QADA / QAD, Inc. - Class A - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

QAD, Inc. - الفئة أ
US ˙ NASDAQ ˙ US74727D2071
هذا الرمز لم يعد نشطا

الإحصائيات الأساسية
CIK 1036188
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to QAD, Inc. - Class A
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
February 14, 2022 SC 13G/A

QADA / QAD Inc. / Nantahala Capital Management, LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 74727D306 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

November 15, 2021 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35013 QAD Inc. (Exact name of registrant as specified in its charter) 1

November 15, 2021 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35013 QAD Inc. (Exact name of registrant as specified in its charter) 1

November 9, 2021 SC 13D/A

QADA / QAD Inc. / Lopker Pamela M - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 6)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A 74727D30

November 8, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 8, 2021.

As filed with the Securities and Exchange Commission on November 8, 2021. Registration Statement No. 333-35367 Registration Statement No. 333-48381 Registration Statement No. 333-66610 Registration Statement No. 333-137417 Registration Statement No. 333-160125 Registration Statement No. 333-212435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO.

November 8, 2021 POS AM

As filed with the Securities and Exchange Commission on November 8, 2021

As filed with the Securities and Exchange Commission on November 8, 2021 Registration No.

November 8, 2021 POS AM

As filed with the Securities and Exchange Commission on November 8, 2021

As filed with the Securities and Exchange Commission on November 8, 2021 Registration No.

November 8, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 8, 2021.

As filed with the Securities and Exchange Commission on November 8, 2021. Registration Statement No. 333-35367 Registration Statement No. 333-48381 Registration Statement No. 333-66610 Registration Statement No. 333-137417 Registration Statement No. 333-160125 Registration Statement No. 333-212435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO.

November 8, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 8, 2021.

As filed with the Securities and Exchange Commission on November 8, 2021. Registration Statement No. 333-35367 Registration Statement No. 333-48381 Registration Statement No. 333-66610 Registration Statement No. 333-137417 Registration Statement No. 333-160125 Registration Statement No. 333-212435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO.

November 8, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 8, 2021.

As filed with the Securities and Exchange Commission on November 8, 2021. Registration Statement No. 333-35367 Registration Statement No. 333-48381 Registration Statement No. 333-66610 Registration Statement No. 333-137417 Registration Statement No. 333-160125 Registration Statement No. 333-212435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO.

November 8, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 8, 2021.

As filed with the Securities and Exchange Commission on November 8, 2021. Registration Statement No. 333-35367 Registration Statement No. 333-48381 Registration Statement No. 333-66610 Registration Statement No. 333-137417 Registration Statement No. 333-160125 Registration Statement No. 333-212435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO.

November 8, 2021 S-8 POS

As filed with the Securities and Exchange Commission on November 8, 2021.

As filed with the Securities and Exchange Commission on November 8, 2021. Registration Statement No. 333-35367 Registration Statement No. 333-48381 Registration Statement No. 333-66610 Registration Statement No. 333-137417 Registration Statement No. 333-160125 Registration Statement No. 333-212435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO.

November 5, 2021 EX-99.1

Thoma Bravo Completes Acquisition of QAD

Exhibit 99.1 Thoma Bravo Completes Acquisition of QAD SAN FRANCISCO and SANTA BARBARA, Calif. ? November 5, 2021 ? Thoma Bravo, a leading software investment firm, and QAD Inc., a leading provider of next-generation manufacturing and supply chain solutions in the cloud, today announced the completion of Thoma Bravo?s acquisition of QAD for approximately $2 billion in cash. The transaction was prev

November 5, 2021 EX-3.1

Amended and Restated Certificate of Incorporation of QAD Inc.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF QAD INC. ARTICLE One The name of the corporation is QAD Inc. (the "Corporation"). ARTICLE Two The address of the Corporation's registered office in the State of Delaware is 251 Little Falls Drive, in the City of Wilmington, County of New Castle, 19808. The name of its registered agent at such address is Corporation Service Company. A

November 5, 2021 EX-3.2

Amended and Restated Bylaws of QAD Inc.

Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF QAD INC. A Delaware corporation (Adopted as of November 5, 2021) ARTICLE I OFFICES Section 1????????????Registered Office. The registered office of the corporation in the State of Delaware shall be located at 1209 Orange Street, city of Wilmington, Delaware, 19801, County of New Castle. The name of the corporation's registered agent at such address shall

November 5, 2021 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 5, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num

November 5, 2021 SC 13E3/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 2) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 QAD Inc. (Name of the Issuer) QAD Inc. QAD Parent, LLC Project Quic

? ? ? SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 13E-3 (Amendment No. 2) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934? ? QAD Inc. (Name of the Issuer) ? QAD Inc. QAD Parent, LLC Project Quick Merger Sub, Inc. Thoma Bravo Fund XIV, L.P. Pamela M. Lopker Lopker Living Trust dated November 18, 2013 Estate of Karl F. Lopker (Name

November 2, 2021 EX-99.1

QAD Inc. Stockholders Approve Acquisition by Thoma Bravo

Exhibit 99.1 QAD Inc. Stockholders Approve Acquisition by Thoma Bravo SANTA BARBARA, Calif. ? November 2, 2021 ? QAD Inc. (Nasdaq: QADA) (Nasdaq: QADB), a leading provider of next-generation manufacturing and supply chain solutions in the cloud, today announced that its stockholders approved the acquisition of QAD by Thoma Bravo, a leading software investment firm, at a special meeting. ?With the

November 2, 2021 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 2, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num

October 26, 2021 EX-99.C

NOTICE AND JOINDER TO SUPPORT AGREEMENT

Exhibit C NOTICE AND JOINDER TO SUPPORT AGREEMENT This Notice and Joinder to the Support Agreement (this ?Joinder?) is made by and between Pamela M.

October 26, 2021 SC 13D/A

QADA / QAD Inc. / Lopker Pamela M - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 5)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A 74727D30

October 15, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 15, 2021 QAD Inc. (Exact n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 15, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num

October 15, 2021 8-K

Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 15, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num

October 13, 2021 DEFA14A

QAD Inc. Supplement to Definitive Proxy Statement filed on October 12, 2021 pursuant to Rule 14a-12 (incorporated herein by reference)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 12, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num

October 12, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 12, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num

October 12, 2021 EX-99.1

QAD Inc. Announces Intention to Adjourn Special Meeting of Stockholders to November 2 October 15th Meeting to be Opened and Immediately Adjourned

Exhibit 99.1 QAD Inc. Announces Intention to Adjourn Special Meeting of Stockholders to November 2 October 15th Meeting to be Opened and Immediately Adjourned SANTA BARBARA, Calif. ? October 12, 2021 ? QAD Inc. (?QAD? or the ?Company?), a leading provider of next-generation manufacturing and supply chain solutions in the cloud, today announced that on October 15, 2021, it intends to convene and im

October 12, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 12, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Num

September 27, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 27, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification N

September 27, 2021 DEFA14A

QAD Inc. Supplement to Definitive Proxy Statement filed on September 27, 2021 pursuant to Rule 14a-12 (incorporated herein by reference)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 27, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 001-35013 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification N

September 9, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Exa

September 9, 2021 DEFM14A

Joinder to the Support Agreement, dated August 30, 2021, by and between Pamela M. Lopker and Lopker Family Foundation (included as Annex F to the Definitive Proxy Statement, and incorporated herein by reference).

