ORM / Owens Realty Mortgage, Inc. - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE American LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 9, 2019, pursuant to the provisions of Rule 12d2-2 (a).

Regulation FD Disclosure, Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 29, 2019 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

READY CAPITAL AND OWENS REALTY MORTGAGE ANNOUNCE COMPLETION OF MERGER

READY CAPITAL AND OWENS REALTY MORTGAGE ANNOUNCE COMPLETION OF MERGER New York, New York, March 29, 2019 / PRNewswire / – Ready Capital Corporation (NYSE: RC) (“Ready Capital”) and Owens Realty Mortgage, Inc.

ORM / Owens Realty Mortgage, Inc.

As filed with the Securities and Exchange Commission on March 28, 2019 Registration No.

Owens Realty Mortgage, Inc. Stockholders Approve Merger with Ready Capital Corporation

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Stockholders Approve Merger with Ready Capital Corporation WALNUT CREEK, CA. – March 21, 2019 – Owens Realty Mortgage, Inc. (the “Company” or “ORM”) (NYSE American: ORM) announced that at the special meeting of stockholders held today, its stockholders appr

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2019 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

Cooperation Agreement, dated March 14, 2019, by and among Owens Realty Mortgage, Inc., Hovde Capital Advisors, LLC and the other parties named therein.

Exhibit 10.1 COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”), effective as of March 14, 2019 (the “Effective Date”), is entered into by and among Owens Realty Mortgage, Inc., a Maryland corporation (the “Company”), Eric D. Hovde, Steven D. Hovde, Hovde Capital Ltd., Hovde Capital Advisors, LLC, Financial Institution Partners III, LP, James P. Hua, Opal Capital Partners, LP, Opa

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): March 14, 2019 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): March 15, 2019 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

Owens Realty Mortgage, Inc. Reports Fourth Quarter and Full Year 2018 Financial Results

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Reports Fourth Quarter and Full Year 2018 Financial Results WALNUT CREEK, CA. – March 15, 2018 – Owens Realty Mortgage, Inc. (the “Company”) (NYSE American: ORM) today reported financial results for the fourth quarter and year ended December 31, 2018. Fourt

ORM / Owens Realty Mortgage, Inc. (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35989 OWENS REA

Power of Attorney

EXHIBIT 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned directors and officers of Owens Realty Mortgage, Inc., a corporation organized under the laws of the state of Maryland (the “Company”), hereby constitute and appoint William C. Owens and Bryan H. Draper and each of them (with full power to each of them to act alone), his or her true and lawful attorneys in fact and

List of Subsidiaries of the Registrant

Exhibit 21.1 Subsidiaries of the Registrant State of Fictitious Subsidiary Name Organization Business Name Lone Star Golf, Inc. Maryland Broadway & Commerce, LLC Washington Brannan Island, LLC California Tahoe Stateline Venture, LLC California Zalanta Resort at the Village, LLC California Zalanta Resort at the Village- Phase II, LLC California

RC / Ready Capital Corporation 425 (Prospectus)

Filed by Ready Capital Corporation Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Owens Realty Mortgage, Inc.

READY CAPITAL CORPORATION ANNOUNCES EXECUTIVE TRANSITION - Andrew Ahlborn to Become Chief Financial Officer - - Rick Herbst to Retire -

Exhibit 99.1 READY CAPITAL CORPORATION ANNOUNCES EXECUTIVE TRANSITION - Andrew Ahlborn to Become Chief Financial Officer - - Rick Herbst to Retire - New York, NY — March 11, 2019 - Ready Capital Corporation (NYSE:RC) (“Ready Capital” or the “Company”) today announced the appointment of Andrew Ahlborn as Chief Financial Officer, effective June 1, 2019. He will succeed Rick Herbst, the Chief Financi

RC / Ready Capital Corporation 8-K (Prospectus)

425 1 a19-646118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 11, 2019 READY CAPITAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-35808 90-0729143 (State or Other Jurisdiction (Co

Supplemental Financial Data Fourth Quarter 2018 DISCLAIMER 2 This presentation contains statements that constitute "forward-looking statements," as such term is defined in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the

Exhibit 99.2 Supplemental Financial Data Fourth Quarter 2018 DISCLAIMER 2 This presentation contains statements that constitute "forward-looking statements," as such term is defined in Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, and such statements are intended to be covered by the safe harbor provided by the same. Thes

READY CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER 2018 RESULTS - Net Income of $0.30 per share of common stock in the fourth quarter - - Core Earnings of $0.34 per share of common stock in the fourth quarter - - Total SBC loans of approximately $400

Exhibit 99.1 READY CAPITAL CORPORATION ANNOUNCES FOURTH QUARTER 2018 RESULTS - Net Income of $0.30 per share of common stock in the fourth quarter - - Core Earnings of $0.34 per share of common stock in the fourth quarter - - Total SBC loans of approximately $400 Million originated in Fourth Quarter 2018 - - Total SBC loans of approximately $1.8 billion added in 2018, up 33% versus 2017 - - Declar

RC / Ready Capital Corporation 425 (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2019 READY CAPITAL CORPORATION (Exact name of registrant as specified in its charter) Maryland 001-35808 90-0729143 (State or other jurisdiction of incorporation) (Commissio

Owens Realty Mortgage, Inc. Board Of Directors Declares Common Stock Dividend Of $0.24 Per Share

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Board Of Directors Declares Common Stock Dividend Of $0.24 Per Share WALNUT CREEK, CA. – March 12, 2019 – The Board of Directors of Owens Realty Mortgage, Inc. (the “Company”) (NYSE American: ORM) has declared a cash dividend of $0.24 per share of common st

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 12, 2019 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): February 28, 2019 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employ

Owens Realty Mortgage, Inc. Announces Revision to 2018 Dividend Income Tax Treatment

EX-99.1 2 exhibit99-1.htm For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. (925) 239-7001 Owens Realty Mortgage, Inc. Announces Revision to 2018 Dividend Income Tax Treatment WALNUT CREEK, CA. – February 28, 2019 – Owens Realty Mortgage, Inc. (NYSE American: ORM) announced today a revision to the tax treatment for ORM’s dividends on its common stock (CUSIP #690828108)

READY CAPITAL AND OWENS REALTY MORTGAGE ANNOUNCE FINAL EXCHANGE RATIO FOR PROPOSED MERGER

Exhibit 99.1 READY CAPITAL AND OWENS REALTY MORTGAGE ANNOUNCE FINAL EXCHANGE RATIO FOR PROPOSED MERGER New York, New York, February 22, 2019 / PRNewswire / — Ready Capital Corporation (NYSE: RC) (“Ready Capital”) and Owens Realty Mortgage, Inc. (NYSE American: ORM) (“ORM”) jointly announced today that they have determined the final exchange ratio in accordance with the terms of the Agreement and P

RC / Ready Capital Corporation 8-K (Prospectus)

425 1 a19-524218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 22, 2019 READY CAPITAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-35808 90-0729143 (State or Other Jurisdiction

READY CAPITAL AND OWENS REALTY MORTGAGE ANNOUNCE FINAL EXCHANGE RATIO FOR PROPOSED MERGER

READY CAPITAL AND OWENS REALTY MORTGAGE ANNOUNCE FINAL EXCHANGE RATIO FOR PROPOSED MERGER New York, New York, February 22, 2019 / PRNewswire / – Ready Capital Corporation (NYSE: RC) (“Ready Capital”) and Owens Realty Mortgage, Inc.

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2019 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employ

ORM / Owens Realty Mortgage, Inc. / Weiss Asset Management LP Passive Investment

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ORM / Owens Realty Mortgage, Inc. DEFM14A

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

READY CAPITAL ANNOUNCES NEW SPECIAL MEETING DATE FOR MERGER WITH OWENS REALTY MORTGAGE, INC.

Exhibit 99.1 READY CAPITAL ANNOUNCES NEW SPECIAL MEETING DATE FOR MERGER WITH OWENS REALTY MORTGAGE, INC. New York, New York, February 15, 2019 / PRNewswire / — Ready Capital Corporation (NYSE: RC) (the “Company”) announced today that it has set March 21, 2019 as the new date for the special meeting of its stockholders to, among other things, consider and vote on a proposal to approve the issuance

RC / Ready Capital Corporation 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 15, 2019 READY CAPITAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-35808 90-0729143 (State or Other Jurisdiction Of Incorporation) (Commiss

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 15, 2019 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employ

Owens Realty Mortgage, Inc. Announces New Special Meeting Date for Merger with Ready Capital Corporation

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Announces New Special Meeting Date for Merger with Ready Capital Corporation WALNUT CREEK, CA. – February 15, 2019 – Owens Realty Mortgage, Inc. (the “Company”) (NYSE American: ORM) announced today that it has set March 21, 2019 as the new date for the spec

Complaint, filed with the Circuit Court for Baltimore City, Maryland on February 8, 2019

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 14, 2019 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employ

RICHARD SCARANTINO, Individually and On Behalf of All Others Similarly Situated, and Derivatively On Behalf of Owens Realty Mortgage, Inc. Milton, Pennsylvania 17847 Plaintiff, v. WILLIAM C. OWENS 2405 York Road, Suite 201 Lutherville Timonium, Maryl

Exhibit 99.1 RICHARD SCARANTINO, Individually and On Behalf of All Others Similarly Situated, and Derivatively On Behalf of Owens Realty Mortgage, Inc. Milton, Pennsylvania 17847 Plaintiff, v. WILLIAM C. OWENS 2405 York Road, Suite 201 Lutherville Timonium, Maryland 21093 INTHE CIRCUIT COURT FOR BALTIMORE CITY Case No. JURY TRIAL DEMANDED DENNIS GEORGE SCHMAL 2405 York Road, Suite 201 Lutherville

RC / Ready Capital Corporation 8-K (Prospectus)

425 1 a18-4073668k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 8, 2019 READY CAPITAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-35808 90-0729143 (State or Other Jurisdiction

ORM / Owens Realty Mortgage, Inc. / Nantahala Capital Management, LLC - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Owens Realty Mortgage, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 690828108 (CUSIP Number) February 14, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur

ORM / Owens Realty Mortgage, Inc. / Almitas Capital LLC - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Owens Realty Mortgage (Name of Issuer) Common Stock (Title of Class of Securities) 690828108 (CUSIP Number) 1460 4th Street, Suite 300, Santa Monica, CA, 90401 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

RC / Ready Capital Corporation 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 11, 2019 READY CAPITAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-35808 90-0729143 (State or Other Jurisdiction Of Incorporation) (Commiss

READY CAPITAL CORPORATION ANNOUNCES RESIGNATION OF CHIEF OPERATING OFFICER, CAROLE MORTENSEN

Exhibit 99.1 READY CAPITAL CORPORATION ANNOUNCES RESIGNATION OF CHIEF OPERATING OFFICER, CAROLE MORTENSEN New York, NY — February 12, 2019 - Ready Capital Corporation (NYSE:RC) (“Ready Capital” or the “Company”) today announced that Carole Mortensen, Chief Operating Officer has resigned from the Company, effective February 11, 2019. Ms. Mortensen has resigned from her position to pursue other oppo

Owens Realty Mortgage, Inc. Announces 2018 Dividend Income Tax Treatment

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. (925) 239-7001 Owens Realty Mortgage, Inc. Announces 2018 Dividend Income Tax Treatment WALNUT CREEK, CA. – February 7, 2019 – Owens Realty Mortgage, Inc. (NYSE American: ORM) announced today the tax treatment for ORM’s dividends on its common stock (CUSIP #690828108) for calendar year 2018. The Federal income tax classi

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): February 7, 2019 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employe

ORM / Owens Realty Mortgage, Inc. / TCW GROUP INC - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

READY CAPITAL ANNOUNCES RECORD DATE AND SPECIAL MEETING DATE FOR MERGER WITH OWENS REALTY MORTGAGE, INC.

Exhibit 99.1 READY CAPITAL ANNOUNCES RECORD DATE AND SPECIAL MEETING DATE FOR MERGER WITH OWENS REALTY MORTGAGE, INC. New York, New York, January 4, 2019 / PRNewswire / — Ready Capital Corporation (NYSE: RC) (the “Company”) announced today that it has set a record date for the special meeting of its stockholders to, among other things, consider and vote on a proposal to approve the issuance of sha

RC / Ready Capital Corporation 8-K (Prospectus)

425 1 a19-127418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 4, 2019 READY CAPITAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-35808 90-0729143 (State or Other Jurisdiction Of

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 4, 2019 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

Owens Realty Mortgage, Inc. Announces Record Date and Special Meeting Date for Merger with Ready Capital Corporation

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Announces Record Date and Special Meeting Date for Merger with Ready Capital Corporation WALNUT CREEK, CA. – January 4, 2019 – Owens Realty Mortgage, Inc. (the “Company”) (NYSE American: ORM) announced today that it has set a record date for the special mee

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): December 18, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employ

Owens Realty Mortgage, Inc. Announces Fourth Quarter 2018 Common Stock Dividend

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Announces Fourth Quarter 2018 Common Stock Dividend WALNUT CREEK, CA. – December 18, 2018 – Owens Realty Mortgage, Inc. (NYSE American: ORM) announced today that its Board of Directors has declared a quarterly dividend of $0.20 per share of common stock for

POWER OF ATTORNEY

Exhibit 24.1 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Daniel J. Worley and Mandy L. Moldovan, signing singly, with full power of substitution, as the undersigned’s true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the U.S. Securities and Exchange Commis

Agreement and Plan of Merger, by and among Ready Capital Corporation, ReadyCap Merger Sub LLC and Owens Realty Mortgage, Inc., dated as of November 7, 2018 (incorporated by reference to Exhibit 2.1 to the Current Report on Form 8-K filed with the SEC on November 9, 2018).

EX-2.1 2 exhibit2-1.htm EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among READY CAPITAL CORPORATION, READYCAP MERGER SUB, LLC and OWENS REALTY MORTGAGE, INC. Dated as of November 7, 2018 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1.1 Certain Definitions 2 1.2 Terms Defined Elsewhere 2 ARTICLE II THE MERGER 2.1 The Merger 4 2.2 Closing 4 2.3 Effect of the Merger 5 2.4 Organizational Do

Changes in Control of Registrant, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employe

Agreement and Plan of Merger, dated November 7, 2018, by and among Ready Capital Corporation, ReadyCap Merger Sub, LLC and Owens Realty Mortgage, Inc.*

Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among READY CAPITAL CORPORATION, READYCAP MERGER SUB, LLC and OWENS REALTY MORTGAGE, INC. Dated as of November 7, 2018 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1.1 Certain Definitions 2 1.2 Terms Defined Elsewhere 2 ARTICLE II THE MERGER 2.1 The Merger 4 2.2 Closing 4 2.3 Effect of the Merger 5 2.4 Organizational Documents 5 2.

RC / Ready Capital Corporation 8-K (Prospectus)

425 1 a18-3978538k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 9, 2018 READY CAPITAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-35808 90-0729143 (State or Other Jurisdiction

Agreement and Plan of Merger, dated November 7, 2018, by and among Ready Capital Corporation, ReadyCap Merger Sub, LLC and Owens Realty Mortgage, Inc.*

EX-2.1 2 exhibit2-1.htm EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among READY CAPITAL CORPORATION, READYCAP MERGER SUB, LLC and OWENS REALTY MORTGAGE, INC. Dated as of November 7, 2018 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1.1 Certain Definitions 2 1.2 Terms Defined Elsewhere 2 ARTICLE II THE MERGER 2.1 The Merger 4 2.2 Closing 4 2.3 Effect of the Merger 5 2.4 Organizational Do

ORM / Owens Realty Mortgage, Inc. 425 (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 001-35989 46-0778087 (State or Other Jurisdiction (Commission (IRS Employe

RC / Ready Capital Corporation 425 (Prospectus)

Filed by Ready Capital Corporation Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Owens Realty Mortgage, Inc.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): November 7, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employe

Owens Realty Mortgage, Inc. Reports Third Quarter 2018 Financial Results

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Reports Third Quarter 2018 Financial Results WALNUT CREEK, CA. – November 7, 2018 – Owens Realty Mortgage, Inc. (the "Company") (NYSE American: ORM) today reported financial results for the third quarter ended September 30, 2018. Third Quarter 2018 Financia

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): November 7, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employe

READY CAPITAL ANNOUNCES MERGER WITH OWENS REALTY MORTGAGE - Approximately $200M of Additional Capital Raised to Support Targeted Growth in Small Balance Commercial Assets - - Combined Company Will Enhance Shareholder Liquidity - - Transaction Expecte

EX-99.1 2 exhibit99-1.htm READY CAPITAL ANNOUNCES MERGER WITH OWENS REALTY MORTGAGE - Approximately $200M of Additional Capital Raised to Support Targeted Growth in Small Balance Commercial Assets - - Combined Company Will Enhance Shareholder Liquidity - - Transaction Expected to be Accretive to Earnings in 2019 - - Transaction Expected to Create Cost and Operating Efficiencies - New York, New Yor

