NCSM / NCS Multistage Holdings, Inc. - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

NCS Multistage Holdings, Inc.
US ˙ NasdaqCM ˙ US6288772014

الإحصائيات الأساسية
LEI 5493003WLG5T6MNJ7292
CIK 1692427
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to NCS Multistage Holdings, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
August 1, 2025 EX-FILING FEES

Filing Fee Tables.

Calculation of Filing Fee Tables S-8 NCS Multistage Holdings, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, $0.01 par value per share, reserved for issuance pursuant to the NCS Multistage Holdings,

August 1, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 ☐ Transition Report Pu

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 00

August 1, 2025 S-8

As filed with the Securities and Exchange Commission on August 1, 2025

As filed with the Securities and Exchange Commission on August 1, 2025 Registration No.

July 31, 2025 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2025 RESULTS

Exhibit 99.1 NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2025 RESULTS  Second Quarter Results  ● Total revenues of $36.5 million, a 23% year-over-year improvement ● Net income of $0.9 million and diluted earnings per share of $0.34, which includes a positive impact of $1.4 million r

July 31, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2025 Date of Report (Date of earliest event reported) NCS Multistage Holdi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2025 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commiss

May 21, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 21, 2025 Date of Report (Date of earliest event reported) NCS Multistage Holdin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 21, 2025 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commissi

May 1, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 ☐ Transition Report P

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0

April 30, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2025 Date of Report (Date of earliest event reported) NCS Multistage Hold

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2025 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commis

April 30, 2025 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2025 RESULTS

Exhibit 99.1 NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2025 RESULTS  First Quarter Results  ● Total revenues of $50.0 million, a 14% year-over-year improvement ● Gross margin improved to 42% from 39%; adjusted gross margin improved to 44% from 40% in the first quarter of 2024 ● Net

April 8, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 8, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 10, 2025 EX-19.1

Insider Trading Policy, dated October 30, 2024.

Exhibit 19.1 NCS Multistage Holdings, Inc. Insider Trading Policy I. INTRODUCTION A. Purpose The purpose of this Insider Trading Policy (this “Policy”) is to help NCS Multistage Holdings, Inc. and its subsidiaries (the “Company”) comply with U.S. federal and state securities laws, as well as similar laws in other countries where the Company does business, and to preserve the reputation and integri

March 10, 2025 EX-21.1

List of subsidiaries of the Company.

Exhibit 21.1 SUBSIDIARIES OF NCS MULTISTAGE HOLDINGS, INC. Subsidiary State or Other Jurisdiction of Formation Pioneer Intermediate, Inc. Delaware Pioneer Investment, Inc. Delaware Pioneer NCS Energy Holdco, LLC Texas NCS Multistage, LLC Texas STS Logistics and Analytics, LLC Oklahoma STS Holdings, Inc. Nevada STS Tracer Services, Ltd. Canada NCS Multistage Norge Norway Repeat Precision, LLC Texas

March 10, 2025 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES Fourth QUARTER AND FULL YEAR 2024 RESULTS

Exhibit 99.1 NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070 PRESS RELEASE NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES Fourth QUARTER AND FULL YEAR 2024 RESULTS Fourth Quarter Results ● Total revenues of $45.0 million, a 28% year-over-year improvement ● Net income of $3.5 million and earnings per diluted share of $1.32, an improvement to the prior year period afte

March 10, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUA

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38

March 10, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 10, 2025 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commis

February 14, 2025 EX-99

JOINT FILING AGREEMENT

Exhibit A JOINT FILING AGREEMENT The undersigned agree that this Schedule 13G Amendment No.

October 31, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 ☐ Transition Repo

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe

October 30, 2024 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2024 RESULTS

Exhibit 99.1 NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2024 RESULTS  Third Quarter Results  ● Total revenues of $44.0 million, a 15% year-over-year improvement, driven in part by increased international revenues ● Net income of $4.1 million and diluted earnings per share of $1.60,

October 30, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 30, 2024 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Comm

August 1, 2024 EX-10.2

Amended and Restated Employment Agreement between NCS Multistage Holdings, Inc. and Ryan Hummer, dated as of July 17, 2024.

Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of July 17, 2024 (the “Effective Date”), by and between Ryan Hummer (“Executive”) and NCS Multistage Holdings, Inc. (the “Company”). WHEREAS, the Executive is currently party to that certain employment agreement with the Company, dated as of July 27, 2022 (the

August 1, 2024 EX-10.3

Amended and Restated Employment Agreement between NCS Multistage Holdings, Inc. and Tim Willems, dated as of July 17, 2024.

Exhibit 10.3 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of July 17, 2024 (the “Effective Date”), by and between Timothy Willems (“Executive”) and NCS Multistage Holdings, Inc. (the “Company”). WHEREAS, the Executive is currently party to that certain employment agreement with the Company, dated as of August 3, 2017

August 1, 2024 EX-10.5

Amended and Restated Employment Agreement between NCS Multistage Holdings, Inc. and Ori Lev, dated as of July 17, 2024.

Exhibit 10.5 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of July 17, 2024 (the “Effective Date”), by and between Ori Lev (“Executive”) and NCS Multistage Holdings, Inc. (the “Company”). WHEREAS, the Executive is currently party to that certain employment agreement with the Company, dated as of October 7, 2020 (the “

August 1, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 ☐ Transition Report Pu

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 00

August 1, 2024 EX-10.4

Amended and Restated Employment Agreement between NCS Multistage Holdings, Inc. and Michael Morrison, dated as of July 17, 2024.

Exhibit 10.4 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of July 17, 2024 (the “Effective Date”), by and between Michael Morrison (“Executive”) and NCS Multistage Holdings, Inc. (the “Company”). WHEREAS, the Executive is currently party to that certain employment agreement with the Company, dated as of October 6, 20

July 31, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2024 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commiss

July 31, 2024 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2024 RESULTS

Exhibit 99.1 NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2024 RESULTS  Second Quarter Results  ● Total revenues of $29.7 million, a 17% year-over-year improvement, driven in part by increased international revenues ● Net loss of $(3.1) million and loss per share of $(1.21) ● Adjuste

July 26, 2024 CORRESP

NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070 July 26, 2024

NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070 July 26, 2024 VIA EDGAR AND EMAIL Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.E. Washington, D.C. 20549 Attn: Michael Purcell Re: NCS Multistage Holdings, Inc. Registration Statement on Form S-3 (File No. 333-280910) Ladies and Gentlemen: We

July 19, 2024 S-3

As filed with the Securities and Exchange Commission on July 19, 2024

As filed with the Securities and Exchange Commission on July 19, 2024 Registration No.

July 19, 2024 EX-FILING FEES

Filing Fee Table.

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) NCS Multistage Holdings, Inc.

May 24, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2024 Date of Report (Date of earliest event reported) NCS Multistage Holdin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2024 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commissi

May 2, 2024 EX-10.1

Amended Credit Agreement, dated as of April 16, 2024, by and among NCS Multistage Holdings, Inc., Pioneer Investment, Inc., NCS Multistage, LLC, NCS Multistage Inc., and the other loan parties thereto and JPMorgan Chase Bank, N.A. and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q (File No. 001-38071) filed on May 2, 2024).

Exhibit 10.1 Exhibit A to First Amendment $35,000,000 CREDIT AGREEMENT dated as of May 3, 2022 among NCS MULTISTAGE HOLDINGS, INC., as Holdings and a Guarantor, PIONEER INTERMEDIATE, INC., as a Guarantor PIONEER INVESTMENT, INC., PIONEER NCS ENERGY HOLDCO, LLC, NCS MULTISTAGE, LLC, STS LOGISTICS AND ANALYTICS LLC, as Borrowers, NCS MULTISTAGE INC., as a Canadian Borrower, The Other Loan Parties Pa

May 2, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 ☐ Transition Report P

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0

May 1, 2024 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2024 RESULTS

Exhibit 99.1 NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2024 RESULTS  First Quarter Results  ● Total revenues of $43.9 million, a 1% year-over-year increase and a 24% increase compared to the fourth quarter of 2023 ● Net income of $2.1 million and earnings per diluted share of $0.82

May 1, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 1, 2024 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commissio

April 10, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 10, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 8, 2024 EX-21.1

List of subsidiaries of the Company.