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ?

September 9, 2021 SC 13E3/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 1) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 QAD Inc. (Name of the Issuer) QAD Inc. Project Quick Parent, LLC Pr

? ? ? SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 13E-3 (Amendment No. 1) RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934? ? QAD Inc. (Name of the Issuer) ? QAD Inc. Project Quick Parent, LLC Project Quick Merger Sub, Inc. Thoma Bravo Fund XIV, L.P. Pamela M. Lopker Lopker Living Trust dated November 18, 2013 Estate of Karl F. Lo

August 25, 2021 EX-99.1

QAD Reports Fiscal 2022 Second Quarter and Year-to-Date Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2022 Second Quarter and Year-to-Date Financial Results SANTA BARBARA, Calif. ? August 25, 2021 ? QAD Inc. (Nasdaq: QADA) (Nasdaq: QADB), a leading provider of next generation manuf

August 25, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 25, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

August 13, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 10, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number

August 2, 2021 PREM14A

Contribution and Exchange Agreement, dated June 27, 2021 by and between Project Quick Ultimate Parent, LP and Pamela M. Lopker, The Lopker Living Trust dated November 18, 2013 and the Estate of Karl F. Lopker (included as Annex C to the Definitive Proxy Statement, and incorporated herein by reference).

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ???) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Ru

August 2, 2021 EX-99.(D)(IV)

Limited Guaranty, dated as of June 27, 2021, entered into by Thoma Bravo Fund XIV, L.P., in favor of QAD Inc.

Exhibit 99.(d)(iv) LIMITED GUARANTY This Limited Guaranty, dated as of June 27, 2021 (this ?Limited Guaranty?), by Thoma Bravo Fund XIV Fund, L.P., a Delaware limited partnership (the ?Guarantor?), is in favor of QAD Inc., a Delaware corporation (the ?Company?). Reference is hereby made to the Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time,

August 2, 2021 EX-99.(C)(III)

Valuation Materials Underlying Fairness Opinion, dated June 27, 2021, of Morgan Stanley & Co. LLC prepared for the Special Committee (as defined in the Proxy Statement) of QAD Inc.’s Board of Directors.

Exhibit 99.(c)(iii) Confidential Draft ? Subject to Revision Valuation Materials Underlying Fairness Opinion Project Annie June 27, 2021 Morgan Stanley PROJECT ANNIE Confidential Draft ? Subject to Revision Current Final Proposal 6/25/2021 6/18/2021 Share Price ($) $72.90 $87.50 (x) Fully Diluted Shares (MM) 22.3 22.4 Fully Diluted Equity Value $1,629 $1,961 (+) Debt 15 15 (-) Cash (153) (153) Ful

August 2, 2021 EX-99.(D)(V)

Equity Commitment Letter, dated as of June 27, 2021, by and between Thoma Bravo Fund XIV, L.P. and Project Quick Parent, LLC.

Exhibit 99.(d)(v) Execution Version Thoma Bravo Fund XIV, L.P. 600 Montgomery Street, 20th Floor San Francisco, CA 94111 June 27, 2021 Project Quick Parent, LLC c/o Thoma Bravo, L.P. 600 Montgomery Street, 20th Floor San Francisco, CA 94111 Re: Equity Financing Commitment Ladies and Gentlemen: This letter agreement (this ?Agreement?) sets forth the commitment of Thoma Bravo Fund XIV, L.P., a Delaw

August 2, 2021 SC 13E3

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 QAD Inc. (Name of the Issuer) QAD Inc. Project Quick Parent, LLC Project Quick Merger

? ? ? SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934? ? QAD Inc. (Name of the Issuer) ? QAD Inc. Project Quick Parent, LLC Project Quick Merger Sub, Inc. Thoma Bravo Fund XIV, L.P. Pamela M. Lopker Lopker Living Trust dated November 18, 2013 Estate of Karl F. Lopker (Names of Per

August 2, 2021 EX-99.(C)(II)

Valuation Materials Underlying Fairness Opinion, dated June 25, 2021, of Morgan Stanley & Co. LLC prepared for the Special Committee (as defined in the Proxy Statement) of QAD Inc.’s Board of Directors.

Exhibit 99.(c)(ii) Confidential Information has been omitted and filed separately with the Securities and Exchange Commission, because it is (i) not material and (ii) would be competitively harmful if publicly disclosed. Omitted portions are indicated in this presentations with redactions. Confidential treatment has been requested with respect to this omitted information. Morgan Stanley Valuation

August 2, 2021 EX-99.(B)(I)

Commitment Letter, dated June 29, 2021, by and among Project Quick Merger Parent LLC, Project Quick Merger Sub, Inc., Golub Capital Markets LLC, Owl Rock Capital Advisors LLC, Thoma Bravo Credit Fund I, L.P. and Thoma Bravo Credit Fund II, L.P.

Exhibit 99.(b)(i) Execution Version GOLUB CAPITAL MARKETS LLC 200 Park Avenue OWL ROCK CAPITAL ADVISORS LLC THOMA BRAVO CREDIT FUND I, L.P. THOMA BRAVO CREDIT FUND II, L.P. New York, New York 10166 399 Park Avenue, 38th Floor 600 Montgomery Street, 20th Floor New York, NY 10022 San Francisco, CA 94111 CONFIDENTIAL June 29, 2021 Project Annie Commitment Letter Project Quick Parent, LLC Project Quic

July 20, 2021 425

Filed by: QAD Inc.

Filed by: QAD Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: QAD Inc. Commission File No. 001- 35013 Date: July 20, 2021 On July 20, 2021, QAD Inc. made available the following communication to its employees: Dear Employee: As you know, given the timing of the sig

June 30, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 27, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)

June 30, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 27, 2021 QAD Inc. (Exact name

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 27, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)

June 30, 2021 SC 13D/A

QADA / QAD Inc. / Lopker Pamela M - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 4)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A 74727D30

June 30, 2021 EX-2.1

Agreement and Plan of Merger Agreement, dated as of June 27, 2021, by and among QAD Inc., Project Quick Parent, LLC and Project Quick Merger Sub, Inc..*

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER BY AND AMONG QAD Inc. PROJECT QUICK PARENT, LLC AND PROJECT QUICK MERGER SUB, INC. Dated as of June 27, 2021 TABLE OF CONTENTS ARTICLE I DEFINITIONS 2 Section 1.1 Certain Definitions 2 Section 1.2 Interpretation 14 ARTICLE II THE MERGER; EFFECTS OF THE MERGER 15 Section 2.1 The Merger 15 Section 2.2 Closing 16 Section 2.3 Organizational Do

June 30, 2021 EX-99.D

CONTRIBUTION AND EXCHANGE AGREEMENT

Exhibit D Privileged & Confidential Execution Version CONTRIBUTION AND EXCHANGE AGREEMENT THIS CONTRIBUTION AND EXCHANGE AGREEMENT (this ?Agreement?) is made as of June 27, 2021, by and between Project Quick Ultimate Parent, LP, a Delaware limited partnership (?Parent?), on the one hand, and Pamela M.

June 30, 2021 EX-2.1

Agreement and Plan of Merger Agreement, dated as of June 27, 2021, by and among QAD Inc., Project Quick Parent, LLC and Project Quick Merger Sub, Inc..*

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER BY AND AMONG QAD Inc. PROJECT QUICK PARENT, LLC AND PROJECT QUICK MERGER SUB, INC. Dated as of June 27, 2021 TABLE OF CONTENTS ARTICLE I DEFINITIONS 2 Section 1.1 Certain Definitions 2 Section 1.2 Interpretation 14 ARTICLE II THE MERGER; EFFECTS OF THE MERGER 15 Section 2.1 The Merger 15 Section 2.2 Closing 16 Section 2.3 Organizational Do

June 29, 2021 425

On June 28, 2021, QAD Inc. made available the following communications:

425 1 qada20210628425.htm FORM 425 Filed by: QAD Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: QAD Inc. Commission File No. 001- 35013 Date: June 28, 2021 On June 28, 2021, QAD Inc. made available the following communications: ● Social Media Posts on Twitter, Fac

June 28, 2021 EX-10.1

Support Agreement, dated as of June 27, 2021, by and among QAD Inc., Project Quick Parent, LLC, Pamela M. Lopker, the Lopker Living Trust dated November 18, 2013 and the Estate of Karl F. Lopker

EXHIBIT 10.1 SUPPORT AGREEMENT This SUPPORT AGREEMENT (this ?Agreement?), is dated as of June 27, 2021, by and among QAD Inc., a Delaware corporation (the ?Company?), Project Quick Parent, LLC, a Delaware limited liability company (?Parent?), Pamela M. Lopker (?Lopker?), The Lopker Living Trust dated November 18, 2013 (the ?Lopker Trust?), and the Estate of Karl F. Lopker (the ?Lopker Estate? and

June 28, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 27, 2021 QAD Inc. (Exact name

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 27, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer of incorporation) File

June 28, 2021 425

On June 28, 2021, QAD Inc. provided and used the following communications with its customers and partners/vendors:

Filed by: QAD Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: QAD Inc. Commission File No. 001- 35013 Date: June 28, 2021 On June 28, 2021, QAD Inc. provided and used the following communications with its customers and partners/vendors: ? Email to customers from An

June 28, 2021 425

On June 28, 2021, QAD Inc. made available the following communications to its employees:

Filed by: QAD Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: QAD Inc. Commission File No. 001- 35013 Date: June 28, 2021 On June 28, 2021, QAD Inc. made available the following communications to its employees: ? Email to employees from Anton Chilton ? Email to emp

June 28, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 27, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer of incorporation) File

June 28, 2021 EX-99.1

QAD Inc. to be Acquired by Thoma Bravo for $2 Billion QAD Shareholders to Receive $87.50 Per Share in Cash

EXHIBIT 99.1 QAD Transaction Press Release For Immediate Release QAD Inc. to be Acquired by Thoma Bravo for $2 Billion QAD Shareholders to Receive $87.50 Per Share in Cash SANTA BARBARA, Calif. ? June 28, 2021 ? QAD Inc. (Nasdaq: QADA) (Nasdaq: QADB), a leading provider of next-generation manufacturing and supply chain solutions in the cloud, today announced that it has entered into a definitive a

June 25, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 21, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)

June 9, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex

May 26, 2021 EX-99.1

QAD Reports Fiscal 2022 First Quarter Financial Results -- Subscription Revenue Gains and Improving Margins Drive Increased Profitability --

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2022 First Quarter Financial Results - Subscription Revenue Gains and Improving Margins Drive Increased Profitability - SANTA BARBARA, Calif. ? May 26, 2021 ? QAD Inc. (Nasdaq: QAD

May 26, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 26, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number) o

May 4, 2021 DEFA14A

- FORM DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

May 4, 2021 DEF 14A

our definitive proxy statement under Regulation 14A in connection with our Annual Meeting of Stockholders, filed with the SEC on May 4, 2021.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

April 29, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 23, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)

April 13, 2021 EX-21

Subsidiaries of the Registrant*

Exhibit 21.1 QAD Inc. LIST OF REGISTRANT?S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD Eire Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany Allocation Network GmbH Germany

April 13, 2021 10-K

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as specified in its charter)

April 7, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 6, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)

April 7, 2021 EX-99.1

QAD Enhances Inventory and Supply Chain Agility with Acquisition of Foreign-Trade Zone Corporation -- Supports QAD’s Connected Supply Chain by removing complexities and costs for customers operating across national borders --

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Enhances Inventory and Supply Chain Agility with Acquisition of Foreign-Trade Zone Corporation - Supports QAD’s Connected Supply Chain by removing complexities and costs for customers operating a

March 24, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 24, 2021 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)

March 24, 2021 EX-99.1

QAD Reports Fiscal 2021 Fourth Quarter and Full Year Financial Results -- Fourth Quarter Subscription Revenue Growth Accelerates to 24 Percent Year-Over-Year; Subscription Margin Ahead of Plan at 70 Percent --

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2021 Fourth Quarter and Full Year Financial Results - Fourth Quarter Subscription Revenue Growth Accelerates to 24 Percent Year-Over-Year; Subscription Margin Ahead of Plan at 70 P

February 12, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)*

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 12, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) (CUSIP N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 74727D306 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

December 16, 2020 EX-99.1

QAD Expands Capabilities in Strategic Sourcing and Supplier Management with Planned Acquisition of Allocation Network GmbH -- Will round out QAD’s Integrated Supplier Management portfolio, offering best-in-class capabilities to help Procurement Organ

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Expands Capabilities in Strategic Sourcing and Supplier Management with Planned Acquisition of Allocation Network GmbH - Will round out QAD’s Integrated Supplier Management portfolio, offering be

December 16, 2020 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 15, 2020 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Numb

December 10, 2020 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (

November 24, 2020 EX-99.1

QAD Reports Fiscal 2021 Third Quarter and Year-To-Date Financial Results -- Subscription Revenue Grows 24 Percent Year-Over-Year; Subscription Gross Margin Increases to 68 Percent --

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2021 Third Quarter and Year-To-Date Financial Results - Subscription Revenue Grows 24 Percent Year-Over-Year; Subscription Gross Margin Increases to 68 Percent - SANTA BARBARA, Cal

November 24, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 24, 2020 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Numb

September 9, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Exa

August 26, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 26, 2020 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number

August 26, 2020 EX-99.1

QAD Reports Fiscal 2021 Second Quarter and Year-To-Date Financial Results -- Subscription Revenue Growth Continues to Drive Transformation to the Cloud; Second Quarter Recurring Revenue 78 Percent of Total; Subscription Gross Margin Improves to 65 Pe

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2021 Second Quarter and Year-To-Date Financial Results - Subscription Revenue Growth Continues to Drive Transformation to the Cloud; Second Quarter Recurring Revenue 78 Percent of

June 17, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2020 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

June 8, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex

May 27, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 27, 2020 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number) o

May 27, 2020 EX-99.1

QAD Reports Fiscal 2021 First Quarter Financial Results -- 22 Percent Subscription Revenue Growth Drives Recurring Revenue to 77 Percent of Total; Subscription Gross Margin Continues Year-Over-Year Improvement --

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2021 First Quarter Financial Results - 22 Percent Subscription Revenue Growth Drives Recurring Revenue to 77 Percent of Total; Subscription Gross Margin Continues Year-Over-Year Im