READY CAPITAL CORPORATION TO ACQUIRE OWENS REALTY MORTGAGE, INC NOVEMBER 7, 2018

Exhibit 99.2 READY CAPITAL CORPORATION TO ACQUIRE OWENS REALTY MORTGAGE, INC NOVEMBER 7, 2018 DISCLAIMER FORWARD LOOKING STATEMENTS T hi s presentati on contai ns statements that consti tute “forward-looki ng statements,” as such term is defi ned in Secti on 27A of the Securi ti es Act of 1933, as amended, and Secti on 21E of the Securi ti es Exchange Act of 1934, as amended, and such statements a

SLD / Sutherland Assest Management Corp. 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 7, 2018 READY CAPITAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Maryland 001-35808 90-0729143 (State or Other Jurisdiction Of Incorporation) (Commissi

READY CAPITAL ANNOUNCES MERGER WITH OWENS REALTY MORTGAGE - Approximately $200M of Additional Capital Raised to Support Targeted Growth in Small Balance Commercial Assets - - Combined Company Will Enhance Shareholder Liquidity - - Transaction Expecte

EX-99.1 2 a18-397851ex99d1.htm EX-99.1 Exhibit 99.1 READY CAPITAL ANNOUNCES MERGER WITH OWENS REALTY MORTGAGE - Approximately $200M of Additional Capital Raised to Support Targeted Growth in Small Balance Commercial Assets - - Combined Company Will Enhance Shareholder Liquidity - - Transaction Expected to be Accretive to Earnings in 2019 - - Transaction Expected to Create Cost and Operating Effici

ORM / Owens Realty Mortgage, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-54957 OW

Owens Realty Mortgage, Inc. Schedules Third Quarter 2018 Earnings Conference Call

EX-99.1 2 exhibit99-1.htm Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Schedules Third Quarter 2018 Earnings Conference Call WALNUT CREEK, CA. – November 1, 2018 – Owens Realty Mortgage, Inc. (NYSE American: ORM) announced today that it will release its third quarter 2018 financial results after the market closes on Thursd

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): November 1, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employe

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): September 17, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Emplo

Owens Realty Mortgage, Inc. Announces Third Quarter 2018 Common Stock Dividend

EX-99.1 2 exhibit99-1.htm For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Announces Third Quarter 2018 Common Stock Dividend WALNUT CREEK, CA. – September 17, 2018 – Owens Realty Mortgage, Inc. (NYSE American: ORM) announced today that its Board of Directors has declared a quarterly dividend of $0.20 per

Second Amended and Restated Credit Agreement, dated as of September 4, 2018, by and among ZB, N.A. dba California Bank & Trust, as Administrative Agent and a Lender, First Bank as a Lender, Umpqua Bank as a Lender, and Owens Realty Mortgage, Inc. as Borrower, incorporated by reference to exhibit 10.1 of the current report on Form 8-K filed with the SEC on September 6, 2018

SECOND AMENDED AND RESTATED CREDIT AGREEMENT This Second Amended and Restated Credit Agreement ("Agreement") is entered into as of September 4, 2018, by and among the financial institutions from time to time signatory hereto (individually, a "Lender" and collectively, the "Lenders"), ZB, N.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): September 4, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employ

Security Agreement, dated as of September 4, 2018, by and among Owens Realty Mortgage, Inc., ZB, N.A. dba California Bank & Trust, as Agent for the Lenders, and each of the Lenders party to the Restated Credit Agreement, incorporated by reference to exhibit 10.2 to the current report on Form 8-K filed with the SEC on September 6, 2018

SECURITY AGREEMENT As of September 4, 2018, in connection with that certain Second Amended and Restated Credit Agreement, dated on or about the date hereof by and among Owens Realty Mortgage, Inc.

Investor Relations

Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Announces Amendment and Restatement of Secured Revolving Credit Facility WALNUT CREEK, CA. – September 6, 2018 – Owens Realty Mortgage, Inc. (NYSE American: ORM) announced today that it has entered into a Second Amended and Restated Credit Agreement with ZB, N.A. dba California

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): August 14, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Comm

Owens Realty Mortgage, Inc. Appoints Gilbert Nathan and Benjamin Smeal to the Company's Board of Directors

Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Appoints Gilbert Nathan and Benjamin Smeal to the Company's Board of Directors WALNUT CREEK, Calif., August 8, 2018 ‐‐ Owens Realty Mortgage, Inc. (NYSE American: ORM) (the "Company"), a specialty finance mortgage company, announced that, effective August 6, 2018, the Company ha

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): August 8, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): August 8, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

Owens Realty Mortgage, Inc. Reports Second Quarter 2018 Financial Results

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Reports Second Quarter 2018 Financial Results WALNUT CREEK, CA. – August 8, 2018 – Owens Realty Mortgage, Inc. (the "Company") (NYSE American: ORM) today reported financial results for the second quarter ended June 30, 2018. Second Quarter 2018 Financial Hi

ORM / Owens Realty Mortgage, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-54957 OWENS R

Owens Realty Mortgage, Inc. Schedules Second Quarter 2018 Earnings Conference Call

Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Schedules Second Quarter 2018 Earnings Conference Call WALNUT CREEK, CA. – July 27, 2018 – Owens Realty Mortgage, Inc. (NYSE American: ORM) announced today that it will release its second quarter 2018 financial results after the market closes on Wednesday, August 8, 2018 and wil

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): July 27, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer o

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): July 19, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer o

ORM / Owens Realty Mortgage, Inc. DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS

DFAN14A 1 orm-dfan14a071718.htm DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Ch

ORM / Owens Realty Mortgage, Inc. DEFINITIVE ADDITIONAL MATERIALS

DEFA14A 1 defa14a0718owensrealty.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commis

Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): July 16, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer o

Owens Realty Mortgage, Inc. Provides 2018 Annual Meeting Update Annual Meeting Adjourned Until July 19, 2018

EX-99.1 2 f8k071618ex99-1owens.htm PRESS RELEASE OF OWENS REALTY MORTGAGE, INC., ISSUED ON JULY 16, 2018, TITLED "OWENS REALTY MORTGAGE, INC. PROVIDES 2018 ANNUAL MEETING UPDATE" Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations Contact: Owens Realty Mortgage, Inc. (925) 239-7001 Additional Investor Contact: Bill Fiske Georgeson, LLC 212-440-9128 [email protected] Media Contact: Phil Dennin

ORM / Owens Realty Mortgage, Inc. DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filedby the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statem

Owens Realty Mortgage, Inc. Provides Board Composition Update Company will be Welcoming Two Independent Directors

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations Contact: Owens Realty Mortgage, Inc. (925) 239-7001 Additional Investor Contact: Bill Fiske Georgeson, LLC 212-440-9128 [email protected] Media Contact: Phil Denning ICR, Inc. 646-277-1258 [email protected] Owens Realty Mortgage, Inc. Provides Board Composition Update Company will be Welcoming Two Independent Directors WALNUT CREEK, Ca

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

8-K 1 f8k071618owensrealty.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): July 16, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or

ORM / Owens Realty Mortgage, Inc. DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): July 10, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer o

VOTE THE WHITE PROXY CARD TODAY OWENS URGES STOCKHOLDERS THAT HAVE NOT YET VOTED TO VOTE ON THE WHITE PROXY CARD.

EX-99.1 2 f8k071018ex99-1owensrealty.htm PRESS RELEASE OF OWENS REALTY MORTGAGE, INC., ISSUED ON JULY 10, 2018, TITLED "OWENS URGES STOCKHOLDERS THAT HAVE NOT YET VOTED TO VOTE ON THE WHITE PROXY CARD" Exhibit 99.1 VOTE THE WHITE PROXY CARD TODAY OWENS URGES STOCKHOLDERS THAT HAVE NOT YET VOTED TO VOTE ON THE WHITE PROXY CARD. WALNUT CREEK, Calif., July 10, 2018 - Owens Realty Mortgage, Inc. (NYSE

ORM / Owens Realty Mortgage, Inc. DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of

Owens Realty Mortgage, Inc. DFAN14A

DFAN14A 1 owensrealty-dfan14a070618.htm DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registr

iss recommends vote for hovde on the gold proxy and ‘Do not vote’ for ORM management

Owens Realty Mortgage, Inc. DFAN14A Exhibit 99.1 News Release Hovde Building ● 122 W. Washington Ave, Suite 350 ● Madison, Wisconsin 53703 FOR RELEASE at 9:00 A.M. EST on 7/6/18 Contact: Ian Joyce, Hovde Capital Advisors John Grau, InvestorCom (202) 822-8117 (203) 972-9300 ext. 11 [email protected] [email protected] iss recommends vote for hovde on the gold proxy and ‘Do not vote’ for O

ORM / Owens Realty Mortgage, Inc. DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

OWENS REALTY MORTGAGE, INC. SENDS LETTER SETTING THE RECORD STRAIGHT AND REFUTING THE HOVDE GROUP’S FALSE ASSERTIONS

Exhibit 99.1 OWENS REALTY MORTGAGE, INC. SENDS LETTER SETTING THE RECORD STRAIGHT AND REFUTING THE HOVDE GROUP’S FALSE ASSERTIONS WALNUT CREEK, Calif., July 5, 2018 - Owens Realty Mortgage, Inc. (NYSE American: ORM) (the “Company” or “ORM”) today announced that it has sent a letter to its stockholders. A full copy of the letter can be found below: VOTE FOR OWENS REALTY MORTGAGE’S DIRECTOR NOMINEES

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): July 5, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer of

ORM / Owens Realty Mortgage, Inc. DFAN14A

FRUSTRATED SHAREHOLDERS OF OWENS REALTY MORTGAGE ARE YOU FED UP WITH THE MINISCULE RETURNS OR LOSSES BEING GENERATED FOR YOU BY ORM AND ITS MANAGEMENT TEAM? DO YOU THINK THE EXTERNAL MANAGER (OFG) SHOULD MAKE OVER EIGHT TIMES MORE THAN YOU AS SHAREHOLDERS? HAVE YOU LOST MONEY ON YOUR INVESTMENT IN ORM? ARE YOU READY FOR A CHANGE? BELOW IS THEIR OPERATING INCOME AND NET INCOME OVER THE LAST 10 YEARS ORM ONLY PAYS A 4.

ORM / Owens Realty Mortgage, Inc. DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

OWENS REALTY MORTGAGE, INC. SENDS LETTER DETAILING WHY STOCKHOLDERS SHOULD VOTE FOR BRYAN DRAPER AND JAMES KESSLER Stockholders Should Reject The Hovde Group’s Ultimate Goal of Liquidation

Exhibit 99.1 OWENS REALTY MORTGAGE, INC. SENDS LETTER DETAILING WHY STOCKHOLDERS SHOULD VOTE FOR BRYAN DRAPER AND JAMES KESSLER Stockholders Should Reject The Hovde Group’s Ultimate Goal of Liquidation WALNUT CREEK, Calif., June 29, 2018 - Owens Realty Mortgage, Inc. (NYSE American: ORM) (the “Company”) today announced that it has sent a letter to its stockholders. A full copy of the letter can be

Financial Statements and Exhibits, Other Events

8-K 1 f8k062918owensrealty.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): June 29, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or

ORM / Owens Realty Mortgage, Inc. DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

ORM / Owens Realty Mortgage, Inc. DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): June 27, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer o

Investor Presentation of Owens Realty Mortgage, Inc.

Exhibit 99.1

ORM / Owens Realty Mortgage, Inc. DEFINITIVE ADDITIONAL MATERIALS

DEFA14A 1 defa14a062718owensrealty.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Comm

OWENS REALTY MORTGAGE, INC. APPOINTS ANN MARIE MEHLUM TO THE COMPANY’S BOARD OF DIRECTORS

Exhibit 99.1 OWENS REALTY MORTGAGE, INC. APPOINTS ANN MARIE MEHLUM TO THE COMPANY’S BOARD OF DIRECTORS WALNUT CREEK, Calif., June 27, 2018 - Owens Realty Mortgage, Inc. (NYSE American: ORM) (the “Company”), a specialty finance mortgage company, announced that it has appointed Ann Marie Mehlum to its Board of Directors (the “Board”) as an independent Class I director, effective today. “We are excit

ORM / Owens Realty Mortgage, Inc. CURRENT REPORT (Current Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): June 27, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer o

ORM / Owens Realty Mortgage, Inc. DFAN14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confide

ORM / Owens Realty Mortgage, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confide

ORM / Owens Realty Mortgage, Inc. / Nantahala Capital Management, LLC - SCHEDULE 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 Owens Realty Mortgage, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 690828108 (CUSIP NUMBER) Paul E. Rehm 19 Old Kings Highway S, Suite 200 Darien, CT 06820 (203) 404-1172 (Name, Address and Telephone Number of Person Authorized to Rec

JOINT FILING AGREEMENT

EX-99.1 2 tv497325ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (1) (iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D dated June 26, 2018 (including amendments thereto) with respect to the Common Stock, $.01 par value, of Owens Realty

ORM / Owens Realty Mortgage, Inc. DEFC14A

QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

ORM / Owens Realty Mortgage, Inc. PRRN14A

QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

ORM / Owens Realty Mortgage, Inc. PREC14A

QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

OWENS REALTY MORTGAGE, INC. FILES DEFINITIVE PROXY STATEMENT AND SENDS LETTER TO STOCKHOLDERS

EX-99.1 2 exhibit99-1.htm OWENS REALTY MORTGAGE, INC. FILES DEFINITIVE PROXY STATEMENT AND SENDS LETTER TO STOCKHOLDERS WALNUT CREEK, Calif., June 8, 2018 - Owens Realty Mortgage, Inc. (NYSE American: ORM) (the "Company") today announced that it has filed with the Securities and Exchange Commission (the "SEC") its definitive proxy materials in connection with the Company's 2018 Annual Meeting of S

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): June 8, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer of

Press Release of Owens Realty Mortgage, Inc., issued on June 8, 2018, titled "Owens Realty Mortgage, Inc. Files Definitive Proxy Statement and Sends Letter to Stockholders".

OWENS REALTY MORTGAGE, INC. FILES DEFINITIVE PROXY STATEMENT AND SENDS LETTER TO STOCKHOLDERS WALNUT CREEK, Calif., June 8, 2018 - Owens Realty Mortgage, Inc. (NYSE American: ORM) (the "Company") today announced that it has filed with the Securities and Exchange Commission (the "SEC") its definitive proxy materials in connection with the Company's 2018 Annual Meeting of Stockholders (the "2018 Ann

ORM / Owens Realty Mortgage, Inc. DEFA14A

DEFA14A 1 orm8k060718.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): June 8, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (C

ORM / Owens Realty Mortgage, Inc. DEFC14A

DEFC14A 1 ormdef14a060618.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐  Preliminary Proxy Statement ☐  Confidential, For Use of the Commission Only (as permitted

Owens Realty Mortgage, Inc. Announces Second Extension of Secured Revolving Credit Facility

Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Announces Second Extension of Secured Revolving Credit Facility WALNUT CREEK, CA. – June 1, 2018 – Owens Realty Mortgage, Inc. (NYSE American: ORM) announced today that it has amended its secured revolving credit facility with ZB, N.A. dba California Bank & Trust, First Bank and

Second Note Revision Agreement, dated as of May 29, 2018, between ZB, N.A. dba California Bank & Trust and Owens Realty Mortgage, Inc.

EX-10.1 2 exhibit10-1.htm ZB, N.A. dba CALIFORNIA BANK & TRUST (who also does business as California Bank & Trust, a division of ZB), successor by merger to California Bank & Trust (herein called "Bank") (Herein called "Bank") SECOND NOTE REVISION AGREEMENT ORIGINAL NOTE INFORMATION AMOUNT NOTE DATE CURRENT MATURITY DATE $35,000,000.00 June 5, 2017 June 1, 2018 This Agreement is effective as of: M

Second Note Revision Agreement, dated as of May 29, 2018, between First Bank and Owens Realty Mortgage, Inc.

EX-10.2 3 exhibit10-2.htm FIRST BANK (Herein called "Bank") SECOND NOTE REVISION AGREEMENT ORIGINAL NOTE INFORMATION AMOUNT NOTE DATE CURRENT MATURITY DATE $20,000,000.00 June 5, 2017 June 1, 2018 This Agreement is effective as of: May 18, 2018. ORIGINAL OBLIGATION: This Agreement refers to the loan evidenced by the above Second Amended and Restated Master Revolving Note dated June 5, 2017 in favo

Second Note Revision Agreement, dated as of May 29, 2018, between Umpqua Bank and Owens Realty Mortgage, Inc.

EX-10.3 4 exhibit10-3.htm UMPQUA BANK (Herein called "Bank") SECOND NOTE REVISION AGREEMENT ORIGINAL NOTE INFORMATION AMOUNT NOTE DATE CURRENT MATURITY DATE $20,000,000.00 June 5, 2017 June 1, 2018 This Agreement is effective as of: May 18, 2018. ORIGINAL OBLIGATION: This Agreement refers to the loan evidenced by the above Master Revolving Note dated June 5, 2017 in favor of Bank executed by OWENS

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): May 29, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer of

ORM / Owens Realty Mortgage, Inc. PREC14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐  Check the appropriate box: ☒ Preliminary Proxy Statement  Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(

ORM / Owens Realty Mortgage, Inc. DEFA14A

DEFA14A 1 ormdefa14a051018.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(

ORM / Owens Realty Mortgage, Inc. DFAN14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

EX-99.1

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ORM / Owens Realty Mortgage, Inc. DFAN14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

See attached pdf for Letter to Shareholders

Exhibit 99.1 See attached pdf for Letter to Shareholders

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): May 7, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer of

Owens Realty Mortgage, Inc. Reports First Quarter 2018 Financial Results

EX-99.1 3 exhibit99-1.htm For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Reports First Quarter 2018 Financial Results WALNUT CREEK, CA. – May 9, 2018 – Owens Realty Mortgage, Inc. (the "Company") (NYSE American: ORM) today reported financial results for the first quarter ended March 31, 2018. First Quar

Amendment No. 2 to the Bylaws of Owens Realty Mortgage, Inc. dated May 7, 2018 incorporated by reference to exhibit 3.1 of the current report on Form 8-K filed with the SEC on May 9, 2018

Exhibit 3.1 AMENDMENT NO. 2 TO BYLAWS OF OWENS REALTY MORTGAGE, INC. Section 7 of Article II of the Bylaws of Owens Realty Mortgage is hereby deleted in its entirety and replaced with the following: "SECTION 7. Voting. A majority of the votes cast at a meeting of stockholders duly called and at which a quorum is present shall be sufficient to approve any matter which may properly come before the m

Amendment No. 2 to Bylaws of Owens Realty Mortgage, Inc., adopted as of May 7, 2018

Exhibit 3.1 AMENDMENT NO. 2 TO BYLAWS OF OWENS REALTY MORTGAGE, INC. Section 7 of Article II of the Bylaws of Owens Realty Mortgage is hereby deleted in its entirety and replaced with the following: "SECTION 7. Voting. A majority of the votes cast at a meeting of stockholders duly called and at which a quorum is present shall be sufficient to approve any matter which may properly come before the m

Press Release dated May 9, 2018 announcing the Company's financial results for the fiscal quarter ended March 31, 2018

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Reports First Quarter 2018 Financial Results WALNUT CREEK, CA. – May 9, 2018 – Owens Realty Mortgage, Inc. (the "Company") (NYSE American: ORM) today reported financial results for the first quarter ended March 31, 2018. First Quarter 2018 Financial Highlig

ORM / Owens Realty Mortgage, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): May 7, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer of

Financial Statements and Exhibits, Other Events

8-K 1 orm8k050918.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): May 9, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commis

Owens Realty Mortgage, Inc. Acknowledges Receipt of Director Nominations from Eric Hovde and Financial Institution Partners III, LP Reasonable Settlement Offer Rejected by the Hovde Group Delivers Update on Business and Previously Announced Corporate

EX-99.1 2 exhibit99-1.htm Privileged & Confidential Work Product Prepared at the Direction of Counsel FOR IMMEDIATE RELEASE Investor Relations Contact: Owens Realty Mortgage, Inc. (925) 239-7001 Additional Investor Contact: Bill Fiske Georgeson LLC 212-440-9128 [email protected] Media Contact: Phil Denning ICR, Inc. 646-277-1258 [email protected] Owens Realty Mortgage, Inc. Acknowledges R

Press Release of Owens Realty Mortgage, Inc., issued on May 9, 2018, titled "Owens Realty Mortgage, Inc. Acknowledges Receipt of Director Nominations from Eric Hovde and Financial Institution Partners III, LP".

EX-99.1 2 exhibit99-1.htm Privileged & Confidential Work Product Prepared at the Direction of Counsel FOR IMMEDIATE RELEASE Investor Relations Contact: Owens Realty Mortgage, Inc. (925) 239-7001 Additional Investor Contact: Bill Fiske Georgeson LLC 212-440-9128 [email protected] Media Contact: Phil Denning ICR, Inc. 646-277-1258 [email protected] Owens Realty Mortgage, Inc. Acknowledges R

ORM / Owens Realty Mortgage, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): May 9, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer of

ORM / Owens Realty Mortgage, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-54957 OWENS

Owens Realty Mortgage, Inc. Schedules First Quarter 2018 Earnings Conference Call

EX-99.1 2 exhibit99-1.htm Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Schedules First Quarter 2018 Earnings Conference Call WALNUT CREEK, CA. – April 27, 2018 – Owens Realty Mortgage, Inc. (NYSE American: ORM) announced today that it will release its first quarter 2018 financial results after the market closes on Wednesda

ORM / Owens Realty Mortgage, Inc. 8-K (Current Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): April 27, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

ORM / Owens Realty Mortgage, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

Owens Realty Mortgage, Inc. Declares 25% Increase in Quarterly Dividend Provides Progress Update on Previously Announced Plan to Enhance Corporate Governance Structure

FOR IMMEDIATE RELEASE Investor Relations Contact: Owens Realty Mortgage, Inc. (925) 239-7001 Additional Investor Contact: Bill Fiske Georgeson LLC 212-440-9128 [email protected] Media Contact: Phil Denning ICR, Inc. 646-277-1258 [email protected] Owens Realty Mortgage, Inc. Declares 25% Increase in Quarterly Dividend Provides Progress Update on Previously Announced Plan to Enhance Corpora

SECURITY HOLDINGS OF DIRECTORS AND EXECUTIVE OFFICERS

EX-99.2 3 exhibit99-2.htm Exhibit 99.2 SECURITY HOLDINGS OF DIRECTORS AND EXECUTIVE OFFICERS The following table sets forth certain information with respect to the beneficial ownership of the common stock of Owens Realty Mortgage, Inc. (the "Company") as of March 9, 2018 by each director, including director nominees, and the executive officers of the Company. Name of Beneficial Owner Shares Benefi

ORM / Owens Realty Mortgage, Inc. 8-K (Current Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): April 25, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

ORM / Owens Realty Mortgage, Inc. 8-K (Current Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): April 2, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer o

Owens Realty Mortgage, Inc. Announces Amendment to Management Agreement to Permanently Reduce Management Fees and Expenses

EX-99.1 3 exhibit99-1.htm For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Announces Amendment to Management Agreement to Permanently Reduce Management Fees and Expenses WALNUT CREEK, CA. – April 3, 2018 – Owens Realty Mortgage, Inc. (the "Company") (NYSE AMERICAN: ORM) today announced that, as part of th

Amednment No. 1 to Management Agreement, executed April 2, 2018, by and between Owens Realty Mortgage, Inc. and Owens Financial Group, Inc., incorporated by reference to exhibit 1.1 of the current report on Form 8-K filed with the SEC on April 3, 2018

EX-1.1 2 exhibit1-1.htm Exhibit 1.1 AMENDMENT NO. 1 TO MANAGEMENT AGREEMENT This Amendment No. 1 (this "Amendment") is executed as of April 2, 2018 between Owens Realty Mortgage, Inc. a Maryland corporation (the "Company"), and Owens Financial Group, Inc., a California corporation (the "Manager"), for the purpose of amending the Management Agreement between the Company and the Manager dated May 20

Owens Realty Mortgage, Inc. Reports Fourth Quarter and Full Year 2017 Financial Results Announces Comprehensive Changes to Maximize Stockholder Value Increases Quarterly Dividend by 60% Authorizes New $10 Million Stock Repurchase Plan Permanently Red

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Reports Fourth Quarter and Full Year 2017 Financial Results Announces Comprehensive Changes to Maximize Stockholder Value Increases Quarterly Dividend by 60% Authorizes New $10 Million Stock Repurchase Plan Permanently Reduces Management Fees and Expenses W

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): March 13, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

List of Subsidiaries of the Registrant

Exhibit 21.1 Subsidiaries of the Registrant State of Fictitious Subsidiary Name Organization Business Name Lone Star Golf, Inc. Maryland Auburn Valley Golf Club Broadway & Commerce, LLC Washington Brannan Island, LLC California Tahoe Stateline Venture, LLC California Zalanta Resort at the Village, LLC California Zalanta Resort at the Village- Phase II, LLC California

ORM / Owens Realty Mortgage, Inc. 10-K (Annual Report)

10-K 1 orm10k123117.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file nu

Power of Attorney

EXHIBIT 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned directors and officers of Owens Realty Mortgage, Inc., a corporation organized under the laws of the state of Maryland (the "Company"), hereby constitute and appoint William C. Owens and Bryan H. Draper and each of them (with full power to each of them to act alone), his true and lawful attorneys in fact and agents

First Note Revision Agreement, dated as of February 28, 2018, between First Bank and Owens Realty Mortgage, Inc.

EX-10.2 3 exhibit10-2.htm FIRST BANK (Herein called "Bank") FIRST NOTE REVISION AGREEMENT ORIGINAL NOTE INFORMATION AMOUNT NOTE DATE CURRENT MATURITY DATE $20,000,000.00 June 5, 2017 March 1, 2018 This Agreement is effective as of: February 28, 2018. ORIGINAL OBLIGATION: This Agreement refers to the loan evidenced by the above Second Amended and Restated Master Revolving Note dated June 5, 2017 in

Owens Realty Mortgage, Inc. Announces Extension of Secured Revolving Facility

Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Announces Extension of Secured Revolving Facility WALNUT CREEK, CA. – March 5, 2018 – Owens Realty Mortgage, Inc. (NYSE American: ORM) announced today that it has amended its secured revolving credit facility with ZB, N.A. dba California Bank & Trust, First Bank and Umpqua Bank,

ORM / Owens Realty Mortgage, Inc. 8-K (Current Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): February 28, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employ

First Note Revision Agreement, dated as of February 28, 2018, between ZB, N.A. dba California Bank & Trust and Owens Realty Mortgage, Inc.

EX-10.1 2 exhibit10-1.htm ZB, N.A. dba CALIFORNIA BANK & TRUST (who also does business as California Bank & Trust, a division of ZB), successor by merger to California Bank & Trust (herein called "Bank") (Herein called "Bank") FIRST NOTE REVISION AGREEMENT ORIGINAL NOTE INFORMATION AMOUNT NOTE DATE CURRENT MATURITY DATE $35,000,000.00 June 5, 2017 March 1, 2018 This Agreement is effective as of: F

First Note Revision Agreement, dated as of February 28, 2018, between Umpqua Bank and Owens Realty Mortgage, Inc.

UMPQUA BANK (Herein called "Bank") FIRST NOTE REVISION AGREEMENT ORIGINAL NOTE INFORMATION AMOUNT NOTE DATE CURRENT MATURITY DATE $20,000,000.

Owens Realty Mortgage, Inc. Schedules Fourth Quarter 2017 Earnings Conference Call

EX-99.1 2 exhibit99-1.htm Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Schedules Fourth Quarter 2017 Earnings Conference Call WALNUT CREEK, CA. – March 2, 2018 – Owens Realty Mortgage, Inc. (NYSE American: ORM) announced today that it will release its fourth quarter 2017 financial results after the market closes on Tuesday

ORM / Owens Realty Mortgage, Inc. 8-K (Current Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): March 2, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer o

ORM / Owens Realty Mortgage, Inc. / Nantahala Capital Management, LLC - SCHEDULE 13G/A (Passive Investment)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Owens Realty Mortgage, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 690828108 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

Owens Realty Mortgage, Inc. Announces 2017 Dividend Income Tax Treatment

EX-99.1 2 exhibit99-1.htm For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. (925) 239-7001 Owens Realty Mortgage, Inc. Announces 2017 Dividend Income Tax Treatment WALNUT CREEK, CA. – February 7, 2018 – Owens Realty Mortgage, Inc. (NYSE American: ORM) announced today the tax treatment for ORM's dividends on its common stock (CUSIP #690828108) for calendar year 2017. The

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): February 7, 2018 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employe

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): January 4, 2018 (December 29, 2017) OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Co

Settlement Agreement, dated December 29, 2017, by and among Owens Realty Mortgage, Inc., Freestone Opportunity Partners LP, Freestone Opportunity Qualified Partners LP, Freestone Investments LLC, Freestone Capital Management, LLC, Freestone Capital Holdings, LLC, Erik Morgan and Gary I. Furukawa, incorporated by reference to exhibit 10.1 of the current report on Form 8-K/A filed with the SEC on January 4, 2018

EX-10.1 3 exhibit10-1.htm EXHIBIT 10.1 SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (this "Agreement") is made and entered into as of December 29, 2017, by and among Freestone Opportunity Partners LP ("FOP"), Freestone Opportunity Qualified Partners LP ("FOQP"), Freestone Investments LLC, Freestone Capital Management, LLC, Freestone Capital Holdings, LLC, Erik Morgan and Gary I. Furukawa (collec

Amendment No. 1 to the Bylaws of Owens Realty Mortgage, Inc., dated December 29, 2017, incorporated by reference to exhibit 3.1 of the current report on Form 8-K/A filed with the SEC on January 4, 2018

EXHIBIT 3.1 AMENDMENT NO. 1 TO BYLAWS OF OWENS REALTY MORTGAGE, INC. This Amendment No. 1 to the Bylaws (the " Bylaws") of Owens Realty Mortgage, Inc., a Maryland corporation (the " Corporation"), is dated as of December 29, 2017 (this " Amendment No. 1"). Recitals WHEREAS, the Board of Directors of the Corporation (the " Board") has approved Amendment No. 1 as set forth below, in accordance with

Owens Realty Mortgage, Inc. Announces Repurchase and Settlement Agreement with Freestone Capital Management

FOR IMMEDIATE RELEASE Investor Relations Contact: Owens Realty Mortgage, Inc. (925) 239-7001 Additional Investor Contact: Bill Fiske Georgeson LLC 212-440-9128 [email protected] Media Contact: Phil Denning ICR, Inc. 646-277-1258 [email protected] Owens Realty Mortgage, Inc. Announces Repurchase and Settlement Agreement with Freestone Capital Management WALNUT CREEK, Calif., January 3, 201

Amendment No. 1 to the Bylaws of Owens Realty Mortgage, Inc., dated December 29, 2017.

AMENDMENT NO. 1 TO BYLAWS OF OWENS REALTY MORTGAGE, INC. This Amendment No. 1 to the Bylaws (the " Bylaws") of Owens Realty Mortgage, Inc., a Maryland corporation (the " Corporation"), is dated as of December 29, 2017 (this " Amendment No. 1"). Recitals WHEREAS, the Board of Directors of the Corporation (the " Board") has approved Amendment No. 1 as set forth below, in accordance with Article XIV

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): January 3, 2018 (December 29, 2017) OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Comm

Settlement Agreement, dated December 29, 2017, by and among Owens Realty Mortgage, Inc., Freestone Opportunity Partners LP, Freestone Opportunity Qualified Partners LP, Freestone Investments LLC, Freestone Capital Management, LLC, Freestone Capital Holdings,

EX-10.1 3 exhibit10-1.htm SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (this "Agreement") is made and entered into as of December 29, 2017, by and among Freestone Opportunity Partners LP ("FOP"), Freestone Opportunity Qualified Partners LP ("FOQP"), Freestone Investments LLC, Freestone Capital Management, LLC, Freestone Capital Holdings, LLC, Erik Morgan and Gary I. Furukawa (collectively, the "

SETTLEMENT AGREEMENT

Exhibit 99.1 SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT (this “Agreement”) is made and entered into as of December 29, 2017, by and among Freestone Opportunity Partners LP (“FOP”), Freestone Opportunity Qualified Partners LP (“FOQP”), Freestone Investments LLC, Freestone Capital Management, LLC, Freestone Capital Holdings, LLC, Erik Morgan and Gary I. Furukawa (collectively, the “Investors”) a

ORM / Owens Realty Mortgage, Inc. / FREESTONE CAPITAL MANAGEMENT LLC - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Owens Realty Mortgage, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 690828108 (CUSIP Number) Freestone

Owens Realty Mortgage, Inc. Announces Fourth Quarter 2017 Common Stock Dividend

EX-99.1 2 exhibit991.htm EXHIBIT 99.1 For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Announces Fourth Quarter 2017 Common Stock Dividend WALNUT CREEK, CA. – December 14, 2017 – Owens Realty Mortgage, Inc. (NYSE American: ORM) announced today that its Board of Directors has declared a quarterly dividend

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): December 14, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employ

Owens Realty Mortgage, Inc. Reports Third Quarter 2017 Financial Results

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Reports Third Quarter 2017 Financial Results WALNUT CREEK, CA. ? November 8, 2017 ? Owens Realty Mortgage, Inc. (the "Company") (NYSE American: ORM) today reported financial results for the third quarter ended September 30, 2017. Third Quarter 2017 Financia

ORM / Owens Realty Mortgage, Inc. (Current Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): November 8, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employe

ORM / Owens Realty Mortgage, Inc. 10-Q (Quarterly Report)

10-Q 1 orm10q093017.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission

Owens Realty Mortgage, Inc. Schedules Third Quarter 2017 Earnings Conference Call

EX-99.1 2 exhibit99-1.htm Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Schedules Third Quarter 2017 Earnings Conference Call WALNUT CREEK, CA. – October 26, 2017 – Owens Realty Mortgage, Inc. (NYSE MKT: ORM) announced today that it will release its third quarter 2017 financial results after the market closes on Wednesday,

Owens Realty Mortgage (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): October 26, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employe

Owens Realty Mortgage, Inc. Announces Third Quarter 2017 Common Stock Dividend

EX-99.1 2 exhibit99-1.htm For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Announces Third Quarter 2017 Common Stock Dividend WALNUT CREEK, CA. – September 15, 2017 – Owens Realty Mortgage, Inc. (NYSE MKT: ORM) announced today that its Board of Directors has declared a quarterly dividend of $0.10 per shar

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): September 15, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Emplo

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): August 8, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

Owens Realty Mortgage, Inc. Reports Second Quarter 2017 Financial Results

EX-99.1 2 exhibit99-1.htm For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Reports Second Quarter 2017 Financial Results WALNUT CREEK, CA. – August 8, 2017 – Owens Realty Mortgage, Inc. (the "Company") (NYSE MKT: ORM) today reported financial results for the second quarter ended June 30, 2017. Second Quar

ORM / Owens Realty Mortgage, Inc. 10-Q (Quarterly Report)

10-Q 1 orm10q063017.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file

Owens Realty Mortgage, Inc. Schedules Second Quarter 2017 Earnings Conference Call

Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Schedules Second Quarter 2017 Earnings Conference Call WALNUT CREEK, CA. ? July 27, 2017 ? Owens Realty Mortgage, Inc. (NYSE MKT: ORM) announced today that it will release its second quarter 2017 financial results after the market closes on Tuesday, August 8, 2017 and will host

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): July 27, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer o

Owens Realty Mortgage OWENS REALTY MORTGAGE 8(K) 06/20/17 (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): June 19, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer o

Owens Realty Mortgage OWENS REALTY MORTGAGE DEFA 14A 06/15/17

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): June 15, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer o

Owens Realty Mortgage, Inc. Acknowledges Receipt of Letter from Freestone Capital and Issues Response

EX-99.1 2 exhibit991061517.htm EXHIBIT 99.1 06/15/17 FOR IMMEDIATE RELEASE Investor Relations Contact: Owens Realty Mortgage, Inc. (925) 239-7001 Additional Investor Contact: Bill Fiske Georgeson LLC 212-440-9128 [email protected] Media Contact: Phil Denning ICR, Inc. 646-277-1258 [email protected] Owens Realty Mortgage, Inc. Acknowledges Receipt of Letter from Freestone Capital and Issue

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): June 13, 2017

EX-99.1 2 ormexhibit991061317.htm OWENS REALTY MORTGAGE EXHIBIT 99.1 FOR 06/13/17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): June 13, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Mary

Owens Realty Mortgage OWENS REALTY MORTGAGE DEF 14A 06/13/17

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

Owens Realty Mortgage, Inc. Announces $10 Million Stock Repurchase Plan Declares Increased Quarterly Dividend of $0.10 Discloses Ongoing Evaluation of Strategic Options Related to External Management Structure

Exhibit 99.1 FOR IMMEDIATE RELEASE Investor Relations Contact: Owens Realty Mortgage, Inc. (925) 239-7001 Additional Investor Contact: Bill Fiske Georgeson LLC 212-440-9128 [email protected] Media Contact: Phil Denning ICR, Inc. 646-277-1258 [email protected] Owens Realty Mortgage, Inc. Announces $1 0 Million Stock Repurchase Plan Declares Increased Quarterly Dividend of $0.10 Discloses O

Owens Realty Mortgage OWENS REALTY MORTGAGE 8(K) 06/13/17 (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): June 13, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer o

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): June 5, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer of

SECOND AMENDED AND RESTATED MASTER REVOLVING NOTE PRIME RATE

SECOND AMENDED AND RESTATED MASTER REVOLVING NOTE PRIME RATE amount $35,000,000.00 note date June 5, 2017 maturity date March 1, 2018 On or before the Maturity Date set forth above, FOR VALUE RECEIVED, the undersigned promise(s) to pay to the order of ZB, N.A. dba CALIFORNIA BANK & TRUST (who also does business as California Bank & Trust, a division of ZB), successor by merger to California Bank &

MASTER REVOLVING NOTE PRIME RATE

MASTER REVOLVING NOTE PRIME RATE amount $20,000,000.00 note date June 5, 2017 maturity date March 1, 2018 On or before the Maturity Date set forth above, FOR VALUE RECEIVED, the undersigned promise(s) to pay to the order of Umpqua Bank (herein called "Bank"), at any office of the Bank in the State of California, the principal sum of Twenty Million Dollars ($20,000,000.00), or so much of said sum a

SIXTH AMENDMENT TO ADDENDUM TO CREDIT AGREEMENT (Agency Provisions)

SIXTH AMENDMENT TO ADDENDUM TO CREDIT AGREEMENT (Agency Provisions) This Sixth Amendment to Addendum to Credit Agreement (this " Amendment") is made as of June 5, 2017, by and among the financial institutions from time to time signatory hereto (individually, a " Lender" and collectively, the " Lenders"), ZB, N.

SECOND AMENDED AND RESTATED MASTER REVOLVING NOTE PRIME RATE

EX-10.4 5 exhibit10-4.htm SECOND AMENDED AND RESTATED MASTER REVOLVING NOTE PRIME RATE amount $20,000,000.00 note date June 5, 2017 maturity date March 1, 2018 On or before the Maturity Date set forth above, FOR VALUE RECEIVED, the undersigned promise(s) to pay to the order of First Bank (herein called "Bank"), at any office of the Bank in the State of California, the principal sum of Twenty Milli

Seventh Amendment to Amended and Restated Credit Agreement, dated as of June 5, 2017, by and among ZB, N.A. dba California Bank & Trust, as Administrative Agent and a Lender, First Bank as a Lender, Umpqua Bank as a Lender, and Owens Realty Mortgage, Inc. as Borrower, together with the related Sixth Amendment to Addendum to Credit Agreement, dated as of June 5, 2017 and Master Notes, incorporated by reference to exhibits 10.1 through 10.5, respectively, to the current report on Form 8-K filed with the SEC on June 9, 2017

SEVENTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Seventh Amendment to Amended and Restated Credit Agreement (this " Amendment") is made as of June 5, 2017, by and among the financial institutions from time to time signatory hereto (individually, a " Lender" and collectively, the " Lenders"), ZB, N.

Owens Realty Mortgage, Inc. Announces Amendment of Secured Revolving Credit Facility with California Bank & Trust, First Bank and Umpqua Bank Increasing Maximum to $75,000,000

EX-99.1 7 exhibit99-1.htm For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. (925) 239-7001 Owens Realty Mortgage, Inc. Announces Amendment of Secured Revolving Credit Facility with California Bank & Trust, First Bank and Umpqua Bank Increasing Maximum to $75,000,000 WALNUT CREEK, CA. – June 9, 2017 – Owens Realty Mortgage, Inc. (NYSE MKT: ORM) announced today that it ha

JOINT FILING AGREEMENT

Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.01 per share, of Owens Realty Mortgage, Inc. This Joint Filing

June 1, 2017

June 1, 2017 Owens Realty Mortgage, Inc. 2221 Olympic Blvd Walnut Creek, CA 94595 Attn: William C. Owens, Chairman of the Board Cc: Board of Directors (the “Board”) Dear Mr. Owens: Freestone Capital Management, LLC, together with its affiliates (“Freestone”), beneficially owns approximately 7.6% of the outstanding shares of Owens Realty Mortgage, Inc. (“Owens” or the “Company”), making us the Comp

POWER OF ATTORNEY

POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Scott W.

ORM / Owens Realty Mortgage, Inc. / FREESTONE CAPITAL MANAGEMENT LLC - THE SCHEDULE 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.

