, 2022 ?Transition Report on Form 10-K ?Transition Report on Form 20-F ?Transition Report on Form 11-K ?Transition Report on Form 10-Q ?Transition Report on Form N-SAR Fo |
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| April 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2022 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) |
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| April 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2022 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission File N |
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| April 4, 2022 |
John Lepin salary to stock conversion EX-10.5 8 ex353819.htm EXHIBIT 10.5 Exhibit 10.5 Issuance Resolution Corporate Resolution Authorizing the Issuance Of New Shares of Stock for Alpha Energy, Inc "Company" COMMON CLASS OF STOCK RESOLVED that Securities Transfer Corporation, stock transfer agent for the Company's class of stock, as described above, is authorized to issue the shares described below and increase the outstanding shares |
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| April 4, 2022 |
EX-10.2 5 ex353535.htm EXHIBIT 10.2 Exhibit 10.2 SUBSCRIPTION AGREEMENT Alpha Energy, Inc. 4162 Meyerwood Dr. Houston, TX 77025 Gentlemen and Ladies: The undersigned desires to invest in Alpha Energy, Inc. (the “Company”) on the terms and conditions described in this subscription agreement dated , 2022 (the “Subscription Agreement”). Under this Subscription Agreement, the Company is offering to su |
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| April 4, 2022 |
Exhibit 10.11 |
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| April 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ?ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021. ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-197642 ALPHA ENERGY, INC. (Exact name of registrant as specified in i |
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| April 4, 2022 |
EX-3.2 3 ex353641.htm EXHIBIT 3.2 Exhibit 3.2 By-Laws OF ALPHA ENERGY, INC. A Colorado Corporation ARTICLE I STOCKHOLDERS Section 1.01 Annual Meeting. The annual meeting of the stockholders of the corporation shall be held on such date and at such time as designated from time to time for the purpose of electing directors of the corporation and to transact all business as may properly come before t |
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| April 4, 2022 |
Senior secured for $5million raise EX-10.3 6 ex353536.htm EXHIBIT 10.3 Exhibit 10.3 THIS SENIOR SECURED CONVERTIBLE PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. NO SALE OR DISPOSITION MAY BE EFFECTED EXCEPT IN COMPLIANCE WITH RULE 144 UNDER SAID ACT OR AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL FOR THE HOLDER SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATIO |
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| April 4, 2022 |
Kelloff Oil Engagement Agreement Exhibit 10.14 |
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| April 4, 2022 |
Exhibit 10.13 |
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| April 4, 2022 |
EX-10.10 13 ex354607.htm EXHIBIT 10.10 Exhibit 10.10 |
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| April 4, 2022 |
Exhibit 10.8 |
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| April 4, 2022 |
John Lepin Employment contract EX-10.12 15 ex354260.htm EXHIBIT 10.12 Exhibit 10.12 |
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| April 4, 2022 |
Exhibit 10.6 |
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| April 4, 2022 |
Exhibit 3.1 Document must be filed electronically. Paper documents are not accepted. Fees & forms are subject to change. For more information or to print copiesof filed documents, visit www.sos.state.co.us. Colorado Secretary of State Date and Time: 09/26/2013 10:29 AM ID Number: 20131559040 Document number: 20131559040 Amount Paid: $50.00 ABOVE SPACE FOR OFFICE USE ONLY Articles of Incorporation |
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| April 4, 2022 |
Exhibit 10.1 EXECUTION COPY PURCHASE AND SALE AGREEMENT Between ALPHA ENERGY, INC. (?Purchaser?) and PROGRESSIVE WELL SERVICE, LLC (?Seller?) February 17, 2022 Exhibits: Exhibit A, Part 1 Leases and Wells Exhibit A, Part 2 Allocated Value Schedule Exhibit B Project Maps PURCHASE AND SALE AGREEMENT This Purchase and Sale Agreement (this ?Agreement?) is made and entered into on the 17th day of Febru |
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| April 4, 2022 |
Senior secured CIA for $5 million raise Exhibit 10.4 CONTRACTUAL INVESTMENT AGREEMENT This Contractual Investment Agreement (?Agreement?) is made this 25th day of January, 2022, by and between Alpha Energy, Inc. (?the Company?), a publicly traded Colorado Corporation (Colorado filing number 2013155940) at 4162 Meyerwood Dr., Houston, TX. 77025, USA and hereto and who are hereinafter ?Investors?, each, and all of whom has entered into th |
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| April 4, 2022 |
Exhibit 10.9 |
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| April 4, 2022 |
Reserve Report pertaining to Logan dated 1.2.2022 EX-10.7 10 ex353649.htm EXHIBIT 10.7 Exhibit 10.7 LIQUID GOLD TECHNOLOGIES CORPORATION AND AFFILIATES Evaluation of the selected leases in Lincoln and Logan Counties, OK Reserves and Valuations as of Jan 1st, 2022 Prepared for: Alpha Energy Inc. Prepared by: Liquid Gold Technologies and affiliates Feb 15th, 2022 February 15, 2022 Alpha Energy Inc. Re: Certified SEC Reserves and Valuation Report fo |
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| April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ?Form 20-F ? Form 11-K ? Form 10-Q ?Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on |
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| March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2022 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission File N |
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| March 15, 2022 |
Exhibit 99.1 ALPHA ENERGY, INC. CLOSES ON DEFINITIVE AGREEMENT TO ACQUIRE 5 PRODUCING AND 26 ADDITIONAL OIL AND GAS WELL BORES IN OKLAHOMA HOUSTON, Texas, March 15, 2022 (GLOBE NEWSWIRE) ? Alpha Energy, Inc. (OTC.PK - APHE) ("Alpha") announced today it has closed on a Purchase and Sale Agreement with Progressive Well Service, LLC (?Progressive?) to acquire 31 oil and gas assets in Oklahoma in the |
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| February 22, 2022 |
Exhibit 99.1 ALPHA ENERGY, INC. SIGNS DEFINITIVE AGREEMENT TO ACQUIRE 6 PRODUCING AND 28 ADDITIONAL OIL AND GAS WELL BORES IN OKLAHOMA HOUSTON, Texas, February 22, 2022 (GLOBE NEWSWIRE) ? Alpha Energy, Inc. (OTC.PK - APHE) ("Alpha") announced today it has entered into a Purchase and Sale Agreement with Progressive Well Service, LLC (?Progressive?) to acquire 34 oil and gas assets in Oklahoma in th |
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| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2022 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 22, 2022 |
EX-10.1 2 ex337988.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION COPY PURCHASE AND SALE AGREEMENT Between ALPHA ENERGY, INC. (“Purchaser”) and PROGRESSIVE WELL SERVICE, LLC (“Seller”) February 11, 2022 Exhibits: Exhibit A, Part 1 Leases and Wells Exhibit A, Part 2 Allocated Value Schedule Exhibit B Project Maps PURCHASE AND SALE AGREEMENT This Purchase and Sale Agreement (this “Agreement”) is made and e |
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| November 10, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021. ☐ Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period fromto Commission File Number: 333-197642 Alpha Energy, Inc. (Exact Name of Registrant as |
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| August 9, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021. ? Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (Exact Name of Registrant as Spe |
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| May 18, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 ? Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period fromto Commission File Number: 333-197642 Alpha Energy, Inc. (Exact Name of Registrant as Spec |
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| May 17, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35821 ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For period ended: March 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ?ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020. ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-197642 ALPHA ENERGY, INC. (Exact name of registrant as specified in i |
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| March 24, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-55586 ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For period ended: December 31, 2020 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Rep |
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| November 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2020 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission Fi |
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| November 24, 2020 |
Exhibit 99.01 ALPHA ENERGY, INC. Prepares to Pursue Uplisting to Major Exchange. HOUSTON, NOVEMBER 23, 2020 (GLOBE NEWSWIRE) – Alpha Energy, Inc. (OTC.PK - APHE) ("Alpha") announced all hurdles are cleared prior to it pursuing an uplisting to a major exchange. On November 20, 2020, Alpha Energy submitted its 10Q for the third quarter of 2020. With the filing of our first and second quarter Qs earl |
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| November 20, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 For the quarterly period ended September 30, 2020 ☐ Transition Report under Section 13 or 15(d) of the Exchange Act Transition Period from to Commission File Number: 333-197642 Alpha |
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| November 16, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 ☐ Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (Exact Name of Registrant as Spec |
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| November 16, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-55586 ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For period ended: September 30, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Re |
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| November 9, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 ☐ Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (Exact Name of Registrant as Spe |
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| September 25, 2020 |
Exhibit 10.1 OPTION AGREEMENT – LOGAN 2 PROJECT This Option Agreement (“OA”) is made on the date set forth below by and between Alpha Energy, Inc., a Colorado Corporation whose address is 4162 Meyerwood Drive, Houston, TX 77025 (“Alpha”) and Kadence Petroleum, LLC, an Oklahoma Limited Liability Company whose address is 3305 E 33rd, Oklahoma City, OK 73120 (“Kadence”). Alpha and Kadence are each a |
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| September 25, 2020 |
8-K 1 aphe202009258k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2020 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdicti |
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| September 25, 2020 |
ALPHA ENERGY, INC. entered into a Exhibit 99.1 ALPHA ENERGY, INC. entered into a Option Agreement with Kadence Petroleum, LLC. The Agreement is to acquire oil and gas assets in Oklahoma in the Logan 2 Project. HOUSTON, September 25, 2020 (GLOBE NEWSWIRE) – Alpha Energy, Inc. (OTC.PK - APHE) ("Alpha") announced today a definitive Option Agreement with Kadence Petroleum, LLC to acquire oil and gas assets in Oklahoma in the Logan 2 P |
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| September 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019. ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-197642 ALPHA ENERGY, INC. (Exact name of registrant as specified in |
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| July 22, 2020 |
Court stamped copy of lawsuit with SEC notice of LBB & Associates, LTD suspension EX-10.1 2 ex194730.htm EXHIBIT 10.1 Exhibit 10.1 |
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| July 22, 2020 |
Alpha Energy, Inc. Files Lawsuit against its auditor, LBB & Associates and Vine Advisors, LLP Exhibit 99.1 PRESS RELEASE Alpha Energy, Inc. Files Lawsuit against its auditor, LBB & Associates and Vine Advisors, LLP Alpha Energy, Inc. (the “Company”) announced today it filed a lawsuit in Texas State Court against its auditor, LBB & Associates and Vine Advisors, LLP, and their principal, Carlos Lopez, seeking damages up to $1,000,000. In March 6, 2020, the Company was informed by the United |
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| July 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2020 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission File N |
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| July 20, 2020 |
ALPHA ENERGY, INC. entered into Exhibit 99.1 ALPHA ENERGY, INC. entered into a definitive Option Agreement with Progressive Well Service, LLC. The Agreement is to acquire oil and gas assets in Oklahoma in the Coral Project. HOUSTON, July 20, 2020 (GLOBE NEWSWIRE) – Alpha Energy, Inc. (OTC.PK - APHE) ("Alpha") announced today an Option Agreement with Progressive Well Service, LLC (“Progressive”) to acquire oil and gas assets in O |
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| July 20, 2020 |
EX-10.1 2 ex194376.htm EXHIBIT 10.1 Exhibit 10.1 |
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| July 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2020 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission File N |
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| July 15, 2020 |
ALPHA ENERGY, INC. entered into a Purchase and Sale Agreement with Exhibit 99.1 ALPHA ENERGY, INC. entered into a Purchase and Sale Agreement with Pure Oil Company, Inc. and ZQH Holding, LLC. The Agreement is to acquire oil and gas assets in Oklahoma in the Rogers County Project. HOUSTON, July 15, 2020 (GLOBE NEWSWIRE) – Alpha Energy, Inc. (OTC.PK - APHE) ("Alpha") announced today a definitive Purchase and Sale Agreement with Pure Oil Company, Inc. (“Pure”) and Z |
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| July 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2020 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) (Commission File N |
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| July 15, 2020 |
Exhibit 10.1 |
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| June 30, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35821 ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For period ended: March 31, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report |
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| June 30, 2020 |
Letter to Securities and Exchange Commission from LBB & Associates Ltd., LLP, dated March 3, 2020 Exhibit 16.1 United States Securities and Exchange Commission Office of the Chief Accountant 100 F Street, N.E. Washington, D.C. 20549 Ladies and Gentleman: We have read the statements under Item 4.01 (a) and (b) in the Form 8-K dated March 2, 2020, of Alpha Energy, Inc. (the “Company”) to be filed with the Securities and Exchange Commission and we agree with such statements therein as related to |
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| June 30, 2020 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 30, 2020 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado (State or other jurisdiction of incorporation) 000-55586 (Commission File Number) 90-1 |
