الإحصائيات الأساسية
| CIK | 1384032 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap 600 Revenue ETF
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| May 4, 2020 |
OMB APPROVAL OMB Number:3235-0157 Expires: August 31, 2019 Estimated average burden hours per response. |
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| May 24, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 24, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 24, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 24, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 24, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 24, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 24, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 24, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 23, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 23, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 23, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - NPORT-EX 1 OppenheimerETFTrust.htm Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99.7% Automobiles & Components—2.8% Aptiv PLC 14,305 $ 1,137,105 BorgWarner, Inc. 22,403 860,499 Ford Motor Co. 1,548,921 13,599,526 General Motors Co. 315,002 11,686,574 Harley-Davidson, Inc.1 12,304 438,761 Total Automobiles & Components 27,722,465 Banks— |
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| May 23, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 23, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 23, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 23, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - NPORT-EX 1 OppenheimerETFTrust.htm Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99.7% Automobiles & Components—2.8% Aptiv PLC 14,305 $ 1,137,105 BorgWarner, Inc. 22,403 860,499 Ford Motor Co. 1,548,921 13,599,526 General Motors Co. 315,002 11,686,574 Harley-Davidson, Inc.1 12,304 438,761 Total Automobiles & Components 27,722,465 Banks— |
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| May 23, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - NPORT-EX 1 OppenheimerETFTrust.htm Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99.7% Automobiles & Components—2.8% Aptiv PLC 14,305 $ 1,137,105 BorgWarner, Inc. 22,403 860,499 Ford Motor Co. 1,548,921 13,599,526 General Motors Co. 315,002 11,686,574 Harley-Davidson, Inc.1 12,304 438,761 Total Automobiles & Components 27,722,465 Banks— |
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| May 23, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99. |
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| May 23, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - NPORT-EX 1 OppenheimerETFTrust.htm Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99.7% Automobiles & Components—2.8% Aptiv PLC 14,305 $ 1,137,105 BorgWarner, Inc. 22,403 860,499 Ford Motor Co. 1,548,921 13,599,526 General Motors Co. 315,002 11,686,574 Harley-Davidson, Inc.1 12,304 438,761 Total Automobiles & Components 27,722,465 Banks— |
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| May 23, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - NPORT-EX 1 OppenheimerETFTrust.htm Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99.7% Automobiles & Components—2.8% Aptiv PLC 14,305 $ 1,137,105 BorgWarner, Inc. 22,403 860,499 Ford Motor Co. 1,548,921 13,599,526 General Motors Co. 315,002 11,686,574 Harley-Davidson, Inc.1 12,304 438,761 Total Automobiles & Components 27,722,465 Banks— |
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| May 23, 2019 |
RWJ / RevenueShares ETF NPORT-EX - - NPORT-EX 1 OppenheimerETFTrust.htm Schedule of Investments March 31, 2019 Unaudited Oppenheimer S&P 500 Revenue ETF Shares Value COMMON STOCKS—99.7% Automobiles & Components—2.8% Aptiv PLC 14,305 $ 1,137,105 BorgWarner, Inc. 22,403 860,499 Ford Motor Co. 1,548,921 13,599,526 General Motors Co. 315,002 11,686,574 Harley-Davidson, Inc.1 12,304 438,761 Total Automobiles & Components 27,722,465 Banks— |
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| April 18, 2019 |
RWJ / RevenueShares ETF DEFA14A DEFA14A 1 d734438ddefa14a.htm DEFA14A NOTICE OF MEETING ADJOURMENT OPPENHEIMER EXCHANGE TRADED FUNDS 6803 South Tucson Way, Centennial, Colorado 80112 April 15, 2019 To our shareholders: The Special Meeting of Shareholders originally scheduled to occur on April 12, 2019 was adjourned to May 9, 2019 due to insufficient responses from shareholders. The Special Meeting of Shareholders will be reconve |
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| March 20, 2019 |
IMPORTANT NOTICE YOUR RESPONSE IS NEEDED March 20, 2019 To our shareholders: The Board of Trustees of your Oppenheimer Fund(s) is requesting that shareholders voice their opinion on the matter to be voted on at the next Special Meeting of Shareholders scheduled for April 12, 2019. |
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| March 14, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Oppenheimer ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 22, 2019 |
Oppenheimer Rochester Minnesota Municipal Fund DEF 14A DEF 14A 1 def14a.htm February 21, 2019 OppenheimerFunds to Join Invesco Pending Regulatory Approvals OppenheimerFunds Proxies to Begin Mailing “The joining of Invesco and OppenheimerFunds will offer clients best-in-class solutions and draw on the trusted, consultative approach that has characterized both of our companies,” said John McDonough, Head of Distribution and Marketing at OppenheimerFunds |
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| November 26, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 e3003ex99cert.htm CERTIFICATION Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nec |
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| November 26, 2018 |
RWJ / RevenueShares ETF FORM N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 e3003nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 Oppenheimer ETF Trust (Exact name of registrant as specified in charter) 6803 South Tucson Way, Centennial, Colorado 80112-3924 (Address of principal executive of |
