الإحصائيات الأساسية
| LEI | 5493003RNRMEVYDZ1Q52 |
| CIK | 1539638 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Triumph Financial, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 29, 2025 |
Exhibit 99.1 Triumph Financial Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS – August 29, 2025 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (the “Company”) (NYSE: TFIN) today announced that the Company’s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Sto |
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| August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 29, 2025 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 20, 2025 TRIUMPH FINANCIAL, INC. (Exact name of Registrant as Specified in Its Charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| August 18, 2025 |
25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36722 Triumph Financial, Inc. The NASDAQ Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) |
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| August 15, 2025 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Triumph Financial, Inc. (Exact name of registrant as specified in its charter) Texas 20-477066 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No. |
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| August 15, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 15, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The New York Stock Exchange certifies its approval for listing and registration of the following securities of Triumph Financial, I |
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| August 15, 2025 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Triumph Financial, Inc. (Exact name of registrant as specified in its charter) Texas 20-477066 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No. |
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| August 15, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 15, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Texas certifies its approval for listing and registration of the Common Stock, par value $0.01 per share, of Triumph Finan |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 TRIUMPH FINANCIAL, INC. (Exact name of Registrant as Specified in Its Charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| August 8, 2025 |
Exhibit 99.1 Triumph Announces Transfer of Listing of Common and Preferred Stock to the New York Stock Exchange DALLAS – August 8, 2025 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (Nasdaq: TFIN) today announced that it will transfer the listing and trading of its common (TFIN) and preferred stock (TFINP) to the New York Stock Exchange (“NYSE”) from the Nasdaq Stock Market (“Nasdaq”). The company wi |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2025 TRIUMPH FINANCIAL, INC. (Exact name of Registrant as Specified in Its Charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20 |
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| July 30, 2025 |
SEPARATION AGREEMENT AND RELEASE Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (this “Agreement”) is made and entered into by and between the undersigned individual Melissa Forman-Barenblit (“you” and “your”) and TBK Bank, SSB (the “Bank”). The signatories to this Agreement may be referred to collectively as the “Parties”. WHEREAS, the Bank employed you as Executive Vice President; and WHEREA |
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| July 16, 2025 |
tfininvestordeck Investor Deck July 2025 WELCOME TO TRIUMPH NASDAQ: TFIN 2 Safe Harbor Statement Forward-Looking Statements This presentation contains forward-looking statements. |
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| July 16, 2025 |
Exhibit 10.2 2014 OMNIBUS INCENTIVE PLAN PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2025 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the |
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| July 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 16, 2025 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20 |
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| July 16, 2025 |
Form of Nonqualified Option Agreement under Triumph Financial, Inc. 2014 Omnibus Incentive Plan. Exhibit 10.4 2014 OMNIBUS INCENTIVE PLAN NONQUALIFIED STOCK OPTION AGREEMENT THIS OPTION AGREEMENT (this “Agreement”), dated as of May 1, 2025 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph |
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| July 16, 2025 |
Exhibit 10.1 2014 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2025 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to su |
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| July 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 TRIU |
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| July 16, 2025 |
Exhibit 10.3 2014 OMNIBUS INCENTIVE PLAN PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2025 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the |
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| July 16, 2025 |
Exhibit 99.1 July 16, 2025 Fellow Shareholders, For the second quarter, we recorded net income to common stockholders of $3.6 million, or $0.15 per diluted share. It was the textbook definition of a noisy quarter, but there were encouraging signals within the noise. Our results include certain non-core gains and recoveries detailed in the table below. A substantial portion of the gain and recovery |
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| May 30, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2025 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20- |
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| May 30, 2025 |
Exhibit 99.1 Triumph Financial Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS – May 30, 2025 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (the “Company”) (Nasdaq: TFIN) today announced that the Company’s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stoc |
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| May 8, 2025 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2025 TRIUMPH FINANCIAL, INC. (Exact name of Registrant as Specified in Its Charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20-0 |
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| May 8, 2025 |
Exhibit 99.1 Press Release Triumph Completes Acquisition of Greenscreens.ai With this acquisition, Triumph raises the bar and sets the new standard for transportation intelligence focused on returning control, choice and confidence to the owners of the data. DALLAS, TEXAS – May 8, 2025 – Triumph Financial, Inc. (Nasdaq: TFIN), a financial and technology company focused on payments, factoring, inte |
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| April 22, 2025 |
Fourth Amendment to Triumph Financial, Inc. 2014 Omnibus Incentive Plan Exhibit 10.1 FOURTH AMENDMENT TO THE TRIUMPH FINANCIAL, INC. 2014 OMNIBUS INCENTIVE PLAN THIS FOURTH AMENDMENT (the “Amendment”) to the Triumph Financial, Inc. Omnibus Incentive Plan (the “Plan”), is made effective as of March 10, 2025 (the “Amendment Effective Date”), by Triumph Financial, Inc. (the “Company”), subject to approval by the Company’s shareholders. W I T N E S S E T H: WHEREAS, Secti |
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| April 22, 2025 |
Exhibit 10.2 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (herein referred to as “Amendment”) is made and entered into on April 17, 2025, by and between TBK Bank, SSB (the “Bank”) and Melissa Forman-Barenblit (“Executive”, “you,” and “your”). WHEREAS, Executive is currently employed by the Bank on a full-time basis as Executive Vice President; and WHEREAS, Executive and |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 17, 2025 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 TRI |
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| April 16, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 16, 2025 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| April 16, 2025 |
Exhibit 99.1 April 16, 2025 Fellow Shareholders, For the first quarter, we recorded a net loss to common stockholders of $(0.8) million, or $(0.03) per diluted share. These results include certain non-core expenses totaling just under $3.0 million, partially offset by $0.8 million in non-core gains. Those items negatively impacted EPS by $0.07. Key Thoughts for the Quarter Here are a few things I |
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| March 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2025 TRIUMPH FINANCIAL, INC. (Exact name of Registrant as Specified in Its Charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| March 25, 2025 |
Exhibit 99.1 Press Release FOR IMMEDIATE RELEASE Triumph Financial Announces New Leadership Appointments DALLAS, TX – March 25, 2025 – Triumph Financial, Inc. (Nasdaq: TFIN) today announced a series of key leadership appointments designed to strengthen its organizational structure and position the company for long-term growth and innovation in the transportation and financial services industry. Ki |
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| March 10, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ |
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| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for |
