الإحصائيات الأساسية
| LEI | 549300Y5L3V48O754353 |
| CIK | 1208211 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Financials ETF
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 9, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF N-8F/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-8F APPLICATION FOR DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. |
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| July 31, 2018 |
[Rydex Funds Letterhead] July 31, 2018 VIA EDGAR Ms. Megan Miller Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Rydex Series Funds (File No. 811-07584) Rydex Variable Trust (File No. 811-08821) Rydex ETF Trust (File no. 811-21261) (each, a “Trust” and collectively, the “Trusts”) Dear Ms. Miller: Thank you for your telephonic commen |
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| July 20, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF N-8F/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-8F APPLICATION FOR DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. |
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| June 19, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF N-8F SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-8F APPLICATION FOR DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 9, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 29, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 702 King Farm Boulevard, Suite 200, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Amy J. |
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| March 29, 2018 |
CERTIFICATIONS I, Amy J. Lee, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this |
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| March 19, 2018 |
URGENT NOTICE PLEASE HELP US TODAY March 16, 2018 Dear Shareholder, We need your help with regard to your ownership in the Guggenheim Funds. |
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| March 7, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF DEFA14A URGENT NOTICE PLEASE HELP US TODAY March 6, 2018 Dear Shareholder, We need your help. |
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| February 20, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF DEFA14A Document PLEASE VOTE YOUR SHARES TODAY February 16, 2018 Dear Shareholder, The special meeting of shareholders of the Rydex ETF Trust (?Guggenheim Funds?) will be adjourned until Friday, March 16 th to provide shareholders who have not yet cast their important proxy vote with more time to do so. |
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| February 20, 2018 |
Document SHAREHOLDER SERVICES Shareholder Name Address 1 Address 2 Address 3 URGENT NOTICE February 15, 2018 Dear Shareholder: We have been trying to contact you with regard to an important matter pertaining to your investment in Guggenheim Funds . |
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| February 7, 2018 |
etfproxyvoteeml2fafinal3 %%subject%% file:///wanlink/...20eBusiness/6.0%20Email%20Management/Email%20Templates/ETF/ETF-proxy%20vote%20update-201802xx-FA-2.html[2/2/2018 9:56:38 AM] Important Information on Guggenheim ETF Proxy. Proxy FAQs. Learn More. For financial professional use only. Do not distribute to the public. Important Request from Guggenheim We recently mailed proxy materials to Guggen |
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| February 1, 2018 |
Document SHAREHOLDER SERVICES January 31, 2018 Shareholder Name Address 1 Address 2 Address 3 IMPORTANT NOTICE Re: RYDEX ETF TRUST, CLAYMORE EXCHANGE-TRADED FUND TRUST and CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (?Guggenheim Funds?) Dear Shareholder: Recently Guggenheim Investments announced a very important initiative regarding an agreement by Guggenheim Capital LLC to sell its exchange-traded funds business to Invesco Ltd. |
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| February 1, 2018 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF DEFA14A Document RYDEX ETF TRUST (?Guggenheim Funds?) February 2, 2018 Dear Valued Shareholder, We need your help . |
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| January 19, 2018 |
Proxy Voting Instructions Snippet Proxy Voting Instructions Snippet To facilitate the transition of Guggenheim ETFs to Invesco PowerShares, a fund shareholder vote is needed. |
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| January 19, 2018 |
1??? ? ? ? ? ? ?? ??? ? ? ? ? ? Guggenheim ETF Sale and Proxy FAQs On September 28, 2017, Guggenheim Capital, LLC entered into an agreement to sell its exchange traded funds business to Invesco Ltd. |
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| January 11, 2018 |
Guggenheim Exchange-Traded Funds Level I Machine Script Guggenheim Exchange-Traded Funds Level I Machine Script Hello. I am calling on behalf of your investment with the Guggenheim Exchange-Traded Funds. The Special Meeting of Shareholders is scheduled to take place on February 16, 2018. All shareholders are being asked to consider and vote on important matters. As of today your vote has not been registered. Please contact us as soon as possible at 1-8 |
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| January 10, 2018 |
PDBC / PowerShares Exchange-Traded Fund Trust II 425 (Prospectus) 425 Filing by PowerShares Exchange-Traded Fund Trust II pursuant to Rule 425 under the Securities Act of 1933. |
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| January 10, 2018 |
PDBC / PowerShares Exchange-Traded Fund Trust II 425 (Prospectus) 425 Filing by PowerShares Exchange-Traded Fund Trust II pursuant to Rule 425 under the Securities Act of 1933. Subject Companies: Claymore Exchange-Traded Fund Trust Claymore Exchange-Traded Fund Trust 2 Rydex ETF Trust 333-221698 |
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| January 10, 2018 |
Filing by PowerShares Exchange-Traded Self-Indexed Fund Trust pursuant to Rule 425 under the Securities Act of 1933. Subject Companies: Claymore Exchange-Traded Fund Trust Claymore Exchange-Traded Fund Trust 2 Rydex ETF Trust 333-221702 |
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| January 10, 2018 |
Filing by PowerShares Exchange-Traded Self-Indexed Fund Trust pursuant to Rule 425 under the Securities Act of 1933. |
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| January 10, 2018 |
Guggenheim Exchange-Traded Funds Level I Script (CONFIRM RECEIPT OF PROXY MATERIAL) Good (morning, afternoon, evening), my name is (AGENT?S FULL NAME). |
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| January 10, 2018 |
Filing by PowerShares Exchange-Traded Fund Trust pursuant to Rule 425 under the Securities Act of 1933. |
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| January 10, 2018 |
Filing by PowerShares Exchange-Traded Fund Trust pursuant to Rule 425 under the Securities Act of 1933. Subject Companies: Claymore Exchange-Traded Fund Trust Rydex ETF Trust 333-221696 |
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| December 29, 2017 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Rydex ETF Trust In planning and performing our audits of the financial statements of each of the funds of the Rydex ETF Trust, listed in Exhibit A attached hereto (the ?Trust?), as of and for the periods ended October 31, 2017, in accordance with the standards of the Public Company Accounting Overs |
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| December 29, 2017 |
Sub-Item 77C: Matters submitted to a vote of security holders Sub-Item 77C: Matters submitted to a vote of security holders (a) Special Meeting of Shareholders to be held on February 16, 2018. |
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| September 29, 2017 |
EX-99.CERT 2 fp0027561ex99cert.htm CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| September 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Amy J. |
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| June 19, 2017 |
Guggenheim S&P 500 Equal Weight Industrials ETF 8-A12B Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust - (Exact name of registrant as specified in its charter) Delaware - (State of incorporation or organization) See Below - (IRS Employer Identification No.) c/o Guggenheim In |
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| June 16, 2017 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF CORRESP Laura E. Flores Partner +1.202.373.6101 [email protected] VIA EDGAR June 16, 2017 Mr. John Grzeskiewicz U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street NE Washington, DC 20549 Re: Rydex ETF Trust – Post Effective No. 45 (File Nos. 333-101625 and 811-21261) Dear Mr. Grzeskiewicz: This letter responds to comments conveyed to |
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| March 31, 2017 |
N-Q 1 fp0024465nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) |
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| March 31, 2017 |
EX-99.CERT 2 fp0024465ex99cert.htm CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| March 10, 2017 |
Laura E. Flores Partner +1.202.373.6101 [email protected] VIA EDGAR March 10, 2017 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Rydex ETF Trust (File Nos. 333-101625 and 811-21261) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, Rydex ETF Trust (the ?Trust?), we are filing, pursuant to Rule 485(a) under the Securitie |
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| December 28, 2016 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Rydex ETF Trust: In planning and performing our audits of the financial statements of Rydex ETF Trust (the ?Trust?) as of and for the year ended October 31, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Trust?s internal co |
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| September 28, 2016 |
EX-99.CERT 2 fp0020778ex99cert.htm CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| September 28, 2016 |
Guggenheim S&P 500 Equal Weight Industrials ETF (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Amy J. |
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| June 29, 2016 |
Guggenheim S&P 500 Equal Weight Industrials ETF 8-A12B Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust - (Exact name of registrant as specified in its charter) Delaware - (State of incorporation or organization) See Below - (IRS Employer Identification No.) c/o Guggenheim In |
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| March 24, 2016 |
EX-99.CERT 2 fp0017965ex99cert.htm CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| March 24, 2016 |
Guggenheim S&P 500 Equal Weight Industrials ETF (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Amy J. |
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| February 16, 2016 |
Guggenheim S&P 500 Equal Weight Industrials ETF ESP CORRESP Laura E. Flores Partner +1.202.373.6101 [email protected] VIA EDGAR February 16, 2016 Asen Parachkevov Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Rydex ETF Trust; File Nos. 333-101625 and 811-21261 Dear Mr. Parachkevov: This letter responds to comments received on February 2, 2016, with respect to the r |
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| February 2, 2016 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 16, 2016, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240. |
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| January 15, 2016 |
Guggenheim S&P 500 Equal Weight Industrials ETF 425 (Prospectus) 425 Key Considerations & FAQs Transition of Guggenheim ETFs to S&P Dow Jones Indices Exchange Traded Funds On January 27, 2016, Guggenheim is changing the underlying index of three ETFs from Russell indices to S&P Dow Jones Indices. |
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| December 18, 2015 |
Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com Laura E. Flores Partner +1.202.373.6101 [email protected] December 18, 2015 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Rydex ETF Trust (File Nos. 333-101625 and 811-21261) Filing Pursuant to Rule 485(a) Ladies a |
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| December 17, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF R a2006504141rydexetftrust Rydex ETF Trust Guggenheim Russell 1000? Equal Weight ETF 805 King Farm Boulevard, Suite 600 Rockville, MD 20850 December [[ ],]23, 2015 Dear Shareholder: Enclosed is important information concerning your investment in the Guggenheim Russell 1000? Equal Weight ETF, a series of Rydex ETF Trust (the ?Trust?). |
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| December 17, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF ESP CORRESP Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com Laura E. Flores Partner +1.202.373.6101 [email protected] VIA EDGAR December 17, 2015 Asen Parachkevov Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Rydex ETF Trust; File Nos. 33 |
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| December 17, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF ESP CORRESP Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com Laura E. Flores Partner +1.202.373.6101 [email protected] VIA EDGAR December 17, 2015 Asen Parachkevov Lauren Hamilton Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Rydex ETF Tru |
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| November 19, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF N-14 N-14 Securities Act File No. 333- As filed with the Securities and Exchange Commission on November 19, 2015 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. o Post-Effective Amendment No. o RYDEX ETF TRUST (Exact Name of Registrant as Specified in Charter) c/o Guggenheim Investments 805 Ki |
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| November 19, 2015 |
Consent of Independent Registered Public Accounting Firm EX-99.14 3 ret111915n-14exhibit14.htm EXHIBIT 99.14 Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Independent Public Accounting Firm” in the Combined Information Statement And Prospectus for Guggenheim Russell 1000® Equal Weight ETF and Guggenheim S&P 500® Equal Weight ETF (series of Rydex ETF Trust) included in this Registratio |
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| November 19, 2015 |
RYDEX ETF TRUST Secretary’s Certificate November 19, 2015 EX-99.16B 4 ret111915n-14exhibit16b.htm EXHIBIT 99.16B RYDEX ETF TRUST Secretary’s Certificate November 19, 2015 I, Amy J. Lee, Secretary of Rydex ETF Trust (the “Trust”), a Delaware statutory trust, hereby certify that the following resolutions: (i) were adopted by the Trust’s Board of Trustees at a meeting held on November 11, 2015; (ii) have not been further amended, modified or rescinded; and |
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| November 19, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF R COVER 9 filename9.htm Morgan, Lewis & Bockius llp 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com Laura E. Flores Partner +1.202.373.6101 [email protected] November 19, 2015 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Rydex ETF Trust (File No. 333- ) Registration Statement on Form N-14 L |
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| November 19, 2015 |
EX-99.11 2 ret111915n-14exhibit11.htm EXHIBIT 99.11 Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, DC 20006-1806 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com November 19, 2015 Rydex ETF Trust 805 King Farm Boulevard Suite 600 Rockville, MD 20850 Ladies and Gentlemen: We have acted as counsel to Rydex ETF Trust, a Delaware statutory trust (the “Trust”), in its individual |
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| November 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) RYDEX ETF TRUST (Name of issuer) Guggenheim S&P 500 Pure Value ETF (Title of class of securities) 78355W304 (CUSIP number) September 30, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| September 24, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Amy J. |
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| September 24, 2015 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| September 18, 2015 |
[GUGGENHEIM INVESTMENTS LETTERHEAD] [GUGGENHEIM INVESTMENTS LETTERHEAD] September 18, 2015 VIA EDGAR Ms. Lauren Hamilton Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Claymore Exchange-Traded Fund Trust (File No. 811-21906) Claymore Exchange-Traded Fund Trust 2 (File No. 811-21910) Rydex Dynamic Funds (File No. 811-09525) Rydex Series Funds (File No. 811-07584) Rydex |
