الإحصائيات الأساسية
| CIK | 1454389 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Summit Securities Inc. - Preferred Security
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| February 5, 2018 |
SGM / Stonegate Mortgage Corp / SECOND CURVE CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| June 12, 2017 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-36116 STONEGATE MORTGAGE CORPORATION (Exact name of registrant a |
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| June 1, 2017 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 12, 2017, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 31, 2017 |
S-8 POS 1 d382240ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 31, 2017 Registration No. 333-192554 Registration No. 333-192556 Registration No. 333-192557 Registration No. 333-213055 Registration No. 333-213056 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-192554 FO |
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| May 31, 2017 |
S-8 POS 1 d382240ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 31, 2017 Registration No. 333-192554 Registration No. 333-192556 Registration No. 333-192557 Registration No. 333-213055 Registration No. 333-213056 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-192554 FO |
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| May 31, 2017 |
S-8 POS 1 d382240ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 31, 2017 Registration No. 333-192554 Registration No. 333-192556 Registration No. 333-192557 Registration No. 333-213055 Registration No. 333-213056 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-192554 FO |
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| May 31, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on May 31, 2017 Registration No. |
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| May 31, 2017 |
S-8 POS 1 d382240ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 31, 2017 Registration No. 333-192554 Registration No. 333-192556 Registration No. 333-192557 Registration No. 333-213055 Registration No. 333-213056 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-192554 FO |
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| May 31, 2017 |
As filed with the Securities and Exchange Commission on May 31, 2017 Registration No. |
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| May 31, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 31, 2017 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) (Commis |
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| May 25, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d404446d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 24, 2017 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of |
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| May 25, 2017 |
Home Point Financial Corporation 1194 Oak Valley Drive, Suite 80 Ann Arbor, MI 48108 EX-10.1 Exhibit 10.1 Execution Version Home Point Financial Corporation 1194 Oak Valley Drive, Suite 80 Ann Arbor, MI 48108 May 24, 2017 Stonegate Mortgage Corporation 9190 Priority Way West Drive, Suite 300 Indianapolis, IN 46240 Attn: James V. Smith Dear Mr. Smith: Reference is made to that certain Agreement and Plan of Merger, dated as of January 26, 2017 (as amended, restated, amended and rest |
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| May 4, 2017 |
STONEGATE MORTGAGE CORPORATION REPORTS FIRST QUARTER 2017 FINANCIAL RESULTS Exhibit STONEGATE MORTGAGE CORPORATION REPORTS FIRST QUARTER 2017 FINANCIAL RESULTS Indianapolis, IN - May 4, 2017 - Stonegate Mortgage Corporation (NYSE: SGM) ("Stonegate Mortgage" or the "Company"), a leading, non-bank mortgage company focused on originating, financing and servicing U. |
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| May 4, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 4, 2017 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-36116 (Commission F |
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| May 4, 2017 |
SGM / Stonegate Mortgage Corp 10-Q (Quarterly Report) 10-Q 1 a2017q1-10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended March 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission fil |
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| April 27, 2017 |
STONEGATE MORTGAGE CORPORATION STOCKHOLDERS APPROVE ACQUISITION BY HOME POINT FINANCIAL EX-99.1 Exhibit 99.1 STONEGATE MORTGAGE CORPORATION STOCKHOLDERS APPROVE ACQUISITION BY HOME POINT FINANCIAL INDIANAPOLIS, IN., April 27, 2017 ? Stonegate Mortgage Corporation (NYSE: SGM) (?Stonegate Mortgage?) today announced that its stockholders overwhelmingly approved all proposals relating to the pending acquisition of Stonegate Mortgage by Home Point Financial Corporation (?Home Point Financ |
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| April 27, 2017 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 27, 2017 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) (Com |
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| April 17, 2017 |
SGM / Stonegate Mortgage Corp 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001 |
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| March 27, 2017 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 13, 2017 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 13, 2017 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) (Com |
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| March 13, 2017 |
EX-99.1 Exhibit 99.1 STONEGATE MORTGAGE CORPORATION ANNOUNCES DATE OF SPECIAL STOCKHOLDERS MEETING IN CONNECTION WITH ACQUISITION BY HOME POINT FINANCIAL CORPORATION Indianapolis, IN., March 13, 2017 ? Stonegate Mortgage Corporation (NYSE: SGM) (?Stonegate Mortgage?) today announced that it has set a date for a special meeting of its stockholders to consider and vote on a proposal to adopt the pre |
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| March 13, 2017 |
EX-99.1 Exhibit 99.1 STONEGATE MORTGAGE CORPORATION ANNOUNCES DATE OF SPECIAL STOCKHOLDERS MEETING IN CONNECTION WITH ACQUISITION BY HOME POINT FINANCIAL CORPORATION Indianapolis, IN., March 13, 2017 ? Stonegate Mortgage Corporation (NYSE: SGM) (?Stonegate Mortgage?) today announced that it has set a date for a special meeting of its stockholders to consider and vote on a proposal to adopt the pre |
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| March 13, 2017 |
DEFA14A 1 d354958d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 13, 2017 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdicti |
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| March 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 9, 2017 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-36116 (Commission |
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| March 9, 2017 |
STONEGATE MORTGAGE CORPORATION REPORTS FOURTH QUARTER AND ANNUAL 2016 FINANCIAL RESULTS Exhibit STONEGATE MORTGAGE CORPORATION REPORTS FOURTH QUARTER AND ANNUAL 2016 FINANCIAL RESULTS Indianapolis, Ind. |
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| March 9, 2017 |
Exhibit 21.1 STONEGATE MORTGAGE CORPORATION List of Subsidiaries as of December 31, 2016 Name Jurisdiction of Organization NattyMac, LLC Indiana Stonegate Mortgage Acceptance, LLC Delaware |
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| March 9, 2017 |
SGM / Stonegate Mortgage Corp 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36116 Stonegate Mor |
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| February 28, 2017 |
PREM14A 1 d350634dprem14a.htm PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
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| February 9, 2017 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| February 3, 2017 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| February 2, 2017 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| January 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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| January 27, 2017 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| January 27, 2017 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| January 27, 2017 |
DEFA14A 1 d335716ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi |
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| January 27, 2017 |
EX-3.1 Exhibit 3.1 FOURTH AMENDED AND RESTATED CODE OF REGULATIONS OF STONEGATE MORTGAGE CORPORATION ARTICLE I GENERAL PROVISIONS, DEFINITIONS, AND CONSTRUCTION Section 1. Code of Regulations This instrument constitutes the Fourth Amended and Restated Code of Regulations (the ?Regulations?) of Stonegate Mortgage Corporation, an Ohio corporation (the ?Corporation?) and completely amends, restates a |
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| January 27, 2017 |
8-K 1 d333408d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 25, 2017 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction |
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| January 27, 2017 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among HOME POINT FINANCIAL CORPORATION, LONGHORN MERGER SUB, INC. and STONEGATE MORTGAGE CORPORATION Dated as of January 26, 2017 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Closing 2 1.3 Effective Time 2 1.4 Effects of the Merger 2 1.5 Conversion of Company Common Stock 2 1.6 Merger Sub Common Stock 3 |
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| January 27, 2017 |
EX-3.1 Exhibit 3.1 FOURTH AMENDED AND RESTATED CODE OF REGULATIONS OF STONEGATE MORTGAGE CORPORATION ARTICLE I GENERAL PROVISIONS, DEFINITIONS, AND CONSTRUCTION Section 1. Code of Regulations This instrument constitutes the Fourth Amended and Restated Code of Regulations (the ?Regulations?) of Stonegate Mortgage Corporation, an Ohio corporation (the ?Corporation?) and completely amends, restates a |
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| January 27, 2017 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among HOME POINT FINANCIAL CORPORATION, LONGHORN MERGER SUB, INC. and STONEGATE MORTGAGE CORPORATION Dated as of January 26, 2017 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Closing 2 1.3 Effective Time 2 1.4 Effects of the Merger 2 1.5 Conversion of Company Common Stock 2 1.6 Merger Sub Common Stock 3 |
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| January 27, 2017 |
DEFA14A 1 d333408d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 25, 2017 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdic |
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| January 27, 2017 |
8-A12B SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identi |
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| January 27, 2017 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 26, 2017 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) (C |
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| January 27, 2017 |
