TAST / Carrols Restaurant Group, Inc. - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

مجموعة مطاعم كارولز، وشركة
US ˙ NasdaqGS ˙ US14574X1046
هذا الرمز لم يعد نشطا

الإحصائيات الأساسية
LEI 529900HZEMNWQSAKFJ98
CIK 809248
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Carrols Restaurant Group, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
May 29, 2024 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC. (Exact name of registrant as specif

May 17, 2024 SC 13D/A

TAST / Carrols Restaurant Group, Inc. / Cambridge Franchise Partners, Llc - SC 13D/A Activist Investment

SC 13D/A 1 ef20029330sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-l(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)* CARROLS RESTAURANT GROUP, INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Clas

May 17, 2024 S-8 POS

As filed with the Securities and Exchange Commission on May 16, 2024

As filed with the Securities and Exchange Commission on May 16, 2024 Registration No.

May 17, 2024 POS AM

As filed with the Securities and Exchange Commission on May 16, 2024

As filed with the Securities and Exchange Commission on May 16, 2024 Registration No.

May 17, 2024 S-8 POS

As filed with the Securities and Exchange Commission on May 16, 2024

As filed with the Securities and Exchange Commission on May 16, 2024 Registration No.

May 17, 2024 S-8 POS

As filed with the Securities and Exchange Commission on May 16, 2024

As filed with the Securities and Exchange Commission on May 16, 2024 Registration No.

May 17, 2024 SC 13E3/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 AMENDMENT NO. 3 CARROLS RESTAURANT GROUP, INC. (Name of the Issuer) Carrols Restaurant Group,

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 AMENDMENT NO. 3 CARROLS RESTAURANT GROUP, INC. (Name of the Issuer) Carrols Restaurant Group, Inc. Restaurant Brands International Inc. BK Cheshire Corp. (Names of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Clas

May 17, 2024 SC 13D/A

TAST / Carrols Restaurant Group, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment

SC 13D/A 1 tast01.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Carrols Restaurant Group, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 14574X104 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name,

May 17, 2024 S-8 POS

As filed with the Securities and Exchange Commission on May 16, 2024

As filed with the Securities and Exchange Commission on May 16, 2024 Registration No.

May 17, 2024 POS AM

As filed with the Securities and Exchange Commission on May 16, 2024

As filed with the Securities and Exchange Commission on May 16, 2024 Registration No.

May 17, 2024 S-8 POS

As filed with the Securities and Exchange Commission on May 16, 2024

As filed with the Securities and Exchange Commission on May 16, 2024 Registration No.

May 17, 2024 S-8 POS

As filed with the Securities and Exchange Commission on May 16, 2024

As filed with the Securities and Exchange Commission on May 16, 2024 Registration No.

May 16, 2024 SC 13D/A

TAST / Carrols Restaurant Group, Inc. / Restaurant Brands International Limited Partnership - AMENDMENT NO. 5 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 5)* CARROLS RESTAURANT GROUP, INC. (Name of Issuer) Common Stock, Par Value $0.01 (Title of Class of Securities) 14574X104 (CUSIP Number) Jill Granat Gener

May 16, 2024 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 CARROLS RESTAURANT GROUP, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-33174 83-3804854 (State or Other Jurisdiction (Commission File Number)

May 16, 2024 EX-99.1

RESTAURANT BRANDS INTERNATIONAL

Exhibit 99.1 RESTAURANT BRANDS INTERNATIONAL Press Release Burger King® Company Completes Acquisition of Carrols Restaurant Group Company Release - 5/16/2024 9:20 AM ET TORONTO, May 16, 2024 /CNW/ - Restaurant Brands International Inc. ("RBI") (TSX: QSR) (NYSE: QSR) (TSX: QSP) announced today that it has completed its previously announced acquisition of all issued and outstanding shares of Carrols

May 15, 2024 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 15, 2024 Carrols Restaurant Group, Inc.

May 9, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

May 9, 2024 EX-10

Form of the First Amendment to Employment Agreement dated as of April 22, 2024 among Carrols Restaurant Group, Inc., Carrols Corporation and Deborah M. Derby#+

Exhibit 10.1 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “First Amendment”) is made as of April 22, 2024 by and among CARROLS RESTAURANT GROUP INC., a Delaware corporation (the “Company”), and CARROLS CORPORATION, a Delaware corporation and an indirect, wholly-owned subsidiary of the Company (the “Employer”), and DEBORAH M. DERBY (“Executive”). WHEREA

May 6, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 6, 2024 Carrols Restaurant Grou

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 6, 2024 Carrols Restaurant Group, Inc.

April 19, 2024 SC 13D

TAST / Carrols Restaurant Group, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Carrols Restaurant Group, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 14574X104 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person A

April 12, 2024 SC 13E3/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 AMENDMENT NO. 2 CARROLS RESTAURANT GROUP, INC. (Name of the Issuer) Carrols Restaurant Group,

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 AMENDMENT NO. 2 CARROLS RESTAURANT GROUP, INC. (Name of the Issuer) Carrols Restaurant Group, Inc. Restaurant Brands International Inc. BK Cheshire Corp. (Names of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Clas

April 12, 2024 DEFM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

April 9, 2024 SC 13E3/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 AMENDMENT NO. 1 CARROLS RESTAURANT GROUP, INC. (Name of the Issuer) Carrols Restaurant Group,

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 AMENDMENT NO. 1 CARROLS RESTAURANT GROUP, INC. (Name of the Issuer) Carrols Restaurant Group, Inc. Restaurant Brands International Inc. BK Cheshire Corp. (Names of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Clas

April 9, 2024 PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi

March 15, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 14, 2024 Carrols Restaurant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 14, 2024 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or orga

March 8, 2024 EX-19

Management Insider Trading Policy #

Exhibit 19.1 CARROLS RESTAURANT GROUP, INC. Syracuse, New York PERSONNEL POLICY AND PROCEDURE Subject: MANAGEMENT INSIDER TRADING POLICY Instruction No: 330 Effective Date: 12/14/06 Revised: 06/01/07 Revised: 04/08/13 Revised: 03/31/21 Revised: 10/21/21 Revised: 12/01/23 Affects: Covered Individuals Approved by: Jared L. Landaw Title: Vice President, General Counsel, and Chief Ethics and Complianc

March 8, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33174 CARROLS RESTAURANT GROU

March 8, 2024 EX-97

Clawback Policy #

Exhibit 97.1 CARROLS RESTAURANT GROUP, INC. Syracuse, New York PERSONNEL POLICY AND PROCEDURE Subject: INCENTIVE COMPENSATION RECOVERY (CLAWBACK) POLICY Instruction No: 344 Date: 12/1/2023 Affects: Executive officers of the Company Approved by: Board of Directors I.OVERVIEW The Board of Directors (the “Board”) of Carrols Restaurant Group, Inc. (together with its subsidiaries, the “Company”) believ

March 8, 2024 EX-19

Policy on Insider Trading #

Exhibit 19.2 CARROLS RESTAURANT GROUP, INC. Syracuse, New York PERSONNEL POLICY AND PROCEDURE Subject: POLICY ON INSIDER TRADING Instruction No: 329 Date: 12/14/06 Affects: All Employees of Carrols Restaurant Group, Inc., including all Subsidiaries Approved by: Jared L. Landaw 5/25/21 Title: Vice President, General Counsel, and Chief Ethics and Compliance Officer Introduction During the course of

March 8, 2024 EX-21

List of Subsidiaries #

Exhibit 21.1 CARROLS RESTAURANT GROUP, INC. Subsidiaries of the Registrant Name State of Incorporation or Organization Carrols Corporation Delaware Carrols LLC Delaware Carrols Holdco Inc. Delaware Republic Foods, Inc. Maryland New CFH, LLC Delaware Cambridge Franchise Real Estate, LLC Delaware Carolina Quality Properties, LLC North Carolina Carolina Quality, LLC North Carolina Alabama Quality, L.

March 5, 2024 EX-99.(C)(III)

Discussion Materials of Jefferies LLC to the Special Committee, dated January 15, 2024.*

Exhibit 99.(c)(iii) J effe r i e s LL C Member SIPC The information provided in this document, including valuation discussions, represents the views of Jefferies Investment Banking. There is no assurance that the views expressed herein will be consistent with the views expressed by Jefferies Research or its Analysts. Nothing in this document should be understood as a promise or offer of favorable

March 5, 2024 EX-FILING FEES

Filing Fee Table.*

Exhibit 107 Calculation of Filing Fee Table Table 1 - Transaction Valuation Transaction Valuation Fee Rate Amount of Filing Fee Fees to be Paid $ 544,978,872.

March 5, 2024 EX-99.(C)(II)

Discussion Materials of Jefferies LLC to the Special Committee, dated January 11, 2024.*

Exhibit 99.(c)(ii) Di s cuss ion Materia l s Janu a ry 11, 2024 P r e limina r y Dr a f t – Con f i d e n t ial Im p or tant D i sclosur e s The following pages contain material provided to the Special Committee (the “SC”) of the Board of Directors of Carrols (the “Company” or “Carrols”) by Jefferies LLC (“Jefferies”) in connection with Project FLAME. The information contained in this document was

March 5, 2024 EX-99.(B)(I)

Commitment Letter, dated January 16, 2024, by and among 1011778 B.C. Unlimited Liability Company, JPMorgan Chase Bank, N.A. and the other parties joined to the Commitment Letter from time to time.*

Exhibit 99.(b)(i) Execution Version JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179 CONFIDENTIAL January 16, 2024 1011778 B.C. Unlimited Liability Company 130 King Street West, Toronto, Ontario M5X 1E1 Attention: Matthew Dunnigan Project Wonderland Commitment Letter Ladies and Gentlemen: You have advised JPMorgan Chase Bank, N.A. (“JPMCB”, “we”, “our”, “us” or the “Commitment

March 5, 2024 SC 13E3

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 CARROLS RESTAURANT GROUP, INC. (Name of the Issuer) Carrols Restaurant Group, Inc. Restaurant

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES ACT OF 1934 CARROLS RESTAURANT GROUP, INC. (Name of the Issuer) Carrols Restaurant Group, Inc. Restaurant Brands International Inc. BK Cheshire Corp. (Names of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities)

March 4, 2024 PREM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

March 4, 2024 EX-FILING FEES

Calculation of Filing Fee Tables SCHEDULE 14A (Form Type) Carrols Restaurant Group, Inc. (Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation

Exhibit 107 Calculation of Filing Fee Tables SCHEDULE 14A (Form Type) Carrols Restaurant Group, Inc.

February 22, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 22, 2024 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

January 17, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

January 17, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

January 17, 2024 SC 13D/A

TAST / Carrols Restaurant Group, Inc. / Cambridge Franchise Partners, Llc - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* CARROLS RESTAURANT GROUP, INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 14574X1041 (CUSIP Number) Matthew Perelman Alexander Sloane 853 Broadway, Suite 1605 New York, New York 10003 (Name, Address an

January 17, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

January 17, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

January 16, 2024 EX-99.1

Press Release, dated January 16, 2024

Exhibit 99.1 Burger King® Company to Acquire Carrols Restaurant Group Burger King to remodel acquired restaurants over the next 5 years, accelerating Burger King’s path to modern image Over time, Burger King to refranchise large majority of newly remodeled restaurants to smaller franchisee groups TORONTO, January 16, 2024 – Restaurant Brands International Inc. (“RBI” or the “Company”) (TSX: QSR) (

January 16, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2024 Carrols Restaura

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2024 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

January 16, 2024 EX-99.1

Burger King® Company to Acquire Carrols Restaurant Group Burger King to remodel acquired restaurants over the next 5 years, accelerating Burger King’s path to modern image Over time, Burger King to refranchise large majority of newly remodeled restau

Exhibit 99.1 Burger King® Company to Acquire Carrols Restaurant Group Burger King to remodel acquired restaurants over the next 5 years, accelerating Burger King’s path to modern image Over time, Burger King to refranchise large majority of newly remodeled restaurants to smaller franchisee groups TORONTO, January 16, 2024 – Restaurant Brands International Inc. (“RBI” or the “Company”) (TSX: QSR) (

January 16, 2024 EX-2.2

Voting Agreement, dated as of January 16, 2024, by and among Restaurant Brands International Inc., Cambridge Franchise Holdings, LLC, Alexander Sloane, and Matthew Perelman

Exhibit 2.2 VOTING AGREEMENT This Voting Agreement (“Agreement”), dated as of January 16, 2024, is by and among Restaurant Brands International Inc., a corporation existing under the laws of Canada (“Parent”) and the persons listed on the attached Schedule A who are signatories to this Agreement (each, a “Stockholder” and collectively, the “Stockholders”). RECITALS WHEREAS, concurrently herewith,

January 16, 2024 EX-2.2

Voting Agreement, dated as of January 16, 2024, by and among Restaurant Brands International Inc., Cambridge Franchise Holdings, LLC, Alexander Sloane, and Matthew Perelman

Exhibit 2.2 VOTING AGREEMENT This Voting Agreement (“Agreement”), dated as of January 16, 2024, is by and among Restaurant Brands International Inc., a corporation existing under the laws of Canada (“Parent”) and the persons listed on the attached Schedule A who are signatories to this Agreement (each, a “Stockholder” and collectively, the “Stockholders”). RECITALS WHEREAS, concurrently herewith,

January 16, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2024 Carrols Restaura

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2024 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

January 16, 2024 EX-2.1

Agreement and Plan of Merger, dated as of January 16, 2024, by and among Restaurant Brands International Inc., BK Cheshire Corp., and Carrols Restaurant Group, Inc.*

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among RESTAURANT BRANDS INTERNATIONAL INC. BK CHESHIRE CORP. and CARROLS RESTAURANT GROUP, INC. Dated as of January 16, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS & INTERPRETATIONS 5 1.1 CERTAIN DEFINITIONS 5 1.2 ADDITIONAL DEFINITIONS 15 1.3 CERTAIN INTERPRETATIONS 17 ARTICLE II THE MERGER 19 2.1 THE MERGER 19 2.2 THE EFFECT

January 16, 2024 EX-7.1

Agreement and Plan of Merger, dated as of January 16, 2024, by and among Restaurant Brands International Inc. (“RBI”), BK Cheshire Corp. and Carrols Restaurant Group, Inc.*

EX-7.1 2 eh240438723ex0701.htm EXHIBIT 7.2 EXHIBIT 7.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among RESTAURANT BRANDS INTERNATIONAL INC. BK CHESHIRE CORP. and CARROLS RESTAURANT GROUP, INC. Dated as of January 16, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS & INTERPRETATIONS 5 1.1 CERTAIN DEFINITIONS 5 1.2 ADDITIONAL DEFINITIONS 15 1.3 CERTAIN INTERPRETATIONS 17 ARTICLE II THE

January 16, 2024 SC 13D/A

TAST / Carrols Restaurant Group, Inc. / Restaurant Brands International Limited Partnership - AMENDMENT NO. 4 Activist Investment

SC 13D/A 1 eh24043872313da4-tast.htm AMENDMENT NO. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4)* CARROLS RESTAURANT GROUP, INC. (Name of Issuer) Common Stock, Par Value $0.01 (Title of Class of S

January 16, 2024 EX-2.1

Agreement and Plan of Merger, dated as of January 16, 2024, by and among Restaurant Brands International Inc., BK Cheshire Corp., and Carrols Restaurant Group, Inc.*

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among RESTAURANT BRANDS INTERNATIONAL INC. BK CHESHIRE CORP. and CARROLS RESTAURANT GROUP, INC. Dated as of January 16, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS & INTERPRETATIONS 5 1.1 CERTAIN DEFINITIONS 5 1.2 ADDITIONAL DEFINITIONS 15 1.3 CERTAIN INTERPRETATIONS 17 ARTICLE II THE MERGER 19 2.1 THE MERGER 19 2.2 THE EFFECT

January 16, 2024 EX-7.2

Voting Agreement, dated as of January 16, 2024, by and among Restaurant Brands International Inc. and Cambridge Franchise Holdings, LLC, Alexander Sloane and Matthew Perelman

EXHIBIT 7.2 EXECUTION VERSION VOTING AGREEMENT This Voting Agreement (“Agreement”), dated as of January 16, 2024, is by and among Restaurant Brands International Inc., a corporation existing under the laws of Canada (“Parent”) and the persons listed on the attached Schedule A who are signatories to this Agreement (each, a “Stockholder” and collectively, the “Stockholders”). RECITALS WHEREAS, concu

January 11, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 10, 2024 Carrols Restauran

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 10, 2024 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or or

January 8, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 8, 2024 Carrols Restaurant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 8, 2024 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or org

January 8, 2024 EX-99

Carrols Restaurant Group, Inc. Reports Preliminary Sales Results for the Fourth Quarter and Full Year 2023 Company To Host Meetings at 26th Annual ICR Conference

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Jeff Priester 332-242-4370 [email protected] Carrols Restaurant Group, Inc. Reports Preliminary Sales Results for the Fourth Quarter and Full Year 2023 Company To Host Meetings at 26th Annual ICR Conference SYRACUSE, NY – (GLOBE NEWSWIRE) – January 8, 2024 – Carrols Restaurant Group, Inc. (“Carrols” or the “Company”) (Nasdaq: TAST)

December 6, 2023 SC 13D/A

TAST / Carrols Restaurant Group Inc. / Cambridge Franchise Partners, Llc - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* CARROLS RESTAURANT GROUP, INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 14574X1041 (CUSIP Number) Matthew Perelman Alexander Sloane 853 Broadway, Suite 1605 New York, New York 10003 (Name, Address an

November 13, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2023 Carrols Restaura

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2023 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

November 13, 2023 EX-10

by reference to Exhibit 10.1 to Carrols Restaurant Group, Inc.'s Current Report on Form 8-K

Exhibit 10.1 Execution Version OPEN MARKET SALE AGREEMENT1 November 13, 2023 JEFFERIES LLC, as Agent and Forward Purchaser 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: The entity listed on Schedule I hereto (the “Selling Stockholder”) proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to (i) sell from time to time to or through Jefferies

November 13, 2023 SC 13D/A

TAST / Carrols Restaurant Group Inc. / Cambridge Franchise Partners, Llc - SC 13D/A Activist Investment

SC 13D/A 1 ef20014591sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* CARROLS RESTAURANT GROUP, INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 14574X1041 (CUSIP Number) Matthew Perelman Alexander Sloane 853 Broadway, Suite 2014 N

November 13, 2023 424B5

CARROLS RESTAURANT GROUP, INC. Up to 14,407,755 Shares of Common Stock offered by the Selling Securityholder

Filed Pursuant to Rule 424(b)(5) Registration No. 333-272841 PROSPECTUS SUPPLEMENT (To Prospectus dated July 10, 2023) CARROLS RESTAURANT GROUP, INC. Up to 14,407,755 Shares of Common Stock offered by the Selling Securityholder Carrols Restaurant Group, Inc. (“Carrols Restaurant Group,” the “Company,” “we,” “us” or “our”) and Cambridge Franchise Holdings, LLC (the “Selling Securityholder”) have en

