LKII / Lazare Kaplan International Inc. - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

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CIK 202375
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Lazare Kaplan International Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
February 4, 2016 SC 13D/A

LKII / Lazare Kaplan International Inc. / Miller Lloyd I III - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A1 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1) Lazare Kaplan International Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) Lloyd I. Miller, III, 3300 South Dixie Highway

January 15, 2016 NT 10-Q

Lazare Kaplan International NT 10-Q

NT 10-Q 1 v429028nt10q.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: November 30, 2015 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition

January 15, 2016 8-K

Results of Operations and Financial Condition, Other Events

8-K 1 v4290268k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2016 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdictio

December 22, 2015 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2015 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E

October 16, 2015 NT 10-Q

Lazare Kaplan International NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K and Form 10-KSB ? Form 20-F ? Form 11-K x Form 10-Q and Form 10-QSB ? Form N-SAR For Period Ended: August 31, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Rep

October 16, 2015 8-K

Results of Operations and Financial Condition, Other Events

8-K 1 v4222268k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2015 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdictio

September 1, 2015 8-K

Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2015 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E

September 1, 2015 NT 10-K

Lazare Kaplan International NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K and Form 10-KSB ? Form 20-F ? Form 11-K ? Form 10-Q and Form 10-QSB ? Form N-SAR For Period Ended: May 31, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report

May 29, 2015 SD

Lazare Kaplan International FORM SD

Page 1 of 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Lazare Kaplan International Inc. (Exact name of registrant as specified on its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Employer Incorporation or organization) File Number) Identification No.) 19 West 44th Street, New York, New York 1

April 15, 2015 8-K

Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2015 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl

April 15, 2015 NT 10-Q

Lazare Kaplan International NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K and Form 10-KSB ? Form 20-F ? Form 11-K x Form 10-Q and Form 10-QSB ? Form N-SAR For Period Ended: February 28, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition R

February 5, 2015 SC 13G/A

LKII / Lazare Kaplan International Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 rrd283.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

January 28, 2015 SC 13G/A

LKII / Lazare Kaplan International Inc. / HENRY PARTNERS L P - SCHEDULE 13G AMENDMENT NO. 1 Passive Investment

SC 13G/A 1 d860478dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1)* Lazare Kaplan International Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the app

January 15, 2015 8-K

Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2015 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of incorporation or or

January 15, 2015 NT 10-Q

LKII / Lazare Kaplan International Inc. NT 10-Q - - FORM 12B-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form N-SAR For Period Ended: November 30, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Tran

October 16, 2014 NT 10-Q

LKII / Lazare Kaplan International Inc. NT 10-Q - - NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: August 31, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Rep

October 16, 2014 8-K

Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2014 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of incorporation or or

September 2, 2014 8-K

Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 2, 2014 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E

September 2, 2014 NT 10-K

LKII / Lazare Kaplan International Inc. NT 10-K - - FORM 12B-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: May 31, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report

July 14, 2014 EX-3.(II)

Article VIII

EX-3.(II) 2 v3838433ii.htm EXHIBIT 3(II) Exhibit 3(ii) Article VIII Forum for Adjudication of Disputes Unless the Corporation consents in writing to the selection of an alternative forum, the sole and exclusive forum shall be a state court located within the State of Delaware (or, if no state court located within the State of Delaware has jurisdiction, the federal district court for the District o

July 14, 2014 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 10, 2014 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emplo

May 29, 2014 SD

- SPECIALIZED DISCLOSURE REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Lazare Kaplan International Inc. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Employer Incorporation or organization) File Number) Identification No.) 19 West 44th Street, New York, New York 10036 (Addres

May 20, 2014 8-K

Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2014 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Employ

April 15, 2014 8-K

Results of Operations and Financial Condition, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2014 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl

April 15, 2014 NT 10-Q

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: February 28, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition R

March 31, 2014 SC 13D

521078105 / LAZARE KAPLAN INTERNATIONAL COMMON STOCK USD1.0 / Miller Lloyd I III - SC 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. ) Lazare Kaplan International Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) Lloyd I. Miller, III, 222 Lakeview Avenue, Suite 1

March 27, 2014 SC 13G

LKII / Lazare Kaplan International Inc. / HENRY PARTNERS L P - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Lazare Kaplan International Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) March 19, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

February 10, 2014 SC 13G/A

521078105 / LAZARE KAPLAN INTERNATIONAL COMMON STOCK USD1.0 / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

January 15, 2014 8-K

Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2014 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em

January 15, 2014 NT 10-Q

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: November 30, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition R

October 21, 2013 SC 13D/A

LKII / Lazare Kaplan International Inc. / TEMPELSMAN MAURICE - SCHEDULE 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 15) Lazare Kaplan International Inc. (Name of Company) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) Warshaw Burstein, LLP 555 Fifth Avenue New York, New York 10017 Attn: Frederick R. Cummings, Jr., Esq. (212) 984-7700 (

October 16, 2013 NT 10-Q

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: August 31, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Rep

October 16, 2013 8-K

Results of Operations and Financial Condition, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em

September 19, 2013 EX-10.1

SETTLEMENT AGREEMENT*

EX-10.1 2 v355212ex10-1.htm SETTLEMENT AGREEMENT Confidential Executed Version SETTLEMENT AGREEMENT* This Settlement Agreement (this “Agreement”) is made and entered into effective as of August 31, 2013 (the “Effective Date”) by and between Lazare Kaplan International Inc., a New York corporation (“Plaintiff”), and Gemological Institute of America, Inc., a California non-profit corporation (“Defen

September 19, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 13, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS

September 19, 2013 EX-10.2

License AGREEMENT*

Confidential Execution Version License AGREEMENT* This License Agreement (this “Agreement”) is made and entered into effective as of August 31, 2013 (the “Effective Date”) by and between Lazare Kaplan International Inc.

