SPCO / The Stephan Co. - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

شركة ستيفان
US ˙ OTCPK

الإحصائيات الأساسية
CIK 94056
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The Stephan Co.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
February 10, 2010 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 6)(1) The Stephan Co. (Name of Issuer) Common Stock $.01 Par Value (Title of Class of Securities) 858603103 (CUSIP Number) January 27, 2010 (Date of Event Which Requires Fi

December 28, 2009 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 1-4436 The Stephan Co. (Exact name of registrant as specified in its charter

December 10, 2009 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9 ) THE STEPHAN CO. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) (CUSIP Numb

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9 ) THE STEPHAN CO. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 858603103 (CUSIP Number) David W. Stempel, Esq. Bradley Arant Boult Cummings LLP 1600 Division Street, Suite 700 Nashville, Tennessee 37203 (61

December 8, 2009 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4436 THE STE

December 8, 2009 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No.1 x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4436 THE

December 8, 2009 CORRESP

CORRESP

December 8, 2009 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2008 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4436 THE STEPHAN

December 8, 2009 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 1-4436

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 1-4436 THE STEPHAN CO., NYSE-AMEX (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 1850 WEST McNAB ROAD, FORT LAU

December 8, 2009 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4436 THE ST

November 27, 2009 EX-99.1

The Stephan Co. to Voluntarily Delist From NYSE-AMEX and Deregister Shares

EX-99.1 2 v167775ex99-1.htm PRESS RELEASE Exhibit 99.1 The Stephan Co. to Voluntarily Delist From NYSE-AMEX and Deregister Shares FORT LAUDERDALE, Fla., November 25, 2009 – The Stephan Co. (NYSE-AMEX: TSC) (the "Company"), today announced that its Board of Directors, after analyzing the advantages and disadvantages of remaining listed on the NYSE-AMEX and having its shares registered with the Secu

November 27, 2009 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2009 The Stephan Co.

November 16, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4436 THE STEPHAN CO. (Exa

August 18, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4436 THE STEPHAN CO. (Exact na

August 17, 2009 NT 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number 1-4436 NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number 1-4436 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 11-K ¨ Form 20-F x Form 10-Q ¨ Form N-CSR For Period Ended: JUNE 30, 2009 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR

May 22, 2009 EX-10.26

EX-10.26

Exhibit 10.26

May 22, 2009 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4436 TH

May 20, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4436 THE STEPHAN CO. (Exact n

May 15, 2009 NT 10-Q

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number 1-4436 NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number 1-4436 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 11-K ¨ Form 20-F x Form 10-Q ¨ Form N-SAR For Period Ended: MARCH 31, 2009 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR

May 13, 2009 EX-16.1

/s/ Goldstein Lewin & Co.

Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Gentlemen: We have read the statements that we understand the Stephan Company will include under item 4.01 of the Form 8-K/A report it will file regarding the recent change for auditors. We agree with such statements made regarding our firm. We have no basis to agree or disagree with other statements made under Item 4.01. /

May 13, 2009 8-K/A

Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No.1 to the Current Report on Form 8-K, dated May 1, 2009) CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2009 The Stephan Co. (Exact name of registrant as specified in its charter) Florida 1-4436 59-0676812

May 1, 2009 EX-99.2

EX-99.2

May 1, 2009 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2009 The Stephan Co. (Exact name of regi

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2009 The Stephan Co. (Exact name of registrant as specified in its charter) Florida (State of Incorporation) 1-4436 (Commission File Number) 59-0676812 (IRS Employer Identification No.) 1850

April 1, 2009 EX-10.21

EX-10.21

April 1, 2009 EX-10.22

EX-10.22

April 1, 2009 EX-10.25

EX-10.25

April 1, 2009 EX-10.24

EX-10.24

April 1, 2009 EX-10.23

EX-10.23

April 1, 2009 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2008 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4436 THE STEPHAN CO. (Exact name o

February 13, 2009 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 5)(1) The Stephan Co. (Name of Issuer) Common Stock $.01 Par Value (Title of Class of Securities) 858603103 (CUSIP Number) December 31, 2008 (Date of Event Which Requires F

November 19, 2008 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2008 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4436 THE STEPHAN CO. (Exa

October 15, 2008 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide

August 15, 2008 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2008 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4436 THE STEPHAN CO. (Exact na

July 10, 2008 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 3, 2008 The Stephan Co. (Exact name of registrant as specified in its charter) Florida (State of Incorporation) 1-4436 (Commission File Number) 59-0676812 (IRS Employer Identification No.) 185

July 10, 2008 EX-99.1

AMERICAN STOCK EXCHANGE SYMBOL - TSC

logo July 7, 2008 FOR IMMEDIATE RELEASE Contact: Tyler Kiester (954) 971- 0600 Ft.

May 21, 2008 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2008 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4436 THE ST

April 15, 2008 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2007 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-4436 THE STEPHAN CO. (Exact na

April 15, 2008 EX-10.21

EX-10.21

April 1, 2008 NT 10-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number _____________ NOTIFICATION OF LATE FILING

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [] Form 11-K [] Form 20-F [ ] Form 10-Q [] Form N-SAR For Period Ended: [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form N-SAR For the T

March 21, 2008 8-K/A

Current Report

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2008 The Stephan Co. (Exact name of registrant as specified in its charter) Florida (State of Incorporation) 1-4436 (Commission File Number) 59-0676812 (IRS Employer Identification No.)

March 21, 2008 CORRESP

The Stephan Co.

The Stephan Co. 1850 West McNab Road Fort Lauderdale, FL 33309 March 11, 2008 Anthony Watson Staff Accountant U.S. Securities and Exchange Commission Washington, D.C. 20549 Dear Anthony: Thank you for your comment on our recent Form 8-K filing. You asked us to disclose the date when we discovered the errors necessitating the amendments to Forms 10-QSB for the periods ended March 30, 2007 and June

March 7, 2008 8-K

Current Report

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2008 The Stephan Co. (Exact name of registrant as specified in its charter) Florida (State of Incorporation) 1-4436 (Commission File Number) 59-0676812 (IRS Employer Identification No.) 18

January 29, 2008 CORRESP

The Stephan Co. 1850 W. McNab Road Fort Lauderdale, FL 33309 (954) 971-0600

The Stephan Co. 1850 W. McNab Road Fort Lauderdale, FL 33309 (954) 971-0600 January 29, 2008 Mr. William Thompson Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Mail Stop 3561 Washington, D.C. 20549 Re: The Stephan Co. Form 10-K for Fiscal Year Ended December 31, 2006 Form 10-QSB for Fiscal Quarter Ended September 30, 2007 Filed Apri1 18, 2007 and Nov

January 16, 2008 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6 )* THE STEPHAN CO. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) (CUSIP N

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November 13, 2007 CORRESP

November 12, 2007

November 12, 2007 Mr. William Thompson Branch Chief United States Securities and Exchange Commission Washington, D.C. 20549 Re: The Stephan Company Form 10-K for Fiscal Year Ended December 31, 2006 Form 10-QSB for Fiscal Quarter Ended June 30, 2007 Filed April 18, 2007 and August 13, 2007 File No. 1-4436 Dear Mr. Thompson: Pursuant to your October 30, 2007, letter to Frank F. Ferola, Chief Executi

October 9, 2007 CORRESP

2006

September 24, 2007 Mr. William Thompson Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Mail Stop 3561 Washington, D.C. 20549 Re: The Stephan Co. Form 10-K for Fiscal Year Ended December 31, 2006 Form 10-QSB for Fiscal Quarter Ended June 30, 2007 Filed Apri1 18, 2007 and August 13, 2007 File No. 1-4436 Dear Mr. Thompson: Thank you for your letter of Se

September 5, 2007 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment #5 Under the Securities Exchange Act of 1934 THE STEPHAN CO. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) (CUSIP Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment #5 Under the Securities Exchange Act of 1934 THE STEPHAN CO. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) 858603103 (CUSIP Number) Tamara R. Wagman 124 E. 4th Street Tulsa, Oklahoma 74103 (918) 583-9922 (Name, Address and Telephone Number of Person Authorized to Receive

September 5, 2007 EX-99.(A)

CUSIP NO. 858603103 SCHEDULE 13D JOINT FILING UNDERTAKING

exv99wxay CUSIP NO. 858603103 SCHEDULE 13D Exhibit A JOINT FILING UNDERTAKING The undersigned, being duly authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13D to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule jointly on behalf of each such party. Dat

August 23, 2007 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

August 13, 2007 10QSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB

Form 10-QSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB x Quarterly Report Under Section 13 or 15(d) of The Securities Exchange Act of 1934 For the quarterly period ended: June 30, 2007 ¨ Transition Report Under Section 13 or 15(d) of the Exchange Act For the transition period from to Commission File No.

July 25, 2007 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8 )* THE STEPHAN CO. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) (CUSIP Num

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July 20, 2007 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Last Event Report): July 16, 2007 THE STEPHAN CO. (Exact na

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Last Event Report): July 16, 2007 THE STEPHAN CO. (Exact name of registrant as specified in its charter) Florida 1-4436 59-0676812 (State or other jurisdiction of incorporation or organization) (Commi

February 14, 2007 SC 13G/A

Signature

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Under the Securities Exchange Act of 1934 (Amendment No.4)(1) The Stephan Co. (Name of Issuer) Common Stock $.01 Par Value (Title of Class of Securities) 858603103 (CUSIP Nu

March 30, 2006 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment Number 4 Under the Securities Exchange Act of 1934 The Stephan Co. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) (CUSIP Nu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment Number 4 Under the Securities Exchange Act of 1934 The Stephan Co. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) 858603103 (CUSIP Number) Tamara R. Wagman 124 E. 4th Street Tulsa, Oklahoma 74103 (918) 583-9922 (Name, Address and Telephone Number of Person Authorized to Re

February 14, 2006 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3)1 The Stephan Co. (N

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3)1 The Stephan Co. (Name of Issuer) Common Stock $.01 Par Value (Title of Class of Securities) 858603103 (CUSIP Number) December 31, 2005 (Date of Event Which Requires Fil

January 10, 2006 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment Number 4 Under the Securities Exchange Act of 1934 The Stephan Co. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) (CUSIP Nu

Schedule 13D Amendment No. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment Number 4 Under the Securities Exchange Act of 1934 The Stephan Co. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) 858603103 (CUSIP Number) Tamara R. Wagman 124 E. 4th Street Tulsa, Oklahoma 74103 (918) 583-9922 (Name, Address and Telephone Numb

January 10, 2006 EX-99.(A)

JOINT FILING UNDERTAKING

Exhibit A JOINT FILING UNDERTAKING The undersigned, being duly authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13D to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule jointly on behalf of each such party.

November 4, 2005 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment Number 3 Under The Securities Exchange Act of 1934 The Stephan Co. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) (CUSIP Nu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment Number 3 Under The Securities Exchange Act of 1934 The Stephan Co. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) 858603103 (CUSIP Number) Tamara R. Wagman 124 E. 4th Street Tulsa, Oklahoma 74103 (918) 583-9922 (Name, Address and Telephone Number of Person Authorized to Re

September 22, 2005 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment Number 2 Under the Securities Exchange Act of 1934 The Stephan Co. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) (CUSIP Nu

Schedule 13D Amendment No 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

September 22, 2005 EX-99.A

JOINT FILING UNDERTAKING

Joint Filing Undertaking Exhibit A JOINT FILING UNDERTAKING The undersigned, being duly authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13D to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule jointly on behalf of each such party.