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| July 27, 2018 |
RWJ / RevenueShares ETF 8-A12B 8-A12B 1 form8a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Oppenheimer ETF Trust - (Exact name of registrant as specified in its charter) State of Delaware - (State of incorporation or organization) 6803 South Tucson Way, Centennial, |
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| May 30, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| May 30, 2018 |
RWJ / RevenueShares ETF FORM N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 e78951nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 Oppenheimer ETF Trust (Exact name of registrant as specified in charter) 6803 South Tucson Way, Centennial, Colorado 80112-3924 (Address of principal executive o |
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| November 15, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| November 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 Oppenheimer ETF Trust (Exact name of registrant as specified in charter) 6803 South Tucson Way, Centennial, Colorado 80112-3924 (Address of principal executive offices) (Zip code) Cynthia L |
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| October 26, 2017 |
OFI Global Asset Management, Inc. 225 Liberty Street New York, New York 10281-1008 CORRESP 17 filename17.htm OFI Global Asset Management, Inc. 225 Liberty Street New York, New York 10281-1008 October 26, 2017 Via Electronic Transmission Mr. Mark Cowan Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street NE Washington DC 20549 Re: Registration Statement on Form N-1A for Oppenheimer ETF Trust (SEC File 811- |
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| October 19, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Oppenheimer Revenue Weighted ETF Trust - (Exact name of registrant as specified in its charter) State of Delaware - (State of incorporation or organization) 6803 South Tucson Way, Centennial, Col |
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| October 18, 2017 |
OFI Global Asset Management, Inc. 225 Liberty Street New York, New York 10281-1008 OFI Global Asset Management, Inc. 225 Liberty Street New York, New York 10281-1008 October 18, 2017 Via Electronic Transmission Mr. Mark Cowan Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street NE Washington DC 20549 Re: Registration Statement on Form N-1A for Oppenheimer Revenue Weighted ETF Trust (SEC File 811-21993) De |
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| October 18, 2017 |
OFI Global Asset Management, Inc. 225 Liberty Street New York, New York 10281-1008 OFI Global Asset Management, Inc. 225 Liberty Street New York, New York 10281-1008 October 18, 2017 Via Electronic Transmission Mr. Mark Cowan Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street NE Washington DC 20549 Re: Registration Statement on Form N-1A for Oppenheimer Revenue Weighted ETF Trust (SEC File 811-21993) De |
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| August 25, 2017 |
VTL Associates, LLC 225 Liberty Street New York, New York, 10281-1008 VTL Associates, LLC 225 Liberty Street New York, New York, 10281-1008 August 25, 2017 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| July 20, 2017 |
July 20, 2017 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| June 28, 2017 |
June 28, 2017 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| May 24, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 e74127ex99cert.htm CERTIFICATION Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer Revenue Weighted ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a |
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| May 24, 2017 |
N-Q 1 e74127nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 Oppenheimer Revenue Weighted ETF Trust (Exact name of registrant as specified in charter) 6803 South Tucson Way, Centennial, Colorado 80112-3924 (Address of prin |
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| April 6, 2017 |
8-A12B 1 revwtetf8-a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Oppenheimer Revenue Weighted ETF Trust - (Exact name of registrant as specified in its charter) State of Delaware - (State of incorporation or organization) 6803 South |
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| April 6, 2017 |
Via Electronic Transmission Ms. Valerie Lithotomos U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Registration Statement on Form N-1A for Oppenheimer Revenue Weighted ETF Trust (SEC File 811-21993) Dear Ms. Lithotomos: Below please find a response to your comments received on February 1, 2017 to Post-Effective Amendment No. 38 to |
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| April 6, 2017 |
April 6, 2017 BY EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| March 17, 2017 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 28, 2017, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d |
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| March 17, 2017 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 28, 2017, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 15, 2017 |
SC 13G/A 1 rdiva321517.htm STIFEL, NICOLAUS & COMPANY, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* RevenueShares (Name of Issuer) RevenueShares ETF Trust (Title of Class of Securities) 761396886 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the |
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| December 27, 2016 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 9, 2017, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12 |
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| December 22, 2016 |
December 22, 2016 BY EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| November 28, 2016 |