Owens Realty Mortgage 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ?  Check the appropriate box: ? Preliminary Proxy Statement Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

Owens Realty Mortgage ESP

OWENS REALTY MORTGAGE, INC. 2221 Olympic Boulevard Walnut Creek, California 94595 May 11, 2017 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Owens Realty Mortgage, Inc. (the "Company") Registration Statement on Form S-3 Filed May 4, 2017 File No. 333-217661 Ladies and Gentlemen: In accordance with Rule 461 of the Gen

Owens Realty Mortgage, Inc. Reports First Quarter 2017 Financial Results

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Reports First Quarter 2017 Financial Results WALNUT CREEK, CA. – May 9, 2017 – Owens Realty Mortgage, Inc. (the "Company") (NYSE MKT: ORM) today reported financial results for the first quarter ended March 31, 2017. First Quarter 2017 Financial Highlights ·

Owens Realty Mortgage (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): May 9, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer of

Owens Realty Mortgage (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15( d ) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-54957 OWEN

Owens Realty Mortgage

As filed with the Securities and Exchange Commission on May 4, 2017 Registration No.

Statement of Computation of Ratio of Earnings To Fixed Charges and Preferred Stock Dividends

EXHIBIT 12.1 STATEMENT OF COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND PREFERRED STOCK DIVIDENDS The ratio of earnings to fixed charges, as well as any deficiency of earnings, are determined using the following applicable factors: Earnings available for fixed charges are calculated first, by determining the sum of: (a) income (loss) from continuing operations before income taxes and equit

Owens Realty Mortgage, Inc. Schedules First Quarter 2017 Earnings Conference Call

Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Schedules First Quarter 2017 Earnings Conference Call WALNUT CREEK, CA. ? April 28, 2017 ? Owens Realty Mortgage, Inc. (NYSE MKT: ORM) announced today that it will release its first quarter 2017 financial results after the market closes on Tuesday, May 9, 2017 and will host a co

Owens Realty Mortgage (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): April 28, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

Owens Realty Mortgage Announces 2017 Annual Meeting of Stockholders

Contact: Bryan H. Draper President and Chief Executive Officer Owens Realty Mortgage, Inc. (925) 239-7001 Owens Realty Mortgage Announces 2017 Annual Meeting of Stockholders WALNUT CREEK, CA. ? April 26, 2017 ? Owens Realty Mortgage, Inc. (NYSE MKT: ORM) announced today the Board of Directors set May 8, 2017 as the record date for the Company's 2017 Annual Meeting of Stockholders. The Annual Meeti

Owens Realty Mortgage (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): April 26, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

Unaudited Pro Forma Condensed Consolidated Financial Statements

Exhibit 99.2 Unaudited Pro Forma Condensed Consolidated Financial Statements On September 22, 2016, Tahoe Stateline Venture, LLC, a California limited liability company ("TSV") that is wholly-owned by Owens Realty Mortgage, Inc. (the "Company") entered into a Land and Entitlement Purchase Agreement (as amended by Addendum 2 dated November 18, 2016, the "Purchase Agreement") to sell the property (t

Owens Realty Mortgage, Inc. Announces Closing of Sale of The Chateau at the Village Land

EX-99.1 2 exhibit99-1.htm Exhibit 99.1 Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Announces Closing of Sale of The Chateau at the Village Land WALNUT CREEK, CA. – April 20, 2017 – Owens Realty Mortgage, Inc. (NYSE MKT: ORM) (the "Company") today announced that, on April 18, 2017, the Company closed the sale of the proper

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): April 18, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

Financial Statements and Exhibits, Other Events

8-K 1 orm8k031617.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): March 16, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Com

Owens Realty Mortgage, Inc. Announces First Quarter 2017 Common Stock Dividend

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Announces First Quarter 2017 Common Stock Dividend WALNUT CREEK, CA. ?March 16, 2017 ? Owens Realty Mortgage, Inc. (NYSE MKT: ORM) announced today that its Board of Directors has declared a quarterly dividend of $0.08 per share of common stock for the quart

Owens Realty Mortgage, Inc. Reports Fourth Quarter and Full Year 2016 Financial Results

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Reports Fourth Quarter and Full Year 2016 Financial Results WALNUT CREEK, CA. ? March 15, 2017 ? Owens Realty Mortgage, Inc. (the "Company") (NYSE MKT: ORM) today reported financial results for the fourth quarter and year ended December 31, 2016. Fourth Qua

Owens Realty Mortgage (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): March 15, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employer

Owens Realty Mortgage (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-54957 OWENS REA

POWER OF ATTORNEY

EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned directors and officers of Owens Realty Mortgage, Inc.

Subsidiaries of the Registrant State of Fictitious Subsidiary Name Organization Business Name Lone Star Golf, Inc. Maryland Auburn Valley Golf Club Phillips Road, LLC Washington Broadway & Commerce, LLC Washington Brannan Island, LLC California Tahoe

Exhibit 21 Subsidiaries of the Registrant State of Fictitious Subsidiary Name Organization Business Name Lone Star Golf, Inc.

Owens Realty Mortgage, Inc. Schedules Fourth Quarter 2016 Earnings Conference Call

EX-99.1 2 exhibit99-1.htm Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Schedules Fourth Quarter 2016 Earnings Conference Call WALNUT CREEK, CA. – March 3, 2017 – Owens Realty Mortgage, Inc. (NYSE MKT: ORM) announced today that it will release its fourth quarter 2016 financial results after the market closes on Wednesday, M

Financial Statements and Exhibits, Other Events

8-K 1 orm8k030317.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): March 3, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Comm

ORM / Owens Realty Mortgage, Inc. / Nantahala Capital Management, LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Owens Realty Mortgage, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 690828108 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

Owens Realty Mortgage, Inc. Announces 2016 Dividend Income Tax Treatment

EX-99.1 2 exhibit99-1.htm For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. (925) 239-7001 Owens Realty Mortgage, Inc. Announces 2016 Dividend Income Tax Treatment WALNUT CREEK, CA. – February 9, 2017 – Owens Realty Mortgage, Inc. (NYSE MKT: ORM) announced today the tax treatment for ORM's dividends on its common stock (CUSIP #690828108) for calendar year 2016. The Fede

Owens Realty Mortgage (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): February 9, 2017 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employe

Owens Realty Mortgage SC 13G/A (Passive Acquisition of More Than 5% of Shares)

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* (Amendment No. 3) Owens Realty Mortgage, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 690828108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

Owens Realty Mortgage, Inc. Announces Fourth Quarter 2016 Common Stock Dividend

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Announces Fourth Quarter 2016 Common Stock Dividend WALNUT CREEK, CA. ? December 15, 2016 ? Owens Realty Mortgage, Inc. (NYSE MKT: ORM) announced today that its Board of Directors has declared a quarterly dividend of $0.08 per share of common stock for the

Owens Realty Mortgage (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): December 15, 2016 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employ

Owens Realty Mortgage (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): December 8, 2016 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employe

Investor Presentation Q3 2016 IMPORTANT NOTICE:This presentation contains forward-looking statements, within the meaning of the safe harbor provisions of the United States Private Securities Litigation Reform Act of 1995 (the “Reform Act”). All such

Investor Presentation Q3 2016 IMPORTANT NOTICE:This presentation contains forward-looking statements, within the meaning of the safe harbor provisions of the United States Private Securities Litigation Reform Act of 1995 (the ?Reform Act?).

Owens Realty Mortgage OWENS REALTY MORTGAGE 8-K FOR 11/29/16 (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): November 29, 2016 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employ

Owens Realty Mortgage, Inc. Reports Third Quarter 2016 Financial Results

For Immediate Release Contact: Investor Relations Owens Realty Mortgage, Inc. www.owensmortgage.com (925) 239-7001 Owens Realty Mortgage, Inc. Reports Third Quarter 2016 Financial Results WALNUT CREEK, CA. – November 8, 2016 – Owens Realty Mortgage, Inc. (the "Company") (NYSE MKT: ORM) today reported financial results for the third quarter ended September 30, 2016. Third Quarter 2016 Financial Hig

Owens Realty Mortgage (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1933 Date of Report (Date of earliest event reported): November 8, 2016 OWENS REALTY MORTGAGE, INC. (Exact Name of Registrant as Specified in its Charter) Maryland 000-54957 46-0778087 (State or Other Jurisdiction (Commission (IRS Employe

Owens Realty Mortgage (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-54957 OW

Owens Realty Mortgage (Current Report/Significant Event)

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