EX-4.1 Exhibit 4.1 EXECUTION VERSION TAX ASSET PROTECTION PLAN dated as of January 26, 2017 between STONEGATE MORTGAGE CORPORATION and BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC., as Rights Agent TAX ASSET PROTECTION PLAN Table of Contents Page ARTICLE I DEFINITIONS 1.1 Definitions 2 ARTICLE II THE RIGHTS 2.1 Summary of Rights 7 2.2 Legend 7 2.3 Exercise of Rights; Separation of Rights 8 2.4 Adjus |
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| January 27, 2017 |
EX-99.1 Exhibit 99.1 HOME POINT FINANCIAL TO ACQUIRE STONEGATE MORTGAGE CORPORATION All-cash transaction valued at approximately $211 million Stonegate Mortgage shareholders to receive $8.00 per share in cash Ann Arbor, MI., and Indianapolis, IN., Jan. 27, 2017 Home Point Financial Corporation (Home Point) and Stonegate Mortgage Corporation (NYSE: SGM) (Stonegate Mortgage) today announced th |
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| January 27, 2017 |
EX-4.1 Exhibit 4.1 EXECUTION VERSION TAX ASSET PROTECTION PLAN dated as of January 26, 2017 between STONEGATE MORTGAGE CORPORATION and BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC., as Rights Agent TAX ASSET PROTECTION PLAN Table of Contents Page ARTICLE I DEFINITIONS 1.1 Definitions 2 ARTICLE II THE RIGHTS 2.1 Summary of Rights 7 2.2 Legend 7 2.3 Exercise of Rights; Separation of Rights 8 2.4 Adjus |
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| January 27, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 26, 2017 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) (C |
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| January 27, 2017 |
EX-99.1 Exhibit 99.1 HOME POINT FINANCIAL TO ACQUIRE STONEGATE MORTGAGE CORPORATION All-cash transaction valued at approximately $211 million Stonegate Mortgage shareholders to receive $8.00 per share in cash Ann Arbor, MI., and Indianapolis, IN., Jan. 27, 2017 ? Home Point Financial Corporation (?Home Point?) and Stonegate Mortgage Corporation (NYSE: SGM) (?Stonegate Mortgage?) today announced th |
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| January 23, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3)* STONEGATE MORTGAGE CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86181Q300 (CUSIP Number) December |
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| January 19, 2017 |
SGM / Stonegate Mortgage Corp / SECOND CURVE CAPITAL LLC Passive Investment SC 13G/A 1 d738352113g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Stonegate Mortgage Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 86181Q300 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| November 4, 2016 |
Stonegate Mortgage 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3 |
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| November 4, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 4, 2016 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporatio |
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| November 4, 2016 |
Stonegate Mortgage Appoints James V. Smith To Its Board Of Directors Exhibit Exhibit 99.1 Stonegate Mortgage Appoints James V. Smith To Its Board Of Directors INDIANAPOLIS-(BUSINESS WIRE)- Stonegate Mortgage Corporation, a leading, non-bank, integrated mortgage company focused on originating, acquiring, selling, financing and servicing U.S. residential mortgage loans, announced today that its Chief Executive Officer and President, James V. Smith has been appointed |
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| November 4, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 4, 2016 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporatio |
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| November 4, 2016 |
Stonegate Mortgage Names David E. Kress General Counsel Exhibit Exhibit 99.1 Stonegate Mortgage Names David E. Kress General Counsel INDIANAPOLIS-(BUSINESS WIRE)- Stonegate Mortgage Corporation, a leading, non-bank, integrated mortgage company focused on originating, acquiring, selling, financing and servicing U.S. residential mortgage loans, announced today that David E. Kress has been named General Counsel. He will be responsible for overseeing all l |
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| November 3, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a2016q3-er.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 3, 2016 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 00 |
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| November 3, 2016 |
STONEGATE MORTGAGE CORPORATION REPORTS THIRD QUARTER 2016 FINANCIAL RESULTS Exhibit STONEGATE MORTGAGE CORPORATION REPORTS THIRD QUARTER 2016 FINANCIAL RESULTS Indianapolis, IN - November 3, 2016 - Stonegate Mortgage Corporation (NYSE: SGM) ("Stonegate Mortgage" or the "Company"), a leading, non-bank mortgage company focused on originating, financing and servicing U. |
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| August 10, 2016 |
Stonegate Mortgage S-8 RE AMD TO 2013 NON-EMPLPOYEE DIRECTOR PLAN S-8 1 s-8re2016omnibusincentivec.htm S-8 RE AMD TO 2013 NON-EMPLPOYEE DIRECTOR PLAN As filed with the Securities and Exchange Commission on August 10, 2016. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 Registration Statement Under The Securities Act of 1933 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter |
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| August 10, 2016 |
Exhibit EXHIBIT 4.4 S TONEGATE M ORTGAGE C ORPORATION 2016 O MNIBUS I NCENTIVE C OMPENSATION P LAN R ESTRICTED S TOCK U NIT A WARD A GREEMENT T HIS R ESTRICTED S TOCK U NIT A WARD A GREEMENT (the ? Award Agreement ?), dated as of the DAY of , (the ? Grant Date ?) is by and between Stonegate Mortgage Corporation, an Ohio corporation (the ? Company ?), and NAME (the ? Grantee ?), pursuant to the Sto |
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| August 10, 2016 |
EX-4.5 3 s-8omnibusex45.htm EXHIBIT 4.5 EXHIBIT 4.5 STONEGATE MORTGAGE CORPORATION 2016 OMNIBUS INCENTIVE COMPENSATION PLAN OPTION AGREEMENT THIS OPTION AGREEMENT (this “Agreement”), dated as of the day of [Month], [Year] (the “Grant Date”), is by and between STONEGATE MORTGAGE CORPORATION, an Ohio corporation (the “Company”), and [GRANTEE] (the “Grantee”), pursuant to the Stonegate Mortgage Corpo |
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| August 10, 2016 |
Stonegate Mortgage Corporation 2013 Non-Employee Director Plan Restricted Stock Unit Award Agreement EX-4.5 3 s-8directorsplanex45.htm EXHIBIT 4.5 EXHIBIT 4.5 Stonegate Mortgage Corporation 2013 Non-Employee Director Plan Restricted Stock Unit Award Agreement This RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Award Agreement”), dated as of the of , 2015 (the “Grant Date”) is by and between Stonegate Mortgage Corporation, an Ohio corporation (the “Company”), and [Director Name] (the “Grantee”), purs |
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| August 10, 2016 |
Stonegate Mortgage S-8 RE AMENDMETN TO 2013 NON-EMPLOYEE DIRECTORS PLAN S-8 1 s-8amendedx2013xdirectorx.htm S-8 RE AMENDMETN TO 2013 NON-EMPLOYEE DIRECTORS PLAN As filed with the Securities and Exchange Commission on August 10, 2016. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 Registration Statement Under The Securities Act of 1933 Stonegate Mortgage Corporation (Exact name of registrant as specified in its ch |
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| August 10, 2016 |
Stonegate Mortgage Corporation 2013 Non-Employee Director Plan Option Award Agreement Exhibit EXHIBIT 4.4 Stonegate Mortgage Corporation 2013 Non-Employee Director Plan Option Award Agreement This Award Agreement (the ?Award Agreement?), dated as of the day of , 2014 (the ?Grant Date?) is by and between Stonegate Mortgage Corporation, an Ohio corporation (the ? Company ?), and (the ? Grantee ?), pursuant to the Stonegate Mortgage Corporation 2013 Non-Employee Director Plan, as may |
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| August 4, 2016 |
Stonegate Mortgage 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36116 |
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| August 4, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 4, 2016 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-36116 (Commissio |
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| August 4, 2016 |
STONEGATE MORTGAGE CORPORATION REPORTS SECOND QUARTER 2016 FINANCIAL RESULTS Exhibit STONEGATE MORTGAGE CORPORATION REPORTS SECOND QUARTER 2016 FINANCIAL RESULTS Indianapolis, IN - August 4, 2016 - Stonegate Mortgage Corporation (NYSE: SGM) ("Stonegate Mortgage" or the "Company"), a leading, non-bank mortgage company focused on originating, financing and servicing U. |
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| July 13, 2016 |
8-K 1 form8-kxmcelroyresignation.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report: July 13, 2016 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) (C |
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| July 5, 2016 |
8-K 1 a8-kreannualshrmtgresultsv2.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 5, 2016 (June 29, 2016) STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 |
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| May 19, 2016 |
SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (permitted by Rule 14a-6(e)(2)) x Definitive |
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| May 10, 2016 |
Stonegate Mortgage 10-Q (Quarterly Report) SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended March 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3 |
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| May 10, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a2016q1-er.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 10, 2016 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-36 |
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| May 10, 2016 |
STONEGATE MORTGAGE CORPORATION REPORTS FIRST QUARTER 2016 FINANCIAL RESULTS EX-99.1 2 a2016q1-erxexhibit991.htm EXHIBIT 99.1 STONEGATE MORTGAGE CORPORATION REPORTS FIRST QUARTER 2016 FINANCIAL RESULTS Indianapolis, Ind. - May 10, 2016 - Stonegate Mortgage Corporation ("Stonegate Mortgage" or the "Company") (SGM), a leading, non-bank mortgage company focused on originating, financing and servicing U.S. residential mortgage loans, today reported results for the quarter ende |
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| May 10, 2016 |
Very truly yours, STONEGATE MORTGAGE CORPORATION By: EXHIBIT 10.3 April 18, 2016 James V. Smith 9190 Priority Way West Drive, Suite 300 Indianapolis, IN 46240 Re: Letter Agreement Dear Mr. Smith: This Letter Agreement (“Agreement”) is made and entered into as of April 18, 2016 (the “Effective Date”) by and between Stonegate Mortgage Corporation, an Ohio corporation (the “Company”), and James V. Smith (“You”). The Agreement sets forth the terms of yo |
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| May 10, 2016 |
Very truly yours, STONEGATE MORTGAGE CORPORATION By: EXHIBIT 10.1 April 5, 2016 Carrie Preston 9190 Priority Way West Drive, Suite 300 Indianapolis, IN 46240 Re: Letter Agreement Dear Ms. Preston: This Letter Agreement (“Agreement”) is made and entered into as of April 5, 2016 (the “Effective Date”) by and between Stonegate Mortgage Corporation, an Ohio corporation (the “Company”), and Carrie Preston (“You”). The Agreement sets forth the terms of yo |
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| May 10, 2016 |
Very truly yours, STONEGATE MORTGAGE CORPORATION By: EXHIBIT 10.2 April 5, 2016 Mike McElroy 9190 Priority Way West Drive, Suite 300 Indianapolis, IN 46240 Re: Letter Agreement Dear Mr. McElroy: This Letter Agreement (“Agreement”) is made and entered into as of April 5, 2016 (the “Effective Date”) by and between Stonegate Mortgage Corporation, an Ohio corporation (the “Company”), and Mike McElroy (“You”). The Agreement sets forth the terms of your e |
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| April 18, 2016 |
8-K 1 a2016-04x18sgm8xk.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 18, 2016 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporatio |
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| April 18, 2016 |
JAMES V. SMITH APPOINTED CHIEF EXECUTIVE OFFICER OF STONEGATE MORTGAGE EX-99.1 2 a2016-04x18exhibitnew.htm EXHIBIT 99.1 Exhibit 99.1 JAMES V. SMITH APPOINTED CHIEF EXECUTIVE OFFICER OF STONEGATE MORTGAGE Indianapolis, IN - April 18, 2016 - Stonegate Mortgage Corporation (NYSE: SGM), a leading publicly traded mortgage company focused on originating, financing and servicing U.S. residential mortgage loans, today announced James V. Smith, previously its President and Ch |
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| April 8, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 8, 2016 (April 5, 2016) STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of inco |
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| March 15, 2016 |
Stonegate Mortgage 10-K (Annual Report) 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36116 Stonegat |
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| March 15, 2016 |
Exhibit 21.1 STONEGATE MORTGAGE CORPORATION List of Subsidiaries as of December 31, 2015 Name Jurisdiction of Organization NattyMac, LLC Indiana Stonegate Mortgage Acceptance, LLC Delaware Stonegate Insurance Company, LLC Michigan |
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| March 15, 2016 |
AMENDMENT NO. 8 TO MORTGAGE LOAN PARTICIPATION PURCHASE AND SALE AGREEMENT Exhibit 10.25 AMENDMENT NO. 8 TO MORTGAGE LOAN PARTICIPATION PURCHASE AND SALE AGREEMENT Amendment No. 8 to Mortgage Loan Participation Purchase and Sale Agreement, dated as of June 10, 2015 (this “Amendment”), by and between Bank of America, N.A. (“Purchaser”) and Stonegate Mortgage Corporation (“Seller”). RECITALS Purchaser and Seller are parties to that certain Mortgage Loan Participation Purch |
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| March 15, 2016 |
EXHIBIT 10.38 AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Between: EVERBANK, as Buyer and STONEGATE MORTGAGE CORPORATION, as Seller Dated as of November 10, 2015 ‑ii‑ ‑i‑ TABLE OF CONTENTS Page SECTION 1. APPLICABILITY; INCORPORATION OF EVERBANK WAREHOUSE CUSTOMER GUIDE AND PRICING LETTER 1 SECTION 2. DEFINITIONS 2 SECTION 3. INITIATION; TERMINATION 22 SECTION 4. MARGIN AMOUNT MAINTENANCE 27 |
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| March 15, 2016 |
Exhibit 10.37 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Dated as of November 10, 2015 Between EVERBANK, as Bank and STONEGATE MORTGAGE CORPORATION, as Borrower -1- TABLE OF CONTENTS Page 1. DEFINITIONS 3 2. REPRESENTATIONS AND WARRANTIES 15 3. LOAN ADVANCES 19 4. SECURITY INTEREST 24 5. CONDITIONS TO LOAN ADVANCES 28 6. AFFIRMATIVE COVENANTS 29 7. NEGATIVE COVENANTS 33 8. EVENTS OF DEFAULT |
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| March 15, 2016 |
AMENDMENT NO. 10 TO MORTGAGE LOAN PARTICIPATION PURCHASE AND SALE AGREEMENT Exhibit 10.26 AMENDMENT NO. 10 TO MORTGAGE LOAN PARTICIPATION PURCHASE AND SALE AGREEMENT Amendment No. 10 to Mortgage Loan Participation Purchase and Sale Agreement, dated as of November 27, 2015 (this “Amendment”), by and between Bank of America, N.A. (“Purchaser”) and Stonegate Mortgage Corporation (“Seller”). RECITALS Purchaser and Seller are parties to that certain Mortgage Loan Participation |
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| March 15, 2016 |
AMENDMENT NO. 2 TO MASTER REPURCHASE AGREEMENT Exhibit 10.20 AMENDMENT NO. 2 TO MASTER REPURCHASE AGREEMENT Amendment No. 2 to Master Repurchase Agreement, dated as of June 10, 2015 (this “Amendment”), by and between Bank of America, N.A. (“Buyer”) and Stonegate Mortgage Corporation (“Seller”). RECITALS Buyer and Seller are parties to that certain Master Repurchase Agreement, dated as of February 28, 2013 (as amended from time to time, the “Ex |
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| March 3, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a2015q4-er.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 3, 2016 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-3 |
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| March 3, 2016 |
STONEGATE MORTGAGE CORPORATION REPORTS FOURTH QUARTER AND ANNUAL 2015 FINANCIAL RESULTS Exhibit STONEGATE MORTGAGE CORPORATION REPORTS FOURTH QUARTER AND ANNUAL 2015 FINANCIAL RESULTS Indianapolis, Ind. |
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| February 19, 2016 |
STONEGATE MORTGAGE APPOINTS CARRIE PRESTON AS CHIEF FINANCIAL OFFICER EX-99 2 a2016-02x198xkrecfoexhibit.htm EXHIBIT 99 STONEGATE MORTGAGE APPOINTS CARRIE PRESTON AS CHIEF FINANCIAL OFFICER Indianapolis, IN - February 19, 2016 - Stonegate Mortgage Corporation (NYSE: SGM), a leading publicly traded mortgage company focused on originating, financing and servicing U.S. residential mortgage loans, today announced Carrie Preston, current Chief Accounting Officer, as its |
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| February 19, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report: February 19, 2016 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Emplo |
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| February 16, 2016 |
SGM / Stonegate Mortgage Corp / OSTERWEIS CAPITAL MANAGEMENT INC - SC 13G/A Passive Investment SC 13G/A OMB APPROVAL OMB Number: 3235-0145 Expires: February XX, 20XX Estimated average burden Hours per response. |
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| February 12, 2016 |
Stonegate Mortgage SC 13G/A (Passive Acquisition of More Than 5% of Shares) SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Rule 13d-102) (Amendment No. |
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| February 5, 2016 |
SGM / Stonegate Mortgage Corp / Levinson Sam - SCHEDULE 13D, AMENDMENT NO. 1 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FIXED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 1)* STONEGATE MORTGAGE CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 86181Q300 (CUSIP |
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| January 27, 2016 |
SGM / Stonegate Mortgage Corp / SECOND CURVE CAPITAL LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 8, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* STONEGATE MORTGAGE CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86181Q300 (CUSIP Number) December |
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| November 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended September 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36116 Ston |
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| November 5, 2015 |
EX-10.1 2 a2015q3-10qxexhibit101.htm EXHIBIT 10.1 EXHIBIT 10.1 MASTER LOAN PURCHASE AND SERVICING AGREEMENT Dated as of September 11, 2015 STONEGATE MORTGAGE CORPORATION, as Seller and GUARANTY BANK, as Purchaser Residential FHA Mortgage Loans -ii- TABLE OF CONTENTS Page ARTICLE I BASIC AGREEMENT 1 1. Basic Agreement 1 2.Purchase Price 1 3.Closing 1 ARTICLE II DEFINITIONS 2 ARTICLE III ADDITIONAL |
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| November 4, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a2015q3-er.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 4, 2015 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 00 |
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| November 4, 2015 |
STONEGATE MORTGAGE CORPORATION REPORTS THIRD QUARTER 2015 FINANCIAL RESULTS EX-99.1 2 a2015q3-erxexhibit991.htm EXHIBIT 99.1 STONEGATE MORTGAGE CORPORATION REPORTS THIRD QUARTER 2015 FINANCIAL RESULTS Indianapolis, Ind. - November 4, 2015 - Stonegate Mortgage Corporation ("Stonegate Mortgage" or the "Company") (SGM), a leading, non-bank mortgage company focused on originating, financing and servicing U.S. residential mortgage loans, today reported results for the quarter |
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| September 18, 2015 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 15, 2015 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-36116 (Commission |
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| September 2, 2015 |
[Stonegate Mortgage Corporation Letterhead] EX-10.4 5 d28711dex104.htm EX-10.4 Exhibit 10.4 [Stonegate Mortgage Corporation Letterhead] August 28, 2015 James V. Smith 1308 Bridge Water Circle Hoschton, GA 30548 Dear James, Congratulations! Stonegate Mortgage Corporation (the “Company” or “Stonegate”) is pleased to offer you the position of President and Chief Operating Officer. The following offer of employment and compensation plan is betw |
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| September 2, 2015 |
8-K 1 d28711d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 2, 2015 (August 28, 2015) Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State |
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| September 2, 2015 |
[Remainder of Page Left Intentionally Blank] EX-10.1 2 d28711dex101.htm EX-10.1 Exhibit 10.1 September 1, 2015 James J. Cutillo 11012 Preservation Pt Fishers, IN 46037 Re: Separation and Release Agreement Dear Jim: This letter agreement (“Letter Agreement”) sets forth the understanding between you and Stonegate Mortgage Corporation (the “Company”) regarding your separation from the Company. Capitalized terms not otherwise defined herein have |
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| September 2, 2015 |
EX-10.2 Exhibit 10.2 September 1, 2015 James J. Cutillo 11012 Preservation Pt Fishers, IN 46037 Re: Consulting Terms Dear Jim: The purpose of this letter is to set forth the terms of the post-employment consulting agreement between you and Stonegate Mortgage Corporation (?Stonegate? or the ?Company?). 1. Purpose of Engagement Upon the terms and subject to the conditions of this letter (?Consulting |