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| March 10, 2025 |
Exhibit 99.1 Press Release Triumph Financial Nominates Melissa McSherry for Election to its Board of Directors DALLAS, March 10, 2025 – Triumph Financial, Inc. (Nasdaq: TFIN) today announced the nomination of Melissa McSherry to stand for election to its Board of Directors at its upcoming Annual Meeting of Shareholders. McSherry brings 30 years of experience in financial services, artificial intel |
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| March 10, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2025 TRIUMPH FINANCIAL, INC. (Exact name of Registrant as Specified in Its Charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for |
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| February 28, 2025 |
Exhibit 99.1 Triumph Financial Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS – February 28, 2025 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (the “Company”) (Nasdaq: TFIN) today announced that the Company’s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred |
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| February 28, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2025 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number |
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| February 26, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2025 TRIUMPH FINANCIAL, INC. (Exact name of Registrant as Specified in Its Charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number |
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| February 26, 2025 |
Exhibit 99.1 Triumph Financial to Acquire Greenscreens.ai Acquisition to Expand Triumph Financial’s Intelligence Segment, Enhancing Pricing for the Freight Industry DALLAS, Feb. 26, 2025 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (Nasdaq: TFIN), a financial and technology company specializing in payments, factoring, banking and intelligence solutions for the transportation industry, has agreed to |
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| February 11, 2025 |
Exhibit 4.1 Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 Triumph Financial, Inc. ("we" or the “Company”) has registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), (1) its common stock and (2) depositary shares representing shares of its 7.125% Series C fixed rate non-cumulati |
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| February 11, 2025 |
Exhibit 14.1 Code of Business Conduct and Ethics Policy Version Annual Update - Last updated January 23, 2025 12700 Park Central Dr., #1700, Dallas, TX 75251 | 214.365.6900 | tfin.com © Triumph Financial, Inc Table of Contents Table of Contents 2 I. Introduction 3 II. Compliance with Laws, Rules and Regulations 3 III. Competition, Good Faith and Fair Dealing 3 Conflicts of Interest 3 Financial Rep |
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| February 11, 2025 |
Exhibit 19.1 Insider Trading and Information Policy Version Annual Update – Last Updated October 22, 2024 © Triumph Financial, Inc 12700 Park Central Dr., #1700, Dallas, TX 75251 | 214.365.6900 | tfin.com Table of Contents Table of Contents 2 I. Overview 3 II. Persons Subject to this Policy 3 III. Core Trading and Disclosure Restrictions 3 IV. General Counsel 4 V. Definitions 5 Trading 5 “Material |
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| February 11, 2025 |
Subsidiaries of Triumph Financial, Inc. Exhibit 21.1 Subsidiaries of the Registrant The following is a list of the consolidated subsidiaries of Triumph Financial, Inc., the names under which such subsidiaries do business and the state in which each was organized, as of December 31, 2024. Name State of Organization TBK Bank, SSB Texas Triumph Financial Services LLC(1) Delaware (1) Subsidiary of TBK Bank, SSB The names of particular subsi |
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| February 11, 2025 |
Exhibit 97.1 Compensation Recovery Policy Version 1.9 – Last Updated October .22, 2024 12700 Park Central Dr., #1700, Dallas, TX 75251 | 214.365.6900 | tfin.com © Triumph Financial, Inc Table of Contents Table of Contents 2 1. Purpose 3 2. Definitions 3 3. Recovery of Erroneously Awarded Compensation 4 4. Disclosure 5 5. Administration 7 Revision and Approval History 10 pg. 2 1.Purpose This Policy |
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| February 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-36722 TRIUMPH FINANCI |
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| January 22, 2025 |
Exhibit 99.1 January 22, 2025 Fellow Shareholders, For the fourth quarter, we earned net income to common stockholders of $3.0 million, or $0.13 per diluted share. For the full year 2024, we earned net income to common stockholders of $12.9 million, or $0.54 per diluted share. Discussion of the Quarter Here are a few things I think investors should note for the fourth quarter: •As of today, we bel |
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| January 22, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 22, 2025 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| November 29, 2024 |
Exhibit 99.1 Triumph Financial Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS – November 29, 2024 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (the “Company”) (Nasdaq: TFIN) today announced that the Company’s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred |
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| November 29, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 29, 2024 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number |
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| November 19, 2024 |
© Triumph Financial, Inc Investor Deck NASDAQ: TFIN © Triumph Financial, Inc Forward-Looking Statements This presentation contains forward-looking statements. |
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| November 19, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2024 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number |
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| November 14, 2024 |
TFIN / Triumph Financial, Inc. / Luxor Capital Partners, Lp Passive Investment SC 13G/A 1 triumph13ga5-11142024.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 5)* Triumph Financial, Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 89679E300 (CU |
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| November 13, 2024 |
TFIN / Triumph Financial, Inc. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC Passive Investment SC 13G/A 1 fp0090889-28sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Triumph Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 89679E300 (CUSIP Number) September |
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| October 25, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2024 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| October 16, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2024 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| October 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 |
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| October 16, 2024 |
Exhibit 99.1 October 16, 2024 Fellow Shareholders, For the third quarter, we earned net income to common stockholders of $4.5 million, or $0.19 per diluted share. Discussion of the Quarter Here are the things I think investors should keep top of mind about the quarter: •The freight recession is closer to ending than when it began, but that does not necessarily mean it will end soon. We are 33 mont |
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| October 16, 2024 |
TFIN / Triumph Financial, Inc. / STATE STREET CORP Passive Investment SC 13G 1 TRIUMPHFINANCIALINC.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TRIUMPH FINANCIAL INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 89679E300 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursu |
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| October 4, 2024 |
CORRESP October 4, 2024 Mr. Victor Cecco Mr. John Nolan U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, DC 20549 Re: Triumph Financial, Inc. Form 10-K for Fiscal Year Ended December 31, 2023 File No. 001-36722 Dear Messrs. Cecco and Nolan, On behalf of Triumph Financial, Inc. (the “Company”), set forth below is the response of the C |
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| September 17, 2024 |
CORRESP September 17, 2024 Mr. Victor Cecco Mr. John Nolan U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, DC 20549 Re: Triumph Financial, Inc. (the “Company”) Form 10-K for Fiscal Year Ended December 31, 2023 File No. 001-36722 Dear Messrs. Cecco and Nolan, The Company is in receipt of your letter dated September 9, 2024, regarding the above-re |
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| August 30, 2024 |
Exhibit 99.1 Triumph Financial Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS – August 30, 2024 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (the “Company”) (Nasdaq: TFIN) today announced that the Company’s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred S |
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| August 30, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2024 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2024 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20 |
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| July 17, 2024 |
Exhibit 10.3 2014 OMNIBUS INCENTIVE PLAN PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2024 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the |
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| July 17, 2024 |
Exhibit 10.1 2014 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2024 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to su |
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| July 17, 2024 |
Exhibit 10.4 2014 OMNIBUS INCENTIVE PLAN NONQUALIFIED STOCK OPTION AGREEMENT THIS OPTION AGREEMENT (this “Agreement”), dated as of May 1, 2024 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph |
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| July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 TRIU |
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| July 17, 2024 |
Exhibit 10.2 2014 OMNIBUS INCENTIVE PLAN PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2024 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the |
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| July 17, 2024 |
*TriumphPay values above shown inclusive of the CHRW announcement Exhibit 99.1 July 17, 2024 Fellow Shareholders, For the second quarter, we earned net income to common stockholders of $1.9 million, or $0.08 per diluted share. Discussion of the Quarter If I had to describe this quarter with a phrase, I might quote Charles Dickens – “It was the best of times, it was the worst of times…” That statement overdoes it both to the positive and the negative, but it is d |
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| July 17, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 17, 2024 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20 |
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| July 9, 2024 |
AGREEMENT JOINT FILING OF SCHEDULE 13G AGREEMENT JOINT FILING OF SCHEDULE 13G Kayne Anderson Rudnick Investment Management, LLC (an investment adviser registered under the Investment Advisers Act of 1940), and Virtus Investment Advisers, Inc. |
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| July 9, 2024 |
TFIN / Triumph Financial, Inc. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. N/A)* Triumph Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 89679E300 (CUSIP Number) June 30, 2024 (Date of Event which Require |
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| June 28, 2024 |
© Triumph Financial, Inc Investor Deck NASDAQ: TFIN © Triumph Financial, Inc Forward-Looking Statements This presentation contains forward-looking statements. |
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| June 28, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 28, 2024 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20 |
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| May 31, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2024 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20- |
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| May 31, 2024 |
Exhibit 99.1 Triumph Financial Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS – May 31, 2024 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (the “Company”) (Nasdaq: TFIN) today announced the Company’s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock, re |
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| April 23, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2024 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| April 17, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 17, 2024 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 TRI |
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| April 17, 2024 |
Exhibit 99.1 April 17, 2024 Fellow Shareholders, For the first quarter, we earned net income to common stockholders of $3.4 million, or $0.14 per diluted share. Discussion of the Quarter Here are a few of the most important things I believe investors should note. These include both thoughts about the quarter and thoughts about the future. •Freight continues to be softer than most people predicted. |
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| March 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| February 29, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 29, 2024 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number |
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| February 29, 2024 |
Exhibit 99.1 Triumph Financial Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS – February 29, 2024 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (the “Company”) (Nasdaq: TFIN) today announced the Company’s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stoc |
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| February 14, 2024 |
TBK / Triumph Bancorp Inc / Luxor Capital Group, LP Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 4)* Triumph Financial, Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 89679E300 (CUSIP Number) February 14, 2024 (Date o |
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| February 13, 2024 |
TBK / Triumph Bancorp Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02114-triumphfinancialinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Triumph Financial Inc Title of Class of Securities: Common Stock CUSIP Number: 89679E300 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to de |
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| February 13, 2024 |
Exhibit 19.1 Insider Trading and Information Policy Version Annual Update – Last Updated October 24, 2023 © Triumph Financial, Inc 12700 Park Central Dr., #1700, Dallas, TX 75251 | 214.365.6900 | tfin.com Table of Contents Table of Contents 2 Revision and Approval History 4 I. Overview 5 II. Persons Subject to this Policy 5 III. Core Trading and Disclosure Restrictions 5 IV. General Counsel 6 V. D |
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| February 13, 2024 |
Subsidiaries of Triumph Financial, Inc. Exhibit 21.1 Subsidiaries of the Registrant The following is a list of the consolidated subsidiaries of Triumph Financial, Inc., the names under which such subsidiaries do business and the state in which each was organized, as of December 31, 2023. Name State of Organization TBK Bank, SSB Texas Triumph Financial Services LLC(1) Delaware (1) Subsidiary of TBK Bank, SSB The names of particular subsi |
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| February 13, 2024 |
Exhibit 97.1 Compensation Recovery Policy Version 1.8– Last Updated October 24, 2023 12700 Park Central Dr., #1700, Dallas, TX 75251 | 214.365.6900 | tfin.com © Triumph Financial, Inc Table of Contents Table of Contents 2 1. Purpose 3 2. Definitions 3 3. Recovery of Erroneously Awarded Compensation 4 4. Disclosure 5 5. Administration 7 Revision and Approval History 10 pg. 2 1.Purpose This Policy s |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-36722 TRIUMPH FINANCI |
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| February 13, 2024 |
Exhibit 14.1 Code of Business Conduct and Ethics Policy Last updated January 24, 2023 © Triumph Financial, Inc 12700 Park Central Dr., #1700, Dallas, TX 75251 | 214.365.6900 | tfin.com Table of Contents Table of Contents 2 I. Introduction 3 II. Compliance with Laws, Rules and Regulations 3 III. Competition, Good Faith and Fair Dealing 3 Conflicts of Interest 3 Financial Reporting and Record Keepin |
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| February 13, 2024 |
Exhibit 4.1 Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 Triumph Financial, Inc. ("we" or the “Company”) has registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), (1) its common stock and (2) depositary shares representing shares of its 7.125% Series C fixed rate non-cumulati |
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| January 23, 2024 |
Exhibit 99.1 January 23, 2024 Fellow Shareholders, For the fourth quarter, we earned net income to common stockholders of $8.8 million, or $0.37 per diluted share. Discussion of the Quarter Continuing with the practice I started a few quarters ago, here are a few things I believe investors should note. Consider this the TL;DR for investors who don’t want to read to the end of the letter. •TriumphP |
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| January 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2024 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| December 18, 2023 |
EX-FILING FEES Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Triumph Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity |
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| December 18, 2023 |
As filed with the Securities and Exchange Commission on December 15, 2023 S-8 As filed with the Securities and Exchange Commission on December 15, 2023 Registration No. |
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| November 30, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2023 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number |
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| November 30, 2023 |