 Exhibit 21.1  SUBSIDIARIES OF NCS MULTISTAGE HOLDINGS, INC.    Subsidiary State or Other Jurisdiction of Formation Pioneer Intermediate, Inc. Delaware Pioneer Investment, Inc. Delaware Pioneer NCS Energy Holdco, LLC Texas NCS Multistage, LLC Texas STS Logistics and Analytics, LLC Oklahoma STS Holdings, Inc. Nevada STS Tracer Services, Ltd. Canada NCS Multistage Norge Norway Repeat Precision,

March 8, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 8, 2024 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commiss

March 8, 2024 10-K

FORM 10-K TABLE OF CONTENTS CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS PART I PART II PART III SIGNATURES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38

March 8, 2024 EX-97.1

Incentive-Based Compensation Recovery Policy, dated October 26, 2023.

Exhibit 97.1 NCS Multistage Holdings, Inc. Incentive-Based Compensation Recovery Policy Section 1. Introduction. The board of directors (the “Board”) of NCS Multistage Holdings, Inc. (the “Company”) has adopted this policy (the “Policy”) to provide for the recovery by the Company, in the event of a Recovery Trigger (as defined below), of certain incentive-based compensation received by certain cur

March 7, 2024 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2023 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2023 RESULTS  Fourth Quarter Results  · Total revenues of $35.2 million, compared to $40.2 million in 2022 · Net income of $39.6 million and earnings per diluted share of $15.80, benefited by a legal settleme

March 7, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 7, 2024 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commiss

February 12, 2024 SC 13G

NCSM / NCS Multistage Holdings, Inc. / TOCQUEVILLE ASSET MANAGEMENT L.P. Passive Investment

SC 13G 1 d1096670113-g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NCS Multistage Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 628877201 (CUSIP Number) December 6, 2023 (Date of Event Which Requires Filing of this Statement) Check the appr

January 16, 2024 CORRESP

World Headquarters

World Headquarters 19350 State Highway 249, Suite 600 Houston, TX 77070 ncsmultistage.

December 15, 2023 CORRESP

World Headquarters

World Headquarters 19350 State Highway 249, Suite 600 Houston, TX 77070 ncsmultistage.

December 14, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 13, 2023 Date of Report (Date of earliest event reported) NCS Multistage H

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 13, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Com

December 14, 2023 EX-99.1

NCS Multistage Holdings, Inc. Settles Outstanding Commercial Litigation with No Cash Payment By Company

Exhibit 99.1  350 State Highway 249, Suite 600 NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS Multistage Holdings, Inc. Settles Outstanding Commercial Litigation with No Cash Payment By Company  HOUSTON, December 14, 2023 (GLOBE NEWSWIRE)-NCS Multistage Holdings, Inc. (“NCS,” “Company,” “we” or “us”) (NASDAQ:NCSM) announced that our su

October 31, 2023 10-Q

FORM 10-Q TABLE OF CONTENTS PART I. FINANCIAL INFORMATION SIGNATURES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One)  Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 OR  Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe

October 30, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 30, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Comm

October 30, 2023 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2023 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2023 RESULTS  Third Quarter Results  · Total revenues of $38.3 million, a 22% year-over-year decrease · Net income of $4.4 million and earnings per diluted share of $1.77, compared to net income of $3.9 million and earnings

August 1, 2023 10-Q

FORM 10-Q TABLE OF CONTENTS PART I. FINANCIAL INFORMATION SIGNATURES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One)  Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 OR  Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 00

August 1, 2023 S-8

As filed with the Securities and Exchange Commission on August 1, 2023

S-8 As filed with the Securities and Exchange Commission on August 1, 2023 Registration No.

August 1, 2023 EX-FILING FEES

Filing Fee Tables.

Exhibit 107 CALCULATION OF FILING FEE TABLE FORM S-8 (Form Type) NCS Multistage Holdings, Inc.

July 31, 2023 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2023 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2023 RESULTS  Second Quarter Results  · Total revenues of $25.4 million, an 8% year-over-year decrease · Net loss of $(32.2) million and loss per share of $(13.02), compared to a net loss of $(5.5) million and a loss per s

July 31, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commiss

July 5, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 3, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 3, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commissi

May 26, 2023 EX-10.1

Amended and Restated 2017 Equity Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on May 26, 2023).

Exhibit 10.1 NCS MULTISTAGE HOLDINGS, INC. AMENDED AND RESTATED 2017 EQUITY INCENTIVE PLAN (Effective May 25, 2023) 1. Purpose. The purpose of the NCS Multistage Holdings, Inc. Amended and Restated 2017 Equity Incentive Plan is to further align the interests of eligible participants with those of the Company’s stockholders by providing long-term incentive compensation opportunities tied to the per

May 26, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 25, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 25, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commissi

May 18, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 15, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 15, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commissi

May 9, 2023 10-Q

FORM 10-Q TABLE OF CONTENTS PART I. FINANCIAL INFORMATION SIGNATURES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One)  Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 OR  Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0

May 9, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commissio

May 9, 2023 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2023 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2023 RESULTS  First Quarter Results  · Total revenues of $43.6 million, an 11% year-over-year increase and an 8% increase compared to the fourth quarter of 2022 · Net loss of $(15.0) million and loss per share of $(6.10), c

April 6, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 6, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 8, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 2, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 2, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commiss

March 7, 2023 EX-21.1

List of subsidiaries of the Company.

 Exhibit 21.1  SUBSIDIARIES OF NCS MULTISTAGE HOLDINGS, INC.    Subsidiary State or Other Jurisdiction of Formation Pioneer Intermediate, Inc. Delaware Pioneer Investment, Inc. Delaware Pioneer NCS Energy Holdco, LLC Texas NCS Multistage, LLC Texas STS Logistics and Analytics, LLC Oklahoma STS Holdings, Inc. Nevada STS Tracer Services, Ltd. Canada NCS Multistage Norge Norway Repeat Precision,

March 7, 2023 10-K

FORM 10-K TABLE OF CONTENTS CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS PART I PART II PART III SIGNATURES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38

March 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 6, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 6, 2023 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commiss

March 6, 2023 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2022 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2022 RESULTS  Fourth Quarter Results  · Total revenues of $40.2 million, an 11% year-over-year increase · Net income of $2.0 million, compared to $1.7 million for the fourth quarter of 2021, a $0.3 million im

February 13, 2023 SC 13G/A

NCSM / NCS Multistage Holdings Inc / TOCQUEVILLE ASSET MANAGEMENT L.P. Passive Investment

SC 13G/A 1 d993154113g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* NCS Multistage Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 628877102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the

November 1, 2022 10-Q

FORM 10-Q TABLE OF CONTENTS PART I. FINANCIAL INFORMATION SIGNATURES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe

October 31, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 31, 2022 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Comm

October 31, 2022 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2022 RESULTS

Exhibit 99.1 ? ? NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070 ? PRESS RELEASE ? NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2022 RESULTS ? Third Quarter Results ? ? Total revenues of $48.9 million, a 51% year-over-year increase ? Net income improved to $3.9 million, as compared to $2.8 million in the third quarter of 2021, a $1.1 million improveme

October 25, 2022 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A ?(Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 6, 2022 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of

October 13, 2022 EX-10.1

Employment Agreement between NCS Multistage Holdings, Inc. and Michael Morrison, dated as of October 6, 2022 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on October 13, 2022).

Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of October 6, 2022 (the “Effective Date”), by and between Michael Morrison (“Executive”) and NCS Multistage Holdings, Inc. (the “Company”). WHEREAS, the Company desires to employ the Executive and the Executive desires to be employed by the Company, on the terms set forth in this Agreement. NOW, THERE

October 13, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 6, 2022 Date of Report (Date of earliest event reported) NCS Multistage Hol

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 6, 2022 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commi

October 13, 2022 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES APPOINTMENT OF CFO

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES APPOINTMENT OF CFO  HOUSTON, October 13, 2022 – NCS Multistage Holdings, Inc. (Nasdaq: NCSM) (the “Company,” “NCS,” “we” or “us”) today announced, effective November 3, 2022, its Board of Directors appointed Michael Morrison as Chief Fina

August 2, 2022 10-Q

FORM 10-Q TABLE OF CONTENTS PART I. FINANCIAL INFORMATION SIGNATURES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One)  Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 OR  Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 00

August 1, 2022 EX-10.1

Amended and Restated Employment Agreement between NCS Multistage Holdings, Inc. and Ryan Hummer, dated as of July 27, 2022 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on August 1, 2022).

Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of July 27, 2022 (the ?Effective Date?), by and between Ryan Hummer (?Executive?) and NCS Multistage Holdings, Inc. (the ?Company?). WHEREAS, the Executive is currently party to that certain employment agreement with the Company, dated as of August 3, 2017 (th

August 1, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 27, 2022 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commiss

August 1, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 1, 2022 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commis

August 1, 2022 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2022 RESULTS

Exhibit 99.1 ? ? NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070 ? PRESS RELEASE ? NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2022 RESULTS ? Second Quarter Results ? ? Total revenues of $27.5 million, a 28% year-over-year increase ? Net loss of $(5.5) million and loss per diluted share of $(2.25) ? Adjusted EBITDA of $(2.0) million ? $14.9 million

August 1, 2022 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES CEO RETIREMENT AND SUCCESSION

Exhibit 99.1 ? ? NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070 ? PRESS RELEASE ? NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES CEO RETIREMENT AND SUCCESSION ? HOUSTON, July 31, 2022 ? NCS Multistage Holdings, Inc. (Nasdaq: NCSM) (the ?Company,? ?NCS,? ?we? or ?us?) today announced that Mr. Robert Nipper, the Company?s founder, current Chief Executive Officer and m

June 2, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 1, 2022 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commissi

May 6, 2022 10-Q

FORM 10-Q TABLE OF CONTENTS PART I. FINANCIAL INFORMATION SIGNATURES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0

May 6, 2022 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 3, 2022 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commissio

May 6, 2022 EX-10.1

Credit Agreement, dated as of May 3, 2022, by and among NCS Multistage Holdings, Inc., Pioneer Investment, Inc., NCS Multistage, LLC, NCS Multistage Inc., and the other loan parties thereto and JPMorgan Chase Bank, N.A. and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on May 6, 2022).

Exhibit 10.1 ? ? ? $35,000,000 CREDIT AGREEMENT dated as of May 3, 2022 among NCS MULTISTAGE HOLDINGS, INC., as Holdings and a Guarantor, PIONEER INTERMEDIATE, INC., as a Guarantor PIONEER INVESTMENT, INC., PIONEER NCS ENERGY Holdco, LLC, NCS MULTISTAGE, LLC, STS Logistics and Analytics LLC, as Borrowers, NCS MULTISTAGE INC., as a Canadian Borrower, The Other Loan Parties Party Hereto, The Lenders

May 5, 2022 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2022 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2022 RESULTS  First Quarter Results  · Total revenues of $39.1 million, a 37% year-over-year increase and an 8% increase compared to the fourth quarter of 2021 · Net loss of $(1.5) million, as compared to $(3.4) million in

May 5, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 5, 2022 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commissio

April 11, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

DEF 14A 1 d308241ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Pr

April 11, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 8, 2022 10-K

FORM 10-K TABLE OF CONTENTS CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS PART I PART II PART III SIGNATURES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38

March 8, 2022 EX-21.1

List of subsidiaries of the Company.

? Exhibit 21.1 ? SUBSIDIARIES OF NCS MULTISTAGE HOLDINGS, INC. ? ? ? Subsidiary State or Other Jurisdiction of Formation Pioneer Intermediate, Inc. Delaware Pioneer Investment, Inc. Delaware Pioneer NCS Energy Holdco, LLC Texas NCS Multistage, LLC Texas STS Logistics and Analytics, LLC Oklahoma STS Holdings, Inc. Nevada STS Tracer Services, Ltd. Canada NCS Multistage Norge Norway Repeat Precision,

March 7, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 7, 2022 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Commiss

March 7, 2022 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2021 RESULTS

Exhibit 99.1 ? ? NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070 ? PRESS RELEASE ? NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2021 RESULTS ? Fourth Quarter Results ? ? Total revenues of $36.1 million, a 32% year-over-year increase and an 11% increase compared to the third quarter of 2021 ? Net income of $1.7 million as compared to $8.

February 14, 2022 SC 13G/A

NCSM / NCS Multistage Holdings Inc / TOCQUEVILLE ASSET MANAGEMENT L.P. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 4, 2022 SC 13G/A

NCSM / NCS Multistage Holdings Inc / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G/A Passive Investment

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* NCS MULTISTAGE HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 628877201 (CUSIP Number) DECEMBER 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

November 2, 2021 10-Q

FORM 10-Q TABLE OF CONTENTS PART I. FINANCIAL INFORMATION SIGNATURES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numbe

November 1, 2021 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2021 RESULTS

Exhibit 99.1 ? ? NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070 ? PRESS RELEASE ? NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2021 RESULTS ? Third Quarter Results ? ? Total revenues of $32.4 million, a 99% year-over-year increase and a 51% increase compared to the second quarter of 2021 ? Net income of $2.8 million, a $8.7 million improvement compar

November 1, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 1, 2021 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Comm

August 3, 2021 10-Q

FORM 10-Q TABLE OF CONTENTS PART I. FINANCIAL INFORMATION SIGNATURES

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 00

August 2, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? August 2, 2021 Date of Report (Date of earliest event reported) ? NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) ? ? Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporat

August 2, 2021 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2021 RESULTS

Exhibit 99.1 ? ? NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070 ? PRESS RELEASE ? NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2021 RESULTS ? Second Quarter Results ? ? Total revenues of $21.5 million, a 146% year-over-year increase ? Net loss of $(5.8) million, a $3.0 million improvement compared to $(8.8) million in the second quarter of 2020; los

July 21, 2021 CORRESP

NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070 July 21, 2021

NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070 July 21, 2021 VIA EDGAR AND EMAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street NE Washington, D.C. 20549-3561 Attn: Liz Packebusch Re: NCS Multistage Holdings, Inc. Registration Statement on Form S-3 (File No. 333-257795) Ladies and Gentlemen: We refer to the registration statem

July 20, 2021 S-3/A

As filed with the Securities and Exchange Commission on July 20, 2021

Table of Contents As filed with the Securities and Exchange Commission on July 20, 2021 Registration No.

July 9, 2021 S-3

Powers of Attorney (included in the signature pages).

Table of Contents As filed with the Securities and Exchange Commission on July 9, 2021 Registration No.

May 27, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? May 27, 2021 Date of Report (Date of earliest event reported) ? NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) ? ? Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporatio

May 4, 2021 10-Q

Quarterly Report - 10-Q

Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? May 3, 2021 Date of Report (Date of earliest event reported) ? NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) ? ? Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation

May 3, 2021 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2021 RESULTS

Exhibit 99.1 ? ? NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070 ? PRESS RELEASE ? NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2021 RESULTS ? First Quarter Results ? ? Total revenues of $28.5 million, a 48% year-over-year decrease and a 4% increase from the fourth quarter of 2020 ? Net loss of $(3.4) million and loss per diluted share of $(1.43); adj

April 6, 2021 DEF 14A

Schedule 14A,

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 6, 2021 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 25, 2021 EX-16.1

Letter to Securities and Exchange Commission from PricewaterhouseCoopers LLP, dated March 24, 2021.

