الإحصائيات الأساسية
| LEI | 984500DA81B780C7D558 |
| CIK | 1001907 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 18, 2025 |
Astrotech Corporation Appoints Nihanth Badugu as Chief Operating Officer Exhibit 99.1 Astrotech Corporation Appoints Nihanth Badugu as Chief Operating Officer AUSTIN, Texas, August 18, 2025 (GLOBE NEWSWIRE) - Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”), today announced that it has appointed Nihanth Badugu as Chief Operating Officer (“COO”) of the Company. Mr. Badugu’s appointment is effective as of August 13, 2025. “The Board is thrilled to prom |
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| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 13, 2025 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 28, 2025 |
Astrotech Corporation Appoints Jennifer Ca Exhibit 99.1 Astrotech Corporation Appoints Jennifer Cañas as Chief Financial Officer AUSTIN, Texas, May 28, 2025 (GLOBE NEWSWIRE) - Astrotech Corporation (Nasdaq: ASTC) (the “Company” or (“Astrotech”), today announced that it has appointed Jennifer Cañas as Chief Financial Officer (“CFO”) of the Company. Ms. Cañas’ appointment is effective as of May 22, 2025. “The Board is delighted to promote Ms |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2025 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 13, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 13, 2025 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 13, 2025 |
Astrotech Reports Third Quarter of Fiscal Year 2025 Financial Results Exhibit 99.1 Astrotech Reports Third Quarter of Fiscal Year 2025 Financial Results AUSTIN, Texas, May 13, 2025 (GLOBE NEWSWIRE) - Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”) reported its financial results for the third quarter of fiscal year 2025, which ended March 31, 2025. Thomas B. Pickens, III, Astrotech’s Chairman, Chief Executive Officer and Chief Technology Officer, |
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| March 10, 2025 |
Exhibit 99.1 1st Detect Unveils Enhanced TRACER 1000 Narcotics Trace Detector Intended to Combat Synthetic Opiates and Novel Psychoactive Substances AUSTIN, Texas, March 10, 2025 (GLOBE NEWSWIRE) - Astrotech Corporation (Nasdaq: ASTC) today announced the launch of its enhanced TRACER 1000™ Narcotics Trace Detector (“TRACER 1000 NTD”) from its 1st Detect subsidiary. This innovative mobilized mass s |
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| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 10, 2025 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| February 28, 2025 |
Exhibit 99.1 Astrotech Creates New Subsidiary EN-SCAN, Inc. EN-SCAN GC-MS Product Line For Air, Water, and Soil Analysis To Be Introduced at PITTCON 2025 AUSTIN, Texas, February 28, 2025 (GLOBAL NEWSWIRE) - Astrotech Corporation (NASDAQ: ASTC) announced today that it has created a new wholly owned subsidiary, EN-SCAN, Inc. (“EN-SCAN”), to manufacture and sell a new line of instruments built for en |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2025 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| February 14, 2025 |
Astrotech Reports Second Quarter of Fiscal Year 2025 Financial Results Exhibit 99.1 Astrotech Reports Second Quarter of Fiscal Year 2025 Financial Results AUSTIN, Texas, Feb. 14, 2025 (GLOBE NEWSWIRE) - Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”) reported its financial results for the second quarter of fiscal year 2025, which ended December 31, 2024. Financial Highlights & Recent Developments ● Fiscal year 2025 Q2 revenue of $295 thousand is p |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 14, 2025 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| January 24, 2025 |
Jaime Hinojosa Resigns as Chief Financial Officer to Work in Family Business Exhibit 99.1 Jaime Hinojosa Resigns as Chief Financial Officer to Work in Family Business AUSTIN, Texas, January 24, 2025 (GLOBE NEWSWIRE) - Astrotech Corporation (NASDAQ: ASTC) ("Astrotech" or the "Company") announced the resignation of its Chief Financial Officer, Jaime Hinojosa, effective February 14, 2025. Mr. Hinojosa will continue to serve in the CFO role until February 14, 2025, and after t |
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| January 24, 2025 |
Independent Contractor Agreement by and between the Company and Ryan Polk, dated January 22, 2025. Exhibit 10.3 Astrotech Corporation 2028 E. Ben White Blvd. #240-9530 Austin, Texas 78741 www.astrotechcorp.com ASTROTECH CORPORATION INDEPENDENT CONTRACTOR AGREEMENT This Independent Contractor Agreement (the “Agreement”) is entered into by and between Astrotech Corporation, a Delaware corporation (the “Company”), and With Finance Team LLC (“Consultant”) and is effective as of February 15, 2025 (t |
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| January 24, 2025 |
Exhibit 10.1 Astrotech Corporation 2028 E. Ben White Blvd. #240-9530 Austin, Texas 78741 www.astrotechcorp.com ASTROTECH CORPORATION INDEPENDENT CONTRACTOR AGREEMENT This Independent Contractor Agreement (the “Agreement”) is entered into by and between Astrotech Corporation, a Delaware corporation (the “Company”), and Jaime Hinojosa (“Consultant”) and is effective as of February 15, 2025 (the “Eff |
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| January 23, 2025 |
1ST DETECT SECURES FIRST PURCHASE ORDER FOR TSA APPROVED TRACER 1000™ ETDs Exhibit 99.1 1ST DETECT SECURES FIRST PURCHASE ORDER FOR TSA APPROVED TRACER 1000™ ETDs Austin, Texas – January 23, 2025 Astrotech Corporation (NASDAQ: ASTC) announced today that its 1st Detect subsidiary has received a purchase order for its TRACER 1000™ explosive trace detectors (ETDs) from Intuitive Research and Technology Corporation (INTUITIVE®) a TSA contractor. The purchase order is valued |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 23, 2025 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| January 14, 2025 |
Exhibit 99.1 1st Detect Awarded a Homeland Security Research and Development Contract to Expand the TRACER 1000TM Explosive Threat Detection AUSTIN, Texas, September 30, 2024 (GLOBE NEWSWIRE) - Astrotech Corporation (NASDAQ: ASTC) ("Astrotech" or the "Company") and its wholly-owned subsidiary, 1st Detect Corporation, announced that the Company has been awarded research and development (“R&D”) cont |
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| January 14, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 14, 2025 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| January 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 7, 2025 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| December 19, 2024 |
Form of Amended and Restated Indemnification Agreement. Exhibit 10.1 ASTROTECH CORPORATION FORM OF AMENDED AND RESTATED INDEMNIFICATION AGREEMENT This Amended and Restated Indemnification Agreement (the "Agreement"), dated as of [●], 2024, is entered into by and between Astrotech Corporation, a Delaware corporation (the "Company"), and ("Indemnitee"). RECITALS A. The Company's Certificate of Incorporation, executed on December 22, 2017, provides that a |
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| December 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 18, 2024 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| December 16, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 13, 2024 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| December 13, 2024 |
Exhibit 4.3 AMENDMENT NO. 2 TO RIGHTS AGREEMENT This Amendment No. 2 (this “Amendment”) to the Rights Agreement (as defined below) is made and entered into as of December 12, 2024, by and between Astrotech Corporation, a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC, as rights agent (the “Rights Agent”). RECITALS: WHEREAS, the Company and the Rights Agent have entered into |
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| December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 12, 2024 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 12, 2024 |
Astrotech Reports First Quarter of Fiscal Year 2025 Financial Results Exhibit 99.1 Astrotech Reports First Quarter of Fiscal Year 2025 Financial Results AUSTIN, Texas, Nov. 12, 2024 (GLOBE NEWSWIRE) - Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”) reported its financial results for the first quarter of fiscal year 2025, which ended September 30, 2024. Financial Highlights & Recent Developments ● Operating expenses increased $119 thousand or 3.3% |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 12, 2024 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| September 20, 2024 |
Astrotech Corporation and Subsidiaries — Subsidiaries of the Registrant EXHIBIT 21.1 Subsidiaries of the Registrant State of Incorporation 1) Astrogenetix, Inc. Delaware 2) 1st Detect Corporation Delaware 3) Agriculture Technology Corporation Delaware 4) Medikinetix, Inc. Delaware 5) Astral Images Corporation Delaware 6) Astrotech Technologies, Inc. Delaware 7) BreathTech Corporation Delaware 8) AgLAB Inc. Delaware 9) Cargo Security Center International, Inc. Delaware |