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| September 2, 2015 |
EX-10.3 4 d28711dex103.htm EX-10.3 Exhibit 10.3 September 1, 2015 Richard A. Kraemer 9190 Priority Way West Drive, Suite 300 Indianapolis, Indiana 46240 Dear Rich, Subject to final approval of the Board of Directors of Stonegate Mortgage Corporation (the “Company”), I am pleased to present you with a formal offer to become the Interim CEO of the Company. Employment as Interim CEO will commence on |
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| August 31, 2015 |
EX-99.1 2 d91151dex991.htm EX-99.1 STONEGATE MORTGAGE CORPORATION ANNOUNCES THE APPOINTMENT OF RICHARD A. KRAEMER AS CEO AND JAMES V. SMITH AS PRESIDENT AND COO Indianapolis, IN, August 31, 2015 — Stonegate Mortgage Corporation (NYSE: SGM), a leading, publicly-traded non-bank mortgage company announced today Richard A. Kraemer, has been named Interim CEO of the company. Mr. Kraemer is replacing Ji |
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| August 31, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 31, 2015 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation |
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| August 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36116 Stonegate |
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| August 6, 2015 |
EX-10.1 2 a2015q2-10qexhibit101.htm EXHIBIT 10.1 Execution Version PARTICIPATION AGREEMENT between NATTYMAC, LLC (“Seller”) and CITIZENS BANK AND TRUST COMPANY (“Participant”) April 23, 2015 PARTICIPATION AGREEMENT THIS PARTICIPATION AGREEMENT (the “Agreement”) is entered into and made effective as of April 23, 2015 (the “Effective Date”), by and between NATTYMAC, LLC, an Indiana limited liability |
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| August 6, 2015 |
STONEGATE MORTGAGE CORPORATION REPORTS SECOND QUARTER 2015 FINANCIAL RESULTS EX-99.EARNINGS 2 a2015q2-erxexhibit991.htm EXHIBIT 99.EARNINGS STONEGATE MORTGAGE CORPORATION REPORTS SECOND QUARTER 2015 FINANCIAL RESULTS Indianapolis, Ind. - August 6, 2015 - Stonegate Mortgage Corporation ("Stonegate Mortgage" or the "Company") (SGM), a leading, non-bank mortgage company focused on originating, financing and servicing U.S. residential mortgage loans, today reported results for |
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| August 6, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 2015 Q2 - ER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 6, 2015 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-36116 (Commi |
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| July 1, 2015 |
SGM / Stonegate Mortgage Corp / SECOND CURVE CAPITAL LLC Passive Investment SC 13G 1 d668130313-g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Stonegate Mortgage Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 86181Q300 (CUSIP Number) June 29, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| June 1, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 1, 2015 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) |
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| June 1, 2015 |
a20150602kbwconferencein Keefe, Bruyette & Woods 2015 Mortgage Finance Conference June 2, 2015 Color Scheme 223 100 31 0 200 195 106 175 232 136 182 74 255 204 0 0 131 203 Forward Looking Statements FORWARD-LOOKING STATEMENTS: Our presentation contains certain forward-looking statements. |
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| May 29, 2015 |
Submission of Matters to a Vote of Security Holders Form8-K-annualmeetingchairmanandnumofboarddirectors UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 7, 2015 |
AMENDMENT NO. 6 TO MORTGAGE LOAN PARTICIPATION PURCHASE AND SALE AGREEMENT Exhibit 10.3 EXECUTION AMENDMENT NO. 6 TO MORTGAGE LOAN PARTICIPATION PURCHASE AND SALE AGREEMENT Amendment No. 6 to Mortgage Loan Participation Purchase and Sale Agreement, dated as of March 2, 2015 (this ?Amendment?), by and between Bank of America, N.A. (?Purchaser?) and Stonegate Mortgage Corporation (?Seller?). RECITALS Purchaser and Seller are parties to that certain Mortgage Loan Participat |
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| May 7, 2015 |
10-Q 1 a2015q1-10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended March 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission fil |
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| May 7, 2015 |
MASTER REPURCHASE AGREEMENT AND SECURITIES CONTRACT Wells Fargo Bank, N.A., as buyer (“Buyer”) EX-10.1 2 a2015q1-10qxexhibit101.htm EXHIBIT 10.1 Exhibit 10.1 MASTER REPURCHASE AGREEMENT AND SECURITIES CONTRACT BETWEEN Wells Fargo Bank, N.A., as buyer (“Buyer”) The Sellers identified on the Addendum, as seller (“Seller”) The Guarantors, if identified on the Addendum, as guarantor (“Guarantor”) Dated as of the Effective Date set forth in the Addendum TABLE OF CONTENTS Page 1. Applicability .. |
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| May 7, 2015 |
AMENDMENT ONE TO MASTER REPURCHASE AGREEMENT AND SECURITIES CONTRACT Exhibit 10.2 EXECUTION VERSION AMENDMENT ONE TO MASTER REPURCHASE AGREEMENT AND SECURITIES CONTRACT This Amendment One (this ?Amendment?) to the MRSC (defined below), is entered into as of January 29, 2015, by and between Wells Fargo Bank, N.A., as buyer (the ?Buyer?), and Stonegate Mortgage Corporation, an Ohio corporation, as seller (the ?Seller?). W I T N E S S E T H: WHEREAS, Buyer and Seller |
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| May 6, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 2015 Q1 - ER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 6, 2015 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-36116 (Commissi |
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| May 6, 2015 |
STONEGATE MORTGAGE CORPORATION REPORTS FIRST QUARTER 2015 FINANCIAL RESULTS 2015 Q1 - ER-Exhibit 99.1 STONEGATE MORTGAGE CORPORATION REPORTS FIRST QUARTER 2015 FINANCIAL RESULTS Indianapolis, Ind. - May 6, 2015 - Stonegate Mortgage Corporation ("Stonegate Mortgage" or the "Company") (NYSE: SGM), a specialty finance company focused on providing yield opportunities in the residential mortgage market, today reported results for the quarter ended March 31, 2015. The Company o |
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| April 15, 2015 |
SGM 2015 Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 17, 2015 |
SGM / Stonegate Mortgage Corp / Daher Abdallah - SCHEDULE 13G AMENDMENT NO. 2 Passive Investment Schedule 13G Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Stonegate Mortgage Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 86181Q300 (CUSIP Number) March 17, 20151 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| March 6, 2015 |
EXHIBIT 10.27 REVOLVING SUBORDINATED LOAN AGREEMENT BETWEEN MERCHANTS BANCORP, an Indiana corporation AND STONEGATE MORTGAGE CORPORATION, an Ohio corporation April 15, 2014 2 REVOLVING SUBORDINATED LOAN AGREEMENT This Revolving Subordinated Loan Agreement (?Agreement?) is entered into at Indianapolis, Indiana, effective the 15th day of April, 2014 by and between Stonegate Mortgage Corporation, an |
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| March 6, 2015 |
LINE OF CREDIT PROMISSORY NOTE 1 10 EXHIBIT 10.28 LINE OF CREDIT PROMISSORY NOTE $22,000,000.00 Indianapolis, Indiana August 29, 2014 For value received, STONEGATE MORTGAGE CORPORATION, an Ohio corporation, having offices at 9190 Priority Way West Drive, Suite 300, Indianapolis, Indiana 46240 (hereinafter referred to as ?Maker?), unconditionally promises to pay to the order of MERCHANTS BANK OF INDIANA having its principal bank |
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| March 6, 2015 |
Exhibit 21.1 STONEGATE MORTGAGE CORPORATION List of Subsidiaries as of December 31, 2014 Name Jurisdiction of Organization NattyMac, LLC Indiana Crossline Capital, Inc. California Stonegate Mortgage Acceptance, LLC Delaware Stonegate Insurance Company, LLC Michigan |
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| March 6, 2015 |
AMENDMENT NO. 4 TO MORTGAGE LOAN PARTICIPATION PURCHASE AND SALE AGREEMENT Exhibit 10.21 AMENDMENT NO. 4 TO MORTGAGE LOAN PARTICIPATION PURCHASE AND SALE AGREEMENT Amendment No. 4 to Mortgage Loan Participation Purchase and Sale Agreement, dated as of May 12, 2014 (this ?Amendment?), by and between Bank of America, N.A. (?Purchaser?) and Stonegate Mortgage Corporation (?Seller?). RECITALS Purchaser and Seller are parties to that certain Mortgage Loan Participation Purcha |
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| March 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36116 Stonegate Mor |
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| March 6, 2015 |
AMENDMENT NO. 5 TO MORTGAGE LOAN PARTICIPATION PURCHASE AND SALE AGREEMENT EXHIBIT 10.22 AMENDMENT NO. 5 TO MORTGAGE LOAN PARTICIPATION PURCHASE AND SALE AGREEMENT Amendment No. 5 to Mortgage Loan Participation Purchase and Sale Agreement, dated as of November 4, 2014 (this ?Amendment?), by and between Bank of America, N.A. (?Purchaser?) and Stonegate Mortgage Corporation (?Seller?). RECITALS Purchaser and Seller are parties to that certain Mortgage Loan Participation Pu |
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| March 6, 2015 |
Very truly yours, STONEGATE MORTGAGE CORPORATION By: /s/ James J. Cutillo James J. Cutillo, CEO EXHIBIT 10.11 August 7, 2014 Robert Eastep 9190 Priority Way West Drive, Suite 300 Indianapolis, IN 46240 Re: Letter Agreement Dear Mr. Eastep: This Letter Agreement (?Agreement?) is made and entered into as of August 7, 2014 (the ?Effective Date?) by and between Stonegate Mortgage Corporation, an Ohio corporation (the ?Company?), and Robert Eastep (?You?). The Agreement sets forth the terms of yo |
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| March 6, 2015 |
AMENDMENT NO. 1 TO MASTER REPURCHASE AGREEMENT 1 Exhibit 10.19 AMENDMENT NO. 1 TO MASTER REPURCHASE AGREEMENT Amendment No. 1 to Master Repurchase Agreement, dated as of May 12, 2014 (this ?Amendment?), by and between Bank of America, N.A. (?Buyer?) and Stonegate Mortgage Corporation (?Seller?). RECITALS Buyer and Seller are parties to that certain Master Repurchase Agreement, dated as of February 28, 2013 (as amended from time to time, the ?E |
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| March 6, 2015 |
Amendment No. 2 TO mASTER rEPURCHASE Agreement EXHIBIT 10.24 Amendment No. 2 TO mASTER rEPURCHASE Agreement This Amendment No. 2 (this ?Amendment?), dated as of December 16, 2014, amends that certain Master Repurchase Agreement, dated as of December 24, 2012, as amended by that certain Amendment No. 1, dated as of December 20, 2013 (as amended, the ?Repurchase Agreement?), between Stonegate Mortgage Corporation, as seller (the ?Seller?), and B |
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| February 26, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 26, 2015 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-36116 (Commission File |
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| February 26, 2015 |
STONEGATE MORTGAGE CORPORATION REPORTS FOURTH QUARTER AND ANNUAL 2014 FINANCIAL RESULTS STONEGATE MORTGAGE CORPORATION REPORTS FOURTH QUARTER AND ANNUAL 2014 FINANCIAL RESULTS Indianapolis, Ind. |
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| February 17, 2015 |
SGM / Stonegate Mortgage Corp / Long Pond Capital, LP - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Rule 13d-102) (Amendment No. |
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| February 17, 2015 |
SGM / Stonegate Mortgage Corp / OSTERWEIS CAPITAL MANAGEMENT INC - SC 13G/A Passive Investment SC 13G/A OMB APPROVAL OMB Number: 3235-0145 Expires: February XX, 20XX Estimated average burden Hours per response 10. |
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| January 30, 2015 |
SC 13G/A 1 stonegate.htm STONEGATE MORTGAGE CORPORATION SCHEDULE 13G DECEMBER 31, 2014 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* STONEGATE MORTGAGE CORPORATION (Name of Issuer) Common Stock, par |
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| January 14, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 14, 2015 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-36116 (Commission File |
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| January 14, 2015 |
ITEM 1. BUSINESS Note: The information contained in this item has been updated for the change to the Company's reportable segments discussed in the Notes to Financial Statements. This item has not been updated for any other changes since the filing of the Company's Annual Report on Form 10-K for the year ended December 31, 2013. For developments since the filing of the Annual Report on Form 10-K, |
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| January 14, 2015 |
SGM / Stonegate Mortgage Corp S-3 - - S-3 S-3 1 s-3document.htm S-3 As filed with the Securities and Exchange Commission on January 14, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT Under The Securities Act of 1933 Stonegate Mortgage Corporation (Exact name of Registrant as specified in its charter) Ohio 34-1194858 (State or Other Jurisdiction of Incorpor |
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| January 14, 2015 |
Exhibit 12.1 Stonegate Mortgage Corporation Ratio of Earnings to Fixed Charges and Ratio of Earnings to Fixed Charges and Preferred Stock Dividends (Dollars in thousands) Nine Months Ended Year Ended September 30, 2014 2013 2012 2011 Ratio of Earnings to Fixed Charges Earnings: Pre-tax income from continuing operations $ (10,799 ) $ 36,221 $ 27,809 $ 4,034 Fixed charges 695,426 14,426 6,239 2,728 |
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| January 14, 2015 |
STONEGATE MORTGAGE CORPORATION Dated as of _______ [SUBORDINATED]* DEBT SECURITIES 1 EX-4.5 2 ex45formofindenture.htm FORM OF INDENTURE EXHIBIT 4.5 STONEGATE MORTGAGE CORPORATION TO Trustee Indenture Dated as of [SUBORDINATED]* DEBT SECURITIES 1 1 This form of Indenture includes provisions for an Indenture relating to the issuance of Senior Debt Securities and provisions for an Indenture relating to the issuance of Subordinated Debt Securities. Material within brackets marked with |
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| December 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 16, 2014 (December 12, 2014) STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of |
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| December 1, 2014 |
8-K 1 a2014-12x02form8xkrefbrpre.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 1, 2014 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or ot |
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| December 1, 2014 | ||
| December 1, 2014 |
begin 644 a20141202investorpresentatio.pdf M)5!$1BTQ+C4-)>+CS],-"C8R(#`@;V)J#3P\+TQI;F5A7!E+UA2968O5ULQ(#(@,5T^/G-T(XR6A(>S-CBI`&4(7\-#*I& MTX+;-5,MBE"IJ082[`TF%1T,[!T-PA"*#4*I-V`U#`CD&%BZ]P!I5B#F`HN$ M,?`S1#'O$#ZPZ%V^ZCR&U)[)0)D78"EE!I;-OX`T(Q!W`;$:`\OAK1`^HR%` M@`$`YXPP>0T*96YD%LP(#`@-C$R(#3(]/2P0Q#,7O10YJC"9I/][U179FV)A MSSK498698:>#?GW3T54IH>7EY=>7LV(X@7+!@'0.4L0-,%2E-F441UN8%*B M)HUDP+.&3M[-< |
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| November 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended September 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36116 Ston |
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| November 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 6, 2014 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-36116 (Commission File |
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| November 6, 2014 |
STONEGATE MORTGAGE CORPORATION REPORTS THIRD QUARTER 2014 FINANCIAL RESULTS STONEGATE MORTGAGE CORPORATION REPORTS THIRD QUARTER 2014 FINANCIAL RESULTS Indianapolis, Ind. |
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| October 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 24, 2014 (October 22, 2014) STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of in |
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| September 18, 2014 |
conferencepresentationse Investor Presentation September 2014 Color Scheme 223 100 31 0 200 195 106 175 232 136 182 74 255 204 0 0 131 203 Forward Looking Statements Various statements used in this presentation, including those that express a belief, expectation or intention, as well as those that are not statements of historical fact, are forward-looking statements. |
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| September 18, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 18, 2014 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) (Com |
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| September 8, 2014 |
begin 644 barclaysconferencepresentati.pdf M)5!$1BTQ+C4-)>+CS],-"C7!E+UA2968O5ULQ(#(@,5T^/G-T8F!@8&9@8)(% MD>PW&(08$$`(*,8"A!P.&Q08&.1.-#`PJNI4)3)(.3#E+-ECG,EXE&GZ!,K MN?V]@4#6:%MRN&:R9:E&4&=RN-M6B:!J$`O*`@@42[`UI%1T,%%LP(#`@-C$R M(#3(])3\,P$(7OA5S!$0FWI=K"U0<42SUG%INE2H+31"(?\\X99-E M>?1F+UY%R:@`V:+ MA;2`6,^22-DU`D[+]]P"-1T`CE%*`+EOMU7`F+RI=1X0,ZS?]\HO:1%;' M*,D@%H@TR&F+Z\-!!8U.@R"0@SA0H!.KD'-JQG |
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| September 8, 2014 |
EX-99.1 2 barclaysconferencepresen.htm BARCLAYS PRESENTATION Barclays Global Financial Services Conference September 8, 2014 Forward Looking Statements Various statements used in this presentation, including those that express a belief, expectation or intention, as well as those that are not statements of historical fact, are forward-looking statements. These forward-looking statements may include |
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| September 8, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a8-krebarclaysconference09.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 8, 2014 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or o |
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| August 7, 2014 |
STONEGATE MORTGAGE CORPORATION REPORTS SECOND QUARTER 2014 FINANCIAL RESULTS EX-99.1 2 a2014q2-erxexhibit991.htm EX-99.1 STONEGATE MORTGAGE CORPORATION REPORTS SECOND QUARTER 2014 FINANCIAL RESULTS Indianapolis, Ind. - August 7, 2014 - Stonegate Mortgage Corporation ("Stonegate Mortgage" or the "Company") (NYSE: SGM), a leading, non-bank mortgage company focused on originating, financing and servicing U.S. residential mortgage loans, today reported results for the quarter |
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| August 7, 2014 |
EX-10.1 2 a2014q2-10qxexhibit101.htm EX-10.1 August 7, 2014 Robert Eastep 9190 Priority Way West Drive, Suite 300 Indianapolis, IN 46240 Re: Letter Agreement Dear Mr. Eastep: This Letter Agreement (“Agreement”) is made and entered into as of August 7, 2014 (the “Effective Date”) by and between Stonegate Mortgage Corporation, an Ohio corporation (the “Company”), and Robert Eastep (“You”). The Agree |
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| August 7, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 7, 2014 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-36116 (Commission File Nu |
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| August 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended June 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36116 Stonegate |
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| June 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 16, 2014 (June 10, 2014) STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorpor |
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| June 2, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2014 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) (Commissio |
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| June 2, 2014 |
a20140602ex991rekbwconfe Keefe, Bruyette & Woods 2014 Mortgage Finance Conference June 3, 2014 Color Scheme 223 100 31 0 200 195 106 175 232 136 182 74 255 204 0 0 131 203 Forward Looking Statements FORWARD-LOOKING STATEMENTS: Our presentation contains certain forward-looking statements. |
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| May 30, 2014 |
FIRST AMENDMENT TO THE THIRD AMENDED AND RESTATED CODE OF REGULATIONS STONEGATE MORTGAGE CORPORATION Exhibit 3.1 FIRST AMENDMENT TO THE THIRD AMENDED AND RESTATED CODE OF REGULATIONS OF STONEGATE MORTGAGE CORPORATION By majority vote of the Board of Directors, the first sentence of Article III, Section 1 of the Code of Regulations shall hereby read as follows: “The Board of Directors shall consist of no less than 6 and no more than 9 directors as may be set by majority vote of the directors or by |
|
| May 30, 2014 |
8-K 1 form8-kxxannualmeetingchai.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 30, 2014 (May 27, 2014) STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 ( |
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| May 15, 2014 |
STONEGATE MORTGAGE CORPORATION REPORTS FIRST QUARTER 2014 FINANCIAL RESULTS EX-99.1 2 a2014q1-erxexhibit991.htm EX-99.1 STONEGATE MORTGAGE CORPORATION REPORTS FIRST QUARTER 2014 FINANCIAL RESULTS Indianapolis, Ind. - May 15, 2014 - Stonegate Mortgage Corporation ("Stonegate Mortgage" or the "Company") (NYSE: SGM), a leading, non-bank mortgage company focused on originating, financing and servicing U.S. residential mortgage loans, today reported results for the quarter end |
|
| May 15, 2014 |
10-Q 1 a2014q1-10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended March 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission fil |
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| May 15, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a2014q1-er.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 15, 2014 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-36 |
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| April 28, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report: April 28, 2014 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer |
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| April 28, 2014 |
EX-99.1 Exhibit 99.1 STONEGATE MORTGAGE APPOINTS ROBERT B. EASTEP AS CHIEF FINANCIAL OFFICER 20+ year industry veteran joins seasoned executive team Indianapolis, IN, April 28, 2014 – Stonegate Mortgage Corporation (NYSE: SGM), a leading publicly-traded mortgage company, announced today that it has named Robert B. Eastep, CPA as its Chief Financial Officer effective May 9, 2014. Mr. Eastep joins S |
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| April 17, 2014 |
DEF 14A 1 sgm2014proxystatement.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (permitted by |
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| March 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36116 Stonegate Mor |
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| March 14, 2014 |
Exhibit 21.1 STONEGATE MORTGAGE CORPORATION List of Subsidiaries as of December 31, 2013 Name Jurisdiction of Organization NattyMac, LLC Indiana Crossline Capital, Inc. California |
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| March 5, 2014 |
STONEGATE MORTGAGE CORPORATION UNAUDITED PRO FORMA FINANCIAL STATEMENTS EX-99.3 EXHIBIT 99.3 STONEGATE MORTGAGE CORPORATION UNAUDITED PRO FORMA FINANCIAL STATEMENTS On December 19, 2013, Stonegate Mortgage Corporation (“Stonegate”) completed the previously announced purchase of Crossline Capital, Inc. (“Crossline”), a California-based mortgage lender that originates and services consumer direct mortgages. Information relating to Stonegate’s purchase of Crossline was p |
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| March 5, 2014 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets 8-K/A 1 d685827d8ka.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2014 (December 19, 2013) STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-361 |
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| March 5, 2014 |
EX-99.2 EXHIBIT 99.2 Unaudited Interim Financial Statements for the Nine Months Ended September 30, 2013 and 2012 1 CONTENTS Balance Sheets 3 Statements of Operations 5 Statements of Stockholders’ Equity 6 Statements of Cash Flows 8 2 Crossline Capital, Inc. Balance Sheets ASSETS September 30, 2013 2012 CURRENT ASSETS Cash and cash equivalents $ 9,079,777 $ 4,609,734 Restricted cash 230,000 230,00 |
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| March 5, 2014 |
EX-99.1 3 d685827dex991.htm EX-99.1 Exhibit 99.1 Financial Statements for the Year Ended December 31, 2012 and Independent Auditors’ Report CONTENTS Independent Auditors’ Report 3 Balance Sheet 5 Statement of Operations 7 Statement of Stockholders’ Equity 8 Statement of Cash Flows 9 Notes to the Financial Statements 11 INDEPENDENT AUDITORS’ REPORT To the Board of Directors and Stockholder of Cross |
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| February 25, 2014 |
EX-99.1 Investor Presentation Exhibit 99.1 Forward Looking Statements FORWARD-LOOKING STATEMENTS: Our presentation contains certain forward-looking statements. These forward-looking statements may be identified by a reference to a future period or by the use of forward-looking terminology. They involve risks and uncertainties that could cause the company’s actual results to differ materially from |
|
| February 25, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d680519d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2014 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdictio |
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| February 24, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 24, 2014 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio (State or other jurisdiction of incorporation) 001-36116 (Commission File |
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| February 24, 2014 |
STONEGATE MORTGAGE CORPORATION REPORTS FOURTH QUARTER AND FULL YEAR 2013 FINANCIAL RESULTS EX-99.1 2 exhibit991-123113.htm EXHIBIT STONEGATE MORTGAGE CORPORATION REPORTS FOURTH QUARTER AND FULL YEAR 2013 FINANCIAL RESULTS Indianapolis, Ind. - February 24, 2014 - Stonegate Mortgage Corporation ("Stonegate Mortgage" or the "Company") (NYSE: SGM), a leading, non-bank integrated mortgage company focused on originating, financing and servicing U.S. residential mortgage loans, today reported |
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| February 14, 2014 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, par value $0.01 per share, of Stonegate Mortgage Corporation, an Ohio corporation, and furth |
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| February 14, 2014 |
SGM / Stonegate Mortgage Corp / Long Pond Capital, LP - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Stonegate Mortgage Corporation (Name of Issuer) Common Stock, par value $0. |
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| February 14, 2014 |
POWER OF ATTORNEY February 14, 2014 EX-24.1 Exhibit 24.1 POWER OF ATTORNEY February 14, 2014 Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549 This letter confirms that Michel Daher is authorized and designated to sign all securities related filings with the Securities and Exchange Commission, including Schedules 13G and 13D, and Forms 3, 4 and 5, on my behalf and on behalf of each entity for which I may s |
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| February 14, 2014 |
SGM / Stonegate Mortgage Corp / OSTERWEIS CAPITAL MANAGEMENT INC - SC 13G Passive Investment SC 13G 1 d676015dsc13g.htm SC 13G OMB APPROVAL OMB Number: 3235-0145 Expires: February XX, 20XX Estimated average burden Hours per response 10.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* STONEGATE MORTGAGE CORPORATION (Name of Issuer) Common (Title of Class Securities) 86181Q300 (CUSIP Number) De |
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| February 14, 2014 |
SGM / Stonegate Mortgage Corp / Daher Michel - SCHEDULE 13G AMENDMENT NO. 1 Passive Investment SC 13G/A 1 d676325dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Stonegate Mortgage Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 86181Q300 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of thi |
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| February 10, 2014 |
SGM / Stonegate Mortgage Corp / AMERICAN FINANCIAL GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* STONEGATE MORTGAGE CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 86181Q300 (CUSIP Number) December 3 |
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| January 10, 2014 |
SEC Response Letter January 10, 2014 Via EDGAR and Hand Delivery Mr. Christian Windsor, Special Counsel, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549-9303. Re: Stonegate Mortgage Corporation Registration Statement on Form S-1 (File No. 333-192715) Filed December 6, 2013, amended on December 30, 2013 and January 10, 2014 CIK No. 0001454389 Dear Mr. Windsor: This le |
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| January 10, 2014 |
Acceleration Request January 10, 2014 Via EDGAR Securities and Exchange Commission, Division of Corporation Finance, 100 F Street, N. |
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| January 10, 2014 |
AMENDMENT NO. 2 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on January 10, 2014 Registration No. 333-192715 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 Stonegate Mortgage Corporation (Exact name of Registrant as specified in its charter) Ohio 6162 3 |
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| December 30, 2013 |
CORRESP December 30, 2013 Via EDGAR and Hand Delivery Mr. Christian Windsor, Special Counsel, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549-9303. Re: Stonegate Mortgage Corporation Amendment No. 1 to the Registration Statement on Form S-1 Filed December 30, 2013 File No. 333-192715 Dear Mr. Windsor: This letter provides the responses of Stonegate Mortgage Corporati |
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| December 30, 2013 |
Amendment No. 1 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on December 30, 2013 Registration No. 333-192715 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 Stonegate Mortgage Corporation (Exact name of Registrant as specified in its charter) Ohio 6162 |
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| December 24, 2013 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 24, 2013 (December 19, 2013) STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction |
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| December 24, 2013 |
EX-99.1 Exhibit 99.1 December 20, 2013 Stonegate Mortgage Continues Retail Mortgage Business Expansion Stonegate Mortgage Completes Acquisition of Crossline Capital, California-based Lender and Servicer Licensed in 20 States INDIANAPOLIS—(BUSINESS WIRE)— Stonegate Mortgage Corporation (NYSE:SGM), a leading publicly traded mortgage company focused on originating, financing and servicing U.S. reside |
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| December 6, 2013 |
Registration Statement - FORM S-1 S-1 1 d594685ds1.htm FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on December 6, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 Stonegate Mortgage Corporation (Exact name of Registrant as specified in its charter) Ohio 6162 34-1194858 (State or Oth |
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| December 6, 2013 |
Stonegate Mortgage Corporation Annual Incentive Plan EX-10.27 Exhibit 10.27 Stonegate Mortgage Corporation Annual Incentive Plan 1. Purpose of the Plan. The purpose of the Stonegate Mortgage Corporation Annual Incentive Plan (the “Plan”) is to promote the growth and financial success of Stonegate Mortgage Corporation (the “Company”) by implementing a performance-based incentive plan that will motivate and reward Participants for the achievement of t |
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| December 6, 2013 |
EX-16.1 5 d594685dex161.htm EX-16.1 Exhibit 16.1 December 6, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the disclosures made by Stonegate Mortgage Corporation in response to Item 304 of Regulation S-K, which we understand will be filed with the Securities and Exchange Commission as part of Stonegate Mortgage Corporation’s registratio |
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| December 6, 2013 |
STATEMENT RE: COMPUTATION OF PER SHARE EARNINGS EX-11.1 EXHIBIT 11.1 STATEMENT RE: COMPUTATION OF PER SHARE EARNINGS The following is a reconciliation of net income to net income attributable to common stockholders and a table summarizing the basic and diluted earnings per share calculations. Amounts presented for basic and diluted earnings per share reflect the impact of our stock dividend of 12.861519 additional shares of our common stock for |
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| November 26, 2013 |
S-8 1 d634397ds8.htm S-8 As filed with the Securities and Exchange Commission on November 26, 2013. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 Registration Statement Under The Securities Act of 1933 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio 34-1194858 (State or other jurisdiction of incorpo |
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| November 26, 2013 |
S-8 1 d634395ds8.htm S-8 As filed with the Securities and Exchange Commission on November 26, 2013. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 Registration Statement Under The Securities Act of 1933 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio 34-1194858 (State or other jurisdiction of incorpo |
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| November 26, 2013 |
S-8 As filed with the Securities and Exchange Commission on November 26, 2013. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 Registration Statement Under The Securities Act of 1933 Stonegate Mortgage Corporation (Exact name of registrant as specified in its charter) Ohio 34-1194858 (State or other jurisdiction of incorporation) (I.R.S. Emplo |
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| November 26, 2013 |
EX-4.3 2 d634397dex43.htm EX-4.3 Exhibit 4.3 STONEGATE MORTGAGE CORPORATION 2013 OMNIBUS INCENTIVE COMPENSATION PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Award Agreement”), dated as of the DAY of , (the “Grant Date”) is by and between Stonegate Mortgage Corporation, an Ohio corporation (the “Company”), and NAME (the “Grantee”), pursuant to the Ston |
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| November 26, 2013 |
STONEGATE MORTGAGE CORPORATION 2013 OMNIBUS INCENTIVE COMPENSATION PLAN OPTION AGREEMENT EX-4.4 Exhibit 4.4 STONEGATE MORTGAGE CORPORATION 2013 OMNIBUS INCENTIVE COMPENSATION PLAN OPTION AGREEMENT THIS OPTION AGREEMENT (this “Agreement”), dated as of the • day of [Month], [Year] (the “Grant Date”), is by and between STONEGATE MORTGAGE CORPORATION, an Ohio corporation (the “Company”), and [GRANTEE] (the “Grantee”), pursuant to the Stonegate Mortgage Corporation 2013 Omnibus Incentive C |
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| November 19, 2013 |
EX-99.1 Exhibit 99.1 Investor Presentation November 2013 Forward Looking Statements FORWARD-LOOKING STATEMENTS: Our presentation contains certain forward-looking statements. These forward-looking statements may be identified by a reference to a future period or by the use of forward-looking terminology. They involve risks and uncertainties that could cause the company’s actual results to differ ma |
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| November 19, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2013 (November 13, 2013) STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction |
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| November 19, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2013 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) ( |
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| November 19, 2013 |
EX-2.1 Exhibit 2.1 STOCK PURCHASE AGREEMENT by and among CROSSLINE CAPITAL, INC., as the Corporation, STONEGATE MORTGAGE CORPORATION, as Buyer, TIMOTHY R. ELKINS as Seller Dated as of November 13, 2013 TABLE OF CONTENTS ARTICLE 1 DEFINITIONS AND INTERPRETATION 5 1.1 Definitions. 5 1.2 Cross References. 15 1.3 Construction. 17 ARTICLE 2 PURCHASE AND SALE; CONDITIONS TO CLOSING; HOLDBACK; CONTINGENT |
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| November 14, 2013 |
STONEGATE MORTGAGE CORPORATION REPORTS THIRD QUARTER 2013 FINANCIAL RESULTS EX-99.1 Exhibit 99.1 STONEGATE MORTGAGE CORPORATION REPORTS THIRD QUARTER 2013 FINANCIAL RESULTS Quarterly Performance Highlights: • GAAP diluted EPS of $0.10 on net income of $1.7 million • Adjusted diluted EPS of $0.35 on adjusted net income of $6.1 million • Total revenues of $32.3 million • Adjusted revenues of $37.8 million • Total mortgage loan originations of $2.3 billion • Total mortgage l |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period ended September 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36116 Ston |
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| November 14, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2013 STONEGATE MORTGAGE CORPORATION (Exact name of registrant as specified in its charter) Ohio 001-36116 34-1194858 (State or other jurisdiction of incorporation) ( |
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| October 24, 2013 |
SGM / Stonegate Mortgage Corp / Daher Michel - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Stonegate Mortgage Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 86181Q300 (CUSIP Number) Master Global Assets Limited c/o: Walkers Corporate Services (BVI) Limited Walkers Chambers 171 Main Street Round Town Tortola VG91110 Bri |
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| October 21, 2013 |
EXHIBIT E AGREEMENT AGREEMENT (this “Agreement”), dated and effective as of September 29, 2013, by and among Stonegate Investors Parallel Holdings LLC, a Delaware limited liability company (“Parallel”), Glick Pluchenik 2011 Trust (“Glick”), and Long Ridge Equity Partners, LLC, a Delaware limited liability company (“Long Ridge”). |
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| October 21, 2013 |
3 Very truly yours, Signature: /s/ Sam Levinson Print Name: Sam Levinson EXHIBIT C September 6, 2013 Merrill Lynch, Pierce, Fenner & Smith Incorporated Barclays Capital Inc. |
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| October 21, 2013 |
SGM / Stonegate Mortgage Corp / Levinson Sam - SCHEDULE 13D Activist Investment SC 13D 1 sc0158.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FIXED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. )* STONEGATE MORTGAGE CORPORATION (Name of Issuer) Common Stock (Title of Class |
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| October 21, 2013 |
EX-99.4 4 ex99-4.htm EXHIBIT D - WARRANT AGREEMENT EXHIBIT D THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL (WHICH MAY BE COMPANY COUNSEL) REASONABLY SATISFACTORY TO THE |
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| October 21, 2013 |
EXHIBIT A JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of this Statement on Schedule 13D including any amendments thereto. |
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| October 17, 2013 |
SGM / Stonegate Mortgage Corp / Long Ridge Equity Partners, LLC - SC 13D Activist Investment SC 13D 1 sc13dlongridgeequitypartners.htm SC 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(a) Stonegate Mortgage Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 86181Q300 (CUSIP Number) Andrew D. Hudders, E |
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| October 10, 2013 |
FWP Issuer Free Writing Prospectus Dated October 9, 2013 Filed Pursuant to Rule 433 of the Securities Act of 1933, as amended Registration Statement No. |
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| October 10, 2013 |
7,100,000 Shares Stonegate Mortgage Corporation Common Stock Final Prospectus Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. |
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| October 8, 2013 |
8-A12B 1 d608770d8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Stonegate Mortgage Corporation (Exact name of Registrant as specified in its charter) Ohio 34-1194858 (State or Other Jurisdiction of Incorporation or Organization |
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| October 7, 2013 |
Correspondence October 7, 2013 Via EDGAR Securities and Exchange Commission, Division of Corporation Finance, 100 F Street, N. |
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| October 4, 2013 |
CORRESP 1 filename1.htm October 4, 2013 Via EDGAR and Hand Delivery Mr. Christian Windsor, Special Counsel, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549-9303. Re: Stonegate Mortgage Corporation Registration Statement on Form S-1 Filed September 6, 2013, as amended on September 30, 2013 CIK No. 0001454389 Dear Mr. Windsor: This letter provides the responses of Ston |
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| September 30, 2013 |
EX-4.1 Exhibit 4.1 Certificate No. [ Shares] [STONEGATE LOGO] CUSIP No. STONEGATE MORTGAGE CORPORATION Incorporated Under the Laws of the State of Ohio THIS CERTIFIES THAT: is the owner of: ( ) fully paid and non-assessable shares of Common Shares, $0.01 par value, of Stonegate Mortgage Corporation (the “Corporation”) transferrable on the books of the Corporation by the holder hereof in person or |
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| September 30, 2013 |
EX-1.1 2 d551855dex11.htm EX-1.1 EXHIBIT 1.1 STONEGATE MORTGAGE CORPORATION (An Ohio Corporation) [—] Shares of Common Stock UNDERWRITING AGREEMENT Dated: October [—], 2013 STONEGATE MORTGAGE CORPORATION (An Ohio corporation) [—] Shares of Common Stock UNDERWRITING AGREEMENT October [—], 2013 Merrill Lynch, Pierce, Fenner & Smith Incorporated Credit Suisse Securities (USA) LLC Barclays Capital Inc |
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| September 30, 2013 |
AMENDMENT NO. 2 TO AMENDED AND RESTATED SHAREHOLDERS’ AGREEMENT EX-10.24 Exhibit 10.24 AMENDMENT NO. 2 TO AMENDED AND RESTATED SHAREHOLDERS’ AGREEMENT This is Amendment No. 2 (this “Amendment”), dated as of September 29, 2013, to the Amended and Restated Shareholders’ Agreement (the “Agreement”), dated as of March 9, 2012, and amended by Amendment No. 1, dated as of May 15, 2013, is by and among Stonegate Mortgage Corporation, an Ohio corporation (the “Company |
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| September 30, 2013 |
Amentment No. 1 to S-1 Table of Contents As filed with the Securities and Exchange Commission on September 30, 2013 Registration No. 333-191047 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 Stonegate Mortgage Corporation (Exact name of Registrant as specified in its charter) Ohio 6162 34-1 |
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| September 30, 2013 |
CORRESP September 30, 2013 Via EDGAR and Hand Delivery Mr. Christian Windsor, Special Counsel, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549-9303. Re: Stonegate Mortgage Corporation Registration Statement on Form S-1 Filed September 6, 2013 CIK No. 0001454389 Dear Mr. Windsor: This letter provides the responses of Stonegate Mortgage Corporation (the “Company”) to t |
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| September 30, 2013 |
EX-10.22 Exhibit 10.22 AMENDED AND RESTATED MASTER PARTICIPATION AGREEMENT between STONEGATE MORTGAGE CORPORATION (“Seller”) and MERCHANTS BANK OF INDIANA (“Participant”) July 1, 2013 AMENDED AND RESTATED MASTER PARTICIPATION AGREEMENT THIS AMENDED AND RESTATED MASTER PARTICIPATION AGREEMENT (the “Agreement”) is made as of July 1, 2013, by and between STONEGATE MORTGAGE CORPORATION, having a princ |
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| September 30, 2013 |
EX-10.26 10 d551855dex1026.htm EX-10.26 EXHIBIT 10.26 STONEGATE MORTGAGE CORPORATION 2013 OMNIBUS INCENTIVE COMPENSATION PLAN STONEGATE MORTGAGE CORPORATION 2013 OMNIBUS INCENTIVE COMPENSATION PLAN ARTICLE I GENERAL 1.1 Purpose The purpose of the Stonegate Mortgage Corporation 2013 Omnibus Incentive Compensation Plan (the “Plan”) is to give the Company (as hereinafter defined) a competitive advant |
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| September 30, 2013 |
EX-10.25 EXHIBIT 10.25 STONEGATE MORTGAGE CORPORATION 2013 NON-EMPLOYEE DIRECTOR PLAN Table of Contents Page ARTICLE I GENERAL 1 1.1 Purpose 1 1.2 Definitions of Certain Terms 1 1.3 Administration 4 1.4 Persons Eligible for Awards 7 1.5 Types of Awards Under Plan 7 1.6 Shares of Common Stock Available for Awards 7 ARTICLE II AWARDS UNDER THE PLAN 8 2.1 Agreements Evidencing Awards 8 2.2 No Rights |
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| September 30, 2013 |
AMENDMENT NO. 2 TO INVESTOR RIGHTS AGREEMENT EX-10.23 Exhibit 10.23 AMENDMENT NO. 2 TO INVESTOR RIGHTS AGREEMENT This is Amendment No. 2 (this “Amendment”), dated as of September 29, 2013, to the Investor Rights Agreement (the “Agreement”), made as of March 9, 2012, and amended by Amendment No. 1, dated as of May 15, 2013, by and between Stonegate Mortgage Corporation, an Ohio corporation, (the “Company”) and Stonegate Investors Holdings LLC |
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| September 30, 2013 |
[Letterhead of Richey, May & Co., LLP] EX-16.1 [Letterhead of Richey, May & Co., LLP] September 23, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the disclosures made by Stonegate Mortgage Corporation in response to Item 304 of Regulation S-K, which we understand will be filed with the Securities and Exchange Commission as part of Stonegate Mortgage Corporation’s registratio |
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| September 30, 2013 |
THIRD AMENDED AND RESTATED ARTICLES OF INCORPORATION STONEGATE MORTGAGE CORPORATION EX-3.1 Exhibit 3.1 THIRD AMENDED AND RESTATED ARTICLES OF INCORPORATION OF STONEGATE MORTGAGE CORPORATION These constitute the Third Amended and Restated Articles of Incorporation (the “Articles”) of Stonegate Mortgage Corporation (the “Corporation”), a corporation for profit formed under the Ohio General Corporation Law (the “Law”), which amended and restated articles of incorporation supersede, |
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| September 24, 2013 |
CORRESP September 24, 2013 Via EDGAR and Hand Delivery Mr. Christian Windsor, Special Counsel, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549-9303. Re: Stonegate Mortgage Corporation Registration Statement on Form S-1 Filed September 6, 2013 CIK No. 0001454389 Dear Mr. Windsor: This letter provides the responses of Stonegate Mortgage Corporation (the “Company”) to t |
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| September 9, 2013 |
Draft Registration Statement Table of Contents The registrant is submitting this draft registration statement confidentially as an “emerging growth company” pursuant to Section 6(e) of the Securities Act of 1933. |
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| September 6, 2013 |
AMENDMENT NO. 1 TO INVESTOR RIGHTS AGREEMENT EX-10.12 EXHIBIT 10.12 AMENDMENT NO. 1 TO INVESTOR RIGHTS AGREEMENT This is Amendment No. 1 (this “Amendment”), dated as of May 15, 2013, to the Investor Rights Agreement (the “Agreement”), dated as of made as of March 9, 2012, by and between Stonegate Mortgage Corporation, an Ohio corporation, (the “Company”) and Stonegate Investors Holdings LLC, a Delaware limited liability company (the “Purchas |
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| September 6, 2013 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT EX-10.7 EXHIBIT 10.7 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of May 14th, 2013 (the “Effective Date”) by and between STONEGATE MORTGAGE CORPORATION, an Ohio corporation (the “Company”), and DANIEL J. BETTENBURG (“Executive”). WHEREAS, Executive and the Company previously entered into an employment agreem |
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| September 6, 2013 |
FIRST AMENDMENT TO EMPLOYMENT AGREEMENT EX-10.6 EXHIBIT 10.6 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT WHEREAS, STONEGATE MORTGAGE CORPORATION, an Ohio corporation (the “Company”) and JAMES J. CUTILLO (“Executive”) are each a party to an employment agreement (the “Employment Agreement”), dated as of March 9, 2012; and WHEREAS, Executive and the Company wish to amend the Employment Agreement as set forth below. NOW, THEREFORE, pursuant to |
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| September 6, 2013 |
EX-10.17 EXHIBIT 10.17 MORTGAGE LOAN PARTICIPATION PURCHASE AND SALE AGREEMENT between STONEGATE MORTGAGE CORPORATION, Seller and BANK OF AMERICA, N.A., Purchaser Dated as of June 24, 2013 TABLE OF CONTENTS Page Section 1. Definitions 1 Section 2. Procedures for Purchases of Participation Certificates 12 Section 3. Takeout Commitments 14 Section 4. Holdback Amount 14 Section 5. Issuance of Securit |
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| September 6, 2013 |
EX-10.13 EXHIBIT 10.13 STONEGATE MORTGAGE CORPORATION AMENDED AND RESTATED SHAREHOLDERS’ AGREEMENT March 9, 2012 TABLE OF CONTENTS 1. Certain Definitions 2 2. Voting Provisions Regarding Board of Directors 3 2.1 Size of the Board 3 2.2 Board Composition 3 2.3 Removal of Board Members 4 2.4 No Liability for Election of Designated Directors 4 2.5 Committees 4 2.6 Reimbursement of Director Expenses 4 |
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| September 6, 2013 |
[STONEGATE MORTGAGE CORPORATION LOGO] EX-10.9 EXHIBIT 10.9 [STONEGATE MORTGAGE CORPORATION LOGO] Richard Mirro 12360 S. Pleasant Grove Road Floral City, FL 34436 March 9, 2012 Dear Mr. Mirro: Letter of appointment I am pleased to confirm the terms of your appointment as a non-executive director of Stonegate Mortgage Corporation (the “Company”). This letter agreement sets out the main terms of your appointment as a director. It is agre |
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| September 6, 2013 |
EX-21.1 EXHIBIT 21.1 STONEGATE MORTGAGE CORPORATION List of Subsidiaries as of the completion of this offering Name Jurisdiction of Organization NattyMac, LLC Indiana |
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| September 6, 2013 |
CORRESP 1 filename1.htm September 6, 2013 Via EDGAR and Hand Delivery Mr. Christian Windsor, Special Counsel, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549-9303. Re: Stonegate Mortgage Corporation Amendment No. 1 to Draft Registration Statement on Form S-1 Submitted August 9, 2013 CIK No. 0001454389 Dear Mr. Windsor: This letter provides the responses of Stonegate |
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| September 6, 2013 |
STATEMENT RE: COMPUTATION OF PER SHARE EARNINGS EX-11.1 EXHIBIT 11.1 STATEMENT RE: COMPUTATION OF PER SHARE EARNINGS The following is a reconciliation of net income to net income attributable to common stockholders and a table summarizing the basic and diluted earnings per share calculations. Amounts presented for basic and diluted earnings per share reflect the impact of our stock dividend of 12.861519 additional shares of our common stock for |
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| September 6, 2013 |
EX-10.4 EXHIBIT 10.4 STONEGATE MORTGAGE CORPORATION AMENDED AND RESTATED 2011 OMNIBUS INCENTIVE PLAN OPTION AGREEMENT (Nonqualified Stock Options) THIS OPTION AGREEMENT (this “Agreement”), dated as of the — day of May, 2013, is by and between STONEGATE MORTGAGE CORPORATION, an Ohio corporation (the “Corporation”), and [PARTICIPANT] (the “Participant”). A. The Corporation has adopted the Stonegate |
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| September 6, 2013 |
EX-10.1 EXHIBIT 10.1 EXECUTION COPY REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of May 15, 2013, between Stonegate Mortgage Corporation, an Ohio corporation (together with any successor entity thereto, the “Company”), and FBR Capital Markets & Co., a Delaware corporation, as the initial purchaser/placement agent (“FBR”) for the be |
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| September 6, 2013 |
EX-10.22 EXHIBIT 10.22 AMENDED AND RESTATED MASTER PARTICIPATION AGREEMENT between STONEGATE MORTGAGE CORPORATION (“Seller”) and MERCHANTS BANK OF INDIANA (“Participant”) July 1, 2012 AMENDED AND RESTATED MASTER PARTICIPATION AGREEMENT THIS AMENDED AND RESTATED MASTER PARTICIPATION AGREEMENT (the “Agreement”) is made as of July 1, 2012, by and between STONEGATE MORTGAGE CORPORATION, having a princ |
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| September 6, 2013 |
EX-3.2 Exhibit 3.2 THIRD AMENDED AND RESTATED CODE OF REGULATIONS OF STONEGATE MORTGAGE CORPORATION ARTICLE I GENERAL PROVISIONS, DEFINITIONS, AND CONSTRUCTION Section 1. Code of Regulations This instrument constitutes the Third Amended and Restated Code of Regulations (the “Regulations”) of Stonegate Mortgage Corporation, an Ohio corporation (the “Corporation”) and completely amends, restates and |
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| September 6, 2013 |
AMENDMENT NO. 1 TO AMENDED AND RESTATED SHAREHOLDERS’ AGREEMENT EX-10.14 EXHIBIT 10.14 AMENDMENT NO. 1 TO AMENDED AND RESTATED SHAREHOLDERS’ AGREEMENT This is Amendment No. 1 (this “Amendment”), dated as of May 15, 2013, to the Amended and Restated Shareholders’ Agreement (the “Agreement”), dated as of March 9, 2012, is by and among Stonegate Mortgage Corporation, an Ohio corporation (the “Company”), Stonegate Investors Holdings LLC, a Delaware limited liabili |
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| September 6, 2013 |
Registration Statement - FORM S-1 Form S-1 Table of Contents As filed with the Securities and Exchange Commission on September 6, 2013 Registration No. |
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| September 6, 2013 |
EX-10.8 EXHIBIT 10.8 May 14, 2013 John F. Macke, 8688 Moon Bay Circle, Indianapolis, IN 46236. Re: Letter Agreement Dear Mr. Macke: This Letter Agreement (“Agreement”) is made and entered into as of May 14th, 2013 (the “Effective Date”) by and between Stonegate Mortgage Corporation, an Ohio corporation (the “Company”), and John F. Macke (“You”). The Agreement sets forth the terms of your employmen |
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| September 6, 2013 |
EX-10.5 EXHIBIT 10.5 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of March 9, 2012 (the “Effective Date”) by and between STONEGATE MORTGAGE CORPORATION, an Ohio corporation (the “Company”), and JAMES J. CUTILLO (“Executive”). WHEREAS, the Company desires to continue to retain the benefit of the Executive’s skill, knowledge and experience, and the Ex |