Exhibit 99.1 Triumph Financial Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS – November 30, 2023 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (the “Company”) (Nasdaq: TFIN) today announced the Company’s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stoc |
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| October 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 |
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| October 19, 2023 |
*Annualized Revenue excludes $7.0 million net gain on minority investment mark-to-market Exhibit 99.1 October 19, 2023 Fellow Shareholders, For the third quarter, we earned net income to common stockholders of $12.0 million, or $0.51 per diluted share. Discussion of the Quarter To begin, there are four things that I want to highlight for our stakeholders: •TriumphPay's momentum and financial performance has exceeded our expectations. ◦TriumphPay’s revenue grew by 16.7% this quarter. E |
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| October 19, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2023 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| August 31, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2023 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| August 31, 2023 |
Exhibit 99.1 Triumph Financial Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS – August 31, 2023 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (the “Company”) (Nasdaq: TFIN) today announced the Company’s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock, |
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| July 20, 2023 |
Exhibit 10.1 2014 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2023 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to su |
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| July 20, 2023 |
Exhibit 10.4 2014 OMNIBUS INCENTIVE PLAN NONQUALIFIED STOCK OPTION AGREEMENT THIS OPTION AGREEMENT (this “Agreement”), dated as of May 1, 2023 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the meanings ascribed to such terms in the Triumph |
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| July 20, 2023 |
Exhibit 10.2 2014 OMNIBUS INCENTIVE PLAN PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2023 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the |
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| July 20, 2023 |
*Annualized Revenue excludes $7.0 million net gain on minority investment mark-to-market Exhibit 99.1 July 20, 2023 Fellow Shareholders, For the second quarter, we earned net income to common stockholders of $6.8 million, or $0.29 per diluted share. Discussion of the Quarter There are a few things I would like to highlight for the quarter: 1.The main drivers of our earnings decline were the ongoing freight recession and rising funding costs. The freight cycle always turns, but until i |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 TRIU |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2023 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20 |
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| July 20, 2023 |
Exhibit 10.3 2014 OMNIBUS INCENTIVE PLAN PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of May 1, 2023 (the “Grant Date”), is made by and between Triumph Financial, Inc., a Texas corporation (the “Company”), and [[FIRSTNAME]] [[LASTNAME]] (“Participant”). Capitalized terms used herein without definition have the |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2023 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20- |
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| May 31, 2023 |
Exhibit 99.1 Triumph Financial Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS – May 31, 2023 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (the “Company”) (Nasdaq: TFIN) today announced the Company’s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock, re |
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| May 4, 2023 |
Exhibit 99.1 TRIUMPH FINANCIAL ANNOUNCES COMPLETION OF ACCELERATED SHARE REPURCHASE TRANSACTION AND NEW $50 MILLION SHARE REPURCHASE AUTHORIZATION DALLAS – May 4, 2023 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (Nasdaq: TFIN) (“Triumph Financial” or the “Company”) announced today that it has completed its accelerated share repurchase transaction on April 28, 2023. On February 1, 2023, the Company |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2023 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20-0 |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2023 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2023 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| April 25, 2023 |
Exhibit 10.1 THIRD AMENDMENT TO THE TRIUMPH FINANCIAL, INC. 2014 OMNIBUS INCENTIVE PLAN THIS THRID AMENDMENT (the “Amendment”) to the Triumph Financial, Inc. Omnibus Incentive Plan (the “Plan”), is made effective as of March 15, 2023 (the “Amendment Effective Date”), by Triumph Financial, Inc. (the “Company”), subject to approval by the Company’s stockholders. W I T N E S S E T H: WHEREAS, Section |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 TRI |
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| April 25, 2023 |
*Annualized Revenue excludes $7.0 million net gain on minority investment mark-to-market Exhibit 99.1 April 25, 2023 Fellow Shareholders, For the first quarter, we earned net income to common stockholders of $10.2 million, or $0.43 per diluted share. I will begin with our usual metrics overview and then address the recent events in banking and our response to the same. I will finish with information on our assessment of the freight market, some changes to our segment reporting, and so |
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| March 15, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid |
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| March 15, 2023 |
Table of Contents UNITED STATE S SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2023 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number |
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| February 28, 2023 |
Exhibit 99.1 Triumph Financial Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS – February 28, 2023 (GLOBE NEWSWIRE) – Triumph Financial, Inc. (the “Company”) (Nasdaq: TFIN) today announced the Company’s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stoc |
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| February 15, 2023 |
Exhibit 10.25 CONFIDENTIAL SEVERANCE AGREEMENT AND GENERAL RELEASE This Confidential Severance Agreement and General Release (“Agreement”), is made and entered into by and between the undersigned individual Geoffrey Brenner (“you,” “your,” and “yourself”) and Triumph Financial Services LLC (f/k/a Advance Business Capital LLC) (the “Company”), (collectively, the “Parties”) as follows: WHEREAS, the |
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| February 15, 2023 |
Subsidiaries of Triumph Financial, Inc. Exhibit 21.1 Subsidiaries of the Registrant The following is a list of the consolidated subsidiaries of Triumph Financial, Inc., the names under which such subsidiaries do business and the state in which each was organized, as of December 31, 2022. Name State of Organization TBK Bank, SSB Texas Triumph Financial Services LLC(1) Delaware (1) Subsidiary of TBK Bank, SSB The names of particular subsi |
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| February 15, 2023 |
Exhibit 4.1 Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 Triumph Financial, Inc. ("we" or the “Company”) has registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), (1) its common stock and (2) depositary shares representing shares of its 7.125% Series C fixed rate non-cumulati |
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| February 15, 2023 |
Exhibit 14.1 Code of Business Conduct and Ethics Policy Last updated January 24, 2023 © Triumph Financial, Inc 12700 Park Central Dr., #1700, Dallas, TX 75251 | 214.365.6900 | tfin.com Table of Contents Table of Contents 2 I. Introduction 3 II. Compliance with Laws, Rules and Regulations 3 III. Competition, Good Faith and Fair Dealing 3 Conflicts of Interest 3 Financial Reporting and Record Keepin |
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| February 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-36722 TRIUMPH FINANCI |
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| February 14, 2023 |
TBK / Triumph Bancorp Inc / Luxor Capital Group, LP Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 3)* Triumph Financial, Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 89679E300 (CUSIP Number) December 31, 2022 (Date o |
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| February 9, 2023 |
TBK / Triumph Bancorp Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02082-triumphfinancialinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Triumph Financial Inc. Title of Class of Securities: Common Stock CUSIP Number: 89679E300 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to d |
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| February 6, 2023 |
TBK / Triumph Bancorp Inc / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Triumph Bancorp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 89679E300 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 2, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 1, 2023 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| January 25, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2023 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| January 25, 2023 |