RevenueShares ETF FORM N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 e71865nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 Oppenheimer Revenue Weighted ETF Trust (Exact name of registrant as specified in charter) 6803 South Tucson Way, Centennial, Colorado 80112-3924 (Address of prin |
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| November 28, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 e71865ex-99cert.htm CERTIFICATION EX-99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer Revenue Weighted ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mat |
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| October 21, 2016 |
8-A12B 1 revwtdtetf8a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Oppenheimer Revenue Weighted ETF Trust - (Exact name of registrant as specified in its charter) State of Delaware - (State of incorporation or organization) See Below - |
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| October 21, 2016 |
OFI Global Asset Management, Inc. 225 Liberty Street, 11th Floor New York, New York 10281-1008 OFI Global Asset Management, Inc. 225 Liberty Street, 11th Floor New York, New York 10281-1008 October 21, 2016 Via Electronic Transmission Ms. Valerie Lithotomos U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Registration Statement on Form N-1A for Oppenheimer Revenue Weighted ETF Trust (SEC File 811-21993) Dear Ms. Lithotomos: |
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| October 21, 2016 |
OFI Global Asset Management, Inc. 225 Liberty Street New York, New York 10281-1008 OFI Global Asset Management, Inc. 225 Liberty Street New York, New York 10281-1008 October 21, 2016 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Oppenheimer Revenue Weighted ETF Trust Post-Effective Amendment No. 34 under the Securities Act and Amendment No. 36 under the Investment Company Act File Nos. 333-139501; 811-21993 To the Securities and Exchange |
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| July 25, 2016 |
AW 1 corresp.htm VTL Associates, LLC One Commerce Square 2005 Market Street Suite 2020 Philadelphia, PA 19103 July 25, 2016 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Oppenheimer Revenue Weighted ETF Trust Post-Effective Amendment No. 30 under the Securities Act and Amendment No. 32 under the Investment Company Act File Nos. 333-139501; 811-21993 To the |
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| July 25, 2016 | ||
| May 24, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 e00298ex99cert.htm CERTIFICATION Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer Revenue Weighted ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a |
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| May 24, 2016 |
RevenueShares ETF QUARTERLY REPORT (Quarterly Schedule of Portfolio Holdings) N-Q 1 e00298nq.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 Oppenheimer Revenue Weighted ETF Trust (Exact name of registrant as specified in charter) 6803 South Tucson Way, Centennial, Colorado 80112-3924 (Address |
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| March 31, 2016 |
OFI Global Asset Management, Inc. 225 Liberty Street, 11th Floor New York, New York 10281-1008 March 31, 2016 Via Electronic Transmission Ms. Lauren Hamilton U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Sarbanes-Oxley Review of Oppenheimer Revenue Weighted ETF Trust Dear Ms. Hamilton: We have reviewed your comments, received on |
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| March 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 OPPENHEIMER REV WEIGHTED ETF (Name of Issuer) ULTRA DIVID REV (Title of Class of Securities) 68386C401 (CUSIP Number) February 23, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| December 18, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12 (b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OPPENHEIMER REVENUE WEIGHTED ETF TRUST (Exact name of registrant as specified in its Trust Instrument) Delaware See Next Page (State of incorporation or organization) (I.R.S. Em |
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| December 18, 2015 |
8-A12B/A 1 oppglobal8a12ba12182015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12 (b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OPPENHEIMER REVENUE WEIGHTED ETF TRUST (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorp |
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| December 18, 2015 |
8-A12B/A 1 oppenetf8a12182015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12 (b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OPPENHEIMER REVENUE WEIGHTED ETF TRUST (Exact name of registrant as specified in its Trust Instrument) Delaware See Next Page (State of incorpo |
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| December 18, 2015 |
oppglobal8a12ba12182015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12 (b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OPPENHEIMER REVENUE WEIGHTED ETF TRUST (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or |
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| December 18, 2015 |
8-A12B/A 1 oppultra8a12ba12182015.htm ITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12 (b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OPPENHEIMER REVENUE WEIGHTED ETF TRUST (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorpora |
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| November 30, 2015 |
RevenueShares ETF FORM N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 e66648nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square 2005 Market Street, Suite 2020 Philadelphia, PA 19103 (Address of |
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| November 30, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 e66648ex99cert.htm CERTIFICATIONS Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact ne |
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| November 16, 2015 |
DEFA14A 1 vtldefa14a11162015.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Sta |
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| November 4, 2015 |
