PFSI تصريحات هيئة الأوراق المالية والبورصات - PennyMac Financial Services, Inc.- التقرير السنوي، بيان التوكيل، نشرة الإصدار

الإحصائيات الأساسية

CIK

1745916

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to PennyMac Financial Services, Inc.

SEC Filings (Chronological Order)

توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.

August 12, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 PennyMac Financia UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727 8
August 12, 2025	EX-4.1	PENNYMAC FINANCIAL SERVICES, INC. as Issuer, THE GUARANTORS PARTY HERETO, U.S. Bank TRUST COMPANY, national association as Trustee, Dated as of August 12, 2025 $650,000,000 6.750% Senior Notes Due 2034 Table of Contents Exhibit 4.1 PENNYMAC FINANCIAL SERVICES, INC. as Issuer, THE GUARANTORS PARTY HERETO, and U.S. Bank TRUST COMPANY, national association as Trustee, INDENTURE Dated as of August 12, 2025 $650,000,000 6.750% Senior Notes Due 2034 Table of Contents Page Article One DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION SECTION 1.01. Rules of Construction 1 SECTION 1.02. Definitions 2 SECTION 1.03. C
August 7, 2025	EX-99.1	PennyMac Financial Services, Inc. Announces Proposed Private Offering of $650 Million of Senior Notes Exhibit 99.1 PennyMac Financial Services, Inc. Announces Proposed Private Offering of $650 Million of Senior Notes WESTLAKE VILLAGE, Calif. – August 7, 2025 – PennyMac Financial Services, Inc. (NYSE: PFSI) and its subsidiaries (the “Company” or “PennyMac Financial”) today announced that it intends to offer $650 million aggregate principal amount of Senior Notes due 2034 (the “Notes”). The Notes wi
August 7, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 PennyMac Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (C
August 7, 2025	EX-99.1	PennyMac Financial Services, Inc. Announces Pricing of Private Offering of $650 Million of Senior Notes Exhibit 99.1 PennyMac Financial Services, Inc. Announces Pricing of Private Offering of $650 Million of Senior Notes WESTLAKE VILLAGE, Calif. – August 7, 2025– PennyMac Financial Services, Inc. (NYSE: PFSI) and its subsidiaries (the “Company” or “PennyMac Financial”) today announced the pricing of its previously announced offering of $650 million aggregate principal amount of 6.750% Senior Notes d
August 7, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 PennyMac Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (C
July 29, 2025	EX-10.2	Amendment No. 1 to Third Amended and Restated Mortgage Banking Services Agreement, between PennyMac Loan Services, LLC and PennyMac Corp., dated as of June 23, 2025. EXHIBIT 10.2 AMENDMENT NO. 1 THIRD AMENDED AND RESTATED MORTGAGE BANKING SERVICES AGREEMENT Amendment No. 1 to Third Amended and Restated Mortgage Banking Services Agreement, dated and effective as of June 23, 2025 (the “Amendment”), by and between PennyMac Loan Services, LLC, a Delaware limited liability company (the “Service Provider”), and PennyMac Corp., a Delaware corporation (the “Company”).
July 29, 2025	EX-10.1	Amendment No. 1 to Fourth Amended and Restated Management Agreement, by and among PennyMac Mortgage Investment Trust, PennyMac Operating Partnership, L.P. and PNMAC Capital Management, LLC, dated as of June 23, 2025. EXHIBIT 10.1 AMENDMENT NO. 1 FOURTH AMENDED AND RESTATED MANAGEMENT AGREEMENT Amendment No. 1 to Fourth Amended and Restated Management Agreement, dated as of June 23, 2025 (the “Amendment”), by and among PennyMac Mortgage Investment Trust, a Maryland real estate investment trust (the “Trust”), PennyMac Operating Partnership, L.P., a Delaware limited partnership (the “Operating Partnership”), and
July 29, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38727 PennyMac Financial Services, Inc.
July 22, 2025	EX-99.1	PennyMac Financial Services, Inc. Reports Second Quarter 2025 Results Exhibit 99.1 PennyMac Financial Services, Inc. Reports Second Quarter 2025 Results WESTLAKE VILLAGE, Calif. – July 22, 2025 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $136.5 million for the second quarter of 2025, or $2.54 per share on a diluted basis, on revenue of $444.7 million. Book value per share increased to $78.04 from $75.57 at March 31, 2025. PFSI’s Boa
July 22, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2025 PennyMac Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2025 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (Co
July 22, 2025	EX-99.2	3 2Q25 Results Solid operating results and a non-recurring tax benefit partially offset by net fair value declines on hedged mortgage servicing rights resulting from extreme market volatility Production Segment Servicing Segment 2Q25 RESULTS HIGHLIGH Exhibit 99.2 PennyMac Financial Services, Inc. 2Q25 EARNINGS REPORT July 2025 This presentation contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and investment st
June 18, 2025	S-8	As filed with the Securities and Exchange Commission on June 18, 2025 As filed with the Securities and Exchange Commission on June 18, 2025 Registration No.
June 18, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 PennyMac Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727 83-
June 18, 2025	EX-FILING FEES	Filing Fee Table Calculation of Filing Fee Tables S-8 PennyMac Financial Services, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, $0.0001 par value per share Other 974,602 $ 93.66 $ 91,281,223.32 0.0001531 $ 13,975.
May 8, 2025	EX-4.1	Indenture, dated as of May 8, 2025, among PennyMac Financial Services, Inc., the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee, relating to the 6.875% Senior Notes due 2032 Exhibit 4.1 PENNYMAC FINANCIAL SERVICES, INC. as Issuer, THE GUARANTORS PARTY HERETO, and U.S. Bank TRUST COMPANY, national association as Trustee, INDENTURE Dated as of May 8, 2025 $850,000,000 6.875% Senior Notes Due 2032 Table of Contents Page ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION SECTION 1.01. Rules of Construction 1 SECTION 1.02. Definitions 2 SECTION 1.03. Compl
May 8, 2025	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727 83-10
May 1, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (Comm
May 1, 2025	EX-99.1	PennyMac Financial Services, Inc. Announces Proposed Private Offering of $650 Million of Senior Notes Exhibit 99.1 PennyMac Financial Services, Inc. Announces Proposed Private Offering of $650 Million of Senior Notes WESTLAKE VILLAGE, Calif. – May 1, 2025 – PennyMac Financial Services, Inc. (NYSE: PFSI) and its subsidiaries (the “Company”) today announced that it intends to offer $650 million aggregate principal amount of Senior Notes due 2032 (the “Notes”). The Notes will be fully and uncondition
May 1, 2025	EX-99.1	PennyMac Financial Services, Inc. Announces Upsizing and Pricing of Private Offering of $850 Million of Senior Notes Exhibit 99.1 PennyMac Financial Services, Inc. Announces Upsizing and Pricing of Private Offering of $850 Million of Senior Notes WESTLAKE VILLAGE, Calif. – May 1, 2025– PennyMac Financial Services, Inc. (NYSE: PFSI) and its subsidiaries (the “Company”) today announced the pricing of its previously announced offering of $850 million aggregate principal amount of 6.875% Senior Notes due 2032 (the “
May 1, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 PennyMac Financial Se UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (Comm
April 29, 2025	EX-10.3	PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Restricted Stock Unit Award Agreement (2025). EXHIBIT 10.3 PENNYMAC FINANCIAL SERVICES, INC. 2022 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (THE “AGREEMENT”) is dated as of the Grant Date, between PennyMac Financial Services, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and the individual identified in the table below (the “Recipient”). Reci
April 29, 2025	EX-10.5	PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Restricted Stock Unit Award Agreement (Non-Employee Directors) (2025). EXHIBIT 10.5 PENNYMAC FINANCIAL SERVICES, INC. 2022 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (THE “AGREEMENT”) is dated as of the Grant Date, between PennyMac Financial Services, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and the individual identified in the table below (the “Recipient”). Recipient
April 29, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38727 PennyMac Financial Services, Inc.
April 29, 2025	EX-10.2	PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Stock Option Award Agreement (2025). EXHIBIT 10.2 PENNYMAC FINANCIAL SERVICES, INC. 2022 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT THIS STOCK OPTION AWARD AGREEMENT (THE “AGREEMENT”) is dated as of the Grant Date, between PennyMac Financial Services, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and the individual identified in Section 1 below (the “Recipient”). 1.Grant of Option. Pur
April 29, 2025	EX-10.4	PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Performance Based Restricted Stock Unit Award Agreement (2025). EXHIBIT 10.4 PENNYMAC FINANCIAL SERVICES, INC. 2022 EQUITY INCENTIVE PLAN PERFORMANCE BASED RESTRICTED STOCK UNIT AWARD AGREEMENT THIS PERFORMANCE BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (THE “AGREEMENT”) is dated as of the Grant Date, between PennyMac Financial Services, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and the individual identified in the
April 28, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the app DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro
April 28, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi
April 22, 2025	EX-99.1	PennyMac Financial Services, Inc. Reports First Quarter 2025 Results Exhibit 99.1 PennyMac Financial Services, Inc. Reports First Quarter 2025 Results WESTLAKE VILLAGE, Calif. – April 22, 2025 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $76.3 million for the first quarter of 2025, or $1.42 per share on a diluted basis, on revenue of $430.9 million. Book value per share increased to $75.57 from $74.54 at December 31, 2024. PFSI’s Bo
April 22, 2025	EX-99.2	PennyMac Financial Services, Inc. 1Q25 EARNINGS REPORT April 2025 3 Annualized return on equity Annualized operating return on equity⁽²⁾ 8% 15% FIRST QUARTER HIGHLIGHTS 1Q25 Results Book value per share Dividend per common share $75.57 $0.30 Note: Al Exhibit 99.2 PennyMac Financial Services, Inc. 1Q25 EARNINGS REPORT April 2025 This presentation contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and investment s
April 22, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2025 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (C
February 19, 2025	EX-19.1	PennyMac Financial Services, Inc. Policy Against Insider Trading Exhibit 19.1 PFSI Policy Against Insider Trading Background: Federal and state securities laws prohibit trading in securities while in possession of material, nonpublic information regarding the issuer of such securities. Passing on that information to others who then trade in those securities is also prohibited. Violations of these laws may result in criminal and civil penalties, including repaym
February 19, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38727 PennyMac Financial Services, Inc.
February 19, 2025	EX-21.1	Subsidiaries of PennyMac Financial Services, Inc. Exhibit 21.1 LIST OF PENNYMAC FINANCIAL SERVICES, INC. SIGNIFICANT SUBSIDIARIES (as defined in Rule 1-02(w) of Regulations S-X) as of December 31, 2024 Entity Entity Type State or Other Jurisdiction of Incorporation or Organization Private National Mortgage Acceptance Company, LLC Limited Liability Company Delaware PNMAC Capital Management, LLC Limited Liability Company Delaware PennyMac Loan Serv
February 6, 2025	EX-4.1	Indenture, dated as of February 6, 2025, among PennyMac Financial Services, Inc., the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee, relating to the 6.875% Senior Notes due 2033 Exhibit 4.1 PENNYMAC FINANCIAL SERVICES, INC. as Issuer, THE GUARANTORS PARTY HERETO, and U.S. Bank TRUST COMPANY, national association as Trustee, INDENTURE Dated as of February 6, 2025 $850,000,000 6.875% Senior Notes Due 2033 Table of Contents Page Article One DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION SECTION 1.01. Rules of Construction 1 SECTION 1.02. Definitions 2 SECTION 1.03.
February 6, 2025	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2025 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727
February 5, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
February 5, 2025	EX-99.1	PennyMac Financial Services, Inc. Announces Upsizing and Pricing of Private Offering of $850 Million of Senior Notes Exhibit 99.1 PennyMac Financial Services, Inc. Announces Upsizing and Pricing of Private Offering of $850 Million of Senior Notes WESTLAKE VILLAGE, Calif. – February 4, 2025– PennyMac Financial Services, Inc. (NYSE: PFSI) and its subsidiaries (the “Company”) today announced the pricing of its previously announced offering of $850 million aggregate principal amount of 6.875% Senior Notes due 2033 (
February 4, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
February 4, 2025	EX-99.1	PennyMac Financial Services, Inc. Announces Proposed Private Offering of $650 Million of Senior Notes Exhibit 99.1 PennyMac Financial Services, Inc. Announces Proposed Private Offering of $650 Million of Senior Notes WESTLAKE VILLAGE, Calif. – February 4, 2025 – PennyMac Financial Services, Inc. (NYSE: PFSI) and its subsidiaries (the “Company”) today announced that it intends to offer $650 million aggregate principal amount of Senior Notes due 2033 (the “Notes”). The Notes will be fully and uncond
January 30, 2025	EX-99.1	PennyMac Financial Services, Inc. Reports Fourth Quarter and Full-Year 2024 Results Exhibit 99.1 PennyMac Financial Services, Inc. Reports Fourth Quarter and Full-Year 2024 Results WESTLAKE VILLAGE, Calif. – January 30, 2025 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $104.5 million for the fourth quarter of 2024, or $1.95 per share on a diluted basis, on revenue of $470.1 million. Book value per share increased to $74.54 from $72.95 at September
January 30, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2025 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
January 30, 2025	EX-99.2	3 Annualized return on equity Annualized operating return on equity⁽²⁾ 11% 16% FOURTH QUARTER HIGHLIGHTS 4Q24 Results Book value per share Dividend per common share $74.54 $0.30 Note: All figures are for 4Q24 or are as of 12/31/24 (1) EPS = earnings Exhibit 99.2 PennyMac Financial Services, Inc. 4Q24 EARNINGS REPORT January 2025 This presentation contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and investment
January 3, 2025	EX-10.1	Fourth Amended and Restated Stockholder Agreement EXHIBIT 10.1 FOURTH AMENDED AND RESTATED STOCKHOLDER AGREEMENT This FOURTH AMENDED AND RESTATED STOCKHOLDER AGREEMENT (this “Agreement”), dated as of December 31, 2024, is by and between PennyMac Financial Services, Inc., a Delaware corporation (the “Company”), and HC Partners LLC, a Delaware limited liability company (“HCP”). WHEREAS, the Company and HCP are parties to the Third Amended and Resta
January 3, 2025	EX-3.1	Third Amendment to the Amended and Restated Bylaws of PennyMac Financial Services, Inc. Exhibit 3.1 THIRD AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF PENNYMAC FINANCIAL SERVICES, INC., A Delaware corporation The Amended and Restated Bylaws (the “Bylaws”) of PennyMac Financial Services, Inc., a Delaware corporation, are hereby amended effective as of December 31, 2024 as follows: 1. The first sentence of Article II, Section 1 of the Bylaws is hereby amended and restated in its ent
January 3, 2025	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
December 19, 2024	EX-10.5	Amended and Restated Flow Servicing Agreement, between PennyMac Corp. and PennyMac Loan Services, LLC, dated as of December 16, 2024. Exhibit 10.5 Execution Version AMENDED AND RESTATED FLOW SERVICING AGREEMENT between PENNYMAC CORP., as Owner and PENNYMAC LOAN SERVICES, LLC, as Servicer Dated December 16, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.01 Definitions 1 ARTICLE II SERVICING MORTGAGE LOANS 19 Section 2.01 Servicing Mortgage Loans 19 Section 2.02 Closing Documents 21 ARTICLE III SERVICING OF AGENCY M
December 19, 2024	EX-10.1	Fourth Amended and Restated Management Agreement, by and among PennyMac Mortgage Investment Trust, PennyMac Operating Partnership, L.P. and PNMAC Capital Management, LLC, dated as of December 16, 2024. Exhibit 10.1 Execution Version FOURTH AMENDED AND RESTATED MANAGEMENT AGREEMENT by and among PENNYMAC MORTGAGE INVESTMENT TRUST, PENNYMAC OPERATING PARTNERSHIP, L.P. and PNMAC CAPITAL MANAGEMENT, LLC Dated as of December 16, 2024 FOURTH AMENDED AND RESTATED MANAGEMENT AGREEMENT, dated as of December 16, 2024 and effective as of January 1, 2025 (the “Effective Date”), by and among PennyMac Mortgage
December 19, 2024	EX-10.3	Third Amended and Restated Mortgage Banking Services Agreement, between PennyMac Loan Services, LLC and PennyMac Corp., dated as of December 16, 2024. Exhibit 10.3 Execution Version THIRD AMENDED AND RESTATED MORTGAGE BANKING SERVICES AGREEMENT This Third Amended and Restated Mortgage Banking Services Agreement (the “Agreement”) is dated as of December 16, 2024, by and between PennyMac Loan Services, LLC, a Delaware limited liability company, for and on behalf of itself and its Affiliates (collectively, the “Service Provider”), and PennyMac Corp
December 19, 2024	EX-10.4	Third Amended and Restated MSR Recapture Agreement, between PennyMac Loan Services, LLC and PennyMac Corp., dated as of December 16, 2024. Exhibit 10.4 Execution Version THIRD AMENDED AND RESTATED MSR RECAPTURE AGREEMENT This Third Amended and Restated MSR Recapture Agreement (the “Agreement”) is dated as of December 16, 2024, by and between PennyMac Loan Services, LLC, a Delaware limited liability company (the “Servicer”), and PennyMac Corp., a Delaware corporation (the “MSR Owner”), and is effective as of January 1, 2025 (the “Effe
December 19, 2024	EX-10.2	Fifth Amended and Restated Flow Servicing Agreement, between PennyMac Operating Partnership, L.P. and PennyMac Loan Services, LLC, dated as of December 16, 2024. Exhibit 10.2 Execution Version FIFTH AMENDED AND RESTATED FLOW SERVICING AGREEMENT between PENNYMAC OPERATING PARTNERSHIP, L.P., as Owner and PENNYMAC LOAN SERVICES, LLC, as Servicer Dated as of December 16, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01 Definitions 2 ARTICLE II CONTINUATION OF EXISTING SERVICING; SERVICING OF ADDITIONAL MORTGAGE LOANS 19 Section 2.01 Servicing t
December 19, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35916 83-1098934 (State or other jurisdiction of incorporation)
November 1, 2024	EX-10.2	Series 2024-MSRVF1 Indenture Supplement, dated October 28, 2024, by and among PFSI ISSUER TRUST - FMSR, PennyMac Loan Services, LLC, Citibank, N.A., and Goldman Sachs Bank USA EXHIBIT 10.2 [Information indicated with brackets [***] has been omitted from this exhibit because it is not material and contains information that the Company treats as private or confidential.] PFSI ISSUER TRUST – FMSR, as Issuer and CITIBANK, N.A., as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and PENNYMAC LOAN SERVICES, LLC., as Administrator and as Servicer
November 1, 2024	EX-10.3	Series 2024-VF1 Guaranty (PLS FMSR), dated as of October 28, 2024 by Private National Mortgage Acceptance Company, LLC and PennyMac Loan Services, LLC in favor of Goldman Sachs Bank USA Exhibit 10.3 SERIES 2024-VF1 GUARANTY (PLS FMSR) THIS SERIES 2024-VF1 GUARANTY, dated as of October 28, 2024 (as amended, restated, supplemented and otherwise modified from time to time, this “Guaranty”), is executed by Private National Mortgage Acceptance Company, LLC (“VFN Guarantor”), a Delaware limited liability company and by PennyMac Loan Services, LLC, a Delaware limited liability company (
November 1, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
November 1, 2024	EX-10.1	Series 2024-MSRVF1 Master Repurchase Agreement, dated as of October 28, 2024, by and among PennyMac Loan Services, LLC and Goldman Sachs Bank USA EXHIBIT 10.1 [Information indicated with brackets [***] has been omitted from this exhibit because it is not material and contains information that the Company treats as private or confidential.] MASTER REPURCHASE AGREEMENT among GOLDMAN SACHS BANK USA, as Administrative Agent and PLS FMSR VFN FUNDING LLC, as Seller and PENNYMAC LOAN SERVICES, LLC, as Parent and PRIVATE NATIONAL MORTGAGE ACCEPTANC
October 29, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38727 PennyMac Financial Services, Inc.
October 22, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
October 22, 2024	EX-99.1	PennyMac Financial Services, Inc. Reports Third Quarter 2024 Results Exhibit 99.1 PennyMac Financial Services, Inc. Reports Third Quarter 2024 Results WESTLAKE VILLAGE, Calif. – October 22, 2024 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $69.4 million for the third quarter of 2024, or $1.30 per share on a diluted basis, on revenue of $411.8 million. Book value per share increased to $72.95 from $71.76 at June 30, 2024. PFSI’s Boar
October 22, 2024	EX-99.2	PennyMac Financial Services, Inc. 3Q24 EARNINGS REPORT October 2024 3 PRODUCTION INVESTMENT MANAGEMENT Annualized SERVICING return on equity Annualized operating return on equity⁽³⁾ 8% 20% Net income Diluted EPS⁽¹⁾ $69mm $1.30 Pretax income Total loa Exhibit 99.2 PennyMac Financial Services, Inc. 3Q24 EARNINGS REPORT October 2024 This presentation contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and investment
October 3, 2024	EX-99.1	Pennymac Announces Organizational Changes Exhibit 99.1 Pennymac Announces Organizational Changes Westlake Village, CA, October 3, 2024 – PennyMac Financial Services, Inc. (NYSE: PFSI) and PennyMac Mortgage Investment Trust (NYSE: PMT) announced today that William Chang is stepping down from his positions as Senior Managing Director and Chief Capital Markets Officer for PFSI and Senior Managing Director and Chief Investment Officer for PMT
October 3, 2024	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation
September 9, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
September 9, 2024	EX-99.1	QUARTER-TO-DATE BUSINESS UPDATE – PRODUCTION AND SERVICING (1) Includes volume fulfilled or locked for PennyMac Mortgage Investment Trust 3 (2) As of 8/31/24; includes loans subserviced for PennyMac Mortgage Investment Trust • Correspondent acquisiti Exhibit 99.1 Barclays Global Financial Services Conference INVESTOR UPDATE September 2024 2 This presentation contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to our production, servicing and other financial results for the third quarter of fi
September 6, 2024	EX-10.1	Third Amended and Restated Stockholder Agreement   Exhibit 10.1   THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT   This THIRD AMENDED AND RESTATED STOCKHOLDER AGREEMENT (this “Agreement”), dated as of September 4, 2024, is by and between PennyMac Financial Services, Inc., a Delaware corporation (the “Company”), and HC Partners LLC, a Delaware limited liability company (“HCP”).   WHEREAS, the Company and HCP are parties to the Second Amended an
September 6, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
September 6, 2024	EX-99.1	PennyMac Financial Services, Inc. Announces Changes To Its Board of Directors Exhibit 99.1 PennyMac Financial Services, Inc. Announces Changes To Its Board of Directors WESTLAKE VILLAGE, Calif. – September 6, 2024 – PennyMac Financial Services, Inc. (NYSE: PFSI) announced today that Sunil Chandra, a technology and financial services expert, has joined its Board of Directors and that James Hunt and Emily Youssouf will retire effective December 31, 2024. “I am extraordinarily
September 6, 2024	EX-3.1	Amendment to the Amended and Restated Bylaws of PennyMac Financial Services, Inc. EXHIBIT 3.1 AMENDMENT TO AMENDED AND RESTATED BYLAWS OF PENNYMAC FINANCIAL SERVICES, INC., A Delaware corporation The Amended and Restated Bylaws (the “Bylaws”) of PennyMac Financial Services, Inc., a Delaware corporation, are hereby amended effective as of September 4, 2024 as follows: 1.     The first sentence of Article II, Section 1 of the Bylaws is hereby amended and restated in its entirety
July 31, 2024	EX-10.5	Amendment No. 3 to Series 2020-SPIADVF1 Indenture Supplement, dated as of June 28, 2024, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Atlas Securitized Products, L.P., Goldman Sachs Bank USA, and Nomura Corporate Funding Americas, LLC. EXHIBIT 10.5 EXECUTION VERSION AMENDMENT NO. 3 TO SERIES 2020-SPIADVF1 INDENTURE SUPPLEMENT This Amendment No. 3 to Series 2020-SPIADVF1 Indenture Supplement is dated as of June 28, 2024 (this “Amendment”), by and among PNMAC GMSR ISSUER TRUST, as issuer (the “Issuer”), CITIBANK, N.A. (“Citibank”), as indenture trustee (in such capacity, the “Indenture Trustee”), calculation agent (in such capacit
July 31, 2024	EX-10.2	Series 2020-SPIADVF1 Master Repurchase Agreement, dated as of July 25, 2024, by and among PennyMac Loan Services, LLC and Mizuho Corporate Funding Americas, LLC. EXHIBIT 10.2 [Information indicated with brackets has been excluded from this exhibit because it is not material and would be competitively harmful if publicly disclosed] MASTER REPURCHASE AGREEMENT among MIZUHO BANK, LTD., as administrative agent (“Administrative Agent”) and MIZUHO BANK, LTD., as buyer (“Buyer”) and PENNYMAC LOAN SERVICES, LLC, as seller (“Seller”) Dated as of July 25, 2024 PNMAC
July 31, 2024	EX-10.8	Joint Omnibus Assignment, Assumption and Amendment No. 6 to the Series 2016-MSRVF1 Repurchase Agreement, Amendment No. 7 to the Series 2020-SPIADVF1 Repurchase Agreement, Amendment No. 1 to the Pricing Side Letters, Amendment No. 5 to the Side Letter Agreements and Amendment No. 2 to the VFN Repo Guaranty, dated as of June 28, 2024, by and among Atlas Securitized Products, L.P., Nexera Holding LLC, PennyMac Loan Services, LLC, and Atlas Securitized Products Funding 2, L.P., and Private National Mortgage Acceptance Company, LLC. EXHIBIT 10.8 EXECUTION VERSION [Information indicated with brackets has been excluded from this exhibit because it is not material and would be competitively harmful if publicly disclosed] JOINT OMNIBUS ASSIGNMENT, ASSUMPTION AND AMENDMENT NO. 6 TO THE SERIES 2016-MSRVF1 REPURCHASE AGREEMENT, AMENDMENT NO. 7 TO THE SERIES 2020-SPIADVF1 REPURCHASE AGREEMENT, AMENDMENT NO. 1 TO THE PRICING SIDE LETT
July 31, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38727 PennyMac Financial Services, Inc.
July 31, 2024	EX-10.3	Series 2024-MSRVF1 Indenture Supplement, dated July 25, 2024, by and among PNMAC GMSR ISSUER TRUST, PennyMac Loan Services, LLC, Citibank, N.A., and Mizuho Bank Ltd. EXHIBIT 10.3 [Information indicated with brackets has been excluded from this exhibit because it is not material and would be competitively harmful if publicly disclosed] PNMAC GMSR ISSUER TRUST, as Issuer and CITIBANK, N.A., as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and PENNYMAC LOAN SERVICES, LLC, as Administrator and as Servicer and MIZUHO BANK, LTD., as
July 31, 2024	EX-10.3	Joint Assignment, Assumption and Amendment No. 6 to the Series 2021-MSRVF1 Repurchase Agreement, Amendment No. 5 to the Series 2021-MSRVF1 Pricing Side Letter and Amendment No. 5 to the Series 2021-MSRVF1 Side Letter Agreement, dated as of June 28, 2024, among Nexera Holding LLC, PennyMac Loan Services, LLC, Atlas Securitized Products, L.P., Atlas Securitized Products Funding 2, L.P., and Private National Mortgage Acceptance Company, LLC. EXHIBIT 10.3 EXECUTION VERSION [Information indicated with brackets has been excluded from this exhibit because it is not material and would be competitively harmful if publicly disclosed] JOINT ASSIGNMENT, ASSUMPTION AND AMENDMENT NO. 6 TO THE SERIES 2021-MSRVF1 REPURCHASE AGREEMENT, AMENDMENT NO. 5 TO THE SERIES 2021-MSRVF1 PRICING SIDE LETTER AND AMENDMENT NO. 5 TO THE SERIES 2021-MSRVF1 SIDE L
July 31, 2024	EX-10.5	Guaranty, by Private National Mortgage Acceptance Company, LLC, as guarantor, in favor of Mizuho Bank, Ltd. dated as of July 25, 2024. EXHIBIT 10.5 GUARANTY By PRIVATE NATIONAL MORTGAGE ACCEPTANCE COMPANY, LLC, as guarantor Dated as of July 25, 2024 TABLE OF CONTENTS Page 1. Defined Terms 1 2. Guaranty 1 3. Right of Set-off 2 4. Subrogation 2 5. Representations and Warranties 3 6. Covenants 5 7. Amendments, etc. 9 8. Guaranty Absolute and Unconditional 9 9. Stay of Acceleration 11 10. Reinstatement 11 11. Payments 12 12. Event of
July 31, 2024	EX-10.4	Amendment No. 9 to Series 2016-MSRVF1 Indenture Supplement, dated as of June 28, 2024, by and among PNMAC GMSR ISSUER TRUST, PennyMac Loan Services, LLC, and Atlas Securitized Products, L.P. EXHIBIT 10.4 EXECUTION VERSION AMENDMENT NO. 9 TO SERIES 2016-MSRVF1 INDENTURE SUPPLEMENT This Amendment No. 9 to Series 2016-MSRVF1 Indenture Supplement is dated as of June 28, 2024 (this “Amendment”), by and among PNMAC GMSR ISSUER TRUST, as issuer (the “Issuer”), CITIBANK, N.A. (“Citibank”), as indenture trustee (in such capacity, the “Indenture Trustee”), calculation agent (in such capacity, t
July 31, 2024	EX-10.7	Omnibus Amendment No. 4 to the Side Letter Agreements, dated as of June 28, 2024, among Atlas Securitized Products, L.P., Nexera Holding LLC, PennyMac Loan Services, LLC, and Private National Mortgage Acceptance Company, LLC. EXHIBIT 10.7 EXECUTION VERSION OMNIBUS AMENDMENT NO. 4 TO THE SIDE LETTER AGREEMENTS This Omnibus Amendment No. 4 to the Side Letter Agreements (as defined below), is entered into as of June 28, 2024 (this “Amendment”), among ATLAS SECURITIZED PRODUCTS, L.P. (the “Administrative Agent”), NEXERA HOLDING LLC (“Nexera” or the “Buyer”) and PennyMac Loan Services, LLC (“PLS” or the “Seller”) and acknow
July 31, 2024	EX-10.1	Series 2024-MSRVF1 Master Repurchase Agreement, dated as of July 25, 2024, by and among PennyMac Loan Services, LLC and Mizuho Corporate Funding Americas, LLC. EXHIBIT 10.1 [Information indicated with brackets has been excluded from this exhibit because it is not material and would be competitively harmful if publicly disclosed] MASTER REPURCHASE AGREEMENT among MIZUHO BANK, LTD., as administrative agent (“Administrative Agent”) and MIZUHO BANK, LTD., as buyer (“Buyer”) and PENNYMAC LOAN SERVICES, LLC, as seller (“Seller”) Dated as of July 25, 2024 PNMAC
July 31, 2024	EX-10.6	Omnibus Amendment No. 5 to Series 2016-MSRVF1 Repurchase Agreement and Amendment No. 6 to Series 2020-SPIADVF1 Repurchase Agreement, dated as of June 28, 2024, among Atlas Securitized Products, L.P., Nexera Holding LLC, PennyMac Loan Services, LLC, and Private National Mortgage Acceptance Company, LLC. EXHIBIT 10.6 EXECUTION VERSION [Information indicated with brackets has been excluded from this exhibit because it is not material and would be competitively harmful if publicly disclosed] OMNIBUS AMENDMENT NO. 5 TO SERIES 2016-MSRVF1 REPURCHASE AGREEMENT AND AMENDMENT NO. 6 TO SERIES 2020-SPIADVF1 REPURCHASE AGREEMENT This Omnibus Amendment No. 5 to the Series 2016-MSRVF1 Repurchase Agreement (as
July 31, 2024	EX-10.4	Joinder and Amendment No. 4 dated July 25, 2024 to the A&R Series 2020-SPIADVF1 Indenture Supplement by and among PNMAC GMSR ISSUER TRUST, PennyMac Loan Services, LLC, Citibank, N.A., Atlas Securitized Products, L.P., Goldman Sachs Bank USA, Nomura Corporate Funding Americas, LLC, Mizuho Bank Ltd., and Atlas Securitized Funding 2, L.P. EXHIBIT 10.4 JOINDER AND AMENDMENT NO. 4 TO A&R SERIES 2020-SPIADVF1 INDENTURE SUPPLEMENT This Joinder and Amendment No. 4 to the A&R Series 2020-SPIADVF1 Indenture Supplement is dated as of July 25, 2024 (this “Joinder and Amendment”), by and among PNMAC GMSR ISSUER TRUST, as issuer (the “Issuer”), CITIBANK, N.A. (“Citibank”), as indenture trustee (in such capacity, the “Indenture Trustee”), calc
July 31, 2024	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35916 83-1098934 (State or other jurisdiction of incorporation) (Co
July 31, 2024	EX-10.2	Joint Amendment No. 5 to the Series 2021-MSRVF1 Repurchase Agreement and Amendment No. 4 to the Series 2021-MSRVF1 Pricing Side Letter, dated as of June 28, 2024, among Atlas Securitized Products, L.P., Nexera Holding LLC, PennyMac Loan Services, LLC, and Private National Mortgage Acceptance Company, LLC. EXHIBIT 10.2 EXECUTION VERSION JOINT AMENDMENT NO. 5 TO THE SERIES 2021-MSRVF1 REPURCHASE AGREEMENT AND AMENDMENT NO. 4 TO THE SERIES 2021-MSRVF1 PRICING SIDE LETTER This Joint Amendment No. 5 to the Series 2021-MSRVF1 Repurchase Agreement (as defined below) and Amendment No. 4 to the Series 2021-MSRVF1 Pricing Side Letter (as defined below), is entered into as of June 28, 2024 (this “Amendment”),
July 23, 2024	EX-99.1	PennyMac Financial Services, Inc. Reports Second Quarter 2024 Results and Increases Quarterly Dividend Exhibit 99.1 PennyMac Financial Services, Inc. Reports Second Quarter 2024 Results and Increases Quarterly Dividend WESTLAKE VILLAGE, Calif. – July 23, 2024 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $98.3 million for the second quarter of 2024, or $1.85 per share on a diluted basis, on revenue of $406.1 million. Book value per share increased to $71.76 from $70.
July 23, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (Co
July 23, 2024	EX-99.2	3 PRODUCTION INVESTMENT MANAGEMENT SERVICING Strong operating performance partially offset by net fair value declines on hedged mortgage servicing rights Annualized return on equity Annualized operating return on equity⁽³⁾ 11% 16% Net income Diluted Exhibit 99.2 PennyMac Financial Services, Inc. 2Q24 EARNINGS REPORT July 2024 2 This presentation contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and investment
June 6, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1
June 5, 2024	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) PennyMac Financial Services, Inc.
June 5, 2024	S-8	As filed with the Securities and Exchange Commission on June 4, 2024 As filed with the Securities and Exchange Commission on June 4, 2024 Registration No.
June 5, 2024	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) PennyMac Financial Services, Inc.
June 5, 2024	EX-99.1	PennyMac Financial Services, Inc. Executive Deferred Compensation Plan Exhibit 99.1 PennyMac Financial Services, Inc. Executive Deferred Compensation Plan Effective Date June 4, 2024 PennyMac Financial Services, Inc. Executive Deferred Compensation Plan Article I Establishment and Purpose 1 Article II Definitions 1 Article III Eligibility and Participation 7 Article IV Deferrals 7 Article V Company Contributions 11 Article VI Payments from Accounts 12 Article VII Val
June 5, 2024	S-8	As filed with the Securities and Exchange Commission on June 4, 2024 As filed with the Securities and Exchange Commission on June 4, 2024 Registration No.
May 23, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2024 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1
May 23, 2024	EX-4.1	Indenture, dated as of May 23, 2024, among PennyMac Financial Services, Inc., the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee, relating to the 7.125% Senior Notes due 2030. Exhibit 4.1 Execution Version PENNYMAC FINANCIAL SERVICES, INC. as Issuer, THE GUARANTORS PARTY HERETO, and U.S. Bank TRUST COMPANY, national association as Trustee, INDENTURE Dated as of May 23, 2024 $650,000,000 7.125% Senior Notes Due 2030 Table of Contents Page Article One DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION SECTION 1.01. Rules of Construction 1 SECTION 1.02. Definitions 2
May 21, 2024	EX-99.1	PennyMac Financial Services, Inc. Announces Pricing of Private Offering of $650 Million of Senior Notes Exhibit 99.1 PennyMac Financial Services, Inc. Announces Pricing of Private Offering of $650 Million of Senior Notes WESTLAKE VILLAGE, Calif. – May 20, 2024 – PennyMac Financial Services, Inc. (NYSE: PFSI) and its subsidiaries (the “Company”) today announced the pricing of its previously announced offering of $650 million aggregate principal amount of 7.125% Senior Notes due 2030 (the “Notes”). Th
May 21, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1
May 20, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1
May 20, 2024	EX-99.1	PennyMac Financial Services, Inc. Announces Proposed Private Offering of $650 Million of Senior Notes Exhibit 99.1 PennyMac Financial Services, Inc. Announces Proposed Private Offering of $650 Million of Senior Notes WESTLAKE VILLAGE, Calif. – May 20, 2024 – PennyMac Financial Services, Inc. (NYSE: PFSI) and its subsidiaries (the “Company”) today announced that it intends to offer $650 million aggregate principal amount of Senior Notes due 2030 (the “Notes”). The Notes will be fully and unconditio
May 1, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38727 PennyMac Financial Services, Inc.
April 24, 2024	EX-99.1	PennyMac Financial Services, Inc. Reports First Quarter 2024 Results Exhibit 99.1 PennyMac Financial Services, Inc. Reports First Quarter 2024 Results WESTLAKE VILLAGE, Calif. – April 24, 2024 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $39.3 million for the first quarter of 2024, or $0.74 per share on a diluted basis, on revenue of $305.7 million. Book value per share decreased to $70.13 from $70.52 at December 31, 2023. PFSI’s Bo
April 24, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (C
April 24, 2024	EX-99.2	1Q24 EARNINGS REPORT PennyMac Financial Services, Inc. April 2024 Exhibit 99.2 1Q24 EARNINGS REPORT PennyMac Financial Services, Inc. April 2024 2 This presentation contains forward - looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and in vestm
April 19, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the app UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State
April 19, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State
March 18, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2024 PennyMac Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (C
March 7, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
March 7, 2024	EX-10.1	Series 2024-GT1 Indenture Supplement to Third Amended and Restated Base Indenture, dated as of February 29, 2024, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, and Atlas Securitized Products, L.P. EXHIBIT 10.1 [Information indicated with brackets has been excluded from this exhibit because it is not material and would be competitively harmful if publicly disclosed] PNMAC GMSR ISSUER TRUST, as Issuer and CITIBANK, N.A., as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and PENNYMAC LOAN SERVICES, LLC, as Administrator and Servicer and ATLAS SECURITIZED PRODUCT
February 21, 2024	EX-21.1	Subsidiaries of PennyMac Financial Services, Inc. Exhibit 21.1 LIST OF PENNYMAC FINANCIAL SERVICES, INC. SIGNIFICANT SUBSIDIARIES (as defined in Rule 1-02(w) of Regulations S-X) as of December 31, 2023 Entity Entity Type State or Other Jurisdiction of Incorporation or Organization Private National Mortgage Acceptance Company, LLC Limited Liability Company Delaware PNMAC Capital Management, LLC Limited Liability Company Delaware PennyMac Loan Serv
February 21, 2024	EX-10.96	Amended and Restated SERIES 2023-MSRVF1 Guaranty, dated as of December 20, 2023, by and among Private National Mortgage Acceptance Company, LLC, PennyMac Loan Services, LLC, PNMAC SPIA VFN Funding, LLC and Goldman Sachs Bank USA. Exhibit 10.96 AMENDED AND RESTATED SERIES 2023-MSRVF1 GUARANTY THIS AMENDED AND RESTATED SERIES 2023-MSRVF1 GUARANTY, dated as of December 20, 2023 (including any schedule attached hereto and as amended, restated, supplemented and otherwise modified from time to time, this “Guaranty”), is executed by Private National Mortgage Acceptance Company, LLC (“VFN Guarantor”), a Delaware limited liability
February 21, 2024	EX-10.81	Joinder and Amendment No. 2 to the A&R Series 2020-SPIADVF1 Indenture Supplement, dated as of August 4, 2023, by an among PNMAC GMSR ISSUER TRUST, Citibank, N.A., Pennymac Loan Services, LLC, Atlas Securitized Products, L.P., Goldman Sachs Bank USA, Nomura Corporate Funding Americas, LLC and Nexera Holding LLC. Exhibit 10.81 EXECUTION VERSION AmericasActive:18505088.12 [Information indicated with brackets has been excluded from this exhibit because it is not material and would be competitively harmful if publicly disclosed] JOINDER AND AMENDMENT NO. 2 TO A&R SERIES 2020-SPIADVF1 INDENTURE SUPPLEMENT This Joinder and Amendment No. 2 to the A&R Series 2020-SPIADVF1 Indenture Supplement is dated as of Augus
February 21, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38727 PennyMac Financial Services, Inc.
February 21, 2024	EX-97	Recoupment of Incentive Compensation Policy For Executive Officers Exhibit 97 PENNYMAC FINANCIAL SERVICES, INC. RECOUPMENT OF INCENTIVE COMPENSATION POLICY FOR EXECUTIVE OFFICERS Adopted as of September 12, 2023 PennyMac Financial Services, Inc., a Delaware corporation (the “Company”), has adopted a Recoupment of Incentive Compensation Policy for Executive Officers (this “Policy”) as described below. 1.Overview The Policy sets forth the circumstances and procedur
February 21, 2024	EX-10.97	SERIES 2020-SPIADVF1 Amended and Restated Master Repurchase Agreement, dated as of December 20, 2023, by and among Goldman Sachs Bank USA, PNMAC SPIA VFN Funding, LLC, PennyMac Loan Services, LLC, and Private National Mortgage Acceptance Company, LLC. Exhibit 10.97 AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT among GOLDMAN SACHS BANK USA, as administrative agent (“Administrative Agent”) and PNMAC SPIA VFN FUNDING, LLC, as seller (“Seller”) and PENNYMAC LOAN SERVICES, LLC, as parent (“Parent”) and PRIVATE NATIONAL MORTGAGE ACCEPTANCE COMPANY, LLC, as a guarantor and Buyers from time to time party hereto Dated as of December 20, 2023 PNMAC GM
February 21, 2024	EX-10.95	Amended and Restated SERIES 2020-SPIADVF1 Guaranty, dated as of December 20, 2023, by and among Private National Mortgage Acceptance Company, LLC, PennyMac Loan Services, LLC, PNMAC GMSR VFN Funding, LLC and Goldman Sachs Bank USA. Exhibit 10.95 AMENDED AND RESTATED SERIES 2020-SPIADVF1 GUARANTY THIS AMENDED AND RESTATED SERIES 2020-SPIADVF1 GUARANTY, dated as of December 20, 2023 (including any schedule attached hereto and as amended, restated, supplemented and otherwise modified from time to time, this “Guaranty”), is executed by Private National Mortgage Acceptance Company, LLC (“VFN Guarantor”), a Delaware limited liabil
February 21, 2024	EX-10.98	SERIES 2023-MSRVF1 Amended and Restated Master Repurchase Agreement, dated as of December 20, 2023, by and among Goldman Sachs Bank USA, PNMAC GMSR VFN Funding, LLC, PennyMac Loan Services, LLC, and Private National Mortgage Acceptance Company, LLC. Exhibit 10.98 AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT among GOLDMAN SACHS BANK USA, as administrative agent (“Administrative Agent”) and PNMAC GMSR VFN FUNDING, LLC, as seller (“Seller”) and PENNYMAC LOAN SERVICES, LLC, as parent (“Parent”) and PRIVATE NATIONAL MORTGAGE ACCEPTANCE COMPANY LLC, as a guarantor and Buyers from time to time party hereto Dated as of December 20, 2023 PNMAC GMS
February 13, 2024	SC 13G	PFSI / PennyMac Financial Services, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv01679-pennymacfinancialser.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: PennyMac Financial Services Inc Title of Class of Securities: Common Stock CUSIP Number: 70932M107 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the r
February 9, 2024	SC 13G	PFSI / PennyMac Financial Services, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PennyMac Financial Services Inc (Name of Issuer) Common Stock (Title of Class of Securities) 70932M107 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi
February 9, 2024	SC 13G/A	PFSI / PennyMac Financial Services, Inc. / Senvest Management, LLC - PENNYMAC FINANCIAL SERVICES, INC. Passive Investment SC 13G/A 1 p24-0348sc13ga.htm PENNYMAC FINANCIAL SERVICES, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* PennyMac Financial Services, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 70932M107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filin
February 5, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
February 5, 2024	EX-99.1	MOTION TO CONFIRM ARBITRATION AWARD AND TO DETERMINE RELIEF IS PUBLIC I. Introduction Exhibit 99.1 IN THE CIRCUIT COURT, FOURTH JUDICIAL CIRCUIT, IN AND FOR DUVAL COUNTY, FLORIDA CASE NO.: 2019-CA-007908 DIVISION: CV-D BLACK KNIGHT SERVICING TECHNOLOGIES, LLC, Plaintiff, v. PENNYMAC LOAN SERVICES, LLC Defendant, / MOTION TO CONFIRM ARBITRATION AWARD AND TO DETERMINE RELIEF IS PUBLIC I. Introduction PennyMac moves to confirm (1) the final arbitration award entered by arbitrator Davi
February 1, 2024	EX-99.1	PennyMac Financial Services, Inc. Reports Fourth Quarter and Full-Year 2023 Results Exhibit 99.1 PennyMac Financial Services, Inc. Reports Fourth Quarter and Full-Year 2023 Results WESTLAKE VILLAGE, Calif. – February 1, 2024 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported a net loss of $36.8 million for the fourth quarter of 2023, or $(0.74) per share on a diluted basis, on revenue of $361.9 million. Book value per share decreased to $70.52 from $71.56 at Septembe
February 1, 2024	EX-99.2	4Q23 EARNINGS REPORT PennyMac Financial Services, Inc. February 2024 Exhibit 99.2 4Q23 EARNINGS REPORT PennyMac Financial Services, Inc. February 2024 2 This presentation contains forward - looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and in ve
February 1, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2024 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
December 11, 2023	EX-4.1	Indenture, dated as of December 11, 2023, among PennyMac Financial Services, Inc., the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee, relating to the 7.875% Senior Notes due 2029. Exhibit 4.1 Execution Version PENNYMAC FINANCIAL SERVICES, INC. as Issuer, THE GUARANTORS PARTY HERETO, and U.S. Bank TRUST COMPANY, national association as Trustee, INDENTURE Dated as of December 11, 2023 $750,000,000 7.875% Senior Notes Due 2029 Table of Contents Page Article One DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION SECTION 1.01. Rules of Construction 1 SECTION 1.02. Definitio
December 11, 2023	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2023 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727
December 7, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2023 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727
December 7, 2023	EX-99.1	PennyMac Financial Services, Inc. Announces Upsizing and Pricing of Private Offering of $750 Million of Senior Notes Exhibit 99.1 PennyMac Financial Services, Inc. Announces Upsizing and Pricing of Private Offering of $750 Million of Senior Notes December 6, 2023 WESTLAKE VILLAGE, Calif.-(BUSINESS WIRE)- PennyMac Financial Services, Inc. (NYSE: PFSI) and its subsidiaries (the “Company”) today announced the pricing of its previously announced offering of $750 million aggregate principal amount of 7.875% Senior No
December 6, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2023 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727
December 6, 2023	EX-99.1	PennyMac Financial Services, Inc. Announces Proposed Private Offering of $650 Million of Senior Notes Exhibit 99.1 PennyMac Financial Services, Inc. Announces Proposed Private Offering of $650 Million of Senior Notes Westlake Village, CA – December 6, 2023 – PennyMac Financial Services, Inc. (NYSE: PFSI) and its subsidiaries (the “Company”) today announced that it intends to offer $650 million aggregate principal amount of Senior Notes due 2029 (the “Notes”). The Notes will be fully and unconditio
December 4, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2023 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
December 4, 2023	EX-99.1	INVESTOR UPDATE PennyMac Financial Services, Inc. December 2023 Exhibit 99.1 INVESTOR UPDATE PennyMac Financial Services, Inc. December 2023 2 This presentation contains forward - looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and in vestmen
October 31, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38727 PennyMac Financial Services, Inc.
October 26, 2023	EX-10.1	Series 2023-GTL2 Indenture Supplement and Loan Agreement, dated as of October 25, 2023, by and among PNMAC GMSR ISSUER TRUST, as issuer, PennyMac Loan Services, LLC, as administrator and servicer, Atlas Securitized Products, L.P., as administrative agent, and the syndicated lenders party thereto. EXHIBIT 10.1 [Information indicated with brackets has been excluded from this exhibit because it is not material and would be competitively harmful if publicly disclosed] PNMAC GMSR ISSUER TRUST, as Issuer and CITIBANK, N.A., as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and PENNYMAC LOAN SERVICES, LLC, as Administrator and Servicer and ATLAS SECURITIZED PRODUCT
October 26, 2023	EX-99.2	3Q23 EARNINGS REPORT PennyMac Financial Services, Inc. October 2023 Exhibit 99.2 3Q23 EARNINGS REPORT PennyMac Financial Services, Inc. October 2023 2 This presentation contains forward - looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and in ves
October 26, 2023	EX-99.1	PennyMac Financial Services, Inc. Reports Third Quarter 2023 Results Exhibit 99.1 PennyMac Financial Services, Inc. Reports Third Quarter 2023 Results WESTLAKE VILLAGE, Calif. – October 26, 2023 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $92.9 million for the third quarter of 2023, or $1.77 per share on a diluted basis, on revenue of $400.3 million. Book value per share increased to $71.56 from $69.77 at June 30, 2023. PFSI’s Boar
October 26, 2023	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35916 83-1098934 (State or other jurisdiction of incorporation)
September 11, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2023 PennyMac Finan UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2023 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation
September 11, 2023	EX-99.1	Investor Update Barclays Global Financial Services Conference September 2023 Exhibit 99.1 Investor Update Barclays Global Financial Services Conference September 2023 2 This presentation contains forward - looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans a
August 10, 2023	EX-10.2	Series 2020-SPIADVF1 Master Repurchase Agreement, dated as of August 4, 2023, by and among PennyMac Loan Services, LLC and Nomura Corporate Funding Americas, LLC.   EXHIBIT 10.2   EXECUTION VERSION  MASTER REPURCHASE AGREEMENT among   NOMURA CORPORATE FUNDING AMERICAS, LLC, as administrative agent (“Administrative Agent”)   and   NOMURA CORPORATE FUNDING AMERICAS, LLC, as buyer (“Buyer”)   and   PENNYMAC LOAN SERVICES, LLC, as seller (“Seller”)   Dated as of August 4, 2023   PNMAC GMSR ISSUER TRUST MSR COLLATERALIZED NOTES, SERIES 2020-SPIADVF1   TABLE OF C
August 10, 2023	EX-10.1	Series 2023-MSRVF2 Master Repurchase Agreement, dated as of August 4, 2023, by and among PennyMac Loan Services, LLC and Nomura Corporate Funding Americas, LLC. EXHIBIT 10.1 EXECUTION VERSION MASTER REPURCHASE AGREEMENT   among   NOMURA CORPORATE FUNDING AMERICAS, LLC, as administrative agent (“Administrative Agent”)   and   NOMURA CORPORATE FUNDING AMERICAS, LLC, as buyer (“Buyer”)   and   PENNYMAC LOAN SERVICES, LLC, as seller (“Seller”)   Dated as of August 4, 2023   PNMAC GMSR ISSUER TRUST MSR COLLATERALIZED NOTES, SERIES 2023-MSRVF2   TABLE OF CONTEN
August 10, 2023	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2023 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35916 83-1098934 (State or other jurisdiction of incorporation) (C
August 10, 2023	EX-10.3	Guaranty, by Private National Mortgage Acceptance Company, LLC, as guarantor, in favor of Nomura Corporate Funding Americas, LLC, dated as of August 4, 2023. EXHIBIT 10.3 EXECUTION VERSION GUARANTY   by   PRIVATE NATIONAL MORTGAGE  ACCEPTANCE COMPANY, LLC, as guarantor   Dated as of August 4, 2023 Table of Contents     Page 1. Defined Terms 1 2. Guaranty 2 3. Right of Set-off 2 4. Subrogation 3 5. Amendments, etc. 3 6. Guaranty Absolute and Unconditional 3 7. Reinstatement 5 8. Payments 5 9. Event of Default 5 10. Severability 5 11. Headings 5 12. No W
August 9, 2023	CORRESP	Year ended December 31, August 9, 2023 VIA EDGAR Katharine Garrett Michael Volley United States Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, NE Washington, D.
August 3, 2023	EX-10.5	Joint Omnibus Amendment No. 4 to the Series 2016-MSRVF1 Repurchase Agreement, Amendment No. 5 to the Series 2020-SPIADVF1 Repurchase Agreement, and Amendment No. 4 to the Series 2016-MSRVF1 and Series 2020-SPIADVF1 Pricing Side Letters, dated as of June 27, 2023, by and among Atlas Securitized Products, L.P., Nexera Holding LLC, Citibank, N.A., PennyMac Loan Services, LLC and Private National Mortgage Acceptance Company, LLC. EXHIBIT 10.5 [Information indicated with brackets has been excluded from this exhibit because it is not material and would be competitively harmful if publicly disclosed] 060958.0000236 DMS 300520046 JOINT OMNIBUS AMENDMENT NO. 4 TO SERIES 2016-MSRVF1 REPURCHASE AGREEMENT, AMENDMENT NO. 5 TO SERIES 2020-SPIADVF1 REPURCHASE AGREEMENT, AND AMENDMENT NO. 4 TO PRICING SIDE LETTERS This Joint Omnibus A
August 3, 2023	EX-10.6	Omnibus Amendment No. 3 to the Series 2016-MSRVF1 and Series 2020-SPIADVF1 Side Letter Agreements, dated as of June 27, 2023, by and among Atlas Securitized Products, L.P., Nexera Holding LLC, PennyMac Loan Services, LLC and Private National Mortgage Acceptance Company, LLC. EXHIBIT 10.6 060958.0000236 DMS 90049645v5 OMNIBUS AMENDMENT NO. 3 TO THE SIDE LETTER AGREEMENTS This Omnibus Amendment No. 3 to the Side Letter Agreements (as defined below), is entered into as of June 27, 2023 (this “Amendment”), among ATLAS SECURITIZED PRODUCTS, L.P. (the “Administrative Agent”), NEXERA HOLDING LLC (“Nexera” or the “Buyer”) and PennyMac Loan Services, LLC (“PLS” or the “Seller”
August 3, 2023	EX-10.2	Joint Amendment No. 4 to the Series 2021-MSRVF1 Repurchase Agreement and Amendment No. 3 to the Series 2021-MSRVF1 Pricing Side Letter, dated as of June 27, 2023, by and among Atlas Securitized Products, L.P., Nexera Holding LLC, PennyMac Loan Services, LLC and Private National Mortgage Acceptance Company, LLC. EXHIBIT 10.2 060958.0000373 DMS 300500396v4 JOINT AMENDMENT NO. 4 TO THE SERIES 2021-MSRVF1 REPURCHASE AGREEMENT AND AMENDMENT NO. 3 TO THE SERIES 2021-MSRVF1 PRICING SIDE LETTER This Joint Amendment No. 4 to the Series 2021-MSRVF1 Repurchase Agreement (as defined below) and Amendment No. 3 to the Series 2021-MSRVF1 Pricing Side Letter (as defined below), is entered into as of June 27, 2023 (this
August 3, 2023	EX-10.1	Amended and Restated Series 2020-SPIADVF1 Indenture Supplement, dated as of February 7, 2023, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC and Goldman Sachs Bank USA. EXHIBIT 10.1 060958.0000236 EMFUS 80116984v13 PNMAC GMSR ISSUER TRUST, as Issuer and CITIBANK, N.A., as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and PENNYMAC LOAN SERVICES, LLC, as Administrator and as Servicer and CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC, as an Administrative Agent and GOLDMAN SACHS BANK USA, as an Administrative Agent AMENDED AND REST
August 3, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38727 PennyMac Financial Services, Inc.
August 3, 2023	EX-10.4	Amendment No. 8 to Series 2016-MSRVF1 Indenture Supplement, dated as of June 27, 2023, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, and Atlas Securitized Products, L.P. EXHIBIT 10.4 [Information indicated with brackets has been excluded from this exhibit because it is not material and would be competitively harmful if publicly disclosed] AMENDMENT NO. 8 TO SERIES 2016-MSRVF1 INDENTURE SUPPLEMENT This Amendment No. 8 to Series 2016-MSRVF1 Indenture Supplement is dated as of June 27, 2023 (this “Amendment”), by and among PNMAC GMSR ISSUER TRUST, as issuer (the “Iss
August 3, 2023	EX-10.3	Amendment No. 1 to Series 2020-SPIADVF1 Indenture Supplement, dated as of June 27, 2023, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Atlas Securitized Products, L.P., and Goldman Sachs Bank USA. EXHIBIT 10.3 [Information indicated with brackets has been excluded from this exhibit because it is not material and would be competitively harmful if publicly disclosed] AMENDMENT NO. 1 TO SERIES 2020-SPIADVF1 INDENTURE SUPPLEMENT This Amendment No. 1 to Series 2020-SPIADVF1 Indenture Supplement is dated as of June 27, 2023 (this “Amendment”), by and among PNMAC GMSR ISSUER TRUST, as issuer (the
July 27, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (Co
July 27, 2023	EX-99.1	PennyMac Financial Services, Inc. Reports Second Quarter 2023 Results Exhibit 99.1 PennyMac Financial Services, Inc. Reports Second Quarter 2023 Results WESTLAKE VILLAGE, Calif. – July 27, 2023 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $58.3 million for the second quarter of 2023, or $1.11 per share on a diluted basis, on revenue of $336.5 million. Book value per share increased to $69.77 from $68.91 at March 31, 2023. PFSI’s Boar
July 27, 2023	EX-99.2	2Q23 EARNINGS REPORT PennyMac Financial Services, Inc. July 2023 Exhibit 99.2 2Q23 EARNINGS REPORT PennyMac Financial Services, Inc. July 2023 2 This presentation contains forward - looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and in vestme
June 15, 2023	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) PennyMac Financial Services, Inc.
June 15, 2023	S-8	As filed with the Securities and Exchange Commission on June 14, 2023 As filed with the Securities and Exchange Commission on June 14, 2023 Registration No.
June 14, 2023	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2023 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (Co
May 3, 2023	EX-10.5	PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Restricted Stock Unit Subject to Performance Components Award Agreement (Net Share Withholding) (2023). Exhibit 10.5 Net Share Withholding PENNYMAC FINANCIAL SERVICES, INC. 2022 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT SUBJECT TO PERFORMANCE COMPONENTS AWARD AGREEMENT THIS AGREEMENT is dated as of , 2023, between PennyMac Financial Services, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and the individual identified in the table below (the “Recipient”). Re
May 3, 2023	EX-10.1	PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Stock Option Award Agreement (2023). Exhibit 10.1 PENNYMAC FINANCIAL SERVICES, INC. 2022 EQUITY INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT THIS AGREEMENT is dated as of , 2023, between PennyMac Financial Services, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and the individual identified in Section 1 below (the “Recipient”). 1.Grant of Option. Pursuant and subject to the Company’s 2022 Equit
May 3, 2023	EX-10.3	PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Restricted Stock Unit Subject to Continued Service Award Agreement (Sale to Cover) (2023). Exhibit 10.3 Sale To Cover PENNYMAC FINANCIAL SERVICES, INC. 2022 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT SUBJECT TO CONTINUED SERVICE AWARD AGREEMENT THIS AGREEMENT is dated as of [], between PennyMac Financial Services, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and the individual identified in the table below (the “Recipient”). Recipient Grant Dat
May 3, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38727 PennyMac Financial Services, Inc.
May 3, 2023	EX-10.6	PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Restricted Stock Unit Subject to Continued Service Award Agreement for Non-Employee Directors (2023). Exhibit 10.6 PENNYMAC FINANCIAL SERVICES, INC. 2022 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT SUBJECT TO CONTINUED SERVICE AWARD AGREEMENT THIS AGREEMENT is dated as of , 2023, between PennyMac Financial Services, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and the individual identified in the table below (the “Recipient”). Recipient Grant Date, 2023 Ve
May 3, 2023	EX-10.2	PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Restricted Stock Unit Subject to Continued Service Award Agreement (Net Share Withholding) (2023). Exhibit 10.2 Net Share Withholding PENNYMAC FINANCIAL SERVICES, INC. 2022 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT SUBJECT TO CONTINUED SERVICE AWARD AGREEMENT THIS AGREEMENT is dated as of , 2023, between PennyMac Financial Services, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and the individual identified in the table below (the “Recipient”). Recipie
May 3, 2023	EX-10.4	PennyMac Financial Services, Inc. 2022 Equity Incentive Plan Form of Restricted Stock Unit Subject to Performance Components Award Agreement (Sale to Cover) (2023). Exhibit 10.4 Sale to Cover PENNYMAC FINANCIAL SERVICES, INC. 2022 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT SUBJECT TO PERFORMANCE COMPONENTS AWARD AGREEMENT THIS AGREEMENT is dated as of , 2023, between PennyMac Financial Services, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and the individual identified in the table below (the “Recipient”). Recipient
April 27, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 PennyMac Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (C
April 27, 2023	EX-99.2	1Q23 EARNINGS REPORT PennyMac Financial Services, Inc. April 2023 Exhibit 99.2 1Q23 EARNINGS REPORT PennyMac Financial Services, Inc. April 2023 2 This presentation contains forward - looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and in vestm
April 27, 2023	EX-99.1	PennyMac Financial Services, Inc. Reports First Quarter 2023 Results Exhibit 99.1 PennyMac Financial Services, Inc. Reports First Quarter 2023 Results WESTLAKE VILLAGE, Calif. – April 27, 2023 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $30.4 million for the first quarter of 2023, or $0.57 per share on a diluted basis, on revenue of $302.9 million. Book value per share decreased to $68.91 from $69.44 at December 31, 2022. PFSI’s Bo
April 21, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the app DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro
April 21, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State
March 24, 2023	EX-10.1	Separation Agreement and General Release date as of March 21, 2023. EXHIBIT 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release ("Agreement") is made and entered into by and between Vandad Fartaj ("Fartaj"), on the one hand, and PennyMac Financial Services, Inc. and its wholly-owned subsidiaries ("PFSI") and PennyMac Mortgage Investment Trust and its wholly-owned subsidiaries ("PMT") (collectively, PFSI and PMT shall be refe
March 24, 2023	8-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2023 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction (
March 17, 2023	EX-10.3	Joint Assignment, Assumption and Amendment No. 3 to the Series 2021-MSRVF1 Repurchase Agreement, Amendment No. 2 to the Series 2021-MSRVF1 Pricing Side Letter and Amendment No. 2 to the Series 2021-MSRVF1 Side Letter Agreement, dated March 16, 2023, among Credit Suisse First Boston Mortgage Capital LLC, Credit Suisse AG, Cayman Islands Branch, PennyMac Loan Services, LLC, Atlas Securitized Products, L.P., Nexera Holding LLC, and Private National Mortgage Acceptance Company, LLC. EXHIBIT 10.3 EXECUTION COPY JOINT ASSIGNMENT, ASSUMPTION AND AMENDMENT NO. 3 TO THE SERIES 2021-MSRVF1 REPURCHASE AGREEMENT, AMENDMENT NO. 2 TO THE SERIES 2021-MSRVF1 PRICING SIDE LETTER AND AMENDMENT NO. 2 TO THE SERIES 2021-MSRVF1 SIDE LETTER AGREEMENT This JOINT ASSIGNMENT, ASSUMPTION AND AMENDMENT NO. 3 TO THE SERIES 2021-MSRVF1 REPURCHASE AGREEMENT, AMENDMENT NO. 2 TO THE SERIES 2021-MSRVF1 P
March 17, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 PennyMac Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (C
March 17, 2023	EX-10.1	Omnibus Assignment, Assumption and Amendment, dated March 16, 2023, among Credit Suisse First Boston Mortgage Capital LLC, Credit Suisse AG, Cayman Islands Branch, Alpine Securitization LTD, Atlas Securitized Products, L.P., Atlas Securitized Products Investments 3, L.P., Atlas Securitized Products Funding 2, L.P., and Nexera Holding LLC, PennyMac Loan Services, LLC, and Private National Mortgage Acceptance Company, LLC. Exhibit 10.1 EXECUTION OMNIBUS ASSIGNMENT, ASSUMPTION AND AMENDMENT THIS OMNIBUS ASSIGNMENT, ASSUMPTION AND AMENDMENT, dated as of March 16, 2023 (this “Amendment”), is among CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC (the “Assigning Administrative Agent” and an “Assigning Party”), CREDIT SUISSE AG, a company incorporated in Switzerland, acting through its CAYMAN ISLANDS BRANCH (an “Assigning
March 17, 2023	EX-10.2	Joint Omnibus Assignment, Assumption and Amendment No. 3 to the Series 2016-MSRVF1 Repurchase Agreement, Amendment No. 4 to the Series 2020-SPIADVF1 Repurchase Agreement, Amendment No. 3 to the Pricing Side Letters, Amendment No. 2 to the Side Letter Agreements and Amendment No. 1 to the VFN Repo Guaranty, dated March 16, 2023, among Credit Suisse First Boston Mortgage Capital LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N.A., PennyMac Loan Services, LLC, Atlas Securitized Products, L.P., Nexera Holding LLC, and Private National Mortgage Acceptance Company, LLC. EXHIBIT 10.2 EXECUTION COPY JOINT OMNIBUS ASSIGNMENT, ASSUMPTION AND AMENDMENT NO. 3 TO THE SERIES 2016-MSRVF1 REPURCHASE AGREEMENT, AMENDMENT NO. 4 TO THE SERIES 2020-SPIADVF1 REPURCHASE AGREEMENT, AMENDMENT NO. 3 TO THE PRICING SIDE LETTERS, AMENDMENT NO. 2 TO THE SIDE LETTER AGREEMENTS AND AMENDMENT NO. 1 TO THE VFN REPO GUARANTY This JOINT OMNIBUS ASSIGNMENT, ASSUMPTION AND AMENDMENT NO. 3 TO
March 9, 2023	EX-99.1	Pennymac Announces Organizational Changes Exhibit 99.1 Pennymac Announces Organizational Changes Westlake Village, CA, March 9, 2023 – PennyMac Financial Services, Inc. (NYSE: PFSI) and PennyMac Mortgage Investment Trust (NYSE: PMT) announced today that Vandy Fartaj is stepping down from his position as Senior Managing Director and Chief Investment Officer of both PFSI and PMT, in order to pursue other interests. “Vandy has been with Penn
March 9, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2023 PennyMac Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2023 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (Co
March 3, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 PennyMac Financ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
March 3, 2023	EX-10.1	Series 2023-GTL1 Indenture Supplement and Loan Agreement, dated as of February 28, 2023, by and among PNMAC GMSR ISSUER TRUST, as issuer, PennyMac Loan Services, LLC, as administrator and servicer, Credit Suisse First Boston Mortgage Capital LLC, as administrative agent, and the syndicated lenders party thereto. Exhibit 10.1 EXECUTION COPY [Information indicated with brackets has been excluded from this exhibit because it is not material and would be competitively harmful if publicly disclosed] PNMAC GMSR ISSUER TRUST, as Issuer and CITIBANK, N.A., as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and PENNYMAC LOAN SERVICES, LLC, as Administrator and Servicer and CREDIT SUI
March 3, 2023	EX-99.1	PennyMac Financial Services, Inc. Announces Doug Jones Joined Its Board of Directors Exhibit 99.1 PennyMac Financial Services, Inc. Announces Doug Jones Joined Its Board of Directors Westlake Village, CA, March 2, 2023 – PennyMac Financial Services, Inc. (NYSE: PFSI) announced today that Doug Jones, President and Chief Mortgage Banking Officer, joined its Board of Directors effective March 1, 2023. In his role as President of PennyMac Financial, Mr. Jones is responsible for all bu
March 3, 2023	EX-10.2	Second Amended and Restated Stockholder Agreement, dated as of March 1, 2023, between PennyMac Financial Services, Inc. and HC Partners LLC. EX-10.2 3 tm238433d1ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 SECOND AMENDED AND RESTATED STOCKHOLDER AGREEMENT This SECOND AMENDED AND RESTATED STOCKHOLDER AGREEMENT (this “Agreement”), dated as of March 1, 2023, is by and between PennyMac Financial Services, Inc. (f/k/a New PennyMac Financial Services, Inc.), a Delaware corporation (the “Company”), and HC Partners LLC, a Delaware limited liability co
February 22, 2023	EX-10.31	PennyMac Financial Services, Inc. 2022 Equity Incentive Plan. EX-10.31 2 pfsi-20221231xex10d31.htm EX-10.31 EXHIBIT 10.31 PENNYMAC FINANCIAL SERVICES, INC. 2022 EQUITY INCENTIVE PLAN EXHIBIT 10.31 TABLE OF CONTENTS Page 1. Purpose‌1 2. Definitions‌1 3. Term of the Plan‌5 4. Stock Subject to the Plan‌5 4.1 Plan Share Limitations.‌5 4.2 Non-Employee Director Limit‌5 4.3 Adjustment of Limitations‌6 5. Administration‌6 6. Authorization of Grants‌6 6.1 Eligibilit
February 22, 2023	EX-21.1	Subsidiaries of PennyMac Financial Services, Inc. Exhibit 21.1 LIST OF PENNYMAC FINANCIAL SERVICES, INC. SUBSIDIARIES as of December 31, 2022 Entity Entity Type State or Other Jurisdiction of Incorporation or Organization Private National Mortgage Acceptance Company, LLC Limited Liability Company Delaware PNMAC Capital Management, LLC Limited Liability Company Delaware PennyMac Loan Services, LLC Limited Liability Company Delaware PNMAC GMSR ISSU
February 22, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38727 PennyMac Financial Services, Inc.
February 22, 2023	EX-10.41	Amendment No. 3 to Second Amended and Restated Mortgage Banking Services Agreement, dated as of December 6, 2022, by and between PennyMac Loan Services, LLC and PennyMac Corp., and effective as of November 1, 2022. ‌Exhibit 10.41 AMENDMENT NO. 3 SECOND AMENDED AND RESTATED MORTGAGE BANKING SERVICES AGREEMENT Amendment No. 3 to Second Amended and Restated Mortgage Banking Services Agreement, dated as of December 6, 2022 (the “Amendment”), by and between PennyMac Loan Services, LLC, a Delaware limited liability company (the “Service Provider”), and PennyMac Corp., a Delaware corporation (the “Company”), and ef
February 13, 2023	EX-10.3	Omnibus Amendment No. 2 to the 2016-MSRVF1 Amended and Restated Repurchase Agreement and Amendment No. 3 to the Series 2020-SPIADVF1 Repurchase Agreement, dated as of February 7, 2023, by and among Credit Suisse First Boston Mortgage Capital LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N.A., and PennyMac Loan Services, LLC and acknowledged by Private National Mortgage Acceptance Company, LLC, as guarantor. EX-10.3 4 tm236461d1ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 EXECUTION VERSION OMNIBUS AMENDMENT NO. 2 TO THE SERIES 2016-MSRVF1 REPURCHASE AGREEMENT AND AMENDMENT NO. 3 TO THE SERIES 2020-SPIADVF1 REPURCHASE AGREEMENT This Omnibus Amendment No. 2 to the 2016-MSRVF1 Repurchase Agreement (as defined below) and Amendment No. 3 to the Series 2020-SPIADVF1 Repurchase Agreement (as defined below) is entere
February 13, 2023	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2023 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
February 13, 2023	EX-10.5	Series 2020-SPIADVF1 Guaranty, dated as of February 7, 2023, by Private National Mortgage Acceptance Company, LLC in favor of Goldman Sachs Bank USA Exhibit 10.5 SERIES 2020-SPIADVF1 GUARANTY THIS SERIES 2020-SPIADVF1 GUARANTY, dated as of February 7, 2023 (including any schedule attached hereto and as amended, restated, supplemented and otherwise modified from time to time, this “Guaranty”), is executed by Private National Mortgage Acceptance Company, LLC (“VFN Guarantor”), a Delaware limited liability company, in favor of Goldman Sachs Bank
February 13, 2023	EX-10.6	Series 2023-MSRVF1 Guaranty, dated as of February 7, 2023, by Private National Mortgage Acceptance Company, LLC in favor of Goldman Sachs Bank USA Exhibit 10.6 SERIES 2023-MSRVF1 GUARANTY THIS SERIES 2023-MSRVF1 GUARANTY, dated as of February 7, 2023 (including any schedule attached hereto and as amended, restated, supplemented and otherwise modified from time to time, this “Guaranty”), is executed by Private National Mortgage Acceptance Company, LLC (“VFN Guarantor”), a Delaware limited liability company, in favor of Goldman Sachs Bank USA,
February 13, 2023	EX-10.4	Amendment No. 3, dated February 7, 2023, to the Third Amended and Restated Base Indenture, dated as of April 1, 2020, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., as Indenture Trustee, PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC, and consented and agreed to by Goldman Sachs Bank USA. Exhibit 10.4 EXECUTION VERSION PNMAC GMSR ISSUER TRUST, as Issuer and Citibank, N.A., as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and PENNYMAC LOAN SERVICES, LLC, as Servicer and Administrator and CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC, as Administrative Agent and PENTALPHA SURVEILLANCE LLC, as Credit Manager AMENDMENT NO. 3 Dated as of February 7, 20
February 13, 2023	EX-10.1	Series 2023-MSRVF1 Master Repurchase Agreement, dated as of February 7, 2023, by and among PennyMac Loan Services, LLC and Goldman Sachs Bank USA EX-10.1 2 tm236461d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION MASTER REPURCHASE AGREEMENT among GOLDMAN SACHS BANK USA, as administrative agent (“Administrative Agent”) and GOLDMAN SACHS BANK USA, as buyer (“Buyer”) and PENNYMAC LOAN SERVICES, LLC, as seller (“Seller”) Dated as of February 7, 2023 PNMAC GMSR ISSUER TRUST MSR COLLATERALIZED NOTES, SERIES 2023-MSRVF1 TABLE OF CONTENTS P
February 13, 2023	EX-10.2	Series 2020-SPIADVF1 Master Repurchase Agreement, dated as of February 7, 2023, by and among PennyMac Loan Services, LLC and Goldman Sachs Bank USA Exhibit 10.2 EXECUTION VERSION MASTER REPURCHASE AGREEMENT among GOLDMAN SACHS BANK USA, as administrative agent (“Administrative Agent”) and GOLDMAN SACHS BANK USA, as buyer (“Buyer”) and PENNYMAC LOAN SERVICES, LLC, as seller (“Seller”) Dated as of February 7, 2023 PNMAC GMSR ISSUER TRUST MSR COLLATERALIZED NOTES, SERIES 2020-SPIADVF1 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01 Cer
February 9, 2023	SC 13G/A	PFSI / PennyMac Financial Services Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01650-pennymacfinancialser.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: PennyMac Financial Services Inc. Title of Class of Securities: Common Stock CUSIP Number: 70932M107 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropria
February 2, 2023	EX-99.1	PennyMac Financial Services, Inc. Reports Fourth Quarter and Full-Year 2022 Results EX-99.1 2 tm235244d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PennyMac Financial Services, Inc. Reports Fourth Quarter and Full-Year 2022 Results WESTLAKE VILLAGE, Calif. – February 2, 2023 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $37.6 million for the fourth quarter of 2022, or $0.71 per share on a diluted basis, on revenue of $340.4 million. Book value per share i
February 2, 2023	EX-99.2	4Q22 EARNINGS REPORT PennyMac Financial Services, Inc. February 2023 Exhibit 99.2 4Q22 EARNINGS REPORT PennyMac Financial Services, Inc. February 2023 2 This presentation contains forward - looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and in ve
February 2, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2023 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
January 27, 2023	SC 13G	PFSI / PennyMac Financial Services Inc / Senvest Management, LLC - PENNYMAC FINANCIAL SERVICES, INC. Passive Investment SC 13G 1 p23-0379sc13g.htm PENNYMAC FINANCIAL SERVICES, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PennyMac Financial Services, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 70932M107 (CUSIP Number) January 23, 2023 (Date of Event Which Requires Filing of th
December 16, 2022	EX-10.2	Employment Agreement, dated December 13, 2022 among Doug Jones, Private National Mortgage Acceptance Company, LLC and PennyMac Financial Services, Inc. Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is effective the 1st day of January, 2023 (the “Effective Date”), among Private National Mortgage Acceptance Company, LLC (“PNMAC”) and PennyMac Financial Services, Inc. (“PFSI”), each having a principal place of business at 3043 Townsgate Road, Westlake Village, CA 91361, and Doug Jones (“Executive”). RECITALS WHEREAS,
December 16, 2022	EX-10.1	Employment Agreement, dated December 13, 2022, among David A. Spector, Private National Mortgage Acceptance Company, LLC and PennyMac Financial Services, Inc.   EXHIBIT 10.1   EMPLOYMENT AGREEMENT   This Employment Agreement (the “Agreement”) is effective the 1st day of January, 2023 (the “Effective Date”), among Private National Mortgage Acceptance Company, LLC (“PNMAC”) and PennyMac Financial Services, Inc. (“PFSI”), each having a principal place of business at 3043 Townsgate Road, Westlake Village, CA 91361, and David A. Spector (“Executive”).   RECI
December 16, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2022 PennyMac Financ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2022 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727
November 2, 2022	EX-10.1	Amendment No. 2 to Second Amended and Restated Mortgage Banking Services Agreement, dated as of September 28, 2022, by and between PennyMac Loan Services, LLC and PennyMac Corp., and effective as of October 1, 2022. EXHIBIT 10.1 AMENDMENT NO. 2 SECOND AMENDED AND RESTATED MORTGAGE BANKING SERVICES AGREEMENT Amendment No. 2 to Second Amended and Restated Mortgage Banking Services Agreement, dated as of September 28, 2022 (the “Amendment”), by and between PennyMac Loan Services, LLC, a Delaware limited liability company (the “Service Provider”), and PennyMac Corp., a Delaware corporation (the “Company”), and ef
November 2, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38727 PennyMac Financial Services, Inc.
October 27, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2022 PennyMac Financi UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2022 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation)
October 27, 2022	EX-99.2	3Q22 EARNINGS REPORT PennyMac Financial Services, Inc. October 2022 Exhibit 99.2 3Q22 EARNINGS REPORT PennyMac Financial Services, Inc. October 2022 2 This presentation contains forward - looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and in ves
October 27, 2022	EX-99.1	PennyMac Financial Services, Inc. Reports Third Quarter 2022 Results Exhibit 99.1 PennyMac Financial Services, Inc. Reports Third Quarter 2022 Results WESTLAKE VILLAGE, Calif. – October 27, 2022 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $135.1 million for the third quarter of 2022, or $2.46 per share on a diluted basis, on revenue of $476.3 million. Book value per share increased to $68.26 from $65.38 at June 30, 2022. PFSI’s Boa
August 8, 2022	SC 13D/A	PFSI / PennyMac Financial Services Inc / MFN Partners, LP - SC 13D/A Activist Investment SC 13D/A CUSIP No. 70932M107 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* PennyMac Financial Services, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 70932M107 (CUSIP Number) MFN Partners Management, L.P. 222 Berkeley Street, 13th Floor Boston, MA 0211
August 5, 2022	EX-10.7	Omnibus Amendment No. 1 to Amended and Restated Master Repurchase Agreements, dated as of June 8, 2022, by and among PennyMac Loan Services, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC, MSR Collateralized Notes, SERIES 2016-MSRVF1 and SERIES 2020-SPIADVF1. Exhibit 10.7 ? EXECUTION VERSION ? OMNIBUS AMENDMENT NO. 1 TO THE REPURCHASE AGREEMENTS ? This Omnibus Amendment No. 1 to the Repurchase Agreements (as defined below) is entered into as of June 8, 2022 (this ?Amendment?), among CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC (the ?Administrative Agent?), CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH (?CSCIB? or a ?Buyer?), CITIBANK, N.A. (?Citibank?), a
August 5, 2022	EX-10.6	Joint Amendment No. 7 to Series 2016-MSRVF1 Indenture Supplement and Amendment No. 5 to Series 2020-SPIADVF1 Indenture Supplement, dated as of June 8, 2022, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC, and Credit Suisse AG, Cayman Islands Branch. Exhibit 10.6 ? EXECUTION COPY JOINT AMENDMENT NO. 7 TO SERIES 2016-MSRVF1 INDENTURE SUPPLEMENT AND AMENDMENT NO. 5 TO SERIES 2020-SPIADVF1 INDENTURE SUPPLEMENT ? This Joint Amendment No. 7 to Series 2016-MSRVF1 Indenture Supplement and Amendment No. 5 to Series 2020-SPIADVF1 Indenture Supplement is dated as of June 8, 2022 (this ?Amendment?), by and among PNMAC GMSR ISSUER TRUST, as issuer (the ?I
August 5, 2022	EX-10.8	Amendment No. 2 to SERIES 2020-SPIADVF1 Amended and Restated Master Repurchase Agreement, dated as of June 9, 2022, by and among PennyMac Loan Services, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC. Exhibit 10.8 ? EXECUTION VERSION ? AMENDMENT NO. 2 TO THE SERIES 2020-SPIADVF1 REPURCHASE AGREEMENT ? This Amendment No. 2 to the Series 2020-SPIADVF1 Repurchase Agreement (as defined below), is entered into as of June 9, 2022 (this ?Amendment?), among CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC (the ?Administrative Agent?), CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH (?CSCIB? or a ?Buyer?), CITIB
August 5, 2022	EX-10.9	Amendment No. 1 to Amended and Restated Master Repurchase Agreement, dated as of June 9, 2022, by and among PNMAC GMSR ISSUER TRUST, PennyMac Loan Services, LLC and Private National Mortgage Acceptance Company, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC. Exhibit 10.9 ? EXECUTION VERSION ? AMENDMENT NO. 1 TO PC REPURCHASE AGREEMENT This Amendment No. 1 (this ?Amendment?) to the PC Repurchase Agreement (defined below), is entered into on June 9, 2022, by and among PNMAC GMSR ISSUER TRUST (the ?Buyer?), PENNYMAC LOAN SERVICES, LLC (?PLS? or the ?Seller?), and PRIVATE NATIONAL MORTGAGE ACCEPTANCE COMPANY, LLC (the ?Guarantor?), and is consented to by
August 5, 2022	EX-10.5	Amendment No. 2 to Third Amended and Restated Base Indenture, dated as of June 9, 2022, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC and Pentalpha Surveillance LLC. Exhibit 10.5 EXECUTION VERSION =================================================================== ? PNMAC GMSR ISSUER TRUST, as Issuer ? and ? CITIBANK, N.A., as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary ? and ? PENNYMAC LOAN SERVICES, LLC, as Servicer and Administrator ? and ? CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC, as Administrative Agent ? and ? PE
August 5, 2022	EX-10.4	Flow Servicing Agreement, dated as of June 1, 2022, by and between PennyMac Loan Services, LLC and PennyMac Corp. Exhibit 10.4 ? EXECUTION VERSION ? ? ? ? ? ? ? ? FLOW SERVICING AGREEMENT between PENNYMAC CORP., as Owner and PENNYMAC LOAN SERVICES, LLC, as Servicer Dated June 1, 2022 ? ? ? ? ? ? ? ? ? TABLE OF CONTENTS ? ? ? ? ? Page ARTICLE I DEFINITIONS 1 Section 1.01 Definitions. 1 ARTICLE II SERVICING MORTGAGE LOANS 20 Section 2.01 Servicing Mortgage Loans. 20 Section 2.02 Closing Documents. 21 ARTICLE II
August 5, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? ? Form 10-Q ? ? (Mark One) ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended June 30, 2022 or ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? Commission File Number: 001-38727 ? ? PennyMac Financial Services, Inc.
August 5, 2022	EX-10.1	2022 Equity Incentive Plan Exhibit 10.1 ? PENNYMAC FINANCIAL SERVICES, INC. 2022 EQUITY INCENTIVE PLAN ? ? TABLE OF CONTENTS ? ? ? ? ? ? Page 1. Purpose 1 2. Definitions 1 3. Term of the Plan 5 4. Stock Subject to the Plan 5 ? 4.1 Plan Share Limitations. 5 ? 4.2 Non-Employee Director Limit 5 ? 4.3 Adjustment of Limitations 5 5. Administration 6 6. Authorization of Grants 6 ? 6.1 Eligibility 6 ? 6.2 General Terms of Awards 6
August 2, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2022 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (C
August 2, 2022	EX-99.2	2Q22 EARNINGS REPORT PennyMac Financial Services, Inc. August 2022 Exhibit 99.2 2Q22 EARNINGS REPORT PennyMac Financial Services, Inc. August 2022 2 This presentation contains forward - looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and in vest
August 2, 2022	EX-99.1	PennyMac Financial Services, Inc. Reports Second Quarter 2022 Results Exhibit 99.1 PennyMac Financial Services, Inc. Reports Second Quarter 2022 Results WESTLAKE VILLAGE, Calif. – August 2, 2022 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $129.2 million for the second quarter of 2022, or $2.28 per share on a diluted basis, on revenue of $511.5 million. Book value per share increased to $65.38 from $62.19 at March 31, 2022. PFSI’s Bo
June 14, 2022	8-K	Financial Statements and Exhibits, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2022 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1
June 14, 2022	EX-10.2	Series 2022-GT1 Indenture Supplement to Third Amended and Restated Base Indenture, dated as of June 8, 2022, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, and Credit Suisse First Boston Mortgage Capital LLC. EXHIBIT 10.2 PNMAC GMSR ISSUER TRUST, as Issuer and CITIBANK, N.A., as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and PENNYMAC LOAN SERVICES, LLC, as Administrator and Servicer and CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC, as Administrative Agent SERIES 2022-GT1 INDENTURE SUPPLEMENT Dated as of June 8, 2022 To THIRD AMENDED AND RESTATED BASE INDENTURE Dat
June 14, 2022	EX-10.1	Amendment No. 1 to Third Amended and Restated Base Indenture, dated as of June 8, 2022, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC, and Pentalpha Surveillance LLC. EXHIBIT 10.1 PNMAC GMSR ISSUER TRUST, as Issuer and Citibank, N.A., as Indenture Trustee, Calculation Agent, Paying Agent and Securities Intermediary and PENNYMAC LOAN SERVICES, LLC, as Servicer and Administrator and CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC, as Administrative Agent and PENTALPHA SURVEILLANCE LLC, as Credit Manager AMENDMENT NO. 1 Dated as of June 8, 2022 to the Third Amende
May 31, 2022	S-8 POS	As filed with the Securities and Exchange Commission on May 31, 2022 As filed with the Securities and Exchange Commission on May 31, 2022 Registration No.
May 31, 2022	S-8 POS	As filed with the Securities and Exchange Commission on May 31, 2022 As filed with the Securities and Exchange Commission on May 31, 2022 Registration No.
May 31, 2022	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) PennyMac Financial Services, Inc.
May 31, 2022	S-8 POS	As filed with the Securities and Exchange Commission on May 31, 2022 As filed with the Securities and Exchange Commission on May 31, 2022 Registration No.
May 31, 2022	S-8 POS	As filed with the Securities and Exchange Commission on May 31, 2022 As filed with the Securities and Exchange Commission on May 31, 2022 Registration No.
May 31, 2022	S-8 POS	As filed with the Securities and Exchange Commission on May 31, 2022 As filed with the Securities and Exchange Commission on May 31, 2022 Registration No.
May 31, 2022	S-8 POS	As filed with the Securities and Exchange Commission on May 31, 2022 As filed with the Securities and Exchange Commission on May 31, 2022 Registration No.
May 31, 2022	S-8 POS	As filed with the Securities and Exchange Commission on May 31, 2022 As filed with the Securities and Exchange Commission on May 31, 2022 Registration No.
May 31, 2022	S-8	As filed with the Securities and Exchange Commission on May 31, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 As filed with the Securities and Exchange Commission on May 31, 2022 Registration No.
May 25, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2022 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction of incorporation) (Com
May 5, 2022	EX-99.2	1Q22 EARNINGS REPORT PennyMac Financial Services, Inc. May 2022 REVIEW 2 This presentation contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estim Exhibit 99.2 1Q22 EARNINGS REPORT PennyMac Financial Services, Inc. May 2022 REVIEW 2 This presentation contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management?s beliefs, estimates, projections and assumptions with respect to, among other things, our financial results, future operations, business plans and inves
May 5, 2022	EX-99.1	PennyMac Financial Services, Inc. Reports First Quarter 2022 Results Exhibit 99.1 PennyMac Financial Services, Inc. Reports First Quarter 2022 Results WESTLAKE VILLAGE, Calif. ? May 5, 2022 ? PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $173.6 million for the first quarter of 2022, or $2.94 per share on a diluted basis, on revenue of $657.5 million. Book value per share increased to $62.19 from $60.11 at December 31, 2021. PFSI?s Boar
May 5, 2022	EX-10.1	Omnibus SOFR Amendment No. 6 to Series 2016-MSRVF1 Indenture Supplement, Amendment No. 4 to Series 2020-SPIADVF1 Indenture Supplement, Omnibus Amendment No. 1 to Series 2016-MBSADV1 Indenture Supplement and Series 2021-MBSADVF1 Indenture Supplement, dated as of February 10, 2022, by and among PNMAC GMSR ISSUER TRUST, Citibank, N.A., PennyMac Loan Services, LLC, Credit Suisse First Boston Mortgage Capital LLC, and Credit Suisse AG, Cayman Islands Branch Exhibit 10.1 ? OMNIBUS SOFR AMENDMENT NO. 6 TO SERIES 2016-MSRVF1 INDENTURE SUPPLEMENT, AMENDMENT NO. 4 TO SERIES 2020-SPIADVF1 INDENTURE SUPPLEMENT AND OMNIBUS AMENDMENT NO. 1 TO SERIES 2016-MBSADV1 INDENTURE SUPPLEMENT AND SERIES 2021-MBSADV1 INDENTURE SUPPLEMENT ? This Omnibus SOFR Amendment No. 6 to Series 2016-MSRVF1 Indenture Supplement, Amendment No. 4 to Series 2020-SPIADVF1 Indenture Supp
May 5, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 PennyMac Financial Services, Inc. (formerly known as New PennyMac Financial Services, Inc.) (Exact name of registrant as specified in its charter) Delaware 001-38727 83-10
May 5, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? ? Form 10-Q ? ? (Mark One) ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended March 31, 2022 or ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? Commission File Number: 001-38727 ? ? PennyMac Financial Services, Inc.
April 13, 2022	DEF 14A	PennyMac Financial Services, Inc. 2022 Equity Incentive Plan (incorporated by reference to Exhibit A of the Registrant’s Definitive Proxy filed on April 13, 2022).** Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi
April 13, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the app UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State
February 23, 2022	EX-10.68	Side Letter Agreement to Series 2020-SPIADVF1 Amended and Restated Master Repurchase Agreement, dated as of July 30, 2021, by and among PennyMac Loan Services, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC. EXHIBIT 10.68 Credit Suisse AG, Cayman Islands Branch c/o Credit Suisse Securities (USA) LLC Eleven Madison Avenue, 4th Floor New York, NY 10010 July 30, 2021 PennyMac Loan Services, LLC 3043 Townsgate Road, Suite 200 Westlake Village, CA 91361 Attention: Pamela Marsh / Richard Hetzel Phone Number: (805) 330-6059 / (805) 254-6088 Email: [email protected]; [email protected] ? Private Na
February 23, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) ? ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to ? Commission file number: 001-38727 PennyMac Financial Services, Inc.
February 23, 2022	EX-10.59	Side Letter Agreement to Series 2016-MSRVF1 Amended and Restated Master Repurchase Agreement, dated as of July 30, 2021, by and among PennyMac Loan Services, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC. EXHIBIT 10.59 Credit Suisse AG, Cayman Islands Branch c/o Credit Suisse Securities (USA) LLC Eleven Madison Avenue, 4th Floor New York, NY 10010 July 30, 2021 PennyMac Loan Services, LLC 3043 Townsgate Road, Suite 200 Westlake Village, CA 91361 Attention: Pamela Marsh / Richard Hetzel Phone Number: (805) 330-6059 / (805) 254-6088 Email: [email protected]; [email protected] ? Private Na
February 23, 2022	EX-10.69	Omnibus Amendment No. 1 to the Side Letter Agreements, dated December 7, 2021, by and among PennyMac Loan Services, LLC, Credit Suisse AG, Cayman Islands Branch, Citibank, N. A., and Credit Suisse First Boston Mortgage Capital, LLC. EXHIBIT 10.69 OMNIBUS AMENDMENT NO. 1 TO THE SIDE LETTER AGREEMENTS ? This Omnibus Amendment No. 1 to the Side Letter Agreements (as defined below), is entered into as of December 7, 2021 (this ?Amendment?), among CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC (the ?Administrative Agent?), CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH (?CSCIB? or the ?Buyer?) and PENNYMAC LOAN SERVICES, LLC (?PLS? or t
February 23, 2022	EX-10.75	Amendment No. 2 to the Series 2021-MSRVF1 Repurchase Agreement, dated as of December 29, 2021 and effective as of January 1, 2022, by and among Credit Suisse First Boston Mortgage Capital LLC, Credit Suisse AG, Cayman Islands Branch, PennyMac Loan Services, LLC, and Private National Mortgage Acceptance Company, LLC. EXHIBIT 10.75 AMENDMENT NO. 2 TO THE SERIES 2021-MSRVF1 REPURCHASE AGREEMENT This Amendment No. 2 to the Series 2021-MSRVF1 Repurchase Agreement (as defined below), is entered into as of December 29, 2021 and effective as of January 1, 2022 (the ?Effective Date?) (this ?Amendment?), among CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC (the ?Administrative Agent?), CREDIT SUISSE AG, CAYMAN ISLANDS
February 23, 2022	EX-21.1	Subsidiaries of PennyMac Financial Services, Inc. Exhibit 21.1 ? LIST OF PENNYMAC FINANCIAL SERVICES, INC. SUBSIDIARIES as of December 31, 2021 ? ? ? ? ? ? ? Entity Entity Type State or Other Jurisdiction of Incorporation or Organization Private National Mortgage Acceptance Company, LLC ? Limited Liability Company ? Delaware PNMAC Capital Management, LLC ? Limited Liability Company ? Delaware PennyMac Loan Services, LLC ? Limited Liability Compan
February 23, 2022	EX-10.74	Amendment No. 1 to the Series 2021-MSRVF1 Repurchase Agreement, dated as of September 8, 2021, by and among Credit Suisse First Boston Mortgage Capital LLC, Credit Suisse AG, Cayman Islands Branch, PennyMac Loan Services, LLC, and Private National Mortgage Acceptance Company, LLC. EXHIBIT 10.74 AMENDMENT NO. 1 TO THE SERIES 2021-MSRVF1 REPURCHASE AGREEMENT ? This Amendment No. 1 to the Series 2021-MSRVF1 Repurchase Agreement (as defined below), is entered into as of September 8, 2021 (this ?Amendment?), among CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC, as administrative agent (the ?Administrative Agent?), CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as a buyer (?CSCIB? or
February 10, 2022	SC 13G/A	PFSI / PennyMac Financial Services Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: PennyMac Financial Services Inc. Title of Class of Securities: Common Stock CUSIP Number: 70932M107 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedul
February 9, 2022	SC 13D/A	PFSI / PennyMac Financial Services Inc / MFN Partners, LP - SC 13D/A Activist Investment CUSIP No. 70932M107 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* PennyMac Financial Services, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 70932M107 (CUSIP Number) MFN Partners Management, L.P. 222 Berkeley Street, 13th Floor Boston, MA 02116 Attn: J
February 9, 2022	EX-99.A	TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS CUSIP No. 70932M107 EXHIBIT A TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS Each of the below transactions in the Common Stock were traded in the ordinary course over the New York Stock Exchange, and the purchaser was MFN Partners, LP. Transaction Date Transaction Type Amount of Securities Price Per Share 02/07/2022 Purchase 150,000 $ 58.87 02/08/2022 Purchase 106,274 $ 60.19 10
February 3, 2022	EX-99.1	PennyMac Financial Services, Inc. Reports Fourth Quarter and Full-Year 2021 Results EX-99.1 2 tm225325d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PennyMac Financial Services, Inc. Reports Fourth Quarter and Full-Year 2021 Results WESTLAKE VILLAGE, Calif. – February 3, 2022 – PennyMac Financial Services, Inc. (NYSE: PFSI) today reported net income of $173.1 million for the fourth quarter of 2021, or $2.79 per share on a diluted basis, on revenue of $693.8 million. Book value per share
February 3, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2022 PennyMac Financial Services, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38727 83-1098934 (State or other jurisdiction (Commission (IRS E
February 3, 2022	EX-99.2	4Q21 EARNINGS REPORT PennyMac Financial Services, Inc. February 2022 EX-99.2 3 tm225325d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 4Q21 EARNINGS REPORT PennyMac Financial Services, Inc. February 2022 2 This presentation contains forward - looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, regarding management’s beliefs, estimates, projections and assumptions with respect to, among other things, the Company’s financia
November 23, 2021	EX-99.A	TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS CUSIP No. 70932M107 EXHIBIT A TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS All of the below transactions in the Common Stock were traded in the ordinary course over the New York Stock Exchange, and the purchaser was MFN Partners, LP. Transaction Date Transaction Type Amount of Securities Price Per Share 11/19/2021 Purchase 126,379 $ 63.77 11/22/2021 Purchase 125,321 $ 64.78 (1 ) (1) The price
November 23, 2021	SC 13D/A	PFSI / PennyMac Financial Services Inc / MFN Partners, LP - SC 13D/A Activist Investment CUSIP No. 70932M107 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* PennyMac Financial Services, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 70932M107 (CUSIP Number) MFN Partners Management, L.P. 222 Berkeley Street, 13th Floor Boston, MA 02116 Attn: J

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