الإحصائيات الأساسية
| LEI | 549300GCEDD8YCF5WU84 |
| CIK | 1059556 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Moody's Corporation
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 19, 2025 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-1 |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 23, 2025 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 23, 2025 |
MOODY'S CORPORATION REPORTS RESULTS FOR SECOND QUARTER 2025 NEW YORK, NY - July 23, 2025 - Moody's Corporation (NYSE: MCO) today announced results for the second quarter 2025 and updated select metrics within its outlook for full year 20251. |
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| July 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 18, 2025 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 15, 2025 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 16, 2025 |
Moody’s Corporation Elects Sumit Dhawan to Board of Directors July 16, 2025 NEW YORK – Moody’s Corporation (NYSE: MCO) has elected Sumit Dhawan to the Company’s Board of Directors, effective July 16, 2025. |
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| June 23, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14037 A. Full title of the plan |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1- |
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| April 23, 2025 |
Exhibit 10.2 [FORM OF NON-QUALIFIED STOCK OPTION GRANT AGREEMENT FOR THE AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES’ STOCK INCENTIVE PLAN] [COMPANY LETTERHEAD] Dear [Participant Name]: Congratulations! I am pleased to inform you that the Board of Directors of Moody’s Corporation (“Moody’s”) awarded you [Quantity Granted] stock options (“options”) with an exercise price of US$[Gran |
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| April 23, 2025 |
Exhibit 10.4 [FORM OF RESTRICTED STOCK UNIT AWARD LETTER FOR THE AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES’ STOCK INCENTIVE PLAN] [COMPANY LETTERHEAD] Dear [Participant Name]: Congratulations! I am pleased to inform you that the Board of Directors of Moody’s Corporation (“Moody’s”) awarded you [Quantity Granted] restricted stock units (“RSUs”) on [Grant Date]. This letter outline |
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| April 23, 2025 |
Exhibit 10.3 [COMPANY LETTERHEAD] [FORM OF PERFORMANCE SHARE LETTER FOR THE AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES’ STOCK INCENTIVE PLAN] Dear [Participant Name]: Congratulations! I am pleased to inform you that the Board of Directors of Moody’s Corporation (“Moody’s”) awarded you [Quantity Granted] performance shares (“Performance Shares”) on [Grant Date]. This letter outline |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2025 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 22, 2025 |
MOODY'S CORPORATION REPORTS RESULTS FOR FIRST QUARTER 2025 NEW YORK, NY - April 22, 2025 - Moody's Corporation (NYSE: MCO) today announced results for the first quarter 2025 and updated select metrics within its outlook for full year 20252. |
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| April 15, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2025 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2025 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 5, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [Amendment No. |
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| March 5, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [Amendment No. |
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| February 14, 2025 |
Company Procedures for Transactions in Company Securities EXHIBIT 19.2 MOODY'S Company Procedures To Avoid Insider Trading The procedures described below are designed to promote compliance with insider trading laws and regulations and applicable listing standards in the context of transactions by Moody’s Corporation (the “Company”) in Company securities. These procedures reflect the Company’s general guidelines, and may be varied or supplemented as deter |
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| February 14, 2025 |
Subsidiaries of the Registrant List of Active Subsidiaries as of December 31, 2024 EXHIBIT 21 SUBSIDIARIES OF MOODY’S CORPORATION The following is a list of active, majority-owned subsidiaries of Moody’s Corporation as of December 31, 2024. |
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| February 14, 2025 |
Securities Trading Policy for Employee Trading of Shares of Moody’s Corporation EXHIBIT 19.1 MOODY'S Compliance Securities Trading Policy Issued by: Moody’s Compliance Department Applicable to: All Employees, Executive Officers and Members of the Board of Directors Scope: Global Last Revision Date: 12 February 2025 This Securities Trading Policy (the “Policy”) sets forth Moody’s restrictions, requirements and expectations for Ownership and Trading of Securities for all Employe |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (MARK ONE) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . COMMISSION FILE NUMBER 1-14037 MOODY’S CORPORA |
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| February 14, 2025 |
EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Moody’s Corporation has three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) our Common Stock; (2) our 1.75% Senior Notes due 2027; and (3) our 0.950% Senior Notes due 2030. DESCRIPTION OF THE |
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| February 13, 2025 |
MOODY'S CORPORATION REPORTS RESULTS FOR FOURTH QUARTER AND FULL YEAR 2024; SETS OUTLOOK FOR 2025 NEW YORK, NY - February 13, 2025 - Moody's Corporation (NYSE: MCO) today announced results for the fourth quarter and full year 2024, provided its outlook for full year 2025 and updated medium-term guidance2. |
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| February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 13, 2025 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 11, 2025 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 12, 2025 |
Moody’s Corporation Executive Officer Cash Severance Policy Executive Officer Cash Severance Policy It is the policy of the Compensation & Human Resources Committee (the “Committee”) of the Board of Directors of Moody’s Corporation (the “Company”) that the Company and its subsidiaries will not enter into any new employment agreement or severance or separation arrangement or agreement with any executive officer of the Company, or establish any new severance plan or policy covering any executive officer of the Company (such agreement, arrangement, plan or policy, a “Severance Arrangement”), in each case, that provides for Cash Severance Benefits (as defined below) exceeding 2. |
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| October 23, 2024 |
Moody’s Corporation Career Transition Plan (Amended and Restated as of October 1, 202 MOODY’S CORPORATION CAREER TRANSITION PLAN Amended and Restated as of October 1, 2024 The Moody’s Corporation Career Transition Plan (the “Plan”) is intended to provide certain eligible employees of Moody’s Corporation (the "Company"), and its participating affiliates, severance benefits in the event of such employee’s Eligible Termination under the terms and conditions set forth in the Plan. |
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| October 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 22, 2024 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 22, 2024 |
MOODY'S CORPORATION REPORTS RESULTS FOR THIRD QUARTER 2024 NEW YORK, NY - October 22, 2024 - Moody's Corporation (NYSE: MCO) today announced results for the third quarter of 2024, and updated its outlook for full year 2024. |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2024 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 5, 2024 |
Exhibit 4.1 MOODY’S CORPORATION as Issuer and COMPUTERSHARE TRUST COMPANY, N.A. as successor to WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee EIGHTEENTH SUPPLEMENTAL INDENTURE Dated as of August 5, 2024 to INDENTURE Dated as of August 19, 2010 5.000% Senior Notes due 2034 TABLE OF CONTENTS Page ARTICLE 1. DEFINITIONS Section 1.1. Definition of Terms 4 ARTICLE 2. GENERAL TERMS AND CONDITIONS O |
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| July 31, 2024 |
$500,000,000 Moody’s Corporation 5.000% Senior Notes due 2034 424B2 Filed Pursuant to Rule 424(b)(2) Registration No. 333-269918 PROSPECTUS SUPPLEMENT (To Prospectus dated February 22, 2023) $500,000,000 Moody’s Corporation 5.000% Senior Notes due 2034 We are offering $500,000,000 aggregate principal amount of our 5.000% Senior Notes due 2034 (the “notes”). The notes will be our senior unsecured obligations, will rank equally with all of our other unsubordin |
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| July 31, 2024 |
Exhibit 107 Calculation of Filing Fee Tables 424 (b)( 2 ) (Form Type) Moody's Corporation (Exact Name of Registrant as Specified in i ts Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee (1) Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Debt 5. |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2024 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 31, 2024 |
Exhibit 1.1 UNDERWRITING AGREEMENT $500,000,000 5.000% Senior Notes due 2034 Moody’s Corporation July 29, 2024 BofA Securities, Inc. One Bryant Park New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 HSBC Securities (USA) Inc. 66 Hudson Boulevard New York, New York 10001 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies |
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| July 29, 2024 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. 333-269918 Pricing Term Sheet Moody’s Corporation Pricing Term Sheet July 29, 2024 Issuer: Moody’s Corporation Trade Date: July 29, 2024 Settlement Date: August 5, 2024 (T+5) Ratings:* BBB+ by Standard & Poor’s Rating Services BBB+ by Fitch Ratings 5.000% Senior Notes due 2034 (the “Notes”) Principal Amount: $500,000,000 |
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| July 29, 2024 |
Subject to Completion, dated July 29, 2024 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-269918 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933. The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus |
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| July 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-1 |
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| July 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 23, 2024 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 23, 2024 |
MOODY'S CORPORATION REPORTS RESULTS FOR SECOND QUARTER 2024 NEW YORK, NY - July 23, 2024 - Moody's Corporation (NYSE: MCO) today announced results for the second quarter of 2024, and updated select metrics within its outlook for full year 2024. |
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| June 26, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14037 A. Full title of the plan |
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| May 6, 2024 |
Exhibit 10.1 EXECUTION COPY CREDIT AGREEMENT dated as of May 6, 2024 among MOODY’S CORPORATION The Borrowing Subsidiaries Party Hereto The Lenders Party Hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent, BANK OF AMERICA, N.A., CITIBANK, N.A. and HSBC BANK USA, NATIONAL ASSOCIATION as Co-Syndication Agents and BNP PARIBAS, MIZUHO BANK, LTD., TD BANK, N.A. and WELLS FARGO BANK, NATIONAL ASSO |
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| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2024 MOODY’S CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 2, 2024 |
[COMPANY LETTERHEAD] [FORM OF MOODY’S ANALYTICS, INC. STRATEGIC INCENTIVE AWARD LETTER FOR THE AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES‘ STOCK INCENTIVE PLAN] Dear [Participant Name]: Congratulations! I am pleased to inform you that the Board of Directors of Moody’s Corporation (“Moody’s”) awarded you [Quantity Granted] performance shares (“Performance Shares”) on [Grant Date]. |
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| May 2, 2024 |
[COMPANY LETTERHEAD] [FORM OF SPECIAL LONG-TERM INCENTIVE AWARD LETTER FOR THE AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES’ STOCK INCENTIVE PLAN] Dear [Participant Name]: Congratulations! I am pleased to inform you that the Board of Directors of Moody’s Corporation (“Moody’s”, the “Company”) awarded you [Quantity Granted] performance shares (“Performance Shares”) on [Grant Date]. |
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| May 2, 2024 |
MOODY’S CORPORATION CAREER TRANSITION PLAN Amended and Restated as of March 1, 2024 The Moody’s Corporation Career Transition Plan (the “Plan”) is intended to provide certain eligible employees of Moody’s Corporation (the "Company"), and its participating affiliates, severance benefits in the event of such employee’s Eligible Termination under the terms and conditions set forth in the Plan. |
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| May 2, 2024 |
[COMPANY LETTERHEAD] [FORM OF SPECIAL NON-QUALIFIED STOCK OPTION GRANT AGREEMENT FOR THE AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES’ STOCK INCENTIVE PLAN] Dear [Participant Name]: Congratulations! I am pleased to inform you that the Board of Directors of Moody’s Corporation (“Moody’s”) awarded you [Quantity Granted] stock options (“options”) with an exercise price of US$[Grant Price] on [Grant Date]. |
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| May 2, 2024 |
MOODY'S CORPORATION REPORTS RESULTS FOR FIRST QUARTER 2024 NEW YORK, NY - May 2, 2024 - Moody's Corporation (NYSE: MCO) today announced results for the first quarter of 2024, and updated select metrics within its outlook for full year 2024. |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1- |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2024 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 2, 2024 |
[COMPANY LETTERHEAD] [FORM OF MOODY’S INVESTORS SERVICE, INC. STRATEGIC INCENTIVE AWARD LETTER FOR THE AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES‘ STOCK INCENTIVE PLAN] Dear [Participant Name]: Congratulations! I am pleased to inform you that the Board of Directors of Moody’s Corporation (“Moody’s”) awarded you [Quantity Granted] performance shares (“Performance Shares”) on [Grant |
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| April 19, 2024 |
Exhibit 3.2 April 17, 2024 AMENDED AND RESTATED BY-LAWS OF MOODY’S CORPORATION ARTICLE I STOCKHOLDERS Section. 1. The annual meeting of the stockholders of the corporation for the purpose of electing directors and for the transaction of such other business as may properly be brought before the meeting shall be held on such date, and at such time and place (if any) within or without the State of De |
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| April 19, 2024 |
Exhibit 3.3 RESTATED CERTIFICATE OF INCORPORATION OF MOODY’S CORPORATION (Originally incorporated on April 8, 1998 under the name The New Dun & Bradstreet Corporation) FIRST: The name of the corporation is Moody’s Corporation. SECOND: The registered office of the corporation in the State of Delaware is located at 1209 Orange Street, in the City of Wilmington, County of New Castle (19801); and the |
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| April 19, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 16, 2024 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 19, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION OF MOODY’S CORPORATION Moody’s Corporation, a Delaware corporation (the “Corporation”), hereby certifies that: 1. Article Eighth of the Restated Certificate of Incorporation of the Corporation is hereby amended in its entirety to read as follows: EIGHTH: Any action required or permitted to be taken by the holders of the |
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| March 6, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [Amendment No. |
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| March 6, 2024 |
Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [Amendment No. |
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| February 23, 2024 |
Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [Amendment No. |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 20, 2024 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 14, 2024 |
MCO / Moody's Corporation / TCI Fund Management Ltd - MOODYS CORP /DE/ Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G /A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Moody’s Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 615369105 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant t |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (MARK ONE) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . COMMISSION FILE NUMBER 1-14037 MOODY’S CORPORA |
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| February 14, 2024 |
EXHIBIT 10.3.2.3 [FORM OF NON-QUALIFIED STOCK OPTION GRANT AGREEMENT FOR THE AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES’ STOCK INCENTIVE PLAN] [COMPANY LETTERHEAD] Dear [Participant Name]: Congratulations! I am pleased to inform you that the Board of Directors of Moody’s Corporation (“Moody’s”) awarded you [Quantity Granted] stock options (“options”) with an exercise price of US$[ |
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| February 14, 2024 |
Subsidiaries of the Registrant List of Active Subsidiaries as of December 31, 2023 EXHIBIT 21 SUBSIDIARIES OF MOODY’S CORPORATION The following is a list of active, majority-owned subsidiaries of Moody’s Corporation as of December 31, 2023. |
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| February 14, 2024 |
EXHIBIT 10.3.3.3 [FORM OF PERFORMANCE SHARE AWARD LETTER FOR THE AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES’ STOCK INCENTIVE PLAN] [COMPANY LETTERHEAD] Dear [Participant Name]: Congratulations! I am pleased to inform you that the Board of Directors of Moody’s Corporation (“Moody’s”) awarded you [Quantity Granted] performance shares (“Performance Shares”) on [Grant Date]. This lett |
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| February 14, 2024 |
EXHIBIT 10.3.4.3 [FORM OF RESTRICTED STOCK UNIT AWARD LETTER FOR THE AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES’ STOCK INCENTIVE PLAN] [COMPANY LETTERHEAD] Dear [Participant Name]: Congratulations! I am pleased to inform you that the Board of Directors of Moody’s Corporation (“Moody’s”) awarded you [Quantity Granted] restricted stock units (“RSUs”) on [Grant Date]. This letter out |
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| February 14, 2024 |
Moody’s Corporation Comprehensive Clawback Policy Exhibit 97.1 Moody’s Corporation Comprehensive Clawback Policy Issued by: Moody’s Legal Department Applicable to: Employees, including Covered Executives (defined below) Scope: Global Effective Date: October 2, 2023 POLICY With respect to any Incentive-Based Compensation Received by a Covered Executive on or after October 2, 2023 (with each capitalized term having the meaning set forth below), it |
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| February 13, 2024 |
Moody’s Names Noémie Heuland as Chief Financial Officer Exhibit 99.2 Moody’s Names Noémie Heuland as Chief Financial Officer NEW YORK, NY - February 13, 2024 - Moody's Corporation (NYSE: MCO) announced today that Noémie Heuland will join the Company on April 1, 2024 as Senior Vice President and Chief Financial Officer (CFO). Ms. Heuland brings nearly 25 years of financial leadership experience at large public companies in the finance and technology spa |
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| February 13, 2024 |
MOODY'S CORPORATION REPORTS RESULTS FOR FOURTH QUARTER AND FULL YEAR 2023; SETS OUTLOOK FOR 2024 NEW YORK, NY - February 13, 2024 - Moody's Corporation (NYSE: MCO) today announced results for the fourth quarter and full year 2023, and provided its outlook for full year 2024. |
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| February 13, 2024 |
MCO / Moody's Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01484-moodyscorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Moody's Corp Title of Class of Securities: Common Stock CUSIP Number: 615369105 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 13, 2024 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 18, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-99 2 p23-2974exhibit99.htm JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K) EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the |
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| December 18, 2023 |
MCO / Moody's Corporation / TCI Fund Management Ltd - MOODY'S CORP Passive Investment SC 13G/A 1 p23-2974sc13ga.htm MOODY'S CORP SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G /A Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Moody’s Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 615369105 (CUSIP Number) December 8, 2023 (Date of Event Which Requires Filing of This Statement) Check the appro |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2023 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 25, 2023 |
MOODY'S CORPORATION REPORTS RESULTS FOR THIRD QUARTER 2023 NEW YORK, NY - October 25, 2023 - Moody's Corporation (NYSE: MCO) today announced results for the third quarter 2023 and updated its outlook for full year 2023. |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2023 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 3, 2023 |
Exhibit 99.1 Moody’s Announces CFO Transition Caroline Sullivan to Serve as Interim CFO Reaffirms Outlook for Full Year 2023 NEW YORK – August 3, 2023 – Moody’s Corporation (NYSE: MCO) today announced that Mark Kaye will step down as Executive Vice President and Chief Financial Officer, effective September 5, 2023, to assume a CFO role at another company. At that time, Caroline Sullivan, Chief Acc |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2023 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 2, 2023 |
As filed with the Securities and Exchange Commission on August 2, 2023 S-8 As filed with the Securities and Exchange Commission on August 2, 2023 Registration No. |
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| August 2, 2023 |
Exhibit 107.1 Calculation of Filing Fee Tables FORM S-8 (Form Type) MOODY’S CORPORATION (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title (1) Fee Calculation Rule (2) Amount Registered Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Common Stock, |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2023 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-1 |
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| July 25, 2023 |
MOODY'S CORPORATION REPORTS RESULTS FOR SECOND QUARTER 2023 NEW YORK, NY - July 25, 2023 - Moody's Corporation (NYSE: MCO) today announced results for the second quarter 2023, and updated its outlook for full year 2023 to reflect stronger-than-expected investment grade issuance, driven by investor demand for high-quality credits. |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2023 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| June 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14037 A. Full title of the plan |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1- |
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| April 25, 2023 |
MOODY'S CORPORATION REPORTS RESULTS FOR FIRST QUARTER 2023 FIRST QUARTER SUMMARY FINANCIALS Moody’s Corporation (MCO) Revenue Moody’s Analytics (MA) Revenue Moody’s Investors Service (MIS) Revenue 1Q 2023 1Q 2023 1Q 2023 $1. |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2023 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 21, 2023 |
Amended and Restated 2001 Moody’s Corporation Key Employees’ Stock Incentive Plan. EX-10.1 Exhibit 10.1 AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES’ STOCK INCENTIVE PLAN 1. Purpose of the Plan The purpose of the Plan is to aid the Company and its Affiliates in securing and retaining key employees of outstanding ability and to motivate such employees to exert their best efforts on behalf of the Company and its Affiliates by providing incentives through the grantin |
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| April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2023 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 8, 2023 |
Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [Amendment No. |
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| March 8, 2023 |
DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [Amendment No. |
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| February 22, 2023 |
Power of Attorney (included on signature page hereto). S-3ASR Table of Contents As filed with the Securities and Exchange Commission on February 22, 2023 Registration No. |
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| February 22, 2023 |
EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ☐ COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of trustee as specified in its ch |
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| February 22, 2023 |
EX-FILING FEES 5 d447764dexfilingfees.htm EX107 Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Moody’s Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offeri |
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| February 15, 2023 |
Amended and Restated 2001 Moody’s Corporation Key Employees’ Stock Incentive Plan EXHIBIT 10.3.1 AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES’ STOCK INCENTIVE PLAN (as amended and restated as of December 20, 2022) 1.Purpose of the Plan The purpose of the Plan is to aid the Company and its Affiliates in securing and retaining key employees of outstanding ability and to motivate such employees to exert their best efforts on behalf of the Company and its Affiliates |
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| February 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (MARK ONE) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . COMMISSION FILE NUMBER 1-14037 MOODY’S CORPORA |
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| February 15, 2023 |
Subsidiaries of the Registrant List of Active Subsidiaries as of December 31, 2022 EXHIBIT 21 SUBSIDIARIES OF MOODY’S CORPORATION The following is a list of active, majority-owned subsidiaries of Moody’s Corporation as of December 31, 2022. |
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| February 15, 2023 |
EXHIBIT 10.3.4.3 [FORM OF RESTRICTED STOCK UNIT AWARD LETTER FOR THE AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES’ STOCK INCENTIVE PLAN] [COMPANY LETTERHEAD] Dear [Participant Name]: Congratulations! I am pleased to inform you that the Board of Directors of Moody’s Corporation (“Moody’s”) awarded you [Quantity Granted] restricted stock units (“RSUs”) on [Grant Date]. This letter out |
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| February 15, 2023 |
EXHIBIT 10.3.3.2 [FORM OF PERFORMANCE SHARE AWARD LETTER FOR THE AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES‘ STOCK INCENTIVE PLAN] [COMPANY LETTERHEAD] Dear [Participant Name]: Congratulations! I am pleased to inform you that the Board of Directors of Moody’s Corporation (“Moody’s”) awarded you [Quantity Granted] performance shares (“Performance Shares”) on [Grant Date] This lette |
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| February 15, 2023 |
EXHIBIT 10.3.2.3 [FORM OF NON-QUALIFIED STOCK OPTION GRANT AGREEMENT FOR THE AMENDED AND RESTATED 2001 MOODY’S CORPORATION KEY EMPLOYEES‘ STOCK INCENTIVE PLAN] [COMPANY LETTERHEAD] Dear [Participant Name]: Congratulations! I am pleased to inform you that the Board of Directors of Moody’s Corporation (“Moody’s”) awarded you [Quantity Granted] stock options (“options”) with an exercise price of $[Gr |
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| February 14, 2023 |
MCO / Moody's Corporation / TCI Fund Management Ltd - MOODYS CORPORATION Passive Investment SC 13G 1 p23-0784sc13g.htm MOODYS CORPORATION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Moody’s Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 615369105 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of This Statement) Check the approp |
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| February 9, 2023 |
MCO / Moody's Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01450-moodyscorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Moody's Corp. Title of Class of Securities: Common Stock CUSIP Number: 615369105 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule |
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| January 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2023 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 31, 2023 |
MOODY'S CORPORATION REPORTS RESULTS FOR FOURTH QUARTER AND FULL YEAR 2022; SETS OUTLOOK FOR 2023 FOURTH QUARTER AND FULL YEAR SUMMARY FINANCIALS Moody’s Corporation (MCO) Revenue Moody’s Investors Service (MIS) Revenue Moody’s Analytics (MA) Revenue 4Q 2022 4Q 2022 4Q 2022 $1. |
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| December 21, 2022 |
Exhibit 3.1 December 20, 2022 AMENDED AND RESTATED BY-LAWS OF MOODY?S CORPORATION ARTICLE I STOCKHOLDERS Section. 1. The annual meeting of the stockholders of the corporation for the purpose of electing directors and for the transaction of such other business as may properly be brought before the meeting shall be held on such date, and at such time and place (if any) within or without the State of |
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| December 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2022 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 14, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 13, 2022 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 14, 2022 |
Exhibit 99.2 News SHIVANI KAK Investor Relations 212.553.0298 [email protected] MICHAEL ADLER Corporate Communications 212.553.4667 [email protected] moodys.com ir.moodys.com moodys.com/esg moodys.com/sustainability MOODY?S CORPORATION ANNOUNCES PRICING TERMS AND ACCEPTANCE OF NOTES OF ITS CASH TENDER OFFER NEW YORK, NY ? December 14, 2022 ? Moody?s Corporation (NYSE: MCO) (?Moody?s?) |
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| December 14, 2022 |
Exhibit 99.1 News SHIVANI KAK Investor Relations 212.553.0298 [email protected] MICHAEL ADLER Corporate Communications 212.553.4667 [email protected] moodys.com ir.moodys.com moodys.com/esg moodys.com/sustainability MOODY?S CORPORATION ANNOUNCES EARLY TENDER RESULTS AND UPSIZE OF ITS CASH TENDER OFFER NEW YORK, NY ? December 13, 2022 ? Moody?s Corporation (NYSE: MCO) (?Moody?s?) today |
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| November 30, 2022 |
U.S. Treasury Reference Security Exhibit 99.1 SHIVANI KAK Investor Relations 212.553.0298 [email protected] MICHAEL ADLER Corporate Communications 212.553.4667 [email protected] moodys.com ir.moodys.com moodys.com/esg moodys.com/sustainability MOODY?S CORPORATION COMMENCES CASH TENDER OFFERS FOR 2.550% NOTES DUE 2060, 3.100% NOTES DUE 2061, 2.750% NOTES DUE 2041, AND 3.250% SENIOR NOTES DUE 2050 NEW YORK, NY ? Novembe |
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| November 30, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2022 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 3, 2022 |
As filed with the Securities and Exchange Commission on November 3, 2022 As filed with the Securities and Exchange Commission on November 3, 2022 Registration No. |
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| November 3, 2022 |
EX-FILING FEES 4 d387633dexfilingfees.htm EX-FILING FEES Exhibit 107.1 Calculation of Filing Fee Table FORM S-8 (Form Type) MOODY’S CORPORATION (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title (1) Fee Calculation Rule Amount to be Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price (1) F |
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| October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2022 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 25, 2022 |
MOODY'S CORPORATION REPORTS RESULTS FOR THIRD QUARTER 2022 THIRD QUARTER 2022 SUMMARY Moody?s Corporation (MCO) Revenue Moody?s Investors Service (MIS) Revenue Moody?s Analytics (MA) Revenue 3Q 2022 3Q 2022 3Q 2022 $1. |
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| October 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 17, 2022 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 18, 2022 |
Moody’s Corporation Elects Jose Minaya to Board of Directors Exhibit 99.1 Via BusinessWire Global Moody?s Corporation Elects Jose Minaya to Board of Directors New York, October 18, 2022 ? Moody?s Corporation (NYSE:MCO) has elected Jose Minaya to the Company?s Board of Directors, effective October 17, 2022. Mr. Minaya will join the Board?s Audit, Governance & Nominating and Compensation & Human Resources committees. With the election of Mr. Minaya, Moody?s B |
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| August 8, 2022 |
Exhibit 4.1 MOODY?S CORPORATION as Issuer and COMPUTERSHARE TRUST COMPANY, N.A. as successor to WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee SEVENTEENTH SUPPLEMENTAL INDENTURE Dated as of August 8, 2022 to INDENTURE Dated as of August 19, 2010 4.250% Senior Notes due 2032 TABLE OF CONTENTS Page ARTICLE 1. DEFINITIONS Section 1.1. Definition of Terms 4 ARTICLE 2. GENERAL TERMS AND CONDITIONS |
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| August 8, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2022 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 8, 2022 |
Exhibit 1.1 UNDERWRITING AGREEMENT $500,000,000 4.250% Senior Notes due 2032 Moody?s Corporation August 2, 2022 BofA Securities, Inc. One Bryant Park New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Moody?s Corporation, a Delaware corporation (the ?Compan |
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| August 3, 2022 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(2) (Form Type) Moody?s Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Debt 4. |
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| August 3, 2022 |
$500,000,000 Moody’s Corporation 4.250% Senior Notes due 2032 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-236611 PROSPECTUS SUPPLEMENT (To Prospectus dated February 25, 2020) $500,000,000 Moody?s Corporation 4.250% Senior Notes due 2032 We are offering $500,000,000 aggregate principal amount of our 4.250% Senior Notes due 2032 (the ?notes?). The notes will be our senior unsecured obligations, will rank equally with all of our othe |
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| August 2, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2022 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 2, 2022 |
Subject to Completion, dated August 2, 2022 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-236611 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933. The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus do no |
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| August 2, 2022 |
Free Writing Prospectus Filed Pursuant to Rule 433 Relating to the Preliminary Prospectus Supplement dated August 2, 2022 To the Prospectus dated February 25, 2020 Registration Statement No. |
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| August 2, 2022 |
SHIVANI KAK Investor Relations 212.553.0298 [email protected] MICHAEL ADLER Corporate Communications 212.553.4667 [email protected] moodys.com ir.moodys.com moodys.com/esg moodys.com/sustainability Exhibit 99.1 MOODY?S CORPORATION COMMENCES TENDER OFFER FOR ANY AND ALL 2.625% SENIOR NOTES DUE 2023 NEW YORK, NY ? August 2, 2022 ? Moody?s Corporation (NYSE: MCO) (?Moody?s?) today announc |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-1 |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2022 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| July 26, 2022 |
MOODY'S CORPORATION REPORTS RESULTS FOR SECOND QUARTER 2022 SECOND QUARTER 2022 SUMMARY Moody?s Corporation (MCO) Revenue Moody?s Investors Service (MIS) Revenue Moody?s Analytics (MA) Revenue 2Q 2022 2Q 2022 2Q 2022 $1. |
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| June 24, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14037 A. Full title of the plan |
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| May 2, 2022 |
Moody's Corporation Reports Results for First Quarter 2022 Exhibit 99.1 Moody's Corporation Reports Results for First Quarter 2022 Moody's Corporation 1Q 2022 revenue of $1.5 billion, down just 5% from record 1Q 2021, as its integrated risk assessment offerings provide increased value during uncertain times Moody?s Investors Service revenue of $827 million, down 20%, on rated issuance decline of 25%; Moody?s Analytics revenue grew 23% to $695 million, fif |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2022 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 2, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2022 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1- |
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| March 16, 2022 |
DEFA14A 1 d281847ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [Amendment No. ] Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| March 16, 2022 |
Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [Amendment No. |
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| March 1, 2022 |
As filed with the Securities and Exchange Commission on March 1, 2022 Table of Contents As filed with the Securities and Exchange Commission on March 1, 2022 Registration No. |
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| March 1, 2022 |
Exhibit 4.1 SHARE PURCHASE AND TRANSFER AGREEMENT regarding all shares in 360KOMPANY AG between Quidam Beteiligungen GmbH Seestra?e 9, 86919 Utting am Ammersee, Germany Local court (Amtsgericht) of Augsburg HRB 30067 (?Seller 1?) Zeitgeist Management Limited Spyrou Kyprianou 47, 1st floor, Mesa Geitonia, 4004 Limassol, Cyprus Commercial Register (Handelsregister) Cyprus HE299771 (?Seller 2?) Mr. R |
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| March 1, 2022 |
EXHIBIT 107 Calculation of Filing Fee Table Form S-3 (Form Type) Moody?s Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common stock, par value $. |
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| February 28, 2022 |
Exhibit 1.1 UNDERWRITING AGREEMENT $500,000,000 3.750% Senior Notes due 2052 Moody?s Corporation February 22, 2022 BofA Securities, Inc. One Bryant Park New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Moody?s Corporation, a Delaware corporation (the ?Com |
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| February 28, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2022 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 28, 2022 |
Exhibit 4.1 MOODY?S CORPORATION as Issuer and COMPUTERSHARE TRUST COMPANY, N.A. as successor to WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee SIXTEENTH SUPPLEMENTAL INDENTURE Dated as of February 25, 2022 to INDENTURE Dated as of August 19, 2010 3.750% Senior Notes due 2052 TABLE OF CONTENTS Page ARTICLE 1. DEFINITIONS Section 1.1. Definition of Terms 1 ARTICLE 2. GENERAL TERMS AND CONDITIONS |
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| February 24, 2022 |
$500,000,000 Moody’s Corporation 3.750% Senior Notes due 2052 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-236611 PROSPECTUS SUPPLEMENT (To Prospectus dated February 25, 2020) $500,000,000 Moody?s Corporation 3.750% Senior Notes due 2052 We are offering $500,000,000 aggregate principal amount of our 3.750% Senior Notes due 2052 (the ?notes?). The notes will be our senior unsecured obligations, will rank equally with all of our othe |
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| February 24, 2022 |
EX-FILING FEES 2 d290129dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables 424(b)(2) (Form Type) Moody’s Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggreg |
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| February 22, 2022 |
Free Writing Prospectus Filed Pursuant to Rule 433 Relating to the Preliminary Prospectus Supplement dated February 22, 2022 To the Prospectus dated February 25, 2020 Registration Statement No. |
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| February 22, 2022 |
Subsidiaries of the Registrant List of Active Subsidiaries as of December 31, 2021 EXHIBIT 21 SUBSIDIARIES OF MOODY?S CORPORATION The following is a list of active, majority-owned subsidiaries of Moody?s Corporation as of December 31, 2021. |
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| February 22, 2022 |
Subject to Completion, dated February 22, 2022 424B5 1 d290129d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-236611 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933. The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and t |
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| February 22, 2022 |
EXHIBIT 10.12 THE MOODY?S CORPORATION NONFUNDED DEFERRED COMPENSATION PLAN FOR NONEMPLOYEE DIRECTORS (as amended December 16, 2008, October 15, 2015 and December 19, 2016) 1.Members of the Board of Directors (?Directors?) of the Company who are not employees of the Company or any of its subsidiaries (?Nonemployee Directors?) may elect on or before December 31 of any year to have payment of all or |
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| February 22, 2022 |
EXHIBIT 10.10.2 FIRST AMENDMENT TO THE MOODY'S CORPORATION RETIREMENT ACCOUNT The Moody?s Corporation Retirement Account (amended and restated effective as of January 1, 2021) (the ?Plan?) is hereby amended as follows, effective as of the date this First Amendment is adopted: 1.The first paragraph of Section 1.14 is amended to add the following sentence to the end thereof: In addition, for a Membe |
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| February 22, 2022 |
EXHIBIT 10.13.1 MOODY?S CORPORATION CAREER TRANSITION PLAN Amended and Restated as of November 8, 2021 The Moody?s Corporation Career Transition Plan (the ?Plan?) is intended to provide certain eligible employees of Moody?s Corporation (the "Company"), and its participating affiliates, severance benefits in the event of such employee?s Eligible Termination under the terms and conditions set forth |
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| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (MARK ONE) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . COMMISSION FILE NUMBER 1-14037 MOODY?S CORPORA |
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| February 22, 2022 |
EXHIBIT 10.11.2 FIRST AMENDMENT TO PROFIT PARTICIPATION PLAN OF MOODY'S CORPORATION The Profit Participation Plan of Moody's Corporation (amended and restated effective as of January 1, 2020) (the ?Plan?) is hereby amended as follows, effective as of the date this First Amendment is adopted except where otherwise noted: 1.The sixth sentence of Section 1.42(b) of the Plan is amended to read as foll |
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| February 10, 2022 |
Exhibit 99.1 Moody's Corporation Reports Results for Fourth Quarter and Full Year 2021; Sets Full Year 2022 and Medium-Term Outlooks Moody's Corporation 4Q 2021 revenue of $1.5 billion, up 19% from 4Q 2020; FY 2021 revenue of $6.2 billion, up 16% from FY 2020 4Q 2021 diluted EPS of $2.28, up 37% from 4Q 2020 and adjusted diluted EPS1 of $2.33, up 22%; FY 2021 diluted EPS of $11.78, up 25% from FY |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2022 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 10, 2022 |
MCO / Moody's Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Moody's Corp. Title of Class of Securities: Common Stock CUSIP Number: 615369105 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule |
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| December 20, 2021 |
EX-4.1 2 d206340dex41.htm EX-4.1 Exhibit 4.1 EXECUTION COPY CREDIT AGREEMENT dated as of December 17, 2021 among MOODY’S CORPORATION The Borrowing Subsidiaries Party Hereto The Lenders Party Hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent, BANK OF AMERICA, N.A. and CITIBANK, N.A., as Co-Syndication Agents, HSBC BANK USA, NATIONAL ASSOCIATION, MUFG BANK, LTD. and TD BANK, N.A., as Co-Docu |
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| December 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 17, 2021 MOODY?S CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 30, 2021 |
Exhibit 4.1 MOODY?S CORPORATION as Issuer and COMPUTERSHARE TRUST COMPANY, N.A. AS SUCCESSOR TO WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee FIFTEENTH SUPPLEMENTAL INDENTURE Dated as of November 29, 2021 to INDENTURE Dated as of August 19, 2010 3.100% Senior Notes due 2061 TABLE OF CONTENTS Page ARTICLE 1. DEFINITIONS Section 1.1. Definition of Terms 2 ARTICLE 2. GENERAL TERMS AND CONDITIONS |
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| November 30, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 29, 2021 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 17, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-236611 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities To Be Registered Amount To Be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 3.100% Notes due 2061 $500,000,000 98.643% $493,215,000 $45,721.04 (1) Calculated in accordance with |
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| November 16, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 16, 2021 |
Exhibit 1.1 UNDERWRITING AGREEMENT $500,000,000 3.100% Senior Notes due 2061 Moody?s Corporation November 15, 2021 BofA Securities, Inc. One Bryant Park New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Moody?s Corporation, a Delaware corporation (the ?Com |
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| November 15, 2021 |
Free Writing Prospectus Filed Pursuant to Rule 433 Relating to the Preliminary Prospectus Supplement dated November 15, 2021 To the Prospectus dated February 25, 2020 Registration Statement No. |
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| November 15, 2021 |
Subject to Completion, dated November 15, 2021 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-236611 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933. The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus do no |
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| October 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 29, 2021 |
Exhibit 10.5 AMENDED AND RESTATED 2001 MOODY?S CORPORATION KEY EMPLOYEES? STOCK INCENTIVE PLAN (as amended and restated as of January 1, 2021) 1.Purpose of the Plan The purpose of the Plan is to aid the Company and its Affiliates in securing and retaining key employees of outstanding ability and to motivate such employees to exert their best efforts on behalf of the Company and its Affiliates by p |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2021 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 28, 2021 |
Moody's Corporation Reports Results for Third Quarter 2021 Exhibit 99.1 Moody's Corporation Reports Results for Third Quarter 2021 Moody's Corporation 3Q 2021 revenue of $1.5 billion, up 13% from 3Q 2020 Moody's Investors Service revenue of $925 million, up 12%; Moody?s Analytics revenue of $601 million, up 13% 3Q 2021 diluted EPS of $2.53, up 2% from 3Q 2020; adjusted diluted EPS1 of $2.69, flat compared to the prior-year period FY 2021 diluted EPS and a |
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| September 15, 2021 |
EXHIBIT 99.1 RISK MANAGEMENT SOLUTIONS, INC. 2014 EQUITY AWARD PLAN SECTION 1. PURPOSE The Plan authorizes the Company to provide employees of the Company or its Affiliates, who are in a position to contribute to the long-term success of the Company or its Affiliates, with an opportunity to acquire equity in the Company through Options and Restricted Stock Units. The Company believes that this inc |
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| September 15, 2021 |
Exhibit 2.2 AMENDMENT NO. 1 TO PURCHASE AGREEMENT THIS AMENDMENT NO. 1 TO PURCHASE AGREEMENT (this ?Amendment?) is entered into as of September 15, 2021, among Daily Mail and General Trust plc, a public limited company organized under the laws of England and Wales (?Parent?), DMG Atlantic Limited, a private limited company organized under the laws of England and Wales and a wholly owned indirect s |
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| September 15, 2021 |
Exhibit 10.2 AMENDMENT NO. 1 TO TAX MATTERS AGREEMENT THIS AMENDMENT NO. 1 TO TAX MATTERS AGREEMENT (this ?Amendment?) is entered into as of September 15, 2021, among Daily Mail and General Trust plc, a public limited company organized under the laws of England and Wales (?Parent?), DMG Atlantic Ltd, a private limited company organized under the laws of England and Wales (?UK Seller? and together |
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| September 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2021 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| September 15, 2021 |
As filed with the Securities and Exchange Commission on September 15, 2021 As filed with the Securities and Exchange Commission on September 15, 2021 Registration No. |
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| September 15, 2021 |
EXHIBIT 99.2 RISK MANAGEMENT SOLUTIONS, INC. 2015 EQUITY INCENTIVE PLAN As amended and restated on 20 July 2020 1. PURPOSE. The purpose of the 2015 Equity Incentive Plan (the ?Plan?) is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, its Parent and Subsidiaries by offering eligible persons |
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| September 15, 2021 |
Moody’s Completes Acquisition of RMS EXHIBIT 99.1 Moody?s Completes Acquisition of RMS New York, September 15, 2021 ? Moody?s Corporation (NYSE:MCO) announced today that it has completed its acquisition of RMS, which was announced on August 5, 2021. RMS is a leading global provider of climate and natural disaster risk modeling and analytics. The acquisition expands Moody?s insurance data and analytics business and accelerates the dev |
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| August 19, 2021 |
Exhibit 4.1 MOODY?S CORPORATION as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee FOURTEENTH SUPPLEMENTAL INDENTURE Dated as of August 19, 2021 to INDENTURE Dated as of August 19, 2010 2.000% Senior Notes due 2031 2.750% Senior Notes due 2041 TABLE OF CONTENTS Page ARTICLE 1. DEFINITIONS Section 1.1. Definition of Terms 4 ARTICLE 2. GENERAL TERMS AND CONDITIONS OF THE NOTES Section |
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| August 19, 2021 |
Financial Statements and Exhibits, Other Events Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 19, 2021 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 12, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-236611 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities To Be Registered Amount To Be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 2.000% Notes due 2031 $600,000,000 98.666% $591,996,000 $64,586.77 2.750% Notes due 2041 $600,000,000 |
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| August 11, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2021 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 11, 2021 |
FWP Free Writing Prospectus Filed Pursuant to Rule 433 Relating to the Preliminary Prospectus Supplement dated August 10, 2021 To the Prospectus dated February 25, 2020 Registration Statement No. |
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| August 11, 2021 |
Exhibit 1.1 UNDERWRITING AGREEMENT $600,000,000 2.000% Senior Notes due 2031 $600,000,000 2.750% Senior Notes due 2041 Moody?s Corporation August 10, 2021 BofA Securities, Inc. One Bryant Park New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Moody?s Corpo |
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| August 10, 2021 |
Subject to Completion, dated August 10, 2021 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-236611 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933. The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus do no |
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| August 6, 2021 |
Exhibit 2.1 Execution Version PURCHASE AGREEMENT Dated as of the 5th day of August, 2021, Among DAILY MAIL AND GENERAL TRUST PLC, DMG ATLANTIC LIMITED, DMG US INVESTMENTS, INC. and MOODY?S ANALYTICS, INC. TABLE OF CONTENTS Page ARTICLE I The Pre-Closing Transfers SECTION 1.01. Reorganization Matters 2 SECTION 1.02. Misallocated Assets and Liabilities 2 SECTION 1.03. Termination of Intercompany Con |
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| August 6, 2021 |
Exhibit 10.1 EXECUTION VERSION TAX MATTERS AGREEMENT This Tax Matters Agreement (this ?Agreement?) is entered into as of August 5, 2021 by and between Daily Mail and General Trust plc, a public limited company organized under the laws of England and Wales (?Parent?), DMG Atlantic Ltd, a private limited company organized under the laws of England and Wales (?UK Seller? and together with Parent, the |
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| August 6, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2021 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 5, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2021 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 5, 2021 |
Exhibit 99.1 SHIVANI KAK Investor Relations 212.553.0298 [email protected] MICHAEL ADLER Corporate Communications 212.553.4667 [email protected] moodys.com ir.moodys.com moodys.com/csr moodys.com/esg MOODY?S TO ACQUIRE RMS, LEADER IN CLIMATE & NATURAL DISASTER RISK ADVANCES MOODY?S AS A LEADING GLOBAL INTEGRATED RISK ASSESSMENT FIRM ????Significant industry move accelerates Moody?s glo |
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| July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-1 |
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| July 28, 2021 |
Moody's Corporation Reports Results for Second Quarter 2021 EX-99.1 2 a52467066ex991.htm EXHIBIT 99.1 Exhibit 99.1 Moody's Corporation Reports Results for Second Quarter 2021 Moody's Corporation 2Q 2021 revenue of $1.6 billion, up 8% from 2Q 2020 Moody's Investors Service revenue of $980 million, up 4%; Moody’s Analytics revenue of $573 million, up 15%, excluding acquisitions up 13% 2Q 2021 diluted EPS of $3.07, up 14% from 2Q 2020; adjusted diluted EPS1 o |
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| July 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2021 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| June 17, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 16, 2021 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| June 17, 2021 |
Moody’s Corporation Elects Zig Serafin to Board of Directors Exhibit 99.1 Moody?s Corporation Elects Zig Serafin to Board of Directors New York, June 17, 2021 ? Moody?s Corporation (NYSE:MCO) announced today that Zig Serafin has been elected to the Company?s Board of Directors, effective July 14, 2021. Mr. Serafin will join the Board?s Audit, Governance & Nominating and Compensation & Human Resources committees. With the election of Mr. Serafin, Moody?s Boa |
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| June 16, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14037 A. Full title of the plan |
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| April 29, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1- |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2021 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 28, 2021 |
Moody's Corporation Reports Results for First Quarter 2021 Exhibit 99.1 Moody's Corporation Reports Results for First Quarter 2021 Moody's Corporation 1Q 2021 revenue of $1.6 billion, up 24% from 1Q 2020 Moody's Investors Service revenue of $1.0 billion, up 30%; Moody?s Analytics revenue of $564 million, up 14%, excluding acquisitions up 10% 1Q 2021 diluted EPS of $3.90, up 52% from 1Q 2020; adjusted diluted EPS of $4.06, up 49%1 FY 2021 diluted EPS and a |
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| April 26, 2021 |
Submission of Matters to a Vote of Security Holders Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 20, 2021 MOODY?S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 10, 2021 |
Definitive Proxy Statement on Schedule 14A Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [Amendment No. |
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| March 10, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [Amendment No. |
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| February 23, 2021 |
Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [Amendment No. |
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| February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (MARK ONE) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . COMMISSION FILE NUMBER 1-14037 MOODY?S CORPORA |
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| February 22, 2021 |
amended and restated as of January 1, 20 Exhibit 10.10 THE MOODY?S CORPORATION RETIREMENT ACCOUNT Amended and Restated as of January 1, 2021 INTRODUCTION The Moody?s Corporation Retirement Account (?the Plan?) was effective as of the Effective Time, as such term is defined in the Employee Benefits Agreement entered into as of September 30, 2000, between The Dun & Bradstreet Corporation and The New D&B Corporation, following its adoption |
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| February 22, 2021 |
Subsidiaries of the Registrant List of Active Subsidiaries as of December 31, 20 EXHIBIT 21 SUBSIDIARIES OF MOODY?S CORPORATION The following is a list of active, majority-owned subsidiaries of Moody?s Corporation as of December 31, 2020. |
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| February 22, 2021 |
Moody’s Corporation Deferred Compensation Plan Exhibit 10.5 MOODY'S CORPORATION DEFERRED COMPENSATION PLAN Amended and Restated Effective as of January 1, 2020 RECITALS The purpose of the Plan, which is hereby amended and restated effective as of January 1, 2020, is to offer Participants an opportunity to elect to defer the receipt of currently earned Compensation in order to provide benefits that are not taxable until the time of distribution |
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| February 22, 2021 |
Profit Participation Plan of Moody’s Corporation (amended and restated as of January 1, 20 Exhibit 10.11 PROFIT PARTICIPATION PLAN OF MOODY?S CORPORATION (amended and restated as of January 1, 2020) Table of Contents Page SECTION I Definitions 1 1.1. Account 1 1.2. Actual Deferral Percentage 1 1.3. Affiliated Employer 1 1.4. Beneficiary 1 1.5. Board of Directors 1 1.6. Change in Control 1 1.7. Code 2 1.8. Company 2 1.9. Company Stock 2 1.10. Compensation 2 1.11. Contribution Percentage |
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| February 22, 2021 |
EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Moody?s Corporation has three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (1) our Common Stock; (2) our 1.75% Senior Notes due 2027; and (3) our 0.950% Senior Notes due 2030. DESCRIPTION OF THE |
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| February 12, 2021 |
EX-99.1 2 a52378147ex991.htm EXHIBIT 99.1 Exhibit 99.1 Moody's Corporation Reports Results for Fourth Quarter and Full Year 2020; Sets Outlook for Full Year 2021 Moody's Corporation 4Q 2020 revenue of $1.3 billion, up 5% from 4Q 2019; FY 2020 revenue of $5.4 billion up 11% from FY 2019 4Q 2020 diluted EPS of $1.66, down 12% from 4Q 2019; adjusted diluted EPS of $1.91, down 5%1 FY 2020 diluted EPS |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 12, 2021 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Moody's Corp. Title of Class of Securities: Common Stock CUSIP Number: 615369105 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
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| December 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2020 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 18, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2020 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 18, 2020 |
Moody’s Corporation Elects Lloyd W. Howell, Jr. to Board of Directors EX-99.1 Exhibit 99.1 Moody’s Corporation Elects Lloyd W. Howell, Jr. to Board of Directors NEW YORK, December 18, 2020 – Moody’s Corporation (NYSE:MCO) announced today that Lloyd W. Howell, Jr. has been elected to the company’s Board, effective March 15, 2021. Mr. Howell will join the Board’s Audit, Compensation & Human Resources and Governance & Nominating Committees. With the election of Mr. How |
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| December 18, 2020 |
EX-3.1 EXHIBIT 3.1 DECEMBER 14, 2020 AMENDED AND RESTATED BY-LAWS OF MOODY’S CORPORATION ARTICLE I STOCKHOLDERS Section. 1. The annual meeting of the stockholders of the corporation for the purpose of electing directors and for the transaction of such other business as may properly be brought before the meeting shall be held on such date, and at such time and place (if any) within or without the S |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14037 Moody’s |
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| October 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2020 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| October 29, 2020 |
Moody's Corporation Reports Results for Third Quarter 2020 Exhibit 99.1 Moody's Corporation Reports Results for Third Quarter 2020 Moody's Corporation 3Q20 revenue of $1.4 billion, up 9% from 3Q19 Moody's Investors Service revenue of $825 million, up 11%; Moody's Analytics revenue of $531 million, up 7% 3Q20 diluted EPS of $2.47, up 24% from 3Q19; adjusted diluted EPS of $2.69, up 25% 1 FY 2020 guidance range for diluted EPS raised to $9.30 to $9.50; adju |
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| October 22, 2020 |
Moody’s Announces Leadership Succession EX-99.1 2 d12290dex991.htm EX-99.1 Exhibit 99.1 Moody’s Announces Leadership Succession Robert Fauber Named Chief Executive Officer, Effective January 1, 2021 Raymond McDaniel, Jr. to Become Non-Executive Chairman of the Board NEW YORK – (BUSINESS WIRE) – October 22, 2020 – Moody’s Corporation (NYSE:MCO) announced today that Raymond McDaniel, Jr. will retire as President and Chief Executive Office |
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| October 22, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2020 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 18, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2020 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 18, 2020 |
EX-4.1 Exhibit 4.1 MOODY’S CORPORATION as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee THIRTEENTH SUPPLEMENTAL INDENTURE Dated as of August 18, 2020 to INDENTURE Dated as of August 19, 2010 2.550% Senior Notes due 2060 TABLE OF CONTENTS Page ARTICLE 1. DEFINITIONS Section 1.1. Definition of Terms 4 ARTICLE 2. GENERAL TERMS AND CONDITIONS OF THE NOTES Section 2.1. Designation and P |
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| August 6, 2020 |
EX-1.1 Exhibit 1.1 Execution Version UNDERWRITING AGREEMENT $500,000,000 2.550% Senior Notes due 2060 Moody’s Corporation August 4, 2020 BofA Securities, Inc. One Bryant Park New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Moody’s Corporation, a Delaware |
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| August 6, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2020 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 5, 2020 |
424B2 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-236611 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities To Be Registered Amount To Be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 2.550% Notes due 2060 $500,000,000 99.155% $495,775,000 $64,351.60 (1) Calculated in accordance |
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| August 4, 2020 |
FWP Free Writing Prospectus Filed Pursuant to Rule 433 Relating to the Preliminary Prospectus Supplement dated August 4, 2020 To the Prospectus dated February 25, 2020 Registration Statement No. |
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| August 4, 2020 |
Subject to Completion, dated August 4, 2020 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-236611 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933. The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus |
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| July 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14037 Moody’s Corpo |
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| July 30, 2020 |
Moody's Corporation Reports Results for Second Quarter 2020 EX-99.1 2 a52258353ex991.htm EXHIBIT 99.1 Exhibit 99.1 Moody's Corporation Reports Results for Second Quarter 2020 Moody's Corporation 2Q20 revenue of $1.4 billion, up 18% from 2Q19 Moody's Investors Service revenue of $938 million, up 27%; Moody's Analytics revenue of $497 million up 5% 2Q20 diluted EPS of $2.69 up 66% from 2Q19; adjusted diluted EPS of $2.81 up 36%1 FY 2020 guidance range for di |
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| July 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2020 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| June 24, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14037 A. Full title of the |
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| May 20, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2020 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 20, 2020 |
EX-4.1 Exhibit 4.1 MOODY’S CORPORATION as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee TWELFTH SUPPLEMENTAL INDENTURE Dated as of May 20, 2020 to INDENTURE Dated as of August 19, 2010 3.250% Senior Notes due 2050 TABLE OF CONTENTS Page ARTICLE 1. DEFINITIONS Section 1.1. Definition of Terms 4 ARTICLE 2. GENERAL TERMS AND CONDITIONS OF THE NOTES Section 2.1. Designation and Princip |
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| May 18, 2020 |
EX-1.1 Exhibit 1.1 EXECUTION VERSION UNDERWRITING AGREEMENT $300,000,000 3.250% Senior Notes due 2050 Moody’s Corporation May 12, 2020 BofA Securities, Inc. One Bryant Park New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Moody’s Corporation, a Delaware c |
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| May 18, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2020 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| May 14, 2020 |
424B2 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-236611 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities To Be Registered Amount To Be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 3.250% Notes due 2050 $300,000,000 98.621% $295,863,000 $38,403.02 (1) Calculated in accordance |
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| May 12, 2020 |
FWP Free Writing Prospectus Filed Pursuant to Rule 433 Relating to the Preliminary Prospectus Supplement dated May 12, 2020 To the Prospectus dated February 25, 2020 Registration Statement No. |
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| May 12, 2020 |
Subject to Completion, dated May 12, 2020 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-236611 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933. The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus |
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| May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark one) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14037 Moody’s Corp |
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| April 30, 2020 |
Moody's Corporation Reports Results for First Quarter 2020 Exhibit 99.1 Moody's Corporation Reports Results for First Quarter 2020 Moody's Corporation 1Q20 revenue of $1.3 billion, up 13% from 1Q19 Moody's Investors Service revenue of $794 million, up 19%; Moody's Analytics revenue of $496 million up 5%, excluding acquisitions and divestitures up 9% 1Q20 diluted EPS of $2.57 up 33% from 1Q19; adjusted diluted EPS of $2.73 up 32% 1 FY 2020 diluted EPS and |
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| April 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2020 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 27, 2020 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION OF MOODY’S CORPORATION Moody’s Corporation, a Delaware corporation (the “Corporation”), hereby certifies that: 1. Article Fifth of the Restated Certificate of Incorporation of the Corporation is hereby amended in its entirety to read as follows: FIFTH: The Board of Directors shall be authorized to make, amend, alt |
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| April 27, 2020 |
EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF MOODY’S CORPORATION ARTICLE I STOCKHOLDERS Section. 1. The annual meeting of the stockholders of the corporation for the purpose of electing directors and for the transaction of such other business as may properly be brought before the meeting shall be held on such date, and at such time and place within or without the State of Delaware as may be |
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| April 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 21, 2020 MOODY’S CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-14037 13-3998945 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 27, 2020 |
EX-3.3 Exhibit 3.3 RESTATED CERTIFICATE OF INCORPORATION OF MOODY’S CORPORATION (Originally incorporated on April 8, 1998 under the name The New Dun & Bradstreet Corporation) FIRST: The name of the corporation is Moody’s Corporation. SECOND: The registered office of the corporation in the State of Delaware is located at 1209 Orange Street, in the City of Wilmington, County of New Castle (19801); a |
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| April 9, 2020 |
MCO / Moody's Corp. DEFA14A - - DEFA14A DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [Amendment No. |
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| March 25, 2020 |
EX-1.1 EX1.1 EXECUTION VERSION UNDERWRITING AGREEMENT $700,000,000 3.750% Senior Notes due 2025 Moody’s Corporation March 20, 2020 BofA Securities, Inc. One Bryant Park New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Moody’s Corporation, a Delaware corpo |
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| March 25, 2020 |
EX-4.1 Exhibit 4.1 MOODY’S CORPORATION as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee ELEVENTH SUPPLEMENTAL INDENTURE Dated as of March 24, 2020 to INDENTURE Dated as of August 19, 2010 3.750% Senior Notes due 2025 TABLE OF CONTENTS Page ARTICLE 1. DEFINITIONS Section 1.1. Definition of Terms 4 ARTICLE 2. GENERAL TERMS AND CONDITIONS OF THE NOTES Section 2.1. Designation and Prin |