DEFA14A 1 revsharesdefa14a11042015.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Pro |
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| November 3, 2015 |
DEFA14A 1 revsharesdefa14a11032015.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Pro |
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| October 16, 2015 |
DEFA14A 1 revsharesdefa14a10162015.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Pro |
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| October 15, 2015 |
DEFA14A 1 revsharesdefa14a102015.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy |
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| October 6, 2015 |
DEFA14A 1 revsharesdefa14a100615.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy |
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| October 2, 2015 |
CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com [email protected] 215.564.8521 October 2, 2015 Via EDGAR Transmission Valerie Lithotomos, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Re |
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| October 2, 2015 |
DEF 14A 1 revsharesdef14a100215.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy |
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| September 22, 2015 |
PRE 14A 1 revsharespre14a092015.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy |
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| September 22, 2015 |
COVER 6 filename6.htm Law Offices Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7081 (215) 564-8600 Direct Dial - (215) 564-8521 September 22, 2015 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: RevenueShares ETF Trust (the “Fund”) File Nos. 333-139501 and 811-21993 Preliminary Proxy Materials |
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| May 28, 2015 |
RevenueShares ETF FORM N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 e64093nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square 2005 Market Street, Suite 2020 Philadelphia, PA 19103 (Address of |
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| May 28, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 e64093ex99cert.htm CERTIFICATIONS Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact ne |
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| February 17, 2015 |
SC 13G/A 1 rdiva221315.htm STIFEL, NICOLAUS & COMPANY, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* RevenueShares (Name of Issuer) RevenueShares ETF Trust (Title of Class of Securities) 761396886 (CUSIP Number) February 13, 2015 (Date of Event which Requires Filing of this Statement) Check the |
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| December 11, 2014 |
RWJ / RevenueShares ETF 8-A12B - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12 (b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 REVENUESHARES ETF TRUST (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) One Commerc |
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| November 26, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 e61374ex99-cert.htm CERTIFICATION Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact ne |
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| November 26, 2014 |
Oppenheimer Etf Trust - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square 2005 Market Street, Suite 2020 Philadelphia, PA 19103 (Address of principal executive offices) |
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| November 26, 2014 |
RWJ / RevenueShares ETF CORRESP - - Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, PA 19103-7098 Telephone 215. |
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| September 12, 2014 |
Oppenheimer Etf Trust COVER - - Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
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| May 23, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 e58803ex99cert.htm CERTIFICATION Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nec |
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| May 23, 2014 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE N-Q 1 e58803nq.htm QUARTERLY SCHEDULE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square 2005 Market Street, Suite 2020 Philadelphia, PA 19103 (A |
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| November 20, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY REPORT N-Q 1 e56209nq.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square 2005 Market Street, Suite 2020 Philadelphia, PA 19103 (Add |
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| November 20, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Vincent T. |
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| September 24, 2013 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215. |
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| September 24, 2013 |
CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, PA 19103-7098 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com J. Stephen Feinour, Jr. (215) 564-8521 [email protected] September 24, 2013 VIA EDGAR AND FEDERAL EXPRESS Valerie Lithotomos, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. |
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| September 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12 (b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 REVENUESHARES ETF TRUST (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 2005 Market |
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| September 5, 2013 |
Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, PA 19103-7098 Telephone (215) 564-8000 Fax (215) 564-8120 1933 Act File No. |
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| August 22, 2013 |
Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, PA 19103-7098 Telephone (215) 564-8000 Fax (215) 564-8120 1933 Act File No. |
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| August 6, 2013 |
Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, PA 19103-7098 Telephone (215) 564-8000 Fax (215) 564-8120 1933 Act File No. |
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| May 29, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square, 2005 Market Street, Suite 2020, Philadelphia, PA 19103 (Address of principal executive office |
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| May 29, 2013 |
CERTIFICATIONS I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| May 24, 2013 |
COVER 8 filename8.htm Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7018 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com J. Stephen Feinour, Jr. (215) 564-8521 [email protected] May 24, 2013 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission Judiciary Plaza 100 F Street, N.E. Washington, D.C. 20549 Re: RevenueShares ETF Trust (t |
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| May 21, 2013 |
CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com Michael D. Mabry [email protected] 215.564.8011 May 21, 2013 VIA EDGAR Correspondence Mr. Kevin Rupert Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: |
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| November 28, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square, 2005 Market Street, Suite 2020, Philadelphia, PA 19103 (Address of principal executive office |
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| November 28, 2012 |
EX-99.CERT 2 e50679ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| May 24, 2012 |
EX-99.CERT 2 e48218ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| May 24, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY REPORT N-Q 1 e48218nq.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square, 2005 Market Street, Suite 2020, Philadelphia, PA 19103 (A |
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| November 28, 2011 |
CERTIFICATIONS I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| November 28, 2011 |
N-Q 1 e45744nq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square, 2005 Market Street, Suite 2020, P |
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| May 20, 2011 |
EX-99.CERT 2 e43148ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| May 20, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square, 2005 Market Street, Suite 2020, Philadelphia, PA 19103 (Address of principal executive office |
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| November 15, 2010 |
EX-99.CERT 2 e40403ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| November 15, 2010 |
N-Q 1 e40403nq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square, 2005 Market Street, Suite 2020, P |
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| November 2, 2010 |
CORRESP 1 filename1.htm [SRSY Letterhead] J. Stephen Feinour, Jr. (215) 564-8521 [email protected] November 2, 2010 VIA EDGAR AND FEDERAL EXPRESS Valerie Lithotomos, Esq. Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: RevenueShares ETF Trust File Nos. 333-139501 and 811-21993 Dear Ms. Lithotomos: On behalf of the Revenu |
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| August 27, 2010 |
[SRSY Letterhead] J. Stephen Feinour, Jr. (215) 564-8521 [email protected] August 27, 2010 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission Judiciary Plaza 100 F Street, N.E. Washington, D.C. 20549 Re: RevenueShares ETF Trust File Nos. 333-139501 and 811-21993 Ladies and Gentlemen: On behalf of the Registrant, and pursuant to Rule 485(a)(1) under the Securities Act of 1933, as a |
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| May 14, 2010 |
N-Q 1 e38488nq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square, 2005 Market Street, Suite 2020, P |
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| May 14, 2010 |
EX-99.CERT 2 e38488ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| April 16, 2010 |
CORRESP 1 filename1.htm April 16, 2010 VIA EDGAR Filing Ms. Sheila Stout Office of Disclosure & Review Securities & Exchange Commission 450 5th Street Nw Washington, D.C. 20549 Re: June 30, 2009 RevenueShares ETF Trust Shareholder Annual Report Dear Ms. Stout: In response to your verbal comments with respect to the above-mentioned subject, please find below each item we discussed and our response. |
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| January 29, 2010 |
SC 13G/A 1 wfrevenuesha-761396506.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) REVENUESHARES ETF TR (Name of Issuer) S&P500 FINL FD (Title of Class of Securities) 761396506 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| November 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square, 2005 Market Street, Suite 2020, Philadelphia, PA 19103 (Address of principal executive office |
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| November 30, 2009 |
EX-99.CERT 2 a09-321981ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
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| November 10, 2009 |
SC 13G/A 1 wfrevenuesha-761396506.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) REVENUESHARES ETF TR (Name of Issuer) S&P500 FINL FD (Title of Class of Securities) 761396506 (CUSIP Number) October 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| September 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) REVENUESHARES ETF TR (Name of Issuer) SMALL CAP FD (Title of Class of Securities) 761396308 (CUSIP Number) August 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| September 10, 2009 |
SC 13G/A 1 wfrevenuesha-761396704x.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) REVENUESHARES ETF TR (Name of Issuer) NAVELLR A-100 (Title of Class of Securities) 761396704 (CUSIP Number) August 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| August 13, 2009 |
SC 13G/A 1 wfrevenuesha-761396605x.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) REVENUESHARES ETF TR (Name of Issuer) ADR FD (Title of Class of Securities) 761396605 (CUSIP Number) July 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| August 11, 2009 |