*Excludes $7.0 million net gain on minority investment mark-to-market Exhibit 99.1 January 25, 2023 Fellow Shareholders, For the fourth quarter, we earned net income to common stockholders of $16.8 million, or $0.67 per diluted share. I will begin by addressing the quarter itself in this letter as you would expect. In addition to that, I will include a look back at what we have done over the last three years and a look forward at what we expect to do over the next t |
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| January 23, 2023 |
Exhibit 99.1 Press Release Davis Deadman Joins Triumph Financial, Inc. Board of Directors DALLAS – Jan. 23, 2023 – Triumph Financial, Inc. (Nasdaq: TFIN) today announced the election of Davis Deadman to its board of directors. Deadman has been a member of the Board of Directors of TBK Bank, SSB, a subsidiary of Triumph Financial, since 2014. He also served as TBK Bank’s chief lending officer from |
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| January 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2023 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| December 9, 2022 |
SC TO-I/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 3) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Triumph Financial, Inc. (Name of Subject Company (Issuer)) Triumph Financial, Inc. (Names of filing Persons (Offeror and Issuer)) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 8967 |
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| December 9, 2022 |
Press release announcing final results of the tender offer, dated December 9, 2022. Exhibit (a)(5)(iii) Exhibit (a)(5)(iii) Triumph Financial, Inc. Announces Final Results of Tender Offer DALLAS (December 9, 2022) — Triumph Financial, Inc. (f/k/a Triumph Bancorp, Inc.) (Nasdaq: TFIN) (“Triumph” or the “Company”) announced today the final results of its modified “Dutch auction” tender offer to purchase up to $100 million of its common stock for cash at a price per share not less t |
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| December 9, 2022 |
Exhibit 107 Calculation of Filing Fee Tables SC TO-I (Form Type) Triumph Financial, Inc. |
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| December 7, 2022 |
SC TO-I/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 2) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Triumph Financial, Inc. (Name of Subject Company (Issuer)) Triumph Financial, Inc. (Names of filing Persons (Offeror and Issuer)) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 8967 |
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| December 7, 2022 |
Press release announcing preliminary results of the tender offer, dated December 7, 2022. EX-(a)(5)(ii) Triumph Financial, Inc. Announces Preliminary Results of Tender Offer DALLAS (December 7, 2022) — Triumph Financial, Inc. (f/k/a Triumph Bancorp, Inc.) (Nasdaq: TFIN) (“Triumph” or the “Company”) announced today the preliminary results of its modified “Dutch auction” tender offer to purchase up to $100 million of its common stock for cash at a price per share not less than $51.00 and |
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| December 1, 2022 |
Exhibit 3.2 AMENDMENT NO. 2 TO THE SECOND AMENDED AND RESTATED BYLAWS OF TRIUMPH FINANCIAL, INC. Pursuant to Section 5.04 of the Second Amended and Restated Bylaws (the ?Bylaws?) of Triumph Bancorp, Inc., dated as of November 7, 2014, as amended by Amendment No. 1 dated May 10, 2018, (the ?Corporation?), the Bylaws are hereby amended as follows: Any such reference to ?Triumph Bancorp, Inc.? in the |
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| December 1, 2022 |
Exhibit 99.1 Triumph Bancorp Rebrands to Triumph Financial Triumph Business Capital, Triumph Insurance Group and Triumph Commercial Finance consolidate to form new brand? Triumph Dallas, TX, Dec. 1, 2022 ? Triumph Bancorp, Inc. today announced the completion of an extensive rebranding effort, including a change of the company name to Triumph Financial, Inc. (the ?Company? or ?Triumph Financial?). |
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| December 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 1, 2022 TRIUMPH FINANCIAL, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| December 1, 2022 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF FORMATION OF TRIUMPH BANCORP, INC. Triumph Bancorp, Inc., a corporation organized and existing under the laws of the State of Texas (the ?Corporation?), hereby certifies as follows: ARTICLE I ENTITY INFORMATION The name, type, and date of formation of the Corporation, and file number assigned and issued to the C |
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| November 30, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| November 30, 2022 |
Exhibit 99.1 Triumph Bancorp Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS ? November 30, 2022 (GLOBE NEWSWIRE) ? Triumph Bancorp, Inc. (the ?Company?) (Nasdaq: TBK) today announced the Company?s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock, re |
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| November 22, 2022 |
51 WEST 52ND STREET NEW YORK, N.Y. 10019-6150 TELEPHONE: (212) 403-1000 FACSIMILE: (212) 403-2000 CORRESP 1 filename1.htm MARTIN LIPTON HERBERT M. WACHTELL THEODORE N. MIRVIS EDWARD D. HERLIHY DANIEL A. NEFF ANDREW R. BROWNSTEIN STEVEN A. ROSENBLUM JOHN F. SAVARESE SCOTT K. CHARLES JODI J. SCHWARTZ ADAM O. EMMERICH RALPH M. LEVENE RICHARD G. MASON DAVID M. SILK ROBIN PANOVKA DAVID A. KATZ ILENE KNABLE GOTTS JEFFREY M. WINTNER TREVOR S. NORWITZ BEN M. GERMANA ANDREW J. NUSSBAUM RACHELLE SILVERB |
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| November 22, 2022 |
SC TO-I/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 1) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Triumph Bancorp, Inc. (Name of Subject Company (Issuer)) Triumph Bancorp, Inc. (Names of filing Persons (Offeror and Issuer)) Common Stock, Par Value $0.01 per share (Title of Class of Securities) 89679E30 |
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| November 7, 2022 |
As filed with the Securities and Exchange Commission on November 7, 2022 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 7, 2022 |
Form of Letter of Transmittal. Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL To Tender Shares of Common Stock Pursuant to the Offer to Purchase Dated November 7, 2022 by TRIUMPH BANCORP, INC. |
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| November 7, 2022 |
Exhibit (a)(1)(v) Offer by TRIUMPH BANCORP, INC. to Purchase for Cash Up to $100,000,000 of its Common Stock At a Purchase Price Not Less Than $51.00 Per Share and Not More Than $58.00 Per Share THE TENDER OFFER, THE PRORATION PERIOD AND WITHDRAWAL RIGHTS EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE END OF THE DAY ON DECEMBER 6, 2022, UNLESS THE TENDER OFFER IS EXTENDED OR TERMINATED. Nove |
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| November 7, 2022 |
Letter to Employee Stock Purchase Plan Participants, dated November 7, 2022. Exhibit (a)(1)(vi) Offer by TRIUMPH BANCORP, INC. to Purchase for Cash Up to $100,000,000 of its Common Stock At a Purchase Price Not Less Than $51.00 Per Share and Not More Than $58.00 Per Share THE TENDER OFFER, THE PRORATION PERIOD AND WITHDRAWAL RIGHTS EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE END OF THE DAY ON DECEMBER 6, 2022, UNLESS THE TENDER OFFER IS EXTENDED OR TERMINATED. IN |
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| November 7, 2022 |
Exhibit 99.1 Triumph Bancorp, Inc. Commences a Modified ?Dutch Auction? Tender Offer to Repurchase up to $100 Million of its Common Stock DALLAS (November 7, 2022) ? Triumph Bancorp, Inc. (Nasdaq: TBK) (?Triumph? or the ?Company?) announced today that it has commenced a modified ?Dutch auction? tender offer (the ?Tender Offer?) to purchase for cash up to $100 million of its common stock (the ?Comm |
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| November 7, 2022 |
Offer to Purchase, dated November 7, 2022. Table of Contents Exhibit (a)(1)(i) TRIUMPH BANCORP, INC. Offer to Purchase for Cash Up to $100,000,000 of its Common Stock At a Purchase Price Not Less Than $51.00 Per Share and Not More Than $58.00 Per Share CUSIP: 89679E300 THE TENDER OFFER, THE PRORATION PERIOD AND WITHDRAWAL RIGHTS EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE END OF THE DAY ON DECEMBER 6, 2022, UNLESS THE TENDER OFFER |
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| November 7, 2022 |
Notice of Guaranteed Delivery. Exhibit (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY (Not to Be Used For Signature Guarantee) To Tender Shares of Common Stock Pursuant to the Offer to Purchase Dated November 7, 2022 by TRIUMPH BANCORP, INC. |
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| November 7, 2022 |
Exhibit 107 Calculation of Filing Fee Tables SC TO-I (Form Type) Triumph Bancorp, Inc. |