Exhibit 16.1 March 24, 2021 ? Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 ? Commissioners: ? We have read the statements made by NCS Multistage Holdings, Inc. (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of NCS Multistage Holdings, Inc. dated March 22, 2021. We agree with the stateme

March 25, 2021 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? March 22, 2021 Date of Report (Date of earliest event reported) ? NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) ? ? Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporat

March 8, 2021 10-K

Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38

March 8, 2021 EX-10.30

Employment Agreement between NCS Multistage Holdings, Inc. and Ori Lev, dated as of October 27, 2020.

Exhibit 10.30 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of October 27, 2020 (the ?Effective Date?), by and between Ori Lev (?Executive?) and NCS Multistage Holdings, Inc. (the ?Company?). WHEREAS, the Company desires to continue to employ the Executive and the Executive desires to continue to be employed by the Company, on the terms set forth in this Agre

March 8, 2021 EX-10.29

Employment Agreement between NCS Multistage Holdings, Inc. and James King, dated as of August 10, 2017.

Exhibit 10.29 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of August 10, 2017 (the ?Effective Date?), by and between James King (?Executive?) and NCS Multistage Holdings, Inc. (the ?Company?). WHEREAS, the Company desires to continue to employ the Executive and the Executive desires to continue to be employed by the Company, on the terms set forth in this Ag

March 8, 2021 EX-21.1

List of subsidiaries of the Company.

? Exhibit 21.1 ? SUBSIDIARIES OF NCS MULTISTAGE HOLDINGS, INC. ? ? ? Subsidiary State or Other Jurisdiction of Formation Pioneer Intermediate, Inc. Delaware Pioneer Investment, Inc. Delaware Pioneer NCS Energy Holdco, LLC Texas NCS Multistage, LLC Texas STS Logistics and Analytics, LLC Oklahoma STS Holdings, Inc. Nevada STS Tracer Services, Ltd. Canada NCS Multistage Norge Norway Repeat Precision,

March 8, 2021 EX-4.1

Exhibit 4.1

Exhibit 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2020, NCS Multistage Holdings, Inc. (?NCS,? the ?Company,? ?we,? ?our? or ?us?) had one class of securities, our common stock, par value $0.01 per share (?Common Stock?), registered under Section 12 of the Securities Exchange Act of 1934, as amended. Th

March 1, 2021 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2020 RESULTS

Exhibit 99.1 ? ? NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070 ? PRESS RELEASE ? NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2020 RESULTS ? Fourth Quarter Results ? ? Total revenues of $27.4 million, a 47% year-over-year decrease and a 68% increase from the third quarter of 2020 ? Net income of $8.6 million and earnings per diluted s

March 1, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? March 1, 2021 Date of Report (Date of earliest event reported) ? NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) ? ? Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporati

February 17, 2021 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )*

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 11, 2021 SC 13G/A

United States Securities and Exchange Commission Washington, D.C. 20549

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NCS MULTISTAGE HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 628877201 (CUSIP Number) DECEMBER 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

December 18, 2020 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  December 17, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpo

December 10, 2020 S-8

As filed with the Securities and Exchange Commission on December 10, 2020

As filed with the Securities and Exchange Commission on December 10, 2020 Registration No.

December 10, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? December 10, 2020 Date of Report (Date of earliest event reported) ? NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) ? ? Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpo

November 30, 2020 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES ANTICIPATED COMPLETION OF REVERSE STOCK SPLIT

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES ANTICIPATED COMPLETION OF REVERSE STOCK SPLIT  HOUSTON, November 30, 2020 – NCS Multistage Holdings, Inc. (NASDAQ: NCSM) (the “Company,” “NCS,” “we” or “us”) today announced that it has filed a Certificate of Amendment to the Second Amend

November 30, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  November 30, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpo

November 30, 2020 EX-3.1

Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of NCS Multistage Holdings, Inc (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No. 001-38071) filed on November 30, 2020).

Exhibit 3.1 CERTIFICATE OF AMENDMENT SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NCS MULTISTAGE HOLDINGS, INC.  (Under Sections 228 and 242 of the Delaware General Corporation Law)  NCS Multistage Holdings, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware, as amended (the “DGCL”), does hereby certify as foll

November 10, 2020 DEF 14C

First Amendment to NCS Multistage Holdings, Inc. Amended and Restated 2017 Equity Incentive Plan (incorporated by reference to Annex B to the Company’s Information Statement (File No. 001-38071) filed on November 10, 2020).

DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) ☒ Definitive Information Statement NCS Multistage Holdings, Inc.

November 5, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 4, 2020 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2020 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2020 RESULTS  Third Quarter Results  · Total revenues of $16.3 million, a 73% year-over-year decrease and an 87% increase from the second quarter of 2020 · Net loss of $(5.9) million and loss per diluted share of $(0.12) ·

November 4, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  November 4, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpor

October 30, 2020 PRE 14C

- PRE 14C

PRE 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) ☐ Definitive Proxy Statement NCS Multistage Holdings, Inc.

August 11, 2020 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K/A CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  August 6, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpor

August 11, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 11, 2020 EX-10.1

Amendment No. 1 to Second Amended and Restated Credit Agreement, dated as of August 6, 2020, by and among NCS Multistage Holdings, Inc., Pioneer Intermediate, Inc., Pioneer Investment, Inc., NCS Multistage Inc., Wells Fargo Bank, National Association, Wells Fargo Bank, National Association, Canadian Branch, and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K/A filed on August 11, 2020).

Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Agreement”), dated as of August 6, 2020, (the “Effective Date”) is by and among NCS Multistage Holdings, Inc., a Delaware corporation (the “Parent”), Pioneer Intermediate, Inc., a Delaware corporation (the “Intermediate Parent”),

August 10, 2020 EX-10.1

AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT

Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Agreement”), dated as of August 6, 2020, (the “Effective Date”) is by and among NCS Multistage Holdings, Inc., a Delaware corporation (the “Parent”), Pioneer Intermediate, Inc., a Delaware corporation (the “Intermediate Parent”),

August 10, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  August 10, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpora

August 10, 2020 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2020 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2020 RESULTS  Second Quarter Results  · Total revenues of $8.7 million, a 78% year-over-year decrease · Net loss of $(8.8) million and loss per diluted share of $(0.19) · Adjusted EBITDA of $(7.9) million · $31.3 million i

August 10, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  August 6, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporat

July 13, 2020 8-K

Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  July 8, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporatio

June 22, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  June 11, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporati

June 19, 2020 S-8

- S-8

  As filed with the Securities and Exchange Commission on June 19, 2020 Registration No.

June 3, 2020 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 1, 2020 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (

June 3, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 1, 2020 Date of Report (Date of earliest event reported) NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation) (Comm

May 12, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 6, 2020 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2020 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2020 RESULTS  First Quarter Results  · Total revenues of $54.6 million, a 3% year-over-year increase · Net loss of $(51.5) million and loss per diluted share of $(1.10) · Adjusted EBITDA of $9.2 million and a 17% Adjusted E

May 6, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  May 6, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation

May 6, 2020 8-K

Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  May 4, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation

April 24, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  April 24, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporat

April 21, 2020 DEF 14A

NCS Multistage Holdings, Inc. Amended and Restated 2017 Equity Incentive Plan (incorporated by reference to Annex A to the Company’s Proxy Statement (File No. 001-38071) filed on April 21, 2020).