April 23, 2020 DEFA14A

- FORM DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

April 23, 2020 DEF 14A

- FORM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin

April 14, 2020 EX-4.2

Description of Registrant’s securities registered pursuant to the Securities Exchange Act of 1934, as amended*

Exhibit 4.2 Description of Registrant’s Securities Registered Pursuant to the Securities Exchange Act of 1934, as Amended General The following description summarizes certain important terms of the capital stock of QAD Inc. (the “company,” “we,” “us” and “our”). Because it is only a summary, it does not contain all the information that may be important to you. For a complete description of the mat

April 14, 2020 10-K

QADA / QAD, Inc. 10-K - Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as specified in its charter)

April 14, 2020 EX-21.1

Subsidiaries of the Registrant*

Exhibit 21.1 QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany QAD Asia Limited Hong Kong

March 18, 2020 EX-99.1

QAD Reports Fiscal 2020 Fourth Quarter and Full Year Financial Results -- Strong Close to the Year; Fourth Quarter Subscription Margin Reaches 67 Percent --

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2020 Fourth Quarter and Full Year Financial Results - Strong Close to the Year; Fourth Quarter Subscription Margin Reaches 67 Percent - SANTA BARBARA, Calif. – March 18, 2020 – QAD

March 18, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 18, 2020 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)

February 14, 2020 SC 13G/A

QADB / QAD, Inc. / Tikvah Management LLC Passive Investment

SC 13G/A 1 d847576913g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 74727D306 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate

February 13, 2020 SC 13G/A

QADB / QAD, Inc. / Nantahala Capital Management, LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 74727D306 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

December 10, 2019 10-Q

QADB / QAD, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (

December 3, 2019 EX-99.1

QAD Appoints Senior Financial Executive Kathy Crusco to Board of Directors

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Appoints Senior Financial Executive Kathy Crusco to Board of Directors SANTA BARBARA, Calif. – December 2, 2019 – QAD Inc. (Nasdaq: QADA) (Nasdaq: QADB), a leading provider of flexible, cloud-bas

December 3, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 27, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Numb

November 26, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 26, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Numb

November 26, 2019 EX-99.1

QAD Reports Fiscal 2020 Third Quarter and Year-To-Date Financial Results -- Quarterly Subscription Margin Reaches All-Time High; Record Number of Cloud Customers Added --

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2020 Third Quarter and Year-To-Date Financial Results - Quarterly Subscription Margin Reaches All-Time High; Record Number of Cloud Customers Added - SANTA BARBARA, Calif. – Novemb

September 26, 2019 EX-99.A

Joint Filing Agreement dated as of September 26, 2019 by and among Pamela M. Lopker, The Lopker Living Trust dated November 18, 2013, Lopker Family Foundation and the Estate of Karl F. Lopker (previously filed with the Securities and Exchange Commission by the Reporting Persons on Schedule 13D/A on September 26, 2019).

CUSIP NO. 74727D306/74727D207 13D Page 11 of 11 Pages Exhibit A Joint Filing Agreement In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Report on Schedule 13D (including amendments thereto) with respect to the common stock of QAD Inc., and further agree that this agreement be included as

September 26, 2019 SC 13D/A

QADB / QAD, Inc. / Lopker Pamela M - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 3)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A 74727D30

September 9, 2019 10-Q

QADB / QAD, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Exa

August 21, 2019 EX-99.1

QAD Reports Fiscal 2020 Second Quarter and Year-To-Date Financial Results -- Record Number of Deals Drives Continued Cloud Momentum --

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2020 Second Quarter and Year-To-Date Financial Results - Record Number of Deals Drives Continued Cloud Momentum - SANTA BARBARA, Calif. – August 21, 2019 – QAD Inc. (Nasdaq: QADA)

August 21, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 21, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number

June 27, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 23, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)

June 27, 2019 EX-10.1

Form of Performance Share Agreement under the 2016 Stock Incentive Program (Incorporated by reference to Exhibit 10.1 to the Registrant’s Form 8-k filed on June 27, 2019)†

Exhibit 10.1 QAD Inc. 2016 STOCK INCENTIVE PROGRAM PERFORMANCE SHARE AGREEMENT This grant of performance shares (“PSUs”) is made by QAD Inc. (the “Company”) to (the “Grantee”) as of the Grant Date set forth below, pursuant to the QAD Inc. 2016 Stock Incentive Program (the “Program”) and this Performance Share Agreement (the “Agreement”). The Program Administrators administering the Program have se

June 10, 2019 10-Q

QADB / QAD, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex

May 29, 2019 EX-99.1

QAD Reports Fiscal 2020 First Quarter Financial Results -- Subscription Revenue Grows to 32 Percent of Total Revenue --

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2020 First Quarter Financial Results - Subscription Revenue Grows to 32 Percent of Total Revenue - SANTA BARBARA, Calif. – May 29, 2019 – QAD Inc. (Nasdaq: QADA) (Nasdaq: QADB), a

May 29, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 qada201905288k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 29, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS

May 9, 2019 DEFA14A

QADB / QAD, Inc. DEFA14A FORM DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

May 9, 2019 DEF 14A

QADB / QAD, Inc. DEF 14A FORM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin

April 26, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 24, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-22823 (Commission File Number) 77-0105228 (IRS

April 16, 2019 EX-10.4A

Change in Control Agreement for Anton Chilton†*

Exhibit 10.4(a) CHANGE IN CONTROL AGREEMENT This change in control agreement (this “Agreement”), is made and entered into as of December 19, 2018 (the “Effective Date”), by and between QAD Inc., a Delaware corporation (together with its successors and assigns permitted under this Agreement, the “Company”), and Anton Chilton, an individual (the “Employee”). W I T N E S S E T H: Whereas the Board of

April 16, 2019 EX-10.6B

Acknowledgement between the Registrant and Anton Chilton dated December 19, 2018 (Incorporated by reference to Exhibit 10.6(b) of the Registrant’s Annual Report on Form 10-K for the fiscal year ended January 31, 2019)†

Exhibit 10.6(b) ACKNOWLEDGEMENT AND CLARIFICATION This ACKNOWLEDGEMENT AND CLARIFICATION, effective as of December 19, 2018, is between QAD Inc., a Delaware corporation, with its principal offices located at 100 Innovation Place, Santa Barbara, California 93108 ("QAD"), and Anton Chilton, residing at 5110 Cathedral Oaks Rd., Santa Barbara, CA 93111 ("Employee"). RECITALS QAD and Employee hereby ac

April 16, 2019 EX-21.1

Subsidiaries of the Registrant*

Exhibit 21.1 QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada Tradewind Compliance Inc. Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH G

April 16, 2019 10-K

QADB / QAD, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as specified in its charter)

March 20, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 20, 2019 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number)

March 20, 2019 EX-99.1

QAD Reports Fiscal 2019 Fourth Quarter and Full Year Financial Results --Full Year Subscription Revenue Grows 32 Percent; Subscription Margins Improve to 63 Percent--

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2019 Fourth Quarter and Full Year Financial Results -Full Year Subscription Revenue Grows 32 Percent; Subscription Margins Improve to 63 Percent- SANTA BARBARA, Calif. – March 20,

February 14, 2019 SC 13G

QADB / QAD, Inc. / Nantahala Capital Management, LLC - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 74727D306 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

December 21, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 19, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-22823 (Commission File Number) 77-0105228 (I

December 21, 2018 EX-99.1

QAD Names Anton Chilton Chief Executive Officer and Board Member

Exhibit 99.1 QAD Names Anton Chilton Chief Executive Officer and Board Member - Veteran ERP and QAD Executive Leading Next Phase of Cloud Growth Strategy - SANTA BARBARA, Calif., Dec. 19, 2018 /PRNewswire/ - QAD Inc. (QADA) (QADB), a leading provider of flexible, cloud-based enterprise software and services for global manufacturing companies, today announced that Anton Chilton has been named Chief

December 21, 2018 EX-10.1

Offer letter between the Registrant and Anton Chilton, dated December 19, 2018 (Incorporated by reference to Exhibit 10.1 of the Registrant’s Form 8-K filed on December 21, 2018 ).†

Exhibit 10.1 QAD Inc. 100 Innovation Place Santa Barbara, CA 93108 USA Tel +1 805 566 6000 Fax +1 805 565 4202 http://www.qad.com December 19, 2018 Mr. Anton Chilton 5110 Cathedral Oaks Road Santa Barbara, CA 93111 Re: Promotion from Chief, Global Field Operations to Chief Executive Officer Dear Anton, We are pleased to offer you the position of Chief Executive Officer (CEO) for QAD, effective as

December 10, 2018 10-Q

QADB / QAD, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (

November 20, 2018 8-K/A

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 20, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer I

November 20, 2018 EX-99.1

QAD Reports Fiscal 2019 Third Quarter and Year-To-Date Financial Results --YTD Subscription Revenue Grows 36 Percent and YTD Subscription Gross Margin Improves Nine Percentage Points to 63 Percent--

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2019 Third Quarter and Year-To-Date Financial Results -YTD Subscription Revenue Grows 36 Percent and YTD Subscription Gross Margin Improves Nine Percentage Points to 63 Percent- SA

November 20, 2018 EX-99.1

QAD Reports Fiscal 2019 Third Quarter and Year-To-Date Financial Results --YTD Subscription Revenue Grows 36 Percent and YTD Subscription Gross Margin Improves Nine Percentage Points to 63 Percent--

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2019 Third Quarter and Year-To-Date Financial Results -YTD Subscription Revenue Grows 36 Percent and YTD Subscription Gross Margin Improves Nine Percentage Points to 63 Percent- SA

November 20, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 20, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Numb

October 19, 2018 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 17, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IR

September 10, 2018 10-Q

QADB / QAD, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Exa

August 22, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 17, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number

August 22, 2018 EX-99.1

QAD Reports Fiscal 2019 Second Quarter and Year-To-Date Financial Results --Year-to-Date Subscription Revenue Grows 34 Percent-- --Leslie Stretch Rejoins QAD Board of Directors--

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2019 Second Quarter and Year-To-Date Financial Results -Year-to-Date Subscription Revenue Grows 34 Percent- -Leslie Stretch Rejoins QAD Board of Directors- SANTA BARBARA, Calif. –

August 17, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 qada201808168k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 15, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporat

June 14, 2018 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 qada201806138k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 11, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IR

June 11, 2018 10-Q

QADB / QAD, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex

May 30, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 30, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification Number) o

May 30, 2018 EX-99.1

QAD Reports Fiscal 2019 First Quarter Financial Results --Subscription Revenue Increased 40 Percent, Now Accounts for One-Quarter of Total Revenue--

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2019 First Quarter Financial Results -Subscription Revenue Increased 40 Percent, Now Accounts for One-Quarter of Total Revenue- SANTA BARBARA, Calif. – May 30, 2018– QAD Inc. (Nasd

April 26, 2018 DEFA14A

QADB / QAD, Inc. FORM DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

April 26, 2018 DEF 14A

QADB / QAD, Inc. FORM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin

April 13, 2018 10-K

QADB / QAD, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as specified in its charter)

April 13, 2018 EX-21.1

Subsidiaries of the Registrant*

Exhibit 21.1 QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany QAD Asia Limited Hong Kong

March 21, 2018 EX-99.1

QAD Reports Fiscal 2018 Fourth Quarter and Full Year Financial Results --Subscription Revenue Increased 33 Percent for Full Year; Record Annual Revenue of $305 Million Achieved--

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2018 Fourth Quarter and Full Year Financial Results -Subscription Revenue Increased 33 Percent for Full Year; Record Annual Revenue of $305 Million Achieved- SANTA BARBARA, Calif.

March 21, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 21, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

February 26, 2018 EX-99.1

QAD Issues Preliminary Fiscal 2018 Results -- Subscription Revenue Grows 33 Percent, Total Revenue Grows 10 Percent Year-over-Year --

ex106134.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Issues Preliminary Fiscal 2018 Results - Subscription Revenue Grows 33 Percent, Total Revenue Grows 10 Percent Year-over-Year - SANTA BARBARA, Calif. ? February 26, 2018 ? QAD Inc. (

February 26, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

qada201802268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 26, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commiss

February 6, 2018 8-K

Current Report

qada201802058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 2, 2018 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commissi

December 8, 2017 10-Q

QADB / QAD, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (

November 21, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

qada201711218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 21, 2017 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer

November 21, 2017 EX-99.1

QAD Reports Fiscal 2018 Third Quarter and Year-to-Date Financial Results -- Total Revenue Increases 10 Percent from Last Year -- -- Subscription Revenue Increases 34 Percent on a Trailing 12-month Basis --

ex100991.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2018 Third Quarter and Year-to-Date Financial Results - Total Revenue Increases 10 Percent from Last Year - - Subscription Revenue Increases 34 Percent on a Trailing 1

October 19, 2017 SC 13D/A

QADB / QAD, Inc. / LOPKER KARL F - SCHEDULE 13D/A 10-19-17 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A 74727D30

September 8, 2017 10-Q

QADB / QAD, Inc. FORM 10-Q (Quarterly Report)

qada2017073110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0

August 24, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

qada201708238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 24, 2017 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commissio

August 24, 2017 EX-99.1

QAD Reports Fiscal 2018 Second Quarter Financial Results -- Second Quarter Subscription Revenue Growth of 41 Percent; Subscription Margin Increases 12 Percent from the Prior Year --

ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2018 Second Quarter Financial Results - Second Quarter Subscription Revenue Growth of 41 Percent; Subscription Margin Increases 12 Percent from the Prior Year - SANTA BA

June 30, 2017 EX-10.11

Partner Agreement between the Registrant and Progress Software Corporation dated February 1, 2007, as amended by First Amendment to Partner Agreement dated October 30, 2007, Second Amendment to Partner Agreement dated January 30, 2008, SaaS Amendment to Partner Agreement dated May 6, 2008, Third Amendment to Partner Agreement dated July 31, 2008, Savvion Amendment to Partner Agreement dated February 15, 2011, Sixth Amendment to Partner Agreement dated May 16, 2014, Seventh Amendment to Partner Agreement dated July 29, 2014, Eighth Amendment to Partner Agreement dated January 11, 2016, and Ninth Amendment to Partner Agreement dated January 22, 2016 (Incorporated by reference to Exhibit 10.11 of the Registrant’s Form 10-K/A filed on June 30, 2017. Filed in redacted form as confidential treatment as to certain portions of such exhibit has been granted by the Securities and Exchange Commission and was separately filed with the SEC.).

ex10-11.htm Exhibit 10.11 Confidential Portions of this Exhibit marked as [***] have been omitted pursuant to a request for confidential treatment and have been filed separately with the Securities and Exchange Commission. PARTNER AGREEMENT This PARTNER AGREEMENT (the “Agreement”), made this 1st day of February, 2007 (hereinafter referred to as the “Effective Date”) by and between Progress Softwar

June 30, 2017 10-K/A

QADB / QAD, Inc. FORM 10-K/A (Annual Report)

qada2017062910ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of

June 16, 2017 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 qada201706158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 13, 2017 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IR

June 12, 2017 CORRESP

QAD ESP

qada20170612corresp.htm QAD Inc. 100 Innovation Place Santa Barbara, CA 93108 USA Tel + 1 805 566 6000 Fax + 1 805 566 6080 http://www.qad.com June 12, 2017 Ms. Kathleen Collins Accounting Branch Chief Office of Information Technologies and Services Securities and Exchange Commission Washington, D.C. 20549 Dear Ms. Collins: QAD Inc. (the ?Company?) submits this letter in response to your comment l

June 9, 2017 10-Q

QADB / QAD, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex

May 25, 2017 EX-99.1

QAD Reports Fiscal 2018 First Quarter Financial Results -- Subscription Revenue Grows 34 Percent for First Quarter; Subscription Margin Improves from Prior Year --

ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2018 First Quarter Financial Results - Subscription Revenue Grows 34 Percent for First Quarter; Subscription Margin Improves from Prior Year - SANTA BARBARA, Calif. ? Ma

May 25, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

qada201705248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 25, 2017 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Ident

April 27, 2017 DEFA14A

QAD FORM DEFA14A

qada20170426bdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by

April 27, 2017 DEF 14A

QAD FORM DEF 14A

qada20170426bdef14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by R

April 7, 2017 10-K

QAD FORM 10-K (Annual Report)

qada2017013110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as speci

April 7, 2017 EX-10.10

Offer letter between the Registrant and Anton Chilton, dated March 7, 2017 (Incorporated by reference to Exhibit 10.10 of the Registrant’s Annual Report on Form 10-K for the fiscal year ended January 31, 2017)†

ex10-10.htm Exhibit 10.10 QAD Inc. 100 Innovation Place Santa Barbara, CA 93108 March 7, 2017 Mr. Anton Chilton Re: Promotion from EVP, Global Services to Chief, Global Field Operations Dear Anton, Congratulations on your appointment. I am pleased to offer you the position of Chief, Global Field Operations, QAD Inc. (“QAD” or the “Company”). Your primary job responsibilities will be the overall re

April 7, 2017 EX-21.1

QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned)

ex21.htm Exhibit 21.1 QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany QAD Asia Limited

March 9, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

qada201703098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 9, 2017 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission

March 9, 2017 EX-99.1

QAD Reports Fiscal 2017 Fourth Quarter and Full Year Financial Results -- Subscription Revenue Grows 39 Percent for Fourth Quarter; Subscription Gross Margin Reaches 53 Percent --

ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2017 Fourth Quarter and Full Year Financial Results - Subscription Revenue Grows 39 Percent for Fourth Quarter; Subscription Gross Margin Reaches 53 Percent - SANTA BARB

February 7, 2017 SC 13G/A

QADB / QAD, Inc. / Tikvah Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

December 9, 2016 10-Q

QAD FORM 10-Q (Quarterly Report)

qada2016092110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe

November 22, 2016 EX-99.1

QAD Reports Fiscal 2017 Third Quarter and Year-to-Date Financial Results -- Continued Strong Subscription Revenue Growth of 42 Percent --

ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2017 Third Quarter and Year-to-Date Financial Results - Continued Strong Subscription Revenue Growth of 42 Percent - SANTA BARBARA, Calif. ? November 22, 2016 ? QAD Inc.

November 22, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

qada201611218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 22, 2016 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer

September 8, 2016 10-Q

QAD FORM 10-Q (Quarterly Report)

qada2016073110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0

August 25, 2016 EX-99.1

QAD Reports Fiscal 2017 Second Quarter and Year-to-Date Financial Results -- Strong Subscription Revenue Growth of 37 Percent --

ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman | Matt Sheldon PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2017 Second Quarter and Year-to-Date Financial Results - Strong Subscription Revenue Growth of 37 Percent - SANTA BARBARA, Calif. ? August 25, 2016 ? Q

August 25, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

qada201608248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 25, 2016 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Id

August 25, 2016 EX-99.1

QAD Reports Fiscal 2017 Second Quarter and Year-to-Date Financial Results -- Strong Subscription Revenue Growth of 37 Percent --

ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Chief Accounting Officer 805.566.6100 [email protected] Laurie Berman | Matt Sheldon PondelWilkinson Inc. 310.279.5980 [email protected] QAD Reports Fiscal 2017 Second Quarter and Year-to-Date Financial Results - Strong Subscription Revenue Growth of 37 Percent - SANTA BARBARA, Calif. ? August 25, 2016 ? Q

August 25, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

qada201608248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 25, 2016 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Id

July 22, 2016 SC 13D/A

QADB / QAD, Inc. / LOPKER KARL F - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1)* (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A

July 7, 2016 S-8

Registration Statement on Form S-8 (No. 333-212435), which was filed with the SEC on July 7, 2016, pertaining to the registration of 4,000,000 shares of Class A Common Stock, available for issuance under the Company's 2016 Stock Incentive Program.

qada20160706s8.htm Registration No. 333- As filed with the Securities and Exchange Commission on July 7, 2016. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 QAD INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 77-0105228 (State or Other Jurisdiction of Incorporation or Organization) (IRS Em

June 17, 2016 EX-10.4

Form of Stock Appreciation Rights Agreement under the 2016 Stock Incentive Program (Incorporated by reference to Exhibit 10.4 of the Registrant’s Form 8-K filed on June 17, 2016)†

Exhibit 10.4 QAD INC. 2016 STOCK INCENTIVE PROGRAM STOCK APPRECIATION RIGHTS AGREEMENT This grant of stock appreciation rights (?SAR?) is made by QAD Inc. (the ?Company?) to (the "Grantee") as of the Grant Date set forth below, pursuant to the QAD Inc. 2016 Stock Incentive Program (the ?Program?) and this Stock Appreciation Rights Agreement (the ?Agreement?). The Program Administrators administeri

June 17, 2016 EX-10.2

Form of Stock Rights Agreement under the 2016 Stock Incentive Program (Incorporated by reference to Exhibit 10.2 of the Registrant’s Form 8-K filed on June 17, 2016)†

Exhibit 10.2 QAD INC. 2016 STOCK INCENTIVE PROGRAM STOCK RIGHTS AGREEMENT This grant of stock rights (?Stock Payments?) is made by QAD Inc. (the ?Company?) to (the "Grantee") as of the Grant Date set forth below, pursuant to the QAD Inc. 2016 Stock Incentive Program (the ?Program?) and this Stock Rights Agreement (the ?Agreement?). The Program Administrators administering the Program have selected

June 17, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 14, 2016 QAD Inc.

June 17, 2016 EX-10.3

Form of Restricted Stock Unit Agreement under the 2016 Stock Incentive Program (Incorporated by reference to Exhibit 10.3 of the Registrant’s Form 8-K filed on June 17, 2016)†

Exhibit 10.3 QAD INC. 2016 STOCK INCENTIVE PROGRAM RESTRICTED STOCK UNIT AGREEMENT This grant of restricted stock units (?RSUs?) is made by QAD Inc. (the ?Company?) to the "Grantee") as of the Grant Date set forth below, pursuant to the QAD Inc. 2016 Stock Incentive Program (the ?Program?) and this Restricted Stock Unit Agreement (the ?Agreement?). The Program Administrators administering the Prog

June 7, 2016 10-Q

QAD QAD INC 10-Q 4-30-2016 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex

May 19, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 19, 2016 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em

May 19, 2016 EX-99.1

QAD Reports Fiscal 2017 First Quarter Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman | Matt Sheldon Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2017 First Quarter Financial Results SANTA BARBARA, Calif. – May 19, 2016 – QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provider of enterprise software and

April 29, 2016 DEFA14A

QAD QAD INC DEFA 14A 4-29-2016

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

April 29, 2016 DEF 14A

2016 Stock Incentive Program (Incorporated by reference to Exhibit A of the Company’s Definitive Proxy Statement for the Registrant’s 2016 Annual Meeting of Stockholders filed on Schedule 14A on April 29, 2016). †

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin

April 15, 2016 10-K

QAD FORM 10-K (Annual Report)

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as specifi

April 15, 2016 EX-21.1

QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd.

Exhibit 21.1 QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany QAD Asia Limited Hong Kong

March 10, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 10, 2016 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

March 10, 2016 EX-99.1

QAD Reports Fiscal 2016 Fourth Quarter and Full Year Financial Results -- Successful Transition to the Cloud Continues --

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman | Matt Sheldon Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2016 Fourth Quarter and Full Year Financial Results - Successful Transition to the Cloud Continues - SANTA BARBARA, Calif. – March 10, 2016 – QAD Inc. (NASDAQ: QA

February 16, 2016 SC 13G/A

QADB / QAD, Inc. / Nantahala Capital Management, LLC - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* QAD Inc. (Name of Issuer) Class A, $0.001 par value Class B, $0.001 par value (Title of Class of Securities) Class A - 74727D306 Class B - 74727D207 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the approp

February 8, 2016 SC 13G/A

QADB / QAD, Inc. / Tikvah Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

December 10, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2015 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (

November 24, 2015 EX-99.1

QAD Reports Fiscal 2016 Third Quarter and Year-to-Date Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: Kara Bellamy Laurie Berman | Matt Sheldon Chief Accounting Officer PondelWilkinson Inc. 805.566.6100 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2016 Third Quarter and Year-to-Date Financial Results SANTA BARBARA, Calif. ? November 24, 2015 ? QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provider of en

November 24, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 24, 2015 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (I

September 4, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2015 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Exa

August 26, 2015 EX-99.1

QAD Reports Fiscal 2016 Second Quarter and Year-to-Date Financial Results

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman | Matt Sheldon QAD Senior Vice President and Treasurer PondelWilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD Reports Fiscal 2016 Second Quarter and Year-to-Date Financial Results SANTA BARBARA, Calif. ? August 26, 2015 ? QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading pr

August 26, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 26, 2015 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

July 23, 2015 EX-99.A

Joint Filing Agreement

EX-99.A CUSIP NO. 74727D306/74727D207 13D Page 1 2 of 12 Pages Exhibit A Joint Filing Agreement In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Report on Schedule 13D (including amendments thereto) with respect to the common stock of QAD Inc., and further agree that this agreement be in

July 23, 2015 SC 13D

QADB / QAD, Inc. / LOPKER KARL F - SC 13D Activist Investment

SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2(A) QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A 74727D306 Class B 74

July 15, 2015 SC 13G/A

QADA / QAD, Inc. / Palogic Value Management, L.P. - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* QAD INC. (Name of Issuer) Class B Common Stock (Title of Class of Securities) 74727D207 (CUSIP Number) July 14, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

July 15, 2015 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 14, 2015 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E

June 12, 2015 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 9, 2015 QAD Inc.

June 8, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2015 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Ex

May 28, 2015 EX-99.1

QAD REPORTS FISCAL 2016 FIRST QUARTER FINANCIAL RESULTS

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman | Matt Sheldon QAD Senior Vice President and Treasurer PondelWilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD REPORTS FISCAL 2016 FIRST QUARTER FINANCIAL RESULTS SANTA BARBARA, Calif. ? May 28, 2015 ? QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provider of enterprise

May 28, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 28, 2015 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em

April 27, 2015 DEF 14A

QAD DEF14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

April 27, 2015 DEFA14A

QAD QAD INC DEFA 14A 4-27-2015

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

April 13, 2015 EX-21.1

QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned)

Exhibit 21.1 QAD Inc. LIST OF REGISTRANT?S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany QAD Asia Limited Hong Kong

April 13, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K T ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2015 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name of Registrant as specified in its charter)

March 12, 2015 EX-99.1

QAD REPORTS RECORD REVENUE FOR FISCAL 2015 FOURTH QUARTER AND FULL YEAR

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer PondelWilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD REPORTS RECORD REVENUE FOR FISCAL 2015 FOURTH QUARTER AND FULL YEAR SANTA BARBARA, Calif. ? March 12, 2015 ? QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provide

March 12, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 12, 2015 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

February 17, 2015 SC 13G/A

QADB / QAD, Inc. / Nantahala Capital Management, LLC - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* QAD, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A - 74727D306 Class B - 74727D207 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this

February 13, 2015 SC 13G/A

QADB / QAD, Inc. / LOPKER KARL F - LOPKER KARL F SC 13GA NO 4 12-31-2014 (QAD INC) Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 4)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Cla

January 21, 2015 SC 13G

QADB / QAD, Inc. / Tikvah Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

January 16, 2015 424B4

  3,000,000 Shares Class A Common Stock $20.00 Per Share

TABLE OF CONTENTS Filed pursuant to Rule 424(b)(4) Registration No. 333-198779 FOLLOW-ON PROSPECTUS SUPPLEMENT (To Prospectus dated September 29, 2014)   3,000,000 Shares Class A Common Stock $20.00 Per Share We are selling 2,000,000 shares of our Class A common stock, par value $0.001 per share, and the selling stockholders identified in this prospectus supplement are selling 1,000,000 shares of

January 16, 2015 EX-1.1

3,000,000 Shares QAD Inc. Common Stock UNDERWRITING AGREEMENT January 15, 2015

Exhibit 1.1 3,000,000 Shares QAD Inc. Common Stock UNDERWRITING AGREEMENT January 15, 2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED As representative of the several Underwriters named in Schedule I hereto c/o Stifel, Nicolaus & Company, Incorporated One Montgomery Street, Suite 3700 San Francisco, CA 94104 Ladies and Gentlemen: QAD Inc., a Delaware corporation (the “Company”), proposes to issue an

January 16, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 15, 2015 QAD Inc.

January 6, 2015 8-K

Other Events

8-K 1 s000698x18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 6, 2015 QAD Inc. (Exact Name of Registrant as Specified in Charter) Delaware 0-22823 77-0105228 (State or Other Jurisdiction of Incorporation) Com

January 6, 2015 424B5

Subject to Completion, Dated January 6, 2015.

TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.

December 4, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2014 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (

November 25, 2014 EX-99.1

QAD REPORTS RECORD REVENUE FOR THIRD QUARTER AND YEAR-TO-DATE PERIOD

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer PondelWilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD REPORTS RECORD REVENUE FOR THIRD QUARTER AND YEAR-TO-DATE PERIOD SANTA BARBARA, Calif. – November 25, 2014 – QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provide

November 25, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 25, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (I

September 16, 2014 S-3

Form S-3 (Registration Number 333-198779)

TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 16, 2014 Registration No.

September 16, 2014 EX-4.3

QAD INC., Issuer [ ], Trustee Dated as of [ ], 20[ ] Debt Securities

Exhibit 4.3 QAD INC., Issuer AND [ ], Trustee INDENTURE Dated as of [ ], 20[ ] Debt Securities TABLE OF CONTENTS Table of Contents Page Article 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 Article 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities 4 Section 2.02 Form of Securities and Trustee’s Certificate 6 Sec

September 9, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

10-Q 1 form10q.htm QAD INC 10-Q 7-31-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2014 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Co

August 26, 2014 EX-99.1

QAD Inc. Condensed Consolidated Statements of Operations (In thousands, except per share data)

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer PondelWilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD REPORTS RECORD SECOND QUARTER AND FIRST HALF REVENUE SANTA BARBARA, Calif. – August 26, 2014 – QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provider of enterpris

August 26, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 26, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

July 17, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 11, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E

July 17, 2014 EX-10.1

Second Amendment to Credit Agreement between the Registrant and Rabobank N.A. effective as of July 11, 2014 (Incorporated by reference to Exhibit 10.1 of the Registrant’s Form 8-K filed on July 17, 2014)

Exhibit 10.1 QAD Inc. Loan: 339482-01 SECOND AMENDMENT TO LOAN DOCUMENTS This is the Second Amendment to the Loan Documents (hereinafter the "Amendment"). It is dated as of July 11, 2014. It is between QAD INC., a Delaware corporation (“Borrower”) and RABOBANK, N.A., a national banking association (“Lender”). Borrower and Lender agree as follows: Borrower and Lender have entered into a Credit Agre

June 17, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 16, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E

June 16, 2014 8-K

Submission of Matters to a Vote of Security Holders - QAD INC 8-K 6-11-2014 (ITEM 5.07)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 11, 2014 QAD Inc.

June 12, 2014 EX-99.1

QAD ADDS LESLIE J. STRETCH TO BOARD OF DIRECTORS

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer Pondel Wilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD ADDS LESLIE J. STRETCH TO BOARD OF DIRECTORS SANTA BARBARA, Calif. – June 12, 2014 – QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provider of enterprise busines

June 12, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 11, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E

June 6, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIESEXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (Exa

May 29, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 29, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em

May 29, 2014 EX-99.1

QAD REPORTS FISCAL 2015 FIRST QUARTER FINANCIAL RESULTS

EXHIBIT 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer Pondel Wilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD REPORTS FISCAL 2015 FIRST QUARTER FINANCIAL RESULTS SANTA BARBARA, Calif. – May 29, 2014 – QAD Inc. (NASDAQ: QADA) (NASDAQ: QADB), a leading provider of enterprise b

May 7, 2014 DEF 14A

- QAD INC DEF 14A 6-11-2014

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Defin

April 17, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 16, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification of inco

April 14, 2014 EX-21.1

QAD Inc. LIST OF REGISTRANT’S SUBSIDIARIES (all 100% owned)

Exhibit 21.1 QAD Inc. LIST OF REGISTRANT?S SUBSIDIARIES (all 100% owned) Subsidiary Name. Country of Organization QAD Australia Pty. Limited Australia QAD Europe NV/SA Belgium QAD (Bermuda) Ltd. Bermuda QAD Brasil Ltda. Brazil QAD Canada ULC Canada QAD China Ltd. China QAD Europe s.r.o. Czech Republic QAD Europe S.A.S. France DynaSys S.A.S. France QAD Europe GmbH Germany QAD Asia Limited Hong Kong

April 14, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K

10-K 1 form10k.htm QAD INC 10-K 1-31-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K T ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2014 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-22823 QAD Inc. (Exact name

March 13, 2014 EX-99.1

QAD REPORTS FISCAL 2014 FOURTH QUARTER AND FULL-YEAR FINANCIAL RESULTS Company Posts Record Revenue for Fiscal 2014

Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer Pondel Wilkinson Inc. 805.566.5117 310.279.5980 [email protected] [email protected] QAD REPORTS FISCAL 2014 FOURTH QUARTER AND FULL-YEAR FINANCIAL RESULTS Company Posts Record Revenue for Fiscal 2014 SANTA BARBARA, Calif. – March 13, 2014 – QAD Inc. (NA

March 13, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 13, 2014 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction (Commission (IRS Employer Identification of inco

February 14, 2014 SC 13G

QADB / QAD, Inc. / Nantahala Capital Management, LLC - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* QAD, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A - 74727D306 Class B - 74727D207 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this S

February 7, 2014 SC 13G/A

QADB / QAD, Inc. / LOPKER KARL F - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 3)* QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securi

January 28, 2014 SC 13G/A

QADB / QAD, Inc. / Roumell Asset Management, LLC - QAD SCHEDULE 13G/A 1-28-14 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (Amendment No. 5) Under the Securities Exchange Act of 1934 QAD Inc. (Name of Issuer) Class A Common Stock, $0.001 par value Class B Common Stock, $0.001 par value (Title of Class of Securities) Class A - 74727D306 Class B - 74727D207 (CUSIP Numbers) December 31, 2013 (Date of Event Which Requires Filing of this

December 13, 2013 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - QAD INC 8-K 12-10-2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 10, 2013 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (I

December 13, 2013 EX-3.1

Revised Bylaws of the Registrant (Incorporated by reference to Exhibit 3.1 of the Registrant's Form 8-K filed on December 13, 2013)

Exhibit 3.1 BYLAWS OF QAD INC. TABLE OF CONTENTS ARTICLE I Office and Records Section 1.1 Delaware Office 1 Section 1.2 Other Offices 1 Section 1.3 Books and Records 1 ARTICLE II Stockholders Section 2.1 Annual Meeting 1 Section 2.2 Special Meetings 1 Section 2.3 Notice of Meetings 2 Section 2.4 Quorum 2 Section 2.5 Voting 2 Section 2.6 Proxies 3 Section 2.7 Notice of Stockholder Business and Nomi

December 9, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2013 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-22823 QAD Inc. (

November 26, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8k.htm QAD INC 8-K 11-26-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 26, 2013 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of in

November 26, 2013 EX-99.1B

QAD REPORTS FISCAL 2014 THIRD QUARTER FINANCIAL RESULTS

Exhibit 99 FOR IMMEDIATE RELEASE For More Information, Contact: John Neale Laurie Berman/Matt Sheldon QAD Senior Vice President and Treasurer PondelWilkinson Inc.

October 7, 2013 8-K/A

Submission of Matters to a Vote of Security Holders - QAD INC 8-K A 6-11-2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 11, 2013 QAD Inc. (Exact name of registrant as specified in its charter) Delaware 0-22823 77-0105228 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

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