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| November 7, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas 001-36722 20-0477066 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| November 7, 2022 |
Exhibit (a)(1)(iv) Offer by TRIUMPH BANCORP, INC. to Purchase for Cash Up to $100,000,000 of its Common Stock At a Purchase Price Not Less Than $51.00 Per Share and Not More Than $58.00 Per Share THE TENDER OFFER, THE PRORATION PERIOD AND WITHDRAWAL RIGHTS EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, AT THE END OF THE DAY ON DECEMBER 6, 2022, UNLESS THE TENDER OFFER IS EXTENDED OR TERMINATED. Nov |
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| November 7, 2022 |
Summary Advertisement, dated November 7, 2022. Exhibit (a)(1)(vii) This announcement is neither an offer to purchase nor a solicitation of an offer to sell shares of Triumph Bancorp, Inc. |
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| October 19, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| October 19, 2022 |
*Excludes $7.0 million net gain on minority investment mark-to-market Exhibit 99.1 October 19, 2022 Fellow Shareholders, For the third quarter, we earned net income to common stockholders of $15.4 million or $0.62 per diluted share. Our financial results this quarter reflect a few things. First, the freight market began slowing. We will go into this further below. Second, we sold non-transportation factoring and equipment lending assets in Q2, resulting in a decline |
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| October 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 |
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| August 31, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20 |
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| August 31, 2022 |
Exhibit 99.1 Triumph Bancorp Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS ? August 31, 2022 (GLOBE NEWSWIRE) ? Triumph Bancorp, Inc. (the ?Company?) (Nasdaq: TBK) today announced the Company?s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock, repr |
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| July 20, 2022 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the ?Agreement?) is made and entered into on July 1, 2022 (the ?Effective Date?), by and between TRIUMPH BANCORP, INC., (the ?Company?), and Edward J. Schreyer (?Executive?). For purposes of this Agreement, the Company and Executive are each, individually, a ?Party? and collectively, the ?Parties.? RECITALS WHEREAS, Executive has been ap |
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| July 20, 2022 |
Exhibit 10.3 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the ?Agreement?) is made and entered into on July 1, 2022 (the ?Effective Date?), by and between TBK BANK, SSB (the ?Bank?), and Melissa Forman-Barenblit (?Executive?). RECITALS WHEREAS, the Bank is the wholly-owned subsidiary of Triumph Bancorp, Inc. (the ?Company?); and WHEREAS, Executive has agreed to serve as the Executive Vice Presi |
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| July 20, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20-0 |
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| July 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 TRIU |
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| July 20, 2022 |
Exhibit 99.1 July 20, 2022 Fellow Shareholders, Going forward, we will begin each quarterly earnings release with this shareholder letter format. I will share key takeaways from the quarter, highlight a consistent set of key performance indicators ("KPIs") for each operating segment, and explain any noteworthy events that impacted our results. We will continue to hold a video/audio conference call |
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| July 20, 2022 |
Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the ?Agreement?) is made and entered into on July 1, 2022 (the ?Effective Date?), by and between ADVANCE BUSINESS CAPITAL LLC a Delaware limited liability company (the ?Company?), and Geoffrey P. Brenner (?Executive?). RECITALS WHEREAS, the Company is the wholly-owned subsidiary of TBK Bank, SSB, a Texas state savings bank (?TBK BANK?), |
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| May 31, 2022 |
Exhibit 99.1 Triumph Bancorp Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS ? May 31, 2022 (GLOBE NEWSWIRE) ? Triumph Bancorp, Inc. (the ?Company?) (Nasdaq: TBK) today announced the Company?s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock, represe |
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| May 31, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20-04 |
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| May 23, 2022 |
Exhibit 99.1 TRIUMPH BANCORP ANNOUNCES COMPLETION OF $50 MILLION STOCK REPURCHASE PROGRAM AND THE AUTHORIZATION OF AN ADDITIONAL $75 MILLION REPURCHASE PROGRAM DALLAS ? May 23, 2022 (GLOBE NEWSWIRE) ? Triumph Bancorp, Inc. (Nasdaq: TBK) (?Triumph? or the ?Company?) announced that it had completed its $50 million stock repurchase program authorized on February 7, 2022, repurchasing a total of 709,7 |
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| May 23, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20-04 |
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| April 26, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20- |
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| April 26, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20- |
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| April 26, 2022 |
shareholderpresentation2 © Triumph Bancorp, Inc. 2022 ANNUAL MEETING OF STOCKHOLDERS April 26, 2022 Exhibit 99.1 © Triumph Bancorp, Inc. A CLEAR PATH FORWARD with Aaron Graft, Vice Chairman and CEO of Triumph Bancorp, Inc. © Triumph Bancorp, Inc. FORWARD LOOKING STATEMENTS This presentation contains forward-looking statements. Any statements about our expectations, beliefs, plans, predictions, for |
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| April 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 TRI |
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| April 20, 2022 |
April 20, 2022 Q1 2022 Earnings Release Exhibit 99.2 PAGE 2 DISCLAIMER FORWARD-LOOKING STATEMENTS This presentation contains forward-looking statements. Any statements about our expectations, beliefs, plans, predictions, forecasts, objectives, assumptions or future events or performance are not historical facts and may be forward-looking. You can identify forward-looking statements by the use of f |
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| April 20, 2022 |
EX-99.1 2 tbk-20220331x8kexx991.htm EX-99.1 Exhibit 99.1 Triumph Bancorp Reports First Quarter Net Income to Common Stockholders of $23.5 million DALLAS – April 20, 2022 (GLOBE NEWSWIRE) – Triumph Bancorp, Inc. (Nasdaq: TBK) (“Triumph” or the “Company”) today announced earnings and operating results for the first quarter of 2022. As part of how we measure our results, we use certain non-GAAP finan |
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| April 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 20, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20- |
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| April 19, 2022 |
Exhibit 99.1 Triumph Bancorp Announces Strategic Executive Management Reorganization DALLAS ? April 19, 2022 ? Triumph Bancorp, Inc. (Nasdaq: TBK) today announced a strategic executive management reorganization to optimize its organizational structure and align more closely with its future growth priorities. Under the reorganization: ?Ed Schreyer has been named chief operating officer of Triumph B |
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| April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 19, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20- |
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| March 15, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confid |
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| March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| March 7, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20-0 |
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| March 7, 2022 |
March 7, 2022 Raymond James 43rd Institutional Investor Conference Exhibit 99.1 PAGE 2 DISCLAIMER FORWARD-LOOKING STATEMENTS This presentation contains forward-looking statements. Any statements about our expectations, beliefs, plans, predictions, forecasts, objectives, assumptions or future events or performance are not historical facts and may be forward-looking. You can identify forward-looking |
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| March 4, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confid |
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| February 28, 2022 |
Exhibit 99.1 Triumph Bancorp Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS ? February 28, 2022 (GLOBE NEWSWIRE) ? Triumph Bancorp, Inc. (the ?Company?) (Nasdaq: TBK) today announced the Company?s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock, re |
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| February 28, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| February 14, 2022 |
Exhibit 4.1 Description of the Registrant?s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 Triumph Bancorp, Inc. ("we" or the ?Company?) has registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), (1) its common stock and (2) depositary shares representing shares of its 7.125% Series C fixed rate non-cumulative |
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| February 14, 2022 |
Subsidiaries of Triumph Bancorp, Inc. Exhibit 21.1 Subsidiaries of the Registrant The following is a list of the consolidated subsidiaries of Triumph Bancorp, Inc., the names under which such subsidiaries do business and the state in which each was organized, as of December 31, 2021. Name State of Organization TBK Bank, SSB Texas Advance Business Capital LLC (d/b/a Triumph Business Capital, LLC)(1) Delaware (1) Subsidiary of TBK Bank, |
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| February 14, 2022 |
Exhibit 14.1 Code of Business Conduct and ethics policy Last updated: January 26, 2022 TABLE OF CONTENTS Table of Contents 1 Introduction 2 Compliance with Laws, Rules and Regulations 2 Competition, Good Faith and Fair Dealing 2 Conflicts of Interest 2 Financial Reporting and Record Keeping 3 Confidentiality 3 Insider Trading 3 Gifts and Entertainment 3 Business Expenses 4 Usage of Company Resourc |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-36722 TRIUMPH BANCORP |
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| February 14, 2022 |
TBK / Triumph Bancorp Inc / Luxor Capital Group, LP Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 2)* Triumph Bancorp, Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 89679E300 (CUSIP Number) December 31, 2021 (Date of |
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| February 10, 2022 |
TBK / Triumph Bancorp Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02071-triumphbancorpinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Triumph Bancorp Inc. Title of Class of Securities: Common Stock CUSIP Number: 89679E300 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to desig |
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| February 7, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| February 7, 2022 |
EX-99.1 2 exhibit99120220207.htm EX-99.1 Exhibit 99.1 TRIUMPH BANCORP ANNOUNCES $50 MILLION STOCK REPURCHASE PROGRAM DALLAS – February 7, 2022 (GLOBE NEWSWIRE) – Triumph Bancorp, Inc. (Nasdaq: TBK) (“Triumph” or the “Company”) announced today that its board of directors has authorized the Company to repurchase up to $50 million of its outstanding common stock. The Company may repurchase shares fro |
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| February 4, 2022 |
TBK / Triumph Bancorp Inc / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Triumph Bancorp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 89679E300 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| January 25, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| January 25, 2022 |
Exhibit 99.1 Triumph Bancorp Announces Extension of Exchange Offer DALLAS ? January 25, 2022 (GLOBE NEWSWIRE) ? Triumph Bancorp, Inc. (Nasdaq: TBK) (?Triumph Bancorp,? ?Triumph? or the ?Company?) announced today that it extended its offer to holders of $70.0 million in aggregate principal amount of its 3.50% fixed to floating rate subordinated notes due 2031 (the ?Old Notes?), issued August 26, 20 |
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| January 20, 2022 |
Exhibit 99.1 Triumph Bancorp Reports Fourth Quarter Net Income to Common Stockholders of $25.8 million DALLAS ? January 20, 2022 (GLOBE NEWSWIRE) ? Triumph Bancorp, Inc. (Nasdaq: TBK) (?Triumph? or the ?Company?) today announced earnings and operating results for the fourth quarter of 2021. As part of how we measure our results, we use certain non-GAAP financial measures to ascertain performance. |
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| January 20, 2022 |
January 20, 2022 Q4 2021 Earnings Release Exhibit 99.2 PAGE 2 DISCLAIMER FORWARD-LOOKING STATEMENTS This presentation contains forward-looking statements. Any statements about our expectations, beliefs, plans, predictions, forecasts, objectives, assumptions or future events or performance are not historical facts and may be forward-looking. You can identify forward-looking statements by the use of |
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| January 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2022 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| December 17, 2021 |
Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-261238 PROSPECTUS $70,000,000 aggregate principal amount of 3.500% Fixed-to-Floating Rate Subordinated Notes due 2031 that have been registered under the Securities Act of 1933 for any and all outstanding unregistered 3.500% Fixed-to-Floating Rate Subordinated Notes due 2031 The exchange offer will expire at 5:00 p.m., New Yor |
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| December 17, 2021 |
As filed with the Securities and Exchange Commission on December 17, 2021 As filed with the Securities and Exchange Commission on December 17, 2021 Registration No. |
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| December 15, 2021 |
As filed with the Securities and Exchange Commission on December 15, 2021 Table of Contents As filed with the Securities and Exchange Commission on December 15, 2021 Registration No. |
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| December 15, 2021 |
TRIUMPH BANCORP, INC. 12700 Park Central Drive, Suite 1700 Dallas, Texas 75251 December 15, 2021 TRIUMPH BANCORP, INC. 12700 Park Central Drive, Suite 1700 Dallas, Texas 75251 December 15, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Eric Envall Re: Triumph Bancorp, Inc. Amendment No. 1 to Registration Statement on Form S-4 Filed on December 15, 2021 File No. 333-261238 Ladies and Gentlemen: Pursuant to |
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| December 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 13, 2021 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| December 13, 2021 |
Exhibit 99.1 HARRISON BARNES JOINS TRIUMPH BANCORP, INC. BOARD OF DIRECTORS DALLAS ? Dec. 13, 2021 ? Triumph Bancorp, Inc. (NASDAQ: TBK) today announced the election of Harrison Barnes to its board of directors. A professional athlete since 2012, Barnes is currently a professional basketball player for the Sacramento Kings of the National Basketball Association. He currently serves on the board of |
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| November 30, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2021 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| November 30, 2021 |
Exhibit 99.1 Triumph Bancorp Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS ? November 30, 2021 (GLOBE NEWSWIRE) ? Triumph Bancorp, Inc. (the ?Company?) (Nasdaq: TBK) today announced the Company?s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock, re |
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| November 19, 2021 |
Power of Attorney (included on the signature page to this Registration Statement on Form S-4). S-4 1 d449107ds4.htm S-4 Table of Contents As filed with the Securities and Exchange Commission on November 19, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas 6712 20-0477066 (State or other jurisdict |
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| November 19, 2021 |
Exhibit 99.1 TRIUMPH BANCORP, INC. LETTER OF TRANSMITTAL To Tender for Exchange 3.500% Fixed-to-Floating Rate Subordinated Notes due 2031 CUSIP # 89679E AC6 and CUSIP # 89679E AD4 (the ?Old Notes?) for 3.500% Fixed-to-Floating Rate Subordinated Notes due 2031 that have been registered under the Securities Act of 1933 (the ?Securities Act?) CUSIP # [?] and CUSIP # [?] (the ?New Notes?) PURSUANT TO |
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| November 19, 2021 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ? CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) N |
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| October 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2021 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 2 |
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| October 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 |
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| October 20, 2021 |
Exhibit 99.1 Triumph Bancorp Reports Third Quarter Net Income to Common Stockholders of $23.6 million DALLAS ? October 20, 2021 (GLOBE NEWSWIRE) ? Triumph Bancorp, Inc. (Nasdaq: TBK) (?Triumph? or the ?Company?) today announced earnings and operating results for the third quarter of 2021. As part of how we measure our results, we use certain non-GAAP financial measures to ascertain performance. Th |
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| October 20, 2021 |
October 20, 2021 Q3 2021 Earnings Release Exhibit 99.2 PAGE 2 DISCLAIMER FORWARD-LOOKING STATEMENTS This presentation contains forward-looking statements. Any statements about our expectations, beliefs, plans, predictions, forecasts, objectives, assumptions or future events or performance are not historical facts and may be forward-looking. You can identify forward-looking statements by the use of |
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| September 1, 2021 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the ?Agreement?) is made and entered into on September 1, 2021 (the ?Effective Date?), by and between TRIUMPH BANCORP, INC., (the ?Company?), and W. Bradley Voss (?Executive?). RECITALS WHEREAS, Executive has been appointed, and has agreed to serve, as the Executive Vice President and Chief Financial Officer of the Company and as Executi |
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| September 1, 2021 |
Exhibit 10.2 CONSULTING AGREEMENT This CONSULTING AGREEMENT (this ?Agreement?) dated as of September 1, 2021 to be effective as of the Effective Date, by and between TRIUMPH BANCORP, INC., a Texas corporation (the ?Company?), and R. BRYCE FOWLER (?Consultant?). WHEREAS, Consultant currently serves as the Executive Vice President and Chief Financial Officer of the Company; and WHEREAS, Consultant h |
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| September 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2021 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) |
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| August 30, 2021 |
Exhibit 99.1 Triumph Bancorp Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS ? August 30, 2021 (GLOBE NEWSWIRE) ? Triumph Bancorp, Inc. (the ?Company?) (Nasdaq: TBK) today announced the Company?s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock, repr |
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| August 30, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2021 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20 |
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| August 26, 2021 |
EX-99.1 5 exhibit991pressreleasesub.htm EX-99.1 Exhibit 99.1 Triumph Bancorp Announces Closing of $70 million of Fixed-to-Floating Rate Subordinated Notes DALLAS – August 26, 2021 (GLOBE NEWSWIRE) – Triumph Bancorp, Inc. (NASDAQ: TBK) (“Triumph” or the “Company”) announced today the completion of a private placement of $70 million in aggregate principal amount of its Fixed-to-Floating Rate Subordi |
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| August 26, 2021 |
August 2021 Subordinated Debt Investor Presentation Exhibit 99.2 PAGE 2 DISCLAIMER FORWARD-LOOKING STATEMENTS This presentation contains, and future oral and written statements of Triumph Bancorp, Inc. ("TBK," "we," "ou r" or "us") may contain, forward-looking statements. Any statements about our expectations, beliefs, plans, predictions, forecasts, objectives, assumptions or future events or perf |
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| August 26, 2021 |
EX-10.2 4 exhibit102formofregistrat.htm EX-10.2 Exhibit 10.2 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is dated as of August 26, 2021 and is made by and among Triumph Bancorp, Inc., a Texas corporation (the “Company”), and the several purchasers of the Subordinated Notes (as defined below) identified on the signature pages to the Purchase |
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| August 26, 2021 |
Exhibit 10.1 EXECUTION VERSION SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this ?Agreement?) is dated as of August 26, 2021, and is made by and among Triumph Bancorp, Inc., a Texas corporation (the ?Company?), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a ?Purchaser? and collectively, th |
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| August 26, 2021 |
Exhibit 4.2 EXECUTION VERSION TRIUMPH BANCORP, INC. THIRD SUPPLEMENTAL INDENTURE dated as of August 26, 2021 to the Indenture dated as of September 30, 2016 3.500% Fixed-to-Floating Rate Subordinated Notes due 2031 Wells Fargo Bank, National Association, as Trustee THIRD SUPPLEMENTAL INDENTURE THIS THIRD SUPPLEMENTAL INDENTURE (?Third Supplemental Indenture?), dated as of August 26, 2021 is betwee |
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| August 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 26, 2021 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20 |
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| July 21, 2021 |
Exhibit 99.1 Triumph Bancorp Reports Second Quarter Net Income to Common Stockholders of $27.2 million DALLAS ? July 21, 2021 (GLOBE NEWSWIRE) ? Triumph Bancorp, Inc. (Nasdaq: TBK) (?Triumph? or the ?Company?) today announced earnings and operating results for the second quarter of 2021. As part of how we measure our results, we use certain non-GAAP financial measures to ascertain performance. The |
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| July 21, 2021 |
July 21, 2021 Q2 2021 Earnings Release Exhibit 99.2 PAGE 2 DISCLAIMER FORWARD-LOOKING STATEMENTS This presentation contains forward-looking statements. Any statements about our expectations, beliefs, plans, predictions, forecasts, objectives, assumptions or future events or performance are not historical facts and may be forward-looking. You can identify forward-looking statements by the use of fo |
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| July 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2021 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20-0 |
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| July 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 TRIU |
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| July 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 15, 2021 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20-0 |
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| July 15, 2021 |
12700 Park Central Dr., Suite 1700, Dallas, Texas 75251 | 214.365.6900 | triumphbancorp.com Exhibit 99.1 TRIUMPH BANCORP ANNOUNCES CHIEF FINANCIAL OFFICER RETIREMENT DALLAS ? July 15, 2021 ? Triumph Bancorp, Inc. (Nasdaq: TBK) today announced that after a more than 40-year career in finance, R. Bryce Fowler would retire from his position as executive vice president and chief financial officer of the Company effective Sept. 1, 2021. ?On behalf of the Board of Directors and the Triumph tea |
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| June 1, 2021 |
Exhibit 99.1 TRIUMPHPAY ANNOUNCES CLOSING OF PREVIOUSLY ANNOUNCED HUBTRAN ACQUISITION DALLAS ? June 1, 2021 ? TriumphPay, a division of TBK Bank, SSB, announced today that it has closed the previously announced acquisition of HubTran, a cloud-based provider of automation software for the transportation industry's back-office. "Today is a momentous day for our company and our team members," said Tr |
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| June 1, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2021 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20-04 |
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| May 28, 2021 |
Exhibit 99.1 Triumph Bancorp Announces Dividend for 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock DALLAS ? May 28, 2021 (GLOBE NEWSWIRE) ? Triumph Bancorp, Inc. (the ?Company?) (Nasdaq: TBK) today announced the Company?s Board of Directors declared a quarterly cash dividend of $17.81 per share on its 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock, represe |
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| May 28, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2021 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20-04 |
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| April 27, 2021 |
Exhibit 10.1 SECOND AMENDMENT TO THE TRIUMPH BANCORP, INC. 2014 OMNIBUS INCENTIVE PLAN THIS SECOND AMENDMENT (the ?Amendment?) to the Triumph Bancorp, Inc. Omnibus Incentive Plan (the ?Plan?), is made effective as of March 16, 2021 (the ?Amendment Effective Date?), by Triumph Bancorp, Inc. (the ?Company?), subject to approval by the Company?s stockholders. W I T N E S S E T H: WHEREAS, Section 11( |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 27, 2021 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20- |
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| April 21, 2021 |
April 21, 2021 Q1 2021 Earnings Release Exhibit 99.2 PAGE 2 DISCLAIMER FORWARD-LOOKING STATEMENTS This presentation contains forward-looking statements. Any statements about our expectations, beliefs, plans, predictions, forecasts, objectives, assumptions or future events or performance are not historical facts and may be forward-looking. You can identify forward-looking statements by the use of f |
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| April 21, 2021 |
Exhibit 99.1 Triumph Bancorp Reports First Quarter Net Income to Common Stockholders of $33.1 million DALLAS ? April 21, 2021 (GLOBE NEWSWIRE) ? Triumph Bancorp, Inc. (Nasdaq: TBK) (?Triumph? or the ?Company?) today announced earnings and operating results for the first quarter of 2021. As part of how we measure our results, we use certain non-GAAP financial measures to ascertain performance. Thes |
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| April 21, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36722 TRI |
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| April 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 21, 2021 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20- |
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| April 1, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2021 TRIUMPH BANCORP, INC. (Exact name of registrant as specified in its charter) Texas (State or Other Jurisdiction of Incorporation) 001-36722 (Commission File Number) 20-0 |
