الإحصائيات الأساسية
| CIK | 1110647 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Oclaro, Inc
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| January 4, 2019 |
OCLR / Oclaro, Inc / Kopp Family Office, LLC - AMENDMENT NO. 3 TO SCHEDULE 13G Passive Investment SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* OCLARO, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 67555N206 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| December 21, 2018 |
15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-30684 OCLARO, INC. (Exact name of registrant as specified in its |
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| December 10, 2018 |
S-8 POS 1 d672240ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 10, 2018 Registration No. 333-223412 333-215139 333-208057 333-200412 333-183331 333-179255 333-172712 333-158973 333-149072 333-129825 333-119011 333-13388 333-113341 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Sta |
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| December 10, 2018 |
S-8 POS 1 d672240ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 10, 2018 Registration No. 333-223412 333-215139 333-208057 333-200412 333-183331 333-179255 333-172712 333-158973 333-149072 333-129825 333-119011 333-13388 333-113341 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Sta |
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| December 10, 2018 |
S-8 POS As filed with the Securities and Exchange Commission on December 10, 2018 Registration No. |
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| December 10, 2018 |
S-8 POS 1 d672240ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 10, 2018 Registration No. 333-223412 333-215139 333-208057 333-200412 333-183331 333-179255 333-172712 333-158973 333-149072 333-129825 333-119011 333-13388 333-113341 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Sta |
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| December 10, 2018 |
S-8 POS 1 d672240ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 10, 2018 Registration No. 333-223412 333-215139 333-208057 333-200412 333-183331 333-179255 333-172712 333-158973 333-149072 333-129825 333-119011 333-13388 333-113341 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Sta |
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| December 10, 2018 |
S-8 POS As filed with the Securities and Exchange Commission on December 10, 2018 Registration No. |
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| December 10, 2018 |
S-8 POS As filed with the Securities and Exchange Commission on December 10, 2018 Registration No. |
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| December 10, 2018 |
S-8 POS 1 d672240ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 10, 2018 Registration No. 333-223412 333-215139 333-208057 333-200412 333-183331 333-179255 333-172712 333-158973 333-149072 333-129825 333-119011 333-13388 333-113341 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Sta |
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| December 10, 2018 |
S-8 POS 1 d672240ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 10, 2018 Registration No. 333-223412 333-215139 333-208057 333-200412 333-183331 333-179255 333-172712 333-158973 333-149072 333-129825 333-119011 333-13388 333-113341 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Sta |
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| December 10, 2018 |
S-8 POS 1 d672240ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 10, 2018 Registration No. 333-223412 333-215139 333-208057 333-200412 333-183331 333-179255 333-172712 333-158973 333-149072 333-129825 333-119011 333-13388 333-113341 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Sta |
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| December 10, 2018 |
S-8 POS 1 d672240ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 10, 2018 Registration No. 333-223412 333-215139 333-208057 333-200412 333-183331 333-179255 333-172712 333-158973 333-149072 333-129825 333-119011 333-13388 333-113341 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Sta |
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| December 10, 2018 |
S-8 POS 1 d672240ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on December 10, 2018 Registration No. 333-223412 333-215139 333-208057 333-200412 333-183331 333-179255 333-172712 333-158973 333-149072 333-129825 333-119011 333-13388 333-113341 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Sta |
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| December 10, 2018 |
S-8 POS As filed with the Securities and Exchange Commission on December 10, 2018 Registration No. |
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| December 10, 2018 |
Amended and Restated Certificate of Incorporation of Oclaro, Inc. EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF OCLARO, INC. ARTICLE I The name of the corporation is Oclaro, Inc. (the “Company”). ARTICLE II The address of the Company’s registered office in the State of Delaware is 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of the registered agent at such address is The Corporation Trust |
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| December 10, 2018 |
EX-3.2 Table of Contents Exhibit 3.2 BYLAWS OF PROTA MERGER SUB, INC. Adopted March 9, 2018 Table of Contents TABLE OF CONTENTS Page ARTICLE I — MEETINGS OF STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meeting 1 1.4 Notice of Stockholders’ Meetings 2 1.5 Quorum 2 1.6 Adjourned Meeting; Notice 2 1.7 Conduct of Business 2 1.8 Voting 3 1.9 Stockholder Action by Written Cons |
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| December 10, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission |
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| December 6, 2018 |
EX-99.1 2 d669376dex991.htm EX-99.1 Exhibit 99.1 LUMENTUM ANNOUNCES RECEIPT OF ANTITRUST CLEARANCE IN CHINA AND EXPECTED CLOSING DATE OF ITS ACQUISITION OF OCLARO Milpitas, Calif., December 6, 2018 – Lumentum Holdings Inc. (“Lumentum”) today announced, in connection with its pending acquisition of Oclaro, Inc. (“Oclaro”), that it has obtained antitrust clearance from the People’s Republic of China |
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| December 6, 2018 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware 000-30684 20-1303994 (State or other jurisdiction of incorporation or organizati |
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| November 8, 2018 |
Oclaro Announces First Quarter Fiscal Year 2019 Financial Results Oclaro Announces First Quarter Fiscal Year 2019 Financial Results SAN JOSE, Calif. |
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| November 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 oclrform8-kq1x19epr.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organi |
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| November 8, 2018 |
OCLR / Oclaro, Inc 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended September 29, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| November 2, 2018 |
LITE / Lumentum Holdings Inc. 425 (Prospectus) 425 Filed by Lumentum Holdings Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Excerpts from edited transcript of Lumentum Holdings Inc.’s earnings call held on November 1, 2018 Excerpts: Christopher Coldren – Lumentum Holdings Inc. – SVP, Strat |
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| October 25, 2018 |
EX-99.1 2 a18-371841ex99d1.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k), as promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of Oclaro, Inc. and further agree that this Joint Fili |
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| October 25, 2018 |
OCLR / Oclaro, Inc / Magnetar Financial LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Oclaro Inc (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 67555N206 (CUSIP Number of Class of Securities) Alec N. Litowitz Magnetar Capital LLC 1603 Orrington Ave. Evanston, Illinois 60201 (847) 905-4400 (Name, Ad |
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| October 5, 2018 |
VIA EDGAR October 5, 2018 Ms. Cecilia D. Blye Chief, Office of Global Security Risk Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 RE: Oclaro, Inc. Form 10-K for the Fiscal Year Ended June 30, 2018 Filed August 23, 2018 File No. 000-30684 Dear Ms. Blye: On behalf of Oclaro, Inc. (collectively with its direct and indirect subsidiaries, “Oc |
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| August 23, 2018 |
Exhibit 99.1 RECONCILIATION OF GAAP TO NON-GAAP FINANCIAL MEASURES Non-GAAP Financial Measures Oclaro provides supplemental non-GAAP financial measures to its investors as a complement to the most comparable GAAP measures. The GAAP measure most directly comparable to non-GAAP operating income is operating income. The GAAP measure most directly comparable to non-GAAP net income is net income. An ex |
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| August 23, 2018 |
Exhibit 21.1 OCLARO, INC. SIGNIFICANT SUBSIDIARIES Oclaro Fiber Optics, Inc., a Delaware corporation Oclaro Innovations LLP, a U.K. limited liability partnership Oclaro Japan, Inc., a Japanese corporation Oclaro Technology Ltd., a U.K. corporation |
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| August 23, 2018 |
OCLR / Oclaro, Inc 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30684 OCLARO, INC. |
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| August 13, 2018 |
Oclaro Announces Fourth Quarter and Fiscal Year 2018 Financial Results Oclaro Announces Fourth Quarter and Fiscal Year 2018 Financial Results SAN JOSE, Calif. |
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| August 13, 2018 |
q418exhibit992r7786d Q4 FY 2018 Financial Results Greg Dougherty Pete Mangan Chief Executive Officer Chief Financial Officer August 13, 2018 Safe Harbor Statement This presentation contains statements about management’s future expectations regarding the plans or prospects of Oclaro and its business, and together with the assumptions underlying these statements, constitute forward-looking statements for the purposes of the safe harbor provisions of The Private Securities Litigation Reform Act of 1995. |
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| August 13, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 oclrform8-kq4x18epr.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organiz |
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| August 9, 2018 |
LITE / Lumentum Holdings Inc. 425 (Prospectus) 425 Filed by Lumentum Holdings Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Excerpts from edited transcript of Lumentum Holdings Inc.’s earnings call held on August 8, 2018 Excerpts: Chris Coldren - Lumentum Holdings Inc. – Interim Chief Fina |
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| July 23, 2018 |
OCLR / Oclaro, Inc / Magnetar Financial LLC - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Oclaro Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67555N206 (CUSIP Number of Class of Securities) Alec N. Litowitz Magnetar Capital LLC 1603 Orrington Ave. Evanston, Illinois 60201 (847) 905-4400 (Name, Add |
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| July 23, 2018 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k), as promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of Oclaro, Inc. and further agree that this Joint Filing Agreement be included as an Exhibit |
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| July 10, 2018 |
Oclaro Stockholders Approve Merger Agreement with Lumentum EX-99.1 Exhibit 99.1 Oclaro Stockholders Approve Merger Agreement with Lumentum SAN JOSE, CA, July 10, 2018 – Oclaro, Inc. (NASDAQ: OCLR) (“Oclaro”) announced that, based on the vote tally from Oclaro’s Special Meeting of Stockholders held earlier today, Oclaro’s stockholders approved the merger agreement under which Lumentum Holdings Inc. (NASDAQ: LITE) (“Lumentum”) will acquire Oclaro. Stockhold |
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| July 10, 2018 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware 000-30684 20-1303994 (State or other jurisdiction of incorporation or organization) |
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| June 29, 2018 |
8-K 1 d423550d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware 000-30684 20-1303994 (State or other jurisdiction of incorporation |
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| June 29, 2018 |
OCLR / Oclaro, Inc 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware 000-30684 20-1303994 (State or other jurisdiction of incorporation or organization) (Com |
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| June 20, 2018 |
OCLR / Oclaro, Inc 425 (Prospectus) 425 Filed by Oclaro, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed to be filed pursuant to Rule 14a-6 under the Securities Exchange Act Subject Company: Oclaro, Inc. Filer’s SEC File No.: 000-30684 Registration Statement No.: 333-224991 Date: June 20, 2018 IMPORTANT REMINDER TO VOTE YOUR PROXY June 20, 2018 Dear Stockholder: As of the date of this letter our records indicat |
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| June 1, 2018 |
OCLR / Oclaro, Inc DEFINITIVE PROXY MATERIALS PERTAINING TO A MERGER DEFM14A 1 d507714ddefm14a.htm DEFINITIVE PROXY MATERIALS PERTAINING TO A MERGER Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid |
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| May 31, 2018 |
SD 1 oclrformsdfiling2017.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Oclaro, Inc. (Exact name of registrant as specified in its charter) Delaware 000-30684 20-1303994 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 225 Charcot Avenue San Jose, Calif |
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| May 31, 2018 |
EX-1.01 2 exhibit101.htm EXHIBIT 1.01 Oclaro, Inc. Conflict Minerals Report For the reporting period from January 1, 2017 to December 31, 2017 This Conflict Minerals Report (this “Report”) of Oclaro, Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2017 to Decembe |
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| May 8, 2018 |
Oclaro Announces Third Quarter Fiscal Year 2018 Financial Results Oclaro Announces Third Quarter Fiscal Year 2018 Financial Results SAN JOSE, Calif. |
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| May 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file numb |
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| May 8, 2018 |
q318exhibit992r7381d Q3 FY 2018 Financial Results Greg Dougherty Pete Mangan Chief Executive Officer Chief Financial Officer May 8, 2018 Safe Harbor Statement This presentation contains statements about management’s future expectations regarding the plans or prospects of Oclaro and its business, and together with the assumptions underlying these statements, constitute forward-looking statements for the purposes of the safe harbor provisions of The Private Securities Litigation Reform Act of 1995. |
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| May 8, 2018 |
PRIVATE AND CONFIDENTIAL Walter Jankovic RE: Offer of Employment Dear Walter: We are pleased to offer you the position of President, Optical Connectivity, reporting directly to me. |
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| May 8, 2018 |
OCLR / Oclaro, Inc 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended March 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000 |
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| May 3, 2018 |
LITE / Lumentum Holdings Inc. 425 (Prospectus) Filed by Lumentum Holdings Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Script of Lumentum Holdings Inc. Earnings Call and excerpts from edited transcript of Lumentum’s earnings call held on May 2, 2018 Script: Chris Coldren - Lumentum Holdin |
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| April 5, 2018 |
OCLR / Oclaro, Inc 425 (Prospectus) 425 1 a18-80628425.htm 425 Filed by Oclaro, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Update: U.S. Antitrust Clearance Achieved To all Oclaro Employees: Today we announced that we have received antitrust regulatory approval in the United S |
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| April 5, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file nu |
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| April 5, 2018 |
OCLR / Oclaro, Inc 8-K (Prospectus) 425 1 a18-806278k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000 |
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| March 14, 2018 |
LITE / Lumentum Holdings Inc. 425 (Prospectus) 425 Filed by Lumentum Holdings Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Lumentum Operations, LLC – 2018 OFC Update, March 13, 2018 C O R P O R A T E P A R T I C I P A N T S Chris Coldren, Vice President, Strategy and Corporate Development |
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| March 13, 2018 |
OCLR / Oclaro, Inc 425 (Prospectus) Filed by Oclaro, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Raw Transcript 12-Mar-2018 Lumentum Holdings Inc. (LITE) Acquisition of Oclaro, Inc. by Lumentum Holdings Inc. Call 1-877-FACTSET www.callstreet.com Copyright © 2001-2018 FactSet C |
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| March 13, 2018 |
LITE / Lumentum Holdings Inc. 425 (Prospectus) Filed by Lumentum Holdings Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Subject: Lumentum and Oclaro are joining forces Dear Valued Supplier and Partner, I am excited to share with you the news that Lumentum and Oclaro are joining forces. Ear |
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| March 13, 2018 |
LITE / Lumentum Holdings Inc. 425 (Prospectus) Filed by Lumentum Holdings Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Subject: Lumentum to join forces with Oclaro Dear Valued Customer and Partner, I am excited to share with you the news that Lumentum and Oclaro are joining forces. Earlie |
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| March 13, 2018 |
LITE / Lumentum Holdings Inc. 425 (Prospectus) 425 Filed by Lumentum Holdings Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Subject: Lumentum to join forces with Oclaro Dear Lumentum Team, Today is a very exciting day for Lumentum. Earlier this morning, Lumentum and Oclaro announced the si |