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 21, 2020 DEFA14A

NCSM / NCS Multistage Holdings, Inc. DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 2, 2020 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2020 OPERATIONAL UPDATE

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2020 OPERATIONAL UPDATE  HOUSTON, April 2, 2020 (GLOBE NEWSWIRE) - NCS Multistage Holdings, Inc. (the “Company,” “NCS,” “we” or “us”) (NASDAQ:NCSM) today announced immediate actions taken in response to current global market

April 2, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  March 31, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporat

March 27, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  March 25, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporat

March 18, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  March 17, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporat

March 18, 2020 EX-99.1

U.S. DISTRICT COURT RULES IN FAVOR OF REPEAT PRECISION AND NCS MULTISTAGE WITH $34.4 MILLION AWARD

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  U.S. DISTRICT COURT RULES IN FAVOR OF REPEAT PRECISION AND NCS MULTISTAGE WITH $34.4 MILLION AWARD  HOUSTON, March 17, 2020 (GLOBE NEWSWIRE)-NCS Multistage Holdings, Inc. (“NCS” or the “Company”) (NASDAQ:NCSM) today announced that the United States District Court for the Wester

March 3, 2020 EX-21.1

List of subsidiaries of the Company.

 Exhibit 21.1  SUBSIDIARIES OF NCS MULTISTAGE HOLDINGS, INC.    Subsidiary State or Other Jurisdiction of Formation Pioneer Intermediate, Inc. Delaware Pioneer Investment, Inc. Delaware Pioneer NCS Energy Holdco, LLC Texas NCS Multistage, LLC Texas STS Logistics and Analytics, LLC Oklahoma STS Holdings, Inc. Nevada STS Tracer Services, Ltd. Canada NCS Multistage Norge Norway Repeat Precision,

March 3, 2020 EX-4.1

Description of Securities.

Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2019, NCS Multistage Holdings, Inc. (“NCS,” the “Company,” “we,” “our” or “us”) had one class of securities, our common stock, par value $0.01 per share (“Common Stock”), registered under Section 12 of the Securities Exchange Act of 1934, as amended. Th

March 3, 2020 10-K

NCSM / NCS Multistage Holdings, Inc. 10-K - Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38

March 2, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  March 2, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporati

March 2, 2020 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2019 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19350 State Highway 249, Suite 600 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2019 RESULTS  Fourth Quarter Results  · Total revenues of $52.1 million, a 4% year-over-year increase · Net loss of $(2.2) million and loss per diluted share of $(0.05) · Adjusted EBITDA of $8.3 million and a

February 27, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  February 26, 2020 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpo

February 11, 2020 SC 13G

NCSM / NCS Multistage Holdings, Inc. / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G Passive Investment

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NCS MULTISTAGE HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 628877102 (CUSIP Number) DECEMBER 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

November 5, 2019 10-Q

NCSM / NCS Multistage Holdings, Inc. 10-Q - Quarterly Report - 10-Q

Table of Contents  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 4, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  November 4, 2019 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpor

November 4, 2019 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2019 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2019 RESULTS  Third Quarter Results  · Total revenues of $60.8 million, a 3% year-over-year decrease · U.S. revenues of $28.6 million, a 9% year-over-year increase; U.S. product revenues of $21.6 million, a 19% year-over-ye

August 22, 2019 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  August 20, 2019 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpora

August 22, 2019 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. APPOINTS VALERIE MITCHELL AS NEW DIRECTOR

Exhibit 99.1  NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. APPOINTS VALERIE MITCHELL AS NEW DIRECTOR  HOUSTON- GLOBE NEWSWIRE—August 22, 2019-NCS Multistage Holdings, Inc. (“NCS” or the “Company”) (NASDAQ:NCSM) announced today that the Board of Directors (the “Board”) has appointed Valerie Mitchell as a new

August 22, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  August 20, 2019 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpora

August 6, 2019 EX-10.3

Second Amendment to NCS Multistage Holdings, Inc. Employee Stock Purchase Plan for Non-U.S. Employees (incorporated by reference to Exhibit 10.3 to the Company’s Quarterly Report on Form 10-Q (File No. 001-38071) filed on August 6, 2019).

Exhibit 10.3 NCS MULTISTAGE HOLDINGS, INC. EMPLOYEE STOCK PURCHASE PLAN FOR NON-US EMPLOYEES (As Effective August 3, 2017) Second Amendment NCS Multistage Holdings, Inc., a Delaware corporation (the “Company”), having reserved to the Company’s Compensation, Nominating and Governance Committee (the “Committee”) the right under Section 18.8 of the NCS Multistage Holdings, Inc. Employee Stock Purchas

August 6, 2019 EX-10.2

Second Amendment to NCS Multistage Holdings, Inc. Employee Stock Purchase Plan for U.S. Employees (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q (File No. 001-38071) filed on August 6, 2019).

Exhibit 10.2 NCS MULTISTAGE HOLDINGS, INC. EMPLOYEE STOCK PURCHASE PLAN FOR US EMPLOYEES (As Effective August 3, 2017) Second Amendment NCS Multistage Holdings, Inc., a Delaware corporation (the “Company”), having reserved to the Company’s Compensation, Nominating and Governance Committee (the “Committee”) the right under Section 18.8 of the NCS Multistage Holdings, Inc. Employee Stock Purchase Pl

August 6, 2019 10-Q

NCSM / NCS Multistage Holdings, Inc. 10-Q - Quarterly Report - 10-Q

Table of Contents  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 5, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  August 5, 2019 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporat

August 5, 2019 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2019 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2019 RESULTS  Second Quarter Results  · Total revenue of $39.8 million, an 8% year-over-year decrease · U.S. revenue of $26.7 million, a 3% year-over-year decrease; U.S. product revenues of $21.1 million, a 29% year-over-y

May 24, 2019 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  May 23, 2019 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporatio

May 7, 2019 10-Q

NCSM / NCS Multistage Holdings, Inc. 10-Q Quarterly Report 10-Q

Table of Contents  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 6, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  May 1, 2019 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation

May 6, 2019 EX-10.1

Second Amended and Restated Credit Agreement, dated as of May 1, 2019, by and among NCS Multistage Holdings, Inc., Pioneer Intermediate, Inc., Pioneer Investment, Inc., NCS Multistage Inc., Wells Fargo Bank, National Association, Wells Fargo Bank, National Association, Canadian Branch, and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on May 6, 2019).

Exhibit 10.1 Execution Version SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of May 1, 2019, among NCS MULTISTAGE HOLDINGS, INC. as Parent, PIONEER INTERMEDIATE, INC. as Intermediate Parent, PIONEER INVESTMENT, INC. as US Borrower, NCS MULTISTAGE INC. as Canadian Borrower, WELLS FARGO BANK, NATIONAL ASSOCIATION, as US Administrative Agent, Issuing Lender and Swing Line Lender, WELLS FARGO

May 6, 2019 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2019 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2019 RESULTS  First Quarter Results  · Total revenue of $52.9 million, a 25% year-over-year decrease · U.S. revenue of $25.3 million, a 15% increase from the prior year first quarter · Net loss of $(12.0) million and adjust

May 6, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  May 6, 2019 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation

April 9, 2019 DEFA14A

NCSM / NCS Multistage Holdings, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 9, 2019 DEF 14A

NCSM / NCS Multistage Holdings, Inc. DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 8, 2019 EX-10.17

Form of Equivalent Stock Unit Award Agreement under the 2017 Equity Incentive Plan for non-executives (incorporated by reference to Exhibit 10.17 to the Company’s Annual Report on Form 10-K (File No. 001-38071) filed on March 8, 2019).