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| June 30, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35821 ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For period ended: December 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Rep |
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| November 13, 2019 |
Quarterly Report - FORM 10-Q QUARTERLY REPORT Form 10-Q Quarterly Report U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 [ ] Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, In |
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| September 13, 2019 |
APHE / Alpha Energy Inc. 10-Q - Quarterly Report - FORM 10-Q QUARTERLY REPORT Form 10-Q Quarterly Report U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 [ ] Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (E |
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| September 6, 2019 |
APHE / Alpha Energy Inc. 10-K/A - Annual Report - FORM 10-K/A AMENDED ANNUAL REPORT 10-K/A 1 f10ka12311810kz.htm FORM 10-K/A AMENDED ANNUAL REPORT U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the Fiscal year ended December 31, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transitio |
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| August 14, 2019 |
APHE / Alpha Energy Inc. NT 10-Q - - FORM NT 10-Q NOTICE OF LATE QUARTERLY FILING Form NT 10-Q Notice of Late Quarterly Filing U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-55586 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For period ended: June 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report o |
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| May 20, 2019 |
APHE / Alpha Energy Inc. 10-Q - Quarterly Report - FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 [ ] Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (Exact Name of Registrant as |
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| May 14, 2019 |
APHE / Alpha Energy Inc. NT 10-Q FORM NT 10-Q NT 10-Q 1 aphe20190514nt10q.htm FORM NT 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35821 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For period ended: March 31, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report |
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| April 15, 2019 |
APHE / Alpha Energy Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-197642 ALPHA ENERGY, INC. (Exact name of registrant as specifie |
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| April 1, 2019 |
APHE / Alpha Energy Inc. FORM NT 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35821 [X ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For period ended: December 31, 2018 [ X] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Fo |
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| March 14, 2019 |
EX-10.1 2 ex137658.htm EXHIBIT 10.1 Exhibit 10.1 |
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| March 14, 2019 |
Exhibit 99.1 ALPHA ENERGY, INC. entered into a Purchase and Sale Agreement with Premier Gas Company, LLC. The Agreement is to acquire oil and gas assets in Oklahoma in the Rogers Project. HOUSTON, March 14th, 2019 (GLOBE NEWSWIRE) – Alpha Energy, Inc. (OTC.PK - APHE) ("Alpha") announced today a definitive Purchase and Sale Agreement with Premier Gas Company, LLC to acquire oil and gas assets in Ok |
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| March 14, 2019 |
Form 8-K Current Report Page 1 of 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 14, 2018 |
APHE / Alpha Energy Inc. FORM 10Q QUARTERLY REPORT (Quarterly Report) 10-Q 1 f10q09301810q.htm FORM 10Q QUARTERLY REPORT U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018. [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Nu |
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| October 29, 2018 |
Exhibit 10.18 Employment Contract EMPLOYMENT CONTRACT THIS EMPLOYMENT CONTRACT ("Agreement”) dated this 27th day of October, 2018 BETWEEN: Alpha Energy, Inc of 4162 Meyerwood Drive, Houston, TX 77025 (the "Employer") OF THE FIRST PART - AND - John Lepin of 4162 Meyerwood Drive, Houston, TX 77025 (the "Employee") OF THE SECOND PART BACKGROUND: A.The Employer is of the opinion that the Employee has |
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| October 29, 2018 |
Form 8-K Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 5, 2018 |
Form 8-K Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 5, 2018 |
Exhibit 16.1 Auditor's Letter |
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| October 1, 2018 |
Form 8-K Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 16, 2018 |
APHE / Alpha Energy Inc. FORM 10Q QUARTERLY (Quarterly Report) 10-Q 1 f10q06301810q.htm FORM 10Q QUARTERLY U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE EXCHANGE ACT For the Transition Period from to Commission File Number: 333-197642 Alph |
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| August 14, 2018 |
APHE / Alpha Energy Inc. FORM NT 10-Q NOTICE OF LATE QUARTERLY FILING NT 10-Q 1 nt10q063018nt10q.htm FORM NT 10-Q NOTICE OF LATE QUARTERLY FILING U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35821 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For period ended: June 30, 2018 [ ] Transition Report on Form 10-K [ ] Transition Report on Fo |