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| September 20, 2024 |
Exhibit 10.15 Amendment #1 to Investigator-Initiated Study Agreement This F Amendment #1 to the Investigator-Initiated Study Agreement(“Amendment #1”) is entered into as of the date of last signature and made effective as of November 15, 2022 (the “Effective Date”) by and between The Cleveland Clinic Foundation (“Institution”), an Ohio non-profit corporation with offices at 9500 Euclid Avenue, Cle |
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| September 20, 2024 |
Exhibit 10.10 This page needs to be retained with the Agreement at all times. COMPANY INFORMATION BreathTech Corporation 2028 E. BEN WHITE BLVD. #240-9530 AUSTIN, TX 78741 CONTRACT INFORMATION Contract ID: 4270915 Master Agreement Number: 4238605 Dept Reference No.: Contract Description: AMENDMENT NO. 2 TO JOINT DEVELPMENT AND OPTION AGREEMENT, ADDING ADDITIONAL DISEASE INDICATIONS TO ORIGINAL AGR |
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| September 20, 2024 |
EXHIBIT 4.1 Astrotech Corporation DESCRIPTION OF CAPITAL STOCK General The following is a summary of the material terms and provisions of our capital stock, Certificate of Incorporation (as amended, the “Certificate of Incorporation”), Amended and Restated Bylaws (as amended, the “Bylaws”), Certificate of Designations of Series A Junior Participating Preferred Stock (the “Series A Certificate of D |
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| September 20, 2024 |
Astrotech Corporation Compensation Recovery Policy. Exhibit 97.1 ASTROTECH CORPORATION Compensation Recovery Policy This Compensation Recovery Policy (this “Policy”) of Astrotech Corporation (the “Company”) is hereby adopted as of November 17, 2023 in compliance with Section 10D of the Exchange Act and Rule 5608 of The Nasdaq Stock Market LLC Rules. Certain terms shall have the meanings set forth in “Section 3. Definitions” below. Section 1. Recove |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34426 Astrotech Co |
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| September 20, 2024 |
Exhibit 10.9 First Amendment To Joint Development and Option Agreement This First Amendment ("Amendment") is made as of March 23, 2022 ("Amendment Effective Date") by and between The Cleveland Clinic Foundation, an Ohio non-profit corporation located at 9500 Euclid Avenue, Cleveland, Ohio 44195 (hereinafter referred to along with its Affiliates as "CCF"), and BreathTech Corporation, a wholly owned |
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| September 20, 2024 |
Exhibit 10.11 AMENDMENT NO. 3 TO JOINT DEVELOPMENT AND OPTION AGREEMENT BETWEEN THE CLEVELAND CLINIC FOUNDATION AND BREATHTECH CORPORATION This Amendment No. 3 to Joint Development and Option Agreement (this “Amendment”), is made and entered into effective as of November 21, 2023 (the “Amendment Date”), by and between The Cleveland Clinic Foundation (“CCF”) and BreathTech Corporation (“Company”, a |
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| September 19, 2024 |
ASTROTECH REPORTS FISCAL YEAR 2024 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS FISCAL YEAR 2024 FINANCIAL RESULTS Austin, Texas – September 19, 2024 – Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”) reported its financial results for the fiscal year ended June 30, 2024. Financial Highlights & Fiscal Year Developments ● Revenue increased to $1.7 million as Astrotech’s subsidiary, 1st Detect, gained traction in the internation |
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| September 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 19, 2024 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 20, 2024 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| June 20, 2024 |
Exhibit 99.1 TSA Grants 1st Detect’s TRACER 1000 Acceptance onto the “Approved” Section of the Air Cargo Security Technology List Austin, Texas, June 20, 2024 (GLOBE NEWSWIRE) - Astrotech Corporation (NASDAQ: ASTC) ("Astrotech" or the "Company") and its wholly-owned subsidiary, 1st Detect Corporation, announce that the U.S. Transportation Security Administration (“TSA”) has approved the TRACER 100 |
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| June 14, 2024 |
ASTROTECH SUBSIDIARY AGLAB, INC. ANNOUNCES JOINT EFFORT WITH SC LABS Exhibit 99.1 ASTROTECH SUBSIDIARY AGLAB, INC. ANNOUNCES JOINT EFFORT WITH SC LABS AUSTIN, Texas, June 13, 2024 (GLOBE NEWSWIRE) - AgLAB, Inc., (“AgLAB”) a subsidiary of Astrotech Corporation (NASDAQ: ASTC) (“Astrotech”, or the “Company”), and SC Labs announced today that the companies will be jointly marketing the AgLAB 1000-D2TM mass spectrometer and the AgLAB Maximum Value Process testing method |
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| June 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 13, 2024 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 13, 2024 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 13, 2024 |
ASTROTECH REPORTS THIRD QUARTER OF FISCAL YEAR 2024 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS THIRD QUARTER OF FISCAL YEAR 2024 FINANCIAL RESULTS Austin, Texas – May 13, 2024 – Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”) reported its financial results for the third quarter of fiscal year 2024, which ended March 31, 2024. Financial Highlights & Recent Developments ● Astrotech’s consolidated balance sheet remains strong with $34.7 millio |
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| March 26, 2024 |
Exhibit 99.1 Astrotech Introduces the “Gold Standard” of Mass Spectrometry into Narcotics Detection Market with its State-of-the-Art Tracer 1000 The TRACER 1000™ is a mass spectrometry-based trace analyzer; its detection library now includes narcotics such as fentanyl, heroin, and cocaine. AUSTIN, Texas - March 25, 2024 (GLOBENEWSWIRE) – Astrotech Corporation (NASDAQ: ASTC) ("Astrotech" or the "Co |
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| March 26, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 25, 2024 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| February 12, 2024 |
ASTROTECH REPORTS SECOND QUARTER OF FISCAL YEAR 2024 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS SECOND QUARTER OF FISCAL YEAR 2024 FINANCIAL RESULTS Austin, Texas – February 12, 2024 – Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”) reported its financial results for the second quarter of fiscal year 2024, which ended December 31, 2023. Financial Highlights & Recent Developments ● Year-to-date revenue totaled $1,540 thousand compared to $301 |
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| February 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 12, 2024 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| December 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 15, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| December 18, 2023 |
Exhibit 4.2 AMENDMENT NO. 1 TO RIGHTS AGREEMENT This Amendment No. 1 (this “Amendment”) to the Rights Agreement (as defined below) is made and entered into as of December 18, 2023, by and between Astrotech Corporation, a Delaware corporation (the “Company”), and Equiniti Trust Company (f/k/a American Stock Transfer & Trust Company, LLC), as rights agent (the “Rights Agent”). RECITALS: WHEREAS, the |
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| December 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 18, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| December 12, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 12, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| December 12, 2023 |
Astrotech Announces Exciting New Technology Application and Introduces New Subsidiary Exhibit 99.1 Astrotech Announces Exciting New Technology Application and Introduces New Subsidiary Astrotech Corporation Announces Chemical Process Control System AUSTIN, Texas, December 12, 2023 – (GLOBE NEWSWIRE) - Astrotech Corporation (NASDAQ:ASTC) ("Astrotech" or the "Company") announces formation of a wholly owned subsidiary Pro-Control, Inc. (“Pro-Control”) and has entered into an exclusive |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 13, 2023 |
1ST DETECT SECURES SIGNIFICANT PURCHASE ORDER FOR ADDITIONAL CHECKPOINT SECURITY UNITS Exhibit 99.1 1ST DETECT SECURES SIGNIFICANT PURCHASE ORDER FOR ADDITIONAL CHECKPOINT SECURITY UNITS Austin, Texas – November 13, 2023 Astrotech Corporation (NASDAQ: ASTC) announced today that its 1st Detect subsidiary has accepted another significant purchase order for seven of its TRACER 1000™ explosives trace detectors (ETDs), for an airport security checkpoint. The systems will be deployed in a |
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| November 13, 2023 |