Exhibit 10.17 NON-EXECUTIVE FORM NCS MULTISTAGE HOLDINGS, INC. 2017 Equity Incentive Plan  Equivalent Stock Unit Award Agreement  This Equivalent Stock Unit Award Agreement (this “Agreement”) is made by and between NCS Multistage Holdings, Inc., a Delaware corporation (the “Company”), and [ ] (the “Participant”), effective as of [ ] (the “Date of Grant”).  RECITALS  WHEREAS, the Company has ad

March 8, 2019 10-K

NCSM / NCS Multistage Holdings, Inc. 10-K (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38

March 8, 2019 EX-21.1

List of subsidiaries of the Company.

 Exhibit 21.1  SUBSIDIARIES OF NCS MULTISTAGE HOLDINGS, INC.    Subsidiary State or Other Jurisdiction of Formation Pioneer Intermediate, Inc. Delaware Pioneer Investment, Inc. Delaware Pioneer NCS Energy Holdco, LLC Texas NCS Multistage, LLC Texas NCS Multistage Norge Norway Repeat Precision, LLC Texas RJ Machine Mexico, S. de R.L. de C.V. Mexico NCS International, LLC Texas NCS Internationa

March 7, 2019 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2018 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2018 RESULTS  Fourth Quarter Highlights  · Total revenue of $50.2 million, consistent with the prior year fourth quarter · U.S. revenue of $27.5 million, a 36% increase from the prior year fourth quarter · Ne

March 7, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  March 7, 2019 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporati

March 4, 2019 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  February 28, 2019 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpo

March 4, 2019 EX-10.1

Form of Restricted Stock Unit Award Agreement under the 2017 Equity Incentive Plan for directors (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on March 4, 2019).

Exhibit 10.1 DIRECTOR FORM NCS MULTISTAGE HOLDINGS, INC. 2017 Equity Incentive Plan  Restricted Stock Unit Award Agreement  This Restricted Stock Unit Award Agreement (this “Agreement”) is made by and between NCS Multistage Holdings, Inc., a Delaware corporation (the “Company”), and [ ] (the “Participant”), effective as of [ ] (the “Date of Grant”).  RECITALS  WHEREAS, the Company has adopted

March 4, 2019 EX-10.2

Form of Equivalent Stock Unit Award Agreement under the 2017 Equity Incentive Plan for executives (incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K filed on March 4, 2019).

Exhibit 10.2 EXECUTIVE FORM NCS MULTISTAGE HOLDINGS, INC. 2017 Equity Incentive Plan  Equivalent Stock Unit Award Agreement  This Equivalent Stock Unit Award Agreement (this “Agreement”) is made by and between NCS Multistage Holdings, Inc., a Delaware corporation (the “Company”), and [ ] (the “Participant”), effective as of [ ] (the “Date of Grant”).  RECITALS WHEREAS, the Company has adopted t

February 19, 2019 8-K

Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  February 15, 2019 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incor

February 7, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  February 7, 2019 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorp

February 7, 2019 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. PROVIDES FOURTH QUARTER 2018 AND OPERATIONAL UPDATE

Exhibit 99.1   NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. PROVIDES FOURTH QUARTER 2018 AND OPERATIONAL UPDATE  HOUSTON, Feb. 07, 2019 (GLOBE NEWSWIRE) - NCS Multistage Holdings, Inc. (NASDAQ:NCSM) (the “Company,” “NCS,” “we” or “us”), a leading provider of highly engineered products and support services t

November 19, 2018 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  November 14, 2018 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incor

November 19, 2018 EX-10.1

First Amendment to NCS Multistage Holdings, Inc. Employee Stock Purchase Plan for U.S. Employees (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on November 19, 2018).

Exhibit 10.1 NCS MULTISTAGE HOLDINGS, INC. EMPLOYEE STOCK PURCHASE PLAN FOR US EMPLOYEES FIRST AMENDMENT NCS Multistage Holdings, Inc., a Delaware corporation (the “Company”), having reserved to the Company’s Compensation, Nominating and Governance Committee (the “Committee”) the right under Section 18.8 of the NCS Multistage Holdings, Inc. Employee Stock Purchase Plan for US Employees, as effecti

November 19, 2018 EX-10.2

First Amendment to NCS Multistage Holdings, Inc. Employee Stock Purchase Plan for Non-U.S. Employees (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on November 19, 2018).

Exhibit 10.2 NCS MULTISTAGE HOLDINGS, INC. EMPLOYEE STOCK PURCHASE PLAN FOR NON-US EMPLOYEES FIRST AMENDMENT NCS Multistage Holdings, Inc., a Delaware corporation (the “Company”), having reserved to the Company’s Compensation, Nominating and Governance Committee (the “Committee”) the right under Section 18.8 of the NCS Multistage Holdings, Inc. Employee Stock Purchase Plan for Non-US Employees, as

November 19, 2018 SC 13D

NCSM / NCS Multistage Holdings, Inc. / Nipper Robert - SC 13D Activist Investment

SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* NCS Multistage Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of class of securities) 628877-10-2 (CUSIP number) Robert Nipper c/o NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070

November 7, 2018 10-Q

NCSM / NCS Multistage Holdings, Inc. 10-Q (Quarterly Report)

Table of Contents  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 6, 2018 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2018 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2018 RESULTS  Third Quarter Highlights  · Total revenue of $62.7 million, a 12% year-over-year increase · Net income of $6.3 million; adjusted net income of $5.4 million · Earnings per diluted share of $0.13 and adjusted ea

November 6, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  November 6, 2018 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpor

October 10, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  October 9, 2018 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpo

October 10, 2018 EX-10.1

Amendment No. 3 to Amended and Restated Credit Agreement, dated as of October 9, 2018, by and among NCS Multistage Holdings, Inc., Pioneer Intermediate, Inc., Pioneer Investment, Inc., NCS Multistage Inc., Wells Fargo Bank, National Association, Wells Fargo Bank, National Association, Canadian Branch, and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on October 10, 2018).

Exhibit 10.1 AMENDMENT NO. 3 TO AMENDED AND RESTATED CREDIT AGREEMENT  This AMENDMENT NO. 3 TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Agreement”) dated as of October 9, 2018, (the “Effective Date”) is by and among NCS Multistage Holdings, Inc., a Delaware corporation (the “Parent”), Pioneer Intermediate, Inc., a Delaware corporation (the “Intermediate Parent”), Pioneer Investment, Inc., a D

August 8, 2018 10-Q

NCSM / NCS Multistage Holdings, Inc. 10-Q (Quarterly Report)

Table of Contents  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 7, 2018 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2018 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES SECOND QUARTER 2018 RESULTS  Second Quarter Highlights  · Total revenue of $43.4 million, an 18% year-over-year increase · Net loss of $(4.1) million; adjusted net loss of $(4.0) million · Loss per diluted share and adjusted loss per dil

August 7, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  August 7, 2018 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporat

May 31, 2018 S-3/A

NCSM / NCS Multistage Holdings, Inc. S-3/A

S-3/A Table of Contents As filed with the Securities and Exchange Commission on May 31, 2018 Registration No.

May 24, 2018 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  May 23, 2018 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporat

May 11, 2018 10-Q

NCSM / NCS Multistage Holdings, Inc. 10-Q (Quarterly Report)

Table of Contents  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 7, 2018 S-3

Powers of Attorney (included in the signature pages).

S-3 Table of Contents As filed with the Securities and Exchange Commission on May 7, 2018 Registration No.