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| June 11, 2018 |
Form 8K Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 5, 2018 |
Form 8K Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 5, 2018 |
Exhibit 99.1 LOI |
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| May 21, 2018 |
APHE / Alpha Energy Inc. FORM 10-Q QUARTERLY REPORT (Quarterly Report) 10-Q 1 f10q03311810q.htm FORM 10-Q QUARTERLY REPORT U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 [ ] Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-19 |
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| May 14, 2018 |
APHE / Alpha Energy Inc. FORM NT 10-Q NOTICE OF LATE QUARTERLY FILING Form NT 10-Q Notice of Late Quarterly Filing U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35821 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For period ended: March 31, 2018 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report |
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| April 10, 2018 |
APHE / Alpha Energy Inc. FORM 10K ANNUAL REPORT (Annual Report) 10-K/A 1 f10ka12311710kz.htm FORM 10K ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number |
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| April 2, 2018 |
APHE / Alpha Energy Inc. FORM 10K ANNUAL REPORT (Annual Report) Form 10K Annual Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 26, 2018 |
Form 8K Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 26, 2018 |
Form 8K Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 10, 2018 |
APHE / Alpha Energy Inc. DEFINITIVE 14C INFORMATION STATEMENT Definitive 14C Information Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 27, 2017 |
APHE / Alpha Energy Inc. PRELIMINARY 14C INFORMATION STATEMENT PRE 14C 1 pre14c122617pre14c.htm PRELIMINARY 14C INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 [X] Filed by Registrant [ ] Filed by Party other than Registrant Check the appropriate box: [X] Preliminary Information Statement [ ] Confidentia |
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| December 12, 2017 |
Exhibit 99.2 Minutes accepting resignations and appointing |
|
| December 12, 2017 |
EX-99.1 2 f8k121217ex99z1.htm EXHIBIT 99.1 KAREN ZIEGLER RESIGNATION |
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| December 12, 2017 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2017 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other jurisdiction of incorporation) ( |
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| December 12, 2017 |
8-K 1 f8k1212178k.htm FORM 8K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2017 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 000-55586 90-1020566 (State or other j |
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| December 12, 2017 |
EX-99.3 4 f8k121217ex99z3.htm EXHIBIT 99.3 MINUTES ACCEPTING RESIGNATIONS AND APPOINTING |
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| December 12, 2017 |
Reginald A. Kemp, Sr. 8471 Pebble Court, P.O. Box 205 Wellington, Colorado 80549 Exhibit 99.2 Reginald A. Kemp resignation Reginald A. Kemp, Sr. 8471 Pebble Court, P.O. Box 205 Wellington, Colorado 80549 November 20, 2017 Alpha Energy, Inc. Attn: Karen Ziegler, President 8541 North County Road 11 P.O. Box 1397 Wellington, CO 80549 Subject:Resignation Reference:Alpha Energy, Inc. Dear Ms. Ziegler: Please accept this letter as notification of my resignation from my positions as |
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| December 12, 2017 |
Exhibit 99.1 Fred Croci Resignation |
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| November 13, 2017 |
APHE / Alpha Energy Inc. FORM 10-Q QUARTERLY REPORT (Quarterly Report) Form 10-Q Quarterly Report U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2017 [ ] Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, In |
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| October 31, 2017 |
Changes in Control of Registrant Form 8K Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 14, 2017 |
APHE / Alpha Energy Inc. FORM 10Q QUATERLY REPORT (Quarterly Report) Form 10Q Quaterly Report U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 [ ] Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (Exa |
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| May 15, 2017 |
Alpha Energy FORM 10Q QUARTERLY REPORT (Quarterly Report) 10Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) X . Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 . Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (Exact |
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| April 13, 2017 |
10-K 1 f10k12311610k.htm FORM 10-K ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K X . ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 .TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-197642 ALPHA ENERG |
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| March 28, 2017 |
Alpha Energy FORM 12B25 NOTICE OF LATE FILING Form 12b25 Notice of Late Filing U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35821 X . Form 10-K . Form 20-F . Form 11-K . Form 10-Q . Form 10-D . Form N-SAR . Form N-CSR For period ended: December 31, 2016 . Transition Report on Form 10-K . Transition Report on Form 20-F . Transition Report on Form 11-K . Transition R |
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| November 23, 2016 |
Alpha Energy FORM 10-Q/A AMENDED QUARTERLY REPORT (Quarterly Report) 10-Q/A 1 f10qa09301610qz.htm FORM 10-Q/A AMENDED QUARTERLY REPORT U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) X Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to |
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| November 18, 2016 |
Alpha Energy FORM 10-Q QUARTERLY REPORT (Quarterly Report) Form 10Q Quarterly Report U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) X . Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 . Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. |
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| November 14, 2016 |
Alpha Energy FORM 12B25 NOTICE OF LATE FILING Form 12b25 Notice of Late Filing U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-55586 .Form 10-K .Form 20-F .Form 11-K X .Form 10-Q .Form 10-D .Form N-SAR .Form N-CSR For period ended: September 30, 2016 .Transition Report on Form 10-K .Transition Report on Form 20-F .Transition Report on Form 11-K .Transition Report on F |
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| September 28, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) X Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (Exact Name |
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| September 28, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) X Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (Exact Name of Re |
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| September 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 X . ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-197642 ALPHA ENERGY, INC. (Exact name of registr |
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| September 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 X . ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-197642 ALPHA ENERGY, INC. (Exact name of registr |
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| September 28, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) X Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (Exact Name of Re |
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| September 28, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 10-Q/A 1 f10qa03311610qz.htm FORM 10-Q QUARTERLY REPORT U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) X Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission Fil |
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| September 28, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 10-Q/A 1 f10qa03311510qz.htm FORM 10-Q QUARTERLY REPORT U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) X Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission Fil |
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| August 15, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) X . Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 . Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (Exact Name of Registrant as Sp |
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| May 23, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 f10q03311610q.htm FORM 10-Q QUARTERLY REPORT U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) X . Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 . Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-1976 |
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| May 19, 2016 |
10-K 1 f10k12311510k.htm FORM 10-K ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K X . ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-197642 ALPHA ENER |
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| March 30, 2016 |
Alpha Energy FORM 12B25 NOTICE OF LATE FILING Form 12b25 Notice of Late Filing U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35821 X . Form 10-K . Form 20-F . Form 11-K . Form 10-Q . Form 10-D . Form N-SAR . Form N-CSR For period ended: December 31, 2015 . Transition Report on Form 10-K . Transition Report on Form 20-F . Transition Report on Form 11-K . Transition R |
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| February 16, 2016 |
Form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ALPHA ENERGY, INC. (Exact name of registrant as specified in its charter) Colorado 90-1020566 (State of Incorporation or organization) (IRS Employer Identification No.) 600 17th Street, 28 |
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| November 23, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) X . Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 . Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (Exact Name of Registrant |
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| August 20, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) X . Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 . Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (Exact Name of Registrant as Sp |
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| August 14, 2015 |
Alpha Energy FORM 12B25 NOTICE OF LATE FILING Form 12b25 Notice of Late Filing U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35821 .Form 10-K Form 20-F Form 11-K X Form 10-Q Form 10-D Form N-SAR . Form N-CSR For period ended: June 30, 2015 . Transition Report on Form 10-K . Transition Report on Form 20-F . Transition Report on Form 11-K . Transition Report on Form 1 |
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| May 20, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) X Quarterly Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 Transition Report under Section 13 or 15(d) of the Exchange Act For the Transition Period from to Commission File Number: 333-197642 Alpha Energy, Inc. (Exact Name of Registrant as Speci |
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| May 18, 2015 |
Alpha Energy FORM 12B25 NOTICE OF LATE FILING Form 12b25 Notice of Late Filing U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35821 Form 10-K Form 20-F Form 11-K X Form 10-Q Form 10-D Form N-SAR Form N-CSR For period ended: March 31, 2015 . Transition Report on Form 10-K . Transition Report on Form 20-F . Transition Report on Form 11-K . Transition Report on Form 10- |
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| April 2, 2015 |
10-K 1 f10k12311410k.htm FORM 10-K ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K X . ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 333-197642 ALPHA ENER |
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| December 11, 2014 |
APHE / Alpha Energy Inc. CORRESP - - Acceleration Request December 11, 2014 Paul Monsour Staff Attorney H. Roger Schwall Assistant Director United States Securities and Exchange Commission Washington, D.C. 20549 Re: Alpha Energy, Inc. Registration Statement on Form S-1 File No. 333-197642 RE: Request for Accelerated Effectiveness of Registration Dear Mr. Monsour; Alpha Energy, Inc., hereby requests that its registration statement on |
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| December 2, 2014 |
Alpha Energy, Inc. Subscription Agreement Exhibit 10.7 Subscription Agreement EXHIBIT 10.7 Alpha Energy, Inc. Subscription Agreement 1. Investment: The undersigned (“Buyer”) subscribes for Units of Alpha Energy, Inc. $0.25 per Unit. Units consist of 1 share of our common stock and 1 warrant exercisable at $0.50. Total subscription price ($0.25 times number of Units): = $. PLEASE MAKE CHECKS PAYABLE TO: Alpha Energy, Inc. 2. Investor infor |
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| December 2, 2014 |
APHE / Alpha Energy Inc. S-1/A - - FORM S-1/A4 AMENDED REGISTRATION STATEMENT FORM S-1/A4 Amended Registration Statement As filed with the Securities and Exchange Commission on December , 2014 Registration No. |
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| December 2, 2014 |
EX-3.1 2 s1a120214ex3z1.htm EXHIBIT 3.1 ARTICLES OF INCORPORATION EXHIBIT 3.1 |
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| December 1, 2014 |
APHE / Alpha Energy Inc. CORRESP - - SEC Comment Response November 18, 2014 Paul Monsour Staff Attorney H. Roger Schwall Assistant Director United States Securities and Exchange Commission Washington, D.C. 20549 Re: Alpha Energy, Inc. Amendment No. 2 to Registration Statement on Form S-1 Filed October 28, 2014 File No. 333-197642 The following are the Company’s responses to you comment letter of November 14, 2014. Amendment No. 2 to |
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| December 1, 2014 |
APHE / Alpha Energy Inc. S-1/A - - FORM S-1/A3 AMENDED REGISTRATION STATEMENT FORM S-1/A3 Amended Registration Statement As filed with the Securities and Exchange Commission on November , 2014 Registration No. |
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| October 28, 2014 |
APHE / Alpha Energy Inc. CORRESP - - Comment Response Letter October 17, 2014 Paul Monsour Staff Attorney Ethan Horowitz Branch Chief H. |
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| October 28, 2014 |
APHE / Alpha Energy Inc. S-1/A - - FORM S-1/A2 AMENDED REGISTRATION STATEMENT FORM S-1/A2 Amended Registration Statement As filed with the Securities and Exchange Commission on October , 2014 Registration No. |
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| October 1, 2014 |
APHE / Alpha Energy Inc. S-1/A - - FORM S-1/A REGISTRATION STATEMENT FORM S-1/A Registration Statement As filed with the Securities and Exchange Commission on September , 2014 Registration No. |
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| September 30, 2014 |
APHE / Alpha Energy Inc. CORRESP - - SEC Correspondence September 23, 2014 Paul Monsour Staff Attorney Ethan Horowitz Branch Chief United States Securities and Exchange Commission Washington, D. |
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| July 25, 2014 |
ALPHA ENERGY, INC. A Colorado Corporation ARTICLE I STOCKHOLDERS EXHIBIT 3.2 By-Laws OF ALPHA ENERGY, INC. A Colorado Corporation ARTICLE I STOCKHOLDERS Section 1.01 Annual Meeting. The annual meeting of the stockholders of the corporation shall be held on such date and at such time as designated from time to time for the purpose of electing directors of the corporation and to transact all business as may properly come before the meeting. If the election of the |
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| July 25, 2014 |
APHE / Alpha Energy Inc. S-1 - Registration Statement - FORM S-1 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on June , 2014 Registration No. |