September 17, 2013 SC 13D/A

LKII / Lazare Kaplan International Inc. / TEMPELSMAN MAURICE - SCHEDULE 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 14) Lazare Kaplan International Inc. (Name of Company) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) Warshaw Burstein, LLP 555 Fifth Avenue New York, New York 10017 Attn: Frederick R. Cummings, Jr., Esq. (212) 984-7700 (

September 17, 2013 EX-99.1

LEON TEMPELSMAN September 6, 2013

EXHIBIT 99.1 LEON TEMPELSMAN September 6, 2013 Lazare Kaplan International Inc. 19 West 44th Street -16th Floor New York, NY 10036 Attention: William H. Moryto, Vice President and Chief Financial Officer Gentlemen: Reference is made herein to that certain Stock Purchase Agreement dated as of July 18, 2013 between me and Lazare Kaplan International Inc. (the “Company”) pursuant to which I purchased

September 6, 2013 EX-99.1

STOCK PURCHASE AGREEMENT

EX-99.1 2 v354562ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 STOCK PURCHASE AGREEMENT Stock Purchase Agreement (this “Agreement”), dated as of July 18, 2013 by and between Leon Tempelsman (the “Purchaser”) and Lazare Kaplan International Inc. (the “Company”). WHEREAS, the Company is a corporation whose Common Stock is registered under the Securities Act of 1934, as amended and admitted for trading on the

September 6, 2013 EX-99.2

LEON TEMPELSMAN

EXHIBIT 99.2 LEON TEMPELSMAN September 6, 2013 Lazare Kaplan International Inc. 19 West 44th Street -16th Floor New York, NY 10036 Attention: William H. Moryto, Vice President and Chief Financial Officer Gentlemen: Reference is made herein to that certain Stock Purchase Agreement dated as of July 18, 2013 between me and Lazare Kaplan International Inc. (the “Company”) pursuant to which I purchased

September 6, 2013 8-K

Other Events, Results of Operations and Financial Condition, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emp

August 30, 2013 NT 10-K

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: May 31, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report

July 26, 2013 SC 13D/A

LKII / Lazare Kaplan International Inc. / TEMPELSMAN MAURICE - SCHEDULE 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 13) Lazare Kaplan International Inc. (Name of Company) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) William H. Moryto, Vice President and Chief Financial Officer Lazare Kaplan International Inc. 19 West 44th Street New

June 20, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of incorporation or organ

June 20, 2013 EX-99.1

LAZARE KAPLAN INTERNATIONAL WINS APPEAL TO THE UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL WINS APPEAL TO THE UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT New York, NY – June 20, 2013 - Lazare Kaplan International Inc. (the “Company”) today announced that the United States Court of Appeals for the Second Circuit issued a Summary Order vacating the judgment of the District Court and remanding the case for further proceedings. On December

April 23, 2013 EX-99.1

LAZARE KAPLAN INTERNATIONAL WINS APPEAL TO THE UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL WINS APPEAL TO THE UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT New York, NY – April 23, 2013 - Lazare Kaplan International Inc. (the “Company”) today announced that the United States Court of Appeals for the Federal Circuit issued a decision in the case captioned Lazare Kaplan International Inc. v. Photoscribe Technologies, Inc. and Gemological I

April 23, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl

April 15, 2013 8-K

Results of Operations and Financial Condition, Other Events

8-K 1 v3413328k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other ju

April 15, 2013 NT 10-Q

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-QSB ¨ Form N-SAR For Period Ended: February 28, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Repor

February 11, 2013 SC 13G/A

LKII / Lazare Kaplan International Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

January 15, 2013 NT 10-Q

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: November 30, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition R

January 15, 2013 8-K

Results of Operations and Financial Condition, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em

October 16, 2012 8-K

Results of Operations and Financial Condition, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2012 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em

October 16, 2012 NT 10-Q

- FORM 12B-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: August 31, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Rep

September 7, 2012 8-K

Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 5, 2012 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E

August 30, 2012 NT 10-K

- NOTICE UNDER RULE 12B25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: May 31, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report

August 30, 2012 8-K

Results of Operations and Financial Condition, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2012 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emp

April 16, 2012 NT 10-Q

- NOTICE UNDER RULE 12B25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨Form N-SAR For Period Ended: February 29, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Re

April 16, 2012 8-K

Results of Operations and Financial Condition, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 16, 2012 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl

February 14, 2012 SC 13G/A

LKII / Lazare Kaplan International Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

January 18, 2012 NT 10-Q

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K and Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: November 30, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition R

January 18, 2012 8-K

Results of Operations and Financial Condition, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2012 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em

December 29, 2011 8-K

Other Events

8-K 1 v2443068-k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 23, 2011 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or othe

October 18, 2011 8-K

Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2011 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em

October 18, 2011 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Check One): o Form 10-K and Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: August 31, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Repo

August 30, 2011 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K and Form 10-KSB o Form 20-F o Form 11-K o Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: May 31, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report

August 30, 2011 8-K

Results of Operations and Financial Condition, Other Events

8-K 1 v2338138k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2011 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdi

July 6, 2011 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2011 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Employ

July 6, 2011 EX-99.1

LAZARE KAPLAN ENTERS INTO SETTLEMENT AGREEMENTS WITH INSURANCE COMPANIES

EXHIBIT 99.1 LAZARE KAPLAN ENTERS INTO SETTLEMENT AGREEMENTS WITH INSURANCE COMPANIES New York, New York - July 6, 2011 - Lazare Kaplan International Inc. (LKII.PK) (the “Company”) today announced that in connection with its efforts to resolve the Material Uncertainties, described below, which have prevented it from timely filing its periodic reports under the Securities Exchange Act of 1934, on J

April 14, 2011 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

NT 10-Q 1 v218607nt-10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K and Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: February 28, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report

April 14, 2011 8-K

Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 14, 2011 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl

February 11, 2011 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUS

SC 13G/A 1 rrd271.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d

January 14, 2011 8-K

Other Events, Results of Operations and Financial Condition

8-K 1 v2081148k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 14, 2011 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 7848 13-2728690 (State or other jurisdiction of (

January 14, 2011 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

NT 10-Q 1 v208115nt-10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K and Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: November 30, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report

December 28, 2010 EX-99.1

FEDERAL CIRCUIT VACATES FINDINGS OF INEQUITABLE CONDUCT AGAINST LAZARE KAPLAN INTERNATIONAL AND REVERSES RULING OF NON-INFRINGEMENT Remands certain claims to District Court

EXHIBIT 99.1 FEDERAL CIRCUIT VACATES FINDINGS OF INEQUITABLE CONDUCT AGAINST LAZARE KAPLAN INTERNATIONAL AND REVERSES RULING OF NON-INFRINGEMENT Remands certain claims to District Court New York, NY – December 28, 2010 – Lazare Kaplan International Inc. (the “Company”) today announced that the United States Court of Appeals for the Federal Circuit issued a unanimous decision in the case captioned

December 28, 2010 8-K

Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 28, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E

November 3, 2010 SC 13D/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 12) Lazare Kaplan International Inc. (Name of Company) Common Stock, par value $1.00 per share (Title of Class of Securiti

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 12) Lazare Kaplan International Inc. (Name of Company) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) William H. Moryto, Vice President and Chief Financial Officer Lazare Kaplan International Inc. 19 West 44th Street New

October 28, 2010 EX-10.1

SETTLEMENT AGREEMENT

EXHIBIT 10.1 SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT AND GENERAL RELEASE (the “Settlement Agreement”) is being entered into this 26th day of October, 2010 (the “Effective Date”) by and between ABN AMRO BANK N.V. (“ABN”), THE ROYAL BANK OF SCOTLAND PLC (“RBS”), LAZARE KAPLAN INTERNATIONAL INC. (“LKI”), LAZARE KAPLAN JAPAN INC. (“LK Japan”), LAZARE KAPLAN EUROPE INC. (“LK Europe”) and LAZARE

October 28, 2010 EX-99.1

LAZARE KAPLAN INTERNATIONAL ENTERS INTO SETTLEMENT AGREEMENT WITH ABN AMRO BANK AND THE ROYAL BANK OF SCOTLAND

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL ENTERS INTO SETTLEMENT AGREEMENT WITH ABN AMRO BANK AND THE ROYAL BANK OF SCOTLAND New York, NY – October 28, 2010 – Lazare Kaplan International Inc. (LKII.PK) (the “Company”) announced today that it and certain of its affiliates entered into a Settlement Agreement with ABN AMRO Bank N.V. and The Royal Bank of Scotland PLC, with respect to certain obligatio

October 28, 2010 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em

October 28, 2010 EX-4.1

AMENDMENT TO AMENDED AND RESTATED RIGHTS AGREEMENT

EXHIBIT 4.1 AMENDMENT TO AMENDED AND RESTATED RIGHTS AGREEMENT AMENDMENT, dated as of October 25, 2010, to AMENDED AND RESTATED RIGHTS AGREEMENT, dated as of April 24, 2007 (the “Rights Agreement”), by and between Lazare Kaplan International Inc., a Delaware corporation (the “Company”) and Mellon Investor Services LLC, a New Jersey limited liability company (formerly ChaseMellon Shareholder Servic

October 15, 2010 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K and Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: August 31, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Rep

October 15, 2010 8-K

Other Events, Results of Operations and Financial Condition

8-K 1 v1991808k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of

August 31, 2010 8-K

Other Events, Results of Operations and Financial Condition

8-K 1 v1957478-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of

August 11, 2010 EX-99.25

NYSE AMEX LLC DETERMINATION AND NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Attachment to Form 25 August 11, 2010

EX-99.25 2 lki08112010.htm NYSE AMEX LLC DETERMINATION AND NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Attachment to Form 25 August 11, 2010 NYSE Amex LLC (the “Exchange”), pursuant to Section 12(d) of the Securities Exchange Act of 1934 and Rule 12d2-2(b) promulgated thereunder by the Securities and Exchange Commission (the “

August 9, 2010 SC 13D/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 11) Lazare Kaplan International Inc. (Name of Company) Common Stock, par value $1.00 per share (Title of Class of Securiti

SC 13D/A 1 v193044sc13d-a.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 11) Lazare Kaplan International Inc. (Name of Company) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) William H. Moryto, Vice President and Chief Financial Officer Lazare Kaplan International

June 24, 2010 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 18, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emplo

June 24, 2010 EX-99.1

LAZARE KAPLAN INTERNATIONAL Reports on receiving a notice from NYSE Amex LLC of its intent to initiate delisting proceedings

LAZARE KAPLAN INTERNATIONAL Reports on receiving a notice from NYSE Amex LLC of its intent to initiate delisting proceedings New York, NY – June 24, 2010 – Lazare Kaplan International Inc.

May 20, 2010 EX-99.1

LAZARE KAPLAN INTERNATIONAL SUES ITS INSURERS FOR $640 MILLION

EX-99.1 2 v186051ex99-1.htm EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL SUES ITS INSURERS FOR $640 MILLION New York, NY – May 20, 2010 – Lazare Kaplan International Inc. (AMEX:LKI) (“Lazare Kaplan”) announced today that in a federal lawsuit filed on Monday, May 17, 2010, it sued various Lloyds of London syndicates and European insurers for $640 million in damages arising out of the disappearance of d

May 20, 2010 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Employ

May 7, 2010 EX-99.1

LAZARE KAPLAN INTERNATIONAL ANNOUNCES RESIGNATION OF DIRECTOR; RESPONSE OF UNDERWRITERS TO INSURANCE CLAIMS

LAZARE KAPLAN INTERNATIONAL ANNOUNCES RESIGNATION OF DIRECTOR; RESPONSE OF UNDERWRITERS TO INSURANCE CLAIMS New York, NY – May 7, 2010 –Lazare Kaplan International Inc.

May 7, 2010 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events, Financial Statements and Exhibits

8-K 1 v1840028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Com

May 5, 2010 8-K/A

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction o

May 5, 2010 EX-10.1

AGREEMENT FOR INTERIM PAYMENT

AGREEMENT FOR INTERIM PAYMENT In consideration of the mutual promises, covenants, terms and conditions herein contained, LKI and Underwriters (as each are defined below) agree as of December 31, 2009 as follows: DEFINITIONS In this Interim Payment Agreement, the singular includes the plural, and vice versa.

April 26, 2010 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 v1822238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (

April 26, 2010 EX-99.1

LAZARE KAPLAN INTERNATIONAL INC. ANNOUNCES RECEIPT OF DEFICIENCY LETTER

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL INC. ANNOUNCES RECEIPT OF DEFICIENCY LETTER New York, NY – April 26, 2010 – Lazare Kaplan International Inc. (the “Company”) announced today it received a Deficiency Letter from NYSE Regulation (the “Staff”), on behalf of NYSE AMEX LLC (the “Exchange”) dated April 26, 2010, relating to the Company’s failure to file its quarterly report on Form 10-Q for the

April 14, 2010 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 14, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl

April 14, 2010 EX-99.1

LAZARE KAPLAN INTERNATIONAL ANNOUNCES DELAY IN FILING FORM 10-Q

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL ANNOUNCES DELAY IN FILING FORM 10-Q New York, NY – April 14, 2010 –Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that it has filed with the Securities and Exchange Commission a Notification of Late Filing on Form 12b-25 pertaining to its Quarterly Report on Form 10-Q (the “Q3 Form 10-Q”) for the quarter ended February 28, 2010

February 8, 2010 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUS

SC 13G/A 1 rrd284.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d

January 29, 2010 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 v1726998k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of

January 29, 2010 EX-99.1

LAZARE KAPLAN INTERNATIONAL INC. ANNOUNCES PLAN OF COMPLIANCE EXTENSION TO MAY 31, 2010 AND RECEIPT OF DEFICIENCY LETTER

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL INC. ANNOUNCES PLAN OF COMPLIANCE EXTENSION TO MAY 31, 2010 AND RECEIPT OF DEFICIENCY LETTER New York, NY – January 29, 2010 – Lazare Kaplan International Inc. (the “Company”) announced today that, pursuant to a Letter dated January 25, 2010 (the “Letter”) it received from NYSE Regulation (the “Staff”) on behalf of NYSE AMEX LLC (the “Exchange”), the Staff

January 19, 2010 8-K/A

Financial Statements and Exhibits

8-K/A 1 v1717138k-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdic

January 19, 2010 EX-99.1

AGREEMENT FOR INTERIM PAYMENT

EX-99.1 2 v171713ex99-1.htm EXHIBIT 99.1 AGREEMENT FOR INTERIM PAYMENT In consideration of the mutual promises, covenants, terms and conditions herein contained, LKI and Underwriters (as each are defined below) agree as of December 31, 2009 as follows: DEFINITIONS In this Interim Payment Agreement, the singular includes the plural, and vice versa. The following terms as used herein shall be given

January 15, 2010 8-K

Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 14, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em

January 15, 2010 EX-99.1

LAZARE KAPLAN INTERNATIONAL ANNOUNCES DELAY IN FILING FORM 10-Q

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL ANNOUNCES DELAY IN FILING FORM 10-Q New York, NY – January 15, 2010 –Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that it has filed with the Securities and Exchange Commission a Notification of Late Filing on Form 12b-25 pertaining to its Quarterly Report on Form 10-Q (the “Q2 Form 10-Q”) for the quarter ended November 30, 200

January 5, 2010 8-K

Termination of a Material Definitive Agreement, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E

January 5, 2010 EX-99.1

LAZARE KAPLAN INTERNATIONAL, INC.

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL, INC. New York, NY – January 5, 2010 –Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that, in connection with its efforts to resolve the material uncertainties preventing it from timely filing its periodic reports under the Securities Exchange Act of 1934 (“Exchange Act”), the Company filed claims under certain of its insurance

November 12, 2009 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 11, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E

November 12, 2009 EX-99.1

LAZARE KAPLAN INTERNATIONAL INC. RECEIVES NOTICE OF ACCEPTANCE OF COMPLIANCE PLAN BY NYSE AMEX

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL INC. RECEIVES NOTICE OF ACCEPTANCE OF COMPLIANCE PLAN BY NYSE AMEX New York, NY – November 12, 2009 – Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that it received notice from NYSE Regulation (the “Staff”), on behalf of NYSE AMEX LLC (the “Exchange”), on November 11, 2009, that it accepted the Company’s previously submitted pl

October 21, 2009 EX-3.1

Amendment to the By-Laws of Lazare Kaplan International Inc.

EXHIBIT 3.1 Amendment to the By-Laws of Lazare Kaplan International Inc. By deleting paragraph “-*TIME.” of Article I, Section 6 in its entirety and substituting in its place the following: “- TIME. The annual meeting of the stockholders of the Corporation shall be held on any date and time which may from time to time be designated by the Board of Directors. At such annual meeting, directors shall

October 21, 2009 EX-99.1

LAZARE KAPLAN INTERNATIONAL, INC. ANNOUNCES RECEIPT OF DEFICIENCY LETTER FROM NYSE AMEX; AMENDMENT TO BY-LAWS

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL, INC. ANNOUNCES RECEIPT OF DEFICIENCY LETTER FROM NYSE AMEX; AMENDMENT TO BY-LAWS New York, NY – October 21, 2009 –Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that it received a Deficiency Letter from NYSE Regulation (the “Staff”), on behalf of NYSE AMEX LLC (the “Exchange”) dated October 20, 2009, relating to the Company’s f

October 21, 2009 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em

October 8, 2009 EX-99.1

LAZARE KAPLAN INTERNATIONAL INC.

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL INC. New York, NY – October 8, 2009 – Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced that it has submitted a plan (the “Plan”) to NYSE AMEX LLC (the “Exchange”) on October 7, 2009, which outlines the Company’s plan to regain compliance with the Exchange’s continued listing requirements. The Exchange has not as of yet provided the Comp

October 8, 2009 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 7, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emp

September 29, 2009 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS

September 29, 2009 EX-99.1

LAZARE KAPLAN INTERNATIONAL INC.

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL INC. New York, NY – September 29, 2009 – Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today it received a notice from NYSE Regulation, on behalf of NYSE AMEX LLC (the “Exchange”) granting an extension of time until October 7, 2009 for the Company to submit a plan of compliance, advising the Exchange of action it has taken, or will t

September 18, 2009 EX-99.1

LAZARE KAPLAN INTERNATIONAL INC.

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL INC. New York, NY – September 18, 2009 –Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that it received a Deficiency Letter from the NYSE AMEX Stock Exchange (the “Exchange”) dated September 16, 2009, relating to the Company’s failure to timely file its Annual Report on Form 10-K for the fiscal year ended May 31, 2009. The timel

September 18, 2009 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 v1608048-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 16, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction

September 16, 2009 EX-99.1

LAZARE KAPLAN INTERNATIONAL ANNOUNCES DELAY IN FILING FORM 10-K

EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL ANNOUNCES DELAY IN FILING FORM 10-K New York, NY – September 15, 2009 –Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that it will delay filing its Annual Report on Form 10-K (the “Form 10-K”) for the fiscal year ended May 31, 2009 (“Fiscal 2009”), in order to resolve (a) a material uncertainty concerning the collectability and

September 16, 2009 8-K

Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS

September 1, 2009 8-K

Other Events

8-K 1 v1595678-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction

April 14, 2009 EX-10.AW

GUARANTEE

GUARANTEE To: ABN AMRO Bank N.V., Tokyo Branch (the "Bank") Lazare Kaplan International Inc. (the "Guarantor"), in consideration of, amongst other things, the Bank granting or continuing to make available banking facilities or other accommodation or granting time to or on account of Lazare Kaplan Japan Inc. (the "Borrower"), hereby irrevocably and unconditionally guarantees to and agrees with the

April 14, 2009 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 14, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl

April 14, 2009 EX-99.1

LAZARE KAPLAN INTERNATIONAL INC. THIRD QUARTER FISCAL 2009 RESULTS

EXHIBIT 99.1 FOR IMMEDIATE RELEASE LAZARE KAPLAN INTERNATIONAL INC. THIRD QUARTER FISCAL 2009 RESULTS NEW YORK, N.Y. – April 14, 2009 – Lazare Kaplan International Inc. (AMEX: LKI) today announced financial results for the third fiscal quarter of fiscal 2009 ended February 28, 2009. Net sales for the three and nine months ended February 28, 2009 were $42.2 million and $161.7 million, respectively,

April 14, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED FEBRUARY 28, 2009. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE KAPLAN INTERNATI

April 14, 2009 EX-10.AU

EX-10.AU

April 14, 2009 EX-10.AX

Very truly yours, ABN AMRO Bank N.V.

February 27, 2009 Lazare Kaplan International Inc. 19 West 44th Street New York, New York 10036 Attention: Mr. William H. Moryto Re: Amended and Restated Facility Letter Ladies and Gentlemen: In accordance with our recent discussions, we are please to confirm ABN AMRO Bank N.V.’s (the “Lender”) agreement to hold available to Lazare Kaplan International Inc. (the “Borrower”) a revolving loan facili

April 14, 2009 EX-10.AY

EX-10.AY

April 14, 2009 EX-10.AV

AMENDED AND RESTATED CREDIT FACILITY AGREEMENT

AMENDED AND RESTATED CREDIT FACILITY AGREEMENT THIS AMENDED AND RESTATED CREDIT FACILITY AGREEMENT (the "Agreement") is made as of February 28, 2009 by and between ABN AMRO Bank N.

February 9, 2009 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

January 13, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED NOVEMBER 30, 2008. OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE KAPLAN INTERNATI

January 13, 2009 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 13, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em

January 13, 2009 EX-99.1

LAZARE KAPLAN INTERNATIONAL INC. SECOND QUARTER FISCAL 2009 RESULTS

EXHIBIT 99.1 FOR IMMEDIATE RELEASE CONTACT: Edward Nebb Comm-Counsellors, LLC 203-972-8350 [email protected] LAZARE KAPLAN INTERNATIONAL INC. SECOND QUARTER FISCAL 2009 RESULTS NEW YORK, N.Y. – January 13, 2009 – Lazare Kaplan International Inc. (AMEX: LKI) today announced financial results for the second fiscal quarter of fiscal 2009 ended November 30, 2008. Net sales for the three and six mont

October 20, 2008 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended May 31, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7848 LAZARE KAPLAN

October 15, 2008 EX-10.AT

TENTH AMENDMENT

TENTH AMENDMENT TENTH AMENDMENT dated as of September 24, 2008 (this “Amendment”) with respect to the Revolving Credit Agreement, dated as of August 14, 2002 (as amended, the “Credit Agreement”) by and between Lazare Kaplan International Inc.

October 15, 2008 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED AUGUST 31, 2008. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE KAPLAN INTERNATION

October 15, 2008 EX-10.AS

AMENDMENT NO. 1

AMENDMENT NO. 1 AMENDMENT NO. 1 dated as of August 7, 2008 (this “Amendment”) with respect to the Credit Agreement, dated as of September 30, 2007 (the “Credit Agreement”) by and between Lazare Kaplan International Inc. (“Borrower”) and Bank Leumi USA (the “Bank”). WITNESSETH: WHEREAS, pursuant to the Credit Agreement, the Bank has made Loans and other financial accommodations to the Borrower whic

October 14, 2008 EX-99.1

LAZARE KAPLAN INTERNATIONAL INC. FIRST QUARTER FISCAL 2009 RESULTS

FOR IMMEDIATE RELEASE CONTACT: Edward Nebb Comm-Counsellors, LLC 203-972-8350 enebb@optonline.

October 14, 2008 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 14, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em

September 29, 2008 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, for Use of the Commission Only S Definitive Proxy Statement (as permitted by Rule 14a-6(e)(2)) £ Definitive Additional Materials £ Soliciting Material Pursuant to § 240.

September 18, 2008 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the appropriate box: S Preliminary Proxy Statement £ Confidential, for Use of the Commission Only £ Definitive Proxy Statement (as permitted by Rule 14a-6(e)(2)) £ Definitive Additional Materials £ Soliciting Material Pursuant to § 240.

September 10, 2008 EX-99.1

LAZARE KAPLAN INTERNATIONAL INC. REPORTS FOURTH QUARTER AND FISCAL 2008 YEAR-END RESULTS

Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: Edward Nebb Comm-Counsellors, LLC 203-972-8350 [email protected] LAZARE KAPLAN INTERNATIONAL INC. REPORTS FOURTH QUARTER AND FISCAL 2008 YEAR-END RESULTS NEW YORK, N.Y. – September 8, 2008 – Lazare Kaplan International Inc. (AMEX: LKI) today announced financial results for the fourth fiscal quarter and year ended May 31, 2008. For the fourth quarter an

September 10, 2008 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E

September 9, 2008 EX-10.(AL)

WAIVER AND NINTH AMENDMENT

WAIVER AND NINTH AMENDMENT WAIVER AND NINTH AMENDMENT dated as of February 21, 2008 (this “Amendment”) with respect to the Revolving Credit Agreement, dated as of August 14, 2002 (as amended, the “Credit Agreement”) by and between Lazare Kaplan International Inc.

September 9, 2008 EX-10.(AN)

CONSIGNMENT AND GUARANTY AGREEMENT NAMGEM TRADING BVI LIMITED, NAMGEM TRADING BVBA, LAZARE KAPLAN INTERNATIONAL INC., Dated as of June 20, 2008

EXECUTION COPY CONSIGNMENT AND GUARANTY AGREEMENT among NAMGEM TRADING BVI LIMITED, NAMGEM TRADING BVBA, and LAZARE KAPLAN INTERNATIONAL INC.

September 9, 2008 EX-10.(AM)

FIRST AMENDED AND RESTATED FINANCE AGREEMENT NAMGEM TRADING BVI LIMITED OVERSEAS PRIVATE INVESTMENT CORPORATION Dated as of June 10, 2008

EXECUTION COPY FIRST AMENDED AND RESTATED FINANCE AGREEMENT between NAMGEM TRADING BVI LIMITED and OVERSEAS PRIVATE INVESTMENT CORPORATION Dated as of June 10, 2008 OPIC/673-2006-061-IG Table of Contents Page ARTICLE I.

September 9, 2008 EX-10.(AO)

SUBORDINATION AGREEMENT NAMGEM TRADING (BERMUDA) LIMITED, LAZARE KAPLAN INTERNATIONAL INC., NAMGEM TRADING (BVI) LIMITED OVERSEAS PRIVATE INVESTMENT CORPORATION Dated as of August 18, 2008

EXECUTION COPY SUBORDINATION AGREEMENT among NAMGEM TRADING (BERMUDA) LIMITED, LAZARE KAPLAN INTERNATIONAL INC.

September 9, 2008 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended May 31, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7848 LAZARE KAPLAN INTERNATIONAL INC.

September 9, 2008 EX-13

LAZARE KAPLAN INTERNATIONAL INC. ANNUAL REPORT

Exhibit 13 LAZARE KAPLAN INTERNATIONAL INC. 2008 ANNUAL REPORT Lazare Kaplan International Inc. 2008 Annual Report Lazare Kaplan International Inc. is engaged in the cutting and polishing of ideal cut diamonds, which it laser inscribes and distributes to quality retail jewelers internationally under the brand name “The Lazare Diamond®.” Lazare Diamonds, whatever their size, which are cut and polis

September 9, 2008 EX-10.(AK)

September 30, 2007

September 30, 2007 Lazare Kaplan International Inc. 19 West 44th Street New York, New York 10036 Ladies and Gentlemen:: We are pleased to advise that Bank Leumi USA (“Bank”) holds available to Lazare Kaplan International Inc. (“Borrower”) a credit facility up to a maximum aggregate principal amount of $2,200,000.00 (the “Facility”) valid and available at our discretion and subject to the terms and

September 9, 2008 EX-21

LIST OF SUBSIDIARIES OF LAZARE KAPLAN INTERNATIONAL INC.

EXHIBIT 21 LIST OF SUBSIDIARIES OF LAZARE KAPLAN INTERNATIONAL INC. NAME ORGANIZED UNDER LAWS OF Lazare Kaplan Europe Inc. Delaware Lazare Kaplan Belgium, N.V. Belgium Lazare Kaplan Africa Inc. Delaware Lazare Kaplan Japan Inc. (Tokyo Branch) Japan Pegasus Overseas Ltd. Bahamas Pegasus Overseas LLC Delaware POCL Bvba Belgium POCL, N.V Belgium Bellataire Inc. Delaware

September 9, 2008 EX-10.(AP)

ARTICLE I

GUARANTY This GUARANTY (as amended, supplemented, amended and restated or otherwise modified from time to time, this “Guaranty”), dated as of July , 2007 is made by Lazare Kaplan International Inc.

September 9, 2008 EX-10.(AJ)

LINE OF CREDIT AGREEMENT Dated as of September 30, 2007 LAZARE KAPLAN INTERNATIONAL INC. as Borrower BANK LEUMI USA as Bank Lender

LINE OF CREDIT AGREEMENT Dated as of September 30, 2007 Between LAZARE KAPLAN INTERNATIONAL INC.

August 28, 2008 EX-4.1

LONG TERM INCENTIVE PLAN LAZARE KAPLAN INTERNATIONAL INC. Effective as of August 25, 2008

Exhibit 4.1 LONG TERM INCENTIVE PLAN OF LAZARE KAPLAN INTERNATIONAL INC. Effective as of August 25, 2008 TABLE OF CONTENTS Page PRELIMINARY STATEMENT 1 ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Rules of Construction 4 ARTICLE II ADMINISTRATION 4 Section 2.1 Compensation Committee 4 Section 2.2 Plan Administration and Plan Rules 5 Section 2.3 Compliance with Section 409A of the

August 28, 2008 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 25, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emp

August 28, 2008 S-8

As filed with the Securities and Exchange Commission on August 27, 2008 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lazare Kaplan International Inc.

As filed with the Securities and Exchange Commission on August 27, 2008 Registration No.

August 28, 2008 EX-99.1

LONG TERM INCENTIVE PLAN LAZARE KAPLAN INTERNATIONAL INC. Effective as of August 25, 2008

Exhibit 99.1 LONG TERM INCENTIVE PLAN OF LAZARE KAPLAN INTERNATIONAL INC. Effective as of August 25, 2008 TABLE OF CONTENTS Page PRELIMINARY STATEMENT 1 ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Rules of Construction 4 ARTICLE II ADMINISTRATION 4 Section 2.1 Compensation Committee 4 Section 2.2 Plan Administration and Plan Rules 5 Section 2.3 Compliance with Section 409A of the

August 26, 2008 EX-99.2

9

EXHIBIT 99.2 Combined Financial Statements Year Ended May 31, 2007 and the Period from December 1, 2005 (Inception) to May 31, 2006 Combined Financial Statements Year Ended May 31, 2007 and the Period from December 1, 2005 (Inception) to May 31, 2006 1 Be llataire Contents Independent auditors’ report 3 Combined financial statements: Balance sheets 4 Statements of operations 5 Statements of partne

August 26, 2008 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended May 31, 2007 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7848 LAZARE KA

August 26, 2008 EX-99.3

GULFDIAM DMCC

EXHIBIT 99.3 GULFDIAM DMCC Financial Statements 31 December 2006 Registered Address: Emirates Tower, Level No. 41 Sheikh Zayed Road Dubai, United Arab Emirates GULFDIAM DMCC Financial Statements 31 December 2006 CONTENTS PAGE Auditors’ Report 1 Balance Sheet 2 Income Statement 3 Statement of Changes in Equity 4 Cash Flow Statement 5 Notes to the Financial Statements 6 - 9 PAGE 1 Auditors’ Report t

August 5, 2008 CORRESP

As Reported

August 5, 2008 William Thompson Branch Chief Mail Stop 3561 U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Lazare Kaplan International Inc. Form 10-K for the fiscal year ended May 31, 2007 File Date: August 29, 2007 Form 10-Q for Fiscal Quarter Ended February 29, 2008 File Date: April 14, 2008 File No. 1-7848* Dear Mr. Thompson: We respond as follows to the St

June 20, 2008 CORRESP

Exhibit A

June 20, 2008 William Thompson Branch Chief Mail Stop 3561 U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Lazare Kaplan International Inc. Form 10-K for the fiscal year ended May 31, 2007 File Date: August 29, 2007 Form 10-Q for Fiscal Quarter Ended February 29, 2008 File Date: April 14, 2008 File No. 1-7848* Dear Mr. Thompson: We respond as follows to the Sta

May 5, 2008 CORRESP

May 5, 2008

May 5, 2008 William Thompson Branch Chief Mail Stop 3561 U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Lazare Kaplan International Inc. Form 10-K for the fiscal year ended May 31, 2007 File Date: August 29, 2007 File No. 1-7848* Dear Mr. Thompson: We respond as follows to the Staff’s additional comments received on April 7, 2008 relating to the above-captione

April 14, 2008 EX-99.1

LAZARE KAPLAN INTERNATIONAL INC. THIRD QUARTER FISCAL 2008 RESULTS

c5309799-1.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: Edward Nebb Comm-Counsellors, LLC 203-972-8350 [email protected] LAZARE KAPLAN INTERNATIONAL INC. THIRD QUARTER FISCAL 2008 RESULTS NEW YORK, N.Y. – April 11, 2008 – Lazare Kaplan International Inc. (AMEX: LKI) today announced financial results for the third f

April 14, 2008 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

c530978k.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 11, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in i

April 14, 2008 EX-10.AK

LICENSE AGREEMENT *

Exhibit 10ak CONFIDENTIAL LICENSE AGREEMENT * This License Agreement (the “Agreement”) is entered into by Lazare Kaplan International Inc.

April 14, 2008 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED FEBRUARY 29, 2008. OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE K

April 14, 2008 EX-10.AJ

EXCLUSIVE SALES AGREEMENT *

Exhibit 10aj CONFIDENTIAL EXCLUSIVE SALES AGREEMENT * This Exclusive Sales Agreement (the “Agreement”) is entered into by Lazare Kaplan International Inc.

March 19, 2008 CORRESP

Debt Catgory

March 19, 2008 William Thompson Branch Chief Mail Stop 3561 U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Lazare Kaplan International Inc. Form 10-K for the fiscal year ended May 31, 2007 File Date: August 29, 2007 File No. 1-7848* Dear Mr. Thompson: We respond as follows to the Staff’s comments received on February 7, 2008 relating to the above-captioned Ann

March 11, 2008 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emplo

February 20, 2008 CORRESP

February 20, 2008

February 20, 2008 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance Attn: Robyn Manuel Re: Lazare Kaplan International Inc.

February 19, 2008 EX-99.1

LAZARE KAPLAN INTERNATIONAL INC. SECOND QUARTER FISCAL 2008 RESULTS

Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: Edward Nebb Comm-Counsellors, LLC 203-972-8350 [email protected] LAZARE KAPLAN INTERNATIONAL INC. SECOND QUARTER FISCAL 2008 RESULTS NEW YORK, N.Y. – January 11, 2008 – Lazare Kaplan International Inc. (AMEX: LKI) today announced financial results for the second fiscal quarter of fiscal 2008 ended November 30, 2007. Net sales for the three and six mont

February 19, 2008 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 11, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em

February 7, 2008 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em

February 6, 2008 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

January 15, 2008 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED NOVEMBER 30, 2007. OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE K

November 15, 2007 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2007 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E

November 15, 2007 EX-3.1

CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF LAZARE KAPLAN INTERNATIONAL INC.

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF LAZARE KAPLAN INTERNATIONAL INC. Lazare Kaplan International Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: FIRST: That at a regular meeting of the members of the board of directors of the Corporation, resolutions

November 15, 2007 EX-3.2

CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF LAZARE KAPLAN INTERNATIONAL INC.

Exhibit 3.2 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF LAZARE KAPLAN INTERNATIONAL INC. Lazare Kaplan International Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: FIRST: That at a regular meeting of the members of the board of directors of the Corporation, resolutions

October 12, 2007 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED AUGUST 31, 2007. OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE KAP

September 28, 2007 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, for Use of the Commission Only S Definitive Proxy Statement (as permitted by Rule 14a-6(e)(2)) £ Definitive Additional Materials £ Soliciting Material Pursuant to § 240.

September 18, 2007 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the appropriate box: S Preliminary Proxy Statement £ Confidential, for Use of the Commission Only £ Definitive Proxy Statement (as permitted by Rule 14a-6(e)(2)) £ Definitive Additional Materials £ Soliciting Material Pursuant to § 240.

August 29, 2007 EX-10.AH

LAZARE KAPLAN INTERNATIONAL INC. EIGHTH AMENDMENT TO REVOLVING CREDIT AGREEMENT

LAZARE KAPLAN INTERNATIONAL INC. EIGHTH AMENDMENT TO REVOLVING CREDIT AGREEMENT This Eighth Amendment to Revolving Credit Agreement (herein, the “Amendment”) is entered into as of April , 2007, between Lazare Kaplan International Inc., a Delaware. corporation (the “Borrower”), and ABN AMRO Bank N.V., as Administrative Agent (the “Agent”), ABN AMRO Bank N.V., as a lender (“ABN AMRO”) and Bank Leumi

August 29, 2007 EX-21

LIST OF SUBSIDIARIES OF LAZARE KAPLAN INTERNATIONAL INC.

EXHIBIT 21 LIST OF SUBSIDIARIES OF LAZARE KAPLAN INTERNATIONAL INC. NAME ORGANIZED UNDER LAWS OF Lazare Kaplan Europe Inc. Delaware Lazare Kaplan Belgium, N.V. Belgium Lazare Kaplan Africa Inc. Delaware Lazare Kaplan Japan Inc. (Tokyo Branch) Japan Pegasus Overseas Ltd. Bahamas Pegasus Overseas LLC Delaware POCL Bvba Belgium POCL, N.V Belgium Bellataire Inc. Delaware

August 29, 2007 EX-13

LAZARE KAPLAN INTERNATIONAL INC. 2007 ANNUAL REPORT

LAZARE KAPLAN INTERNATIONAL INC. 2007 ANNUAL REPORT Lazare Kaplan International Inc. 2007 Annual Report Lazare Kaplan International Inc. is engaged in the cutting and polishing of ideal cut diamonds, which it laser inscribes and distributes to quality retail jewelers internationally under the brand name “Lazare Diamonds®” Diamonds, whatever their size, which are cut and polished by Lazare Kaplan c

August 29, 2007 EX-10.AG

LAZARE KAPLAN INTERNATIONAL INC. SECOND AMENDMENT TO REVOLVING CREDIT AGREEMENT

LAZARE KAPLAN INTERNATIONAL INC. SECOND AMENDMENT TO REVOLVING CREDIT AGREEMENT This Second Amendment (herein, the “Amendment”) to Revolving Credit Agreement is entered into as of August , 2007, between Lazare Kaplan International Inc., a Delaware corporation (the “Borrower”) and HSBC Bank USA, National Association, as lender (the “Bank”). PRELIMINARY STATEMENTS A. The Borrower and Bank entered in

August 29, 2007 EX-10.AI

Very truly yours, ABN AMRO Bank N.V. Anna Martin Ned Koppelson Accepted and agreed: LAZARE KAPLAN INTERNATIONAL INC. By Name Title

April 13, 2007 Lazare Kaplan International Inc. 19 West 44th Street New York, New York 10036 Attention: Mr. William H. Moryto Re: Facility Letter Ladies and Gentlemen: In accordance with our recent discussions, we are please to confirm ABN AMRO Bank N.V.’s (the “Bank”) agreement to hold available to Lazare Kaplan International Inc. (the “Borrower”) a revolving loan facility for own-note borrowings

August 29, 2007 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended May 31, 2007 OR o TRANSITION REPORT PURSUANT TO SECTIO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended May 31, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7848 LAZARE KAPLAN INTERNATIONAL INC.

April 30, 2007 EX-99.1

AMENDED AND RESTATED RIGHTS AGREEMENT LAZARE KAPLAN INTERNATIONAL INC. MELLON INVESTOR SERVICES LLC Rights Agent DATED AS OF April 24, 2007

Exhibit 99.1 Execution Copy AMENDED AND RESTATED RIGHTS AGREEMENT LAZARE KAPLAN INTERNATIONAL INC. and MELLON INVESTOR SERVICES LLC Rights Agent DATED AS OF April 24, 2007 TABLE OF CONTENTS SECTION PAGE Section 1 Certain Definitions; Rules of Construction 2 Section 2. Appointment of Rights Agent 7 Section 3. Issue of Right Certificates. 8 Section 4. Form of Right Certificates. 9 Section 5. Counter

April 30, 2007 EX-99.1

AMENDED AND RESTATED RIGHTS AGREEMENT LAZARE KAPLAN INTERNATIONAL INC. MELLON INVESTOR SERVICES LLC Rights Agent DATED AS OF April 24, 2007

Exhibit 99.1 Execution Copy AMENDED AND RESTATED RIGHTS AGREEMENT LAZARE KAPLAN INTERNATIONAL INC. and MELLON INVESTOR SERVICES LLC Rights Agent DATED AS OF April 24, 2007 TABLE OF CONTENTS SECTION PAGE Section 1. Certain Definitions; Rules of Construction 2 Section 2. Appointment of Rights Agent 7 Section 3. Issue of Right Certificates. 8 Section 4. Form of Right Certificates. 9 Section 5. Counte

April 30, 2007 8-A12B/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Amendment No. 1 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Lazare Kaplan International Inc. (Exact na

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Amendment No. 1 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Lazare Kaplan International Inc. (Exact name of registrant as specified in its charter) Delaware 13-2728690 (State of incorporation or organization) (IRS Employer Identification No.) 19 West 4

April 30, 2007 8-K

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2007 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl

April 17, 2007 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

- Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 11, 2007 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) D

April 17, 2007 EX-3.1

Amendments to the Corporation’s By-Laws

Exhibit 3.1 Amendments to the Corporation’s By-Laws By deleting paragraph “-*CALL.” of Section 6 in its entirety and substituting in its place the following: - CALL. Annual meetings and special meetings may be called by the Board of Directors, or by the Chairman, or by the President. Any such request shall state the purpose or purposes of the proposed meeting. By adding immediately after the parag

March 6, 2007 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 1, 2007 LAZARE KAPLAN INTERNATIONAL INC. (Exact Name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emplo

February 9, 2007 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSI

SC 13G/A 1 rrd362.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de

February 2, 2007 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSI

SC 13G/A 1 rrd362.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de

February 6, 2006 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2005 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

January 13, 2006 EX-10

EX-10

AMENDED AND RESTATED CREDIT FACILITY AGREEMENT THIS AMENDED AND RESTATED CREDIT FACILITY AGREEMENT (the "Agreement") is made as of [December, 1st 2005] by and between ABN AMRO Bank N.

January 13, 2006 EX-10

EX-10

LAZARE KAPLAN INTERNATIONAL INC. FIRST AMENDMENT TO REVOLVING CREDIT AGREEMENT This First Amendment to Revolving Credit Agreement (herein, the "Amendment") is entered into as of December , 2005, between Lazare Kaplan International Inc., a Delaware corporation (the "Borrower") and HSBC Bank USA, National Association, as Lender (the "Lender"). PRELIMINARY STATEMENTS A. The Borrower and Lender entere

January 13, 2006 EX-10

EX-10

Antwerp Diamond Bank NV [LOGO] Confidential Antwerpen, 30th December 2005 LAZARE KAPLAN INTERNATIONAL INC.

January 13, 2006 EX-10

EX-10

Antwerpse Diamantbank NV [LOGO] Free translation Confidential Antwerpen, 30th December 2005 LAZARE KAPLAN BELGIUM (LKB) NV Hoveniersstraat 30 bus 162 B-2018 ANTWERPEN 1 This letter replaces our confirmation letter dated 5th October 2001.

January 13, 2006 EX-10

EX-10

LAZARE KAPLAN INTERNATIONAL INC. SEVENTH AMENDMENT TO REVOLVING CREDIT AGREEMENT This Seventh Amendment to Revolving Credit Agreement (herein, the "Amendment") is entered into as of December 1, 2005, between Lazare Kaplan International Inc., a Delaware corporation (the "Borrower"), and ABN AMRO Bank N.V., as Administrative Agent (the "Agent"), ABN AMRO Bank N.V., as a lender ("ABN AMRO") and Bank

January 13, 2006 EX-10

EX-10

Exhibit 10am AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF BELLATAIRE LLC A Delaware Limited Liability Company Dated: As of November 30, 2005* - - * Certain portions of this agreement have been omitted pursuant to a request for confidential treatment.

January 13, 2006 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) S QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED NOVEMBER 30, 2005. OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE KAPLA

January 13, 2006 EX-10

EX-10

Exhibit 10al LIMITED LIABILITY COMPANY AGREEMENT OF BELLATAIRE INTERNATIONAL LLC A Delaware Limited Liability Company Dated: As of November 30, 2005* - - * Certain portions of this agreement have been omitted pursuant to a request for confidential treatment.

April 13, 2005 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED FEBRUARY 28, 2005. OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE K

February 9, 2005 SC 13G/A

OMB APPROVAL

OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response…….

January 11, 2005 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q LAZARE KAPLAN INTERNATIONAL INC. Index PART I — FINANCIAL INFORMATION NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 1. Interim Financial Reporting 2. New Pronouncements 3.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED NOVEMBER 30, 2004. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE KAPLA

February 6, 2004 SC 13G/A

OMB APPROVAL

OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response…………11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 11, 2003 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment [X]) * LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment [X]) * LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2002 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t

August 28, 2001 EX-10

EX-10

FIFTH AMENDMENT AND AGREEMENT TO LOAN AGREEMENT This Fifth Amendment and Agreement to Loan Agreement is made as of the day of , 2000, by and between FLEET BANK, N.

August 28, 2001 EX-21

EX-21

EXHIBIT 21 LIST OF SUBSIDIARIES OF LAZARE KAPLAN INTERNATIONAL INC. NAME ORGANIZED UNDER LAWS OF - - Lazare Kaplan Europe Inc. Delaware Lazare Kaplan Belgium, N.V. Belgium Lazare Kaplan Japan Inc. (Tokyo Branch) Japan Pegasus Overseas Ltd. Bahamas Pegasus Overseas LLC Delaware POCL Bvba Belgium Bellataire Diamonds Inc. Delaware

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