November 9, 2023 EX-99

Carrols Restaurant Group, Inc. Reports Financial Results for the Third Quarter 2023 Comparable restaurant sales growth of 8.2%, including positive traffic growth at our Burger King restaurants Top-line strength helped deliver another quarter of impro

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Jeff Priester 332-242-4370 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the Third Quarter 2023 Comparable restaurant sales growth of 8.2%, including positive traffic growth at our Burger King restaurants Top-line strength helped deliver another quarter of improved profitability Board declares regul

November 9, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

November 9, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 9, 2023 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or or

September 15, 2023 SC 13D/A

TAST / Carrols Restaurant Group Inc. / Cambridge Franchise Partners, Llc - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* CARROLS RESTAURANT GROUP, INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 14574X1041 (CUSIP Number) Matthew Perelman Alexander Sloane 853 Broadway, Suite 2014 New York, New York 10003 (Name, Address an

September 14, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 14, 2023 Carrols Restaur

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 14, 2023 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or

September 14, 2023 EX-99.1

CARROLS RESTAURANT GROUP, INC. (NASDAQ: TAST) September 2023 Overview Exhibit 99.1 Source: Carrols Restaurant Group, Inc. Safe Harbor Statement 2 Under the Private Securities Litigation Reform Act of 1995 • Our presentation includes, and our response

CARROLS RESTAURANT GROUP, INC. (NASDAQ: TAST) September 2023 Overview Exhibit 99.1 Source: Carrols Restaurant Group, Inc. Safe Harbor Statement 2 Under the Private Securities Litigation Reform Act of 1995 • Our presentation includes, and our response to various questions may include, forward-looking statements. Statements that are predictive in nature or that depend upon or refer to future events

August 18, 2023 SC 13D/A

TAST / Carrols Restaurant Group Inc. / Cambridge Franchise Partners, Llc - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* CARROLS RESTAURANT GROUP, INC. (Name of Issuer) Common stock, $0.01 par value (Title of Class of Securities) 14574X104 (CUSIP Number) Matthew Perelman Alexander Sloane 853 Broadway, Suite 2014 New York, New York 10003 (Name, Address, and Telephone Number

August 10, 2023 EX-99

Carrols Restaurant Group, Inc. Reports Financial Results for the Second Quarter 2023 Record quarterly revenue of $485.2 million, including comparable restaurant sales growth of 10.5% Top-line strength helped deliver another quarter of improved profit

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Jeff Priester 332-242-4370 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the Second Quarter 2023 Record quarterly revenue of $485.2 million, including comparable restaurant sales growth of 10.5% Top-line strength helped deliver another quarter of improved profitability SYRACUSE, N.Y. – (GLOBE NEWSWI

August 10, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 10, 2023 Carrols Restaurant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 10, 2023 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or org

August 10, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

July 10, 2023 424B3

CARROLS RESTAURANT GROUP, INC. 14,814,815 SHARES OF COMMON STOCK

PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-272841 CARROLS RESTAURANT GROUP, INC. 14,814,815 SHARES OF COMMON STOCK This prospectus relates to the resale by Cambridge Franchise Holdings, LLC (the “Selling Securityholder”) from time to time of up to 14,814,815 shares of common stock, par value $0.01 per share (the “common stock”), of Carrols Restaurant Group, Inc. (“Carrols Res

July 6, 2023 CORRESP

Carrols Restaurant Group, Inc. 968 James Street Syracuse, NY 13203

Carrols Restaurant Group, Inc. 968 James Street Syracuse, NY 13203 July 6, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Carrols Restaurant Group, Inc. Registration Statement on Form S-3 File No. 333-272841 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations promulgated under the Securities Act of 1933, as amended, Carrols Restaur

June 22, 2023 EX-10

10.1 Carrols Restaurant Group, Inc. 2016 Stock Incentive Plan, as Amended and Restated+

Exhibit 10.1 CARROLS RESTAURANT GROUP, INC. 2016 STOCK INCENTIVE PLAN AS AMENDED AND RESTATED EFFECTIVE JUNE 16, 2023 1.ESTABLISHMENT AND PURPOSE. The Carrols Restaurant Group, Inc. 2016 Stock Incentive Plan (the “Plan”) is established by Carrols Restaurant Group, Inc., a Delaware corporation (the “Company”), to attract and retain persons eligible to participate in the Plan; motivate Participants

June 22, 2023 S-8

As filed with the Securities and Exchange Commission on June 22, 2023

As filed with the Securities and Exchange Commission on June 22, 2023 Registration No.

June 22, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 16, 2023 Carrols Restaurant G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 16, 2023 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

June 22, 2023 EX-FILING FEES

Filing Fee Disclosure and Payments Methods*

Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Carrols Restaurant Group, Inc.

June 22, 2023 EX-FILING FEES

Filing Fee Disclosure and Payments Methods*

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Carrols Restaurant Group, Inc.

June 22, 2023 S-3

As filed with the Securities and Exchange Commission on June 22, 2023

As filed with the Securities and Exchange Commission on June 22, 2023 Registration No.

May 11, 2023 EX-10

Employment Agreement dated as of April 12, 2023 among Carrols Restaurant Group, Inc., Carrols Corporation and Deborah M. Derby#+

Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into as of this 12th day of April, 2023 by and among CARROLS RESTAURANT GROUP, INC., a Delaware corporation (the “Company”), and CARROLS CORPORATION, a Delaware corporation and an indirect, wholly-owned subsidiary of the Company (the “Employer”), and DEBORAH M. DERBY having an address at 130 Rising Me

May 11, 2023 EX-99

Carrols Restaurant Group, Inc. Reports Financial Results for the First Quarter 2023

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Jeff Priester 332-242-4370 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the First Quarter 2023 SYRACUSE, N.Y. – (GLOBE NEWSWIRE) – May 11, 2023 – Carrols Restaurant Group, Inc. (“Carrols” or the “Company”) (Nasdaq: TAST), the largest BURGER KING® franchisee in the United States, today reported its

May 11, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

May 11, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 11, 2023 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organi

May 11, 2023 EX-19

Management Insider Trading Policy

Exhibit 19.1 CARROLS RESTAURANT GROUP, INC. Syracuse, New York MANAGEMENT INSIDER TRADING POLICY Subject: MANAGEMENT INSIDER TRADING POLICY Instruction No: 330 Effective Date: 12/14/06 Revised: 06/01/07 Revised: 04/08/13 Revised: 03/31/21 Affects: Covered Individuals Approved by: Jared L. Landaw Title: Vice President, General Counsel, and Chief Ethics and Compliance Officer 1. Covered Individuals.

April 28, 2023 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2023 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or orga

April 27, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 27, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 13, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 11, 2023 Carrols Restaurant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 11, 2023 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or orga

April 13, 2023 EX-99

Carrols Restaurant Group, Inc. Appoints Deborah M. Derby as Chief Executive Officer

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Jeff Priester 332-242-4370 [email protected] Carrols Restaurant Group, Inc. Appoints Deborah M. Derby as Chief Executive Officer SYRACUSE, N.Y. – (BUSINESS WIRE) – April 13, 2023 – Carrols Restaurant Group, Inc. (“Carrols” or the “Company”) (Nasdaq: TAST) announced today that its Board of Directors has appointed Deborah M. Derby as

March 9, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTIO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33174 CARROLS RESTAURANT GROUP,

March 9, 2023 EX-10

(incorporated by reference to Exhibit 10.53 to Carrols Restaurant Group, Inc.'s Annual Report on Form

Exhibit 10.53 December 30, 2022 Dear Joe: We are very pleased to inform you of your promotion to the executive level position of Senior Vice President, Operations and Chief Restaurant Officer of Carrols Restaurant Group, Inc. (together with its direct and indirect subsidiaries, the “Company”). Effective Date The promotion will be effective as of January 1, 2023 (the “Effective Date”) subject to th

March 9, 2023 EX-21

List of Subsidiaries #

Exhibit 21.1 CARROLS RESTAURANT GROUP, INC. Subsidiaries of the Registrant Name State of Incorporation or Organization Carrols Corporation Delaware Carrols LLC Delaware Carrols Holdco Inc. Delaware Republic Foods, Inc. Maryland New CFH, LLC Delaware Cambridge Franchise Real Estate, LLC Delaware Carolina Quality Properties, LLC North Carolina Carolina Quality, LLC North Carolina Alabama Quality, L.

February 28, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 28, 2023 Carrols Restaura

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 28, 2023 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

February 28, 2023 EX-99.1

Carrols Restaurant Group, Inc. Reports Financial Results for the Fourth Quarter and Full Year 2022

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Jeff Priester 332-242-4370 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the Fourth Quarter and Full Year 2022 SYRACUSE, N.Y. – (GLOBE NEWSWIRE) – February 28, 2023 – Carrols Restaurant Group, Inc. (“Carrols” or the “Company”) (Nasdaq: TAST), the largest BURGER KING® franchisee in the United States,

January 12, 2023 SC 13G/A

TAST / Carrols Restaurant Group Inc / Russell Investments Group, Ltd. - SC 13G/A Passive Investment

SC 13G/A 1 d124734dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Carrols Restaurant Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 14574X104 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate b

January 9, 2023 EX-99

Carrols Restaurant Group, Inc. Reports Preliminary Sales Results for the Fourth Quarter and Full Year 2022 Company To Host Meetings at 25th Annual ICR Conference

EX-99 2 tast4q22salesrelease.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Jeff Priester 332-242-4370 [email protected] Carrols Restaurant Group, Inc. Reports Preliminary Sales Results for the Fourth Quarter and Full Year 2022 Company To Host Meetings at 25th Annual ICR Conference SYRACUSE, NY – (GLOBE NEWSWIRE) – January 9, 2023 – Carrols Restaurant Group, Inc. (“

January 9, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 9, 2023 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or org

January 3, 2023 EX-99

Carrols Restaurant Group, Inc. Announces the Passing of President and Chief Executive Officer Paulo A. Pena Anthony E. Hull Appointed Interim President and CEO Joseph Hoffman Appointed Chief Restaurant Officer

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Jeff Priester 332-242-4370 [email protected] Carrols Restaurant Group, Inc. Announces the Passing of President and Chief Executive Officer Paulo A. Pena Anthony E. Hull Appointed Interim President and CEO Joseph Hoffman Appointed Chief Restaurant Officer SYRACUSE, NY ? (BUSINESS WIRE) ? January 3, 2023 ? Carrols Restaurant Group, I

January 3, 2023 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 31, 2022 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

December 27, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 20, 2022 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

December 27, 2022 EX-3

Form of Carrols Restaurant Group, Inc. Certificate of Retirement of Series B Convertible Preferred Stock (incorporated by reference to Exhibit 3.2 to Carrols Restaurant Group Inc's Current Report on Form 8-K filed on December 27, 2022)

Exhibit 3.2 CERTIFICATE OF RETIREMENT OF SERIES B CONVERTIBLE PREFERRED STOCK OF CARROLS RESTAURANT GROUP, INC. CARROLS RESTAURANT GROUP INC., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify as follows: 1. The Amended and Restated Certificate of Incorporation of the Corporation filed with the Secretary of

December 27, 2022 EX-3

Form of Carrols Restaurant Group, Inc. Certificate of Designation of Series D Convertible Preferred Stock (incorporated by reference to Exhibit 3.1 to Carrols Restaurant Group Inc's Current Report on Form 8-K filed on December 27, 2022)

Exhibit 3.1 CARROLS RESTAURANT GROUP, INC. CERTIFICATE OF DESIGNATION OF SERIES D CONVERTIBLE PREFERRED STOCK Pursuant to Section 151 of the General Corporation Law of the State of Delaware Carrols Restaurant Group, Inc., a Delaware corporation (the ?Company?), hereby certifies that: A. The Amended and Restated Certificate of Incorporation of the Company (as amended, the ?Certificate of Incorporat

December 27, 2022 EX-10

corporated by reference to Exhibit 10.1 to Carrols Restaurant Group Inc.'s Current Report on Form 8-K filed on December 2

Exhibit 10.1 PREFERRED STOCK EXCHANGE AGREEMENT This PREFERRED STOCK EXCHANGE AGREEMENT, dated as of December 20, 2022 (this ?Agreement?), is made by and among Carrols Restaurant Group, Inc., a Delaware corporation (the ?Company?), Blue Holdco 1, LLC, a Delaware limited liability company (?LLC1?), and Burger King Company LLC, a Florida limited liability company (?BKC LLC?, and each of LLC1, BKC LL

December 22, 2022 SC 13D/A

TAST / Carrols Restaurant Group Inc / Restaurant Brands International Limited Partnership - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 3 )* CARROLS RESTAURANT GROUP, INC. (Name of issuer) Common Stock, Par Value $0.01 (Title of class of securities) 14574X104 (CUSIP number) Jill Granat Gene

December 22, 2022 SC 13D/A

TAST / Carrols Restaurant Group Inc / Restaurant Brands International Inc. - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 3 )* CARROLS RESTAURANT GROUP, INC. (Name of issuer) Common Stock, Par Value $0.01 (Title of class of securities) 14574X104 (CUSIP number) Jill Granat Gene

December 22, 2022 EX-7.3

Form of Carrols Restaurant Group, Inc. Certificate of Designation of Series D Convertible Preferred Stock

Exhibit 7.3 CARROLS RESTAURANT GROUP, INC. CERTIFICATE OF DESIGNATION OF SERIES D CONVERTIBLE PREFERRED STOCK Pursuant to Section 151 of the General Corporation Law of the State of Delaware Carrols Restaurant Group, Inc., a Delaware corporation (the “Company”), hereby certifies that: A. The Amended and Restated Certificate of Incorporation of the Company (as amended, the “Certificate of Incorporat

December 22, 2022 EX-7.2

Preferred Stock Exchange Agreement among Carrols Restaurant Group, Blue Holdco 1, LLC, and Burger King Company LLC, dated December 20, 2022.

Exhibit 7.2 PREFERRED STOCK EXCHANGE AGREEMENT This PREFERRED STOCK EXCHANGE AGREEMENT, dated as of December 20, 2022 (this “Agreement”), is made by and among Carrols Restaurant Group, Inc., a Delaware corporation (the “Company”), Blue Holdco 1, LLC, a Delaware limited liability company (“LLC1”), and Burger King Company LLC, a Florida limited liability company (“BKC LLC”, and each of LLC1, BKC LLC

December 22, 2022 EX-7.3

Form of Carrols Restaurant Group, Inc. Certificate of Designation of Series D Convertible Preferred Stock

Exhibit 7.3 CARROLS RESTAURANT GROUP, INC. CERTIFICATE OF DESIGNATION OF SERIES D CONVERTIBLE PREFERRED STOCK Pursuant to Section 151 of the General Corporation Law of the State of Delaware Carrols Restaurant Group, Inc., a Delaware corporation (the “Company”), hereby certifies that: A. The Amended and Restated Certificate of Incorporation of the Company (as amended, the “Certificate of Incorporat

December 22, 2022 EX-7.2

Preferred Stock Exchange Agreement among Carrols Restaurant Group, Blue Holdco 1, LLC, and Burger King Company LLC, dated December 20, 2022.

Exhibit 7.2 PREFERRED STOCK EXCHANGE AGREEMENT This PREFERRED STOCK EXCHANGE AGREEMENT, dated as of December 20, 2022 (this “Agreement”), is made by and among Carrols Restaurant Group, Inc., a Delaware corporation (the “Company”), Blue Holdco 1, LLC, a Delaware limited liability company (“LLC1”), and Burger King Company LLC, a Florida limited liability company (“BKC LLC”, and each of LLC1, BKC LLC

December 21, 2022 EX-10

Amendment to Credit Agreement dated as of

Exhibit 10.1 NINTH AMENDMENT TO CREDIT AGREEMENT THIS NINTH AMENDMENT TO CREDIT AGREEMENT (this ?Ninth Amend- ment?), dated as of December 15, 2022, is by and between CARROLS RESTAURANT GROUP, INC., a Delaware corporation formerly known as Carrols Holdco Inc. (the ?Bor- rower?), and WELLS FARGO BANK, NATIONAL ASSOCIATION, as administrative agent on behalf of the Lenders under the Credit Agreement

December 21, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 15, 2022 Carrols Restaura

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 15, 2022 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

November 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 2, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

November 9, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 9, 2022 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or or

November 9, 2022 EX-99.1

Carrols Restaurant Group, Inc. Reports Financial Results for the Third Quarter 2022

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Jeff Priester 332-242-4370 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the Third Quarter 2022 SYRACUSE, N.Y. ? (GLOBE NEWSWIRE) ? November 9, 2022 ? Carrols Restaurant Group, Inc. (?Carrols? or the ?Company?) (Nasdaq: TAST), the largest BURGER KING? franchisee in the United States, today reported

August 11, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

August 11, 2022 EX-99.1

Carrols Restaurant Group, Inc. Reports Financial Results for the Second Quarter 2022

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the Second Quarter 2022 SYRACUSE, N.Y. ? (GLOBE NEWSWIRE) ? August 11, 2022 ? Carrols Restaurant Group, Inc. (?Carrols? or the ?Company?) (Nasdaq: TAST), the largest BURGER KING? franchisee in the United States, today reported

August 11, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 11, 2022 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or org

June 22, 2022 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 17, 2022 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

June 22, 2022 EX-99.1

Carrols Restaurant Group, Inc. Appoints Ahmad Filsoof as Vice President of Strategic Initiatives

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Appoints Ahmad Filsoof as Vice President of Strategic Initiatives SYRACUSE, N.Y. ? (BUSINESS WIRE) ? June 22, 2022 ? Carrols Restaurant Group, Inc. (?Carrols? or the ?Company?) (Nasdaq: TAST) announced today the appointment of Ahmad Filsoof as Vice Presiden

June 22, 2022 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 22, 2022 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

May 12, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 12, 2022 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organi

May 12, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

May 12, 2022 EX-99.1

Carrols Restaurant Group, Inc. Reports Financial Results for the First Quarter 2022

EX-99.1 2 ex991q1-2022.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the First Quarter 2022 SYRACUSE, N.Y. – (GLOBE NEWSWIRE) – May 12, 2022 – Carrols Restaurant Group, Inc. (“Carrols” or the “Company”) (Nasdaq: TAST), the largest BURGER KING® franchisee in the

April 29, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 29, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 4, 2022 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 1, 2022 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

March 10, 2022 EX-21.1

List of Subsidiaries

Exhibit 21.1 CARROLS RESTAURANT GROUP, INC. Subsidiaries of the Registrant Name State of Incorporation or Organization Carrols Corporation Delaware Carrols LLC Delaware Carrols Holdco Inc. Delaware Republic Foods, Inc. Maryland New CFH, LLC Delaware Cambridge Franchise Real Estate, LLC Delaware Carolina Quality Properties, LLC North Carolina Carolina Quality, LLC North Carolina Alabama Quality, L.

March 10, 2022 EX-10.53

Form of Change of Control and Severance Agreement among Carrols Restaurant Group, Inc., Carrols Holdo Inc., Carrols Corporation, Carrols LLC and Paulo Pena

Exhibit 10.53 Exhibit B CHANGE OF CONTROL AND SEVERANCE AGREEMENT This Change of Control and Severance Agreement (the ?Agreement?) is made and entered into as of this 1st day of April, 2022 by and among CARROLS RESTAURANT GROUP, INC., a Delaware corporation (the ?Parent?), CARROLS HOLDCO INC., a Delaware corporation and a wholly-owned subsidiary of the Parent (?Holdco?), CARROLS CORPORATION, a Del

March 10, 2022 EX-10.54

Offer Letter dated January 13, 2021 between Carrols Restaurant Group, Inc. and Jared Landaw

Exhibit 10.54 January 13, 2021 JARED LANDAW Dear Jared: We are pleased and excited you have decided to join Carrols Restaurant Group, Inc. (the ?Company?). Below are the terms that we have agreed to: Position The position is that of Vice President, Secretary, and General Counsel and reports to Dan Accordino, CEO and President. Start Date It is anticipated you will start on February 8, 2021. Base S

March 10, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 2, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTIO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 2, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33174 CARROLS RESTAURANT GROUP,

March 10, 2022 EX-10.52

Offer Letter dated as of February 18, 2022 between Carrols Restaurant Group, Inc. and Paulo Pena † #

Exhibit 10.52 February 18, 2022 Mr. Paulo Pena Dear Paulo: We are very pleased to extend an offer of employment to you for the position of President and Chief Executive Officer of Carrols Restaurant Group, Inc. (together with its direct and indirect subsidiaries, the ?Company?). This offer of employment is conditioned on the satisfactory completion of certain requirements, as more fully explained

February 24, 2022 EX-99.1

Carrols Restaurant Group, Inc. Reports Financial Results for the Fourth Quarter and Full Year 2021

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the Fourth Quarter and Full Year 2021 SYRACUSE, N.Y. ? (GLOBE NEWSWIRE) ? February 24, 2022 ? Carrols Restaurant Group, Inc. (?Carrols? or the ?Company?) (Nasdaq: TAST), the largest BURGER KING? franchisee in the United States,

February 24, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 24, 2022 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

February 22, 2022 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 22, 2022 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

February 22, 2022 EX-99.1

Carrols Restaurant Group, Inc. Appoints Paulo Pena as Chief Executive Officer Brings over 20 years of Operations Experience to the Role

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Appoints Paulo Pena as Chief Executive Officer Brings over 20 years of Operations Experience to the Role SYRACUSE, N.Y. ? (BUSINESS WIRE) ? February 22, 2022 ? Carrols Restaurant Group, Inc. (?Carrols? or the ?Company?) (Nasdaq: TAST) announced today that i

January 10, 2022 EX-99.1

Carrols Restaurant Group, Inc. Reports Preliminary Sales Results for the Fourth Quarter and Full Year 2021 Company Hosting Virtual Fireside Chat at the 24th Annual ICR Conference Today

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Preliminary Sales Results for the Fourth Quarter and Full Year 2021 Company Hosting Virtual Fireside Chat at the 24th Annual ICR Conference Today SYRACUSE, N.Y. ? (BUSINESS WIRE) ? January 10, 2022 ? Carrols Restaurant Group, Inc. (?Carrols? or the

January 10, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 10, 2022 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or or

December 20, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 15, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

December 20, 2021 EX-10.1

Form of Retention Bonus Agreement (incorporated by reference to Exhibit 10.1 to Carrols Restaurant Group, Inc.'s Current Report on Form 8-K filed on December 20, 2021) †

Exhibit 10.1 December 17, 2021 [NAME] [ADDRESS] [ADDRESS] Re: Retention Bonus Agreement (?Agreement?) Dear [EMPLOYEE NAME]: As you know, Carrols Restaurant Group, Inc. (together with its subsidiaries, ?Carrols? or the ?Company?) is currently facing several significant and unforeseen challenges, including, among other things, labor shortages and rising labor and commodity costs. These challenges ha

November 16, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 12, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

November 10, 2021 EX-99.1

Carrols Restaurant Group, Inc. Reports Financial Results for the Third Quarter 2021

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the Third Quarter 2021 SYRACUSE, N.Y. ? (GLOBE NEWSWIRE) ? November 10, 2021 ? Carrols Restaurant Group, Inc. (?Carrols? or the ?Company?) (Nasdaq: TAST), the largest BURGER KING? franchisee in the United States, today reported

November 10, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 10, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

November 10, 2021 EX-10.1

(incorporated by reference to Exhibit 10.1 to Carrols Restaurant Group, Inc.'s Quarterly Report on Form 10-Q filed on November 10, 2021) †

Exhibit 10.1 SEPARATION AND RELEASE OF CLAIMS AGREEMENT This Separation and Release of Claims Agreement (this "Agreement") is entered into to conclude all obligations arising from your employment with and separation from Carrols Restaurant Group, Inc. (?Carrols?). Your employment ceased on July 30, 2021 (the ?Separation Date?). This Agreement will become effective on the date (the "Effective Date"

November 10, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 3, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

November 10, 2021 EX-10.2

(incorporated by reference to Exhibit 10.2 to Carrols Restaurant Group, Inc.'s Quarterly Report on Form 10-Q filed on November 10, 2021) †

Exhibit 10.2 TRANSITION AGREEMENT THIS TRANSITION AGREEMENT (this ?Agreement?), dated as of September 23, 2021, is by and among Carrols Restaurant Group, Inc., a Delaware corporation (?Carrols?), Carrols LLC, a Delaware limited liability company and an indirect, wholly-owned subsidiary of Carrols (?Carrols LLC?), and Daniel T. Accordino. As used in this Agreement: (a) the ?Company" means Carrols a

October 7, 2021 S-8

As filed with the Securities and Exchange Commission on October 7, 2021

As filed with the Securities and Exchange Commission on October 7, 2021 Registration No.

September 30, 2021 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 30, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or

September 30, 2021 EX-10.1

Form of Eighth Amendment to Credit Agreement dated as of September 30, 2021 among Carrols Restaurant Group, Inc., certain subsidiaries party thereto, Wells Fargo Bank, National Association and the lenders party thereto (incorporated by reference to Exhibit 10.1 to Carrols Restaurant Group, Inc.'s Current Report on Form 8-K filed on September 30, 2021)

Exhibit 10.1 EIGHTH AMENDMENT TO CREDIT AGREEMENT THIS EIGHTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), dated as of September 30, 2021, is by and among CARROLS RESTAURANT GROUP, INC., a Delaware corporation formerly known as Carrols Holdco Inc. (the ?Borrower?), certain domestic Subsidiaries of the Borrower party hereto (collectively, the ?Guarantors?), the Lenders (as hereinafter defined)

September 23, 2021 EX-99.1

Carrols Restaurant Group, Inc. Announces Retirement of Chairman and CEO by June 30, 2022 Board of Directors Commences Search for a New CEO

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Announces Retirement of Chairman and CEO by June 30, 2022 Board of Directors Commences Search for a New CEO SYRACUSE, N.Y. ? (BUSINESS WIRE) ? September 23, 2021 ? Carrols Restaurant Group, Inc. (?Carrols? or the ?Company?) (Nasdaq: TAST) announced today th

September 23, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 23, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or

August 12, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 12, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or org

August 12, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

August 12, 2021 EX-99.1

Carrols Restaurant Group, Inc. Reports Financial Results for the Second Quarter 2021 Board of Directors Declares Special Cash Dividend of $0.41 per share, returning $25 Million of Capital to Stockholders

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the Second Quarter 2021 Board of Directors Declares Special Cash Dividend of $0.41 per share, returning $25 Million of Capital to Stockholders SYRACUSE, N.Y. ? (BUSINESS WIRE) ? August 12, 2021 ? Carrols Restaurant Group, Inc.

August 6, 2021 CORRESP

August 6, 2021

Akerman LLP 1251 Avenue of the Americas 37th Floor New York, NY 10020 Wayne A. Wald T: 212 880 3841 F: 212 880 8965 [email protected] August 6, 2021 Via Edgar Transmission U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Linda Cvrkel Mr. Rufus Decker Re: Carrols Restaurant Group, Inc. Form 10-K for the Fiscal Year

August 3, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or orga

July 15, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 13, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

July 12, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 6, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organi

July 8, 2021 EX-99.1

Carrols Restaurant Group, Inc. Acquires 19 BURGER KING® Restaurants in Indiana and Michigan

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Acquires 19 BURGER KING? Restaurants in Indiana and Michigan SYRACUSE, N.Y. ? (Globenewswire) ? July 8, 2021 ? Carrols Restaurant Group, Inc. (?Carrols? or the ?Company?) (Nasdaq: TAST) today announced that it recently acquired 19 BURGER KING? restaurants i

July 8, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 8, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organi

July 1, 2021 EX-10.1

Form of Change of Control and Severance Agreement (entered into by each of Anthony Hull, Jared Landaw and Nathan Mucher) (incorporated by reference to Exhibit 10.1 to Carrols Restaurant Group, Inc.'s Current Report on Form 8-K filed on July 1, 2021) (incorporated by reference to Exhibit 10.1 to Carrols Restaurant Group, Inc.'s Current Report on Form 8-K filed on July 1, 2021) †

Exhibit 10.1 CHANGE OF CONTROL AND SEVERANCE AGREEMENT This Change of Control and Severance Agreement (the ?Agreement?) is made and entered into as of this day of June, 2021 by and among CARROLS RESTAURANT GROUP, INC., a Delaware corporation (the ?Parent?), CARROLS HOLDCO INC., a Delaware corporation and a wholly-owned subsidiary of the Parent (?Holdco?), CARROLS CORPORATION, a Delaware corporatio

July 1, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 30, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

June 30, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 28, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

June 30, 2021 EX-10.2

Form of Seventh Amendment to Credit Agreement dated as of June 28, 2021 among Carrols Restaurant Group, Inc., certain subsidiaries party thereto, Wells Fargo Bank, National Association and the lenders party thereto (incorporated by reference to Exhibit 10.2 to Carrols Restaurant Group, Inc.'s Current Report on Form 8-K filed on June 30, 2021)

Exhibit 10.2 SEVENTH AMENDMENT TO CREDIT AGREEMENT THIS SEVENTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), dated as of June 28, 2021, is by and among CARROLS RESTAURANT GROUP, INC., a Delaware corporation formerly known as Carrols Holdco Inc. (the ?Borrower?), certain domestic Subsidiaries of the Borrower party hereto (collectively, the ?Guarantors?), the Lenders (as hereinafter defined) pa

June 30, 2021 EX-10.1

Indenture governing the 5.875% Senior Notes due 2029, dated as of June 28, 2021, among Carrols Restaurant Group, Inc., the guarantors named therein and The Bank of New York Mellon Trust Company, N.A., as trustee (incorporated by reference to Exhibit 10.1 to Carrols Restaurant Group, Inc.'s Current Report on Form 8-K filed on June 30, 2021)

Exhibit 10.1 CARROLS RESTAURANT GROUP, INC., as Issuer THE GUARANTORS PARTY HERETO FROM TIME TO TIME, as Guarantors 5.875% SENIOR NOTES DUE 2029 INDENTURE DATED AS OF JUNE 28, 2021 THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE SECTION 1.1 Definitions. 1 SECTION 1.2 Other Definitions. 25 SECTION 1.3 Rules of C

June 23, 2021 EX-99.1

Carrols Restaurant Group, Inc. Announces Offering of Senior Notes

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Announces Offering of Senior Notes Syracuse, New York. June 23, 2021 - (Businesswire) - Carrols Restaurant Group, Inc. (NASDAQ: TAST) (?Carrols Restaurant Group?) announced today that it plans to offer, in a private placement, senior notes due 2029 in the a

June 23, 2021 EX-99.2

EXCERPTS FROM THE CARROLS RESTAURANT GROUP, INC. CONFIDENTIAL PRELIMINARY OFFERING MEMORANDUM DATED JUNE 23, 2021 The inclusion of the information presented below should not be viewed as a determination that such information is material. USE OF NON-G

EXHIBIT 99.2 EXCERPTS FROM THE CARROLS RESTAURANT GROUP, INC. CONFIDENTIAL PRELIMINARY OFFERING MEMORANDUM DATED JUNE 23, 2021 The inclusion of the information presented below should not be viewed as a determination that such information is material. USE OF NON-GAAP FINANCIAL MEASURES EBITDA, Adjusted EBITDA, Adjusted Restaurant-Level EBITDA and Adjusted net income (loss) are non-GAAP financial me

June 23, 2021 EX-99.1

Carrols Restaurant Group, Inc. Prices Offering of $300 Million of Senior Notes Due 2029

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Prices Offering of $300 Million of Senior Notes Due 2029 Syracuse, New York. June 23, 2021 - (Businesswire) - Carrols Restaurant Group, Inc. (NASDAQ: TAST) (?Carrols Restaurant Group?) announced today that it has priced a private offering of $300 million of

June 23, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 23, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

June 23, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 23, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

June 22, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 18, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

June 22, 2021 EX-10.1

Second Amendment to Carrols Restaurant Group, Inc. 2016 Stock Incentive Plan (incorporated by reference to Exhibit 10.1 to Carrols Restaurant Group, Inc.'s Current Report on Form 8-K filed on June 22, 2021) (incorporated by reference to Exhibit 10.1 to Carrols Restaurant Group, Inc.'s Current Report on Form 8-K filed on June 22, 2021)

Exhibit 10.1 SECOND AMENDMENT TO CARROLS RESTAURANT GROUP, INC. 2016 STOCK INCENTIVE PLAN SECOND AMENDMENT (this ?Amendment?) to the Carrols Restaurant Group, Inc. 2016 Stock Incentive Plan, as amended (the ?Plan?). Capitalized terms used herein but not defined herein shall have the meanings ascribed thereto in the Plan. WHEREAS, the Board of Directors (the ?Board?) of Carrols Restaurant Group, In

May 13, 2021 EX-10.2

Offer Letter dated October 4, 2018 between Carrols Restaurant Group, Inc. and Nathan Mucher (incorporated by reference to Exhibit 10.2 to Carrols Restaurant Group, Inc.'s Quarterly Report on Form 10-Q filed on May 13, 2021)

Exhibit 10.2 October 4, 2018 Mr. Nathan Mucher Dear Nathan: We are pleased you have decided to join Carrols Corporation. Below are the terms we have agreed to: Position The position is that of Vice President Information Systems ? CIO and reports to Paul Flanders, CFO. This offer is contingent upon passing a background check. Please complete the attached form and return it to me. Start Date It is a

May 13, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organi

May 13, 2021 EX-10.1

Sixth Amendment to Credit Agreement dated as of April 6, 2021 among Carrols Restaurant Group, Inc., certain subsidiaries party thereto, Wells Fargo Bank, National Association and the lenders party thereto (incorporated by reference to Exhibit 10.1 to Carrols Restaurant Group, Inc.'s Quarterly Report on Form 10-Q filed on May 13, 2021)

Exhibit 10.1 SIXTH AMENDMENT TO CREDIT AGREEMENT THIS SIXTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), dated as of April 6, 2021, is by and among CARROLS RESTAURANT GROUP, INC., a Delaware corporation formerly known as Carrols Holdco Inc. (the ?Borrower?), certain domestic Subsidiaries of the Borrower party hereto (collectively, the ?Guarantors?), the Lenders (as hereinafter defined) party

May 13, 2021 EX-4.1

Amendment No.1 to Registration Rights and Stockholders' Agreement dated as of April 1, 2021 between Carrols Restaurant Group, Inc. and Cambridge Franchise Holdings, LLC (incorporated by reference to Exhibit 4.1 to Carrols Restaurant Group, Inc.'s Quarterly Report on Form 10-Q filed on May 13, 2021)

Exhibit 4.1 AMENDMENT NO. 1 TO REGISTRATION RIGHTS AND STOCKHOLDERS' AGREEMENT This Amendment No. 1 to Registration Rights and Stockholders? Agreement (this ?Amendment?) is entered into as of April 1, 2021 by and between CARROLS RESTAURANT GROUP, INC., a Delaware corporation (the ?Company?), and CAMBRIDGE FRANCHISE HOLDINGS, LLC, a Delaware limited liability company (the ?Investor?). WHEREAS, the

May 13, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 4, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

May 13, 2021 EX-99.1

Carrols Restaurant Group, Inc. Reports Financial Results for the First Quarter 2021 Company’s Burger King Restaurants Increased Comparable Restaurant Sales by 14.7% Total Restaurant Sales Increased by 10.9%

EX-99.1 2 ex991q1-2021.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the First Quarter 2021 Company’s Burger King Restaurants Increased Comparable Restaurant Sales by 14.7% Total Restaurant Sales Increased by 10.9% SYRACUSE, N.Y. – (BUSINESS WIRE) – May 13, 202

April 28, 2021 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of

April 28, 2021 DEF 14A

Second Amendment to 2016 Stock Incentive Plan (incorporated by reference to Appendix A to Carrols Restaurant Group, Inc.'s Definitive Proxy Statement filed on April 28, 2021).+

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934. Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use o

April 6, 2021 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 6, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

March 19, 2021 EX-10.1

Termination of Development Agreement and General Release dated March 17, 2021 by and among Popeyes Louisiana Kitchen, Inc., Cambridge Quality Chicken, LLC, Cambridge Chicken Holdings, LLC and Frayser Quality, LLC (incorporated by reference to Exhibit 10.1 to Carrols Restaurant Group, Inc.'s Current Report on Form 8-K filed on March 19, 2021)

Exhibit 10.1 AGREEMENT OF CANCELLATION AND TERMINATION OF DEVELOPMENT AGREEMENT AND GENERAL RELEASE THIS AGREEMENT OF CANCELLATION AND TERMINATION OF DEVELOPMENT AGREEMENT AND GENERAL RELEASE (the ?Agreement?) is made and entered into this 17th day of March, 2021 by and among POPEYES LOUISIANA KITCHEN, INC., a Minnesota corporation, (hereinafter referred to as "PLKI"), and CAMBRIDGE QUALITY CHICKE

March 19, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 17, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or orga

March 12, 2021 S-8

- S-8

As filed with the Securities and Exchange Commission on March 12, 2021 Registration No.

March 11, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 3, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33174 CARROLS RESTAURANT GROUP,

March 11, 2021 EX-10.56

and Release of Claims entered into on September 18, 2020 between Carrols C

Exhibit 10.56 SEPARATION AND RELEASE OF CLAIMS AGREEMENT This Separation and Release of Claims Agreement (this "Agreement") is entered into to conclude all obligations arising from your employment with and separation from Carrols Corporation (the "Company"). Your employment ceased on September 10, 2020 (the "Separation Date"). This Agreement will become effective on the date (the "Effective Date")

March 11, 2021 EX-21.1

List of Subsidiaries

Exhibit 21.1 CARROLS RESTAURANT GROUP, INC. Subsidiaries of the Registrant Name State of Incorporation or Organization Carrols Corporation Delaware Carrols LLC Delaware Carrols Holdco Inc. Delaware Republic Foods, Inc. Maryland New CFH, LLC Delaware Cambridge Franchise Real Estate, LLC Delaware Carolina Quality Properties, LLC North Carolina Carolina Quality, LLC North Carolina Alabama Quality, L.

March 11, 2021 EX-4.10

Description of Capital Stock (incorporated by reference to Carrols Restaurant Group, Inc.'s Annual Report on Form 10-K filed on March 11, 2021)

Exhibit 4.10 DESCRIPTION OF CAPITAL STOCK The following is a description of the material terms of Carrols Restaurant Group, Inc.'s ("we", "us", "our" or the "Company") amended and restated certificate of incorporation and amended and restated bylaws, as amended, and of specific provisions of Delaware law. The following description is intended as a summary only and is qualified in its entirety by r

March 11, 2021 EX-10.55

Form of Offer Letter dated as of January 14, 2020 between Carrols Restaurant Group, Inc. and Markus Hartmann#+

Exhibit 10.55 January 14, 2020 Mr. Markus Hartmann Via email: Dear Markus: We are pleased and excited that you have decided to join Carrols Restaurant Group, Inc. Below are the terms that have been agreed to: Position The position is that of Vice President General Counsel and reports to Dan Accordino. This offer is contingent upon passing a background check. Please complete the attached form and r

March 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 3, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

March 3, 2021 EX-99.1

Carrols Restaurant Group, Inc. Reports Financial Results for the Fourth Quarter and Full Year 2020

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the Fourth Quarter and Full Year 2020 SYRACUSE, N.Y. ? (BUSINESS WIRE) ? March 3, 2021 ? Carrols Restaurant Group, Inc. (?Carrols? or the ?Company?) (Nasdaq: TAST) today reported financial results for the fourth quarter and ful

February 10, 2021 EX-99.1

Carrols Restaurant Group, Inc. Appoints Jared L. Landaw as Vice President and General Counsel

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Appoints Jared L. Landaw as Vice President and General Counsel SYRACUSE, N.Y. – (GLOBE NEWSWIRE) – February 10, 2021 – Carrols Restaurant Group, Inc. (“Carrols” or the “Company”) (Nasdaq: TAST) today announced that it has appointed Jared L. Landaw as the Co

February 10, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

February 9, 2021 EX-10.2

Form of Restricted Stock Inducement Award Agreement (incorporated by reference to Exhibit 10.2 to Carrols Restaurant Group, Inc.'s Current Report on Form 8-K filed on February 9, 2021)+

Exhibit 10.2 CARROLS RESTAURANT GROUP, INC. RESTRICTED STOCK INDUCEMENT AWARD AGREEMENT CARROLS RESTAURANT GROUP, INC. (the “Company”) hereby grants to Carl Hauch (the “Participant”) in accordance with and subject to the terms and conditions of this Restricted Stock Inducement Award Agreement (the “Agreement”) dated as of , 2021, a Restricted Stock Inducement Award (the “Award”), pursuant to and e

February 9, 2021 8-K

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 9, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or or

February 9, 2021 EX-99.1

Carrols Restaurant Group, Inc. Appoints Accomplished Industry Leader Carl Hauch as Chief Operating Officer

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Appoints Accomplished Industry Leader Carl Hauch as Chief Operating Officer SYRACUSE, N.Y. – (BUSINESS WIRE) – February 9, 2021 – Carrols Restaurant Group, Inc. (“Carrols” or the “Company”) (Nasdaq: TAST) today announced that it has appointed Carl Hauch as

February 9, 2021 EX-10.1

Employment Agreement dated as of February 9, 2021 between Carrols Restaurant Group, Inc. and Carl Hauch+

Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”), dated as of February 9, 2021 and effective for all purposes as of the Effective Date, is by and among CARROLS RESTAURANT GROUP, INC., a Delaware corporation (“Parent”) with an address at 968 James Street, Syracuse, New York 13203, and CARL HAUCH (“Employee”): W I T N E S S E T H: WHEREAS, the Parent desires to employ the Em

February 5, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)*

SC 13G/A 1 t17214sc13ga4.htm AMENDMENT NO. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Carrols Restaurant Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 14574X104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the approp

January 11, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 11, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or or

January 11, 2021 EX-99.1

Carrols Restaurant Group, Inc. Reports Preliminary Sales Results for the Fourth Quarter and Full Year 2020

EX-99.1 2 ex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Preliminary Sales Results for the Fourth Quarter and Full Year 2020 SYRACUSE, N.Y. – (BUSINESS WIRE) – January 11, 2021 – Carrols Restaurant Group, Inc. (“Carrols” or the “Company”) (Nasdaq: TAST) today reported prelimina

January 8, 2021 EX-10.1

Amended and Restated Area Development Agreement dated as of January 4, 2021 among Carrols Restaurant Group, Inc., Carrols Holdco Inc., Carrols Corporation, Carrols LLC and Burger King Corporation (incorporated by reference to Exhibit 10.1 to Carrols Restaurant Group, Inc.'s Current Report on Form 8-K filed on January 8, 2021)

Exhibit 10.1 AMENDED AND RESTATED AREA DEVELOPMENT AGREEMENT THIS AMENDED AND RESTATED AREA DEVELOPMENT AGREEMENT (this “Agreement”) is made as of January 4, 2021 ("Commencement Date") by and among: (1) BURGER KING CORPORATION, a corporation organized under the laws of Florida having its principal place of business at 5707 Blue Lagoon Drive, Miami, FL 33126 ("BKC"). (2) CARROLS LLC, a limited liab

January 8, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 4, 2021 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or org

November 16, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 16, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

November 5, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 27, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

November 5, 2020 EX-10.1

Amendment to Carrols Restaurant Group, Inc. 2016 Stock Incentive Plan+

Exhibit 10.1 AMENDMENT TO CARROLS RESTAURANT GROUP, INC. 2016 STOCK INCENTIVE PLAN AMENDMENT (this “Amendment”) to the Carrols Restaurant Group, Inc. 2016 Stock Incentive Plan (the “Plan”). Capitalized terms used herein but not defined herein shall have the meanings ascribed thereto in the Plan. WHEREAS, the Board of Directors (the “Board”) of Carrols Restaurant Group, Inc., a Delaware corporation

November 5, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or or

November 5, 2020 EX-99.1

Carrols Restaurant Group, Inc. Reports Financial Results for the Third Quarter 2020 Burger King Comparable Restaurant Sales Increase 0.8%, up 720 Basis Points Compared to the Second Quarter Reaffirms Expectation of $40 million to $50 million Per Year

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the Third Quarter 2020 Burger King Comparable Restaurant Sales Increase 0.8%, up 720 Basis Points Compared to the Second Quarter Reaffirms Expectation of $40 million to $50 million Per Year in Capital Expenditures for the Next

August 6, 2020 EX-99.1

Carrols Restaurant Group, Inc. Reports Financial Results for the Second Quarter 2020 and Provides Business Update Significant Improvement in Profitability during the Second Quarter 2020 Comparable Restaurant Sales Trends Remain Encouraging Company Cu

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the Second Quarter 2020 and Provides Business Update Significant Improvement in Profitability during the Second Quarter 2020 Comparable Restaurant Sales Trends Remain Encouraging Company Currently Has Over $180 Million in Avail

August 6, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 crgpressrelease080620.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or ot

August 6, 2020 10-Q

June 28, 2020

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

August 6, 2020 EX-10.1

Fifth Amendment to Credit Agreement dated as of June 23, 2020 among Carrols Restaurant Group, Inc., certain subsidiaries party thereto, Wells Fargo Bank, National Association and the lenders party thereto.

Exhibit 10.1 Published CUSIP Number: 14576JAF0 Published ISIN Number: US14576JAF03 FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of June 23, 2020, is by and among CARROLS RESTAURANT GROUP, INC., a Delaware corporation formerly known as Carrols Holdco Inc. (the “Borrower”), certain domestic Subsidiaries of the Borrower party hereto (collec

June 23, 2020 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 23, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

June 19, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 15, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

June 15, 2020 8-K

Regulation FD Disclosure, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 15, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

June 5, 2020 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of

May 7, 2020 EX-10.4

Letter Agreement dated as of March 25, 2020 among Carrols Restaurant Group, Inc., Wells Fargo Securities LLC, Wells Fargo Bank, National Association and Trust Bank.

Exhibit 10.4 WELLS FARGO BANK, NATIONAL ASSOCIATION 1808 Aston Avenue, Suite 250 Carlsbad, CA 92008 WELLS FARGO SECURITIES, LLC 550 South Tryon Street Charlotte, North Carolina 28202 TRUIST BANK 303 Peachtree Road Atlanta, GA 30308 CONFIDENTIAL March 25, 2020 Carrols Restaurant Group, Inc. 968 James Street Syracuse, NY 13203 Attention: Tony Hull, Chief Financial Officer Re: Carrols Side Letter Sec

May 7, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 7, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organiz

May 7, 2020 EX-99.1

Carrols Restaurant Group, Inc. Reports Financial Results for the First Quarter 2020 and Provides Business Update

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the First Quarter 2020 and Provides Business Update SYRACUSE, N.Y. – (BUSINESS WIRE) – May 7, 2020 – Carrols Restaurant Group, Inc. (“Carrols” or the “Company”) (Nasdaq: TAST) today reported financial results for the first quar

May 7, 2020 EX-10.3

Form of Fourth Amendment to Credit Agreement dated as of April 16, 2020 among Carrols Restaurant Group, Inc., certain subsidiaries party thereto, Wells Fargo Bank, National Association and the lenders party thereto.

Exhibit 10.3 EXECUTION VERSION FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of April 16, 2020, is by and among CARROLS RESTAURANT GROUP, INC., a Delaware corporation formerly known as Carrols Holdco Inc. (the “Borrower”), certain domestic Subsidiaries of the Borrower party hereto (collectively, the “Guarantors”), the Lenders party here

May 7, 2020 EX-10.2

Third Amendment to Credit Agreement dated as of April 8, 2020 among Carrols Restaurant Group, Inc., certain subsidiaries party thereto, Wells Fargo Bank, National Association and the lenders party thereto.

Exhibit 10.2 EXECUTION VERSION THIRD AMENDMENT TO CREDIT AGREEMENT THIS THIRD AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of April 8, 2020, is by and among CARROLS RESTAURANT GROUP, INC., a Delaware corporation formerly known as Carrols Holdco Inc. (the “Borrower”), certain domestic Subsidiaries of the Borrower party hereto (collectively, the “Guarantors”), the Lenders party hereto

May 7, 2020 EX-10.1

Second Amendment to Credit Agreement dated as of March 25, 2020 among Carrols Restaurant Group, Inc., certain subsidiaries party thereto, Wells Fargo Bank, National Association and the lenders party thereto.

Exhibit 10.1 EXECUTION VERSION SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of March 25, 2020, is by and among CARROLS RESTAURANT GROUP, INC., a Delaware corporation formerly known as Carrols Holdco Inc. (the “Borrower”), certain domestic Subsidiaries of the Borrower party hereto (collectively, the “Guarantors”), TRUIST BANK, as succes

May 7, 2020 10-Q

Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

April 24, 2020 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of

April 24, 2020 DEF 14A

- DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934. Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use o

April 20, 2020 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 crgpressrelease04-17x2020.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State o

April 9, 2020 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 8, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or organ

March 26, 2020 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 25, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or orga

March 18, 2020 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 17, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or orga

March 13, 2020 EX-3.6

Second Amendment to Amended and Restated Bylaws of Carrols Restaurant Group, Inc. (incorporated by reference to Exhibit 3.6 to Carrols Restaurant Group, Inc.'s Annual Report on Form 10-K filed on March 13, 2020).

Exhibit 3.6 SECOND AMENDMENT TO AMENDED AND RESTATED BYLAWS OF CARROLS RESTAURANT GROUP, INC. (effective as of August 29, 2019) Article II, Section 2 of the Amended and Restated Bylaws, as amended, of Carrols Restaurant Group, Inc. is hereby amended and restated in its entirety as follows: “Section 2. Vacancy; Removal. Subject to the rights of holders of the Preferred Stock, newly created director

March 13, 2020 10-K

TAST / Carrols Restaurant Group, Inc. 10-K - Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 29, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

March 13, 2020 EX-3.3

Certificate of Amendment to Amended and Restated Certificate of Incorporation of Carrols Restaurant Group, Inc. (incorporated by reference to Exhibit 3.3 to Carrols Restaurant Group, Inc.'s Annual Report on Form 10-K filed on March 13, 2020).

Exhibit 3.3 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CARROLS RESTAURANT GROUP, INC. Carrols Restaurant Group, Inc. (the "Corporation"), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: FIRST: The Board of Directors of the Corporation, by unanimous written consent dated June 28, 2019

March 13, 2020 EX-21.1

List of Subsidiaries

Exhibit 21.1 CARROLS RESTAURANT GROUP, INC. Subsidiaries of the Registrant Name State of Incorporation or Organization Carrols Corporation Delaware Carrols LLC Delaware Carrols Holdco Inc. Delaware Republic Foods, Inc. Maryland New CFH, LLC Delaware Cambridge Franchise Real Estate, LLC Delaware Carolina Quality Properties, LLC North Carolina Carolina Quality, LLC North Carolina Alabama Quality, L.

March 13, 2020 EX-10.4

Offer Letter dated as of November 20, 2019 between Carrols Restaurant Group, Inc. and Anthony Hull (incorporated by reference to Exhibit 3.3 to Carrols Restaurant Group, Inc's Annual Report on Form 10-K filed on March 13, 2020)

Exhibit 10.45 November 20, 2019 Mr. Anthony Hull Via email Dear Tony: We are pleased and excited you have decided to join Carrols Restaurant Group, Inc. Below are the terms that have been agreed to: Position The position is that of Vice President Chief Financial Officer (CFO) and Treasurer and reports to Dan Accordino. Start Date It is anticipated you will start on January 2, 2020. Base Salary/Mer

March 13, 2020 EX-3.9

Certificate of Amendment to Certificate of Designation of Series B Convertible Preferred Stock of Carrols Restaurant Group, Inc. (incorporated by reference to Exhibit 3.9 to Carrols Restaurant Group, Inc.'s Annual Report on Form 10-K filed on March 13, 2020).

Exhibit 3.9 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF DESIGNATION OF SERIES B CONVERTIBLE PREFERRED STOCK OF CARROLS RESTAURANT GROUP, INC. Pursuant to Section 242 of the Delaware General Corporation Law (“DGCL”), Carrols Restaurant Group, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), does hereby certify as follows: FIRST: The defined term

February 25, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 25, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

February 25, 2020 EX-99.1

Carrols Restaurant Group, Inc. Reports Financial Results for the Fourth Quarter and Full Year 2019 Company to Substantially Reduce Capital Expenditures in 2020 Compared to 2019 and Focus on Free Cash Flow Generation of Current Restaurant Portfolio

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Financial Results for the Fourth Quarter and Full Year 2019 Company to Substantially Reduce Capital Expenditures in 2020 Compared to 2019 and Focus on Free Cash Flow Generation of Current Restaurant Portfolio SYRACUSE, N.Y. – (BUSINESS WIRE) – Febru

February 20, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 14, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

February 14, 2020 EX-99.1

February 14, 2019

Exhibit 99.1 February 14, 2019 Carrols Restaurant Group, Inc. Names Markus Hartmann as General Counsel SYRACUSE, N.Y.-(BUSINESS WIRE)-Feb. 14, 2020- Carrols Restaurant Group, Inc. (“Carrols” or the “Company”) (Nasdaq: TAST) today announced that it has appointed Markus Hartmann as the Company’s Vice President and General Counsel effective February 18, 2020. Daniel T. Accordino, Chairman and Chief E

February 14, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 14, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

February 12, 2020 SC 13G/A

TAST / Carrols Restaurant Group, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* CARROLS RESTAURANT GROUP INC (Name of Issuer) Common Stock (Title of Class of Securities) 14574X104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 12, 2020 SC 13G

TAST / Carrols Restaurant Group, Inc. / Russell Investments Group, Ltd. - FORM SC 13G Passive Investment

Form SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Carrols Restaurant Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 14574X104 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

February 7, 2020 SC 13G/A

TAST / Carrols Restaurant Group, Inc. / Private Capital Management, LLC - AMENDMENT NO. 3 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Carrols Restaurant Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 14574X104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to w

January 13, 2020 8-K

Regulation FD Disclosure, Results of Operations and Financial Condition

8-K 1 f8k011320carrolsrestaurant.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 13, 2020 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854

January 13, 2020 EX-99.1

Carrols Restaurant Group, Inc. Reports Preliminary Sales Results for the Fourth Quarter and Full Year 2019 Company to Host Fireside Chat at the 22nd Annual ICR Conference on January 14th

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Reports Preliminary Sales Results for the Fourth Quarter and Full Year 2019 Company to Host Fireside Chat at the 22nd Annual ICR Conference on January 14th SYRACUSE, N.Y. – (BUSINESS WIRE) – January 13, 2020 – Carrols Restaurant Group, Inc. (“Carrols” or th

December 18, 2019 EX-10.1

First Amendment to Credit Agreement dated as of December 13, 2019 among Carrols Restaurant Group, Inc., the guarantors named therein, Wells Fargo Bank, National Association, as administrative agent and the lenders party thereto (incorporated by reference to Carrols Restaurant Group, Inc.'s Current Report on Form 8-K filed on December 18, 2019)

Exhibit 10.1 EXECUTION VERSION FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of December 13, 2019, is by and among CARROLS RESTAURANT GROUP, INC., a Delaware corporation formerly known as Carrols Holdco Inc. (the “Borrower”), certain domestic Subsidiaries of the Borrower party hereto (collectively, the “Guarantors”), the Lenders party her

December 18, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 13, 2019 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or o

November 25, 2019 EX-99.1

Carrols Restaurant Group, Inc. Names Anthony E. Hull as Chief Financial Officer

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations: Raphael Gross 203-682-8253 [email protected] Carrols Restaurant Group, Inc. Names Anthony E. Hull as Chief Financial Officer SYRACUSE, N.Y. – (BUSINESS WIRE) – November 25, 2019 – Carrols Restaurant Group, Inc. (“Carrols” or the “Company”) (Nasdaq: TAST) today announced that it has appointed Anthony “Tony” E. Hull as the Company’s

November 25, 2019 8-K

Financial Statements and Exhibits

8-K 1 f8k112019carrolsrestau.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 20, 2019 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (S

November 12, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 8, 2019 Carrols Restaurant Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33174 83-3804854 (State or other jurisdiction of incorporation or or

November 8, 2019 10-Q

TAST / Carrols Restaurant Group, Inc. 10-Q - Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 29, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-33174 CARROLS RESTAURANT GROUP, INC.

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