ASTROTECH REPORTS FIRST QUARTER OF FISCAL YEAR 2024 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS FIRST QUARTER OF FISCAL YEAR 2024 FINANCIAL RESULTS Austin, Texas – November 13, 2023 – Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”) reported its financial results for the first quarter of fiscal year 2024, which ended September 30, 2023. Financial Highlights & Recent Developments ● Astrotech’s consolidated balance sheet remains strong with $39 |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| October 16, 2023 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 12, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34426 Astrotech Co |
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| September 28, 2023 |
ASTROTECH REPORTS FISCAL YEAR 2023 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS FISCAL YEAR 2023 FINANCIAL RESULTS Austin, Texas – September 28, 2023 – Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”) reported its financial results for the fiscal year ended June 30, 2023. Financial Highlights & Fiscal Year Developments ● Astrotech’s consolidated balance sheet remains strong with $42.1 million in cash and cash equivalents and l |
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| September 28, 2023 |
EXHIBIT 4.1 Astrotech Corporation DESCRIPTION OF CAPITAL STOCK General The following is a summary of the material terms and provisions of our capital stock, Certificate of Incorporation (as amended, the “Certificate of Incorporation”), Amended and Restated Bylaws (as amended, the “Bylaws”), Certificate of Designations of Series A Junior Participating Preferred Stock (the “Series A Certificate of D |
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| September 28, 2023 |
Astrotech Corporation and Subsidiaries — Subsidiaries of the Registrant EXHIBIT 21.1 Subsidiaries of the Registrant State of Incorporation 1) Chemtech Services, Inc. Delaware 2) Astrogenetix, Inc. Delaware 3) 1st Detect Corporation Delaware 4) Agriculture Technology Corporation Delaware 5) Medikinetix, Inc. Delaware 6) Astral Images Corporation Delaware 7) Astrotech Technologies, Inc. Delaware 8) BreathTech Corporation Delaware 9) AgLAB Inc. Delaware 10) Cargo Securit |
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| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 28, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| August 7, 2023 |
Exhibit 16.1 Armanino LLP 15950 N. Dallas Parkway Suite 600 Dallas, TX 75248-6685 972 661 1843 main armanino.com Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read Item 4.01 of Form 8-K of Astrotech Corporation dated August 7, 2023, and agree with the statements concerning our firm contained therein. We have no basis to agree or disagree with oth |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 1, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| August 1, 2023 |
Exhibit 3.1 ASTROTECH CORPORATION Incorporated under the laws of the State of Delaware AMENDED AND RESTATED BY-LAWS July 31, 2023 AMENDED AND RESTATED BY-LAWS of ASTROTECH CORPORATION Adopted July 31, 2023 PREAMBLE These Amended and Restated By-laws (these “By-laws”) are subject to, and governed by, the Delaware General Corporation Law (the “DGCL”) and the Certificate of Incorporation of Astrotech |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 30, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| June 30, 2023 |
Exhibit 99.1 ASTROTECH BOARD UNANIMOUSLY REJECTS UNSOLICITED ACQUISITION PROPOSAL FROM BML INVESTMENT PARTNERS, L.P. Determines Proposal is Opportunistic, Significantly Undervalues the Company, Does Not Reflect the Company’s True Intrinsic Value or Prospects and is Not in the Best Interests of Stockholders Austin, Texas, June 30, 2023 – Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astro |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 26, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| June 27, 2023 |
ASTROTECH CONFIRMS RECEIPT OF UNSOLICTED NON-BINDING ACQUISITION PROPOSAL Exhibit 99.1 ASTROTECH CONFIRMS RECEIPT OF UNSOLICTED NON-BINDING ACQUISITION PROPOSAL Austin, Texas – June 27, 2023 – Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”) announced today that it has received an unsolicited, non-binding proposal from BML Investment Partners, L.P. (“BML”) to acquire all of the outstanding shares of common stock of the Company for cash consideration o |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 26, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| June 26, 2023 |
US0464843095 / Astrotech Corp. / BML Investment Partners, L.P. - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Astrotech Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 046484309 (CUSIP Number) Braden Leonard, BML Capital Management, LLC 65 E Cedar - Suite 2 Zionsville, IN 46077 Phone : 3173442447 (Name, Add |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 16, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| June 16, 2023 |
ASTROTECH CORPORATION Common Stock Table of Contents Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-253835 Prospectus Supplement (To Prospectus Dated March 15, 2021) ASTROTECH CORPORATION $5,982,724 Common Stock We have entered into an at-the-market offering agreement (the “Offering Agreement”) with H.C. Wainwright & Co., LLC (“Wainwright” or the “Distribution Agent”), dated June 16, 2023, relating to the sale of s |
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| June 16, 2023 |
Exhibit 1.1 AT THE MARKET OFFERING AGREEMENT June 16, 2023 H.C. Wainwright & Co., LLC 430 Park Avenue New York, NY 10022 Ladies and Gentlemen: Astrotech Corporation, a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows: 1. Definitions. The terms that follow, when used in this Agreeme |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 11, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 11, 2023 |
ASTROTECH REPORTS THIRD QUARTER OF FISCAL YEAR 2023 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS THIRD QUARTER OF FISCAL YEAR 2023 FINANCIAL RESULTS Austin, Texas – May 11, 2023 – Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”) reported its financial results for its third quarter of fiscal year 2023, which ended March 31, 2023. Financial Highlights & Recent Developments ● Astrotech’s consolidated balance sheet remains strong with $44.1 millio |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 9, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 9, 2023 |
ASTROTECH ANNOUNCES CONFIRMED AGLAB, INC. FIELD TRIAL RESULTS Exhibit 99.1 ASTROTECH ANNOUNCES CONFIRMED AGLAB, INC. FIELD TRIAL RESULTS Austin, Texas – May 9, 2023 –Astrotech Corporation (NASDAQ: ASTC) (the “Company”), is announcing today that its subsidiary, AgLAB, Inc., confirmed the results from field trials using the AgLAB 1000-D2TM mass spectrometer and the Maximum Value ProcessTM testing method (“AgLAB MVP”). AgLAB MVP is designed to improve yields an |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 2, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 9, 2023 |
1ST DETECT SECURES SIGNIFICANT PURCHASE ORDER FOR CHECKPOINT SECURITY Exhibit 99.1 1ST DETECT SECURES SIGNIFICANT PURCHASE ORDER FOR CHECKPOINT SECURITY Austin, Texas – May 8, 2023 Astrotech Corporation (NASDAQ: ASTC) announced today that its 1st Detect subsidiary has received a 17 unit order for its TRACER 1000™ explosives trace detector (ETD). The systems will be deployed in Europe with deliveries scheduled to be fulfilled over the remainder of this calendar year. |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| February 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 13, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| February 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| February 13, 2023 |
ASTROTECH REPORTS SECOND QUARTER OF FISCAL YEAR 2023 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS SECOND QUARTER OF FISCAL YEAR 2023 FINANCIAL RESULTS Austin, Texas – February 13, 2023 – Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”) reported its financial results for its second quarter of fiscal year 2023, which ended December 31, 2022. Financial Highlights & Recent Developments ● Astrotech’s consolidated balance sheet remains strong with $4 |
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| February 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 13, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| February 8, 2023 |
ASTC / Astrotech Corp / BML Investment Partners, L.P. - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Astrotech Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 046484309 (CUSIP Number) Calendar Year 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| February 8, 2023 |
ASTC / Astrotech Corp / BML Investment Partners, L.P. - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Astrotech Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 046484309 (CUSIP Number) Calendar Year 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 1, 2023 |
ASTROTECH APPOINTS BOB MCFARLAND TO BOARD OF DIRECTORS Exhibit 99.1 ASTROTECH APPOINTS BOB MCFARLAND TO BOARD OF DIRECTORS Austin, Texas – February 1, 2023 – Astrotech Corporation (Nasdaq: ASTC) announced today that it has increased the size of its Board of Directors from four to five directors and has appointed Bob McFarland as a director of the Company. Mr. McFarland brings to Astrotech’s Board extensive executive management experience with domestic |
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| February 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 27, 2023 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| January 26, 2023 |
ASTC / Astrotech Corp / Huckleberry Investments LLP - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Astrotech Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 046484309 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| December 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 19, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| December 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 21, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| December 21, 2022 |
Exhibit 4.1 ASTROTECH CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent RIGHTS AGREEMENT Dated as of December 21, 2022 TABLE OF CONTENTS Page Section 1. Certain Definitions. 1 Section 2. Appointment of Rights Agent. 7 Section 3. Issue of Right Certificates.. 7 Section 4. Form of Right Certificates. 9 Section 5. Countersignature and Registration. 10 Section 6. Transfer, S |
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| December 21, 2022 |
Exhibit 99.1 ASTROTECH ADOPTS LIMITED-DURATION STOCKHOLDER RIGHTS PLAN Designed to ensure fair and equal treatment of all investors Austin, Texas, December 21, 2022 ? Astrotech Corporation (Nasdaq: ASTC) (the ?Company? or ?Astrotech?) today announced that its Board of Directors (the ?Board?) has unanimously adopted a limited-duration stockholder rights plan (the ?Rights Plan?) to protect the inter |
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| December 21, 2022 |
ASTROTECH REGAINS COMPLIANCE WITH NASDAQ LISTING REQUIREMENTS Exhibit 99.1 ASTROTECH REGAINS COMPLIANCE WITH NASDAQ LISTING REQUIREMENTS Austin, Texas, December 21, 2022 – Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”), a mass spectrometry company that launches, manages, and commercializes scalable companies based on its innovative core technology, today announced that it has received written notice from The Nasdaq Stock Market LLC (“Nas |
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| December 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Astrotech Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware 91-1273737 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 2105 Donley Drive, S |
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| November 23, 2022 |
ASTROTECH ANNOUNCES REVERSE STOCK SPLIT Exhibit 99.1 ASTROTECH ANNOUNCES REVERSE STOCK SPLIT Austin, Texas, November 23, 2022 ? Astrotech Corporation (Nasdaq: ASTC) (the ?Company? or ?Astrotech?), a mass spectrometry company that launches, manages, and commercializes scalable companies based on its innovative core technology, today announced that it has filed a third amendment to its Certificate of Incorporation to effect a reverse stoc |
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| November 23, 2022 |
Third Certificate of Amendment to the Certificate of Incorporation of Astrotech Corporation. Exhibit 3.1 Form of Reverse Stock Split Charter Amendment THIRD CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF ASTROTECH CORPORATION Astrotech Corporation (the ?Corporation?), a corporation duly organized and existing under the laws of the State of Delaware, by its duly authorized officer, does hereby certify that: 1. The Board of Directors of the Corporation has duly adopted resoluti |
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| November 23, 2022 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 22, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| November 15, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 15, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 10, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| November 10, 2022 |
ASTROTECH REPORTS FIRST QUARTER OF FISCAL YEAR 2023 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS FIRST QUARTER OF FISCAL YEAR 2023 FINANCIAL RESULTS Austin, Texas – November 10, 2022 – Astrotech Corporation (Nasdaq: ASTC) (the “Company” or “Astrotech”) reported its financial results for the first quarter of fiscal year 2023, which ended September 30, 2022. Financial Highlights & Recent Developments ● Astrotech’s consolidated balance sheet remains strong with $48 |
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| September 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| September 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34426 Astrotech Co |
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| September 15, 2022 |
Astrotech Corporation and Subsidiaries — Subsidiaries of the Registrant EXHIBIT 21.1 Subsidiaries of the Registrant State of Incorporation 1) Chemtech Services, Inc. Delaware 2) Astrogenetix, Inc. Delaware 3) 1st Detect Corporation Delaware 4) Agriculture Technology Corporation Delaware 5) Medikinetix, Inc. Delaware 6) Astral Images Corporation Delaware 7) Astrotech Technologies, Inc. Delaware 8) BreathTech Corporation Delaware 9) AgLAB Inc. Delaware 10) Cargo Securit |
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| September 15, 2022 |
EXHIBIT 4.1 Astrotech Corporation DESCRIPTION OF CAPITAL STOCK General The following is a summary of the material terms and provisions of our capital stock, Certificate of Incorporation (as amended, the ?Certificate of Incorporation?), Bylaws (the ?Bylaws?), Certificate of Designations of Series A Junior Participating Preferred Stock (the ?Series A Certificate of Designations?), Certificate of Des |
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| September 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| September 14, 2022 |
ASTROTECH REPORTS FISCAL YEAR 2022 FINANCIAL RESULTS EXHIBIT 99.1 ASTROTECH REPORTS FISCAL YEAR 2022 FINANCIAL RESULTS Austin, Texas ? September 14, 2022 ? Astrotech Corporation (Nasdaq: ASTC) (the ?Company? or ?Astrotech?) reported its financial results for the fiscal year ended June 30, 2022. Financial Highlights & Fiscal Year Developments ? Astrotech?s consolidated balance sheet remains strong with $52.6 million in cash and liquid investments whi |
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| September 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 14, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| August 25, 2022 |
ASTC / Astrotech Corp / BML Investment Partners, L.P. - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Astrotech Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 046484200 (CUSIP Number) August 23, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| August 24, 2022 |
Financial Statements and Exhibits, Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 24, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| August 24, 2022 |
ASTROTECH ANNOUNCES DATE FOR FISCAL YEAR 2022 ANNUAL MEETING AND DEADLINES FOR STOCKHOLDER PROPOSALS Exhibit 99.1 ASTROTECH ANNOUNCES DATE FOR FISCAL YEAR 2022 ANNUAL MEETING AND DEADLINES FOR STOCKHOLDER PROPOSALS Austin, Texas ? August 24, 2022 ? Astrotech Corporation (Nasdaq: ASTC) (the ?Company?) announced its plans to hold its fiscal year 2022 annual meeting of stockholders (the ?2022 Annual Meeting?) on Tuesday, November 15, 2022. The 2022 Annual Meeting will be held at 9:00 a.m. Central Ti |
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| July 1, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 27, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| June 23, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 23, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| June 23, 2022 |
ASTROTECH APPOINTS JIM BECKER TO BOARD OF DIRECTORS ASTROTECH APPOINTS JIM BECKER TO BOARD OF DIRECTORS Austin, Texas ? June 23, 2022 ? Astrotech Corporation (Nasdaq: ASTC) announced today that it has appointed Jim Becker to its Board of Directors. |
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| June 23, 2022 |
ASTROTECH SUBSIDIARY AND CLEVELAND CLINIC EXPAND BREATH ANALYSIS STUDY TO DETECT MULTIPLE DISEASES Exhibit 99.1 ASTROTECH SUBSIDIARY AND CLEVELAND CLINIC EXPAND BREATH ANALYSIS STUDY TO DETECT MULTIPLE DISEASES Austin, Texas ? June 23, 2022 Astrotech Corporation?s (NASDAQ: ASTC) subsidiary, BreathTech Corporation, announced today that it has amended its Joint Development and Option Agreement with Cleveland Clinic to include additional areas of focus. Under the amended agreement, ongoing work ar |
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| June 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 20, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34426 Astrotech |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 13, 2022 |
ASTROTECH REPORTS THIRD QUARTER OF FISCAL YEAR 2022 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS THIRD QUARTER OF FISCAL YEAR 2022 FINANCIAL RESULTS Austin, Texas ? May 12, 2022 ? Astrotech Corporation (Nasdaq: ASTC) (the ?Company? or ?Astrotech?) reported its financial results for the third quarter of fiscal year 2022, which ended March 31, 2022. Astrotech's subsidiary 1st Detect continues sales of its TRACER 1000? solution, the first and only mass spectrometry |
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| April 29, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 27, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 19, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| April 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| April 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| March 30, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 25, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| March 3, 2022 |
ASTC / Astrotech Corp / BML Investment Partners, L.P. - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Astrotech Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 046484200 (CUSIP Number) February 23, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 14, 2022 |
ASTC / Astrotech Corp / CVI Investments, Inc. - SC 13G/A Passive Investment CUSIP No: 046484200 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2. (Amendment No. 1)* Astrotech Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 046484200 (CUSIP Number |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34426 Astrote |
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| February 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 11, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| February 11, 2022 |
ASTROTECH REPORTS SECOND QUARTER OF FISCAL YEAR 2022 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS SECOND QUARTER OF FISCAL YEAR 2022 FINANCIAL RESULTS Austin, Texas ? February 11, 2022 ? Astrotech Corporation (Nasdaq: ASTC) (the ?Company? or ?Astrotech?) reported its financial results for the second quarter of fiscal year 2022, which ended December 31, 2021. Astrotech had its best quarter since sales of 1st Detect?s TRACER 1000? began, with revenue related to the |
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| February 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| January 6, 2022 |
ASTROTECH ANNOUNCES DATE FOR FISCAL YEAR 2021 ANNUAL MEETING AND DEADLINES FOR STOCKHOLDER PROPOSALS Exhibit 99.1 ASTROTECH ANNOUNCES DATE FOR FISCAL YEAR 2021 ANNUAL MEETING AND DEADLINES FOR STOCKHOLDER PROPOSALS Austin, Texas ? January 6, 2022 ? Astrotech Corporation (Nasdaq: ASTC) (the ?Company?) announced its plans to hold its fiscal year 2021 annual meeting of stockholders (the ?2021 Annual Meeting?) on Friday, March 25, 2022. The 2021 Annual Meeting will be held at 9:00 A.M. Central Time. |
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| January 6, 2022 |
Financial Statements and Exhibits, Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 6, 2022 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| December 23, 2021 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 21, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| November 17, 2021 |
ASTROTECH BEGINS SEARCH FOR STRATEGIC ACQUISITIONS Exhibit 99.1 ASTROTECH BEGINS SEARCH FOR STRATEGIC ACQUISITIONS Austin, Texas ? November 17, 2021 ? Astrotech Corporation (Nasdaq: ASTC) now intends to actively pursue strategic and accretive acquisition opportunities. Tom Wilkson, as Lead Independent Director, will focus on identifying strategic acquisitions for Astrotech Corporation and its subsidiaries. Mr. Wilkinson has been a board member of |
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| November 17, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 17, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34426 Astrot |
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| November 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 12, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| November 12, 2021 |
ASTROTECH REPORTS FIRST QUARTER OF FISCAL YEAR 2022 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS FIRST QUARTER OF FISCAL YEAR 2022 FINANCIAL RESULTS Austin, Texas ? November 12, 2021 ? Astrotech Corporation (Nasdaq: ASTC) reported its financial results for the first quarter of fiscal year 2022, which ended September 30, 2021. The first quarter of fiscal year 2022 saw a continued increase in commercial sales of 1st Detect?s TRACER 1000?, the first and only mass s |
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| October 21, 2021 |
As filed with the Securities and Exchange Commission on October 21, 2021 As filed with the Securities and Exchange Commission on October 21, 2021 Registration No. |
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| October 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 7, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| October 12, 2021 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT to CERTIFICATE OF INCORPORATION of ASTROTECH CORPORATION State of Delaware Secretary of State Division of Corporations Delivered 09:03 AM 10/07/2021 FILED 09:03AM 10/07/2021 SR 20213450179 - File Number 6675607 ASTROTECH CORPORATION, a corporation organized and existing under the General Corporation Law of the State of Delaware (the "Corporation"), does hereby |
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| September 21, 2021 |
Astrotech Corporation and Subsidiaries — Subsidiaries of the Registrant EXHIBIT 21.1 Subsidiaries of the Registrant State of Incorporation 1) Spacehab Orbital Transportation, Inc. Delaware 2) Astrogenetix, Inc. Delaware 3) 1st Detect Corporation Delaware 4) Agriculture Technology Corporation 5) Medikinetix, Inc. Delaware 5) Medikinetix, Inc. Delaware 6) Astral Images Corporation Delaware 7) Astrotech Technologies, Inc. Delaware 8) BreathTech Corporation Delaware 9) Ag |
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| September 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34426 Astrotech Corporation (Exact n |
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| September 20, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 20, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| September 20, 2021 |
ASTROTECH REPORTS FISCAL YEAR 2021 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS FISCAL YEAR 2021 FINANCIAL RESULTS Austin, Texas ? September 20, 2021 ? Astrotech Corporation (Nasdaq: ASTC) reported its financial results for the fiscal year ended June 30, 2021. Fiscal year 2021 represented a turning point for Astrotech Corporation. We successfully raised a total of $74.3 million in gross proceeds from equity offerings, strengthening our balance s |
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| September 8, 2021 |
Exhibit 10.3 OMNIBUS AMENDMENT TO SUBSIDIARY GUARANTEES This Omnibus Amendment to Subsidiary Guarantees (this ?Amendment?) is made effective as of September 3, 2021 (the ?Amendment Effective Date?), by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the ?Guarantors?), in favor of the holder of (1) the Secured Promissory Note issued |
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| September 8, 2021 |
Exhibit 4.1 OMNIBUS AMENDMENT TO SECURED PROMISSORY NOTES This Omnibus Amendment to Secured Promissory Notes (this ?Amendment? or ?Agreement?) is entered into as of September 3, 2021 by and between Astrotech Corporation, a Delaware corporation (?Maker?) and Thomas B. Pickens III (?Lender?), with reference to (1) that certain Secured Promissory Note, dated September 5, 2019, in the amount of One Mi |
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| September 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 3, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| September 8, 2021 |
Exhibit 10.2 OMNIBUS AMENDMENT TO SECURITY AGREEMENTS This Omnibus Amendment to Security Agreements (this ?Amendment?) is made effective as of September 3, 2021 (the ?Amendment Effective Date?), by and among Astrotech Corporation, a Delaware corporation (the ?Company?), certain Subsidiaries of the Company signatory hereto (such subsidiaries, the ?Guarantors? and together with the Company, the ?Deb |
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| September 8, 2021 |
Acknowledgment, Consent and Affirmation of Guarantors, dated September 3, 2021. Exhibit 10.1 ACKNOWLEDGMENT, CONSENT AND AFFIRMATION OF GUARANTORS The undersigned Guarantors hereby (i) acknowledge and consent to the terms and conditions of the Omnibus Amendment to Promissory Notes (the ?Agreement?) to which this Acknowledgment, Consent and Affirmation is attached, (ii) affirm their obligations under their respective guaranty, pledge, and/or indemnity in favor of the Lender an |
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| May 27, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 26, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 14, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 13, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34426 Astrotech |
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| May 14, 2021 |
ASTROTECH REPORTS THIRD QUARTER OF FISCAL YEAR 2021 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS THIRD QUARTER OF FISCAL YEAR 2021 FINANCIAL RESULTS Austin, Texas ? May 13, 2021 ? Astrotech Corporation (NASDAQ: ASTC) reported its financial results for the third quarter of fiscal year 2021, which ended March 31, 2021. During and subsequent to quarter end, we continued to strengthen our balance sheet for future growth by raising $50.1 million in total proceeds. As |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] |
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| April 19, 2021 |
CUSIP No: 046484200 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* Astrotech Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 046484200 (CUSIP Number) |
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| April 12, 2021 |
Exhibit 1.1 21,639,851 SHARES of Common Stock 0 WARRANTS (EXERCISABLE FOR 0 WARRANT SHARES) ASTROTECH CORPORATION AMENDED AND RESTATED UNDERWRITING AGREEMENT April 7, 2021 H.C. Wainwright & Co., LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto c/o H.C. Wainwright & Co., LLC 430 Park Avenue New York, NY 10022 Ladies and Gentlemen: The undersigned, Astrotech |
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| April 12, 2021 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| April 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 7, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| April 12, 2021 |
ASTROTECH INCREASES PREVIOUSLY ANNOUNCED BOUGHT DEAL OFFERING OF COMMON STOCK TO $32.5 MILLION Exhibit 99.2 ASTROTECH INCREASES PREVIOUSLY ANNOUNCED BOUGHT DEAL OFFERING OF COMMON STOCK TO $32.5 MILLION Austin, Texas ? April 7, 2021 Astrotech Corporation (NASDAQ: ASTC), today announced that, due to demand, the underwriter has agreed to increase the size of the previously announced public offering and purchase on a firm commitment basis 21,639,851 shares of common stock of the Company at a p |
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| April 12, 2021 |
ASTROTECH ANNOUNCES $10 MILLION BOUGHT DEAL OFFERING OF COMMON STOCK Exhibit 99.1 ASTROTECH ANNOUNCES $10 MILLION BOUGHT DEAL OFFERING OF COMMON STOCK Austin, Texas – April 7, 2021 Astrotech Corporation (NASDAQ: ASTC), today announced that it has entered into an underwriting agreement with H.C. Wainwright & Co. under which the underwriter has agreed to purchase on a firm commitment basis 6,666,667 shares of common stock (or common stock equivalents in lieu thereof) |
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| April 12, 2021 |
Exhibit 99.3 ASTROTECH ANNOUNCES CLOSING OF $37.3 MILLION BOUGHT DEAL OFFERING OF COMMON STOCK AND FULL EXERCISE OF OPTION TO PURCHASE ADDITIONAL SHARES Austin, Texas ? April 12, 2021 Astrotech Corporation (NASDAQ: ASTC), announced today the closing of its previously announced underwritten public offering of 24,885,828 shares of its common stock, which included 3,245,977 shares sold pursuant to th |
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| April 9, 2021 |
21,639,851 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-253835 PROSPECTUS SUPPLEMENT (To Prospectus Dated March 15, 2021) 21,639,851 Shares of Common Stock We are offering 21,639,851 shares of our common stock, par value $0.001 per share, pursuant to this prospectus supplement and the accompanying prospectus. The public offering price for each share of common stock is $1.50. Our common sto |
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| April 8, 2021 |
ASTROTECH INCREASES PREVIOUSLY ANNOUNCED BOUGHT DEAL OFFERING OF COMMON STOCK TO $32.5 MILLION Free Writing Prospectus dated April 7, 2021 Filed pursuant to Rule 433 Relating to the Preliminary Prospectus Supplement dated April 7, 2021 Registration Statement No. |
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| April 7, 2021 |
ASTROTECH ANNOUNCES $10 MILLION BOUGHT DEAL OFFERING OF COMMON STOCK Free Writing Prospectus dated April 7, 2021 Filed pursuant to Rule 433 Relating to the Preliminary Prospectus Supplement dated April 7, 2021 Registration Statement No. |
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| April 7, 2021 |
Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-253835 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and is effective. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these se |
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| April 7, 2021 |
] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 6, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| April 6, 2021 |
Exhibit 99.1 Certain confidential information contained in this document, marked by brackets and asterisks ([***]), has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K, because it (i) is not material and (ii) would be competitively harmful if publicly disclosed. INVESTIGATOR-INITIATED STUDY AGREEMENT This Investigator-Initiated Study Agreement (?Agreement?) dated as of the 15th day |
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| April 6, 2021 |
Financial Statements and Exhibits, Other Events ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| April 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6) * ASTROTECH CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 046484200 (CUSIP Number) Thomas B. Pickens III 2028 E. Ben White Blvd., Suite 240-9530 Austin, Texas 78741 (512) 485-9530 (Name, Address and Telephone Number of Person |
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| March 30, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 24, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| March 30, 2021 |
ASTROTECH ENGAGES SANMINA TO SCALE MANUFACTURING Exhibit 99.1 ASTROTECH ENGAGES SANMINA TO SCALE MANUFACTURING Austin, Texas – March 30, 2021 Astrotech Corporation (NASDAQ: ASTC) announced today that its Astrotech Technologies, Inc. subsidiary has entered into an agreement with Sanmina Corporation to manufacture its mass spectrometry products. Sanmina is a leading integrated manufacturing solutions provider for the Electronics Manufacturing Serv |
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| March 30, 2021 |
Letter of Agreement, dated March 24, 2021 Exhibit 10.1 Certain confidential information contained in this document, marked by brackets and asterisks ([***]), has been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K, because it (i) is not material and (ii) would be competitively harmful if publicly disclosed. LETTER OF AGREEMENT This Letter of Agreement ("LOA") is made and entered into as of this 24th day of March, 2021 (?Effecti |
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| March 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 11, 2021 |
Astrotech Corporation 2028 E. Ben White Blvd., Suite 240-9530 Austin, Texas 78741 1.512.485.9530 fax: 1.512.485.9531 www.astrotechcorp.com March 11, 2021 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Jordan Metoyer Re: Astrotech Corporation Registration Statement on Form S-3 File No. 333-253835 Ladies and Gentleman: Pursuant to Rule |
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| March 3, 2021 |
Form of Subordinated Indenture Exhibits 4.2 ASTROTECH CORPORATION, ISSUER AND [TRUSTEE], TRUSTEE INDENTURE DATED AS OF , 2021 SUBORDINATED DEBT SECURITIES -1- Exhibits 4.2 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Definitions of Terms 1 ARTICLE II ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 3 Section 2.1 Designation and Terms of Securities 3 Section 2.2 Form of Securities and T |
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| March 3, 2021 |
As filed with the Securities and Exchange Commission on March 03, 2021 Registration No. |
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| March 3, 2021 |
Exhibits 4.1 ASTROTECH CORPORATION, ISSUER AND [TRUSTEE], TRUSTEE INDENTURE DATED AS OF , 2021 SENIOR DEBT SECURITIES -1- Exhibits 4.1 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Definitions of Terms 1 ARTICLE II ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 3 Section 2.1 Designation and Terms of Securities 3 Section 2.2 Form of Securities and Trustee |
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| February 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 16, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| February 16, 2021 |
Exhibit 99.2 Astrotech Announces Closing of Approximately $9.25 Million Registered Direct Offering Priced At-the-Market Austin, Texas ? February 16, 2021 ? Astrotech Corporation (NASDAQ: ASTC), today announced that it has closed its previously announced registered direct offering priced at-the-market under Nasdaq rules of 2,845,535 shares of its common stock at an offering price of $3.25 per share |
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| February 16, 2021 |
Form of Securities Purchase Agreement Exhibits 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of February 11, 2021, between Astrotech Corporation, a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and conditio |
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| February 16, 2021 |
Astrotech Announces $9.25 Million Registered Direct Offering Priced At-the-Market Exhibit 99.1 Astrotech Announces $9.25 Million Registered Direct Offering Priced At-the-Market Austin, Texas – February 11, 2021 – Astrotech Corporation (NASDAQ: ASTC), today announced that it has entered into definitive agreements with several institutional investors for the purchase and sale of 2,845,535 shares of Astrotech's common stock, at a purchase price of $3.25 per share, in a registered |
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| February 16, 2021 |
ASTROTECH REPORTS SECOND QUARTER OF FISCAL YEAR 2021 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS SECOND QUARTER OF FISCAL YEAR 2021 FINANCIAL RESULTS Austin, Texas – February 16, 2021 – Astrotech Corporation (NASDAQ: ASTC) reported its financial results for the second quarter of fiscal year 2021, which ended December 31, 2020. Since the beginning of the quarter, we successfully raised a total of $37.0 million in gross proceeds, strengthening our balance sheet fo |
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| February 16, 2021 |
Form of Placement Agent’s Warrant Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 11, 2021 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34426 Astrote |
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| February 12, 2021 |
2,845,535 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-226060 PROSPECTUS SUPPLEMENT (To Prospectus Dated August 8, 2018) 2,845,535 Shares of Common Stock We are offering up to 2,845,535 shares of our common stock, par value $0.001 per share, directly to certain institutional investors pursuant to this prospectus supplement and the accompanying prospectus. Each share of our common stock is |
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| January 5, 2021 |
] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 30, 2020 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| December 18, 2020 |
AT THE MARKET OFFERING AGREEMENT December 18, 2020 H.C. Wainwright & Co., LLC 430 Park Avenue New York, NY 10022 Ladies and Gentlemen: Astrotech Corporation, a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows: 1.Definitions. The terms that follow, when used in this Agreement and an |
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| December 18, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 astc-8k20201217.htm 8-K ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 18, 2020 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of |
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| December 18, 2020 |
ASTROTECH CORPORATION Common Stock Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-226060 PROSPECTUS SUPPLEMENT (To Prospectus Dated August 20, 2018) ASTROTECH CORPORATION $3,582,614 Common Stock We have entered into an at-the-market offering agreement (the “Offering Agreement”) with H.C. Wainwright & Co., LLC (“Wainwright” or the “Distribution Agent”), dated December 18, 2020, relating to the sale of shares of our |
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| November 13, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 12, 2020 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| November 13, 2020 |
ASTROTECH REPORTS FIRST QUARTER OF FISCAL YEAR 2021 FINANCIAL RESULTS Exhibit 99.1 ASTROTECH REPORTS FIRST QUARTER OF FISCAL YEAR 2021 FINANCIAL RESULTS Austin, Texas – November 12, 2020 – Astrotech Corporation (NASDAQ: ASTC) reported its financial results for the first quarter of fiscal year 2021, which ended September 30, 2020. In October, we completed two strategic capital raises for a total of $24.2 million, strengthening our balance sheet for our future growth. |
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| November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34426 Astrot |
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| October 30, 2020 |
ASTC / Astrotech Corp. / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Astrotech Corporation (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 046484200 (ISIN Number) October 21, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| October 30, 2020 |
Form of Securities Purchase Agreement Exhibits 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 28, 2020, between Astrotech Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and condition |
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| October 30, 2020 |
Form of Placement Agent’s Warrant Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| October 30, 2020 |
] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 29, 2020 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| October 30, 2020 |
2,887,906 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-226060 PROSPECTUS SUPPLEMENT (To Prospectus Dated August 8, 2018) 2,887,906 Shares of Common Stock We are offering up to 2,887,906 shares of our common stock, par value $0.001 per share, directly to certain institutional investors pursuant to this prospectus supplement and the accompanying prospectus. Each share of our common stock is |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 28, 2020 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| October 30, 2020 |
Astrotech Announces $6.2 Million Registered Direct Offering Priced At-the-Market Exhibit 99.1 Astrotech Announces $6.2 Million Registered Direct Offering Priced At-the-Market Austin, Texas – October 29, 2020 – Astrotech Corporation (NASDAQ: ASTC), today announced that it has entered into definitive agreements with several institutional investors for the purchase and sale of 2,887,906 shares of Astrotech's common stock, at a purchase price of $2.15 per share, in a registered di |
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| October 30, 2020 |
Astrotech Announces Closing of $6.2 Million Registered Direct Offering Priced At-the-Market Exhibit 99.2 Astrotech Announces Closing of $6.2 Million Registered Direct Offering Priced At-the-Market Austin, Texas – October 30, 2020 – Astrotech Corporation (NASDAQ: ASTC), today announced that it has closed its previously announced registered direct offering priced at-the-market under Nasdaq rules of 2,887,906 shares of its common stock at a price of $2.15 per share for aggregate gross proce |
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| October 23, 2020 |
Form of Placement Agent’s Warrant Exhibit 4.1 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT Astrotech Corporation Warrant Shares: Issue Date: , 2020 Initial Exercise Date: , 2020 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any ti |
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| October 23, 2020 |
Astrotech Announces Closing of $18.0 Million Upsized Public Offering Exhibit 99.2 Astrotech Announces Closing of $18.0 Million Upsized Public Offering Austin, Texas – October 23, 2020 – Astrotech Corporation (NASDAQ: ASTC), today announced that it has closed its previously announced public offering of an aggregate of 7,826,086 shares of its common stock at a purchase price of $2.30 per share for aggregate gross proceeds of approximately $18.0 million. The Company i |
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| October 23, 2020 |
ASTROTECH ANNOUNCES PRICING OF $18.0 MILLION UPSIZED PUBLIC OFFERING Exhibit 99.1 ASTROTECH ANNOUNCES PRICING OF $18.0 MILLION UPSIZED PUBLIC OFFERING Austin, Texas – October 21, 2020 Astrotech Corporation (Nasdaq: ASTC), today announced the pricing of a public offering of an aggregate of 7,826,086 shares of common stock, at a purchase price of $2.30 per share of common stock. The closing of the public offering is expected to occur on or about October 23, 2020, sub |
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| October 23, 2020 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 21, 2020, between Astrotech Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions |
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| October 23, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - 8-K ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 21, 2020 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| October 22, 2020 |
Filed pursuant to Rule 424(b)(4) Registration No. 333-239705 and 333-249582 PROSPECTUS ASTROTECH CORPORATION $18,000,000 consisting of 7,826,086 Shares of Common Stock And Placement Agent Warrants to Purchase up to 469,565 Shares of Common Stock We are offering in a best-efforts offering 7,826,086 shares of our common stock, par value $0.001 per share, at a purchase price of $2.30 per share of com |
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| October 21, 2020 |
As filed with the Securities and Exchange Commission on October 21, 2020. Registration Statement No. 333-239705 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTROTECH CORPORATION (Exact name of Registrant as specified in its charter) Delaware 3826 91-1273737 (State or other jurisdiction of incorporation or |
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| October 20, 2020 |
Exhibit 99.3 CASH RESERVE AGREEMENT Cash Reserve Agreement dated as of October 19, 2020 (the “Agreement”), between Astrotech Corporation, a Delaware corporation (the “Borrower”) and Pioneer Bank, SSB, solely in its capacity as Lender under the PPP Loan, defined below (the “Lender”). RECITALS WHEREAS, Lender advanced to Borrower Lender’s Paycheck Protection Program Loan No. 49032646 in the original |
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| October 20, 2020 |
Astrotech Corporation 2028 E. Ben White Blvd., Suite 240-9530 Austin, Texas 78741 1.512.485.9530 fax: 1.512.485.9531 www.astrotechcorp.com October 20, 2020 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Ada Sarmento Re: Astrotech Corporation Registration Statement on Form S-1 File No. 333-239705 Ladies and Gentleman: Pursuant to Rule |
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| October 20, 2020 |
CONTACTS: Andrea Pacetti, Cleveland Clinic 216-316-3040, [email protected] Eric Stober, Astrotech (512) 485-9530 Astrotech Subsidiary and Cleveland Clinic Partner to Develop a Rapid COVID-19 Breath Test Non-invasive technology is planned to use breath samples to screen for COVID-19 or related indicators AUSTIN, TX and CLEVELAND, OH, October 20, 2020 — Astrotech Corporation’s (NASDAQ: ASTC) subsidiar |
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| October 20, 2020 |
Joint Development and Option Agreement Exhibit 99.1 Joint Development and Option Agreement Preamble This Joint Development and Option Agreement ("JDA"), effective and binding as of the last date of execution herein ("EFFECTIVE DATE"), is by and between The Cleveland Clinic Foundation (hereinafter referred to along with its AFFILIATEs as "CCF"), an Ohio non-profit corporation with offices located at 9500 Euclid Avenue, Cleveland, Ohio 4 |
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| October 20, 2020 |
Financial Statements and Exhibits, Other Events - 8-K ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 19, 2020 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| October 19, 2020 |
Astrotech Corporation 2028 E. Ben White Blvd., Suite 240-9530 Austin, Texas 78741 1.512.485.9530 fax: 1.512.485.9531 www.astrotech.com October 19, 2020 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Ada Sarmento Re: Astrotech Corporation Registration Statement on Form S-1 File No. 333-239705 Ladies and Gentleman: Pursuant to Rule 461 |
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| September 30, 2020 |
As filed with the U.S. Securities and Exchange Commission on September 29, 2020 Registration No. 333-239705 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTROTECH CORPORATION (Exact name of Registrant as specified in its charter) Delaware 3826 91-1273737 (State or other jurisdiction of in |
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| September 30, 2020 |
Form of Placement Agent’s Warrant Exhibit 4.3 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT Astrotech Corporation Warrant Shares: Issue Date: , 2020 Initial Exercise Date: , 2020 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any ti |
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| September 14, 2020 |
] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 11, 2020 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| September 14, 2020 | ||
| September 10, 2020 |
1ST DETECT’S TRACER 1000™ ACHIEVES MILESTONE IN TSA AIR CARGO SCREENING QUALIFICATION TEST 1ST DETECT’S TRACER 1000™ ACHIEVES MILESTONE IN TSA AIR CARGO SCREENING QUALIFICATION TEST Austin, Texas – September 9, 2020 Astrotech Corporation’s (NASDAQ: ASTC) 1st Detect subsidiary announced today that the TRACER 1000™ passed the U. |
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| September 10, 2020 |
Financial Statements and Exhibits, Other Events - 8-K ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 9, 2020 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| September 9, 2020 |
Form of Placement Agent’s Warrant Exhibit 4.3 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT Astrotech Corporation Warrant Shares: Issue Date: , 2020 Initial Exercise Date: , 2020 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any ti |
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| September 9, 2020 |
Exhibit 4.4 PRE-FUNDED COMMON STOCK PURCHASE WARRANT Astrotech Corporation Warrant Shares: Issue Date: , 2020 Initial Exercise Date: , 2020 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or a |
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| September 9, 2020 |
Date: September 9, 2020 VIA EDGAR United States Securities and Exchange Commission Mail Stop 3561 Washington, D. |
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| September 9, 2020 |
As filed with the U.S. Securities and Exchange Commission on September 9, 2020 Registration No. 333-239705 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTROTECH CORPORATION (Exact name of Registrant as specified in its charter) Delaware 3826 91-1273737 (State or other jurisdiction of inc |
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| September 9, 2020 |
Form of Securities Purchase Agreement Exhibit 1.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of September [], 2020, between Astrotech Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and condition |
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| September 8, 2020 |
Annual Report - ASTC-10K-20200630 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34426 Astrotech Corporation (Exact n |
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| September 8, 2020 |
Astrotech Corporation and Subsidiaries — Subsidiaries of the Registrant EXHIBIT 21 Subsidiaries of the Registrant State of Incorporation 1) Spacehab Orbital Transportation, Inc. |
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| September 8, 2020 |
ASTROTECH REPORTS FISCAL YEAR 2020 FINANCIAL RESULTS - AgLAB Introduces the AgLAB-1000-D2™ - Exhibit 99.1 ASTROTECH REPORTS FISCAL YEAR 2020 FINANCIAL RESULTS - AgLAB Introduces the AgLAB-1000-D2™ - Austin, Texas – September 8, 2020 – Astrotech Corporation (Nasdaq: ASTC) reported its financial results for the fiscal year ended June 30, 2020. Fiscal year 2020 has been a pivotal year for Astrotech Corporation. We had the first sales of our TRACER 1000™ explosives trace detector (ETD), we co |
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| September 8, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 8, 2020 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| August 26, 2020 |
Exhibit 10.3 OMNIBUS AMENDMENT TO SECURITY AGREEMENTS This Omnibus Amendment to Security Agreements (this “Amendment”) is made effective as of September 5, 2020 (the “Amendment Effective Date”), by and among Astrotech Corporation, a Delaware corporation (the “Company”), certain Subsidiaries of the Company signatory hereto (such subsidiaries, the “Guarantors” and together with the Company, the “Deb |
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| August 26, 2020 |
Exhibit 10.4 OMNIBUS AMENDMENT TO SUBSIDIARY GUARANTEES This Omnibus Amendment to Subsidiary Guarantees (this “Amendment”) is made effective as of September 5, 2020 (the “Amendment Effective Date”), by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the holder of (1) the Secured Promissory Note issued |
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| August 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 24, 2020 Astrotech Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-34426 91-1273737 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| August 26, 2020 |
Acknowledgment, Consent and Affirmation of Guarantors, dated August 24, 2020. Exhibit 10.2 ACKNOWLEDGMENT, CONSENT AND AFFIRMATION OF GUARANTORS The undersigned Guarantors hereby (i) acknowledge and consent to the terms and conditions of the Omnibus Amendment to Promissory Notes (the “Agreement”) to which this Acknowledgment, Consent and Affirmation is attached, (ii) affirm their obligations under their respective guaranty, pledge, and/or indemnity in favor of the Lender an |