SC 13G 1 wfrevenuesha-761396506.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) REVENUESHARES ETF TR (Name of Issuer) S&P500 FINL FD (Title of Class of Securities) 761396506 (CUSIP Number) July 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| July 29, 2009 |
SC 13G/A 1 wfrevenuesha-761396605.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) REVENUESHARES ETF TR (Name of Issuer) ADR FD (Title of Class of Securities) 761396605 (CUSIP Number) June 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| June 10, 2009 |
SC 13G/A 1 wfrevenuesha-761396704.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) REVENUESHARES ETF TR (Name of Issuer) NAVELLR A-100 (Title of Class of Securities) 761396704 (CUSIP Number) May 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| May 20, 2009 |
N-Q 1 a09-131561nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square, 2005 Market Street, Suite 2020, Philadelphia, PA 19103 (Address of |
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| May 20, 2009 |
EX-99.CERT 2 a09-131561ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
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| April 9, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) REVENUESHARES ETF TR (Name of Issuer) NAVELLR OVERALL A-100 ET (Title of Class of Securities) 761396704 (CUSIP Number) March 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| March 10, 2009 |
SC 13G 1 revenueshares605wfc.htm WELLS FARGO & COMPANY OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) REVENUESHARES ETF TR (Name of Issuer) ADR FD (Title of Class of Securities) 761396605 ( |
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| March 10, 2009 |
SC 13G 1 revenue704wfc.htm WELLS FARGO & COMPANY OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Revenue Shares ETF (Name of Issuer) Navallier Overall A-100 ET (Title of Class of Securities) |
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| February 12, 2009 |
SC 13G/A 1 revenueshares308wfc1.htm WELLS FARGO & COMPANY OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) REVENUESHARES ETF TR (Name of Issuer) SMALL CAP FD (Title of Class of Securities) |
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| January 29, 2009 |
SC 13G 1 revenueshares308wfc.htm WELLS FARGO & COMPANY OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response. . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) REVENUESHARES ETF TR (Name of Issuer) SMALL CAP FD (Title of Class of Securities) 76139 |
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| November 24, 2008 |
EX-99.CERT 2 a08-284211ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
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| November 24, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square, 2500 Market Street, Suite 2020, Philadelphia, PA 19103 (Address of principal executive office |
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| November 7, 2008 |
8-A12B 1 form8a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12 (b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 REVENUESHARES ETF TRUST (Exact name of registrant as specified in its Trust Instrument) Delaware (State of incorporation or organization) See Next Page (I.R.S. Employer Identif |
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| May 30, 2008 |
Exhibit 99.CERT CERTIFICATIONS I, Vincent T. Lowry, certify that: 1. I have reviewed this report on Form N-Q of RevenueShares ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| May 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21993 RevenueShares ETF Trust (Exact name of registrant as specified in charter) One Commerce Square, 2500 Market Street, Suite 2020 Philadelphia, PA 19103 (Address of principal executive offices |
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| February 20, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12 (b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 REVENUESHARES ETF TRUST (Exact name of registrant as specified in its Trust Instrument) Delaware See Next Page (State of incorporation or organization) (I.R.S. Employer Identification No.) 2005 Ma |
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| February 14, 2008 |
Exhibit No. EX-99.a.3 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF TRUST OF THE TIGERS REVENUE TRUST The undersigned certifies that: 1. The name of the statutory trust is The TIGERS Revenue Trust (the "Statutory Trust"). 2. The amendment to the Certificate of Trust of the Statutory Trust set forth below (the "Amendment") has been duly authorized by the Board of Trustees of the Statutory Trust. T |
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| February 14, 2008 |
Exhibit No. EX-99.g.1 CUSTODY AGREEMENT AGREEMENT, dated as of , 200 between RevenueShares ETF Trust, a statutory trust organized and existing under the laws of the State of Delaware, having its principal office and place of business at One Commerce Square, Suite 2020, Philadelphia, PA 19103 (the "Fund") and The Bank of New York, a New York corporation authorized to do a banking business having it |
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| February 14, 2008 |
Exhibit No. EX-99.i.1 Law Office Stradley, Ronon, Stevens & Young, LLP 2600 One Commerce Square Philadelphia, Pennsylvania 19103-7098 (215) 564-8000 February 13, 2008 Board of Trustees RevenueShares ETF Trust One Commerce Square 2005 Market Street, Suite 2020 Philadelphia, PA 19103 Re: Pre-Effective Amendment No. 2 to the Registration Statement of RevenueShares ETF Trust Ladies and Gentlemen: We h |
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| February 14, 2008 |
Exhibit No. EX-99.j.1 Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption "Counsel and Independent Registered Public Accounting Firm" in the Prospectus and "Independent Registered Public Accounting Firm" and "Financial Statements" in the Statement of Additional Information and to the use of our report dated February 12, 2008, in this P |
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| February 14, 2008 |
Exhibit No. EX-99.h.2 Exhibit No. EX-99.h.2 FUND ADMINISTRATION AND ACCOUNTING AGREEMENT AGREEMENT made as of the day of February, 2008 by and between RevenueShares ETF Trust (the "Trust"), and The Bank of New York, a New York banking organization ("BNY"). W I T N E S S E T H : WHEREAS, the Trust is an investment company registered under the Investment Company Act of 1940, as amended (the "1940 Ac |
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| February 14, 2008 |
Exhibit No. EX-99.d.3 SUB-ADVISORY AGREEMENT AGREEMENT, dated as of February 13, 2008 by and between VTL Associates, LLC (the "Investment Adviser"), a Pennsylvania limited liability company having its principal office and place of business at 2005 Market Street, One Commerce Square, Philadelphia, PA 19103, and BNY Investment Advisors (the "Sub-Adviser"), a separately identifiable division of the B |
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| February 14, 2008 |
Exhibit No. EX-99.a.1 SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of RevenueShares ETF Trust a Delaware Statutory Trust (Original Agreement and Declaration of Trust was adopted December 11, 2006; Amended and Restated Agreement and Declaration of Trust was adopted June 21, 2007; and Second Amended and Restated Agreement and Declaration of Trust was adopted October 12, 2007.) TABL |
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| February 14, 2008 |
Exhibit No. EX-99.d.1 INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, made by and between RevenueShares ETF Trust, a Delaware statutory trust (the "Trust"), on behalf of each of the funds listed on Schedule A attached hereto, and VTL Associates, LLC, a Pennsylvania limited liability company (the "Adviser"). W I T N E S S E T H: WHEREAS, the Trust has been organized and operates as an investment comp |
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| February 14, 2008 |
Exhibit No. EX-99.e.2 REVENUESHARES ETF TRUST AUTHORIZED PARTICIPANT AGREEMENT This Authorized Participant Agreement (the "Agreement") is entered into by and between Foreside Fund Services, LLC (the "Distributor") and [ ] (the "Participant") and is subject to acceptance by The Bank of New York as index receipt agent for RevenueShares ETF Trust (the "Index Receipt Agent"). The Index Receipt Agent s |
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| February 14, 2008 |
Exhibit No. EX-99.p.3 FORESIDE FUND SERVICES, LLC Code of Ethics as amended January 17, 2000 as further amended December 1, 2002 as further amended October 1, 2004 as further amended July 1, 2005 INTRODUCTION This Code of Ethics (the "Code") has been adopted by Foreside Fund Services, LLC ("FFS"). This Code pertains to FFS' distribution services to registered management investment companies or ser |
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| February 14, 2008 |
Exhibit No. EX-99.p.1 Exhibit No. EX-99.p.1 VTL Associates, LLC RevenueShares ETF Trust CODE OF ETHICS Effective: October 12, 2007 Introduction Pursuant to rules established by the U.S. Securities and Exchange Commission (the "SEC"), it is unlawful for certain persons of VTL Associates, LLC (the "Adviser") and the RevenueShares ETF Trust (the "Trust"), in connection with the purchase or sale by su |
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| February 14, 2008 |
Exhibit No. EX-99.q.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, being the trustees of the RevenueShares ETF Trust (the "Trust"), a Delaware statutory trust, and the Trust, which has filed or will file with the U.S. Securities and Exchange Commission (the "SEC") pursuant to the provisions of the Securities Act of 1933, as amended, and/or the Investment Company |
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| February 14, 2008 |
As filed with the Securities and Exchange Commission on February 13, 2008 1933 Act No. |
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| February 14, 2008 |
Exhibit No. EX-99.d.2 Exhibit No. EX-99.d.2 VTL Associates, LLC One Commerce Square 2005 Market Street, Suite 2020 Philadelphia, PA 19103 February 12, 2008 RevenueShares ETF Trust One Commerce Square 2005 Market Street, Suite 2020 Philadelphia, PA 19103 Re: Expense Limitations Ladies and Gentlemen: By our execution of this letter agreement (the "Agreement"), intending to be legally bound hereby, V |
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| February 14, 2008 |
Exhibit No. EX-99.h.3 Exhibit No. EX-99.h.3 SECURITIES LENDING AGREEMENT AND GUARANTY AGREEMENT, dated as of , between each Investment Company and Series listed on Exhibit A hereto, separately and not jointly, (each of which is hereinafter referred to as "Lender"), and The Bank of New York ("Bank"). ARTICLE I DEFINITIONS Whenever used in this Agreement, unless the context otherwise requires, the f |
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| February 14, 2008 |
Exhibit No. EX-99.h.2 DISTRIBUTION AND SERVICE PLAN The following Distribution and Service Plan (the "Plan") has been adopted pursuant to Rule l2b-l under the Investment Company Act of 1940, as amended (the "1940 Act"), by RevenueShares ETF Trust (the "Trust"), separately for each Series of the Trust identified on Schedule I as amended from time to time (the "Series"), which Trust and Series may d |
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| February 14, 2008 |
Exhibit No. EX-99.h.4 COMPLIANCE SERVICES AGREEMENT AGREEMENT made as of the of January, 2008 by and between RevenueShares ETF Trust, with its principal office and place of business at 2005 Market Street, Suite 2020, Philadelphia, Pennsylvania 19103 (the "Fund"), and Foreside Compliance Services, LLC, a Delaware limited liability company with its principal office and place of business at Two Portl |
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| February 14, 2008 |
Exhibit No. EX-99.h.5 Exhibit No. EX-99.h.5 PFO/TREASURER SERVICES AGREEMENT AGREEMENT made as of January , 2008 by and between RevenueShares ETF Trust, a Delaware statutory trust, with its principal office and place of business at 2005 Market Street, Suite 2020, Philadelphia, Pennsylvania (the "Fund"), and Foreside Management Services, LLC, a Delaware limited liability company with its principal |
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| February 14, 2008 |
Exhibit No. EX-99.p.2 EXHIBIT D CODE OF ETHICS Revised as of January 2006 CODE OF ETHICS FOR BNY ASSET MANAGEMENT THE BANK OF NEW YORK* ("BNY") AS INVESTMENT ADVISER TO REGISTERED INVESTMENT COMPANIES *Also applicable to employees of Estabrook Capital Management LLC to the extent that they are access persons of the BNY Hamilton Funds INTRODUCTION This Investment Company Code of Ethics is adopted p |
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| February 14, 2008 |
Exhibit No. EX-99.h.1 TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of the day of February, 2008, by and between RevenueShares ETF Trust (the "Trust") and each Series listed on Appendix I hereto (each such Series hereinafter a "Fund"), and THE BANK OF NEW YORK, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the " |
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| February 14, 2008 |
Exhibit No. EX-99.e.1 DISTRIBUTION AGREEMENT This Distribution Agreement (the "Agreement") made this 1st day of February, 2008, by and between RevenueShares ETF Trust, a Delaware statutory trust (the "Trust") having its principal place of business at 2005 Market Street, Suite 2020, Philadelphia, Pennsylvania 19103, and Foreside Fund Services, LLC, a Delaware limited liability company (the "Distrib |
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| February 14, 2008 |
Exhibit No. EX-99.b.1 AMENDED AND RESTATED BY-LAWS of RevenueShares ETF Trust A Delaware Statutory Trust (Effective as of October 12, 2007) These By-Laws may contain any provision not inconsistent with applicable law or the Declaration of Trust, relating to the governance of the Trust. Unless otherwise specified in these By-Laws, capitalized terms used in these By-Laws shall have the meanings assi |
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| June 25, 2007 |
N-1A/A 1 tigersn1aa.htm As filed with the Securities and Exchange Commission on June 25, 2007 1933 Act No.: 333-139501 1940 Act No.: 811-21993 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 /X/ Pre-Effective Amendment No. 1 /X/ Post-Effective Amendment No. / / and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT |
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| June 25, 2007 |
EX-99.A.1 2 ex99a1.htm Exhibit No. EX-99.a.1 AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of The TIGERS Revenue Trust a Delaware Statutory Trust (Original Agreement and Declaration of Trust was adopted December 11, 2006; current Amended and Restated Agreement and Declaration of Trust adopted June 21, 2007.) TABLE OF CONTENTS Page ARTICLE I NAME; OFFICES; REGISTERED AGENT; DEFINITIONS... |
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| December 20, 2006 |
Exhibit No. EX-99.a.2 CERTIFICATE OF TRUST OF THE TIGERS REVENUE TRUST This Certificate of Trust of The TIGERS Revenue Trust, a statutory trust (the "Trust"), executed by the undersigned trustees, and filed under and in accordance with the provisions of the Delaware Statutory Trust Act (12 Del. C.ss.3801 et seq.) (the "Act"), sets forth the following: FIRST: The name of the statutory trust formed |
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| December 20, 2006 |
Exhibit No. EX-99.q POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, being the trustees of The TIGERS Revenue Trust (the "Trust"), a Delaware statutory trust, and the Trust, which has filed or will file with the U.S. Securities and Exchange Commission (the "SEC") pursuant to the provisions of the Securities Act of 1933, as amended, and/or the Investment Company Act o |
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| December 20, 2006 |
N-8A 1 formn8a121806.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1 |
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| December 20, 2006 |
Exhibit No. EX-99.a.1 AGREEMENT AND DECLARATION OF TRUST of The TIGERS Revenue Trust a Delaware Statutory Trust TABLE OF CONTENTS Page ARTICLE I NAME; OFFICES; REGISTERED AGENT; DEFINITIONS....................1 Section 1. Name............................................................1 Section 2. Offices of the Trust............................................1 Section 3. Registered Agent and Reg |
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| December 20, 2006 |
Exhibit No. EX-99.d.1 FORM OF INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, is made by and between The TIGERS Revenue Trust, a Delaware statutory trust (the "Trust"), on behalf of its series, TIGERS Revenue-Weighted Large Cap Index Fund ("Large Cap Fund"), TIGERS Revenue-Weighted Mid Cap Index Fund ("Mid Cap Fund") and TIGERS Revenue-Weighted Small Cap Index Fund ("Small Cap Fund") (collectively, |
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| December 20, 2006 |
Exhibit No. EX-99.b SRS&Y Draft - December 6, 2006 BY-LAWS of The TIGERS Revenue Trust A Delaware Statutory Trust (Effective as of December 11, 2006) These By-Laws may contain any provision not inconsistent with applicable law or the Declaration of Trust, relating to the governance of the Trust. Unless otherwise specified in these By-Laws, capitalized terms used in these By-Laws shall have the mea |
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| December 20, 2006 |
N-1A 1 tigersn1a121906.htm As filed with the Securities and Exchange Commission on December 20, 2006 1933 Act No. 1940 Act No. 811-21993 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 /X/ Pre-Effective Amendment No. / / Post-Effective Amendment No. / / and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |