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| August 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Guggenheim S&P 500 Pure Value ETF (Name of issuer) Exchange Traded Fund (Title of class of securities) 78355W304 (CUSIP number) June 30, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| August 5, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF ESP RET 8.5.15 Correspondence Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, District of Columbia 20006-1806 TEL. 202.373.6000 FAX: 202.373.6001 www.morganlewis.com W. John McGuire Partner +1.202.373.6799 [email protected] VIA EDGAR August 5, 2015 Derek Newman Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Ryde |
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| August 5, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF 8-A12B RET 8.5.15 Equal Weight RE 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust - (Exact name of registrant as specified in its charter) Delaware - (State of incorporation or organization) See Below - (IRS Employer Identification |
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| May 22, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF R COVER 5 filename5.htm Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com W. John McGuire Partner +1.202.373.6799 [email protected] May 22, 2015 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Rydex ETF Trust (File Nos. 333-101625 and 811-21261) Filing Pursuant to Rule 4 |
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| May 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Guggenheim S&P 500 Pure Value ETF (Name of issuer) Exchange Traded Fund (Title of class of securities) 78355W304 (CUSIP number) April 10, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| March 30, 2015 |
Guggenheim S&P 500 Equal Weight Industrials ETF (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Donald C. |
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| March 30, 2015 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| March 4, 2015 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF CORRESP - - Morgan, Lewis & Bockius LLP 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com Laura E. Flores Partner +1.202.373.6101 [email protected] VIA EDGAR March 4, 2015 Derek Newman Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Rydex ETF Trust; File Nos. 333-101625 and 811 |
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| December 23, 2014 |
RYH / Guggenheim S&P 500 Equal Weight Healthcare ETF COVER - - Morgan, Lewis & Bockius llp 2020 K Street, NW Washington, DC 20006 Tel. +1.202.373.6000 Fax: +1.202.373.6001 www.morganlewis.com December 23, 2014 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Rydex ETF Trust (File Nos. 333-101625 and 811-21261) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of Rydex ETF Trust (the “Trust”), we are fili |
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| September 29, 2014 |
CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| September 29, 2014 |
N-Q 1 v388838nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive office |
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| March 28, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 v371297nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive office |
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| March 28, 2014 |
EX-99.CERT 2 v371297ex99-cert.htm CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| February 13, 2014 |
REA / Rydex ETF Trust / STIFEL NICOLAUS & CO INC \MO\ Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Rydex Trust - Guggenheim S&P MidCap 400 Equal Weight ETF (Name of Issuer) Guggenheim S&P MidCap 400 Equal Weight ETF (Title of Class of Securities) 78355W510 (CUSIP Number) February 12, 2014 (Date of Event which Requires Filing of this Statement) Check t |
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| September 25, 2013 |
EX-99.CERT 2 v355154ex99-cert.htm EXHIBIT 99.CERT CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| September 25, 2013 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Donald C. |
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| March 27, 2013 |
Quarterly Schedule of Portfolio Holdings - RYDEX ETF TRUST Rydex ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Donald C. |
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| March 27, 2013 |
EX-99.CERT 2 d481069dex99cert.htm SECTION 302 CERTIFICATIONS CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| February 27, 2013 |
1900 K Street, N.W. Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com February 27, 2013 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Rydex ETF Trust (File Nos. 333-101625 and 811-21261) Ladies and Gentlemen: On behalf of Rydex ETF Trust (the “Trust”), attached for filing via the EDGAR system pursuant to Rule 485(b) u |
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| February 27, 2013 |
9401 INDIAN CREEK PARKWAY 40 CORPORATE WOODS SUITE 850 OVERLAND PARK, KANSAS 66210 800 820 0888 OFFICE GUGGENHEIMINVESTMENTS. |
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| February 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Rydex Trust - Guggenheim S&P MidCap 400 Equal Weight ETF (Name of Issuer) Guggenheim S&P MidCap 400 Equal Weight ETF (Title of Class of Securities) 78355W510 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check t |
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| December 28, 2012 |
Cover 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com December 28, 2012 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Rydex ETF Trust (File Nos. 333-101625 and 811-21261) Ladies and Gentlemen: On behalf of Rydex ETF Trust (the “Trust”), attached for filing via the EDGAR system pursuant to Rule 48 |
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| December 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Rydex ETF Trust (Name of Issuer) (Title of Class of Securities) 78355W510 (CUSIP Number) December 10, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X |
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| September 27, 2012 |
Certifications CERTIFICATIONS I, Donald C. Cacciapaglia, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| September 27, 2012 |
Quarterly Schedule of Portfolio Holdings - RYDEX ETF TRUST Rydex ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Donald C. |
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| September 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W841 (CUSIP Number) Septemb |
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| September 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1)* Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W841 (CUSIP Number) Septemb |
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| March 28, 2012 |
Quarterly Schedule of Portfolio Holdings - RYDEX ETF TRUST Rydex ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip |
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| March 28, 2012 |
Certifications CERTIFICATIONS I, Richard Goldman, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the pe |
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| January 5, 2012 |
DEFA14A RYDEX|SGI FUNDS 805 King Farm Boulevard, Suite 600 Rockville, Maryland 20850 January 5, 2012 URGENT: PLEASE HELP TODAY Dear Valued Shareholder, Once again, we have adjourned the 2011 Special Joint Meeting of Shareholders for your fund(s) to allow more time for proxy votes to be submitted. |
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| December 14, 2011 |
RYDEX | SGI FUNDS 805 King Farm Boulevard, Suite 600 Rockville, Maryland 20850 RYDEX | SGI FUNDS 805 King Farm Boulevard, Suite 600 Rockville, Maryland 20850 December 15, 2011 URGENT: WE NEED YOUR HELP Dear Shareholder, We need your help. |
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| November 22, 2011 |
RYDEX | SGI FUNDS 805 King Farm Boulevard, Suite 600 Rockville, Maryland 20850 RYDEX | SGI FUNDS 805 King Farm Boulevard, Suite 600 Rockville, Maryland 20850 November 22, 2011 IMPORTANT NOTICE REGARDING YOUR INVESTMENT Dear Shareholder: As of October 13, 2011, you owned shares of the Rydex | SGI Funds. |
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| September 28, 2011 |
EX-99.CERT 2 b88230a1exv99wcert.htm CERTIFICATIONS CERTIFICATIONS I, Richard Goldman, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| September 28, 2011 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Richar |
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| July 22, 2011 |
corresp Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| July 22, 2011 |
8-A12B 1 w83711e8va12b.htm FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (IRS Employer Identification N |
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| May 9, 2011 |
cover Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| March 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 805 King Farm Boulevard, Suite 600, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Richard Go |
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| March 31, 2011 |
/s/ Richard Goldman Richard Goldman, President EX-99.CERT 2 b85592a1exv99wcert.htm CERTIFICATIONS CERTIFICATIONS I, Richard Goldman, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| March 29, 2011 |
corresp Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
|
| September 21, 2010 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive offices) (Zi |
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| September 21, 2010 |
EX-99.CERT 2 b82672a1exv99wcert.htm CERTIFICATIONS CERTIFICATIONS I, Richard Goldman, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| July 6, 2010 |
[RYDEX | SGI LOGO] July 1, 2010 Dear Shareholder, I am writing to you today regarding our proxy vote. |
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| May 28, 2010 |
PLEASE RESPOND - YOUR IMMEDIATE ACTION IS NEEDED [RYDEX | SGI LOGO] May 26, 2010 PLEASE RESPOND - YOUR IMMEDIATE ACTION IS NEEDED Dear Rydex | SGI Fund Shareholder, We know your time is precious, but we would ask that you take a moment to read this important notice. |
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| April 28, 2010 |
[Rydex | SGI Logo] Rydex | SGI Special Joint Meeting of Shareholders April 26, 2010 Dear Shareholder: As of February 24, 2010, you owned shares of the Rydex | SGI Funds. |
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| March 30, 2010 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Richard Go |
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| March 30, 2010 |
By: /s/ Richard Goldman Richard Goldman President EX-99.CERT 2 b80134a1exv99wcert.htm CERTIFICATIONS CERTIFICATIONS I, Richard Goldman, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| January 29, 2010 |
SC 13G/A 1 wfrydexetftr-78355w825.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) RYDEX ETF TRUST (Name of Issuer) MATERIALS ETF (Title of Class of Securities) 78355W825 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) RYDEX ETF TRUST (Name of Issuer) TECHNOLOGY ETF (Title of Class of Securities) 78355W817 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| January 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) RYDEX ETF TRUST (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| December 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) RYDEX ETF TRUST (Name of Issuer) MATERIALS ETF (Title of Class of Securities) 78355W825 (CUSIP Number) November 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| December 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) RYDEX ETF TRUST (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 (CUSIP Number) November 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| December 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) ENERGY ETF (Title of Class of Securities) 78355W866 (CUSIP Number) November 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| December 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) RYDEX ETF TRUST (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 (CUSIP Number) October 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
|
| November 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RYDEX ETF TRUST (Name of Issuer) ENERGY ETF (Title of Class of Securities) 78355W866 (CUSIP Number) October 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| October 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) RYDEX ETF TRUST (Name of Issuer) TECHNOLOGY ETF (Title of Class of Securities) 78355W817 (CUSIP Number) September 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
|
| October 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) RYDEX ETF TRUST (Name of Issuer) INV 2X SST ETF (Title of Class of Securities) 78355W635 (CUSIP Number) September 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
|
| September 17, 2009 |
EX-99.CERT 2 b77232a1exv99wcert.htm CERTIFICATIONS CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
|
| September 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Carl Verboncoe |
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| September 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) RYDEX ETF TRUST (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 (CUSIP Number) August 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
|
| September 10, 2009 |
SC 13G/A 1 wfrydexetftr-78355w817.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) RYDEX ETF TRUST (Name of Issuer) TECHNOLOGY ETF (Title of Class of Securities) 78355W817 (CUSIP Number) August 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| August 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) RYDEX ETF TRUST (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 (CUSIP Number) July 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
|
| August 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) INV 2X SST ETF (Title of Class of Securities) 78355W635 (CUSIP Number) July 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
|
| August 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) RYDEX ETF TRUST (Name of Issuer) MATERIALS ETF (Title of Class of Securities) 78355W825 (CUSIP Number) July 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| July 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) TECHNOLOGY ETF (Title of Class of Securities) 78355W817 (CUSIP Number) June 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
|
| July 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) 2X S&P SSH ETF (Title of Class of Securities) 78355W627 (CUSIP Number) June 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| July 9, 2009 |
SC 13G/A 1 wfrydexetftr-78355w825.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) MATERIALS ETF (Title of Class of Securities) 78355W825 (CUSIP Number) June 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| June 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) S&P500 PUR GRW (Title of Class of Securities) 78355W403 (CUSIP Number) May 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| June 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RYDEX ETF TRUST (Name of Issuer) MATERIALS ETF (Title of Class of Securities) 78355W825 (CUSIP Number) May 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| June 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RYDEX ETF TRUST (Name of Issuer) INV 2X SST ETF (Title of Class of Securities) 78355W635 (CUSIP Number) May 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| June 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RYDEX ETF TRUST (Name of Issuer) TECHNOLOGY ETF (Title of Class of Securities) 78355W817 (CUSIP Number) May 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| June 10, 2009 |
SC 13G/A 1 wfrydexetftr-78355w601.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) RYDEX ETF TRUST (Name of Issuer) S&PMC400 PURGR (Title of Class of Securities) 78355W601 (CUSIP Number) May 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| May 11, 2009 |
SC 13G/A 1 wfrydexetftr-78355w841.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) RYDEX ETF TRUST (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 (CUSIP Number) April 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| April 9, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RYDEX ETF TRUST (Name of Issuer) S&PMC400 PURGR (Title of Class of Securities) 78355W601 (CUSIP Number) March 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| April 9, 2009 |
SC 13G 1 wfc78355w403.htm RYDEX ETF TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) RYDEX ETF TRUST (Name of Issuer) S&P500 PUR GRW (Title of Class of Securities) 78355W403 (CUSIP Number) March 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| March 24, 2009 |
EX-99.CERT Section 302 Certifications CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered b |
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| March 24, 2009 |
Rydex ETF Trust Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive |
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| February 10, 2009 |
SC 13G/A 1 rydexetfw841wfc1.htm WELLS FARGO & COMPANY OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) Rydex ETF Trust (Name of Issuer) HEALTH CARE (Title of Class of Securities) 78355W841 |
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| January 23, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| January 12, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. |
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| November 10, 2008 |
SC 13G 1 a3078355w809.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(1.)* Rydex S&P Smallcap 600 Pure Growth ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W809 (CUSIP Number) 10/31/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| October 27, 2008 |
8-A12B 1 a08-2500018a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Rydex ETF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (IRS Employer Identification N |
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| October 27, 2008 |
25 1 a08-25179125.htm 25 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE OMB Number: 3235-0080 COMMISSION Expires: February 28, 2009 Washington, D.C. 20549 Estimated average burden hours per response...............1.00 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31671 Rydex ETF Trust, Ame |
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| October 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(.)* Rydex S&P Smallcap 600 Pure Growth ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W809 (CUSIP Number) 9/30/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| October 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(3.)* Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W841 (CUSIP Number) 9/30/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| September 19, 2008 |
exv99wcert CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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| September 19, 2008 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Carl Verbo |
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| August 11, 2008 |
SC 13G 1 a1978355w841.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(2.)* Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) (Title of Class of Securities) 78355W841 (CUSIP Number) 7/31/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| May 12, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(1.)* Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) (Title of Class of Securities) 78355W841 (CUSIP Number) 4/30/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| April 10, 2008 |
SC 13G 1 a24rydex.htm 03312008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(.)* Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) (Title of Class of Securities) 78355W841 (CUSIP Number) 3/31/2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 19, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Rydex S&P Equal Weight Healthcare ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W841 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| November 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(1.)* Rydex ETF Trust S & P Equity Weight Material (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W825 (CUSIP Number) 10/31/2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| May 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(.)* Rydex ETF Trust S & P Equity Weight Material (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W825 (CUSIP Number) 4/30/07 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| July 10, 2006 |
SC 13G 1 ry.htm 06/30/06 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Rydex S&P Equal Weight ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W106 (CUSIP Number) 6/30/06 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| February 13, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Rydex S&P Equal Weight ETF (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78355W106 (CUSIP Number) 12/31/2005 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| March 29, 2005 |
Exhibit 99.Cert CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| March 29, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Carl Verbonc |
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| September 29, 2004 |
EX-99.CERT 2 a04-109051ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATIONS I, Carl Verboncoeur, certify that: 1. I have reviewed this report on Form N-Q of Rydex ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| September 29, 2004 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21261 Rydex ETF Trust (Exact name of registrant as specified in charter) 9601 Blackwell Road, Suite 500, Rockville, Maryland 20850 (Address of principal executive offices) (Zip code) Carl Verboncoe |
