الإحصائيات الأساسية
CIK | 1506001 |
SEC Filings
SEC Filings (Chronological Order)
August 21, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 02, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the |
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May 20, 2025 |
As filed with the Securities and Exchange Commission on May 20, 2025 1933 Act Registration No. |
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May 20, 2025 |
EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V. |
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May 20, 2025 |
Consent of Independent Registered Public Accounting Firm EXHIBIT (14) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Other Service Providers,” “Financial Highlights,” “Appendix A –Agreement and Plan of Reorganization” and “Appendix B – Financial Highlights” in the Combined Information Statement/Prospectus and “Other Third-Party Service Providers to the Fund,” “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust. |
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May 20, 2025 |
EXHIBIT (11) May 20, 2025 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s registration statement on Form N-14 (the “Registration Statement”) to be filed with the U. |
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May 5, 2025 |
Consent of Independent Registered Public Accounting Firm EXHIBIT (14) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Other Service Providers”,” “Financial Highlights,” “Appendix A –Agreement and Plan of Reorganization,” and “Appendix B – Financial Highlights” in the Proxy Statement/Prospectus and “Financial Statements” in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust. |
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May 5, 2025 |
As filed with the Securities and Exchange Commission on May 5, 2025 1933 Act Registration No. |
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May 5, 2025 |
EXHIBIT (11) May 5, 2025 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s registration statement on Form N-14 (the “Registration Statement”) to be filed with the U. |
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May 5, 2025 |
EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V. |
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March 4, 2025 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com March 4, 2025 FILED VIA EDGAR Christina DiAngelo Fettig Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Accounting Comments on the Form N-CSR and other filings for Neuberger Berman ETF Trust (File Nos. 333-261613; 811-23761) - Neuberge |
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January 16, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 27, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the |
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December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the |
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September 6, 2024 |
8-A12B 1 form8-a12b.htm FORM 8-A12B (JAPAN EQUITY ETF) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) |
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August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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August 16, 2024 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com August 16, 2024 FILED VIA EDGAR Raymond Be Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Neuberger Berman ETF Trust (File Nos. 333-261613; 811-23761) -Neuberger Berman Japan Equity ETF Dear Mr. Be: This letter responds to your commen |
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August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the |
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June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the |
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June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the |
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March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the |
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March 1, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Independent Registered Public Accounting Firm”, “Financial Highlights,” “Appendix A – Agreement and Plan of Reorganization,” and “Appendix B – Financial Highlights” in the Combined Information Statement/Prospectus and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust. |
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March 1, 2024 |
EXHIBIT (11) March 1, 2024 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s registration statement on Form N-14 (the “Registration Statement”) to be filed with the U. |
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March 1, 2024 |
EXHIBIT (11) March 1, 2024 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s registration statement on Form N-14 (the “Registration Statement”) to be filed with the U. |
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March 1, 2024 |
EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V. |
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March 1, 2024 |
As filed with the Securities and Exchange Commission on March 1, 2024 1933 Act Registration No. |
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March 1, 2024 |
As filed with the Securities and Exchange Commission on March 1, 2024 1933 Act Registration No. |
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March 1, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Independent Registered Public Accounting Firm”, “Financial Highlights,” “Appendix A – Agreement and Plan of Reorganization,” and “Appendix B – Financial Highlights” in the Combined Information Statement/Prospectus and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust. |
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March 1, 2024 |
EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V. |
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January 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the |
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October 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the |
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September 19, 2023 |
As filed with the Securities and Exchange Commission on September 19, 2023 1933 Act Registration No. |
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September 19, 2023 |
EXHIBIT (11) September 19, 2023 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s registration statement on Form N-14 (the “Registration Statement”) to be filed with the U. |
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September 19, 2023 |
Consent of Independent Registered Public Accounting Firm EXHIBIT (14) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Independent Registered Public Accounting Firm”, “Financial Highlights,” “Appendix A – Agreement and Plan of Reorganization,” and “Appendix B – Financial Highlights” in the Combined Information Statement/Prospectus and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust. |
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September 19, 2023 |
EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V. |
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August 3, 2023 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com August 3, 2023 FILED VIA EDGAR Karen Rossotto Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Comments on the Registration Statement on Form N-14 for Neuberger Berman ETF Trust - Neuberger Berman China Equity ETF - Neuberger Berman Glo |
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June 22, 2023 |
Consent of Independent Registered Public Accounting Firm EXHIBIT (14) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Independent Registered Public Accounting Firm”, “Financial Highlights,” “Appendix A – Agreement and Plan of Reorganization,” and “Appendix B – Financial Highlights” in the Combined Information Statement/Prospectus and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust. |
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June 22, 2023 |
As filed with the Securities and Exchange Commission on June 22, 2023 1933 Act Registration No. |
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June 22, 2023 |
EXHIBIT (11) June 22, 2023 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s registration statement on Form N-14 (the “Registration Statement”) to be filed with the U. |
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June 22, 2023 |
EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V. |
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October 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware 45-3354787 (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of th |
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September 22, 2022 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com September 22, 2022 FILED VIA EDGAR Karen Rossotto Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Comments on the Registration Statement on Form N-14 for Neuberger Berman ETF Trust - Neuberger Berman Commodity Strategy ETF (File Nos. 3 |
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September 20, 2022 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com September 19, 2022 FILED VIA EDGAR Christina DiAngelo Fettig Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Accounting Comments on the Registration Statement on Form N-14 for Neuberger Berman ETF Trust - Neuberger Berman Commodity Str |
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August 15, 2022 |
Consent of Independent Registered Public Accounting Firm EXHIBIT (14) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions ?Independent Registered Public Accounting Firm?, ?Financial Highlights,? ?Appendix A ? Agreement and Plan for Reorganization,? and ?Appendix B ? Financial Highlights? in the Combined Information Statement/Prospectus and ?Independent Registered Public Accounting Firm? and ?Financial Statements? in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust. |
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August 15, 2022 |
EXHIBIT (11) August 15, 2022 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the ?Trust?), in connection with the Trust?s registration statement on Form N-14 (the ?Registration Statement?) to be filed with the U. |
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August 15, 2022 |
EX-99.16 PWR OF ATTY 4 exh99-16.htm EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V. Amato, Corey A. Issing, Brian P. Kerrane, John M. McGovern, Gariel Nahoum, Lori L. Schneider, Jennifer R. Gonzalez, Franklin H. Na, Marguerite W. Laure |
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August 15, 2022 |
As filed with the Securities and Exchange Commission on August 15, 2022 1933 Act Registration No. |
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March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the |
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March 30, 2022 |
[ ] FORM OF AUTHORIZED PARTICIPANT AGREEMENT EX-99.(H)(3) 8 ex99-h3.htm EXHIBIT (h)(3) [ ] FORM OF AUTHORIZED PARTICIPANT AGREEMENT This Authorized Participant Agreement (this “Agreement”) is entered into by and between [ ] (the “Participant”) and Neuberger Berman BD LLC (the “Distributor”), principal underwriter of the Trust and its separate series listed on Annex A hereto (each, a “Fund” and collectively, the “Funds”) and is subject to acc |
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March 30, 2022 |
FORM OF TRANSFER AGENCY AND SERVICE AGREEMENT EXHIBIT (h)(1) FORM OF TRANSFER AGENCY AND SERVICE AGREEMENT THIS AGREEMENT (the ?Agreement?) is made as of the [], 202, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (?State Street? or the ?Transfer Agent?), and Neuberger Berman ETF Trust ], aDelaware statutory trust having its principal office and place of business at 1290 Avenue of the Americas, New York, NY 10104(the ?Trust?). |
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March 30, 2022 |
NEUBERGER BERMAN ETF TRUST TRUST INSTRUMENT SCHEDULE A EXHIBIT (a)(3) NEUBERGER BERMAN ETF TRUST TRUST INSTRUMENT SCHEDULE A Neuberger Berman Carbon Transition & Infrastructure ETF Neuberger Berman Disrupters ETF Neuberger Berman Next Generation Connected Consumer ETF DATED: March 24, 2022 |
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March 30, 2022 |
EXHIBIT (l) Neuberger Berman Europe Holdings LLC 1290 Avenue of the Americas New York, New York 10104-0002 January 3, 2022 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104-0002 Ladies and Gentlemen: We are writing to confirm the purchase of 4,000 shares of Neuberger Berman Disrupters ETF, an initial series of Neuberger Berman ETF Trust, which we have purchased from you at a price of $25. |
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March 30, 2022 |
FORM OF MANAGEMENT AGREEMENT NEUBERGER BERMAN ETF TRUST EXHIBIT (d) FORM OF MANAGEMENT AGREEMENT NEUBERGER BERMAN ETF TRUST This Agreement is made as of , 202, between Neuberger Berman ETF Trust, a Delaware statutory trust (?Trust?), and Neuberger Berman Investment Advisers LLC, a Delaware limited liability company (?Manager?). |
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March 30, 2022 |
EXHIBIT (g) MASTER CUSTODIAN AGREEMENT This Agreement is made as of January 3, 2022 (this ?Agreement?), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a ?Trust?), including, if applicable, each series of the Trust identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof (each such series, a ?Fund?), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the ?Custodian?). |
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March 30, 2022 |
EXHIBIT (o) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST (the ?Trust?), and each of its undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V. |
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March 30, 2022 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT (j) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the caption ?Independent Registered Public Accounting Firm? in the Statement of Additional Information dated March 30, 2022, and included in this Pre-Effective Amendment No. |
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March 30, 2022 |
MANAGEMENT FEE WAIVER AGREEMENT NEUBERGER BERMAN ETF TRUST EXHIBIT (h)(2) MANAGEMENT FEE WAIVER AGREEMENT NEUBERGER BERMAN ETF TRUST Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, New York 10104 Dear Ladies and Gentlemen: Neuberger Berman Carbon Transition & Infrastructure ETF, Neuberger Berman Disrupters ETF, and Neuberger Berman Next Generation Connected Consumer ETF (each, a ?Fund?) are series of Neuberger Berman ETF Trust, a Delaware statutory trust (?Trust?). |
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March 30, 2022 |
As filed with the Securities and Exchange Commission on March 30, 2022 1933 Act Registration No. |
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March 30, 2022 |
FORM OF DISTRIBUTION AGREEMENT EXHIBIT (e) FORM OF DISTRIBUTION AGREEMENT This Distribution Agreement (the ?Agreement?) made this day of , 202, by and between Neuberger Berman ETF Trust (the ?Trust?), a Delaware statutory trust, and Neuberger Berman BD LLC (?Distributor?), a Delaware limited liability company,. |
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March 30, 2022 |
NEUBERGER BERMAN ETF TRUST PLAN PURSUANT TO RULE 12b-1 EXHIBIT (m) NEUBERGER BERMAN ETF TRUST PLAN PURSUANT TO RULE 12b-1 WHEREAS, Neuberger Berman ETF Trust (?Trust?) is an open?end management investment company registered under the Investment Company Act of 1940, as amended (?1940 Act?), and offers for public sale shares of beneficial interest in several series (each series a ?Fund?); WHEREAS, the Trust desires to adopt a plan pursuant to Rule 12b-1 |
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March 30, 2022 |
EXHIBIT (i) K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com March 30, 2022 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, NY 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the ?Trust?), in connection with Pre-Effective Amendment No. 1 (the ?Pre?Effective Amendmen |
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December 10, 2021 |
CERTIFICATE OF TRUST NEUBERGER BERMAN ETF TRUST EXHIBIT (a)(1) CERTIFICATE OF TRUST OF NEUBERGER BERMAN ETF TRUST This Certificate of Trust of Neuberger Berman ETF Trust (the "Trust"), a statutory trust that is to be a registered investment company under the Investment Company Act of 1940, is filed in accordance with the provisions of Chapter 38 of Title 12 of the Delaware Code, 12 Del. |
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December 10, 2021 |
N-1A 1 n1a.htm As filed with the Securities and Exchange Commission on December 9, 2021 1933 Act Registration No. - 1940 Act Registration No. 811-23761 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ X ] Pre-Effective Amendment No. [ ] [ ] Post-Effective Amendment No. [ ] [ ] and/or REGISTRATION STATEMENT U |
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December 10, 2021 |
EXHIBIT (b) NEUBERGER BERMAN ETF TRUST BY-LAWS As Adopted December 8, 2021 TABLE OF CONTENTS ARTICLE I. |
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December 10, 2021 |
NEUBERGER BERMAN ETF TRUST AMENDED AND RESTATED TRUST INSTRUMENT December 8, 2021 Table of Contents EXHIBIT (a)(2) NEUBERGER BERMAN ETF TRUST AMENDED AND RESTATED TRUST INSTRUMENT December 8, 2021 Table of Contents ARTICLE I. |
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December 9, 2021 |
NEUBERGER BERMAN ETF TRUST AMENDED AND RESTATED TRUST INSTRUMENT December 8, 2021 Table of Contents EXHIBIT (a)(2) NEUBERGER BERMAN ETF TRUST AMENDED AND RESTATED TRUST INSTRUMENT December 8, 2021 Table of Contents ARTICLE I. |
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December 9, 2021 |
EXHIBIT (b) NEUBERGER BERMAN ETF TRUST BY-LAWS As Adopted December 8, 2021 TABLE OF CONTENTS ARTICLE I. |
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December 9, 2021 |
N-8A 1 n-8a.htm SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wi |
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December 9, 2021 |
As filed with the Securities and Exchange Commission on December 9, 2021 1933 Act Registration No. |
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December 9, 2021 |
CERTIFICATE OF TRUST NEUBERGER BERMAN ETF TRUST EXHIBIT (a)(1) CERTIFICATE OF TRUST OF NEUBERGER BERMAN ETF TRUST This Certificate of Trust of Neuberger Berman ETF Trust (the "Trust"), a statutory trust that is to be a registered investment company under the Investment Company Act of 1940, is filed in accordance with the provisions of Chapter 38 of Title 12 of the Delaware Code, 12 Del. |