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| March 13, 2018 |
LITE / Lumentum Holdings Inc. 425 (Prospectus) 425 Lumentum to Acquire Oclaro Best-in-class to join forces to accelerate innovation March 12, 2018 Filed by Lumentum Holdings Inc. |
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| March 13, 2018 |
LITE / Lumentum Holdings Inc. 425 (Prospectus) Filed by Lumentum Holdings Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Raw Transcript 12-Mar-2018 Lumentum Holdings Inc. (LITE) Acquisition of Oclaro, Inc. by Lumentum Holdings Inc. Call Total Pages: 20 1-877-FACTSET www.callstreet.com Copyr |
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| March 12, 2018 |
OCLR / Oclaro, Inc 425 (Prospectus) Filed by Oclaro, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Dear Valued Supplier and Partner, We are excited to share with you the news that Lumentum and Oclaro are joining forces. Earlier today Lumentum announced the signing of a definitiv |
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| March 12, 2018 |
OCLR / Oclaro, Inc 425 (Prospectus) Filed by Oclaro, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Dear Valued Customer and Partner, We are excited to share with you the news that Lumentum and Oclaro are joining forces. Earlier today Lumentum announced the signing of a definitiv |
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| March 12, 2018 |
OCLR / Oclaro, Inc 425 (Prospectus) 425 1 a18-80624425.htm 425 Filed by Oclaro, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Lumentum to Acquire Oclaro for $1.8 Billion in Cash and Stock To the Oclaro team: This morning we announced that Lumentum will be buying Oclaro for $1.8 |
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| March 12, 2018 |
OCLR / Oclaro, Inc 425 (Prospectus) 425 1 a18-80622425.htm 425 Filed by Oclaro, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Lumentum and Oclaro Merger FAQ March 12, 2018 Transaction-Related Q&A Q: When will the deal close? A: There is no specific date, however, we expect the c |
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| March 12, 2018 |
OCLR / Oclaro, Inc 425 (Prospectus) Filed by Oclaro, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Oclaro, Inc. Commission File No.: 000-30684 Lumentum to Acquire Oclaro Best-in-class to join forces to accelerate innovation March 12, 2018 Cautionary Note Regarding Forward Looking Statements This communication contains for |
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| March 12, 2018 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among LUMENTUM HOLDINGS INC. PROTA MERGER SUB, INC., PROTA MERGER, LLC and OCLARO, INC. Dated as of March 11, 2018 TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS & INTERPRETATIONS 2 Section 1.1 Certain Definitions 2 Section 1.2 Additional Definitions 13 Section 1.3 Certain Interpretations 15 ARTICLE II. THE MERGER 16 Section 2.1 The Merger 16 Section |
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| March 12, 2018 |
LUMENTUM TO ACQUIRE OCLARO FOR $1.8B IN CASH AND STOCK EX-99.1 3 a18-80561ex99d1.htm EX-99.1 Exhibit 99.1 NEWS RELEASE LUMENTUM TO ACQUIRE OCLARO FOR $1.8B IN CASH AND STOCK · Best in class photonics capabilities join forces to accelerate innovation and industry roadmaps · Strengthens and broadens R&D capabilities and product portfolio · Estimate more than $60 million in annual run-rate synergies within 12 to 24 months · Expected to be accretive to no |
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| March 12, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file n |
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| March 12, 2018 |
EX-2.1 Table of Contents Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among LUMENTUM HOLDINGS INC. PROTA MERGER SUB, INC., PROTA MERGER, LLC and OCLARO, INC. Dated as of March 11, 2018 Table of Contents TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS & INTERPRETATIONS 1 Section 1.1 Certain Definitions 1 Section 1.2 Additional Definitions 10 Section 1.3 Certain Interpretations 12 ARTICLE II. THE M |
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| March 12, 2018 |
EX-10.1 Exhibit 10.1 DEUTSCHE BANK AG NEW YORK BRANCH DEUTSCHE BANK SECURITIES INC. 60 Wall Street New York, New York 10005 March 11, 2018 Lumentum Holdings Inc. 400 North McCarthy Boulevard Milpitas, California 95035 Attention: Aaron Tachibana Project Prota Term Loan Facilities Commitment Letter Ladies and Gentlemen: You have advised each of Deutsche Bank AG New York Branch (“DBNY”) and Deutsche |
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| March 12, 2018 |
LITE / Lumentum Holdings Inc. 8-K (Prospectus) 425 1 d547353d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 11, 2018 Lumentum Holdings Inc. (Exact name of Registrant as specified in its charter) Delaware 001-36861 47-3108385 (State or Other Jurisdiction of Inc |
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| March 12, 2018 |
LUMENTUM TO ACQUIRE OCLARO FOR $1.8B IN CASH AND STOCK EX-99.1 4 d547353dex991.htm EX-99.1 Exhibit 99.1 NEWS RELEASE LUMENTUM TO ACQUIRE OCLARO FOR $1.8B IN CASH AND STOCK • Best in class photonics capabilities join forces to accelerate innovation and industry roadmaps • Strengthens and broadens R&D capabilities and product portfolio • Estimate more than $60 million in annual run-rate synergies within 12 to 24 months • Expected to be accretive to non- |
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| March 12, 2018 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among LUMENTUM HOLDINGS INC. PROTA MERGER SUB, INC., PROTA MERGER, LLC and OCLARO, INC. Dated as of March 11, 2018 TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS & INTERPRETATIONS 2 Section 1.1 Certain Definitions 2 Section 1.2 Additional Definitions 13 Section 1.3 Certain Interpretations 15 ARTICLE II. THE MERGER 16 Section 2.1 The Merger 16 Section |
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| March 12, 2018 |
OCLR / Oclaro, Inc 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file n |
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| March 12, 2018 |
LUMENTUM TO ACQUIRE OCLARO FOR $1.8B IN CASH AND STOCK Exhibit 99.1 NEWS RELEASE LUMENTUM TO ACQUIRE OCLARO FOR $1.8B IN CASH AND STOCK · Best in class photonics capabilities join forces to accelerate innovation and industry roadmaps · Strengthens and broadens R&D capabilities and product portfolio · Estimate more than $60 million in annual run-rate synergies within 12 to 24 months · Expected to be accretive to non-GAAP earnings per share immediately |
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| March 2, 2018 |
As filed with the Securities and Exchange Commission on March 2, 2018 Registration No. |
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| February 14, 2018 |
EXHIBIT 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints David L. |
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| February 12, 2018 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commis |
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| February 9, 2018 |
OCLR / Oclaro, Inc / VANGUARD GROUP INC Passive Investment oclaroinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Oclaro Inc Title of Class of Securities: Common Stock CUSIP Number: 67555N206 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate box to designate th |
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| February 8, 2018 |
OCLR / Oclaro, Inc 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended December 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| February 6, 2018 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commis |
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| February 5, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 oclrform8-kq2x18epr.htm 8-K Q218 EPR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2018 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation |
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| February 5, 2018 |
q218exhibit99225181030am Q2 FY 2018 Investor Call Greg Dougherty Chief Executive Officer February 5, 2018 Pete Mangan Chief Financial Officer ? 2018 Oclaro, Inc. |
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| February 5, 2018 |
Exhibit Oclaro Announces Second Quarter Fiscal Year 2018 Financial Results Calendar Year 2017 Revenue Grows by 18% with GAAP Operating Profit of 19% SAN JOSE, Calif. |
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| January 12, 2018 |
OCLR / Oclaro, Inc / Kopp Family Office, LLC - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* OCLARO, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 67555N206 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| November 17, 2017 |
Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2017 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commi |
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| November 7, 2017 |
OCLR / Oclaro, Inc 10-Q (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 1, 2017 |
q118exhibit992r6605d Q1 FY 2018 Investor Call Greg Dougherty Chief Executive Officer November 1, 2017 Pete Mangan Chief Financial Officer ? 2017 Oclaro, Inc. |
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| November 1, 2017 |
EX-99.1 2 q1-18exhibit991.htm EXHIBIT 99.1 Oclaro Announces First Quarter Fiscal Year 2018 Financial Results Revenue Up 4% Sequentially and 15% Above First Quarter Fiscal 2017 Fourth Consecutive Quarter with GAAP Operating Income of 20% SAN JOSE, Calif., – November 1, 2017 – Oclaro, Inc. (Nasdaq: OCLR), a leading provider and innovator of optical communications solutions, today announced its finan |
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| November 1, 2017 |
Oclaro 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2017 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commis |
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| September 27, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by a Party other than the Registrant ? Filed by the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| September 27, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| September 5, 2017 |
Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of David L. |
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| August 18, 2017 |
Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JULY 1, 2017 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-30684 OCLARO, INC. |
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| August 2, 2017 |
q417exhibit992r6024da01 Q4 FY 2017 Investor Call Greg Dougherty Chief Executive Officer August 2, 2017 Pete Mangan Chief Financial Officer ? 2017 Oclaro, Inc. |
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| August 2, 2017 |
EX-99.1 2 q4-17exhibit991.htm EXHIBIT 99.1 Oclaro Announces Fourth Quarter and Fiscal Year 2017 Financial Results Annual Revenue Grows 47 Percent with Operating Income of 20 Percent for the Year SAN JOSE, Calif., – August 2, 2017 – Oclaro, Inc. (Nasdaq: OCLR), a leading provider and innovator of optical communications solutions, today announced the financial results for its fourth quarter and fisc |
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| August 2, 2017 |
Oclaro Appoints Global Communications Services Executive to Board of Directors Exhibit Oclaro Appoints Global Communications Services Executive to Board of Directors SAN JOSE, Calif. |
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| August 2, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2017 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commissio |
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| May 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Oclaro, Inc. (Exact name of registrant as specified in its charter) Delaware 000-30684 20-1303994 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 225 Charcot Avenue San Jose, California 95131 (Address of principal |
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| May 31, 2017 |
Exhibit Oclaro, Inc. Conflict Minerals Report For the reporting period from January 1, 2016 to December 31, 2016 This Conflict Minerals Report (this ? Report ?) of Oclaro, Inc. (the ? Company ,? ? we ,? ? us ? or ? our ?) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2016 to December 31, 2016 (the ? Re |
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| May 8, 2017 |
Oclaro 10-Q (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 8, 2017 |
PRIVATE AND CONFIDENTIAL April 10, 2017 Craig S. Cocchi RE: Amendment to Offer of Employment Dated March 7, 2017 Dear Craig: I am pleased to confirm on behalf of Oclaro, Inc. (“Oclaro”) that subsequent to your acceptance of our offer to serve as Executive Vice President, Global Operations, our Board of Directors has approved your appointment to serve as Oclaro’s Chief Operating Officer, reporting |
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| May 8, 2017 |
EX-10.1 2 exhibit101-offerlettercra.htm EXHIBIT 10.1 PRIVATE AND CONFIDENTIAL March 7, 2017 Craig S. Cocchi RE: Offer of Employment Dear Craig: We are pleased to offer you the position of Executive Vice President, Global Operations, reporting directly to Greg Dougherty, CEO of Oclaro, Inc. (the “Company” or “Oclaro”). We believe that you will bring great value to Oclaro, and we are excited about y |
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| May 2, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2017 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission |
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| May 2, 2017 |
Exhibit Oclaro Announces Third Quarter Fiscal Year 2017 Financial Results Revenue Up 60 Percent from Q3 FY16; Record Gross Margin and Operating Income SAN JOSE, Calif. |
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| May 2, 2017 |
q317exhibit992r5738da01 Q3 FY 2017 Investor Call Greg Dougherty Chief Executive Officer May 2, 2017 Pete Mangan Chief Financial Officer ? 2017 Oclaro, Inc. |
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| April 13, 2017 |
EXHIBIT 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints David L. |
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| April 10, 2017 |
Oclaro 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2017 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commissio |
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| February 14, 2017 |
OCLR / Oclaro, Inc / CITADEL ADVISORS LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Oclaro, Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 67555N206 (CUSIP Number) December 31, 2016 Date of Event Which Requires Filing of |
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| February 13, 2017 |
OCLR / Oclaro, Inc / SOROS FUND MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* OCLARO, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 67555N206 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| February 13, 2017 |
OCLR / Oclaro, Inc / Whale Rock Capital Management LLC Passive Investment SC 13G/A 1 OCLR13gfinal.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Oclaro, Inc. (Name of Issuer) Common Stock, $0.01 Par Value Per Share (Title of Class of Securities) 67555N206 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) ¨ Rule 13d-1(b) ý Rule 13d |
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| February 6, 2017 |
Oclaro 10-Q (Quarterly Report) 10-Q 1 oclr-12x31x2016x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition p |
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| January 31, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2017 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commis |
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| January 31, 2017 |
q217exhibit992r5526d Q2 FY 2017 Investor Call Greg Dougherty Chief Executive Officer January 31, 2017 Pete Mangan Chief Financial Officer ? 2017 Oclaro, Inc. |
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| January 31, 2017 |
Exhibit Oclaro Announces Second Quarter Fiscal Year 2017 Financial Results Revenue Up 64 Percent from Q2 FY16; Forecast to Increase Sequentially Again in the March Quarter SAN JOSE, Calif. |
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| January 18, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2017 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commis |
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| January 18, 2017 |
Exhibit Oclaro Announces Preliminary Second Quarter Fiscal 2017 Financial Results Financial Performance at the High End or Exceeding Previous Guidance Ranges Schedules Earnings Conference Call on Tuesday, January 31, 2017 SAN JOSE, Calif. |
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| January 6, 2017 |
OCLR / Oclaro, Inc / Kopp Family Office, LLC - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* OCLARO, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 67555N206 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] R |
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| December 16, 2016 |
Document As filed with the Securities and Exchange Commission on December 16, 2016 Registration No. |
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| November 18, 2016 |
Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commi |
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| November 7, 2016 |
Oclaro 10-Q (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 1, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commis |
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| November 1, 2016 |
Exhibit Oclaro Announces First Quarter Fiscal Year 2017 Financial Results Revenue Grows for the Fifth Consecutive Quarter; Up 55 Percent from Q1 FY16 SAN JOSE, Calif. |
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| November 1, 2016 |
EX-99.2 3 q117exhibit992r5198d.htm EXHIBIT 99.2 Q1 FY 2017 Investor Call Greg Dougherty Chief Executive Officer November 1, 2016 Pete Mangan Chief Financial Officer © 2016 Oclaro, Inc. Safe Harbor Statement This presentation, in association with Oclaro’s first quarter of fiscal year 2017 financial results conference call, contains statements about management’s future expectations, plans or prospec |
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| October 5, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by a Party other than the Registrant ? Filed by the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| October 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| September 27, 2016 |
15,000,000 Shares Oclaro, Inc. UNDERWRITING AGREEMENT Exhibit 1.1 15,000,000 Shares Oclaro, Inc. UNDERWRITING AGREEMENT September 21, 2016 JEFFERIES LLC As Representative of the several Underwriters c/o JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Introductory. Oclaro, Inc., a Delaware corporation (the ?Company?), proposes to issue and sell to the several underwriters named in Schedule A (the ?Underwriters?) an aggr |
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| September 27, 2016 |
Oclaro Prices Public Offering of Common Stock Exhibit 99.1 Oclaro Prices Public Offering of Common Stock SAN JOSE, Calif., Sep. 21, 2016 /PRNewswire/ Oclaro, Inc. (Nasdaq: OCLR) announced today the pricing of its public offering (the Offering) of 15,000,000 shares of its common stock at a price to the public of $8.35 per share. In addition, Oclaro has granted the underwriters a 30-day option to purchase up to 2,250,000 additional shares o |
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| September 27, 2016 |
Oclaro 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) 000-30684 (Commission file number) Delaware 20-1303994 (State or other jurisdiction of incorpora |
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| September 22, 2016 |
15,000,000 Shares Common Stock Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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| September 19, 2016 |
13,000,000 Shares Common Stock Use these links to rapidly review the document Table of Contents TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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| September 13, 2016 |
Oclaro 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commi |
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| September 8, 2016 |
OCLR / Oclaro, Inc / Kopp Family Office, LLC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OCLARO, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 67555N206 (CUSIP Number) September 1, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Ru |
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| August 29, 2016 |
Oclaro Appoints Global Human Resources Veteran to Board of Directors Exhibit Oclaro Appoints Global Human Resources Veteran to Board of Directors SAN JOSE, Calif. |
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| August 29, 2016 |
Oclaro 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commiss |
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| August 26, 2016 |
10-K 1 oclaro10k2016-07x02.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JULY 2, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission f |
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| August 26, 2016 |
10-K 1 oclaro10k2016-07x02.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JULY 2, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission f |
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| August 26, 2016 |
OCLARO, INC. SIGNIFICANT SUBSIDIARIES Exhibit 21.1 OCLARO, INC. SIGNIFICANT SUBSIDIARIES Oclaro Fiber Optics, Inc., a Delaware corporation Oclaro Innovations LLP, a U.K. limited liability partnership Oclaro Japan, Inc., a Japanese corporation Oclaro (North America), Inc., a Delaware corporation Oclaro Technology Ltd., a U.K. corporation Oclaro Technology (Shenzhen) Co., Ltd., a People’s Republic of China company Oclaro Subsystems, Inc |
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| August 26, 2016 |
OCLARO, INC. SIGNIFICANT SUBSIDIARIES Exhibit 21.1 OCLARO, INC. SIGNIFICANT SUBSIDIARIES Oclaro Fiber Optics, Inc., a Delaware corporation Oclaro Innovations LLP, a U.K. limited liability partnership Oclaro Japan, Inc., a Japanese corporation Oclaro (North America), Inc., a Delaware corporation Oclaro Technology Ltd., a U.K. corporation Oclaro Technology (Shenzhen) Co., Ltd., a People’s Republic of China company Oclaro Subsystems, Inc |
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| August 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file |
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| August 22, 2016 |
Exhibit Oclaro Announces Elimination of $65 Million of Convertible Debt Completes Exchanges of 6% Convertible Senior Notes Due 2020, Strengthens Balance Sheet SAN JOSE, Calif. |
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| August 12, 2016 |
Unregistered Sales of Equity Securities Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commi |
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| August 10, 2016 |
Oclaro 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commissi |
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| August 10, 2016 |
Oclaro 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commissi |
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| August 8, 2016 |
Oclaro 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commissi |
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| August 2, 2016 |
Exhibit Oclaro Announces Fourth Quarter and Fiscal Year 2016 Financial Results Revenue Grows for the Fourth Consecutive Quarter; Up 52 Percent from Q4 FY15 SAN JOSE, Calif. |
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| August 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file nu |
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| August 2, 2016 |
q416exhibit992r4561d Q4 FY 2016 Investor Call Greg Dougherty Chief Executive Officer August 2, 2016 Pete Mangan Chief Financial Officer ? 2016 Oclaro, Inc. |
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| July 14, 2016 |
Document Oclaro, Inc. 225 Charcot Avenue San Jose, California 95131 July 14, 2016 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Mail Stop 3030 Washington, D.C. 20549 Re: Oclaro, Inc. Registration Statement on Form S-3 Filed July 11, 2016 File No. 333-212455 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, a |
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| July 8, 2016 |
OCLARO, INC. INDENTURE Dated as of , 201 U.S. BANK NATIONAL ASSOCIATION, Trustee CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section 310(a)(1) 7.10 (a)(2) 7.10 (a)(3) N.A. (a)(4) N.A. (a)(5) 7.10 (b) 7.10 (c) N.A. 311(a) 7.11 (b) 7.11 (c) N.A. 312(a) 2.06 (b) 11.03 (c) 11.03 313(a) 7.06 (b)(2) 7.06; 7.07 (c) 7.06; 11.02 (d) 7.06 314(a) 4.03; 4.04; 11.02 (b) N.A. (c)(l) 11.04 (c)(2 |
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| July 8, 2016 |
Exhibit SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identification |
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| July 8, 2016 |
Exhibit OCLARO, INC. Statement Regarding Computation of Ratio of Earnings to Fixed Charges and Ratio of Earnings to Combined Fixed Charges and Preferred Stock Dividends The following table sets forth our ratio of earnings to fixed charges and ratio of earnings to combined fixed charges and preferred stock dividends on a historical basis for the periods indicated. The ratios are calculated by divid |
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| July 8, 2016 |
S-3 1 s-3registrationstatementju.htm S-3 As filed with the Securities and Exchange Commission on July 8, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OCLARO, INC. (Exact name of registrant as specified in its charter) Delaware 20-1303994 (State or other jurisdiction of (I.R.S. Emp |
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| May 31, 2016 |
SD 1 oclrformsdfiling2015.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Oclaro, Inc. (Exact name of registrant as specified in its charter) Delaware 000-30684 20-1303994 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 225 Charcot Avenue San Jose, Calif |
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| May 31, 2016 |
Exhibit Oclaro, Inc. Conflict Minerals Report For the reporting period from January 1, 2015 to December 31, 2015 This Conflict Minerals Report (this ? Report ?) of Oclaro, Inc. (the ? Company ,? ? we ,? ? us ? or ? our ?) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2015 to December 31, 2015 (the ? Re |
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| May 5, 2016 |
Oclaro 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 3, 2016 |
Exhibit Oclaro Announces Third Quarter Fiscal Year 2016 Financial Results 100G Revenue Grows for the Fourth Consecutive Quarter; Up 94 Percent From Q3 FY15 SAN JOSE, Calif. |
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| May 3, 2016 |
q316exhibit992r4271d Q3 FY 2016 Investor Call Greg Dougherty Chief Executive Officer May 3, 2016 Pete Mangan Chief Financial Officer ? 2016 Oclaro, Inc. |
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| May 3, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file |
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| March 8, 2016 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission fil |
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| March 8, 2016 |
Oclaro Issues Statement Regarding U.S. Department of Commerce Ruling on ZTE EX-99.1 2 pressreleasemar82016.htm EXHIBIT 99.1 Oclaro Issues Statement Regarding U.S. Department of Commerce Ruling on ZTE SAN JOSE, Calif., - March 8, 2016 - Oclaro, Inc. (Nasdaq: OCLR), a leading provider and innovator of optical communications solutions, today provided a statement regarding the publication by the United States Department of Commerce in the Federal Register of a “final rule” am |
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| February 22, 2016 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the common stock of Oclaro, Inc., a Delaware corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended, on behalf of each of the undersigned. |
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| February 22, 2016 |
OCLR / Oclaro, Inc / CITADEL ADVISORS LLC - SC 13G Passive Investment SC 13G 1 v432329sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* Oclaro, Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 67555N206 (CUSIP Number) February 18, 2016 Date of |
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| February 17, 2016 |
CORRESP VIA EDGAR February 17, 2016 Ms. Cecilia D. Blye Office of Global Security Risk Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 RE: Oclaro, Inc. Form 10-K for the Fiscal Year Ended June 27, 2015 Filed August 28, 2015 File No. 000-30684 Dear Ms. Blye: On behalf of Oclaro, Inc. (?Oclaro? or the ?Company?), set forth below are the Comp |
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| February 4, 2016 |
Exhibit Oclaro Announces Second Quarter Fiscal Year 2016 Financial Results Continued Strong Growth in 100G Leads to Higher Gross Margin and Net Income SAN JOSE, Calif. |
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| February 4, 2016 |
OCLR / Oclaro, Inc 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended December 26, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| February 4, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission fi |
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| February 2, 2016 |
EX-99.2 3 q216exhibit992r4016d.htm EXHIBIT 99.2 Q2 FY 2016 Investor Call Greg Dougherty Chief Executive Officer February 2, 2016 Pete Mangan Chief Financial Officer © 2016 Oclaro, Inc. Safe Harbor Statement This presentation, in association with Oclaro’s second quarter of fiscal year 2016 financial results conference call, contains statements about management’s future expectations, plans or prospe |
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| February 2, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2016 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file |
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| February 2, 2016 |
Oclaro Announces Second Quarter Fiscal Year 2016 Financial Results Continued Strong Growth in 100G Leads to Higher Gross Margin and Net Income SAN JOSE, Calif. |
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| January 22, 2016 |
OCLR / Oclaro, Inc / Whale Rock Capital Management LLC Passive Investment cyou13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Oclaro, Inc. (Name of Issuer) Common Stock, $0.01 Par Value Per Share (Title of Class of Securities) 67555N206 (CUSIP Number) January 13, 2016 (Date of Event Which Requires Filing of this Statement) ¨ Rule 13d-1(b) ý Rule 13d-1(c) ¨ Rule 13d-1 |
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| January 19, 2016 |
OCLR / Oclaro, Inc / DnB Asset Management AS - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Oclaro, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 67555N 20 6 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| December 2, 2015 |
OCLR / Oclaro, Inc / HITACHI LTD - SCHEDULE 13G AMENDMENT NO. 2 Passive Investment SC 13G/A 1 d62953dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 2)* Oclaro, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67555N206 (CUSIP Number) December 1, 2015 (Date of Event which Requires Filing of this Stateme |
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| November 16, 2015 |
S-8 As filed with the Securities and Exchange Commission on November 16, 2015 Registration No. |
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| November 10, 2015 |
CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF OCLARO, INC. CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF OCLARO, INC. |
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| November 10, 2015 |
Oclaro 8-K ANNUAL MEETING OF STOCKHOLDERS (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2015 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission |
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| November 3, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 oclrform8-kq1x16epr.htm 8-K Q1-16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2015 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or |
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| November 3, 2015 |
EX-99.1 2 q1-16exhibit991.htm EXHIBIT 99.1 Oclaro Announces First Quarter Fiscal Year 2016 Financial Results Achieved Positive Adjusted EBITDA and Non-GAAP Operating Income SAN JOSE, Calif., – November 3, 2015 – Oclaro, Inc. (Nasdaq: OCLR), a leading provider and innovator of optical communications solutions, today announced the financial results for its first quarter of fiscal year 2016, which en |
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| November 3, 2015 |
EX-99.2 3 q116exhibit992r3688a01.htm EXHIBIT 99.2 Q1 FY 2016 Investor Call Greg Dougherty Chief Executive Officer November 3, 2015 Pete Mangan Chief Financial Officer © 2015 Oclaro, Inc. Safe Harbor Statement This presentation, in association with Oclaro’s first quarter of fiscal year 2016 financial results conference call, contains statements about management’s future expectations, plans or prosp |
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| October 21, 2015 |
Oclaro 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2015 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission |
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| October 21, 2015 |
Exhibit Oclaro Announces Preliminary First Quarter FY2016 Results Expects Results to be Above High End of Guidance Company to Announce First Quarter Fiscal Year 2016 Financial Results on Tuesday, November 3, 2015 SAN JOSE, Calif. |
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| September 21, 2015 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by a Party other than the Registrant ? Filed by the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 21, 2015 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 21, 2015 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by a Party other than the Registrant ? Filed by the Registrant x Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| August 4, 2015 |
Oclaro Announces Fourth Quarter and Fiscal Year 2015 Financial Results Q4-15 Exhibit 99.1 Oclaro Announces Fourth Quarter and Fiscal Year 2015 Financial Results SAN JOSE, Calif., ? August 4, 2015 ? Oclaro, Inc. (Nasdaq: OCLR), a leading provider and innovator of optical communications solutions, today announced the financial results for its fourth quarter and fiscal year 2015, which ended June 27, 2015 . ?Our fourth quarter results demonstrate the significant progres |
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| August 4, 2015 |
q415exhibit992r2799d Q4 FY 2015 Investor Call Greg Dougherty Chief Executive Officer August 4, 2015 Pete Mangan Chief Financial Officer ? 2015 Oclaro, Inc. |
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| August 4, 2015 |
Oclaro 8-K Q4-15 (Current Report/Significant Event) OCLR Form 8-K Q4-15 EPR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2015 |
OCLR Form SD Filing 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2015 |
Exhibit 1.01 2014 Oclaro, Inc. Conflict Minerals Report For the reporting period from January 1, 2014 to December 31, 2014 This Conflict Minerals Report (this ? Report ?) of Oclaro, Inc. (the ? Company ,? ? we ,? ? us ? or ? our ?) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2014 to December 31, 2014 |
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| May 5, 2015 |
Oclaro 8-K (Current Report/Significant Event) OCLR Form 8-K Q3-15 EPR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 5, 2015 |
q315exhibit992v2 1 ? 2015 Oclaro, Inc. ? 2015 Oclaro, Inc. Q3 FY 2015 Investor Call Greg Dougherty Chief Executive Officer May 5, 2015 Pete Mangan Chief Financial Officer ? 2015 Oclaro, Inc. Safe Harbor Statement This presentation, in association with Oclaro?s third quarter fiscal year 2015 financial results conference call, contains statements about management?s future expectations, plans or pros |
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| May 5, 2015 |
Oclaro Announces Third Quarter Fiscal Year 2015 Financial Results Q3-15 Exhibit 99.1 Oclaro Announces Third Quarter Fiscal Year 2015 Financial Results SAN JOSE, Calif., ? May 5, 2015 ? Oclaro, Inc. (Nasdaq: OCLR), a leading provider and innovator of optical communications solutions, today announced the financial results for its third quarter of fiscal year 2015, which ended March 28, 2015. ?Our March quarter results came in at the higher end of our guidance rang |
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| February 23, 2015 |
OCLR / Oclaro, Inc / SOROS FUND MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OCLARO, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 67555N206 (CUSIP Number) February 13, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 19, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2015 OCLARO, INC. (Exact name of Registrant as specified in its charter) 000-30684 (Commission file number) Delaware 20-1303994 (State or other jurisdiction of i |
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| February 19, 2015 |
Oclaro Completes Placement of $65 Million of 6.00% Convertible Senior Notes Due 2020 EX-99.1 2 d875232dex991.htm EX-99.1 Exhibit 99.1 Oclaro Completes Placement of $65 Million of 6.00% Convertible Senior Notes Due 2020 SAN JOSE, Calif., Feb. 19, 2015 /PRNewswire/ — Oclaro, Inc. (Nasdaq: OCLR), announced today the completion of its private placement of $65,000,000 aggregate principal amount of 6.00% Convertible Senior Notes due 2020 (the “Convertible Notes”). This includes the purc |
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| February 13, 2015 |
Oclaro Prices Offering of $55 Million of 6.00% Convertible Senior Notes Due 2020 EX-99.1 Exhibit 99.1 Oclaro Prices Offering of $55 Million of 6.00% Convertible Senior Notes Due 2020 SAN JOSE, Calif., Feb. 13, 2015 /PRNewswire/ — Oclaro, Inc. (Nasdaq: OCLR), announced today the pricing of its offering of $55,000,000 aggregate principal amount of 6.00% Convertible Senior Notes due 2020 (the “Convertible Notes”). The Convertible Notes will be offered and sold to qualified instit |
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| February 13, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 d874102d8k.htm TX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2015 OCLARO, INC. (Exact name of Registrant as specified in its charter) 000-30684 (Commission file number) Delaware 20-1303994 (State or other ju |
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| February 12, 2015 |
OCLARO, INC. RECONCILIATION OF GAAP TO NON-GAAP FINANCIAL MEASURES EX-99.1 Revenue Snapshot Quarterly Annual (1) Q2’FY14 Q2’FY15 (2) (2) $16 $19 $19 $24 $21 $34 $89 $96 $88 $88 $82 $85 $97M $103M $95M $96M $89M $87M Q1'FY14 Q2'FY14 Q3'FY14 Q4'FY14 Q1'FY15 Q2'FY15 100G Cont. Ops., Ex. I&C (Total) Reported $45 $79 $361 $416M $391M FY 2013 FY 2014 100G Cont. Ops., Ex. I&C (Total) Reported 100G 19% 40G 26% 10G 48% I&C 7% 100G 39% 40G 22% 10G 37% I&C 2% Product Revenu |
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| February 12, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2015 OCLARO, INC. (Exact name of Registrant as specified in its charter) 000-30684 (Commission file number) Delaware 20-1303994 (State or other jurisdiction of i |
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| February 12, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 d873100d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2015 OCLARO, INC. (Exact name of Registrant as specified in its charter) 000-30684 (Commission file number) Delaware 20-1303994 (State or ot |
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| February 12, 2015 |
Oclaro Announces Proposed Offering of $55 Million of Convertible Senior Notes Due 2020 EX-99.1 Exhibit 99.1 Oclaro Announces Proposed Offering of $55 Million of Convertible Senior Notes Due 2020 SAN JOSE, Calif., Feb. 12, 2015 /PRNewswire/ — Oclaro, Inc. (Nasdaq: OCLR), announced today that it intends to offer, subject to market conditions and other considerations, $55,000,000 aggregate principal amount of Convertible Senior Notes due 2020 (the “Convertible Notes”) in a private plac |
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| February 4, 2015 |
OCLR / Oclaro, Inc / DnB Asset Management AS - SCHEDULE 13G AMENDMENT NO. 1 Passive Investment Schedule 13G Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Oclaro, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 67555N 20 6 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| February 3, 2015 |
Oclaro Announces Second Quarter Fiscal Year 2015 Financial Results Oclaro Announces Second Quarter Fiscal Year 2015 Financial Results SAN JOSE, Calif. |
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| February 3, 2015 |
q215exhibit992r2169d 1 © 2015 Oclaro, Inc. © 2015 Oclaro, Inc. Q2 FY 2015 Investor Call Greg Dougherty Chief Executive Officer February 3, 2015 Pete Mangan Chief Financial Officer © 2015 Oclaro, Inc. Safe Harbor Statement This presentation, in association with Oclaro’s second quarter fiscal year 2015 financial results conference call, contains statements about management’s future expectations, pla |
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| February 3, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 oclrform8-kq2x15epr.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2015 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organi |
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| December 30, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 oclr8-kholdback.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organizat |
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| November 20, 2014 |
OCLR / Oclaro, Inc S-8 - - S-8 As filed with the Securities and Exchange Commission on November 20, 2014 Registration No. |
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| November 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission fil |
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| November 14, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission fil |
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| November 4, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file |
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| November 4, 2014 |
Oclaro Announces First Quarter Fiscal Year 2015 Financial Results Oclaro Announces First Quarter Fiscal Year 2015 Financial Results SAN JOSE, Calif. |
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| November 4, 2014 |
q115exhibit992 © 2014 Oclaro, Inc. Q1 FY 2015 Investor Call Greg Dougherty Chief Executive Officer November 4, 2014 Pete Mangan Chief Financial Officer © 2014 Oclaro,Inc. Safe Harbor Statement This presentation, in association with Oclaro’s first quarter fiscal year 2015 financial results conference call, contains statements about management’s future expectations, plans or prospects of Oclaro and |
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| October 29, 2014 |
AMENDED AND RESTATED OCLARO, INC. AMENDED AND RESTATED BY-LAWS OF OCLARO, INC. TABLE OF CONTENTS Page ARTICLE I STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meetings 1 1.4 Notice of Meetings 1 1.5 Voting List 1 1.6 Quorum 2 1.7 Adjournments 2 1.8 Voting and Proxies 2 1.9 Action at Meeting 2 1.1 Nomination of Directors 3 1.11 Notice of Business at Annual Meetings 5 1.12 Conduct of Meetings 7 1.13 No Actio |
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| October 29, 2014 |
OCLR / Oclaro, Inc DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| October 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file |
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| October 27, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file |
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| September 22, 2014 |
OCLR / Oclaro, Inc DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| September 22, 2014 |
DEF 14A 1 oclaroproxy2014.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the |
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| August 13, 2014 |
q414exhibit992 © 2014 Oclaro, Inc. Q4 FY 2014 Investor Call Greg Dougherty Chief Executive Officer August 13, 2014 Pete Mangan Chief Financial Officer © 2014 Oclaro,Inc. Safe Harbor Statement This presentation, in association with Oclaro’s fourth quarter and fiscal year 2014 financial results conference call, contains statements about management’s future expectations, plans or prospects of Oclaro |
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| August 13, 2014 |
Oclaro Announces Fourth Quarter Fiscal Year 2014 Financial Results Oclaro Announces Fourth Quarter Fiscal Year 2014 Financial Results SAN JOSE, Calif. |
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| August 13, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file |
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| August 5, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file n |
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| August 1, 2014 |
AMENDED AND RESTATED OCLARO, INC. AMENDED AND RESTATED BY-LAWS OF OCLARO, INC. TABLE OF CONTENTS Page ARTICLE I STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meetings 1 1.4 Notice of Meetings 1 1.5 Voting List 1 1.6 Quorum 2 1.7 Adjournments 2 1.8 Voting and Proxies 2 1.9 Action at Meeting 2 1.10 Nomination of Directors 3 1.11 Notice of Business at Annual Meetings 5 1.12 Conduct of Meetings 7 1.13 No Acti |
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| August 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file nu |
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| August 1, 2014 |
OCLARO, INC. EXECUTIVE SEVERANCE AND RETENTION AGREEMENT Oclaro, Inc., a Delaware corporation (the “Company”), and (the “Executive”) are entering into this Executive Severance and Retention Agreement effective as of the date below the signatures of the parties below (the “Effective Date”). The Company and Executive wish to provide for agreed-upon severance arrangements if the Executive ceases to b |
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| August 1, 2014 |
OCLARO, INC. RESTATED CERTIFICATE OF INCORPORATION Under Section 245 of the General Corporation Law of the State of Delaware Oclaro, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), does hereby certify as follows: 1.The name of this corporation is Oclaro, Inc. and that this corp |
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| July 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file nu |
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| June 5, 2014 |
8-K 1 a8-kunterseparation.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organizati |
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| May 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-D Specialized Disclosure Report Oclaro, Inc. (Exact name of registrant as specified in its charter) Delaware 000-30684 20-1303994 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 2650 Junction Avenue San Jose, California 95134 (Address of princi |
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| May 30, 2014 |
EX-1.02 2 exhibit102.htm EXHIBIT Oclaro, Inc. Conflict Minerals Report For the reporting period from January 1, 2013 to December 31, 2013 This Conflict Minerals Report (this “Report”) of Oclaro, Inc. (the “Company,” “we,” “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2013 to December 31, |
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| May 14, 2014 |
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA EX-99.1 2 exhibit991noticeofproposed.htm EXHIBIT UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA IN RE OCLARO, INC. DERIVATIVE LITIGATION This Document Relates To: All Actions. ) ) ) ) ) ) ) ) Lead Case No. 11-cv-03176-EMC NOTICE OF PROPOSED SETTLEMENT OF DERIVATIVE ACTION NOTICE OF PROPOSED SETTLEMENT OF DERIVATIVE ACTION TO: ALL CURRENT RECORD HOLDERS AND BENEFICIAL OWNERS OF COMMON |
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| May 14, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file numb |
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| May 6, 2014 |
exhibit992 © 2014 Oclaro, Inc. Q3 FY 2014 Investor Call Greg Dougherty Chief Executive Officer May 6, 2014 Pete Mangan Chief Financial Officer © 2014 Oclaro,Inc. Safe Harbor Statement This presentation, in association with Oclaro’s third quarter fiscal year 2014 financial results conference call, contains statements about management’s future expectations, plans or prospects of Oclaro and its busin |
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| May 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 000-30684 (Commission file n |
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| May 6, 2014 |
Oclaro Announces Third Quarter Fiscal Year 2014 Financial Results Oclaro Announces Third Quarter Fiscal Year 2014 Financial Results SAN JOSE, Calif. |
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| April 4, 2014 |
8-K 1 a8-ksvbcreditfacility.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organi |
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| March 20, 2014 |
Termination of a Material Definitive Agreement Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware 000-30684 20-1303994 (State or other jurisdiction of incorporation or organization |
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| February 12, 2014 |
OCLR / Oclaro, Inc / HITACHI LTD - SCHEDULE 13G AMENDMENT NO.1 Passive Investment SC 13G/A 1 d677649dsc13ga.htm SCHEDULE 13G AMENDMENT NO.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 1)* Oclaro, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 67555N206 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statem |
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| February 6, 2014 |
EX-10.5 Exhibit 10.5 OCLARO TECHNOLOGY LIMITED (the ?Company?) Caswell, Towcester, Northamptonshire, NN12 SEQ SUMMARY OF TERMS OF EMPLOYMENT This summary of the terms and conditions of employment is provided for ease of reference only and has no legal effect. The terms and conditions applicable to your employment are set out in the attached contract of employment. In the event that this summary co |
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| February 6, 2014 |
EX-10.4 Exhibit 10. 4 16th October 2013 Adrian Meldrum 71 Bishops Drive Wokingham Berks RG40 1WA Dear Adrian, Offer of Employment We are delighted to offer you the position of Executive Vice President Worldwide Sales reporting to Greg Dougherty, to start on a date to be agreed. Your employment will be based at Caswell. Your salary will be ?170,000 per annum. Your compensation package also includes |
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| February 6, 2014 |
CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE OF CLAIMS Exhibit 10.2 CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE OF CLAIMS This Confidential Separation Agreement and Release of Claims (the Agreement) is entered into as of January 9, 2014 by and between Oclaro, Inc., a Delaware corporation (Company) and Catherine Hunt Rundle (Executive). Company and Executive are sometimes referred to herein individually as a Party and collectively as the Par |
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| February 6, 2014 |
OCLARO, INC. EXECUTIVE SEVERANCE AND RETENTION AGREEMENT EX-10.6 Exhibit 10.6 OCLARO, INC. EXECUTIVE SEVERANCE AND RETENTION AGREEMENT THIS EXECUTIVE SEVERANCE AND RETENTION AGREEMENT by and between Oclaro, Inc., a Delaware corporation (the ?Company?), Oclaro Technology Limited, a company registered in England under registered number 02298887 (the ?Subsidiary?) and Adrian Meldrum (the ?Executive?) is made as of 18th November 2013 (the ?Effective Date?). |
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| February 6, 2014 |
CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE OF CLAIMS EX-10.1 Exhibit 10.1 CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE OF CLAIMS This Confidential Separation Agreement and Release of Claims (the ?Agreement?) is entered into as of this 7th day of November, 2013 by and between Oclaro, Inc., a Delaware corporation (?Company?) and Jerry Turin (?Executive?). Company and Executive are sometimes referred to herein individually as a ?Party? and collectivel |
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| February 6, 2014 |
Oclaro FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 5, 2014 |
OCLR / Oclaro, Inc / DnB Asset Management AS - SCHEDULE 13G Passive Investment SC 13G 1 d667456dsc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Oclaro, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 67555N 20 6 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| February 4, 2014 |
Oclaro Announces Second Quarter Fiscal Year 2014 Financial Results EX-99.1 Exhibit 99.1 Oclaro Announces Second Quarter Fiscal Year 2014 Financial Results SAN JOSE, Calif., – February 4, 2014 – Oclaro, Inc. (NASDAQ: OCLR), a leading provider and innovator of optical communications solutions, today announced the financial results for its second quarter of fiscal year 2014, which ended December 28, 2013. “The results for our fiscal second quarter demonstrate solid |
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| February 4, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d669383d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) Delaware 000-30684 20-1303994 (State or other jurisdiction of incorp |
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| February 4, 2014 |
EX-99.2 Exhibit 99.2 Q2 FY 2014 Investor Call Greg Dougherty Chief Executive Officer February 4, 2014 Pete Mangan Chief Financial Officer Safe Harbor Statement TO BE UPDATED This presentation, in association with Oclaro's second quarter fiscal year 2014 financial results conference call, contains statements about management's future expectations, plans or prospects of Oclaro and its business, and |
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| January 15, 2014 |
Submission of Matters to a Vote of Security Holders 8-K 1 d657764d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2014 OCLARO, INC. (Exact name of Registrant as specified in its charter) 000-30684 (Commission file number) Delaware 20-1303994 (State or oth |