August 17, 2005 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7__ )* THE STEPHAN CO. (Name of Issuer) COMMON SHARES (Title of Class of Securities) (CUSIP Number) ANCORA C

- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7 )* THE STEPHAN CO. - (Name of Issuer) COMMON SHARES - (Title of Class of Securities) 858603 10 3 - (CUSIP Number) ANCORA CAPITAL INC ATTN: RICHARD BARONE ONE CHAGRIN HIGHLANDS 2000 AUBURN DRIVE, SUITE 420 CLEVELAND, OHIO 44122 (216) 825-4000 - (Name, Add

August 5, 2005 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment Number 1 Under the Securities Exchange Act of 1934 The Stephan Co. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) (CUSIP Nu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment Number 1 Under the Securities Exchange Act of 1934 The Stephan Co. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) 858603103 (CUSIP Number) Tamara R. Wagman 124 E. 4th Street Tulsa, Oklahoma 74103 (918) 583-9922 (Name, Address and Telephone Number of Person Authorized to Re

August 1, 2005 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6__ )* THE STEPHAN CO. (Name of Issuer) COMMON SHARES (Title of Class of Securities) (CUSIP Number) ANCORA C

- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6 )* THE STEPHAN CO. - (Name of Issuer) COMMON SHARES - (Title of Class of Securities) 858603 10 3 - (CUSIP Number) ANCORA CAPITAL INC ATTN: RICHARD BARONE ONE CHAGRIN HIGHLANDS 2000 AUBURN DRIVE, SUITE 420 CLEVELAND, OHIO 44122 (216) 825-4000 - (Name, Add

August 1, 2005 EX-99.1

MERLIN PARTNERS One Chagrin Highlands 2000 Auburn Drive, Suite #430 Cleveland, OH 44122

MERLIN PARTNERS One Chagrin Highlands 2000 Auburn Drive, Suite #430 Cleveland, OH 44122 August 1, 2005 Corporate Secretary The Stephan Company 1850 West McNab Road Fort Lauderdale, FL 33309 Dear Sir: In order to protect our right to nominate directors at the annual meeting, it is necessary to submit this notice pursuant to Section 3.

May 18, 2005 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* THE STEPHAN CO. (Name of Issuer) COMMON SHARES (Title of Class of Securities) (CUSIP Number) ANCORA CAPI

- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* THE STEPHAN CO. - (Name of Issuer) COMMON SHARES - (Title of Class of Securities) 858603 10 3 - (CUSIP Number) ANCORA CAPITAL INC ATTN: RICHARD BARONE ONE CHAGRIN HIGHLANDS 2000 AUBURN DRIVE, SUITE 420 CLEVELAND, OHIO 44122 (216) 825-4000 - (Name, Addr

February 11, 2005 SC 13G/A

Signature

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Under the Securities Exchange Act of 1934 (Amendment No. 2)(1) The Stephan Co. (Name of Issuer) Common Stock $.01 Par Value (Title of Class of Securities) 858603103 (CUSIP N

January 24, 2005 SC 13D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 The Stephan Co. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) (CUSIP Number) Tamara R. Wagma

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 The Stephan Co. (Name of Issuer) COMMON STOCK, $.01 par value (Title of Class of Securities) 858603103 (CUSIP Number) Tamara R. Wagman 124 E. 4th Street Tulsa, Oklahoma 74103 (918) 583-9922 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Com

October 6, 2004 PREC14A

PROXY STATEMENT IN OPPOSITION TO THE BOARD OF DIRECTORS OF THE STEPHAN CO. BY MERLIN PARTNERS, L. P. ANNUAL MEETING OF SHAREHOLDERS (To be held on November 10, 2004)

PROXY STATEMENT IN OPPOSITION TO THE SOLICITATION BY THE BOARD OF TRUSTEES OF TAIWAN GREATER CHINA FUND PROXY STATEMENT IN OPPOSITION TO THE BOARD OF DIRECTORS OF THE STEPHAN CO.

September 24, 2004 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2004 THE STEPHAN CO.

Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2004 THE STEPHAN CO.

September 24, 2004 EX-99.1

Two other large shareholders of the Company, Richard L. Scott Investments, LLC, and Ancora Capital, Inc., had previously indicated an interest in obtaining or otherwise influencing control of the Company. Based on reports filed with the Securities an

Exhibit 99.1 FOR IMMEDIATE RELEASE Fort Lauderdale, Florida, September 22, 2004 –The Stephan Company (AMEX: TSC) today announced that the Special Committee of its Board of Directors, which was formed for the purposes of reviewing alternatives for increasing shareholder value through a sale of the Company, has determined that no one appears interested in making an offer for the Company. Therefore,

September 8, 2004 EX-99

MERLIN PARTNERS One Chagrin Highlands 2000 Auburn Drive, Suite #430 Cleveland, OH 44122

Exhibit 99 Exhibit 99.1 MERLIN PARTNERS One Chagrin Highlands 2000 Auburn Drive, Suite #430 Cleveland, OH 44122 September 8, 2004 Corporate Secretary The Stephan Company 1850 West McNab Road Fort Lauderdale, FL 33309 Dear Sir: We are pleased that the going private transaction of The Stephan Co. (“Stephan”) has been abandoned.We would like to discuss with management some additional actions that can

September 8, 2004 SC 13D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2__)* THE STEPHAN CO. (Name of Issuer) COMMON SHARES (Title of Class of Securities) (CUSIP Number) ANCORA CA

- - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* THE STEPHAN CO. - (Name of Issuer) COMMON SHARES - (Title of Class of Securities) 858603 10 3 - (CUSIP Number) ANCORA CAPITAL INC ATTN: RICHARD BARONE ONE CHAGRIN HIGHLANDS 2000 AUBURN DRIVE, SUITE 420 CLEVELAND, OHIO 44122 (216) 825-4000 - (Name, Ad

August 6, 2004 PRER14A

SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

PRER14A 1 dprer14a.htm REVISED NOTICE AND PROXY STATEMENT SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: x Preliminary proxy statement. ¨ Confidential, for use of the Commissi

August 6, 2004 SC 13E3/A

SECURITIES AND EXCHANGE COMMISSION, WASHINGTON, D.C. 20549 SCHEDULE 13E-3/A (RULE 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER (Amendment No. 3) The Stephan Co. (Name of the Issue

SECURITIES AND EXCHANGE COMMISSION, WASHINGTON, D.C. 20549 SCHEDULE 13E-3/A (RULE 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER (Amendment No. 3) The Stephan Co. (Name of the Issuer) The Stephan Co., Eastchester Enterprises, Inc., Gunhill Enterprises, Inc., Frank F. Ferola, Shouky A. Shaheen, Thomas M. D?Ambrosio and John DePint

July 19, 2004 SC 13E3/A

SECURITIES AND EXCHANGE COMMISSION, WASHINGTON, D.C. 20549 SCHEDULE 13E-3/A (RULE 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER (Amendment No. 2) The Stephan Co. (Name of the Issue

SECURITIES AND EXCHANGE COMMISSION, WASHINGTON, D.C. 20549 SCHEDULE 13E-3/A (RULE 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER (Amendment No. 2) The Stephan Co. (Name of the Issuer) The Stephan Co., Eastchester Enterprises, Inc., Gunhill Enterprises, Inc., Frank F. Ferola, Shouky A. Shaheen, Thomas M. D?Ambrosio and John DePint

July 19, 2004 PRER14A

SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

Preliminary Proxy Statement SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: x Preliminary proxy statement.

June 15, 2004 EX-99.1

EX-99.1

EX-99.1 2 g89634exv99w1.txt EX-99.1 LETTER TO ISSUER EXHIBIT 99.1 RICHARD L. SCOTT INVESTMENTS, LLC 1415 PANTHER LANE, SUITE 322, NAPLES, FLORIDA 34109 TEL: (239) 591-6671 FAX: (239) 591-6705 June 15, 2004 SENT VIA FACSIMILE Mr. Curtis Carlson Special Committee The Stephan Company 1850 West McNab Road Fort Lauderdale, Florida 33309 Re: Information Request Dear Mr. Carlson: We acknowledge receipt o

June 15, 2004 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* THE STEPHAN CO.

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June 10, 2004 EX-99.1

LAW OFFICES MITRANI, RYNOR, ADAMSKY & MACAULAY, P.A. 2200 SUNTRUST INTERNATIONAL CENTER ONE SOUTHEAST THIRD AVENUE MIAMI, FLORIDA 33131 TELEPHONE (305) 358-0050 TELECOPIER (305) 358-0550 June 10, 2004

Exhibit 99.1 LAW OFFICES MITRANI, RYNOR, ADAMSKY & MACAULAY, P.A. 2200 SUNTRUST INTERNATIONAL CENTER ONE SOUTHEAST THIRD AVENUE MIAMI, FLORIDA 33131 TELEPHONE (305) 358-0050 TELECOPIER (305) 358-0550 June 10, 2004 By Fax Richard L. Scott Investments, LLC 100 First Stamford Place Stamford, CT 06902 Attention: Richard L. Scott, Chief Executive Officer Re: The Stephan Co. Dear Mr. Scott: Thank you fo

June 10, 2004 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2004 THE STEPHAN CO. (Exa

Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2004 THE STEPHAN CO.

June 4, 2004 EX-99.1

EX-99.1

EXHIBIT 99.1 RICHARD L. SCOTT INVESTMENTS, LLC 1415 PANTHER LANE, SUITE 322, NAPLES, FLORIDA 34109 TEL: (239) 591-6671 FAX: (239) 591-6705 June 4, 2004 CERTIFIED MAIL - RETURN RECEIPT REQUESTED Special Committee The Stephan Co. 1850 West McNab Road Fort Lauderdale, Florida 33309 Gentlemen: Richard L. Scott Investments, LLC ("Scott") and its affiliates currently hold approximately 9.9% of the outst

June 4, 2004 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* THE STEPHAN CO.

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April 15, 2004 EX-99.1

The Stephan Co. Announces Receipt of AMEX Warning Letter

Exhibit 99.1 The Stephan Co. Announces Receipt of AMEX Warning Letter FOR IMMEDIATE RELEASE Fort Lauderdale, Florida, April 14, 2004 – The Stephan Co. (AMEX: TSC) announced today that it had received a warning letter from the American Stock Exchange regarding the Company’s non-compliance with one of AMEX’s continued listing standards as a result of its failure to hold an annual meeting of stockhol

April 15, 2004 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2004 THE STEPHAN CO. (Ex

Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2004 THE STEPHAN CO.

April 13, 2004 PRER14A

SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: x Preliminary proxy statement.

April 13, 2004 SC 13E3/A

SECURITIES AND EXCHANGE COMMISSION, WASHINGTON, D.C. 20549 SCHEDULE 13E-3/A (RULE 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER (Amendment No. 1) The Stephan Co. (Name of the Issue

SECURITIES AND EXCHANGE COMMISSION, WASHINGTON, D.C. 20549 SCHEDULE 13E-3/A (RULE 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER (Amendment No. 1) The Stephan Co. (Name of the Issuer) The Stephan Co., Eastchester Enterprises, Inc., Gunhill Enterprises, Inc., Frank F. Ferola, Shouky A. Shaheen, Thomas M. D’Ambrosio and John DePint

April 12, 2004 EX-99.1

EX-99.1

EX-99.1 3 g88403a5exv99w1.txt EX-99.1 REQUEST FOR INFORMATION EXHIBIT 99.1 RICHARD L. SCOTT INVESTMENTS, LLC 1415 PANTHER LANE, SUITE 322, NAPLES, FLORIDA 34109 TEL: (239) 591-6671 FAX: (239) 591-6705 April 6, 2004 CERTIFIED MAIL - RETURN RECEIPT REQUESTED Mr. Curtis Carlson Special Committee The Stephan Co. 1850 West McNab Road Fort Lauderdale, Florida 33309 Re: Request for Information Dear Mr. C

April 12, 2004 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* THE STEPHAN CO.

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March 30, 2004 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2004 THE STEPHAN CO. (Ex

03/24/2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2004 THE STEPHAN CO.

March 30, 2004 EX-2.1

SECOND AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER THE STEPHAN CO., EASTCHESTER ENTERPRISES, INC. GUNHILL ENTERPRISES, INC. Dated as of March 24, 2004 TABLE OF CONTENTS Page ARTICLE I Definitions 2 Section 1.01 Certain Definitions 2 ARTICLE II

EXHIBIT 2.1 SECOND AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER between THE STEPHAN CO., EASTCHESTER ENTERPRISES, INC. and GUNHILL ENTERPRISES, INC. Dated as of March 24, 2004 TABLE OF CONTENTS Page ARTICLE I Definitions 2 Section 1.01 Certain Definitions 2 ARTICLE II Merger 7 Section 2.01 The Merger 7 Section 2.02 Closing 7 Section 2.03 Consummation of the Merger; Effects of Merger 7 Section

March 30, 2004 EX-99.1

The Stephan Co. Announces Revised Offer From Acquisition Group

Exhibit 99.1 The Stephan Co. Announces Revised Offer From Acquisition Group FORT LAUDERDALE, Fla., March 22 /PRNewswire-FirstCall/ — The Stephan Co. (Amex: TSC-News) announced today that Gunhill Enterprises, Inc., a wholly-owned subsidiary of Eastchester Enterprises, Inc., which is owned by Frank F. Ferola, Thomas M. D’Ambrosio, John DePinto and Shouky A. Shaheen, all directors of Stephan, togethe

March 3, 2004 EX-99.1

EX-99.1

RICHARD L. SCOTT INVESTMENTS, LLC 1415 PANTHER LANE, SUITE 322, NAPLES, FLORIDA 34109 TEL: (239) 591-6671 FAX: (239) 591-6705 March 2, 2004 CERTIFIED MAIL - RETURN RECEIPT REQUESTED Mr. Frank F. Ferola President and Chief Executive Officer The Stephan Co. 1850 West McNab Road Fort Lauderdale, Florida 33309 Re: Request for Copy of Corporate By-Laws and Date of Next Shareholders' Meeting Dear Mr. Fe

March 3, 2004 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* THE STEPHAN CO.

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February 11, 2004 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 The Stephan Co. (N

Amendment No. 1 to SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 The Stephan Co. (Name of Issuer) Common Stock $.01 Par Value (Title of Class of Securities) 858603103 (CUSIP Number) December 31, 2003 (Date o

February 6, 2004 SC 13G/A

OMB APPROVAL

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December 4, 2003 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) THE STEPHAN CO. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 858603103 (C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) THE STEPHAN CO. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 858603103 (CUSIP Number) Stephen T. Braun, Esq. Boult Cummings Conners & Berry, PLC 414 Union Street, Suite 1600 Nashville, Tennessee 37219 (615) 252-2300 (Name,

December 4, 2003 EX-99.1

EX-99.1

RICHARD L. SCOTT INVESTMENTS, LLC Exhibit 99.1 100 FIRST STAMFORD PLACE, STAMFORD, CT 06902 TEL: (203) 602-2290 FAX: (203) 602-7758 December 3, 2003 Frank F. Ferola Chairman, Chief Executive Officer and Board Member Curtis Carlson Board Member Thomas M. D'Ambrosio Board Member John DePinto Board Member Leonard Genovese Board Member Shouky A. Shaheen Board Member The Stephan Co. 1850 West McNab Roa

November 25, 2003 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) THE STEPHAN CO. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 858603103 (C

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) THE STEPHAN CO. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 858603103 (CUSIP Number) Stephen T. Braun, Esq. Boult Cummings Conners & Berry, PLC 414 Union Street, Suite 1600 Nashville, Tennessee 37219 (615

November 24, 2003 SC 13E3

SECURITIES AND EXCHANGE COMMISSION, WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (RULE 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER The Stephan Co. (Name of the Issuer) Eastchester Enter

SC 13E3 1 dsc13e3.htm TRANSACTION STATEMENT SECURITIES AND EXCHANGE COMMISSION, WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (RULE 13e-100) TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER The Stephan Co. (Name of the Issuer) Eastchester Enterprises, Inc., Gunhill Enterprises, Inc., Frank F. Ferola, Shouky A. Shaheen, Thomas M. D’Ambrosio and John

November 24, 2003 PREM14A

SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-12 The Stephan Co.

November 12, 2003 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) THE STEPHAN CO. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 858603103 (C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) THE STEPHAN CO. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 858603103 (CUSIP Number) Stephen T. Braun, Esq. Boult Cummings Conners & Berry, PLC 414 Union Street, Suite 1600 Nashville, Tennessee 37219 (615) 252-2300 (Name,

November 3, 2003 SC 13D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 THE STEPHAN CO. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 858603103 (CUSIP Number) Steph

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 THE STEPHAN CO. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 858603103 (CUSIP Number) Stephen T. Braun, Esq. Boult Cummings Conners & Berry, PLC 414 Union Street, Suite 1600 Nashville, Tennessee 37219 (615) 252-2300 (Name,

May 8, 2003 EX-2.1

EX-2.1

EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER between THE STEPHAN CO., EASTCHESTER ENTERPRISES, INC. and GUNHILL ENTERPRISES, INC. Dated as of April 30, 2003 TABLE OF CONTENTS Page - ARTICLE I Definitions..................................................................................1 Section 1.01 Certain Definitions..........................................................................1 ARTICLE I

May 8, 2003 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2003 THE STEPHAN CO.

May 8, 2003 EX-99.3

SHAREHOLDERS’ AGREEMENT

EX-99.3 3 dex993.htm SHAREHOLDERS' AGREEMENT EXHIBIT 99.3 SHAREHOLDERS’ AGREEMENT This Agreement, made and entered into this day of April, 2003, by and among Eastchester Enterprises, Inc., a Florida Corporation (the “Corporation”), Frank F. Ferola (“Ferola”), Shouky A. Shaheen, individually and as trustee (“Shaheen”), Thomas M. D’Ambrosio (“D’Ambrosio”), and John DePinto (“DePinto”). W I T N E S S

May 8, 2003 EX-99.1

EX-99.1

EX-99.1 4 dex991.txt PRESS RELEASE EXHIBIT 99.1 THE STEPHAN CO. ANNOUNCES APPROVAL OF DEFINITIVE MERGER AGREEMENT FOR IMMEDIATE RELEASE Fort Lauderdale, Florida, April 30, 2003 - The Stephan Co. (AMEX: TSC) announced today that its Board of Directors has approved a definitive merger agreement pursuant to which Stephan will be acquired by Gunhill Enterprises, Inc., a wholly-owned subsidiary of East

May 8, 2003 SC 13D

OMB APPROVAL

SC 13D 1 dsc13d.htm SCHEDULE 13D SEC 1746 (11-02) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Was

April 29, 2003 SC 13G

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 The Stephan Co. (Na

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 The Stephan Co. (Name of Issuer) Common Stock $.01 Par Value (Title of Class of Securities) 858603103 (CUSIP Number) April 21, 2003 (Date of Event Which Requires Filing

February 7, 2003 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment [X]) * STEPHAN COMPANY (THE) (Name of Issuer) Common Stock (Title of Class of Securities) 858603103 (CUSIP Numbe

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment [X]) * STEPHAN COMPANY (THE) (Name of Issuer) Common Stock (Title of Class of Securities) 858603103 (CUSIP Number) December 31, 2002 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

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