May 7, 2018 EX-99.1

UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION

Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION The following unaudited pro forma condensed consolidated statement of operations for the year ended December 31, 2017 combines the historical consolidated statements of operations for NCS Multistage Holdings, Inc. (“NCS”) and Spectrum Tracer Services, LLC (“Spectrum”), giving effect to the acquisition of Spectrum and rel

May 7, 2018 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K/A Amendment No. 2 CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  August 31, 2017 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdi

May 7, 2018 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2018 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FIRST QUARTER 2018 RESULTS  First Quarter Highlights  · Total revenue of $70.7 million, a 21% year-over-year increase · Net income of $11.0 million; adjusted net income of $9.8 million · Earnings per diluted share of $0.23; adjusted earn

May 7, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  May 7, 2018 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorporation

April 11, 2018 DEFA14A

NCSM / NCS Multistage Holdings, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 11, 2018 DEF 14A

NCSM / NCS Multistage Holdings, Inc. DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 9, 2018 10-K

NCSM / NCS Multistage Holdings, Inc. 10-K (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38

March 9, 2018 EX-10.11

Form of Stock Option Award Agreement under the 2017 Equity Incentive Plan for executives (incorporated by reference to Exhibit 10.11 to the Company’s Annual Report on Form 10-K (File No. 001-38071) filed on March 9, 2018).

Exhibit 10.11 EXECUTIVE FORM NCS MULTISTAGE HOLDINGS, INC. 2017 Equity Incentive Plan  Stock Option Award Agreement  This Stock Option Award Agreement (this “Agreement”) is made by and between NCS Multistage Holdings, Inc., a Delaware corporation (the “Company”), and [ ] (the “Participant”), effective as of [ ] (the “Date of Grant”).  RECITALS  WHEREAS, the Company has adopted the NCS Multista

March 9, 2018 EX-10.10

Form of Performance Stock Unit Award Agreement under the 2017 Equity Incentive Plan for executives (incorporated by reference to Exhibit 10.10 to the Company’s Annual Report on Form 10-K (File No. 001-38071) filed on March 9, 2018).

Exhibit 10.10 EXECUTIVE FORM NCS MULTISTAGE HOLDINGS, INC. 2017 Equity Incentive Plan  Performance Stock Unit Award Agreement This Performance Stock Unit Award Agreement (this “Agreement”) is made by and between NCS Multistage Holdings, Inc., a Delaware corporation (the “Company”), and [ ] (the “Participant”), effective as of [ ] (the “Date of Grant”). RECITALS  WHEREAS, the Company has adopted

March 9, 2018 EX-10.9

Form of Restricted Stock Unit Award Agreement under the 2017 Equity Incentive Plan for executives (incorporated by reference to Exhibit 10.9 to the Company’s Annual Report on Form 10-K (File No. 001-38071) filed on March 9, 2018).

Exhibit 10.9 EXECUTIVE FORM NCS MULTISTAGE HOLDINGS, INC. 2017 Equity Incentive Plan  Restricted Stock Unit Award Agreement  This Restricted Stock Unit Award Agreement (this “Agreement”) is made by and between NCS Multistage Holdings, Inc., a Delaware corporation (the “Company”), and [ ] (the “Participant”), effective as of [ ] (the “Date of Grant”).  RECITALS  WHEREAS, the Company has adopted

March 9, 2018 EX-10.15

Amended and Restated Employment Agreement between NCS Multistage Inc. and Marty Stromquist, dated as of August 3, 2017 (incorporated by reference to Exhibit 10.15 to the Company’s Annual Report on Form 10-K (File No. 001-38071) filed on March 9, 2018).

Exhibit 10.15 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of August 3, 2017 (the “Effective Date”), by and between Marty Stromquist (“Executive”) and NCS Multistage Inc., a corporation incorporated pursuant to the laws of Alberta (the “Company”). WHEREAS, the Executive is currently party to that certain employment a

March 9, 2018 EX-21.1

List of subsidiaries of the Company.

 Exhibit 21.1  SUBSIDIARIES OF NCS MULTISTAGE HOLDINGS, INC.    Subsidiary State or Other Jurisdiction of Formation Pioneer Intermediate, Inc. Delaware Pioneer Investment, Inc. Delaware Pioneer NCS Energy Holdco, LLC Texas NCS Multistage, LLC Texas Repeat Precision, LLC Texas RJ Machine Mexico, S. de R.L. de C.V. Mexico NCS International, LLC Texas NCS International 2, LLC Texas NCS Multistag

March 8, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K CURRENT REPORT  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  March 8, 2018 Date of Report (Date of earliest event reported)  NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter)   Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpora

March 8, 2018 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2017 RESULTS

Exhibit 99.1   NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2017 RESULTS  Fourth Quarter Highlights  · Total revenue of $50.2 million, a 42% period-over-period increase · Net loss of $(3.3) million; adjusted net income of $0.4 million · Loss per diluted share of $(0.0

February 20, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

2018 8-K for Credit Amendment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 20, 2018 EX-10.1

Amendment No. 2 to Amended and Restated Credit Agreement, dated as of February 16, 2018, by and among NCS Multistage Holdings, Inc., Pioneer Intermediate, Inc., Pioneer Investment, Inc., NCS Multistage Inc., Wells Fargo Bank, National Association, Wells Fargo Bank, National Association, Canadian Branch, and the lenders party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on February 16, 2018).

Exhibit 10.1 Exhibit 10.1 AMENDMENT NO. 2 TO AMENDED AND RESTATED CREDIT AGREEMENT ? This AMENDMENT NO. 2 TO AMENDED AND RESTATED CREDIT AGREEMENT (this ?Agreement?) dated as of February 16, 2018, (the ?Effective Date?) is by and among NCS Multistage Holdings, Inc., a Delaware corporation (the ?Parent?), Pioneer Intermediate, Inc., a Delaware corporation (the ?Intermediate Parent?), Pioneer Invest

February 14, 2018 8-K

NCSM / NCS Multistage Holdings, Inc. 8-K (Current Report)

2017 8-K Cemblend Shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 12, 2018 SC 13G

NCSM / NCS Multistage Holdings, Inc. / ADVENT INTERNATIONAL CORP/MA - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* NCS Multistage Holdings, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 628877102 (CUSIP Number) Richard Terranova, Advent International 800 Boylston Street, Boston MA 02199 (Name, Address and Telephone

February 5, 2018 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. PROVIDES FOURTH QUARTER 2017 AND OPERATIONAL UPDATE

2017 Q4 Preliminary Exhibit 99.1 Exhibit 99.1 ? ? NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070 ? PRESS RELEASE ? NCS MULTISTAGE HOLDINGS, INC. PROVIDES FOURTH QUARTER 2017 AND OPERATIONAL UPDATE ? February 5, 2018 ? Houston, Texas ? NCS Multistage Holdings, Inc. (NASDAQ: NCSM) (?NCS? or the ?Company?), a leading provider of highly engineered products and su

February 5, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

2017 Q4 8-K for Preliminary Financial Results UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 14, 2017 10-Q

NCSM / NCS Multistage Holdings, Inc. 10-Q (Quarterly Report)

Table of Contents  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 13, 2017 EX-99.2

 SPECTRUM TRACER SERVICES, LLC CONSOLIDATED FINANCIAL STATEMENTS JUNE 30, 2017

Exhibit 99.2 ? ? ? ? SPECTRUM TRACER SERVICES, LLC ? CONSOLIDATED FINANCIAL STATEMENTS ? JUNE 30, 2017 (Unaudited) ? ? ? ? CONTENTS ? ? ? Consolidated Balance Sheets 1 ? Consolidated Statements of Income and Comprehensive Income 2 ? Consolidated Statements of Cash Flows 3 ? Notes to Consolidated Financial Statements 4 ? ? ? SPECTRUM TRACER SERVICES, LLC ? CONSOLIDATED BALANCE SHEETS ? ? ? ? ? ? ?

November 13, 2017 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? FORM 8-K/A CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? August 31, 2017 Date of Report (Date of earliest event reported) ? NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) ? ? Delaware 001-38071 46-1527455 (State or other jurisdiction of incor

November 13, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? November 13, 2017 Date of Report (Date of earliest event reported) ? NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) ? ? Delaware 001-38071 46-1527455 (State or other jurisdiction of incor

November 13, 2017 EX-99.1

 SPECTRUM TRACER SERVICES, LLC CONSOLIDATED FINANCIAL STATEMENTS DECEMBER 31, 2016 INDEPENDENT AUDITOR'S REPORT

Exhibit 99.1 ? ? ? ? SPECTRUM TRACER SERVICES, LLC ? CONSOLIDATED FINANCIAL STATEMENTS ? DECEMBER 31, 2016 ? WITH ? INDEPENDENT AUDITOR'S REPORT ? ? ? ? CONTENTS ? ? ? ? Independent Auditor's Report 1 ? Consolidated Balance Sheet 3 ? Consolidated Statement of Income and Comprehensive Income 4 ? Consolidated Statement of Changes in Members' Equity 5 ? Consolidated Statement of Cash Flows 6 ? Notes

November 13, 2017 EX-99.3

UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION

Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The unaudited pro forma condensed combined statements of operations for the six months ended June 30, 2017 and for the year ended December 31, 2016 combines the historical consolidated statements of operation for NCS Multistage Holdings, Inc. (?NCS?) and Spectrum Tracer Services, LLC (?Spectrum?), giving effect to the acquis

November 13, 2017 EX-99.1

NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2017 RESULTS

Exhibit 99.1 ? ? NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070 ? PRESS RELEASE ? NCS MULTISTAGE HOLDINGS, INC. ANNOUNCES THIRD QUARTER 2017 RESULTS ? Third Quarter Highlights ? ? Total revenue of $56.0 million, a 95% year-over-year increase ? Net income of $3.4 million, a $3.7 million improvement from the prior year ? Earnings per diluted share of $0.07; adj

September 1, 2017 EX-99.1

NCS MULTISTAGE FINALIZES ACQUISITION OF SPECTRUM TRACER SERVICES

EX-99.1 4 ncsm-20170831xex991.htm EX-99.1 Exhibit 99.1  NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070  PRESS RELEASE  NCS MULTISTAGE FINALIZES ACQUISITION OF SPECTRUM TRACER SERVICES HOUSTON, Sept. 1, 2017 (GLOBE NEWSWIRE) - NCS Multistage Holdings, Inc. (NASDAQ:NCSM) (“NCS” or the “Company”) announced today that it has finalized its acquisition of Spectr

September 1, 2017 EX-10.1

Contribution Agreement by and among NCS Multistage Holdings, Inc. and certain unitholders of Spectrum Tracer Services, LLC, as identified therein, dated as of August 31, 2017 (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on September 1, 2017).

EX-10.1 2 ncsm-20170831xex101.htm EX-10.1 Exhibit 10.1 Execution Version CONTRIBUTION AGREEMENT  This Contribution Agreement (this “Agreement”), dated as of August 31, 2017, is made by and among NCS Multistage Holdings, Inc., a Delaware corporation (“Pioneer Parent”), each of the members of Spectrum Tracer Services, LLC, an Oklahoma limited liability company (the “Company”), executing this Agreem

September 1, 2017 EX-10.2

Amendment No. 1 to Amended and Restated Credit Agreement, dated as of August 31, 2017, by and among NCS Multistage Holdings, Inc., Pioneer Intermediate, Inc., Pioneer Investment, Inc., NCS Multistage Inc., Wells Fargo Bank, National Association, Wells Fargo Bank, National Association, Canadian Branch, and the lenders party thereto (incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K filed on September 1, 2017).

Exhibit 10.2 AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT ? This AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT (this ?Agreement?) dated as of August 31, 2017, (the ?Effective Date?) is by and among NCS Multistage Holdings, Inc., a Delaware corporation (the ?Parent?), Pioneer Intermediate, Inc., a Delaware corporation (the ?Intermediate Parent?), Pioneer Investment, Inc., a D

September 1, 2017 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? August 31, 2017 Date of Report (Date of earliest event reported) ? NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) ? ? Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpo

August 30, 2017 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? FORM 8-K CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? August 30, 2017 Date of Report (Date of earliest event reported) ? NCS Multistage Holdings, Inc. (Exact name of Registrant as specified in its charter) ? ? Delaware 001-38071 46-1527455 (State or other jurisdiction of incorpo

August 30, 2017 EX-99.1

NCS MULTISTAGE TO ACQUIRE SPECTRUM TRACER SERVICES, ADDING TRACER DIAGNOSTICS CAPABILITIES

Exhibit 99.1 ? NCS Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston, Texas 77070 ? PRESS RELEASE ? NCS MULTISTAGE TO ACQUIRE SPECTRUM TRACER SERVICES, ADDING TRACER DIAGNOSTICS CAPABILITIES ? Strengthens completions offering with complementary tracer diagnostics services ? Potential acceleration of NCS and Spectrum growth opportunities ? Consideration primarily funded with cash

August 30, 2017 EX-2.1

Agreement and Plan of Merger by and among Spectrum Tracer Services, LLC, NCS Multistage Holdings, Inc., Pioneer Investment, Inc., Spartan Merger Sub, LLC and STSR LLC, dated as of August 30, 2017 (incorporated by reference to Exhibit 2.1 to the Company’s Form 8-K filed on August 30, 2017).

Exhibit 2.1 Execution Version    AGREEMENT AND PLAN OF MERGER  by and among  NCS MULTISTAGE HOLDINGS, INC.,  PIONEER INVESTMENT, INC.,  SPARTAN MERGER SUB, LLC,  SPECTRUM TRACER SERVICES, LLC  and  STSR LLC, in its capacity as Representative   Dated as of August 30, 2017  TABLE OF CONTENTS    Page Article I DEFINED TERMS 2 1.1 Definitions 2 Article II THE MERGER 24 2.1 Merger 24

August 25, 2017 S-8

As filed with the Securities and Exchange Commission on August 25, 2017

As filed with the Securities and Exchange Commission on August 25, 2017 Registration No.

August 25, 2017 EX-4.1

NCS Multistage Holdings, Inc. Employee Stock Purchase Plan for U.S. Employees (incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on Form S-8 (File No. 333-220165) filed on August 25, 2017).

Exhibit 4.1 NCS MULTISTAGE HOLDINGS, INC. EMPLOYEE STOCK PURCHASE PLAN FOR US EMPLOYEES 1. Purpose. This NCS Multistage Holdings, Inc. Employee Stock Purchase Plan (the ?Plan?) is intended to provide employees of the Company and its Participating Subsidiaries with an opportunity to acquire a proprietary interest in the Company through the purchase of shares of Common Stock. The Company intends tha

August 25, 2017 EX-4.2

NCS Multistage Holdings, Inc. Employee Stock Purchase Plan for Non-U.S. Employees (incorporated by reference to Exhibit 4.2 to the Company’s Registration Statement on Form S-8 (File No. 333-220165) filed on August 25, 2017).

Exhibit 4.2 NCS MULTISTAGE HOLDINGS, INC. EMPLOYEE STOCK PURCHASE PLAN FOR NON-US EMPLOYEES 1. Purpose. This NCS Multistage Holdings, Inc. Employee Stock Purchase Plan (the ?Plan?) is intended to provide employees of the Company and its Participating Subsidiaries with an opportunity to acquire a proprietary interest in the Company through the purchase of shares of Common Stock. 2. Definitions. ?Be

August 9, 2017 EX-10.4

Amended and Restated Employment Agreement between NCS Multistage Holdings, Inc. and Wade Bitter, dated as of August 3, 2017 (incorporated by reference to Exhibit 10.4 to the Company’s Form 8-K filed on August 9, 2017).

Exhibit 10.4 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of August 3, 2017 (the “Effective Date”), by and between Wade Bitter (“Executive”) and NCS Multistage Holdings, Inc. (the “Company”). WHEREAS, the Executive is currently party to that certain employment agreement with the Company, dated as of February 1, 2017

Other Listings
DE:MUH0 € ٣٣٫٦٠
Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista