SDS / ProShares Trust - ProShares UltraShort S&P500 - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

To: Employee Name Date: Month Year Re: Transaction bonus

EX-10.1 2 d81531dex101.htm EX-10.1 Exhibit 10.1 To: Employee Name Date: Month Year Re: Transaction bonus You are a very valuable team member and play a key role within SunGard. We want to ensure we take sufficient steps to acknowledge your contribution to the acquisition of SunGard by FIS, and closing out the year strong. Therefore, we are pleased to offer you a special one-time transaction bonus

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): November 5, 2015 Commission file

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): November 5, 2015 Commission file numbers: SunGard 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® SunGard® Capital Corp. II SunGard® D

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 OR ¨ Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbers: SunG

SunGard Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended September 30, Nine Months Ended September 30, 2014 2015 2014 2015 Fixed charges Interest expense $ 68 $ 68 $ 205 $ 203 Amortization of debt issua

EX12.1 Exhibit 12.1 SunGard Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended September 30, Nine Months Ended September 30, 2014 2015 2014 2015 Fixed charges Interest expense $ 68 $ 68 $ 205 $ 203 Amortization of debt issuance costs and debt discount 4 4 14 12 Portion of rental expense representative of interest 5 4 15 13 Undeclared preferred stock di

Section 13(r) Disclosure of Certain Sponsors

EX-99.1 7 d84766dex991.htm EX-99.1 Exhibit 99.1 Section 13(r) Disclosure of Certain Sponsors Disclosure by The Blackstone Group L.P. Travelport Limited, which may be considered our affiliate, provided the disclosure reproduced below in connection with activities during the quarter ended September 30, 2015. We have not independently verified or participated in the preparation of this disclosure. “A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): November 5, 2015 Commission file

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): November 5, 2015 Commission file numbers: SunGard 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® SunGard® Capital Corp. II SunGard® D

SunGard Announces Third Quarter 2015 Results

EX-99.1 2 d83360dex991.htm EX-99.1 Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces Third Quarter 2015 Results Wayne, PA – November 5, 2015 – SunGard Data Systems Inc. (“SunGard” or the “Company”), one of the world’s leading financial so

FILED PURSUANT TO RULE 424(B)(3) File Number 333-197772 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 6 TO MARKET-MAKING PROSPECTUS DATED SEPTEMBER 5, 2014 THE DATE OF THIS SUPPLEMENT IS AUGUST 17, 2015 ON AUGUST 14, 2015, SUNGARD DATA SYSTEMS INC. FILED

Form 424(b)(3) FILED PURSUANT TO RULE 424(B)(3) File Number 333-197772 SUNGARD DATA SYSTEMS INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): August 12, 2015 Commission file n

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): August 12, 2015 Commission file numbers: SunGard SunGard Capital Corp. II SunGard Data Systems Inc. 000-53653 000-53654 1-12989 SunGard® SunGard® Capital Corp. II SunGard® Da

CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION SUNGARD CAPITAL CORP. II AUGUST 13, 2015

Exhibit 3.1 EXECUTION VERSION CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUNGARD CAPITAL CORP. II AUGUST 13, 2015 SunGard Capital Corp. II (the ?Corporation?), a corporation organized and existing under the laws of the State of Delaware, pursuant to Section 242 of the General Corporation Law of the State of Delaware (the ?DGCL?), hereby certifies as

AGREEMENT AND PLAN OF MERGER by and among FIDELITY NATIONAL INFORMATION SERVICES, INC., SEAHAWK MERGER SUB 1, INC. SEAHAWK MERGER SUB, LLC SEAHAWK MERGER SUB 3, INC. SUNGARD CAPITAL CORP. II August 12, 2015 TABLE OF CONTENTS Page Article I DEFINITION

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among FIDELITY NATIONAL INFORMATION SERVICES, INC., SEAHAWK MERGER SUB 1, INC. SEAHAWK MERGER SUB, LLC SEAHAWK MERGER SUB 3, INC. SUNGARD, and SUNGARD CAPITAL CORP. II August 12, 2015 TABLE OF CONTENTS Page Article I DEFINITIONS AND TERMS Section 1.1. Definitions 1 Section 1.2. Other Definitional Provisions; Interpretation 22 Articl

FILED PURSUANT TO RULE 424(B)(3) File Number 333-197772 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 5 TO MARKET-MAKING PROSPECTUS DATED SEPTEMBER 5, 2014 THE DATE OF THIS SUPPLEMENT IS AUGUST 12, 2015 ON AUGUST 12, 2015, SUNGARD DATA SYSTEMS INC. FILED

424B3 1 d73308d424b3.htm FORM 424(B)(3) FILED PURSUANT TO RULE 424(B)(3) File Number 333-197772 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 5 TO MARKET-MAKING PROSPECTUS DATED SEPTEMBER 5, 2014 THE DATE OF THIS SUPPLEMENT IS AUGUST 12, 2015 ON AUGUST 12, 2015, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED AUGUST 12, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): August 12, 2015 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard? SunGard? Capital Corp. II SunGar

FILED PURSUANT TO RULE 424(B)(3) File Number 333-197772 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 4 TO MARKET-MAKING PROSPECTUS DATED SEPTEMBER 5, 2014 THE DATE OF THIS SUPPLEMENT IS AUGUST 7, 2015 ON AUGUST 6, 2015, SUNGARD DATA SYSTEMS INC. FILED TH

Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-197772 SUNGARD DATA SYSTEMS INC.

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 OR ¨ Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbers: S

SunGard Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended June 30, Six Months Ended June 30, 2014 2015 2014 2015 Fixed charges Interest expense $ 68 $ 68 $ 136 $ 135 Amortization of debt issuance costs a

EX12.1 Exhibit 12.1 SunGard Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended June 30, Six Months Ended June 30, 2014 2015 2014 2015 Fixed charges Interest expense $ 68 $ 68 $ 136 $ 135 Amortization of debt issuance costs and debt discount 4 4 11 8 Portion of rental expense representative of interest 5 5 10 9 Undeclared preferred stock dividend of Sun

Section 13(r) Disclosure of Certain Sponsors

EX-99.1 7 d64365dex991.htm EX-99.1 Exhibit 99.1 Section 13(r) Disclosure of Certain Sponsors Disclosure by The Blackstone Group L.P. Travelport Limited, which may be considered our affiliate, provided the disclosure reproduced below in connection with activities during the quarter ended June 30, 2015. We have not independently verified or participated in the preparation of this disclosure. “As par

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): July 30, 2015 Commission file numbers: SunGard 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard? SunGard? Capital Corp. II SunGard? Data Systems

SunGard Announces Second Quarter 2015 Results

Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces Second Quarter 2015 Results Wayne, PA ? July 30, 2015 ? SunGard Data Systems Inc. (?SunGard? or the ?Company?), one of the world?s leading financial software companies, today reported resu

Second Quarter 2015 Earnings Call

EX-99.2 3 d60339dex992.htm EX-99.2 Second Quarter 2015 Earnings Call Supplemental Materials July 30, 2015 Exhibit 99.2 2 Forward Looking Statement SunGard’s "Safe Harbor" Statement under Private Securities Litigation Reform Act of 1995 This presentation and other written and oral statements made from time to time by representatives of SunGard may constitute forward-looking statements. You can iden

SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended March 31, 2014 2015 Fixed charges Interest expense $ 68 $ 67 Amortization of debt issuance costs and debt discount 7 4 Portion of r

EX-12.1 Exhibit 12.1 SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended March 31, 2014 2015 Fixed charges Interest expense $ 68 $ 67 Amortization of debt issuance costs and debt discount 7 4 Portion of rental expense representative of interest 4 5 Undeclared preferred stock dividend of SunGard Capital Corp. II before income taxes

Section 13(r) Disclosure of Certain Sponsors

Exhibit 99.1 Section 13(r) Disclosure of Certain Sponsors Disclosure by The Blackstone Group L.P. Travelport Limited, which may be considered our affiliate, provided the disclosure reproduced below in connection with activities during the quarter ended March 31, 2015. We have not independently verified or participated in the preparation of this disclosure. ?As part of our global business in the tr

FILED PURSUANT TO RULE 424(B)(3) File Number 333-197772 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 3 TO MARKET-MAKING PROSPECTUS DATED SEPTEMBER 5, 2014 THE DATE OF THIS SUPPLEMENT IS MAY 14, 2015 ON MAY 14, 2015, SUNGARD DATA SYSTEMS INC. FILED THE AT

Form 424(b)(3) Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-197772 SUNGARD DATA SYSTEMS INC.

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 OR ? Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbers:

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 7, 2015 Commission file numbe

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 7, 2015 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard® Capi

First Quarter 2015 Earnings Call

EX-99.2 3 d921745dex992.htm EX-99.2 Exhibit 99.2 First Quarter 2015 Earnings Call Supplemental Materials May 7, 2015 Forward Looking Statement SunGard’s “Safe Harbor” Statement under Private Securities Litigation Reform Act of 1995 This presentation and other written and oral statements made from time to time by representatives of SunGard may constitute forward-looking statements. You can identify

SunGard Announces First Quarter 2015 Results

EX-99.1 2 d921745dex991.htm EX-99.1 Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces First Quarter 2015 Results Wayne, PA – May 7, 2015 – SunGard Data Systems Inc. (“SunGard” or the “Company”), one of the world’s leading financial softwa

SunGard Data Systems Considering Pursuing Initial Public Offering

EX-99.1 2 d922145dex991.htm EX-99.1 Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Data Systems Considering Pursuing Initial Public Offering Wayne, PA – May 6, 2015 – SunGard Data Systems Inc. (“SunGard” or the “Company”) announced today that it

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 6, 2015 Commission file numbe

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 6, 2015 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard® Capi

FILED PURSUANT TO RULE 424(B)(3) File Number 333-197772 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 2 TO MARKET-MAKING PROSPECTUS DATED SEPTEMBER 5, 2014 THE DATE OF THIS SUPPLEMENT IS MARCH 26, 2015 ON MARCH 25, 2015, SUNGARD DATA SYSTEMS INC. FILED TH

Form 424(b)(3) Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-197772 SUNGARD DATA SYSTEMS INC.

SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Year Ended December 31, 2012 2013 2014 Fixed charges Interest expense $ 325 $ 289 $ 273 Amortization of debt issuance costs and debt discount 36 37 19

EX-12.1 Exhibit 12.1 SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Year Ended December 31, 2012 2013 2014 Fixed charges Interest expense $ 325 $ 289 $ 273 Amortization of debt issuance costs and debt discount 36 37 19 Portion of rental expense representative of interest 23 21 19 Undeclared preferred stock dividend of SunGard Capital Corp. II be

EMPLOYMENT AGREEMENT

Exhibit 10.11 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?) is entered into, by and between SunGard Data Systems Inc. (collectively with its successors and assigns, ?SunGard?) and Marianne Brown (?Executive?) effective as of February 24, 2014 (the ?Effective Date?). SunGard, its parents, subsidiaries and other affiliates, and their respective successors and assigns, are collecti

SUNGARD CAPITAL CORP. SUNGARD CAPITAL CORP. II SUNGARD DATA SYSTEMS INC. SUBSIDIARIES OF THE REGISTRANTS Company Name Jurisdiction SunGard Capital Corp. Delaware SunGard Capital Corp. II Delaware SunGard Data Systems Inc. Delaware Advanced Portfolio

EX-21.1 7 d888267dex211.htm EX-21.1 Exhibit 21.1 SUNGARD CAPITAL CORP. SUNGARD CAPITAL CORP. II SUNGARD DATA SYSTEMS INC. SUBSIDIARIES OF THE REGISTRANTS Company Name Jurisdiction SunGard Capital Corp. Delaware SunGard Capital Corp. II Delaware SunGard Data Systems Inc. Delaware Advanced Portfolio Technologies Ltd. Bermuda Advanced Portfolio Technologies, Inc. Delaware Automated Securities Clearan

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2014 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Numbers: SunGa

Form of June 2014 Time-Based Restricted Stock Unit Award Agreement, filed as Exhibit 10.38 to SunGard (formerly named SunGard Capital Corp.) Form 10-K for the year ended December 31, 2014.

Exhibit 10.38 Name: Number of Stock Units: Date of Grant: SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II MANAGEMENT TIME-BASED RESTRICTED STOCK UNIT AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS RESTRICTED STOCK UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND TRANSFER AND REQUIREMENTS OF SALE AND OTHER PROVISIONS AS SET FORTH IN THE SECOND AMENDED AND RESTATED ST

Form of June 2014 Performance-Based Restricted Stock Unit Award Agreement, filed as Exhibit 10.37 to SunGard (formerly named SunGard Capital Corp.) Form 10-K for the year ended December 31, 2014.

EX-10.37 4 d888267dex1037.htm EX-10.37 Exhibit 10.37 Name: Number of Stock Units: Date of Grant: SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II MANAGEMENT PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS RESTRICTED STOCK UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND TRANSFER AND REQUIREMENTS OF SALE AND OTHER PROVISIONS AS S

Section 13(r) Disclosure of Certain Sponsors

Exhibit 99.1 Section 13(r) Disclosure of Certain Sponsors Disclosure by The Blackstone Group L.P. Travelport Limited, which may be considered our affiliate, provided the disclosure reproduced below. We have not independently verified or participated in the preparation of this disclosure. ?As part of our global business in the travel industry, we provide certain passenger travel-related GDS and Tec

EMPLOYMENT AGREEMENT

EX-10.12 3 d888267dex1012.htm EX-10.12 Exhibit 10.12 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into, by and between SunGard Data Systems Inc. (collectively with its successors and assigns, “SunGard”) and Kevin McCurry (“Executive”) effective as of January 20, 2014 (the “Effective Date”). SunGard, its parents, subsidiaries and other affiliates, and their respective

SunGard Announces Fourth Quarter 2014 Results

EX-99.1 Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces Fourth Quarter 2014 Results Wayne, PA – February 5, 2015 – SunGard Data Systems Inc. (“SunGard” or the “Company”), one of the world’s leading software and technology services compa

Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 5, 2015 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard®

FILED PURSUANT TO RULE 424(B)(3) File Number 333-197772 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 1 TO MARKET-MAKING PROSPECTUS DATED SEPTEMBER 5, 2014 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 13, 2014 ON NOVEMBER 12, 2014, SUNGARD DATA SYSTEMS INC. FI

Form 424(b)(3) Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-197772 SUNGARD DATA SYSTEMS INC.

Section 13(r) Disclosure of Certain Sponsors

EX-99.1 7 d816395dex991.htm EX-99.1 Exhibit 99.1 Section 13(r) Disclosure of Certain Sponsors Disclosure by The Blackstone Group L.P. Travelport Limited, which may be considered our affiliate, provided the disclosure reproduced below in connection with activities during the quarter September 30, 2014. We have not independently verified or participated in the preparation of this disclosure. “As par

SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended September 30, Nine Months Ended September 30, 2013 2014 2013 2014 Fixed charges Interest expense $ 72 $ 68 $ 217 $ 205 Amortization

Exhibit 12.1 SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended September 30, Nine Months Ended September 30, 2013 2014 2013 2014 Fixed charges Interest expense $ 72 $ 68 $ 217 $ 205 Amortization of debt issuance costs and debt discount 6 4 30 14 Portion of rental expense representative of interest 5 5 15 15 Undeclared preferred s

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 OR ? Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe

SunGard Announces Third Quarter 2014 Results

Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces Third Quarter 2014 Results Wayne, PA ? October 31, 2014 ? SunGard Data Systems Inc. (?SunGard? or the ?Company?), one of the world?s leading software and technology services companies, tod

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): October 31, 2014 Commission file

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): October 31, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard®

As filed with the Securities and Exchange Commission on September 3, 2014

Form S-1/A Amendment No. 1 Table of Contents As filed with the Securities and Exchange Commission on September 3, 2014 Registration No. 333-197772 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SunGard Data Systems Inc. (Exact name of registrant issuer as specified in its charter) SEE TABLE OF ADDITIONAL REGISTRANTS Dela

Section 13(r) Disclosure of Certain Sponsors

EX-99.1 7 d771248dex991.htm EX-99.1 Exhibit 99.1 Section 13(r) Disclosure of Certain Sponsors Disclosure by The Blackstone Group L.P. Travelport Limited, which may be considered our affiliate, included the disclosure reproduced below in its Form 10-Q for the fiscal quarter ended June 30, 2014. We have not independently verified or participated in the preparation of this disclosure. “As part of our

SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended March 31, Six Months Ended June 30, 2013 2014 2013 2014 Fixed charges Interest expense $ 72 $ 68 $ 145 $ 136 Amortization of debt i

EX-12.1 Exhibit 12.1 SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended March 31, Six Months Ended June 30, 2013 2014 2013 2014 Fixed charges Interest expense $ 72 $ 68 $ 145 $ 136 Amortization of debt issuance costs and debt discount 8 4 24 11 Portion of rental expense representative of interest 5 5 10 10 Undeclared preferred sto

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

Form 10-Q Table of Contents United States Securities and Exchange Commission Washington, D.

SunGard Announces Second Quarter 2014 Results

EX-99.1 2 d766431dex991.htm EX-99.1 Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces Second Quarter 2014 Results Wayne, PA – August 1, 2014 – SunGard Data Systems Inc. (“SunGard” or the “Company”), one of the world’s leading software and

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): August 1, 2014 Commission file nu

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): August 1, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard® C

SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Subsidiaries of the Registrants Name Jurisdiction SunGard Capital Corp. Delaware SunGard Capital Corp. II Delaware SunGard Data Systems Inc. Delaware Advanced Portfolio Technolo

EX-21.1 10 d729084dex211.htm SUBSIDIARIES OF THE REGISTRANTS Exhibit 21.1 SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Subsidiaries of the Registrants Name Jurisdiction SunGard Capital Corp. Delaware SunGard Capital Corp. II Delaware SunGard Data Systems Inc. Delaware Advanced Portfolio Technologies Ltd. Bermuda Advanced Portfolio Technologies, Inc. Delaware Automated S

SUNGARD DEVELOPMENT LLC LIMITED LIABILITY COMPANY AGREEMENT

EX-3.30 5 d729084dex330.htm LIMITED LIABILTY COMPANY AGREEMENT OF SUNGARD DEVELOPMENT LLC Exhibit 3.30 SUNGARD DEVELOPMENT LLC LIMITED LIABILITY COMPANY AGREEMENT RECITALS THIS LIMITED LIABILITY COMPANY AGREEMENT (this “Agreement”) of SunGard Development LLC (the “Company”) is entered into as of March 26, 2014 by SRS Development Inc. (the “Member”). WHEREAS, the Company was originally incorporated

As filed with the Securities and Exchange Commission on July 31, 2014

Table of Contents As filed with the Securities and Exchange Commission on July 31, 2014 Registration No.

CERTIFICATE OF CONVERSION TO LIMITED LIABILITY COMPANY SUNGARD DEVELOPMENT CORPORATION SUNGARD DEVELOPMENT LLC

EX-3.29 4 d729084dex329.htm CERTIFICATE OF FORMATION - CONVERSION OF SUNGARD DEVELOPMENT LLC Exhibit 3.29 CERTIFICATE OF CONVERSION TO LIMITED LIABILITY COMPANY OF SUNGARD DEVELOPMENT CORPORATION TO SUNGARD DEVELOPMENT LLC This Certificate of Conversion to Limited Liability Company, dated as of March 26, 2014, has been duly executed and is being filed by the undersigned to convert SunGard Developm

July 31, 2014

Exhibit 5.3 Phone: 215-569-5500 Fax: 215-569-5555 Email: www.blankrome.com July 31, 2014 SunGard Data Systems Inc. 680 East Swedesford Road Wayne, Pennsylvania 19087 Ladies and Gentlemen: We have acted as special Pennsylvania counsel to SunGard Systems International Inc., a Pennsylvania corporation (?SSI? or the ?Pennsylvania Guarantor?) in connection with (i) the guarantee issued by the Pennsylva

OMNIBUS POWERS OF ATTORNEY

Exhibit 24.1 OMNIBUS POWERS OF ATTORNEY Each person whose signature appears below authorizes each of Leslie S. Brush and Victoria E. Silbey or any of them as his or her attorney-in-fact and agent, with full power of substitution and resubstitution, to execute, in his or her name and on his or her behalf, in any and all capacities including, without limitation, in his or her capacity as an officer,

SRS DEVELOPMENT LLC LIMITED LIABILITY COMPANY AGREEMENT

EX-3.14 3 d729084dex314.htm LIMITED LIABAILTY COMPANY AGREEMENT OF SRS DEVELOPMENT LLC Exhibit 3.14 SRS DEVELOPMENT LLC LIMITED LIABILITY COMPANY AGREEMENT RECITALS THIS LIMITED LIABILITY COMPANY AGREEMENT (this “Agreement”) of SRS Development LLC (the “Company”) is entered into as of March 27, 2014 by SunGard Investment Ventures LLC (the “Member”). WHEREAS, the Company was originally incorporated

CERTIFICATE OF CONVERSION TO LIMITED LIABILITY COMPANY SRS DEVELOPMENT INC. SRS DEVELOPMENT LLC

EX-3.13 2 d729084dex313.htm CERTIFICATE OF FORMATION - CONVERSION OF SRS DEVELOPMENT LLC Exhibit 3.13 CERTIFICATE OF CONVERSION TO LIMITED LIABILITY COMPANY OF SRS DEVELOPMENT INC. TO SRS DEVELOPMENT LLC This Certificate of Conversion to Limited Liability Company, dated as of March 27, 2014, has been duly executed and is being filed by the undersigned to convert SRS Development Inc., a Delaware co

SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Year Ended December 31, 2009 2010 2011 2012 2013 Fixed charges Interest expense $ 523 $ 525 $ 423 $ 325 $ 289 Amortization of debt issuance costs

Computation of Ratio to Earnings to Fixed Charges Exhibit 12.1 SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Year Ended December 31, 2009 2010 2011 2012 2013 Fixed charges Interest expense $ 523 $ 525 $ 423 $ 325 $ 289 Amortization of debt issuance costs and debt discount 42 43 40 36 37 Portion of rental expense representative of interest 3

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 14 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS JULY 23, 2014 ON JULY 22, 2014, SUNGARD DATA SYSTEMS INC. FILED THE AT

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 14 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS JULY 23, 2014 ON JULY 22, 2014, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED JULY 16, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2014 Commission file num

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard® Ca

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 13 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS JUNE 2, 2014 ON MAY 29, 2014, SUNGARD DATA SYSTEMS INC. FILED THE ATTA

Form 424(b)(3) FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard® Capital

AMENDED AND RESTATED RECEIVABLES SALE AGREEMENT Dated as of May 14, 2014 by and among EACH OF THE ENTITIES PARTY HERETO FROM TIME TO TIME AS SELLERS, SUNGARD AR FINANCING LLC, as Buyer, SUNGARD DATA SYSTEMS INC., as Seller Agent

EX-10.3 Exhibit 10.3 EXECUTION COPY AMENDED AND RESTATED RECEIVABLES SALE AGREEMENT Dated as of May 14, 2014 by and among EACH OF THE ENTITIES PARTY HERETO FROM TIME TO TIME AS SELLERS, SUNGARD AR FINANCING LLC, as Buyer, and SUNGARD DATA SYSTEMS INC., as Seller Agent Amended and Restated Receivables Sale Agreement TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INTERPRETATION 1 Section 1.01. Def

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 12 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS MAY 19, 2014 ON MAY 19, 2014, SUNGARD DATA SYSTEMS INC. FILED THE ATTA

Form 424(b)(3) FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC.

[Signature Pages Follow]

EX-10.1 Exhibit 10.1 EXECUTION COPY THIS AMENDMENT AND RESTATEMENT AGREEMENT (this “Agreement”) is made as of May 14, 2014 (the “Restatement Effective Date”) by and among SunGard AR Financing LLC (the “Company”), the financial institutions listed on the signature pages hereof (collectively, the “Lenders”), General Electric Capital Corporation (“GE Capital”), the Sellers party hereto (the “Sellers”

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 001-12989 SunGard® Capital Corp. SunGard® C

THIRD AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT Dated as of May 14, 2014 by and among SUNGARD AR FINANCING LLC, as Borrower, THE FINANCIAL INSTITUTIONS SIGNATORY HERETO FROM TIME TO TIME, as Lenders, GENERAL ELECTRIC CAPITAL CORPORATION, as

EX-10.2 3 d731012dex102.htm EX-10.2 Exhibit 10.2 THIRD AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT Dated as of May 14, 2014 by and among SUNGARD AR FINANCING LLC, as Borrower, THE FINANCIAL INSTITUTIONS SIGNATORY HERETO FROM TIME TO TIME, as Lenders, and GENERAL ELECTRIC CAPITAL CORPORATION, as Swing Line Lender and as Administrative Agent GE CAPITAL MARKETS, INC., as Sole Lead Arranger and

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 OR ? Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbers:

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 11 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS MAY 15, 2014 ON MAY 15, 2014, SUNGARD DATA SYSTEMS INC. FILED THE ATTA

424B3 Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC.

Section 13(r) Disclosure of Certain Sponsors

Exhibit 99.1 Section 13(r) Disclosure of Certain Sponsors Disclosure by The Blackstone Group L.P. Travelport Limited, which may be considered our affiliate, provided the disclosure reproduced below in connection with activities during the quarter ended March 31, 2014. We have not independently verified or participated in the preparation of this disclosure. ?As part of our global business in the tr

SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended March 31, 2013 2014 Fixed charges Interest expense $ 74 $ 68 Amortization of debt issuance costs and debt discount 16 7 Portion of

EX-12.1 Exhibit 12.1 SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended March 31, 2013 2014 Fixed charges Interest expense $ 74 $ 68 Amortization of debt issuance costs and debt discount 16 7 Portion of rental expense representative of interest 5 4 Undeclared preferred stock dividend of SunGard Capital Corp. II before income taxes

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d722185d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 8, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capita

SunGard Announces First Quarter 2014 Results

EX-99.1 Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces First Quarter 2014 Results Wayne, PA – May 8, 2014 – SunGard Data Systems Inc. (“SunGard”), one of the world’s leading software and technology services companies, today reported re

TAX SHARING AND DISAFFILIATION AGREEMENT SUNGARD CAPITAL CORP., SUNGARD DATA SYSTEMS INC. SUNGARD AVAILABILITY SERVICES CAPITAL, INC. SUNGARD AVAILABILITY SERVICES HOLDINGS, LLC Dated March 31, 2014 TABLE OF CONTENTS Article 1 DEFINITIONS 2 Section 1

EX-2.2 Exhibit 2.2 EXECUTION VERSION TAX SHARING AND DISAFFILIATION AGREEMENT Among SUNGARD CAPITAL CORP., SUNGARD DATA SYSTEMS INC. SUNGARD AVAILABILITY SERVICES CAPITAL, INC. and SUNGARD AVAILABILITY SERVICES HOLDINGS, LLC Dated March 31, 2014 TABLE OF CONTENTS Article 1 DEFINITIONS 2 Section 1.01. General 2 Section 1.02. Interpretation 10 Article 2 PREPARATION AND FILING OF TAX RETURNS, PAYMENT

SECOND AMENDED AND RESTATED PRINCIPAL INVESTOR AGREEMENT by and among SunGard Capital Corp. SunGard Capital Corp. II SunGard Holding Corp. SunGard Holdco LLC SunGard Data Systems Inc. the Principal Investors Dated as of March 31, 2014 TABLE OF CONTEN

EX-2.5 Exhibit 2.5 EXECUTION VERSION SECOND AMENDED AND RESTATED PRINCIPAL INVESTOR AGREEMENT by and among SunGard Capital Corp. SunGard Capital Corp. II SunGard Holding Corp. SunGard Holdco LLC SunGard Data Systems Inc. and the Principal Investors Dated as of March 31, 2014 TABLE OF CONTENTS Page ARTICLE I EFFECTIVENESS; DEFINITIONS 2 1.1 Effective Time 2 1.2 Definitions 2 ARTICLE II VOTING AGREE

AMENDED AND RESTATED MANAGEMENT AGREEMENT

EX-2.4 5 d703205dex24.htm EX-2.4 Exhibit 2.4 EXECUTION VERSION AMENDED AND RESTATED MANAGEMENT AGREEMENT This Amended & Restated Management Agreement (this “Agreement”) is entered into as of March 31, 2014 by and among SunGard Data Systems Inc., a Delaware corporation (the “Company”), SunGard Capital Corp., a Delaware corporation (“Capital”), SunGard Capital Corp. II, a Delaware corporation (“Capi

SunGard Completes Split-Off of Its Availability Services Business

EX-99.1 Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Completes Split-Off of Its Availability Services Business Wayne, PA – April 1, 2014 – SunGard Data Systems Inc. (“SunGard”), one of the world’s leading software and technology services compa

SEPARATION AND DISTRIBUTION AGREEMENT BY AND AMONG SUNGARD CAPITAL CORP., SUNGARD CAPITAL CORP. II, SUNGARD HOLDING CORP., SUNGARD HOLDCO LLC, SUNGARD DATA SYSTEMS INC., SUNGARD AVAILABILITY SERVICES CAPITAL, INC. SUNGARD AVAILABILITY SERVICES HOLDIN

EX-2.1 Exhibit 2.1 EXECUTION VERSION SEPARATION AND DISTRIBUTION AGREEMENT BY AND AMONG SUNGARD CAPITAL CORP., SUNGARD CAPITAL CORP. II, SUNGARD HOLDING CORP., SUNGARD HOLDCO LLC, SUNGARD DATA SYSTEMS INC., SUNGARD AVAILABILITY SERVICES CAPITAL, INC. AND SUNGARD AVAILABILITY SERVICES HOLDINGS, LLC Dated March 31, 2014 TABLE OF CONTENTS ARTICLE I DEFINITIONS 2 Section 1.01 Certain Defined Terms 2 S

SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION

EX-99.2 Exhibit 99.2 SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION SunGard Availability Services Split-off On March 31, 2014, SunGard Data Systems Inc. (“SDS” or the “Company”) completed its previously announced split-off of its Availability Services (“AS”) business. As a result, the assets and liabilities

SECOND AMENDED AND RESTATED STOCKHOLDERS AGREEMENT by and among SunGard Capital Corp. SunGard Capital Corp. II SunGard Holding Corp. SunGard Holdco LLC SunGard Data Systems Inc. Certain Stockholders of SunGard Capital Corp. and SunGard Capital Corp.

EX-2.7 8 d703205dex27.htm EX-2.7 Exhibit 2.7 EXECUTION VERSION SECOND AMENDED AND RESTATED STOCKHOLDERS AGREEMENT by and among SunGard Capital Corp. SunGard Capital Corp. II SunGard Holding Corp. SunGard Holdco LLC SunGard Data Systems Inc. and Certain Stockholders of SunGard Capital Corp. and SunGard Capital Corp. II Dated as of March 31, 2014 TABLE OF CONTENTS Page ARTICLE I. EFFECTIVENESS; DEFI

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Material Impairments, Results of Operations and Financial Condition, Completion of Acquisition or Disposition of Assets - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard® Capita

TRADEMARK LICENSE AGREEMENT

EX-2.3 Exhibit 2.3 EXECUTION VERSION TRADEMARK LICENSE AGREEMENT This TRADEMARK LICENSE AGREEMENT (this “Agreement”) is dated as of March 31, 2014, between SunGard Development LLC, a Delaware limited liability company (“Licensor”), and Sungard Availability Services Capital, Inc., a Delaware corporation (“Licensee”) (each, a “Party” and, collectively, the “Parties”). W I T N E S S E T H WHEREAS, pu

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 10 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS APRIL 4, 2014 ON APRIL 4, 2014, SUNGARD DATA SYSTEMS INC. FILED THE AT

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 10 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS APRIL 4, 2014 ON APRIL 4, 2014, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED MARCH 31, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT

SECOND AMENDED AND RESTATED PARTICIPATION, REGISTRATION RIGHTS AND COORDINATION AGREEMENT by and among SunGard Capital Corp. SunGard Capital Corp. II SunGard Holding Corp. SunGard Holdco LLC SunGard Data Systems Inc. Certain Persons who will be Stock

EX-2.6 Exhibit 2.6 EXECUTION VERSION SECOND AMENDED AND RESTATED PARTICIPATION, REGISTRATION RIGHTS AND COORDINATION AGREEMENT by and among SunGard Capital Corp. SunGard Capital Corp. II SunGard Holding Corp. SunGard Holdco LLC SunGard Data Systems Inc. and Certain Persons who will be Stockholders of SunGard Capital Corp. and SunGard Capital Corp. II Dated as of March 31, 2014 TABLE OF CONTENTS Pa

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 9 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS MARCH 24, 2014 ON MARCH 21, 2014, SUNGARD DATA SYSTEMS INC. FILED THE A

Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC.

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 8 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS MARCH 24, 2014 ON MARCH 21, 2014, SUNGARD DATA SYSTEMS INC. FILED THE A

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 8 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS MARCH 24, 2014 ON MARCH 21, 2014, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED MARCH 17, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPOR

Section 13(r) Disclosure of Certain Sponsors

EX-99.1 Exhibit 99.1 Section 13(r) Disclosure of Certain Sponsors The Blackstone Group L.P. (“Blackstone”) reported in its Form 10-K for the year ended December 31, 2013 that Travelport Limited (“Travelport”), which may be an affiliate of Blackstone, provided the disclosure reproduced below. . “As part of our global business in the travel industry, we provide certain passenger travel-related GDS a

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2013 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Numbers: SunGa

EXCHANGE AGREEMENT

EX-10.1 Exhibit 10.1 EXCHANGE AGREEMENT EXCHANGE AGREEMENT (the “Agreement”), dated March 17, 2014, among SunGard Data Systems Inc., a Delaware corporation (“SunGard”), Citigroup Global Markets Inc., Deutsche Bank Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Inc. (collectively, the “Investment Banks”), and, solely with respect to Sections 2, 5, 6, 7, 8, 9 and 10 hereof, Sungard Availa

SUNGARD CAPITAL CORP. SUNGARD CAPITAL CORP. II SUNGARD DATA SYSTEMS INC. SUBSIDIAREIES OF THE REGISTRANTS Company Name Jurisdiction SunGard Capital Corp. Delaware SunGard Capital Corp. II Delaware SunGard Data Systems Inc. Delaware Advanced Portfolio

Exhibit 21.1 SUNGARD CAPITAL CORP. SUNGARD CAPITAL CORP. II SUNGARD DATA SYSTEMS INC. SUBSIDIAREIES OF THE REGISTRANTS Company Name Jurisdiction SunGard Capital Corp. Delaware SunGard Capital Corp. II Delaware SunGard Data Systems Inc. Delaware Advanced Portfolio Technologies Ltd. Bermuda Advanced Portfolio Technologies Ltd. England & Wales Advanced Portfolio Technologies, Inc. Delaware Automated

SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Year Ended December 31, 2011 2012 2013 Fixed charges Interest expense $ 485 $ 393 $ 362 Amortization of debt issuance costs and debt discount 40 36 37

EX-12.1 Exhibit 12.1 SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Year Ended December 31, 2011 2012 2013 Fixed charges Interest expense $ 485 $ 393 $ 362 Amortization of debt issuance costs and debt discount 40 36 37 Portion of rental expense representative of interest 77 72 69 Undeclared preferred stock dividend of SunGard Capital Corp. II be

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 17, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard® Capita

AMENDED AND RESTATED CREDIT AGREEMENT Dated as of August 11, 2005 As Amended and Restated as of June 9, 2009 As Further Amended and Restated as of March 11, 2011 As Further Amended as of November 10, 2011 As Further Amended and Restated as of March 2

Exhibit 10.1 Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of August 11, 2005 As Amended and Restated as of June 9, 2009 As Further Amended and Restated as of March 11, 2011 As Further Amended as of November 10, 2011 As Further Amended and Restated as of March 2, 2012 As Further Amended and Restated as of December 17, 2012 As Further Amended and Restated as of March 8, 2013 As Furthe

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard®

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 7 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS FEBRUARY 13, 2014 ON FEBRUARY 13, 2014, SUNGARD DATA SYSTEMS INC. FILED

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 7 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS FEBRUARY 13, 2014 ON FEBRUARY 13, 2014, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED FEBRUARY 7, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRE

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 6 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS FEBRUARY 5, 2014 ON FEBRUARY 3, 2014, SUNGARD DATA SYSTEMS INC. FILED T

Form 424(b)(3) FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 4, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard? Capital Corp. SunGard? Capital

SunGard Announces Fourth Quarter 2013 Results

Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces Fourth Quarter 2013 Results Wayne, PA ? February 4, 2014 ? SunGard, one of the world?s leading software and technology services companies, today reported results for the fourth quarter end

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard®

Regulation FD Disclosure - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard®

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 5 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS JANUARY 24, 2014 ON JANUARY 24, 2014, SUNGARD DATA SYSTEMS INC. FILED T

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 5 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS JANUARY 24, 2014 ON JANUARY 24, 2014, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED JANUARY 24, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT

SunGard Announces Plan to Split Off Its Availability Services Business; Will Separate into Two Strong, Industry-Leading Companies

Exhibit 99.1 Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces Plan to Split Off Its Availability Services Business; Will Separate into Two Strong, Industry-Leading Companies Wayne, PA – January 24, 2014 – SunGard Data Systems Inc. (“SunG

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard® Capital

Marianne Brown Joins SunGard as Chief Operating Officer, Financial Systems

EX-99.1 Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] Marianne Brown Joins SunGard as Chief Operating Officer, Financial Systems Wayne, PA – January 21, 2014 – SunGard, one of the world’s leading software and technology services companies, today announ

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d661740d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2014 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 4 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 6, 2013 ON NOVEMBER 6, 2013, SUNGARD DATA SYSTEMS INC. FILED T

Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC.

AMENDMENT 2013-1 EMPLOYMENT AGREEMENT

Exhibit 10.1 Exhibit 10.1 Execution Copy AMENDMENT 2013-1 TO EMPLOYMENT AGREEMENT THIS AMENDMENT, dated as of October 1, 2013, is by and between SunGard Data Systems Inc., a Delaware corporation (“SunGard”) and Victoria E. Silbey (“Executive”). WHEREAS, SunGard and Executive previously entered into an Employment Agreement, effective August 11, 2005, as amended by amendment 2008-1, effective Januar

Section 13(r) Disclosure of Certain Sponsors

Exhibit 99.1 Section 13(r) Disclosure of Certain Sponsors The Blackstone Group L.P. (?Blackstone?) has reported to us that Travelport Limited (?Travelport?) provided the disclosure reproduced below for this fiscal quarter. We have not independently verified or participated in the preparation of this disclosure. ?As part of our global business in the travel industry, we provide certain passenger tr

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 3 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 6, 2013 ON NOVEMBER 5, 2013, SUNGARD DATA SYSTEMS INC. FILED T

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 3 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 6, 2013 ON NOVEMBER 5, 2013, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED OCTOBER 30, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

Form 10-Q Table of Contents United States Securities and Exchange Commission Washington, D.

SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended September 30, Nine Months Ended September 30, 2012 2013 2012 2013 Fixed charges Interest expense $ 95 $ 90 $ 299 $ 272 Amortization

Exhibit 12.1 Exhibit 12.1 SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended September 30, Nine Months Ended September 30, 2012 2013 2012 2013 Fixed charges Interest expense $ 95 $ 90 $ 299 $ 272 Amortization of debt issuance costs and debt discount 7 6 26 30 Portion of rental expense representative of interest 17 18 54 52 Undecla

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 d623236d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2013 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): October 29, 2013 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard®

SunGard Announces Third Quarter 2013 Results

Exhibit 99.1 Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces Third Quarter 2013 Results Wayne, PA – October 29, 2013 – SunGard, one of the world’s leading software and technology services companies, today reported results for the third

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 2 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS OCTOBER 15, 2013 ON OCTOBER 10, 2013, SUNGARD DATA SYSTEMS INC. FILED T

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 2 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS OCTOBER 15, 2013 ON OCTOBER 10, 2013, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED OCTOBER 7, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2013 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard®

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

Form 10-Q Table of Contents United States Securities and Exchange Commission Washington, D.

FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 1 TO MARKET-MAKING PROSPECTUS DATED AUGUST 8, 2013 THE DATE OF THIS SUPPLEMENT IS AUGUST 9, 2013 ON AUGUST 9, 2013, SUNGARD DATA SYSTEMS INC. FILED THE A

Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-190275 SUNGARD DATA SYSTEMS INC.

Section 13(r) Disclosure of Certain Sponsors

Exhibit 99.1 Section 13(r) Disclosure of Certain Sponsors Disclosure by The Blackstone Group L.P. SECTION 13(r) DISCLOSURE Hilton Worldwide Inc., which may be considered our affiliate, provided the disclosure reproduced below in connection with activities during the second fiscal quarter of 2013. We have not independently verified or participated in the preparation of this disclosure. ?As previous

SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended June 30, Six Months Ended June 30, 2012 2013 2012 2013 Fixed charges Interest expense $ 94 $ 90 $ 204 $ 182 Amortization of debt is

Exhibit 12.1 Exhibit 12.1 SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended June 30, Six Months Ended June 30, 2012 2013 2012 2013 Fixed charges Interest expense $ 94 $ 90 $ 204 $ 182 Amortization of debt issuance costs and debt discount 7 8 19 24 Portion of rental expense representative of interest 18 17 36 34 Undeclared preferr

SunGard Data Systems Inc. 7 3/8% Senior Notes due 2018 7 5/8% Senior Notes due 2020 6.625% Senior Subordinated Notes due 2019

Table of Contents Filed Pursuant to Rule 424(B)(3) Registration No. 333-190275 PROSPECTUS SunGard Data Systems Inc. 7 3/8% Senior Notes due 2018 7 5/8% Senior Notes due 2020 6.625% Senior Subordinated Notes due 2019 The 7 3/8% Senior Notes due 2018 (the ?senior notes due 2018?) were issued in exchange for the 7 3/8% Senior Notes due 2018 originally issued on November 16, 2010. The 7 5/8% Senior No

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d577224d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): August 2, 2013 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Cap

SunGard Announces Second Quarter 2013 Results

EX-99.1 Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces Second Quarter 2013 Results Wayne, PA – August 2, 2013 – SunGard, one of the world’s leading software and technology services companies, today reported results for the second quart

July 31, 2013

EX 5.3 Exhibit 5.3 Phone: 215-569-5500 Fax: 215-569-5555 Email: www.blankrome.com July 31, 2013 SunGard Data Systems Inc. 680 East Swedesford Road Wayne, Pennsylvania 19087 Ladies and Gentlemen: We have acted as special Pennsylvania counsel to SunGard Availability Services LP, a Pennsylvania limited partnership (“SAS”) and SunGard Systems International Inc., a Pennsylvania corporation (“SSI”) (eac

Registration Statement - FORM S-1

Table of Contents As filed with the Securities and Exchange Commission on July 31, 2013 Registration No.

SunGard Data Systems Inc. Offer to Exchange

Table of Contents Filed Pursuant to Rule 424(b)(3) File number 333-188976 PROSPECTUS SunGard Data Systems Inc.

- FORM S-4/A AMENDMENT NO. 1

Table of Contents As filed with the Securities and Exchange Commission on June 21, 2013 Registration No.

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 12 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS JUNE 17, 2013 ON JUNE 14, 2013, SUNGARD DATA SYSTEMS INC. FILED THE ATT

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 12 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS JUNE 17, 2013 ON JUNE 14, 2013, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED JUNE 10, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT P

SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II SUNGARD MANAGEMENT INCENTIVE PLAN FORM OF TIME BASED APPRECIATION UNIT AWARD AGREEMENT

Exhibit 10.2 Name: Number of Appreciation Units: Date of Grant: SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II SUNGARD MANAGEMENT INCENTIVE PLAN FORM OF TIME BASED APPRECIATION UNIT AWARD AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS APPRECIATION UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND TRANSFER AND REQUIREMENTS RELATING TO SALE AND OTHER PROVISIONS AS SET

SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II SUNGARD MANAGEMENT INCENTIVE PLAN FORM OF PERFORMANCE BASED APPRECIATION UNIT AWARD AGREEMENT

Exhibit 10.1 Name: Number of Appreciation Units: Date of Grant: SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II SUNGARD MANAGEMENT INCENTIVE PLAN FORM OF PERFORMANCE BASED APPRECIATION UNIT AWARD AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS APPRECIATION UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND TRANSFER AND REQUIREMENTS RELATING TO SALE AND OTHER PROVISIONS

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 10, 2013 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard? Capital Corp. SunGard? Capital Cor

SUNGARD DATA SYSTEMS INC. NOTICE OF GUARANTEED DELIVERY OFFER TO EXCHANGE $1,000,000,000 PRINCIPAL AMOUNT OF ITS 6.625% SENIOR SUBORDINATED NOTES DUE 2019, WHICH HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, FOR ANY AND ALL OF IT

Exhibit 99.4 Exhibit 99.4 SUNGARD DATA SYSTEMS INC. NOTICE OF GUARANTEED DELIVERY OFFER TO EXCHANGE $1,000,000,000 PRINCIPAL AMOUNT OF ITS 6.625% SENIOR SUBORDINATED NOTES DUE 2019, WHICH HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, FOR ANY AND ALL OF ITS OUTSTANDING 6.625% SENIOR SUBORDINATED NOTES DUE 2019 This form, or one substantially equivalent hereto, must be used to a

SUNGARD DATA SYSTEMS INC. LETTER OF TRANSMITTAL OFFER TO EXCHANGE $1,000,000,000 PRINCIPAL AMOUNT OF ITS 6.625% SENIOR SUBORDINATED NOTES DUE 2019, WHICH HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, FOR ANY AND ALL OF ITS OUTSTA

Exhibit 99.1 Exhibit 99.1 SUNGARD DATA SYSTEMS INC. LETTER OF TRANSMITTAL OFFER TO EXCHANGE $1,000,000,000 PRINCIPAL AMOUNT OF ITS 6.625% SENIOR SUBORDINATED NOTES DUE 2019, WHICH HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, FOR ANY AND ALL OF ITS OUTSTANDING 6.625% SENIOR SUBORDINATED NOTES DUE 2019 THE EXCHANGE OFFER WILL EXPIRE AT 12:00 A.M. MIDNIGHT, NEW YORK CITY TIME, O

May 31, 2013

Exhibit 5.3 Exhibit 5.3 Phone: 215-569-5500 Fax: 215-569-5555 Email: www.blankrome.com May 31, 2013 SunGard Data Systems Inc. 680 East Swedesford Road Wayne, Pennsylvania 19087 Ladies and Gentlemen: We have acted as special Florida counsel to SunGard Public Sector Inc., a Florida corporation (“Florida Guarantor”) in connection with the issuance by the Florida Guarantor of a guarantee (the “Guarant

OMNIBUS POWERS OF ATTORNEY

Exhibit 24.1 Exhibit 24.1 OMNIBUS POWERS OF ATTORNEY Each person whose signature appears below authorizes each of Leslie S. Brush, Karen M. Mullane and Victoria E. Silbey or any of them as his or her attorney-in-fact and agent, with full power of substitution and resubstitution, to execute, in his or her name and on his or her behalf, in any and all capacities including, without limitation, in his

SUNGARD DATA SYSTEMS INC. OFFER TO EXCHANGE $1,000,000,000 PRINCIPAL AMOUNT OF ITS 6.625% SENIOR SUBORDINATED NOTES DUE 2019, WHICH HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, FOR ANY AND ALL OF ITS OUTSTANDING 6.625% SENIOR SU

Exhibit 99.3 SUNGARD DATA SYSTEMS INC. OFFER TO EXCHANGE $1,000,000,000 PRINCIPAL AMOUNT OF ITS 6.625% SENIOR SUBORDINATED NOTES DUE 2019, WHICH HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, FOR ANY AND ALL OF ITS OUTSTANDING 6.625% SENIOR SUBORDINATED NOTES DUE 2019 , 2013 To Our Clients: Enclosed for your consideration are a Prospectus, dated , 2013 (as the same may be amend

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE

EX-25.1 7 d506431dex251.htm EXHIBIT 25.1 Exhibit 25.1 Registration No. 33- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as s

SUNGARD DATA SYSTEMS INC. OFFER TO EXCHANGE $1,000,000,000 PRINCIPAL AMOUNT OF ITS 6.625% SENIOR SUBORDINATED NOTES DUE 2019, WHICH HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, FOR ANY AND ALL OF ITS OUTSTANDING 6.625% SENIOR SU

Exhibit 99.2 SUNGARD DATA SYSTEMS INC. OFFER TO EXCHANGE $1,000,000,000 PRINCIPAL AMOUNT OF ITS 6.625% SENIOR SUBORDINATED NOTES DUE 2019, WHICH HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, FOR ANY AND ALL OF ITS OUTSTANDING 6.625% SENIOR SUBORDINATED NOTES DUE 2019 , 2013 To Brokers, Dealers, Commercial Banks, Trust Companies and other Nominees: As described in the enclosed

- FORM S-4

Table of Contents As filed with the Securities and Exchange Commission on May 31, 2013 Registration No.

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 11 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS MAY 13, 2013 ON MAY 10, 2013, SUNGARD DATA SYSTEMS INC. FILED THE ATTAC

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 11 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS MAY 13, 2013 ON MAY 10, 2013, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED FORM 10-Q FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2013 United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark On

SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended March 31, 2012 2013 Fixed charges Interest expense $ 110 $ 92 Amortization of debt issuance costs and debt discount 12 16 Portion o

Exhibit 12.1 Exhibit 12.1 SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended March 31, 2012 2013 Fixed charges Interest expense $ 110 $ 92 Amortization of debt issuance costs and debt discount 12 16 Portion of rental expense representative of interest 18 17 Undeclared preferred stock dividend of SunGard Capital Corp. II before inc

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

Form 10-Q United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2013 OR ¨ Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbers: SunGard

Section 13(r) Disclosure of Certain Sponsors

Exhibit 99.1 Section 13(r) Disclosure of Certain Sponsors Disclosure by The Blackstone Group L.P. Hilton Worldwide, Inc. (?Hilton?), which may be considered our affiliate, provided the disclosure reproduced below. We have not independently verified or participated in the preparation of this disclosure. ?During the reporting period, the Iranian Ministry of Youth and Sports purchased a number of roo

SunGard Announces First Quarter 2013 Results

EX99.1 Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces First Quarter 2013 Results Wayne, PA –May 2, 2013 – SunGard, one of the world’s leading software and technology services companies, today reported results for the first quarter ende

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d530196d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 2, 2013 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capita

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Numbers: SunGa

SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II MANAGEMENT TIME-BASED RESTRICTED STOCK UNIT AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS RESTRICTED STOCK UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND TRANSFER AND

Exhibit 10.65 Name: Number of Stock Units: Date of Grant: November 15, 2012 SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II MANAGEMENT TIME-BASED RESTRICTED STOCK UNIT AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS RESTRICTED STOCK UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND TRANSFER AND REQUIREMENTS OF SALE AND OTHER PROVISIONS AS SET FORTH IN THE AMENDED AND

EMPLOYMENT AGREEMENT

EX-10.35 3 d444630dex1035.htm EXHIBIT 10.35 Exhibit 10.35 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into, by and between SunGard Data Systems Inc. (hereafter “SunGard”) and Regina Brab (“Executive”) effective as of January 30, 2013 (the “Effective Date”). SunGard, its parents, subsidiaries and other affiliates, and their respective successors and assigns, are coll

Section 13(r) Disclosure of Certain Sponsors

Exhibit 99.1 Section 13(r) Disclosure of Certain Sponsors Disclosure by The Blackstone Group L.P. TRW Automotive Holdings Corp., which may be considered our affiliate, included the disclosure reproduced below in its Annual Report on Form 10-K filed with the SEC on February 15, 2013. We have not independently verified or participated in the preparation of this disclosure. ?Pursuant to Section 13(r)

EMPLOYMENT AGREEMENT

Exhibit 10.34 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?) is entered into, by and between SunGard Data Systems Inc. (the ?Company?) and Anthony Calenda (?Executive?) as of August 1, 2012 (the ?Effective Date?). WHEREAS, the parties desire to enter into an agreement to reflect Executive?s position and role in the Company?s business and to provide for Executive?s employment by t

SunGard Annual Incentive Compensation Plan As Amended and Restated on November 15, 2012

Exhibit 10.67 Exhibit 10.67 SunGard Annual Incentive Compensation Plan As Amended and Restated on November 15, 2012 I. Plan Purpose The purpose of the Plan is to provide a means whereby the Company may provide incentive compensation to its eligible employees to incentivize employee performance and align such performance with the Company’s business objectives. II. Definitions a. Administrator of th

SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Subsidiaries of the Registrants Name Jurisdiction SunGard Capital Corp. Delaware SunGard Capital Corp. II Delaware SunGard Data Systems Inc. Delaware Advanced Portfolio Technolo

Exhibit 21.1 SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Subsidiaries of the Registrants Name Jurisdiction SunGard Capital Corp. Delaware SunGard Capital Corp. II Delaware SunGard Data Systems Inc. Delaware Advanced Portfolio Technologies Ltd. Bermuda Advanced Portfolio Technologies Ltd. England & Wales Advanced Portfolio Technologies, Inc. Delaware Automated Securitie

SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Year Ended December 31, 2010 2011 2012 Fixed charges Interest expense $ 596 $ 485 $ 393 Amortization of debt issuance costs and debt discount 43 40 36

Exhibit 12.1 SunGard Capital Corp. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Year Ended December 31, 2010 2011 2012 Fixed charges Interest expense $ 596 $ 485 $ 393 Amortization of debt issuance costs and debt discount 43 40 36 Portion of rental expense representative of interest 77 78 71 Undeclared preferred stock dividend of SunGard Capital Corp. II before inc

SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II MANAGEMENT PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS RESTRICTED STOCK UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND TRANSF

Exhibit 10.66 Exhibit 10.66 Name: Number of Stock Units: Date of Grant: November 15, 2012 SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II MANAGEMENT PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS RESTRICTED STOCK UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND TRANSFER AND REQUIREMENTS OF SALE AND OTHER PROVISIONS AS SET FORT

SunGard 2005 Management Incentive Plan as amended and restated February 13, 2013.

Exhibit 10.36 SUNGARD 2005 MANAGEMENT INCENTIVE PLAN As Amended and Restated February 13, 2013 1. DEFINED TERMS Exhibit A, which is incorporated by reference, defines the terms used in the Plan and sets forth certain operational rules related to those terms. 2. PURPOSE The Plan has been established to advance the interests of the Company and its Affiliates by providing for the grant to Participant

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 10 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS MARCH 20, 2013 ON MARCH 20 2013, SUNGARD DATA SYSTEMS INC. FILED THE AT

424B3 1 d444630d424b3.htm FORM 424(B)(3) SUPPLEMENT NO. 10 Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 10 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS MARCH 20, 2013 ON MARCH 20 2013, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED FORM 10-K FOR THE YEAR ENDED DECEMBER 31, 2012 Table of Contents U

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 8, 2013 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard® Ca

AMENDED AND RESTATED CREDIT AGREEMENT Dated as of August 11, 2005 As Amended and Restated as of June 9, 2009 As Further Amended and Restated as of March 11, 2011 As Further Amended as of November 10, 2011 As Further Amended and Restated as of March 2

Exhibit 10.1 Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of August 11, 2005 As Amended and Restated as of June 9, 2009 As Further Amended and Restated as of March 11, 2011 As Further Amended as of November 10, 2011 As Further Amended and Restated as of March 2, 2012 As Further Amended and Restated as of December 17, 2012 As Further Amended and Restated as of March 8, 2013 among SUN

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 9 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS MARCH 14, 2013 ON MARCH 14, 2013, SUNGARD DATA SYSTEMS INC. FILED THE AT

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 9 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS MARCH 14, 2013 ON MARCH 14, 2013, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED MARCH 8, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d481617d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 7, 2013 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

SunGard Announces Fourth Quarter and Full-Year 2012 Results

EX-99.1 Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces Fourth Quarter and Full-Year 2012 Results Wayne, PA – February 7, 2013 – SunGard, one of the world’s leading software and technology services companies, today reported results for

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 8 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS DECEMBER 21, 2012 ON DECEMBER 20, 2012, SUNGARD DATA SYSTEMS INC. FILED

424B3 1 d455929d424b3.htm SUPPLEMENT NO. 8 TO MARKET-MAKING PROSPECTUS FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 8 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS DECEMBER 21, 2012 ON DECEMBER 20, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED DECEMBER 17, 2012 UNITED STATES S

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 17, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard

AMENDED AND RESTATED CREDIT AGREEMENT Dated as of August 11, 2005 As Amended and Restated as of June 9, 2009 As Further Amended and Restated as of March 11, 2011 As Further Amended as of November 10, 2011 As Further Amended and Restated as of March 2

EX-10.1 3 d455929dex101.htm CREDIT AGREEMENT Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of August 11, 2005 As Amended and Restated as of June 9, 2009 As Further Amended and Restated as of March 11, 2011 As Further Amended as of November 10, 2011 As Further Amended and Restated as of March 2, 2012 As Further Amended and Restated as of December 17, 2012 among SUNGARD DATA SYSTEMS IN

SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION SUNGARD CAPITAL CORP. II

EX-3.1 2 d455929dex31.htm CERTIFICATE OF INCORPORATION Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUNGARD CAPITAL CORP. II SunGard Capital Corp. II, a Delaware corporation (the “Corporation”), hereby certifies that this Second Amended and Restated Certificate of Incorporation has been duly adopted in accordance with Sections 228, 242 and 245 of the General Corporation

SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT Dated as of December 19, 2012 by and among SUNGARD AR FINANCING LLC, as Borrower, THE FINANCIAL INSTITUTIONS SIGNATORY HERETO FROM TIME TO TIME, as Lenders, GENERAL ELECTRIC CAPITAL CORPORATIO

Credit and Security Agreement Exhibit 10.2 Execution Version SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT Dated as of December 19, 2012 by and among SUNGARD AR FINANCING LLC, as Borrower, THE FINANCIAL INSTITUTIONS SIGNATORY HERETO FROM TIME TO TIME, as Lenders, and GENERAL ELECTRIC CAPITAL CORPORATION, as Swing Line Lender and as Administrative Agent GE CAPITAL MARKETS, INC., as Sole

Regulation FD Disclosure

8-K 1 d448509d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 7 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 20, 2012 ON NOVEMBER 19, 2012, SUNGARD DATA SYSTEMS INC. FILED

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 7 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 20, 2012 ON NOVEMBER 19, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED NOVEMBER 13, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRE

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 d441505d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard®

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 6 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 14, 2012 ON NOVEMBER 13, 2012, SUNGARD DATA SYSTEMS INC. FILED

424B3 1 d436311d424b3.htm SUPPLEMENT NO. 6 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 6 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 14, 2012 ON NOVEMBER 13, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED NOVEMBER 7, 2

AMENDED AND RESTATED STOCKHOLDERS AGREEMENT by and among SunGard Capital Corp. SunGard Capital Corp. II SunGard Holding Corp. SunGard Holdco LLC SunGard Data Systems Inc. Certain Stockholders of SunGard Capital Corp. and SunGard Capital Corp. II Date

Amended and Restated Stockholders Agreement, dated November 7, 2012 Confidential Execution Version Exhibit 10.

AMENDED AND RESTATED PARTICIPATION, REGISTRATION RIGHTS AND COORDINATION AGREEMENT by and among SunGard Capital Corp. SunGard Capital Corp. II SunGard Holding Corp. SunGard Holdco LLC SunGard Data Systems Inc. Certain Persons who will be Stockholders

Amended and Restated Participation, Registration Rights and Coordination Agmt Confidential Execution Version Exhibit 10.

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 5 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 13, 2012 ON NOVEMBER 9, 2012, SUNGARD DATA SYSTEMS INC. FILED T

Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC.

AMENDED AND RESTATED PRINCIPAL INVESTOR AGREEMENT by and among SunGard Capital Corp. SunGard Capital Corp. II SunGard Holding Corp. SunGard Holdco LLC SunGard Data Systems Inc. the Principal Investors Dated as of November 7, 2012 TABLE OF CONTENTS Pa

Amended and Restated Principal Investors Agreement, dated November 7, 2012 Confidential Execution Version Exhibit 10.

SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION SUNGARD CAPITAL CORP

Second Amended and Restated Certificate of Incorporation SunGard Capital Corp. Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF SUNGARD CAPITAL CORP SunGard Capital Corp., a Delaware corporation (the “Corporation”), hereby certifies that this Second Amended and Restated Certificate of Incorporation has been duly adopted in accordance with Sections 228, 242 and 245 of the Gen

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events

8-K 1 d436311d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II MANAGEMENT PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS RESTRICTED STOCK UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND TRANSF

Performance-Based Restricted Stock Unit Award Agreement Exhibit 10.3 Name: Charles J. Neral Number of Stock Units: 75,230 Date of Grant: September 12, 2012 SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II MANAGEMENT PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS RESTRICTED STOCK UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND

SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II MANAGEMENT TIME-BASED RESTRICTED STOCK UNIT AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS RESTRICTED STOCK UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND TRANSFER AND

Exhibit 10.1 Name: Charles Neral Number of Stock Units: 116,660 Date of Grant: July 2, 2012 SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II MANAGEMENT TIME-BASED RESTRICTED STOCK UNIT AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS RESTRICTED STOCK UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND TRANSFER AND REQUIREMENTS OF SALE AND OTHER PROVISIONS AS SET FORTH IN

SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended September 30, Nine Months Ended September 30, 2011 2012 2011 2012 Fixed charges

Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended September 30, Nine Months Ended September 30, 2011 2012 2011 2012 Fixed charges Interest expense $ 120 $ 95 $ 366 $ 299 Amortization of debt issuance costs and debt di

SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II MANAGEMENT TIME-BASED RESTRICTED STOCK UNIT AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS RESTRICTED STOCK UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND TRANSFER AND

Time-Based Restricted Stock Unit Award Agreement Exhibit 10.2 Name: Charles J. Neral Number of Stock Units: 75,230 Date of Grant: September 12, 2012 SUNGARD CAPITAL CORP. AND SUNGARD CAPITAL CORP. II MANAGEMENT TIME-BASED RESTRICTED STOCK UNIT AGREEMENT THIS AWARD AND ANY SECURITIES ISSUED UPON THE PAYMENT OF THIS RESTRICTED STOCK UNIT AWARD ARE SUBJECT TO RESTRICTIONS ON VOTING AND TRANSFER AND R

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2012 OR ? Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 d433744d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

SunGard Data Systems Inc. Announces Preliminary Results of Cash Tender Offer for its 10 1/4% Senior Subordinated Notes Due 2015

Press Release Exhibit 99.1 For more information, contact: Henry Miller – financial contact Tel: 484-582-5445 [email protected] George Thomas – media contact Tel: 484-582-5635 [email protected] SunGard Data Systems Inc. Announces Preliminary Results of Cash Tender Offer for its 10 1/4% Senior Subordinated Notes Due 2015 WAYNE, PA, October 31, 2012– SunGard Data Systems Inc. (“SunGard

INDENTURE Dated as of November 1, 2012 SUNGARD DATA SYSTEMS INC., THE GUARANTORS NAMED ON THE SIGNATURE PAGES HERETO THE BANK OF NEW YORK MELLON, as Trustee 6.625% SENIOR SUBORDINATED NOTES DUE 2019 CROSS-REFERENCE TABLE* Trust Indenture Act Section

EX-4.1 2 d433744dex41.htm INDENTURE Exhibit 4.1 EXECUTION COPY INDENTURE Dated as of November 1, 2012 Among SUNGARD DATA SYSTEMS INC., THE GUARANTORS NAMED ON THE SIGNATURE PAGES HERETO and THE BANK OF NEW YORK MELLON, as Trustee 6.625% SENIOR SUBORDINATED NOTES DUE 2019 CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section 310(a)(1) 7.10 (a)(2) 7.10 (a)(3) N.A. (a)(4) N.A. (a)(5) 7

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 4 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 7, 2012 ON NOVEMBER 7, 2012, SUNGARD DATA SYSTEMS INC. FILED TH

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 4 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 7, 2012 ON NOVEMBER 7, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED NOVEMBER 1, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT

REGISTRATION RIGHTS AGREEMENT Dated as of November 1, 2012 SUNGARD DATA SYSTEMS INC., THE GUARANTORS LISTED ON SCHEDULE I HERETO CITIGROUP GLOBAL MARKETS INC. As Representative for the Initial Purchasers GOLDMAN, SACHS & CO. 6.625% Senior Subordinate

Registration Rights Agreement Exhibit 4.2 EXECUTION COPY REGISTRATION RIGHTS AGREEMENT Dated as of November 1, 2012 Among SUNGARD DATA SYSTEMS INC., THE GUARANTORS LISTED ON SCHEDULE I HERETO and CITIGROUP GLOBAL MARKETS INC. As Representative for the Initial Purchasers GOLDMAN, SACHS & CO. 6.625% Senior Subordinated Notes due 2019 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d429133d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): October 31, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

SunGard Announces Third Quarter 2012 Results

Press Release Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces Third Quarter 2012 Results Wayne, PA – October 31, 2012 – SunGard, one of the world’s leading software and technology services companies, today reported results for the third

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 3 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS OCTOBER 25, 2012 ON OCTOBER 17, 2012, SUNGARD DATA SYSTEMS INC. FILED TH

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 3 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS OCTOBER 25, 2012 ON OCTOBER 17, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED OCTOBER 1, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT R

SunGard Data Systems Inc. Announces Offering of $500 Million of Senior Subordinated Notes

Press Release Exhibit 99.1 For more information, contact: George Thomas – media contact Henry Miller – financial contact Tel: 484-582-5635 Tel: 484-582-5445 [email protected] [email protected] SunGard Data Systems Inc. Announces Offering of $500 Million of Senior Subordinated Notes WAYNE, PA, October 18, 2012 — SunGard Data Systems Inc. (the “Company”) today announced that it intend

Financial Statements and Exhibits, Other Events

8-K 1 d427481d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

The following preliminary unaudited financial information for the quarter ended September 30, 2012 is derived from preliminary internal financial reports of SunGard Data Systems Inc. (the “Company”) and is subject to revision based on the completion

EX-99.1 2 d426660dex991.htm PRELIMINARY UNAUDITED FINANCIAL INFORMATION Exhibit 99.1 The following preliminary unaudited financial information for the quarter ended September 30, 2012 is derived from preliminary internal financial reports of SunGard Data Systems Inc. (the “Company”) and is subject to revision based on the completion of the Company’s quarter-end accounting and financial reporting p

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d426660d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 d428015d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Ca

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 2 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS AUGUST 14, 2012 ON AUGUST 13, 2012, SUNGARD DATA SYSTEMS INC. FILED THE

424B3 1 d366784d424b3.htm FORM 424(B)(3) Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 2 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS AUGUST 14, 2012 ON AUGUST 13, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED FORM 10-Q FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2012 Table of Contents United St

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

Form 10-Q Table of Contents United States Securities and Exchange Commission Washington, D.

SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended June 30, Six Months Ended June 30, 2011 2012 2011 2012 Fixed charges Interest ex

Exhibit 12.1 SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended June 30, Six Months Ended June 30, 2011 2012 2011 2012 Fixed charges Interest expense $ 120 $ 94 $ 247 $ 204 Amortization of debt issuance costs and debt discount 10 7 20 19 Portion of rental expense representative of

SunGard Annual Incentive Compensation Plan As Adopted May 9, 2012

Exhibit 10.1 SunGard Annual Incentive Compensation Plan As Adopted May 9, 2012 I. Plan Purpose The purpose of the Plan is to provide a means whereby the Company may provide incentive compensation to its eligible employees to incentivize employee performance and align such performance with the Company?s business objectives. II. Definitions a. Administrator of this Plan is (i) with respect to bonuse

June 26, 2012

Letter Agreement between Robert Woods and SunGard Data Systems Inc. Exhibit 10.2 SUNGARD June 26, 2012 Mr. Robert Woods [address] Dear Bob: The following information summarizes the effect of your separation of employment, effective July 1, 2012, on your SunGard Benefits and the terms that the Company has agreed to relative to extension of benefits: • Your current Medical, Prescription Drug and Den

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): July 31, 2012 Commission file numbers: SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. 000-53653 000-53654 1-12989 SunGard® Capital Corp. SunGard® Ca

SunGard Announces Second Quarter 2012 Results

EX-99.1 2 d387846dex991.htm PRESS RELEASE Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces Second Quarter 2012 Results Wayne, PA – July 31, 2012 – SunGard, one of the world’s leading software and technology services companies, today repo

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 1 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS JULY 3, 2012 ON JULY 2, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACH

FILED PURSUANT TO RULE 424(B)(3) File Number 333-181873 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 1 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2012 THE DATE OF THIS SUPPLEMENT IS JULY 3, 2012 ON JULY 2, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED JUNE 26, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Purs

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard® Ca

SunGard Data Systems Inc. 7 3/8% Senior Notes due 2018 7 5/8% Senior Notes due 2020 10 1/4% Senior Subordinated Notes due 2015

Table of Contents Filed Pursuant to Rule 424(B)(3) Registration No. 333-181873 PROSPECTUS SunGard Data Systems Inc. 7 3/8% Senior Notes due 2018 7 5/8% Senior Notes due 2020 10 1/4% Senior Subordinated Notes due 2015 The 7 3/8% Senior Notes due 2018 (the “senior notes due 2018”) were issued in exchange for the 7 3/8% Senior Notes due 2018 originally issued on November 16, 2010. The 7 5/8% Senior N

FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 14 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS JUNE 14, 2012 ON JUNE 14, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATT

FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 14 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS JUNE 14, 2012 ON JUNE 14, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED JUNE 8, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pu

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 d367000d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capit

SunGard Announces Chief Financial Officer Transition

Press Release Exhibit 99.1 For more information, contact: Henry Miller—financial contact Tel: 484-582-5445 [email protected] George Thomas—media contact Tel: 484-582-5635 [email protected] SunGard Announces Chief Financial Officer Transition Wayne, PA – June 14, 2012 – SunGard, one of the world’s leading software and technology services companies, today announced that effective July

EMPLOYMENT AGREEMENT

Employment Agreement - Charles Neral Exhibit 99.2 Execution Version EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into, by and between SunGard Data Systems Inc. (the “Company”) and Charles Neral (“Executive”) as of July 2, 2012 (the “Effective Date”). WHEREAS, the parties desire to enter into an agreement to reflect Executive’s position and role in the Company’s busin

June 4, 2012

Opinion of Blank Rome LLP Exhibit 5.3 Phone: 215-569-5500 Fax: 215-569-5555 Email: www.blankrome.com June 4, 2012 SunGard Data Systems Inc. 680 East Swedesford Road Wayne, Pennsylvania 19087 Ladies and Gentlemen: We have acted as special Pennsylvania counsel to SunGard Availability Services LP, a Pennsylvania limited partnership (“SAS”) and SunGard Systems International Inc., a Pennsylvania corpor

Registration Statement - SUNGARD DATA SYSTEMS INC. - FORM S-1

S-1 1 d328310ds1.htm SUNGARD DATA SYSTEMS INC. - FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on June 4, 2012 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SunGard Data Systems Inc. (Exact name of registrant issuer as specified in its charter) SEE TABLE OF ADDITIONA

OMNIBUS POWERS OF ATTORNEY

Powers of Attorney Exhibit 24.1 OMNIBUS POWERS OF ATTORNEY Each person whose signature appears below authorizes each of Leslie S. Brush, Karen M. Mullane and Victoria E. Silbey or any of them as his or her attorney in fact and agent, with full power of substitution and resubstitution, to execute, in his or her name and on his or her behalf, in any and all capacities including, without limitation,

RESTATED CERTIFICATE OF INCORPORATION SUNGARD ASIA PACIFIC INC. (A DELAWARE CORPORATION)

Amended and Restated Certificate of Incorporation of SunGard Asia Pacific Inc. Exhibit 3.19 RESTATED CERTIFICATE OF INCORPORATION OF SUNGARD ASIA PACIFIC INC. (A DELAWARE CORPORATION) It is hereby certified that: 1. The name of the corporation is SunGard Asia Pacific Inc. (hereinafter called the “Corporation”) and the name under which the corporation was originally incorporated is All Solutions Ac

FILED PURSUANT TO RULE 424(B)(3)

Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC.

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2012 OR ? Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbers:

SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended March 31, 2011 2012 Fixed charges Interest expense $ 127 $ 110 Amortization of d

Exhibit 12.1 SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended March 31, 2011 2012 Fixed charges Interest expense $ 127 $ 110 Amortization of debt issuance costs and debt discount 10 12 Portion of rental expense representative of interest 19 18 Total fixed charges $ 156 $ 140 Ear

EMPLOYMENT AGREEMENT

Employment Agreement - Vincent Coppola Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into, by and between SunGard Data Systems Inc. (collectively with its successors and assigns, “SunGard”) and Vincent Coppola (“Executive”) effective as of October 16, 2011 (the “Effective Date”). SunGard, its parents, subsidiaries and other affiliates, and their respectiv

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): May 1, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard® Capital Corp.

SunGard Announces First Quarter 2012 Results

Press Release Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces First Quarter 2012 Results Wayne, PA – May 1, 2012 – SunGard, one of the world’s leading software and technology services companies, today reported results for the first quar

FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 12 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS MARCH 19, 2012 ON MARCH 16, 2012, SUNGARD DATA SYSTEMS INC. FILED THE A

Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC.

SUNGARD CAPITAL CORP. SUNGARD CAPITAL CORP. II SUNGARD DATA SYSTEMS INC. SUBSIDIARIES OF THE REGISTRANTS Company Name Jurisdiction SunGard Capital Corp. Delaware SunGard Capital Corp. II Delaware SunGard Data Systems Inc. Delaware Advanced Portfolio

Exhibit 21.1 SUNGARD CAPITAL CORP. SUNGARD CAPITAL CORP. II SUNGARD DATA SYSTEMS INC. SUBSIDIARIES OF THE REGISTRANTS Company Name Jurisdiction SunGard Capital Corp. Delaware SunGard Capital Corp. II Delaware SunGard Data Systems Inc. Delaware Advanced Portfolio Technologies Ltd. Bermuda Advanced Portfolio Technologies Ltd. England & Wales Advanced Portfolio Technologies, Inc. Delaware Alpha Numer

SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Year Ended December 31, 2009 2010 2011 Fixed charges Interest expense $ 595 $ 596 $ 485 Amortizatio

Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Year Ended December 31, 2009 2010 2011 Fixed charges Interest expense $ 595 $ 596 $ 485 Amortization of debt issuance costs and debt discount 42 43 40 Portion of rental expense represent

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2011 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File Numbers: SunGa

FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 11 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS MARCH 8, 2012 ON MARCH 7, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATT

FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 11 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS MARCH 8, 2012 ON MARCH 7, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED MARCH 2, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT P

AMENDED AND RESTATED CREDIT AGREEMENT Dated as of August 11, 2005 As Amended and Restated as of June 9, 2009 As Further Amended and Restated as of March 11, 2011 As Further Amended as of November 10, 2011 As Further Amended and Restated as of March 2

Amended and Restated Credit Agreement Exhibit 10.1 EXHIBIT A AMENDED AND RESTATED CREDIT AGREEMENT Dated as of August 11, 2005 As Amended and Restated as of June 9, 2009 As Further Amended and Restated as of March 11, 2011 As Further Amended as of November 10, 2011 As Further Amended and Restated as of March 2, 2012 among SUNGARD DATA SYSTEMS INC. as Borrower, SUNGARD HOLDCO LLC, THE LENDERS PARTY

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard® Ca

AMENDED AND RESTATED CREDIT AGREEMENT Dated as of August 11, 2005 As Amended and Restated as of June 9, 2009 As Further Amended and Restated as of March 11, 2011 As Further Amended as of November 10, 2011 As Further Amended and Restated as of March 2

EX-10.1 2 d311326dex101.htm AMENDED AND RESTATED CREDIT AGREEMENT Exhibit 10.1 EXHIBIT A AMENDED AND RESTATED CREDIT AGREEMENT Dated as of August 11, 2005 As Amended and Restated as of June 9, 2009 As Further Amended and Restated as of March 11, 2011 As Further Amended as of November 10, 2011 As Further Amended and Restated as of March 2, 2012 among SUNGARD DATA SYSTEMS INC. as Borrower, SUNGARD H

Regulation FD Disclosure - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard

FILED PURSUANT TO RULE 424(B)(3)

424B3 1 d297291d424b3.htm SUPPLEMENT NO. 10 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 10 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS FEBRUARY 9, 2012 ON FEBRUARY 8, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED FEBRUARY 8, 2

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 9, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® Capital Corp. SunGard®

SunGard Announces Fourth Quarter and Full-Year 2011 Results

EX-99.1 2 d297313dex991.htm PRESS RELEASE Exhibit 99.1 For more information, contact: Henry Miller - financial contact George Thomas - media contact Tel: 484-582-5445 Tel: 484-582-5635 [email protected] [email protected] SunGard Announces Fourth Quarter and Full-Year 2011 Results Wayne, PA – February 9, 2012 – SunGard, one of the world’s leading software and technology services comp

Other Events

8-K 1 d297291d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 8, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 9 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS JANUARY 27, 2012 ON JANUARY 26, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED JANUARY 20,

Supplement No. 9 to Market-Making Prospectus Dated June 16, 2011 FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 9 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS JANUARY 27, 2012 ON JANUARY 26, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED JANUARY 20, 2012 UNITED STATES SECURITIES

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 d290262d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL INFORMATION

Unaudited Pro Forma Consolidated Financial Information Exhibit 99.1 SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL INFORMATION SunGard Higher Education Sale On August 4, 2011, SunGard Data Systems Inc., a Delaware corporation (“SunGard”), and SunGard Higher Education Inc., a Delaware corporation and formerly a wholly owned subsid

FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 8 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS JANUARY 25, 2012 ON JANUARY 24, 2012, SUNGARD DATA SYSTEMS INC. FILED TH

Supplement No. 8 to Market-Making Prospectus Dated June 16, 2011 Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 8 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS JANUARY 25, 2012 ON JANUARY 24, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED FORM 10-Q/A FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30,

SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended September 30, Nine Months Ended September 30, 2010 2011 2010 2011 Fixed charges

Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended September 30, Nine Months Ended September 30, 2010 2011 2010 2011 Fixed charges Interest expense $ 150 $ 120 $ 446 $ 366 Amortization of debt issuance costs and debt d

FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 6 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS JANUARY 25, 2012 ON JANUARY 23, 2012, SUNGARD DATA SYSTEMS INC. FILED TH

424B3 1 d287156d424b3.htm SUPPLEMENT NO. 6 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 6 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS JANUARY 25, 2012 ON JANUARY 23, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED JANUARY 20, 201

FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 7 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS JANUARY 25, 2012 ON JANUARY 24, 2012, SUNGARD DATA SYSTEMS INC. FILED TH

FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 7 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS JANUARY 25, 2012 ON JANUARY 24, 2012, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED CURRENT REPORT ON FORM 8-K DATED JANUARY 22, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q/A

Form 10-Q/A Table of Contents United States Securities and Exchange Commission Washington, D.

SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended September 30, Nine Months Ended September 30, 2010 2011 2010 2011 Fixed charges

Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 SunGard Capital Corp. SunGard Capital Corp. II SunGard Data Systems Inc. Computation of Ratio of Earnings to Fixed Charges (Unaudited) ($ in millions) Three Months Ended September 30, Nine Months Ended September 30, 2010 2011 2010 2011 Fixed charges Interest expense $ 150 $ 120 $ 446 $ 366 Amortization of debt issuance costs and debt d

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

8-K 1 d287151d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): January 22, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

Other Events

8-K 1 d287156d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2012 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d266945d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): DECEMBER 7, 2011 Commission file numbers: SunGard Capital Corp. 000-53653 SunGard Capital Corp. II 000-53654 SunGard Data Systems Inc. 1-12989 SunGard® C

Datatel and SunGard Higher Education Combination Clears Regulatory Review Companies Prepare to Close Transaction in the First Quarter of 2012

Joint Press Release dated December 7, 2011 Exhibit 99.1 For more information contact: SunGard Higher Education Datatel Media Contact - Laura Kvinge Media Contact - Robert Martin Tel: 801-257-4158 Tel: 703-261-2420 e-mail: [email protected] e-mail: [email protected] SunGard Data Systems Hellman & Friedman Media Contact - George Thomas Media Contacts - Mary Beth Grover/Kelly Smith Tel: 484-58

FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC. SUPPLEMENT NO. 5 TO MARKET-MAKING PROSPECTUS DATED JUNE 16, 2011 THE DATE OF THIS SUPPLEMENT IS NOVEMBER 14, 2011 ON NOVEMBER 14, 2011, SUNGARD DATA SYSTEMS INC. FILED

Table of Contents FILED PURSUANT TO RULE 424(B)(3) File Number 333-174529 SUNGARD DATA SYSTEMS INC.

ARTICLE I.

Exhibit 10.1 EXECUTION VERSION THIRD AMENDMENT dated as of November 10, 2011 (this ?Amendment?), to the Restated Credit Agreement dated as of August 11, 2005, as amended and restated as of June 9, 2009, as further amended by the First Refinancing Amendment dated as of January 31, 2011 and the Second Refinancing and Incremental Amendment dated as of March 11, 2011 (as previously amended, the ?Credi

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2011 OR ? Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe