SNBC / Sun Bancorp, Inc. - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

شركة صن بانكورب
US ˙ NASDAQ
هذا الرمز لم يعد نشطا

الإحصائيات الأساسية
CIK 1017793
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sun Bancorp, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
February 14, 2018 SC 13G/A

SNBC / Sun Bancorp, Inc. / FJ Capital Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) * Sun Bancorp (SNBC) (Name of Issuer) Common Stock (Title of Class of Securities) 86663B201 (CUSIP Number) 12/31/2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i

February 14, 2018 SC 13G/A

SNBC / Sun Bancorp, Inc. / EJF Capital LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) Sun Bancorp, Inc. (Name of Issuer) Common Stock, $5.00 par value (Title of Class of Securities) 86663B201 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 13, 2018 SC 13G

SNBC / Sun Bancorp, Inc. / RMB Capital Management, LLC - 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 9, 2018 15-12G

SNBC / Sun Bancorp, Inc. 15-12G

15-12G 1 d532237d1512g.htm 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 0-20957 SUN BANCORP, INC. (Exact name of

February 6, 2018 SC 13D/A

SNBC / Sun Bancorp, Inc. / Wlr Sbi Acquisitionco, Llc - SCHEDULE 13D, AMENDMENT NO. 4 Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Fourth Amendment)* SUN BANCORP, INC. (Name of Issuer) Common Stock, Par Value $5.00 (Title and Class of Securities) 86663B201 (CUSIP Number) WL Ross & Co. LLC 1166 Avenue of the Americas New York, New York 10036 Attention: Ben Gruder Telephone Number: (212) 826-1100 Facsimile Number:

February 5, 2018 EX-99.2

OCEANFIRST FINANCIAL CORP. Announces Final Sun Bancorp, Inc. Consideration Election and Proration Results

EX-99.2 Exhibit 99.2 FOR IMMEDIATE RELEASE OCEANFIRST FINANCIAL CORP. Announces Final Sun Bancorp, Inc. Consideration Election and Proration Results TOMS RIVER, NEW JERSEY, February 5, 2018?OceanFirst Financial Corp. (?OceanFirst?) (NASDAQ: ?OCFC?), today announced the final election results made by the shareholders of Sun Bancorp, Inc. (?Sun?) regarding the form of consideration they wish to rece

February 5, 2018 EX-99.1

OCEANFIRST FINANCIAL CORP. Completes Acquisition of Sun Bancorp, Inc. and Charter Change

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE OCEANFIRST FINANCIAL CORP. Completes Acquisition of Sun Bancorp, Inc. and Charter Change TOMS RIVER, NEW JERSEY, January 31, 2018?OceanFirst Financial Corp. (?OceanFirst?) (NASDAQ: ?OCFC?), today announced the closing of its acquisition of Sun Bancorp, Inc. (?Sun?). OceanFirst is the holding company for OceanFirst Bank, and Sun was the holding company for

February 5, 2018 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2018 (January 31, 2018) Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorpor

February 1, 2018 POS AM

SNBC / Sun Bancorp, Inc. POS AM

POS AM As filed with the Securities and Exchange Commission on February 1, 2018 Registration No.

February 1, 2018 POS AM

SNBC / Sun Bancorp, Inc. POS AM

POS AM 1 d531456dposam.htm POS AM As filed with the Securities and Exchange Commission on February 1, 2018 Registration No. 333-176529 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUN BANCORP, INC. (Exact Name of Registrant as Specified in Its Charter) New Jersey 52-1382541

February 1, 2018 S-8 POS

SNBC / Sun Bancorp, Inc. S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on February 1, 2018 Registration No.

February 1, 2018 S-8 POS

SNBC / Sun Bancorp, Inc. S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on February 1, 2018 Registration No.

February 1, 2018 S-8 POS

SNBC / Sun Bancorp, Inc. S-8 POS

S-8 POS As filed with the Securities and Exchange Commission on February 1, 2018 Registration No.

February 1, 2018 S-8 POS

SNBC / Sun Bancorp, Inc. S-8 POS

S-8 POS 1 d531407ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on February 1, 2018 Registration No. 333-176754 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUN BANCORP, INC. (Exact Name of Registrant as Specified in Its Charter) New Jersey 52-13825

January 12, 2018 EX-99.1

OceanFirst Financial Corp. and Sun Bancorp, Inc. Announce January 29, 2018 Election Deadline for Merger Consideration

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE OceanFirst Financial Corp. and Sun Bancorp, Inc. Announce January 29, 2018 Election Deadline for Merger Consideration TOMS RIVER, NEW JERSEY and MOUNT LAUREL, NEW JERSEY, JANUARY 12, 2018 ? OceanFirst Financial Corp. (NASDAQ: OCFC) (?OceanFirst?) and Sun Bancorp, Inc. (NASDAQ: SNBC) (?Sun?) today announced that the ?Election Deadline? (as described in the

January 12, 2018 EX-99.2

Notice of Blackout Period to Directors and Executive Officers

EX-99.2 Exhibit 99.2 MEMORANDUM TO: Directors and Executive Officers of Sun Bancorp, Inc. and Sun National Bank FROM: Patricia M. Schaubeck, General Counsel DATE: January 12, 2018 RE: Notice of Blackout Period to Directors and Executive Officers As you are aware, the transactions between Sun Bancorp, Inc. (?Sun?), OceanFirst Financial Corp. (?OceanFirst?) and Mercury Merger Sub Corp. are expected

January 12, 2018 8-K

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans, Financial Statements and Exhibits, Other Events

8-K 1 d524330d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2018 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of i

January 12, 2018 425

OCFC / OceanFirst Financial Corp. 8-K (Prospectus)

425 1 d523736d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 12, 2018 (January 12, 2018) OCEANFIRST FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware 001-11713 22-3412577 (State or ot

January 12, 2018 EX-99.1

OceanFirst Financial Corp. and Sun Bancorp, Inc. Announce January 29, 2018 Election Deadline for Merger Consideration

EX-99.1 2 d523736dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE OceanFirst Financial Corp. and Sun Bancorp, Inc. Announce January 29, 2018 Election Deadline for Merger Consideration TOMS RIVER, NEW JERSEY and MOUNT LAUREL, NEW JERSEY, JANUARY 12, 2018 – OceanFirst Financial Corp. (NASDAQ: OCFC) (“OceanFirst”) and Sun Bancorp, Inc. (NASDAQ: SNBC) (“Sun”) today announced that the “Election De

January 12, 2018 425

SNBC / Sun Bancorp, Inc. FORM 8-K (Prospectus)

425 1 d524330d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2018 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of i

January 12, 2018 EX-99.1

OceanFirst Financial Corp. and Sun Bancorp, Inc. Announce January 29, 2018 Election Deadline for Merger Consideration

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE OceanFirst Financial Corp. and Sun Bancorp, Inc. Announce January 29, 2018 Election Deadline for Merger Consideration TOMS RIVER, NEW JERSEY and MOUNT LAUREL, NEW JERSEY, JANUARY 12, 2018 – OceanFirst Financial Corp. (NASDAQ: OCFC) (“OceanFirst”) and Sun Bancorp, Inc. (NASDAQ: SNBC) (“Sun”) today announced that the “Election Deadline” (as described in the

January 12, 2018 EX-99.2

Notice of Blackout Period to Directors and Executive Officers

EX-99.2 Exhibit 99.2 MEMORANDUM TO: Directors and Executive Officers of Sun Bancorp, Inc. and Sun National Bank FROM: Patricia M. Schaubeck, General Counsel DATE: January 12, 2018 RE: Notice of Blackout Period to Directors and Executive Officers As you are aware, the transactions between Sun Bancorp, Inc. (“Sun”), OceanFirst Financial Corp. (“OceanFirst”) and Mercury Merger Sub Corp. are expected

December 27, 2017 425

SNBC / Sun Bancorp, Inc. 425 (Prospectus)

425 Filed by Sun Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended American Stock Transfer & Trust Subject Company: Sun Bancorp, Inc. Commission File No.: 0-20957 WHERE TO FORWARD YOUR ELECTION FORM Company, LLC ELECTION FORM (800) 937-5449 or (718) 921-8124 [email protected] The method of delivery of your election form and all other required documents is at the e

December 27, 2017 425

SNBC / Sun Bancorp, Inc. 425 (Prospectus)

425 1 d516405d425.htm 425 Filed by Sun Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Sun Bancorp, Inc. Commission File No.: 0-20957 ** IMPORTANT INFORMATION ** ** PLEASE RESPOND AS SOON AS POSSIBLE ** December 27, 2017 Dear Sun Bancorp, Inc. Shareholder: As you may know, on June 30, 2017, Sun Bancorp, Inc. (“Sun”), OceanFirst Financial Corp. (“Oce

December 27, 2017 425

OCFC / OceanFirst Financial Corp. 425 (Prospectus)

425 Filed by OceanFirst Financial Corp. Pursuant to Rule 425 under the Securities Act of 1933, as amended ubject Company: Sun Bancorp, Inc.? American Stock Transfer & Trust Commission File No.: 0-20957 WHERE TO FORWARD YOUR ELECTION FORM Company, LLC ELECTION FORM The method of delivery of your election form and all other required documents is at the election and risk of the owner. If you elect to

December 27, 2017 425

OCFC / OceanFirst Financial Corp. 425 (Prospectus)

425 1 d518518d425.htm 425 Filed by OceanFirst Financial Corp. Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Sun Bancorp, Inc. Commission File No.: 0-20957 ** IMPORTANT INFORMATION ** ** PLEASE RESPOND AS SOON AS POSSIBLE ** December 27, 2017 Dear Sun Bancorp, Inc. Shareholder: As you may know, on June 30, 2017, Sun Bancorp, Inc. (“Sun”), OceanFirst Financial Co

December 5, 2017 8-K

Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commis

December 5, 2017 425

SNBC / Sun Bancorp, Inc. FORM 8-K (Prospectus)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commis

December 5, 2017 425

OCFC / OceanFirst Financial Corp. FORM 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 5, 2017 (December 4, 2017) OCEANFIRST FINANCIAL CORP.

November 9, 2017 EX-31.(B)

Certification of Principal Financial Officer Pursuant to §302 of the Sarbanes-Oxley Act of 2002.

Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2017 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such

November 9, 2017 EX-31.(A)

Certification of Principal Executive Officer Pursuant to §302 of the Sarbanes-Oxley Act of 2002.

Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2017 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such

November 9, 2017 10-Q

SNBC / Sun Bancorp, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN BANCORP, INC.

October 27, 2017 EX-99

Sun Bancorp, Inc. Announces Third Quarter Net Income of $2.7 Million, or $0.14 per Diluted Share; Board of Directors Declares Quarterly Dividend of $0.01

snbc-ex996.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Third Quarter Net Income of $2.7 Million, or $0.14 per Diluted Share; Board of Directors Declares Quarterly Dividend of $0.01 Mount Laurel, N.J. ? October 26, 2017 ? Third Quarter Highlights: ? Third quarter

October 27, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

snbc-8k20171026.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 26, 2017 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporatio

October 24, 2017 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 24, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdiction of incorporation) 0-20957 (SEC Commission File No.) 52-

October 13, 2017 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File

October 13, 2017 425

Sun Bancorp (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File

September 20, 2017 DEFM14A

Sun Bancorp DEFM14A

DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 9, 2017 EX-31.(A)

SECTION 302 CERTIFICATION

Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2017 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat

August 9, 2017 10-Q

SNBC / Sun Bancorp, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN BANCORP, INC. (Exac

August 9, 2017 EX-31.(B)

SECTION 302 CERTIFICATION

Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2017 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat

July 27, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

8-K 1 snbc-8k20170727.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 26, 2017 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incor

July 27, 2017 EX-99.1

Sun Bancorp, Inc. Announces Second Quarter Net Income of $1.5 Million, or $0.08 per Diluted Share; Board of Directors Declares Quarterly Dividend of $0.01

snbc-ex9916.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Second Quarter Net Income of $1.5 Million, or $0.08 per Diluted Share; Board of Directors Declares Quarterly Dividend of $0.01 Mount Laurel, N.J. – July 26, 2017 – Second Quarter Highlights: • On June 30, 2

July 27, 2017 EX-99.1

Sun Bancorp, Inc. Announces Second Quarter Net Income of $1.5 Million, or $0.08 per Diluted Share; Board of Directors Declares Quarterly Dividend of $0.01

snbc-ex9916.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Second Quarter Net Income of $1.5 Million, or $0.08 per Diluted Share; Board of Directors Declares Quarterly Dividend of $0.01 Mount Laurel, N.J. ? July 26, 2017 ? Second Quarter Highlights: ? On June 30, 2

July 27, 2017 425

Sun Bancorp 8-K (Prospectus)

425 1 snbc-8k20170727.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 26, 2017 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incor

July 3, 2017 EX-10.1

VOTING AND SUPPORT AGREEMENT

EX-10.1 Exhibit 10.1 VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT, dated as of June 30, 2017 (this ?Agreement?), is by and among OceanFirst Financial Corp., a Delaware corporation (?Parent?), and each of the undersigned shareholders (collectively, the ?Shareholders? and each, a ?Shareholder?) of the Company (as defined below). Capitalized terms used herein and not defined shall h

July 3, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among OCEANFIRST FINANCIAL CORP., MERCURY MERGER SUB CORP. SUN BANCORP, INC. Dated as of June 30, 2017 TABLE OF CONTENTS Page Article I THE INTEGRATED MERGERS 1.1 The Integrated Mergers; Effective Time 2 1.2 Closin

EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among OCEANFIRST FINANCIAL CORP., MERCURY MERGER SUB CORP. and SUN BANCORP, INC. Dated as of June 30, 2017 TABLE OF CONTENTS Page Article I THE INTEGRATED MERGERS 1.1 The Integrated Mergers; Effective Time 2 1.2 Closing 2 1.3 Effects of the Integrated Mergers 3 1.4 Effects of First-Step Merger on Merger Sub Capital Stock 3 1.5 Conversion of Co

July 3, 2017 425

OceanFirst Financial FORM 8-K (Prospectus)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 3, 2017 (June 30, 2017) OCEANFIRST FINANCIAL CORP.

July 3, 2017 EX-10.2

VOTING AND SUPPORT AGREEMENT

EX-10.2 Exhibit 10.2 VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT, dated as of June 30, 2017 (this ?Agreement?), is by and among OceanFirst Financial Corp., a Delaware corporation (?Parent?), the undersigned shareholder (the ?Shareholder?) of the Company (as defined below) and WL Ross & Co. LLC (?WLR LLC? and, together with the Shareholder, the ?WLR Parties?). Capitalized terms u

July 3, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among OCEANFIRST FINANCIAL CORP., MERCURY MERGER SUB CORP. SUN BANCORP, INC. Dated as of June 30, 2017 TABLE OF CONTENTS Page Article I THE INTEGRATED MERGERS 1.1 The Integrated Mergers; Effective Time 2 1.2 Closin

EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among OCEANFIRST FINANCIAL CORP., MERCURY MERGER SUB CORP. and SUN BANCORP, INC. Dated as of June 30, 2017 TABLE OF CONTENTS Page Article I THE INTEGRATED MERGERS 1.1 The Integrated Mergers; Effective Time 2 1.2 Closing 2 1.3 Effects of the Integrated Mergers 3 1.4 Effects of First-Step Merger on Merger Sub Capital Stock 3 1.5 Conversion of Co

July 3, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commissio

July 3, 2017 EX-10.2

CHANGE IN CONTROL CONTINUITY AGREEMENT

EX-10.2 Exhibit 10.2 EXECUTION VERSION CHANGE IN CONTROL CONTINUITY AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 27th day of June 2017 (this ?Agreement?), by and between Sun Bancorp, Inc., a New Jersey corporation (the ?Company?), and Thomas M. O?Brien (the ?Executive?). WHEREAS, the Board of Directors of the Company (the ?Board?), has determined that it is in the best interes

July 3, 2017 EX-10.1

SUN BANCORP, INC. EMPLOYMENT AGREEMENT

EX-10.1 Exhibit 10.1 EXECUTION VERSION SUN BANCORP, INC. EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is hereby entered into effective as of June 27, 2017 (the ?Effective Date?), by and between Sun Bancorp, Inc. (the ?Company?), a New Jersey corporation and the holding company for Sun National Bank, with its principal executive offices at 350 Fellowship Road, Suite 101, Mount

July 3, 2017 EX-10.2

CHANGE IN CONTROL CONTINUITY AGREEMENT

EX-10.2 Exhibit 10.2 EXECUTION VERSION CHANGE IN CONTROL CONTINUITY AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 27th day of June 2017 (this “Agreement”), by and between Sun Bancorp, Inc., a New Jersey corporation (the “Company”), and Thomas M. O’Brien (the “Executive”). WHEREAS, the Board of Directors of the Company (the “Board”), has determined that it is in the best interes

July 3, 2017 425

Sun Bancorp FORM 8-K (Prospectus)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commissio

July 3, 2017 EX-10.1

SUN BANCORP, INC. EMPLOYMENT AGREEMENT

EX-10.1 Exhibit 10.1 EXECUTION VERSION SUN BANCORP, INC. EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is hereby entered into effective as of June 27, 2017 (the “Effective Date”), by and between Sun Bancorp, Inc. (the “Company”), a New Jersey corporation and the holding company for Sun National Bank, with its principal executive offices at 350 Fellowship Road, Suite 101, Mount

July 3, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among OCEANFIRST FINANCIAL CORP., MERCURY MERGER SUB CORP. SUN BANCORP, INC. Dated as of June 30, 2017 TABLE OF CONTENTS Page Article I THE INTEGRATED MERGERS 1.1 The Integrated Mergers; Effective Time 2 1.2 Closin

EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among OCEANFIRST FINANCIAL CORP., MERCURY MERGER SUB CORP. and SUN BANCORP, INC. Dated as of June 30, 2017 TABLE OF CONTENTS Page Article I THE INTEGRATED MERGERS 1.1 The Integrated Mergers; Effective Time 2 1.2 Closing 2 1.3 Effects of the Integrated Mergers 3 1.4 Effects of First-Step Merger on Merger Sub Capital Stock 3 1.5 Conversion of Co

June 30, 2017 425

OceanFirst Financial 425 (Prospectus)

425 1 d419425d425.htm 425 Filed by OceanFirst Financial Corp. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Sun Bancorp, Inc. Commission File No.: 0-20957 Acquisition of Sun Bancorp, Inc. by OceanFirst Financial Corp Call Company Participants • Jill Apito Hewitt • Ch

June 30, 2017 425

OceanFirst Financial 425 (Prospectus)

425 1 d419694d425.htm 425 Filed by OceanFirst Financial Corp. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Sun Bancorp, Inc. Commission File No.: 0-20957 DATE: June 30, 2017 TO: OceanFirst Bank Employees FROM: Christopher D. Maher RE: Acquisition Announcement – Sun

June 30, 2017 EX-99.2

OceanFirst Financial Corp. CAUTIONARY NOTES ON FORWARD LOOKING STATEMENTS This investor presentation contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933, as amen

EX-99.2 OceanFirst Financial Corp. NASDAQ: OCFC NASDAQ: SNBC Exhibit 99.2 Announces Agreement to Acquire Sun Bancorp, Inc. June 30, 2017 OceanFirst Financial Corp. CAUTIONARY NOTES ON FORWARD LOOKING STATEMENTS This investor presentation contains ?forward-looking statements? within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933, as amended, and Sect

June 30, 2017 8-K

Financial Statements and Exhibits, Other Events

8-K 1 d345468d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of inco

June 30, 2017 EX-99.1

OceanFirst Financial Corp. Announces Agreement to Acquire Sun Bancorp, Inc.

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE OceanFirst Financial Corp. Announces Agreement to Acquire Sun Bancorp, Inc. TOMS RIVER, NEW JERSEY and MOUNT LAUREL, NEW JERSEY, JUNE 30, 2017 ? OceanFirst Financial Corp. (?OceanFirst?) (NASDAQ:OCFC) headquartered in Toms River, New Jersey, and Sun Bancorp, Inc. (?Sun?) (NASDAQ: SNBC), headquartered in Mount Laurel, New Jersey, jointly announced today th

June 30, 2017 EX-99.1

OceanFirst Financial Corp. Announces Agreement to Acquire Sun Bancorp, Inc.

EX-99.1 2 d345468dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE OceanFirst Financial Corp. Announces Agreement to Acquire Sun Bancorp, Inc. TOMS RIVER, NEW JERSEY and MOUNT LAUREL, NEW JERSEY, JUNE 30, 2017 – OceanFirst Financial Corp. (“OceanFirst”) (NASDAQ:OCFC) headquartered in Toms River, New Jersey, and Sun Bancorp, Inc. (“Sun”) (NASDAQ: SNBC), headquartered in Mount Laurel, New Jersey

June 30, 2017 EX-99.2

OceanFirst Financial Corp. CAUTIONARY NOTES ON FORWARD LOOKING STATEMENTS This investor presentation contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933, as amen

EX-99.2 3 d345468dex992.htm EX-99.2 OceanFirst Financial Corp. NASDAQ: OCFC NASDAQ: SNBC Exhibit 99.2 Announces Agreement to Acquire Sun Bancorp, Inc. June 30, 2017 OceanFirst Financial Corp. CAUTIONARY NOTES ON FORWARD LOOKING STATEMENTS This investor presentation contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act o

June 30, 2017 425

Sun Bancorp FORM 8-K (Prospectus)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2017 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commissio

June 30, 2017 EX-3.1

Bylaw Amendment Adopted Effective June 29, 2017 ARTICLE IX FORUM FOR ADJUDICATION OF CERTAIN DISPUTES

EX-3.1 2 ex31bylawamendment.htm EXHIBIT 3.1 Exhibit 3.1 Bylaw Amendment Adopted Effective June 29, 2017 ARTICLE IX FORUM FOR ADJUDICATION OF CERTAIN DISPUTES Forum for Adjudication of Certain Disputes. Unless the Corporation consents in writing to the selection of an alternative forum (an “Alternative Forum Consent”), the Court of Chancery of the State of Delaware shall be, to the fullest extent p

June 30, 2017 425

OceanFirst Financial 8-K (Prospectus)

425 1 ocfc-8kx63017.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 30, 2017 (June 29, 2017) OCEANFIRST FINANCIAL CORP. (Exact name of registrant as specified in its charter) Delaware 001-11713 22-3412577 (State or other

June 30, 2017 EX-99.2

OceanFirst Financial Corp. Announces Agreement to Acquire Sun Bancorp, Inc.

EX-99.2 4 ex992pressrelease.htm EXHIBIT 99.2 Press Release Exhibit 99.2 FOR IMMEDIATE RELEASE OceanFirst Financial Corp. Announces Agreement to Acquire Sun Bancorp, Inc. TOMS RIVER, NEW JERSEY and MOUNT LAUREL, NEW JERSEY, JUNE 30, 2017 - OceanFirst Financial Corp. (“OceanFirst”) (NASDAQ:OCFC) headquartered in Toms River, New Jersey, and Sun Bancorp, Inc. (“Sun”) (NASDAQ: SNBC), headquartered in M

June 30, 2017 EX-99.1

75 172 198 31 73 125 0 128 128 147 205 221 255 204 102 Announces Agreement to Acquire Sun Bancorp, Inc. June 30, 2017 OceanFirst Financial Corp. NASDAQ: OCFC NASDAQ: SNBC Exhibit 99.1 75 172 198 31 73 125 0 128 128 147 205 221 255 204 102 OceanFirst

ex991investorpresentatio 75 172 198 31 73 125 0 128 128 147 205 221 255 204 102 ?Announces Agreement to Acquire Sun Bancorp, Inc.

June 29, 2017 11-K

Sun Bancorp FORM 11-K

snbc-11k20161231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2016 OR ? TRANSITION REPORT

June 29, 2017 EX-99

Category Used for Fair Value Measurement

snbc-ex9917.htm Exhibit 99.1 Sun National Bank 401(k) Plan Financial Statements as of December 31, 2016 and 2015 and for the Year Ended December 31, 2016, Supplemental Schedule as of December 31, 2016, and Report of Independent Registered Public Accounting Firm Sun National Bank 401(k) PLAN TABLE OF CONTENTS Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2 FINANCIAL STATEMENTS AS OF

May 23, 2017 EX-99.1

Sun Bancorp, Inc. Announces Redemption of $40 Million of Trust Preferred Securities

Exhibit 99.1 For Immediate Release Contact: Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Redemption of $40 Million of Trust Preferred Securities Mount Laurel, N.J. ? May 23, 2017 ? Sun Bancorp, Inc. (NASDAQ: SNBC) (the "Company"), the holding company for Sun National Bank (the "Bank"), announced today that

May 23, 2017 8-K

Financial Statements and Exhibits, Other Events

8-K 1 may232017form8-k.htm TRUST PREFERRED SECURITIES REDEMPTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 23, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdi

May 15, 2017 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 11, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdiction of incorporation 0-20957 (SEC Commission File No.) 52-13825

May 10, 2017 10-Q

Sun Bancorp FORM 10-Q (Quarterly Report)

snbc-10q20170331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 S

May 10, 2017 EX-31.(A)

SECTION 302 CERTIFICATION

Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2017 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta

May 10, 2017 EX-31.(B)

SECTION 302 CERTIFICATION

Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2017 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta

May 4, 2017 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 4, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdiction of incorporation 0-20957 (SEC Commission File No.) 52-138254

April 27, 2017 EX-99

Sun Bancorp, Inc. Announces First Quarter Net Income of $1.4 Million, or $0.07 per Diluted Share; Board of Directors Declares Quarterly Dividend of $0.01

snbc-ex996.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces First Quarter Net Income of $1.4 Million, or $0.07 per Diluted Share; Board of Directors Declares Quarterly Dividend of $0.01 Mount Laurel, N.J. ? April 27, 2017 ? First Quarter Highlights: ? Quarterly net i

April 27, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

snbc-8k20170426.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 27, 2017 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation)

April 20, 2017 DEFA14A

Sun Bancorp DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

April 20, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 14, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdiction of incorporation 0-20957 (SEC Commission File No.) 52-138

April 20, 2017 EX-99.1

SUPPLEMENT TO PROXY STATEMENT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 11, 2017 This Supplement is dated April 20, 2017

SUPPLEMENT TO PROXY STATEMENT ANNUAL MEETING OF SHAREHOLDERS TO BE HELD ON MAY 11, 2017 This Supplement is dated April 20, 2017 The following information supplements the proxy statement (the ?Proxy Statement?) of Sun Bancorp, Inc.

March 31, 2017 EX-99

Sun Bancorp, Inc. Announces Election of James B. Lockhart III to Company and Bank Boards

For Immediate Release Exhibit 99 Contact: Mike Dinneen SVP, Marketing & Communications (856) 552-5013 mdinneen@sunnb.

March 31, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 march282017form8-k.htm JAMES LOCKHART UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 28, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdiction of incorporat

March 30, 2017 DEF 14A

Sun Bancorp DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

March 10, 2017 EX-21

Percentage Owned

Exhibit 21 Subsidiaries of the Company Subsidiaries Percentage Owned Jurisdiction of Incorporation Sun National Bank 100 % United States Sun Capital Trust V 100 % Delaware Sun Capital Trust VI 100 % Delaware Sun Statutory Trust VII 100 % Connecticut Sun Capital Trust VII 100 % Delaware Sun Capital Trust VIII 100 % Delaware Prosperis Financial Solutions, LLC.

March 9, 2017 10-K

Sun Bancorp FORM 10-K (Annual Report)

snbc-cover7.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O

March 9, 2017 EX-10

CHANGE in CONTROL Continuity AGREEMENT

snbc-ex109603.htm Exhibit 10.9 CHANGE in CONTROL Continuity AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this ?Agreement?), by and between Sun Bancorp, Inc., a New Jersey corporation (the ?Company?), and Michele B. Estep (the ?Executive?). WHEREAS, the Board of Directors of the Company (the ?Board?), has determined that it is in the best interests

March 9, 2017 EX-10

CHANGE in CONTROL Continuity AGREEMENT

snbc-ex1011601.htm Exhibit 10.11 CHANGE in CONTROL Continuity AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this ?Agreement?), by and between Sun Bancorp, Inc., a New Jersey corporation (the ?Company?), and Anthony J. Morris (the ?Executive?). WHEREAS, the Board of Directors of the Company (the ?Board?), has determined that it is in the best interes

March 9, 2017 EX-10

CHANGE in CONTROL Continuity AGREEMENT

snbc-ex1010604.htm Exhibit 10.10 CHANGE in CONTROL Continuity AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this ?Agreement?), by and between Sun Bancorp, Inc., a New Jersey corporation (the ?Company?), and Patricia M. Schaubeck (the ?Executive?). WHEREAS, the Board of Directors of the Company (the ?Board?), has determined that it is in the best int

March 9, 2017 EX-10

CHANGE in CONTROL Continuity AGREEMENT

snbc-ex1012602.htm Exhibit 10.12 CHANGE in CONTROL Continuity AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this ?Agreement?), by and between Sun Bancorp, Inc., a New Jersey corporation (the ?Company?), and Nicos Katsoulis (the ?Executive?). WHEREAS, the Board of Directors of the Company (the ?Board?), has determined that it is in the best interests

March 9, 2017 EX-13

2016 vs. 2015

snbc-10k20161231.htm Exhibit 13 SUN BANCORP, INC. AND SUBSIDIARIES SELECTED FINANCIAL DATA (Dollars in thousands, except per share amounts)

March 9, 2017 EX-10

CHANGE in CONTROL Continuity AGREEMENT

snbc-ex108605.htm Exhibit 10.8 CHANGE in CONTROL Continuity AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this ?Agreement?), by and between Sun Bancorp, Inc., a New Jersey corporation (the ?Company?), and Thomas R. Brugger (the ?Executive?). WHEREAS, the Board of Directors of the Company (the ?Board?), has determined that it is in the best interests

March 3, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 28, 2017 SUN BANCORP, INC. Exact name of registrant as specified in its charter New Jersey (State or other jurisdiction of incorporation 0-20957 (SEC Commission File No.) 52-

March 3, 2017 EX-99.1

Sun Bancorp, Inc. Announces Resignation of Wilbur L. Ross, Jr. from Company and Bank Boards

For Immediate Release Exhibit 99.1 Contact: Mike Dinneen SVP, Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Resignation of Wilbur L. Ross, Jr. from Company and Bank Boards MOUNT LAUREL, N.J., March 2, 2017 - Sun Bancorp, Inc. (NASDAQ: SNBC), (the "Company"), the holding company for Sun National Bank (the "Bank"), today announced that Director Wilbur L. Ro

February 14, 2017 SC 13G/A

SNBC / Sun Bancorp, Inc. / FJ Capital Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) * Sun Bancorp (SNBC) (Name of Issuer) Common Stock (Title of Class of Securities) 86663B2016 (CUSIP Number) 12/31/2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

February 14, 2017 SC 13G/A

SNBC / Sun Bancorp, Inc. / EJF Capital LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Sun Bancorp, Inc. (Name of Issuer) Common Stock, $5.00 par value (Title of Class of Securities) 86663B201 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 10, 2017 SC 13G/A

SNBC / Sun Bancorp, Inc. / Maycomb Holdings II, LLC - SCHEDULE 13G-A FOR SUN BANCORP, INC. BY MAYCOMB HOLDINGS II, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Sun Bancorp, Inc. (Name of Issuer) Common Stock, par value $5.00 per share (Title of Class of Securities) 86663B102 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

January 31, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

snbc-8k20170131.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 31, 2017 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporatio

January 31, 2017 EX-99

Sun Bancorp, Inc. Announces $53.7 Million Reversal of Deferred Tax Asset Valuation Allowance; Fourth Quarter Net Income of $2.3 Million, or $0.12 per Diluted Share and Full Year 2016 Net Income of $7.8 Million, or $0.41 per Diluted Share Excluding Va

snbc-ex996.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces $53.7 Million Reversal of Deferred Tax Asset Valuation Allowance; Fourth Quarter Net Income of $2.3 Million, or $0.12 per Diluted Share and Full Year 2016 Net Income of $7.8 Million, or $0.41 per Diluted Sha

November 22, 2016 EX-99.1

Sun Bancorp, Inc. Elects Anthony R. Coscia as Board Chairman

EX-99.1 2 s104778ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release Contact: Mike Dinneen SVP, Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Elects Anthony R. Coscia as Board Chairman MOUNT LAUREL, N.J., November 22, 2016 — Sun Bancorp, Inc. (NASDAQ:SNBC) (the “Company”), the holding company for Sun National Bank (the “Bank”), announced today that the Board

November 22, 2016 8-K

Sun Bancorp 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 22, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File

November 8, 2016 10-Q

Sun Bancorp FORM 10-Q (Quarterly Report)

snbc-10q20160930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-209

November 8, 2016 EX-31.(B)

SECTION 302 CERTIFICATION

Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2016 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such

November 8, 2016 EX-3.2

Second Amended and Restated Bylaws of Sun Bancorp, Inc.

EX-3.2 2 snbc-ex32123.htm EX-3.2 Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OF SUN BANCORP, INC. OCTOBER 27, 2016 ARTICLE I - Home Office The home office of Sun Bancorp, Inc. (the "Corporation") shall be located at 350 Fellowship Road, Suite 101, in the Township of Mount Laurel, in the County of Burlington, in the State of New Jersey. The Corporation may also have offices at such other places

November 8, 2016 EX-31.(A)

SECTION 302 CERTIFICATION

Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2016 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such

November 1, 2016 8-K

Sun Bancorp FORM 8-K (Current Report/Significant Event)

snbc-8k20161031.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporatio

November 1, 2016 EX-99.1

Sun Bancorp, Inc. Announces Third Quarter Earnings: Net Income of $1.6 Million, or $0.09 per Diluted Share

snbc-ex9916.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Third Quarter Earnings: Net Income of $1.6 Million, or $0.09 per Diluted Share Mount Laurel, N.J. ? October 31, 2016 ? Third Quarter Highlights: ? Seventh consecutive quarter of profitability with net incom

October 28, 2016 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Other Events

8-K 1 october282016form8-k.htm BYLAWS, DIVIDEND & CHAIRMAN'S TRANSITION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 24, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) State or other jurisd

October 28, 2016 EX-99.2

Sun Bancorp, Inc. Declares Quarterly Cash Dividend of $0.01 Per Share

EX-99.2 4 cashdividendfinal.htm 3 Q 2016 CASH DIVIDEND Exhibit 99.2 For Immediate Release Contact: Mike Dinneen SVP, Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Declares Quarterly Cash Dividend of $0.01 Per Share MOUNT LAUREL, N.J., October 27, 2016 - Sun Bancorp, Inc. (NASDAQ: SNBC) (the "Company"), parent company of Sun National Bank (the "Bank"), announced tha

October 28, 2016 EX-99.1

Sun Bancorp, Inc. Announces Board Chair Transition

Exhibit 99.1 For Immediate Release Contact: Mike Dinneen SVP, Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Board Chair Transition MOUNT LAUREL, N.J., October 28, 2016 - Sun Bancorp, Inc. (NASDAQ:SNBC) (the "Company"), the holding company for Sun National Bank (the "Bank"), announced today that its Chairman of the Board, Sidney R. Brown, has informed the

October 28, 2016 EX-3.1

SECOND AMENDED AND RESTATED SUN BANCORP, INC. OCTOBER 27, 2016 ARTICLE I - Home Office

EX-3.1 2 bylaws.htm AMENDED & RESTATED BANCORP BYLAWS OCTOBER 2016 Exhibit 3.1 SECOND AMENDED AND RESTATED BYLAWS OF SUN BANCORP, INC. OCTOBER 27, 2016 ARTICLE I - Home Office The home office of Sun Bancorp, Inc. (the "Corporation") shall be located at 350 Fellowship Road, Suite 101, in the Township of Mount Laurel, in the County of Burlington, in the State of New Jersey. The Corporation may also

September 28, 2016 EX-10.1

Amended and Restated Employment Agreement by and between Sun Bancorp, Inc. and Nicos Katsoulis, dated as of September 22, 2016

SUN BANCORP, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this "Agreement") is hereby entered into effective as of September 22, 2016 (the "Effective Date"), by and between Sun Bancorp, Inc. (the "Company"), a New Jersey corporation and the holding company for Sun National Bank, with its principal executive offices at 350 Fellowship Road, Suite 101

September 28, 2016 EX-10.2

Change in Control Continuity Agreement by and between Sun Bancorp, Inc. and Thomas R. Brugger, dated as of September 22, 2016

CHANGE IN CONTROL CONTINUITY AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September , 2016 (this " Agreement"), by and between Sun Bancorp, Inc.

September 28, 2016 EX-10.3

Change in Control Continuity Agreement by and between Sun Bancorp, Inc. and Nicos Katsoulis, dated as of September 22, 2016

EX-10.3 4 ex103.htm KATSOULIS CIC CHANGE IN CONTROL CONTINUITY AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this "Agreement"), by and between Sun Bancorp, Inc., a New Jersey corporation (the "Company"), and Nicos Katsoulis (the "Executive"). WHEREAS, the Board of Directors of the Company (the "Board"), has determined that it is in the best interest

September 28, 2016 EX-10.5

Change in Control Continuity Agreement by and between Sun Bancorp, Inc. and Patricia M. Schaubeck, dated as of September 22, 2016

EX-10.5 6 ex105.htm SCHAUBECK CIC CHANGE IN CONTROL CONTINUITY AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September, 2016 (this "Agreement"), by and between Sun Bancorp, Inc., a New Jersey corporation (the "Company"), and Patricia M. Schaubeck (the "Executive"). WHEREAS, the Board of Directors of the Company (the "Board"), has determined that it is in the best in

September 28, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 september26form8k.htm CIC AGREEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CURRENT REPORT FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 22, 2016 CURRENT REPORT SUN BANCORP, INC. (Exact name of registrant as specified in its charter) CURRENT REPORT New

September 28, 2016 EX-10.4

Change in Control Continuity Agreement by and between Sun Bancorp, Inc. and Anthony J. Morris, dated as of September 22, 2016

CHANGE IN CONTROL CONTINUITY AGREEMENT CHANGE IN CONTROL CONTINUITY AGREEMENT, dated as of the 22nd day of September , 2016 (this " Agreement"), by and between Sun Bancorp, Inc.

August 8, 2016 10-Q

Sun Bancorp FORM 10-Q (Quarterly Report)

snbc-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SU

August 8, 2016 EX-31.(A)

SECTION 302 CERTIFICATION

Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2016 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat

August 8, 2016 EX-31.(B)

SECTION 302 CERTIFICATION

Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2016 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat

August 2, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CURRENT REPORT FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2016 CURRENT REPORT SUN BANCORP, INC. (Exact name of registrant as specified in its charter) CURRENT REPORT New Jersey 0-20957 52-1382541 (State or other j

August 2, 2016 EX-99

KBW Bank Investor Conference 8/3/2016 Financials as of June 30, 2016Thomas M. O’BrienPresident & CEOThomas R. BruggerCFO Caution Regarding Forward-Looking Information This presentation may contain forward-looking statements, as defined in the Private

EX-99 2 presentation.htm KBW JULY 2016 KBW Bank Investor Conference 8/3/2016 Financials as of June 30, 2016Thomas M. O’BrienPresident & CEOThomas R. BruggerCFO Caution Regarding Forward-Looking Information This presentation may contain forward-looking statements, as defined in the Private Securities Litigation Reform Act of 1995, which may be identified by the use of such words as “allow,” “antici

July 27, 2016 8-K

Sun Bancorp 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 26, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (SEC Commission

July 27, 2016 EX-99

Sun Bancorp, Inc. Announces Second Quarter Earnings: Net Income of $3.0 Million, or $0.16 per Diluted Share; Declares Quarterly Common Cash Dividend of $0.01 – First in Company’s History

EX-99 Exhibit 99 For Immediate Release Contact: Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 mdinneen@sunnb.

June 28, 2016 EX-99

Report of Independent Registered Public Accounting Firm

snbc-ex99124.htm Exhibit 99.1 Sun National Bank 401(k) Plan Financial Statements as of December 31, 2015 and 2014 and for the Year Ended December 31, 2015, Supplemental Schedule as of December 31, 2015, and Report of Independent Registered Public Accounting Firm Sun National Bank 401(k) PLAN TABLE OF CONTENTS Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2 FINANCIAL STATEMENTS AS OF

June 28, 2016 11-K

Sun Bancorp FORM 11-K

snbc-8k20151231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2015 OR o TRANSITION REPORT P

May 25, 2016 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 24, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Numb

May 9, 2016 EX-31.(A)

SECTION 302 CERTIFICATION

Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2016 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta

May 9, 2016 EX-31.(B)

SECTION 302 CERTIFICATION

Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2016 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta

May 9, 2016 10-Q

SNBC / Sun Bancorp, Inc. 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN BANCORP, INC. (Exa

May 2, 2016 8-K

Sun Bancorp 8-K (Current Report/Significant Event)

snbc-8k20160502.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 2, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (S

May 2, 2016 EX-99

Sun Bancorp, Inc. Announces First Quarter Earnings: Net Income of $0.8 Million, or $0.04 per Diluted Share

snbc-ex996.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces First Quarter Earnings: Net Income of $0.8 Million, or $0.04 per Diluted Share Mount Laurel, N.J. ? May 2, 2016 ? First Quarter Highlights: ? Fifth consecutive profitable quarter, with net income of $0.8 mil

April 14, 2016 DEFA14A

Sun Bancorp DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

April 14, 2016 DEF 14A

Sun Bancorp DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

March 22, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 21, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Nu

March 15, 2016 8-K

Sun Bancorp 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 15, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Nu

March 15, 2016 EX-99.1

GENERAL RELEASE AND SEPARATION AGREEMENT

Exhibit 99.1 GENERAL RELEASE AND SEPARATION AGREEMENT This General Release and Separation Agreement (this “Agreement”) is entered into between Alberino J. Celini, his heirs, executors, administrators, successors, and assigns (collectively referred to throughout this Agreement as “EMPLOYEE”) and Sun National Bank (“SNB”). It is presented to EMPLOYEE on the date indicated below. In consideration of

March 14, 2016 10-K

SNBC / Sun Bancorp, Inc. 10-K - Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES

March 14, 2016 EX-13

2015 vs. 2014

Exhibit 13 SUN BANCORP, INC. AND SUBSIDIARIES SELECTED FINANCIAL DATA (Dollars in thousands, except per share amounts) At or for the Years Ended December 31, 2015 2014 2013 2012 2011 Selected Balance Sheet Data Total assets $ 2,210,584 $ 2,715,348 $ 3,087,553 $ 3,224,031 $ 3,183,916 Cash and investments 508,173 971,383 751,559 631,596 652,537 Loans receivable, net of allowance for loan losses 1,53

March 14, 2016 EX-21

Percentage Owned

Exhibit 21 Subsidiaries of the Company Subsidiaries Percentage Owned Jurisdiction of Incorporation Sun National Bank 100 % United States Sun Capital Trust V 100 % Delaware Sun Capital Trust VI 100 % Delaware Sun Statutory Trust VII 100 % Connecticut Sun Capital Trust VII 100 % Delaware Sun Capital Trust VIII 100 % Delaware Prosperis Financial Solutions, LLC.

March 4, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 3, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num

February 16, 2016 SC 13G/A

SNBC / Sun Bancorp, Inc. / EJF Capital LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Sun Bancorp, Inc. (Name of Issuer) Common Stock, $5.00 par value (Title of Class of Securities) 86663B201 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 10, 2016 SC 13G/A

SNBC / Sun Bancorp, Inc. / FJ Capital Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Sun Bancorp (SNBC) (Name of Issuer) Common Stock (Title of Class of Securities) 86663B2016 (CUSIP Number) 12/31/2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i

February 2, 2016 EX-99.1

Sun Bancorp, Inc. Announces Fourth Quarter 2015 Net Income of $1.5 Million; Full Year 2015 Net Income of $10.2 Million

EX-99.1 2 snbc-ex9916.htm EX-99.1 Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Fourth Quarter 2015 Net Income of $1.5 Million; Full Year 2015 Net Income of $10.2 Million Mount Laurel, N.J. – February 1, 2016 – Fourth Quarter Highlights: · Net income of $1.5 million,

February 2, 2016 8-K

Sun Bancorp 8-K (Current Report/Significant Event)

snbc-8k20160201.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 1, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporatio

January 25, 2016 EX-99.1

Sun Bancorp, Inc. Announces Termination of Formal Agreement with the Office of the Comptroller of the Currency; Separate Consent to Assessment of $25,000 Civil Money Penalty Related to Former Sun Home Loans Division

EX-99.1 2 s102542ex99-1.htm EXHIBIT 99.1 For Immediate Release Contact: Mike Dinneen SVP, Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Termination of Formal Agreement with the Office of the Comptroller of the Currency; Separate Consent to Assessment of $25,000 Civil Money Penalty Related to Former Sun Home Loans Division MOUNT LAUREL, N.J., January 25, 2

January 25, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 21, 2016 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File

November 9, 2015 EX-31.(B)

SECTION 302 CERTIFICATION

Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2015 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such

November 9, 2015 EX-31.(A)

SECTION 302 CERTIFICATION

Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2015 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such

November 9, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN BANCORP, INC.

October 27, 2015 EX-99

Sun Bancorp, Inc. Announces Third Quarter 2015 Earnings: Reports Net Income of $3.2 Million

snbc-ex996.htm Exhibit 99 For Immediate Release Contact:Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Sun Bancorp, Inc. Announces Third Quarter 2015 Earnings: Reports Net Income of $3.2 Million Mount Laurel, N.J. ? October 26, 2015 ? Third Quarter Highlights ? Net income of $3.2 million, or $0.17 per diluted share, for the quarter ende

October 27, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 snbc-8k20151026.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 26, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of in

August 7, 2015 EX-31.(B)

SECTION 302 CERTIFICATION

Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2015 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat

August 7, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN BANCORP, INC. (Exac

August 7, 2015 EX-31.(A)

SECTION 302 CERTIFICATION

Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2015 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat

July 29, 2015 EX-99

EX-99

Exhibit 99

July 29, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction (Commission (IRS Employer of incorpora

July 28, 2015 8-K

Sun Bancorp FORM 8-K 06-15 EARNINGS RELEASE - SUN BANCORP (Current Report/Significant Event)

f8k63015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 27, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction (SEC Commission (I.R.S. E

July 28, 2015 EX-99

Sun Bancorp, Inc. Reports 2Q 2015 Net Income of $2.8 Million, or $0.15 per share; Improvement in Loan Growth, Capital Ratios and Expense Management

exhibit99.htm For Immediate Release Sun Bancorp, Inc. Reports 2Q 2015 Net Income of $2.8 Million, or $0.15 per share; Improvement in Loan Growth, Capital Ratios and Expense Management Contact: Mike Dinneen Senior Vice President (856) 552-5013 [email protected] Mount Laurel, N.J. ? July 27, 2015 Second Quarter Highlights ? Net income of $2.8 million, or $0.15 per share, for the quarter ended June

July 27, 2015 EX-99.1

Sun Bancorp, Inc. Names Grace C. Torres to Board of Directors

EX-99.1 2 ex99-1.htm PRESS RELEASE For Immediate Release Sun Bancorp, Inc. Names Grace C. Torres to Board of Directors Contact: Mike Dinneen Senior Vice President (856) 552-5013 [email protected] Mount Laurel, N.J. – July 23, 2015 – Sun Bancorp, Inc. (NASDAQ: SNBC) (the "Company"), the holding company for Sun National Bank (the “Bank”), appointed Grace C. Torres to the Board of Directors of the C

July 27, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 23, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num

July 2, 2015 EX-24

POWER OF ATTORNEY

Unassociated Document POWER OF ATTORNEY For Executing Forms 4 and 5 Directors Known all by those present, that the undersigned, currently serving as a director of Sun Bancorp, Inc.

June 29, 2015 EX-99.1

Report of Independent Registered Public Accounting Firm

EX-99.1 3 ex99-1.htm SUN NATIONAL BANK 401(K) PLAN FINANCIAL STATEMENTS Exhibit 99.1 Sun National Bank 401(k) Plan Financial Statements as of December 31, 2014 and 2013 and for the Year Ended December 31, 2014, Supplemental Schedule as of December 31, 2014, and Report of Independent Registered Public Accounting Firm Sun National Bank 401(k) PLAN TABLE OF CONTENTS Page REPORT OF INDEPENDENT REGISTE

June 29, 2015 11-K

Sun Bancorp FORM 11-K

f11k123114-0079.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2014 OR o TRANSITION REPORT P

June 4, 2015 8-K

Sun Bancorp 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 2, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Numb

May 26, 2015 EX-4.5

SUN BANCORP, INC. 2015 OMNIBUS STOCK INCENTIVE PLAN

Exhibit 4.5 SUN BANCORP, INC. 2015 OMNIBUS STOCK INCENTIVE PLAN SECTION 1. Purpose; Definitions The purpose of this Plan is to give the Company a competitive advantage in attracting, retaining and motivating officers, employees, directors and/or consultants who will contribute toward the growth, profitability and success of the Company by providing stock-based incentives that offer an opportunity

May 26, 2015 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 s1012028k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 21, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporatio

May 26, 2015 S-8

Sun Bancorp

As filed with the Securities and Exchange Commission on May 26, 2015 Registration No.

May 8, 2015 EX-31.(B)

SECTION 302 CERTIFICATION

EX-31(B) Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2015 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which

May 8, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN

May 8, 2015 EX-31.(A)

SECTION 302 CERTIFICATION

EX-31(A) Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2015 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which

April 29, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 f8k33115.htm FORM 8-K 12-14 EARNINGS RELEASE - SUN BANCORP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 27, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (

April 29, 2015 EX-99

Sun Bancorp, Inc. Announces 1Q 2015 Earnings: Reports Net Income of $2.8 Million; Continued Strong Improvement in Asset Quality and Expense Management

exhibit99.htm For Immediate Release Sun Bancorp, Inc. Announces 1Q 2015 Earnings: Reports Net Income of $2.8 Million; Continued Strong Improvement in Asset Quality and Expense Management Contact: Mike Dinneen Senior Vice President, Director of Marketing & Communications (856) 552-5013 [email protected] Mount Laurel, N.J. ? April 27, 2015 ? First Quarter Highlights ? Net income of $2.8 million for

April 13, 2015 DEFA14A

Sun Bancorp DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS

scratch.pdf - Converted by SECPublisher 4.0, created by BCL Technologies Inc., for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy

April 13, 2015 DEF 14A

Sun Bancorp DEFINITIVE PROXY STATEMENT

DEF 14A 1 sunbancorpdef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use

April 1, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K 1 body8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2015 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (

April 1, 2015 EX-99..1

Sun Bancorp, Inc. Announces Branch Sale Agreement and Consolidations of Nine Additional Branches

Exhibit 99.1 For Immediate Release Sun Bancorp, Inc. Announces Branch Sale Agreement and Consolidations of Nine Additional Branches Contact: Mike Dinneen Senior Vice President, Director of Marketing (856) 552-5013 [email protected] MOUNT LAUREL, N.J. ? March 31, 2015 ? Highlights ? Announces agreement to sell Sun National Bank's Hammonton branch assets and related deposits and loans to Cape Bank

March 16, 2015 EX-14

SUN BANCORP, INC. CODE OF ETHICS AND CONDUCT

Exhibit 14 SUN BANCORP, INC. CODE OF ETHICS AND CONDUCT The term Sun Bancorp, Inc., or the ?Company?, as used in this Code of Ethics and Conduct policy refers to Sun National Bank and each of its direct and remote subsidiaries and affiliates, either alone or as a group. It is the policy of Sun Bancorp that certain rules and guidelines regarding employee behavior are necessary for efficient busines

March 16, 2015 EX-10.9

SUN NATIONAL BANK MANAGEMENT SEVERANCE AGREEMENT

Exhibit 10.9 SUN NATIONAL BANK MANAGEMENT SEVERANCE AGREEMENT THIS MANAGEMENT SEVERANCE AGREEMENT (?Agreement?) entered into this 4th day of February, 2014 (?Effective Date?), by and between Sun National Bank (the ?Bank?) and Thomas R. Brugger (the ?Executive?). WHEREAS, the Bank wishes to employ the Executive as an Executive Vice President and Chief Financial Officer for the Bank; and WHEREAS, th

March 16, 2015 EX-10.25

SUN BANCORP, INC. EMPLOYMENT AGREEMENT

Exhibit 10.25 SUN BANCORP, INC. EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is hereby entered into effective as of November 20, 2014 (the ?Effective Date?), by and between Sun Bancorp, Inc. (the ?Company?), a New Jersey corporation and the holding company for Sun National Bank, with its principal executive offices at 350 Fellowship Road, Suite 101, Mt. Laurel, New Jersey 0805

March 16, 2015 EX-10.26

SUN NATIONAL BANK MANAGEMENT SEVERANCE AGREEMENT

Exhibit 10.26 SUN NATIONAL BANK MANAGEMENT SEVERANCE AGREEMENT THIS MANAGEMENT SEVERANCE AGREEMENT (?Agreement?) entered into this 3rd day of July, 2014 (?Effective Date?), by and between Sun National Bank (the ?Bank?) and Alberino J. Celini (the ?Executive?). WHEREAS, the Bank wishes to employ the Executive as an Executive Vice President and Chief Risk Officer for the Bank; and WHEREAS, the parti

March 16, 2015 EX-13

Change in Interest Rates (Basis Points)

Exhibit 13 SUN BANCORP, INC. AND SUBSIDIARIES SELECTED FINANCIAL DATA (Dollars in thousands, except per share amounts) At or for the Years Ended December 31, 2014 2013 2012 2011 2010 Selected Balance Sheet Data Total assets $ 2,715,348 $ 3,087,553 $ 3,224,031 $ 3,183,916 $ 3,417,546 Cash and investments 971,383 751,559 631,596 652,537 680,719 Loans receivable, net of allowance for loan losses 1,48

March 16, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

10-K 1 d859985d10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2014 ¨ TRANSITION REPORT PUR

March 16, 2015 EX-31.B

SECTION 302 CERTIFICATION

Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Annual Report on Form 10-K for the year ended December 31, 2014 of Sun Bancorp, Inc. (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance

March 16, 2015 EX-31.A

SECTION 302 CERTIFICATION

Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O?Brien, certify that: 1. I have reviewed this Annual Report on Form 10-K for the year ended December 31, 2014 of Sun Bancorp, Inc. (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance

March 16, 2015 EX-21

Subsidiaries of the Company

Exhibit 21 Subsidiaries of the Company Subsidiaries Percentage Owned Jurisdiction of Incorporation Sun National Bank 100 % United States Sun Capital Trust V 100 % Delaware Sun Capital Trust VI 100 % Delaware Sun Statutory Trust VII 100 % Connecticut Sun Capital Trust VII 100 % Delaware Sun Capital Trust VIII 100 % Delaware Sun Financial Services, L.

March 9, 2015 8-K

Sun Bancorp (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2015 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Nu

February 17, 2015 SC 13G/A

SNBC / Sun Bancorp, Inc. / Anchorage Capital Group, L.L.C. Passive Investment

SC 13G/A 1 efc15-134sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SUN BANCORP, INC. (Name of Issuer) Common Stock, $5.00 par value per share (Title of Class of Securities) 86663B201 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropria

February 12, 2015 EX-99

Sun Bancorp, Inc. Financials as of December 31, 2014 Thomas M. O“Brien President & CEO NASDAQ: SNBC

EX-99 Exhibit 99 Sun Bancorp, Inc. Financials as of December 31, 2014 Thomas M. O“Brien President & CEO NASDAQ: SNBC Caution Regarding Forward-Looking Information During the course of this presentation, management may make forward-looking statements, as defined in the Private Securities Litigation Reform Act of 1995, concerning the financial condition, results of operations and business of Sun Ban

February 12, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 12, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commis

January 26, 2015 EX-99

Sun Bancorp, Inc. Announces 4Q 2014 Earnings

For Immediate Release Sun Bancorp, Inc. Announces 4Q 2014 Earnings Contact: Mike Dinneen Senior Vice President, Director of Marketing (856) 552-5013 [email protected] MOUNT LAUREL, N.J. – January 26, 2015 – Fourth Quarter Highlights · Reported a net loss of $2.8 million for the quarter ended December 31, 2014 as compared to a net loss of $8.2 million for the quarter ended December 31, 2013 and a

January 26, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 26, 2015 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction (SEC Commission (I.R.S. Employer of

December 10, 2014 424B3

Sun Bancorp, Inc. 1,133,144 Shares of Common Stock

Filed pursuant to Rule 424(b)(3) Registration No. 333-199651 PROSPECTUS Sun Bancorp, Inc. 1,133,144 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling stockholders (which we refer to as the “Selling Stockholders”) listed under the heading “Selling Stockholders” of up to 1,133,144 shares of common stock of Sun Bancorp, Inc. (which we refer to as “w

December 4, 2014 CORRESP

SNBC / Sun Bancorp, Inc. CORRESP - -

[Sun Bancorp, Inc. Letterhead] December 4, 2014 VIA EDGAR Ms. Erin Purnell Senior Staff Attorney Division of Corporation Finance U.S. Securities and Exchange Commission Washington, D.C. 20549 Re: Sun Bancorp, Inc. Registration Statement on Form S-3 File No. 333-199651 Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Sun Bancorp, Inc. (the “Compan

November 25, 2014 S-3/A

SNBC / Sun Bancorp, Inc. S-3/A - - PRE-EFFECTIVE AMENDMENT

As filed with the Securities and Exchange Commission on November 25, 2014 Registration No.

November 25, 2014 CORRESP

SNBC / Sun Bancorp, Inc. CORRESP - -

[SUN BANCORP, INC. LETTERHEAD] November 25, 2014 Via Hand Delivery and Edgar Ms. Erin Purnell Senior Staff Attorney Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 Re: Sun Bancorp, Inc. Registration Statement on Form S-3 Filed October 29, 2014 File No. 333-199651 Dear Ms. Purnell: On behalf of Sun Bancorp, Inc. (the “Company”) and in response to the commen

November 14, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 10, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File

November 14, 2014 EX-99

Sun National Bank Announces Hiring of Nicos Katsoulis as Chief Lending Officer and Anthony Morris as Chief Banking Officer

EX-99 2 ex-99.htm PRESS RELEASE DATED NOVEMBER 12, 2014 Exhibit 99 For Immediate Release Sun National Bank Announces Hiring of Nicos Katsoulis as Chief Lending Officer and Anthony Morris as Chief Banking Officer Contact: Mike Dinneen SVP, Director of Marketing 856-552-5013 [email protected] MOUNT LAUREL, N.J. – November 12, 2014 –Sun National Bank (the “Bank”), the principal subsidiary of Sun Ban

November 12, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 12, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File

November 12, 2014 EX-99

EX-99

November 6, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 d787203d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Comm

November 6, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 3, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File

November 6, 2014 EX-3.1

Amended and Restated Certificate of Incorporation of Sun Bancorp, Inc.

EX-3.1 2 d787203dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUN BANCORP, INC. [Amended August 11, 2014, to reduce the authorized common stock to 40,000,000 shares from 200,000,000 shares in connection with the 1 for 5 reverse stock split] (Originally incorporated on January 21, 1985 under the name of Citizens Investments, Inc.) ARTICLE I Name The name of the c

November 6, 2014 EX-31.B

SECTION 302 CERTIFICATION

Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2014 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such

November 6, 2014 EX-31.A

SECTION 302 CERTIFICATION

EX-31(A) Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O’Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2014 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under w

November 3, 2014 S-8 POS

SNBC / Sun Bancorp, Inc. S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 - SUN BANCORP, INC.

As filed with the Securities and Exchange Commission on November 3, 2014 Registration No.

November 3, 2014 S-8 POS

SNBC / Sun Bancorp, Inc. S-8 POS - - POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 - SUN BANCORP, INC.

As filed with the Securities and Exchange Commission on November 3, 2014 Registration No.

November 3, 2014 S-8 POS

SNBC / Sun Bancorp, Inc. S-8 POS - - POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8SUN BANCORP, INC.

As filed with the Securities and Exchange Commission on November 3, 2014 Registration No.

October 30, 2014 SC 13G/A

SNBC / Sun Bancorp, Inc. / EJF Capital LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) (1) Sun Bancorp, Inc. (Name of Issuer) Common Stock, $5.00 par value (Title of Class of Securities) 86663B201 (CUSIP Number) September 29, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan

October 29, 2014 S-3

SNBC / Sun Bancorp, Inc. S-3 - - REGISTRATION STATEMENT FOR SPECIFIED TRANSACTIONS BY CERTAIN ISSUERS

As filed with the Securities and Exchange Commission on October 28, 2014 Registration No.

October 23, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 22, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction (SEC Commission (I.R.S. Employer of

October 23, 2014 EX-99

Sun Bancorp, Inc. Announces 3Q 2014 Earnings; Significant Progress on Restructuring Initiative; Improved Capital Ratios and Asset Quality; Management Team Enhancements

EX-99 2 exhibit99.htm EXHIBIT 99 - PRESS RELEASE For Immediate Release Sun Bancorp, Inc. Announces 3Q 2014 Earnings; Significant Progress on Restructuring Initiative; Improved Capital Ratios and Asset Quality; Management Team Enhancements Contact: Mike Dinneen Senior Vice President, Director of Marketing (856) 552-5013 [email protected] MOUNT LAUREL, N.J. – October 22, 2014 – Third Quarter Highli

October 17, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 16, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File

October 3, 2014 SC 13G

SNBC / Sun Bancorp, Inc. / EJF Capital LLC Passive Investment

SC 13G 1 ls13g-sunejf.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Sun Bancorp, Inc. (Name of Issuer) Common Stock, $5.00 par value (Title of Class of Securities) 86663B201 (CUSIP Number) September 29, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur

September 17, 2014 EX-99.1

Sun National Bank Announces Hiring of Patricia Schaubeck as Executive Vice President and General Counsel

For Immediate Release Sun National Bank Announces Hiring of Patricia Schaubeck as Executive Vice President and General Counsel Contact: Mike Dinneen SVP, Director of Marketing 856-552-5013 mdinneen@sunnb.

September 17, 2014 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 16, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission Fil

August 26, 2014 SC 13G

SNBC / Sun Bancorp, Inc. / FJ Capital Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Sun Bancorp (SNBC) (Name of Issuer) Common Stock (Title of Class of Securities) 86663B2016 (CUSIP Number) 8/21/2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

August 22, 2014 8-K

Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2014 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File

August 18, 2014 8-K

Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2014 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File

August 11, 2014 EX-99.1

SUN BANCORP, INC. ANNOUNCES EFFECTIVENESS OF 1 FOR 5 REVERSE STOCK SPLIT

For Immediate Release Contact: Mike Dinneen SVP, Director of Marketing 856-552-5013 mdinneen@sunnb.

August 11, 2014 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 11, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File N

August 11, 2014 EX-3.1

New Jersey Division of Revenue Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Sun Bancorp, Inc.

New Jersey Division of Revenue Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Sun Bancorp, Inc.

August 8, 2014 EX-31.B

SECTION 302 CERTIFICATION

EX-31(B) Exhibit 31(b) SECTION 302 CERTIFICATION I, Thomas R. Brugger, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2014 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which

August 8, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-20957 SUN B

August 8, 2014 EX-31.A

SECTION 302 CERTIFICATION

Exhibit 31(a) SECTION 302 CERTIFICATION I, Thomas M. O?Brien, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2014 of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat

August 4, 2014 EX-99

Sun Bancorp, Inc. Announces 2Q 2014 Earnings; One-time Charges for Comprehensive Restructuring Costs; Further Risk Reduction and Capital Improvement

For Immediate Release Sun Bancorp, Inc. Announces 2Q 2014 Earnings; One-time Charges for Comprehensive Restructuring Costs; Further Risk Reduction and Capital Improvement Contact: Thomas R. Brugger Executive Vice President and Chief Financial Officer (856) 552-6031 Sun Bancorp, Inc. Reports Second Quarter 2014 Results Second Quarter Highlights · Announced comprehensive strategic restructuring to i

August 4, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 31, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction (SEC Commission (I.R.S. Employer of in

July 29, 2014 EX-99

Sun National Bank Announces Proposed Enhancements to Executive Management Team

For Immediate Release Sun National Bank Announces Proposed Enhancements to Executive Management Team Contact: Mike Dinneen SVP, Director of Marketing 856-552-5013 mdinneen@sunnb.

July 29, 2014 EX-99

EX-99

July 29, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 28, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (SEC File Number) (I

July 29, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (SEC File Number) (I

July 22, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 18, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num

July 18, 2014 EX-99.1

Sun Bancorp Announces Results of 2014 Annual Meeting of Shareholders

EX-99.1 3 ex99-1.htm PRESS RELEASE, DATED JULY 18, 2014 For Immediate Release Sun Bancorp Announces Results of 2014 Annual Meeting of Shareholders MOUNT LAUREL, N.J., July 18, 2014 - Sun Bancorp, Inc. (NASDAQ: SNBC) (the “Company”) reported that its 2014 Annual Meeting of Shareholders (the “Annual Meeting”) was held Thursday July 17, 2014. The following individuals were elected as directors of the

July 18, 2014 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 17, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num

July 18, 2014 EX-10.1

SUN BANCORP, INC. 2014 PERFORMANCE EQUITY PLAN

EX-10.1 2 ex10-1.htm 2014 PERFORMANCE EQUITY PLAN SUN BANCORP, INC. 2014 PERFORMANCE EQUITY PLAN 1. Purpose of the Plan. The Plan shall be known as the Sun Bancorp, Inc. 2014 Performance Equity Plan (the “Plan”). The purpose of the Plan is to establish an effective link between incentive compensation and performance for the officers and employees of Sun Bancorp, Inc. (the “Company”) and its subsid

July 9, 2014 EX-2.1

PURCHASE AND ASSUMPTION AGREEMENT dated as of July 2, 2014 SUN NATIONAL BANK STURDY SAVINGS BANK

Exhibit 2.1 PURCHASE AND ASSUMPTION AGREEMENT dated as of July 2, 2014 between SUN NATIONAL BANK and STURDY SAVINGS BANK This PURCHASE AND ASSUMPTION AGREEMENT, dated as of July 2, 2014 (this “Agreement”), between Sun National Bank, a national banking association, organized under the laws of the United States, with its principal office located in Vineland, New Jersey (“Seller”), and Sturdy Savings

July 9, 2014 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 31, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File

July 9, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2014 Sun Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num

July 8, 2014 DEFA14A

SNBC / Sun Bancorp, Inc. DEFA14A - - DEFA 14A - SUPPLEMENT TO PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

July 7, 2014 EX-3.1

BYLAWS SUN BANCORP, INC. AS AMENDED AND RESTATED JUNE 30, 2014 ARTICLE I - Home Office

BYLAWS OF SUN BANCORP, INC. AS AMENDED AND RESTATED JUNE 30, 2014 ARTICLE I - Home Office The home office of Sun Bancorp, Inc. (the “Corporation”) shall be located at 350 Fellowship Road, Suite 101, in the Township of Mount Laurel, in the County of Burlington, in the State of New Jersey. The Corporation may also have offices at such other places within or without the State of New Jersey, as the bo

July 7, 2014 8-K

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Material Impairments, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 30, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num

July 3, 2014 EX-99.1

SUN BANCORP, INC. ANNOUNCES COMPREHENSIVE RESTRUCTURING Multiple Strategic Initiatives to Reduce Operating Complexity Re-align Business Lines Focus on Returning to and Sustaining Profitability

EX-99.1 2 ex99-1.htm PRESS RELEASE DATED JULY 3, 2014 SUN BANCORP, INC. ANNOUNCES COMPREHENSIVE RESTRUCTURING Multiple Strategic Initiatives to Reduce Operating Complexity Re-align Business Lines Focus on Returning to and Sustaining Profitability · Accelerate and improve branch efficiency by selling or consolidating 30% of branch locations · Eliminate non-core business units including Sun Home Loa

July 3, 2014 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 27, 2014 SUN BANCORP, INC. (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 27, 2014 SUN BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 0-20957 52-1382541 (State or other jurisdiction of incorporation) (Commission File Num

June 30, 2014 EX-99.1

Sun National Bank 401(k) Plan Financial Statements

Sun National Bank 401(k) Plan Financial Statements as of December 31, 2013 and 2012 and for the Year Ended December 31, 2013, Supplemental Schedule as of December 31, 2013, and Report of Independent Registered Public Accounting Firm Sun National Bank 401(k) PLAN TABLE OF CONTENTS Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2 FINANCIAL STATEMENTS AS OF DECEMBER 31, 2013 AND 2012 AN

June 30, 2014 11-K

SNBC / Sun Bancorp, Inc. 11-K - - FORM 11-K

11-K 1 f11k123113-0079.htm FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2013 OR o TR

June 24, 2014 DEFA14A

- PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

June 4, 2014 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

June 4, 2014 DEF 14A

- SUN BANCORP, INC. - PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State

Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista