الإحصائيات الأساسية
| LEI | 5493002OB7SJ4MVQY666 |
| CIK | 1547546 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Lument Finance Trust, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 8, 2025 |
Lument Finance Trust Reports Second Quarter 2025 Results Exhibit 99.1 Lument Finance Trust Reports Second Quarter 2025 Results NEW YORK, August 8, 2025 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we”, “LFT” or “the Company”) today reported its second quarter results. GAAP net income attributable to common shareholders for the second quarter was $2.5 million, or $0.05 per share of common stock. Distributable earnings for the second quarter we |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST, INC. |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2025 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| August 8, 2025 |
August 2025 Lument Finance Trust Q2 2025 Earnings Supplemental Exhibit 99.2 August 2025 Lument Finance Trust Q2 2025 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (“LFT,” the “Company,” “we,” “our,” |
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| June 25, 2025 |
Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock Exhibit 99.1 Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock New York, NY, June 20, 2025/PRNewswire – Lument Finance Trust, Inc. (NYSE: LFT) (“LFT” or the “Company”) announced the declaration of a cash dividend of $0.06 per share of common stock with respect to the second quarter of 2025. The dividend is payable on July 15, 2025, to common stockholde |
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| June 25, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2025 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissio |
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| June 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2025 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissio |
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| May 12, 2025 |
Lument Finance Trust Reports First Quarter 2025 Results Exhibit 99.1 Lument Finance Trust Reports First Quarter 2025 Results NEW YORK, May 12, 2025 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we”, “LFT” or “the Company”) today reported its first quarter results. GAAP net loss attributable to common shareholders for the first quarter was $1.7 million, or $0.03 per share of common stock. Distributable earnings for the first quarter were $4.0 |
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| May 12, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2025 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commission |
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| May 12, 2025 |
May 2025 Lument Finance Trust Q1 2025 Earnings Supplemental Exhibit 99.2 May 2025 Lument Finance Trust Q1 2025 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (“LFT,” the “Company,” “we,” “our,” or |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST, INC. |
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| April 29, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| March 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2025 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| March 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35845 LUMENT FINANCE TRUST, INC. ( |
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| March 19, 2025 |
Exhibit 99.1 Lument Finance Trust Reports 2024 Results and Declares Quarterly Dividends for Its Common and Preferred Stock NEW YORK, March 19, 2024 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we”, “LFT” or “the Company”) today reported its fourth quarter and full year 2024 results. GAAP net income attributable to common shareholders for the fourth quarter was $3.6 million, or $0.07 per |
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| March 19, 2025 |
Lument Finance Trust, Inc. Insider Trading Policy Exhibit 19 LUMENT FINANCE TRUST, INC. INSIDER TRADING POLICY Federal and state laws prohibit buying, selling, or making other transfers of securities by persons who have material information that is not generally known or available to the public (“Material Nonpublic Information”). These laws also prohibit persons with Material Nonpublic Information from disclosing this information to others who tr |
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| March 19, 2025 |
March 2025 Lument Finance Trust Q4 2024 Earnings Supplemental Exhibit 99.2 March 2025 Lument Finance Trust Q4 2024 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (“LFT,” the “Company,” “we,” “our,” o |
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| March 19, 2025 |
Exhibit 4.3 DESCRIPTION OF SECURITIES The following is a summary of (1) the rights and preferences of our common stock and preferred stock and (2) the related provisions of our charter and bylaws. Copies of our charters and bylaws are filed as exhibits to our Annual Report on Form 10-K of which this exhibit is a part. General Our charter provides that we may issue up to 450,000,000 shares of commo |
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| March 19, 2025 |
List of Subsidiaries of Lument Finance Trust, Inc.* EXHIBIT 21.1 SUBSIDIARIES Subsidiary Jurisdiction of Incorporation Five Oaks Acquisition Corp. Delaware Oaks Funding, LLC Delaware Oaks Funding II, LLC Delaware Oaks Holding I, LLC Delaware Lument CMT Equity, LLC Delaware Lument CMT Finance, LLC Delaware Lument Commercial Mortgage Trust Maryland LFT CRE 2021-FL1 Advances, LLC Delaware LFT CRE 2021-FL1 Preferred, LLC Delaware LFT CRE 2021-FL1, Ltd. |
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| December 13, 2024 |
Exhibit 99.1 Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock and Announces Special Cash Dividend Distribution New York, NY, December 12, 2024/PRNewswire – Lument Finance Trust, Inc. (NYSE: LFT) (“LFT” or the “Company”) announced the declaration of a cash dividend of $0.08 per share of common stock with respect to the fourth quarter of 2024. The Compa |
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| December 13, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2024 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commi |
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| November 12, 2024 |
Exhibit 99.2 November 2024 Lument Finance Trust Q3 2024 Earnings Supplemental Disclaimer 2 This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (“LFT,” the “Company,” “we,” “our,” |
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| November 12, 2024 |
Lument Finance Trust Reports Third Quarter 2024 Results Exhibit 99.1 Lument Finance Trust Reports Third Quarter 2024 Results NEW YORK, November 12, 2024 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we”, “LFT” or “the Company”) today reported its third quarter results. GAAP net income attributable to common shareholders for the third quarter was $5.1 million, or $0.10 per share of common stock. Distributable earnings for the third quarter wer |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST, |
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| November 12, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commi |
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| September 16, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2024 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Comm |
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| September 16, 2024 |
Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock Exhibit 99.1 Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock New York, NY, September 16, 2024/PRNewswire – Lument Finance Trust, Inc. (NYSE: LFT) (“LFT” or the “Company”) announced the declaration of a cash dividend of $0.08 per share of common stock with respect to the third quarter of 2024. The dividend is payable on October 15, 2024, to common sto |
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| August 12, 2024 |
Exhibit 99.1 EXECUTION VERSION FIRST AMENDMENT TO SERVICING AGREEMENT This FIRST AMENDMENT, dated as of July 10, 2024 (this “Amendment”), to the SERVICING AGREEMENT, dated as of June 14, 2021, by and among LFT CRE 2021-FL1, LTD., an exempted company incorporated under the laws of the Cayman Islands (the “Issuer”), LUMENT INVESTMENT MANAGEMENT, LLC (formerly known as OREC Investment Management, LLC |
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| August 12, 2024 |
Lument Finance Trust Reports Second Quarter 2024 Results Exhibit 99.1 Lument Finance Trust Reports Second Quarter 2024 Results NEW YORK, August 12, 2024 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we”, “LFT” or “the Company”) today reported its second quarter results. GAAP net income attributable to common shareholders for the second quarter was $3.4 million, or $0.07 per share of common stock. Distributable earnings for the second quarter w |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST, INC. |
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| August 12, 2024 |
August 2024 Lument Finance Trust Q2 2024 Earnings Supplemental Exhibit 99.2 August 2024 Lument Finance Trust Q2 2024 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (“LFT,” the “Company,” “we,” “our,” |
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| August 12, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2024 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commiss |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2024 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissio |
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| June 13, 2024 |
Lument Finance Trust, Inc. Announces Quarterly Common Stock Dividend Increase Exhibit 99.1 Lument Finance Trust, Inc. Announces Quarterly Common Stock Dividend Increase New York, NY, June 13, 2024/PRNewswire – Lument Finance Trust, Inc. (NYSE: LFT) (“LFT” or the “Company”) announced the declaration of a cash dividend of $0.08 per share of common stock with respect to the second quarter of 2024, which represents a 14% increase over the first quarter of 2024 dividend of $0.07 |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST, INC. |
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| May 9, 2024 |
Lument Finance Trust Reports First Quarter 2024 Results Exhibit 99.1 Lument Finance Trust Reports First Quarter 2024 Results NEW YORK, May 9, 2024 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we”, “LFT” or “the Company”) today reported its first quarter results. Distributable earnings for the first quarter were $7.6 million, or $0.15 per share of common stock. GAAP net income attributable to common shareholders for the first quarter was $5.8 |
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| May 9, 2024 |
May 2024 Lument Finance Trust Q1 2024 Earnings Supplemental Exhibit 99.2 May 2024 Lument Finance Trust Q1 2024 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (“LFT,” the “Company,” “we,” “our,” or |
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| May 9, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commission |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| April 26, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 15, 2024 |
List of Subsidiaries of Lument Finance Trust, Inc.* EXHIBIT 21.1 SUBSIDIARIES Subsidiary Jurisdiction of Incorporation Five Oaks Acquisition Corp. Delaware Oaks Funding, LLC Delaware Oaks Funding II, LLC Delaware Oaks Holding I, LLC Delaware Lument CMT Equity, LLC Delaware Lument CMT Finance, LLC Delaware Lument Commercial Mortgage Trust Maryland LFT CRE 2021-FL1 Advances, LLC Delaware LFT CRE 2021-FL1 Preferred, LLC Delaware LFT CRE 2021-FL1, Ltd. |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2024 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35845 LUMENT FINANCE TRUST, INC. ( |
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| March 15, 2024 |
Exhibit 99.1 AMENDED AND RESTATED THIRD AMENDMENT TO CREDIT AND GUARANTY AGREEMENT THIS AMENDED AND RESTATED THIRD AMENDMENT TO CREDIT AND GUARANTY AGREEMENT (this “A&R Amendment”) is dated as of August 23, 2021 and is entered into by and among, on the one hand, the lenders identified on the signature pages hereof (the “Lenders”) which Lenders constitutes the Required Lenders under the Credit Agre |
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| March 15, 2024 |
Exhibit 99.1 Lument Finance Trust Reports 2023 Results and Declares Quarterly Dividends for Its Common and Preferred Stock NEW YORK, March 15, 2024 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we”, “LFT” or “the Company”) today reported its fourth quarter and full year 2023 results. GAAP net income attributable to common shareholders for the fourth quarter was $3.8 million, or $0.07 per |
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| March 15, 2024 |
Incentive Compensation Clawback Policy Exhibit 97.1 LUMENT FINANCE TRUST, INC. CLAWBACK POLICY The following Clawback Policy (the “Policy”) of Lument Finance Trust, Inc., a Maryland corporation (the “Company”), requires the recovery of erroneously awarded compensation in order to satisfy the requirements of Section 303A.14 of the New York Stock Exchange Listed Company Manual (the “Listing Standards”) and to satisfy the requirements of |
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| March 15, 2024 |
March 2024 Lument Finance Trust Q4 2023 Earnings Supplemental Exhibit 99.2 March 2024 Lument Finance Trust Q4 2023 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (“LFT,” the “Company,” “we,” “our,” o |
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| March 15, 2024 |
Exhibit 4.3 DESCRIPTION OF SECURITIES The following is a summary of (1) the rights and preferences of our common stock and preferred stock and (2) the related provisions of our charter and bylaws. Copies of our charters and bylaws are filed as exhibits to our Annual Report on Form 10-K of which this exhibit is a part. General Our charter provides that we may issue up to 450,000,000 shares of commo |
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| February 14, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 3)* Lument Finance Trust, Inc. (Name of Issuer) 7.875% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share (Title of Class of Securities |
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| December 12, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2023 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commi |
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| December 12, 2023 |
Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock Exhibit 99.1 Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock New York, NY, December 12, 2023/PRNewswire – Lument Finance Trust, Inc. (NYSE: LFT) (“LFT” or the “Company”) announced the declaration of a cash dividend of $0.07 per share of common stock with respect to the fourth quarter of 2023. The dividend is payable on January 16, 2024, to common sto |
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| November 13, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commi |
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| November 13, 2023 |
Lument Finance Trust Reports Third Quarter Results Exhibit 99.1 Lument Finance Trust Reports Third Quarter Results NEW YORK, November 13, 2023 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we,” “LFT” or “the Company”) today reported its third quarter 2023 results. Distributable earnings for the quarter were $6.0 million, or $0.11 per share of common stock. GAAP net income attributable to common shareholders for the quarter was $5.2 milli |
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| November 13, 2023 |
November 2023 Lument Finance Trust Q3 2023 Earnings Supplemental Exhibit 99.2 November 2023 Lument Finance Trust Q3 2023 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (“LFT,” the “Company,” “we,” “our, |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST, |
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| September 14, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2023 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Comm |
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| September 14, 2023 |
Lument Finance Trust, Inc. Announces Quarterly Common Stock Dividend Increase Exhibit 99.1 Lument Finance Trust, Inc. Announces Quarterly Common Stock Dividend Increase New York, NY, September 14, 2023/PRNewswire – Lument Finance Trust, Inc. (NYSE: LFT) (“LFT” or the “Company”) announced the declaration of a cash dividend of $0.07 per share of common stock with respect to the third quarter of 2023, which represents a 17% increase over the second quarter of 2023 dividend of |
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| August 9, 2023 |
Lument Finance Trust Reports Second Quarter Results Exhibit 99.1 Lument Finance Trust Reports Second Quarter Results NEW YORK, August 8, 2023 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we”, “LFT” or “the Company”) today reported its second quarter 2023 results. Distributable earnings for the quarter were $1.9 million, or $0.04 per share of common stock. GAAP net income attributable to common shareholders for the quarter was $1.4 millio |
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| August 9, 2023 |
August 2023 Lument Finance Trust Q2 2023 Earnings Supplemental Exhibit 99.2 August 2023 Lument Finance Trust Q2 2023 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (“LFT,” the “Company,” “we,” “our,” |
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| August 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST, INC. |
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| July 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2023 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissio |
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| July 12, 2023 |
Exhibit 10.4 EXECUTION VERSION SERVICING AGREEMENT dated as of July 12, 2023 by and among LMF 2023-1, LLC, as Issuer LUMENT INVESTMENT MANAGEMENT, LLC as Collateral Manager LUMENT REAL ESTATE CAPITAL, LLC as Servicer LUMENT REAL ESTATE CAPITAL, LLC as Special Servicer LUMENT COMMERCIAL MORTGAGE TRUST, as Advancing Agent WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee and COMPUTERSHARE TRUST COM |
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| July 12, 2023 |
Exhibit 10.3 EXECUTION VERSION COLLATERAL MANAGEMENT AGREEMENT This Collateral Management Agreement, dated as of July 12, 2023 (this “Agreement”), is entered into by and between LMF 2023-1, LLC, a Delaware limited liability company (together with successors and assigns permitted hereunder, the “Issuer”) and Lument Investment Management, LLC, a Delaware limited liability company (together with its |
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| July 12, 2023 |
Exhibit 10.2 EXECUTION VERSION INDENTURE AND SECURITY AGREEMENT dated as of July 12, 2023 by and among LMF 2023-1, LLC, as Issuer LUMENT COMMERCIAL MORTGAGE TRUST, as Advancing Agent WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, as Note Administrator and COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION, as Custodian CERTAIN CONFIDENTIAL INFO |
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| July 12, 2023 |
Lument Finance Trust, Inc. Announces Closing of $386 Million Financing Exhibit 99.1 Lument Finance Trust, Inc. Announces Closing of $386 Million Financing New York, NY, July 12, 2023/PRNewswire – Lument Finance Trust, Inc. (NYSE: LFT) (“LFT”) today announced the closing of a $386 million commercial real estate financing (the “LMF 2023-1 Financing”). The LMF 2023-1 Financing is LFT’s fourth commercial real estate portfolio financing transaction since LFT’s inception. |
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| July 12, 2023 |
Exhibit 10.1 EXECUTION VERSION CREDIT AGREEMENT dated as of July 12, 2023 among LMF 2023-1, LLC, as Borrower, MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY, as Lead Lender, and COMPUTERSHARE TRUST COMPANY, N.A., as Loan Agent, WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee, and VARIOUS FINANCIAL INSTITUTIONS AND OTHER PERSONS FROM TIME TO TIME, as Lenders CERTAIN CONFIDENTIAL INFORMATION CONTAIN |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2023 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissio |
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| June 14, 2023 |
Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock Exhibit 99.1 Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock New York, NY, June 14, 2023/PRNewswire – Lument Finance Trust, Inc. (NYSE: LFT) (“LFT” or the “Company”) announced the declaration of a cash dividend of $0.06 per share of common stock with respect to the second quarter of 2023. The dividend is payable on July 17, 2023 to common stockholder |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2023 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commission |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commission |
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| May 15, 2023 |
Lument Finance Trust Reports First Quarter Results Exhibit 99.1 Lument Finance Trust Reports First Quarter Results NEW YORK, May 11, 2023 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we”, “LFT” or “the Company”) today reported its first quarter 2023 results. Distributable earnings for the quarter was $0.2 million, or $0.00 per share of common stock. GAAP net income attributable to common shareholders for the quarter was $4.6 million, or |
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| May 15, 2023 |
May 2023 Lument Finance Trust Q1 2023 Earnings Supplemental Exhibit 99.2 May 2023 Lument Finance Trust Q1 2023 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (“LFT,” the “Company,” “we,” “our,” or |
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| May 12, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Lument Finance Trust, Inc. |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 45-4966519 (State or Other Jurisdiction of Incorporation or Organization) (IRS Employer Identification No.) 230 Park Avenue, 20th Floor New York, New York 10169 (Address of |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST, INC. |
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| April 28, 2023 |
DEFA14A 1 ny20007620x2defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission |
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| April 28, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2023 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| April 24, 2023 |
Independent Directors Stock-for-Fees Program. Exhibit 10.1 LUMENT FINANCE TRUST, INC. INDEPENDENT DIRECTORS STOCK-FOR-FEES PROGRAM 1. Establishment. Lument Finance Trust, Inc., a Maryland corporation (the “Corporation”), hereby establishes this Independent Directors Stock-for-Fees Program, as set forth herein (this “Program”). This Program is effective as of April 20, 2023 (the “Effective Date”). 2. Purpose. The purpose of this Program is to |
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| March 23, 2023 |
Lument Finance Trust Reports Fourth Quarter Results Exhibit 99.1 Lument Finance Trust Reports Fourth Quarter Results NEW YORK, March 23, 2023 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we”, “LFT” or “the Company”) today reported its fourth quarter 2022 results. Distributable earnings for the quarter was $3.3 million, or $0.06 per share of common stock. GAAP net income attributable to common shareholders for the quarter was $0.9 million |
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| March 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35845 LUMENT FINANCE TRUST, INC. ( |
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| March 23, 2023 |
List of Subsidiaries of Lument Finance Trust, Inc.* EXHIBIT 21.1 SUBSIDIARIES Subsidiary Jurisdiction of Incorporation Five Oaks Acquisition Corp. Delaware Oaks Funding, LLC Delaware Oaks Funding II, LLC Delaware Oaks Holding I, LLC Delaware Lument CMT Equity, LLC Delaware Lument CMT Finance, LLC Delaware Lument Commercial Mortgage Trust Maryland LFT CRE 2021-FL1 Advances, LLC Delaware LFT CRE 2021-FL1 Preferred, LLC Delaware LFT CRE 2021-FL1, Ltd. |
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| March 23, 2023 |
March 2023 Lument Finance Trust Q4 2022 Earnings Supplemental Exhibit 99.2 March 2023 Lument Finance Trust Q4 2022 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (“LFT,” the “Company,” “we,” “our,” o |
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| March 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2023 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| March 23, 2023 |
Exhibit 4.3 DESCRIPTION OF SECURITIES The following is a summary of (1) the rights and preferences of our common stock and preferred stock and (2) the related provisions of our charter and bylaws. Copies of our charters and bylaws are filed as exhibits to our Annual Report on Form 10-K of which this exhibit is a part. General Our charter provides that we may issue up to 450,000,000 shares of commo |
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| March 16, 2023 |
Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock Exhibit 99.1 Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock New York, NY, March 16, 2023/PRNewswire – Lument Finance Trust, Inc. (NYSE: LFT) (“LFT” or the “Company”) announced the declaration of a cash dividend of $0.06 per share of common stock with respect to the first quarter of 2023. The dividend is payable on April 17, 2023, to common stockhold |
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| March 16, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| February 15, 2023 |
SC 13G/A 1 sc13g-a.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 2)* Lument Finance Trust, Inc. (Name of Issuer) 7.875% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share (Title |
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| December 15, 2022 |
Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock Exhibit 99.1 Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock New York, NY, December 15, 2022/PRNewswire ? Lument Finance Trust, Inc. (NYSE: LFT) (?LFT? or the ?Company?) announced the declaration of a cash dividend of $0.06 per share of common stock with respect to the third quarter of 2022. The dividend is payable on January 17, 2023, to common stoc |
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| December 15, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2022 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commi |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST |
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| November 8, 2022 |
Lument Finance Trust Reports Third Quarter Results Exhibit 99.1 Lument Finance Trust Reports Third Quarter Results NEW YORK, November 8, 2022 /PRNewswire/ ? Lument Finance Trust, Inc. (NYSE: LFT) (?we?, ?LFT? or ?the Company?) today reported its third quarter 2022 results. Distributable earnings for the quarter was $1.7 million, or $0.03 per share of common stock. GAAP net income attributable to common shareholders for the quarter was $0.3 million |
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| November 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2022 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commis |
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| November 8, 2022 |
November 2022 Lument Finance Trust Q3 2022 Earnings Supplemental Exhibit 99.2 November 2022 Lument Finance Trust Q3 2022 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (?LFT,? the ?Company,? ?we,? ?our, |
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| September 15, 2022 |
Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock Exhibit 99.1 Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock New York, NY, September 15, 2022/PRNewswire ? Lument Finance Trust, Inc. (NYSE: LFT) (?LFT? or the ?Company?) announced the declaration of a cash dividend of $0.06 per share of common stock with respect to the third quarter of 2022. The dividend is payable on October 17, 2022 to common stoc |
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| September 15, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2022 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Comm |
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| August 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST, INC |
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| August 8, 2022 |
Lument Finance Trust Reports Second Quarter Results EX-99.1 2 tm2222819d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Lument Finance Trust Reports Second Quarter Results NEW YORK, August 8, 2022 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we”, “LFT” or “the Company”) today reported its second quarter 2022 results. GAAP net income attributable to common shareholders for the quarter was $2.2 million, or $0.04 per share of common stock. Distributa |
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| August 8, 2022 |
August 2022 Lument Finance Trust Q2 2022 Earnings Supplemental Exhibit 99.2 August 2022 Lument Finance Trust Q2 2022 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (?LFT,? the ?Company,? ?we,? ?our,? |
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| June 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2022 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissio |
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| June 16, 2022 |
Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock Exhibit 99.1 Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock New York, NY, June 15, 2022/PRNewswire ? Lument Finance Trust, Inc. (NYSE: LFT) (?LFT? or the ?Company?) announced the declaration of a cash dividend of $0.06 per share of common stock with respect to the second quarter of 2022. The dividend is payable on July 15, 2022 to common stockholder |
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| May 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2022 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commission |
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| May 9, 2022 |
Lument Finance Trust Reports First Quarter Results Exhibit 99.1 Lument Finance Trust Reports First Quarter Results NEW YORK, May 9, 2022 /PRNewswire/ ? Lument Finance Trust, Inc. (NYSE: LFT) (?we?, ?LFT? or ?the Company?) today reported its first quarter 2022 results. GAAP net income attributable to common shareholders for the quarter was $1.8 million, or $0.05 per share of common stock. Distributable earnings for the quarter was $1.7 million, or |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST, IN |
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| May 9, 2022 |
May 2022 Lument Finance Trust Q1 2022 Earnings Supplemental Exhibit 99.2 May 2022 Lument Finance Trust Q1 2022 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (?LFT,? the ?Company,? ?we,? ?our,? or |
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| April 29, 2022 |
LFT / Lument Finance Trust, Inc. / OREC Investment Holdings, LLC - FORM SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. 1)* Lument Finance Trust, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 55025L108 (CUSIP Number) Ryan Farha OREC Investment Holdings, LLC 2001 Ross Avenue, Suite 1900 Dallas, Texas 75201 (214) 237-2242 (Name, |
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| April 29, 2022 |
Exhibit 10.1 DIRECTOR DESIGNATION AGREEMENT This DIRECTOR DESIGNATION AGREEMENT (this ?Agreement?), dated as of April 26, 2022, is made and entered into by and between Lument Finance Trust, Inc., a Maryland corporation (the ?Company?), and OREC Investment Holdings, LLC, a Delaware limited liability company (?OREC?). RECITALS WHEREAS, on January 7, 2022, the Company commenced a rights offering in w |
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| April 29, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted |
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| April 29, 2022 |
DIRECTOR DESIGNATION AGREEMENT Exhibit 99.4 DIRECTOR DESIGNATION AGREEMENT This DIRECTOR DESIGNATION AGREEMENT (this “Agreement”), dated as of April 26, 2022, is made and entered into by and between Lument Finance Trust, Inc., a Maryland corporation (the “Company”), and OREC Investment Holdings, LLC, a Delaware limited liability company (“OREC”). RECITALS WHEREAS, on January 7, 2022, the Company commenced a rights offering in w |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 29, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| March 15, 2022 |
Exhibit 4.3 DESCRIPTION OF SECURITIES The following is a summary of (1) the rights and preferences of our common stock and preferred stock and (2) the related provisions of our charter and bylaws. Copies of our charters and bylaws are filed as exhibits to our Annual Report on Form 10-K of which this exhibit is a part. General Our charter provides that we may issue up to 450,000,000 shares of commo |
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| March 15, 2022 |
Exhibit 99.2 March 2022 Lument Finance Trust Q4 2021 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (?LFT,? the ? Company,? ?we,? ?our,? |
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| March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| March 15, 2022 |
Form of Indemnification Agreement. Exhibit 10.5 FORM OF INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (?Agreement?) is made and entered into as of , between Lument Finance Trust, Inc., a Maryland corporation (the ?Company?), and (?Indemnitee?). WHEREAS, at the request of the Company, Indemnitee currently serves as a director or officer of the Company and may, therefore, be subjected to claims, suits or proceedings arisin |
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| March 15, 2022 |
Exhibit 99.1 LUMENT FINANCE TRUST REPORTS 2021 RESULTS AND DECLARES QUARTERLY DIVIDENDs for its common and preferred stock NEW YORK, March 15, 2021 /PRNewswire/ ? Lument Finance Trust, Inc. (NYSE: LFT) (?we?, ?LFT? or the ?Company?) today reported its fourth quarter and full year 2021 results. Net income attributable to common stockholders for the fourth quarter was $2.5 million, or $0.10 per shar |
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| March 15, 2022 |
List of Subsidiaries of Lument Finance Trust, Inc.* EXHIBIT 21.1 SUBSIDIARIES Subsidiary Jurisdiction of Incorporation Five Oaks Acquisition Corp. Delaware Oaks Funding, LLC Delaware Oaks Funding II, LLC Delaware Oaks Holding I, LLC Delaware Lument CMT Equity, LLC Delaware Lument CMT Finance, LLC Delaware Lument Commercial Mortgage Trust Maryland LFT CRE 2021-FL1 Advances, LLC Delaware LFT CRE 2021-FL1 Preferred, LLC Delaware LFT CRE 2021-FL1, Ltd. |
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| March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35845 LUMENT FINANCE TRUST, INC. ( |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Lument Finance Trust, Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 44558T100 (CUSIP Number) Kara Harchuck General Counsel Hunt Companies Equity Holdings, LLC 980 N Michigan Ave., Suite 1150 Chicago, IL 60 |
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| February 25, 2022 |
Certificate of Notice of Lument Finance Trust, Inc. Exhibit 4.1 LUMENT FINANCE TRUST, INC. CERTIFICATE OF NOTICE THIS IS TO CERTIFY THAT: FIRST: The Board of Directors (the ?Board?) of Lument Finance Trust, Inc., a Maryland corporation (the ?Corporation?), pursuant to Section 7.2.8 of Article VII of the charter of the Corporation (the ?Charter?), has decreased (a) the Aggregate Stock Ownership Limit to 8.75% (in value or in number of shares, whiche |
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| February 25, 2022 |
LUMENT FINANCE TRUST, INC. ANNOUNCES FINAL RESULTS OF TRANSFERABLE RIGHTS OFFERING Exhibit 99.1 LUMENT FINANCE TRUST, INC. ANNOUNCES FINAL RESULTS OF TRANSFERABLE RIGHTS OFFERING NEW YORK, NY, February 22, 2022 ? Lument Finance Trust, Inc. (NYSE: LFT) ( ?LFT? or the ?Company?) announced the final results of its transferable rights offering, which entitled holders of rights to purchase one share of common stock for every right held at a subscription price of $3.06 per share. The |
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| February 25, 2022 |
LFT / Lument Finance Trust, Inc. / OREC Investment Holdings, LLC - FORM SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2(a) Lument Finance Trust, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 55025L108 (CUSIP Number) Ryan Farha OREC Investment Holdings, LLC 2001 |
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| February 25, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commi |
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| February 25, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k), as promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of Lument Finance Trust, Inc., and further agree that this Joint Filing Agreement be included |
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| February 25, 2022 |
Exhibit 10.1 FOURTH AMENDMENT TO CREDIT AND GUARANTY AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AND GUARANTY AGREEMENT (this ?Amendment?) is dated as of February 22, 2022 and is entered into by and among, on the one hand, the lenders identified on the signature pages hereof (the ?Lenders?) which Lenders constitutes the Required Lenders under the Credit Agreement, Cortland Capital Market Services LL |
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| February 24, 2022 |
LFT / Lument Finance Trust, Inc. / XL Bermuda Ltd - AMENDMENT NO.10 Activist Investment SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No.10) Lument Finance Trust, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 55025L108 (CUSIP Number) Anthony Gilsoul Global Compliance ? Head of Beneficial Ownership Reporting AXA Investment Managers S.A. 6 place de la Pyramid |
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| February 24, 2022 |
LIMITED POWER OF ATTORNEY FOR SECURITIES OWNERSHIP REPORTING OBLIGATIONS Exhibit 24.1 LIMITED POWER OF ATTORNEY FOR SECURITIES OWNERSHIP REPORTING OBLIGATIONS Know all by these presents that each of the undersigned hereby makes, constitutes and appoints each of Anthony Gilsoul, Rena Kam and each of them acting singly, as their true and lawful attorneys-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the u |
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| February 24, 2022 |
EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with rule 13d-1(k) under the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), each undersigned entity (each a ?company?) hereby agrees to any and all joint filings to be made on the company?s behalf on schedule 13D or 13G (including amendments thereto) under the Exchange Act, with respect to securities which may be deemed to be ben |
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| February 24, 2022 |
EX-24 4 pa.htm EXHIBIT-24.2 EXHIBIT 24.2 Power of attorney The undersigned AXA S.A., a corporation duly organized under the laws of France (the "Company"), does hereby make, constitute and appoint each of Anthony Gilsoul, Victoria Warmé, Rena Kam, Isaac Eade and Monique Diaz acting severally, as its true and lawful attorneys-in-fact, for the purpose of, from time to time, executing in its name and |
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| February 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 1)* Lument Finance Trust, Inc. (Name of Issuer) 7.875% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share (Title of Class of Securities |
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| February 8, 2022 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. 333-258134 Relating to Prospectus Supplement Dated February 7, 2022 to Prospectus Dated August 6, 2021 Dear First Last name: The Rights Offering expiration for Lument Finance Trust Inc. is quickly approaching. Record date stockholders received 1.5 transferable rights for each outstanding shares of common stock owned on t |
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| February 2, 2022 |
LUMENT FINANCE TRUST ANNOUNCES PRELIMINARY FOURTH QUARTER AND FULL YEAR RESULTS Exhibit 99.1 LUMENT FINANCE TRUST ANNOUNCES PRELIMINARY FOURTH QUARTER AND FULL YEAR RESULTS NEW YORK, Feb. 2, 2022 /PRNewswire/ ? Lument Finance Trust, Inc. (NYSE: LFT) (?we?, ?LFT? or ?the Company?) today announced preliminary, unaudited results for the three months and year ended December 31, 2021 based on currently available information. For the three months ended December 31, 2021, the Compan |
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| February 2, 2022 |
LUMENT FINANCE TRUST ANNOUNCES PRELIMINARY FOURTH QUARTER AND FULL YEAR RESULTS Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. 333-258134 Relating to Prospectus Supplement Dated February 2, 2022 to Prospectus Dated August 6, 2021 LUMENT FINANCE TRUST ANNOUNCES PRELIMINARY FOURTH QUARTER AND FULL YEAR RESULTS NEW YORK, Feb. 2, 2022 /PRNewswire/ ? Lument Finance Trust, Inc. (NYSE: LFT) (?we?, ?LFT? or ?the Company?) today announced preliminary, un |
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| February 2, 2022 |
TABLE OF CONTENTS ?Filed pursuant to Rule 424(b)(5)? ?Registration No. 333-258134? PROSPECTUS SUPPLEMENT (to Prospectus dated August 6, 2021) LUMENT FINANCE TRUST, INC. Up to 37,421,825 Shares of Common Stock Issuable Upon Exercise of Rights to Subscribe for Such Shares We are a real estate investment trust focused on investing in, financing and managing a portfolio of commercial real estate (?CRE |
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| February 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2022 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commis |
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| January 19, 2022 |
Exhibit 99.2 LUMENT FINANCE TRUST, INC. NOTICE TO STOCKHOLDERS WHO ARE RECORD HOLDERS Up to 37,421,825 Shares of Common Stock Issuable Upon Exercise of Transferable Rights January 18, 2022 Dear Stockholder: Enclosed for your consideration is a prospectus supplement, dated January 7, 2022 (as amended and supplemented from time to time, the ?Prospectus Supplement?), and the accompanying prospectus, |
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| January 19, 2022 |
Exhibit 99.6 NOTICE OF GUARANTEED DELIVERY FOR SUBSCRIPTION RIGHTS CERTIFICATES ISSUED BY LUMENT FINANCE TRUST, INC. This Notice of Guaranteed Delivery relates to an offering (the ?Offering?) by Lument Finance Trust, Inc. (the ?Company?) of transferable subscription rights (the ?Rights?) to subscribe for up to an aggregate of 37,421,825 shares of the Company?s common stock, par value $0.01 per sha |
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| January 19, 2022 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. 333-258134 Relating to Prospectus Supplement Dated January 7, 2022 to Prospectus Dated August 6, 2021 January 18, 2022 Dear Stockholders: We are excited about the future of Lument Finance Trust, Inc. (?we,? ?us,? ?LFT? or the ?Company?), and we are reaching out to you today with regards to our recently announced transfer |
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| January 19, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2022 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commis |
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| January 19, 2022 |
Exhibit 99.3 LUMENT FINANCE TRUST, INC. NOTICE TO STOCKHOLDERS WHO ARE ACTING AS NOMINEES Up to 37,421,825 Shares of Common Stock Issuable Upon Exercise of Transferable Rights January 18, 2022 Dear Stockholder: Enclosed for your consideration is a prospectus supplement, dated January 7, 2022 (as amended and supplemented from time to time, the ?Prospectus Supplement?), and the accompanying prospect |
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| January 19, 2022 |
Exhibit 99.4 LUMENT FINANCE TRUST, INC. NOTICE TO CLIENTS OF STOCKHOLDERS WHO ARE ACTING AS NOMINEES Up to 37,421,825 Shares of Common Stock Issuable Upon Exercise of Transferable Rights January 18, 2022 Dear Stockholder: Enclosed for your consideration is a prospectus supplement, dated January 7, 2022 (as amended and supplemented from time to time, the ?Prospectus Supplement?), and the accompanyi |
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| January 19, 2022 |
Exhibit 99.1 January 18, 2022 Dear Stockholders: We are excited about the future of Lument Finance Trust, Inc. (?we,? ?us,? ?LFT? or the ?Company?), and we are reaching out to you today with regards to our recently announced transferable rights offering. We expect this offering to be a transformative equity raise event that will provide LFT with the growth capital necessary to further our objectiv |
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| January 19, 2022 |
BENEFICIAL OWNER ELECTION FORM Exhibit 99.5 BENEFICIAL OWNER ELECTION FORM The undersigned acknowledge(s) receipt of your letter and the enclosed materials referred to therein relating to the offering of shares of common stock, par value $0.01 per share (the ?Common Stock?), of Lument Finance Trust, Inc. (the ?Company?). This Beneficial Owner Election Form will instruct you whether to exercise rights to purchase shares of Commo |
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| January 19, 2022 |
Exhibit 99.7 LUMENT FINANCE TRUST, INC. NOTICE TO FOREIGN STOCKHOLDERS WHO ARE RECORD HOLDERS Up to 37,421,825 Shares of Common Stock Issuable Upon Exercise of Transferable Rights January 18, 2022 Dear Stockholder: Enclosed for your consideration is a prospectus supplement, dated January 7, 2022 (as amended and supplemented from time to time, the ?Prospectus Supplement?), and the accompanying pros |
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| January 18, 2022 |
Form of Subscription Rights Certificate. EX-4.1 2 tm222985d1ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 SUBSCRIPTION RIGHTS CERTIFICATE #: THIS OFFER EXPIRES AT 5:00 P.M., NEW YORK CITY TIME, ON FEBRUARY 11, 2022, UNLESS EXTENDED BY THE COMPANY LUMENT FINANCE TRUST, INC. SUBSCRIPTION RIGHTS CERTIFICATE Evidencing Transferable Subscription Rights to Purchase Shares of Common Stock of Lument Finance Trust, Inc. REGISTERED OWNER: Each registered hold |
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| January 18, 2022 |
As filed with the Securities and Exchange Commission on January 18, 2022 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 10, 2022 |
Lument Finance Trust, Inc. Announces Transferable Rights Offering EX-99.1 4 tm222331d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Lument Finance Trust, Inc. Announces Transferable Rights Offering NEW YORK, January 7, 2022 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we,” “us,” “our,” “LFT” or the “Company”) announced today that its Board of Directors has approved the terms of a transferable rights offering to purchase shares of its common stock. Wells Fargo |
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| January 10, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2022 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commiss |
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| January 10, 2022 |
EX-10.1 3 tm222331d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION LUMENT FINANCE TRUST, INC. (a Maryland Corporation) Up to 37,421,825 Shares of Common Stock Issuable Upon the Exercise of Transferable Rights to Subscribe for Such Shares of Common Stock DEALER MANAGER AGREEMENT January 7, 2022 Wells Fargo Securities, LLC 500 West 33rd Street New York, New York 10001 JMP Securities LLC 600 |
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| January 7, 2022 |
TABLE OF CONTENTS ?Filed pursuant to Rule 424(b)(5)? ?Registration No. 333-258134? PROSPECTUS SUPPLEMENT (to Prospectus dated August 6, 2021) LUMENT FINANCE TRUST, INC. Up to 37,421,825 Shares of Common Stock Issuable Upon Exercise of Rights to Subscribe for Such Shares We are a real estate investment trust focused on investing in, financing and managing a portfolio of commercial real estate (?CRE |
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| December 15, 2021 |
Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock EX-99.1 2 tm2135425d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock New York, NY, December 15, 2021/PRNewswire – Lument Finance Trust, Inc. (NYSE: LFT) (“LFT” or the “Company”) announced the declaration of a cash dividend of $0.09 per share of common stock with respect to the fourth quarter of 2021. The dividend |
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| December 15, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2021 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commi |
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| November 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2021 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commis |
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| November 9, 2021 |
Lument Finance Trust Reports Third Quarter Results EX-99.1 2 tm2132399d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Lument Finance Trust Reports Third Quarter Results NEW YORK, November 9, 2021 /PRNewswire/ — Lument Finance Trust, Inc. (NYSE: LFT) (“we”, “LFT” or “the Company”) today reported its third quarter 2021 results. GAAP net income attributable to common shareholders for the quarter was $1.2 million, or $0.05 per share of common stock. Distributa |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST |
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| November 9, 2021 |
November 2021 Lument Finance Trust Q3 2021 Earnings Supplemental Exhibit 99.2 November 2021 Lument Finance Trust Q3 2021 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NYSE: LFT) (?LFT,? the ? Company,? ?we,? ?our |
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| September 14, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2021 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Comm |
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| September 14, 2021 |
Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock EX-99.1 2 tm2127528d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock New York, NY, September 14, 2021/PRNewswire – Lument Finance Trust, Inc. (NYSE: LFT) (“LFT” or the “Company”) announced the declaration of a cash dividend of $0.09 per share of common stock with respect to the third quarter of 2021. The dividend |
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| August 9, 2021 |
Exhibit 10.1 INDENTURE dated as of June 14, 2021 by and among LFT CRE 2021-FL1, LTD., as Issuer LFT CRE 2021-FL1, LLC, as Co-Issuer LUMENT COMMERCIAL MORTGAGE TRUST, as Advancing Agent WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee WELLS FARGO BANK, NATIONAL ASSOCIATION, as Note Administrator and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Custodian USActive 56213557.7 TABLE OF CONTENTS Page AR |
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| August 9, 2021 |
Exhibit 10.3 SERVICING AGREEMENT dated as of June 14, 2021 by and among LFT CRE 2021-FL1, LTD., as Issuer OREC INVESTMENT MANAGEMENT, LLC DBA LUMENT INVESTMENT MANAGEMENT, as Collateral Manager ORIX REAL ESTATE CAPITAL, LLC DBA LUMENT CAPITAL, as Servicer ORIX REAL ESTATE CAPITAL, LLC DBA LUMENT CAPITAL, as Special Servicer LUMENT COMMERCIAL MORTGAGE TRUST, as Advancing Agent WILMINGTON TRUST, NAT |
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| August 9, 2021 |
Exhibit 10.4 THIRD AMENDMENT TO CREDIT AND GUARANTY AGREEMENT THIS THIRD AMENDMENT TO CREDIT AND GUARANTY AGREEMENT (this ?Amendment?) is dated as of April 21, 2021 and is entered into by and among, on the one hand, the lenders identified on the signature pages hereof (the ?Lenders?) which Lenders constitutes the Required Lenders under the Credit Agreement, Cortland Capital Market Services LLC, as |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST, INC |
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| August 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2021 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| August 9, 2021 |
Lument Finance Trust Reports Second Quarter Results Exhibit 99.1 Lument Finance Trust Reports Second Quarter Results NEW YORK, August 9, 2021 /PRNewswire/ ? Lument Finance Trust, Inc. (NYSE: LFT) (?we?, ?LFT? or ?the Company?) today reported its second quarter 2021 results. GAAP net income attributable to common shareholders for the quarter was $955 thousand, or $0.04 per share of common stock. Distributable earnings for the quarter was $2.79 milli |
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| August 9, 2021 |
August 2021 Lument Finance Trust Q2 2021 Earnings Supplemental EX-99.2 3 tm2124557d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 August 2021 Lument Finance Trust Q2 2021 Earnings Supplemental Disclaimer 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, which reflect the current views of Lument Finance Trust, Inc. (NY |
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| August 9, 2021 |
Exhibit 10.2 COLLATERAL MANAGEMENT AGREEMENT This Collateral Management Agreement, dated as of June 14, 2021 (this “Agreement”), is entered into by and between LFT CRE 2021-FL1, Ltd., an exempted company incorporated with limited liability under the laws of the Cayman Islands (together with successors and assigns permitted hereunder, the “Issuer”) and OREC Investment Management, LLC dba Lument Inv |
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| August 4, 2021 |
[Remainder of page left intentionally blank; signature page follows] August 4, 2021 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| July 23, 2021 |
Statement of Eligibility on Form T–1 of Wilmington Trust, National Association under the Indentures. Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ? Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-1486454 (I.R.S. employer identification no.) 1100 North Market Street Wilmington, DE 19890-0001 (Address of principal |
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| July 23, 2021 |
Form of Indenture (for Subordinated Debt Securities) (open-ended). Exhibit 4.6 INDENTURE Dated as of [], [] Between LUMENT FINANCE TRUST, INC., as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee Subordinated Debt Securities CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318 INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939 Trust Indenture Act Section Indenture Section Section 310(a)(1) Section 609 (a)(2) Section 609 (a)(3) Not Appli |
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| July 23, 2021 |
Form of Indenture (for Senior Debt Securities) (open-ended). Exhibit 4.7 INDENTURE Dated as of [], [] Between LUMENT FINANCE TRUST, INC., as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION as Trustee Senior Debt Securities CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318 INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939 Trust Indenture Act Section Indenture Section Section 310(a)(1) Section 609 (a)(2) Section 609 (a)(3) Not Applicable ( |
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| July 23, 2021 |
As filed with the Securities and Exchange Commission on July 23, 2021 As filed with the Securities and Exchange Commission on July 23, 2021 Registration Statement No. |
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| June 17, 2021 |
Exhibit 3.1 LUMENT FINANCE TRUST, INC. BYLAWS (as of June 16, 2021) ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places as the Board of D |
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| June 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2021 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissio |
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| June 17, 2021 |
Lument Finance Trust, Inc. Announces Closing of $1 Billion CRE CLO Exhibit 99.1 Lument Finance Trust, Inc. Announces Closing of $1 Billion CRE CLO New York, NY, June 14, 2021/PRNewswire ? Lument Finance Trust, Inc. (NYSE: LFT) (?LFT? or the ?Company?) today announced the closing of LMNT 2021-FL1, a $1 billion on-balance sheet commercial real estate collateralized loan obligation (?LMNT 2021-FL1? or the ?Securitization?). The Company expects to redeem Hunt CRE 201 |
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| June 17, 2021 |
Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock Exhibit 99.2 Lument Finance Trust, Inc. Declares Quarterly Cash Dividends for its Common and Preferred Stock New York, NY, June 16, 2021/PRNewswire ? Lument Finance Trust, Inc. (NYSE: LFT) (?LFT? or the ?Company?) announced the declaration of a cash dividend of $0.09 per share of common stock with respect to the second quarter of 2021. The dividend is payable on July 15, 2021 to common stockholder |
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| May 24, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. )* Lument Finance Trust, Inc. (Name of Issuer) 7.875% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share (Title of Class of Securities) |
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| May 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 LUMENT FINANCE TRUST, IN |
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| May 11, 2021 |
Exhibit 3.1 FIVE OAKS INVESTMENT CORP. ARTICLES OF INCORPORATION ARTICLE I INCORPORATOR Louis A. Petrocelli III, whose address is c/o Kaye Scholer LLP, 425 Park Avenue, New York, NY 10022, being at least 18 years of age, does hereby form a corporation under the general laws of the State of Maryland. ARTICLE II NAME The name of the corporation (the "Corporation") is: Five Oaks Investment Corp. ARTI |
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| May 10, 2021 |
Lument Finance Trust Reports First Quarter Results Exhibit 99.1 Lument Finance Trust Reports First Quarter Results NEW YORK, May 10, 2021 /PRNewswire/ ? Lument Finance Trust, Inc. (NYSE: LFT) (?we?, ?LFT? or ?the Company?) today reported its first quarter 2021 results. GAAP Net income attributable to common shareholders for the quarter was $2.80 million, or $0.11 per share. Distributable earnings for the quarter was $2.84 million, or $0.11 per sha |
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| May 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commission |
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| May 10, 2021 |
May 2021 Lument Finance Trust Q1 2021 Earnings Supplemental Exhibit 99.2 May 2021 Lument Finance Trust Q1 2021 Earnings Supplemental Disclaimer 2 This presentation, any related webcast/conference call, and other oral statements made by our representatives from time to ti me may constitute forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securi tie s Exchange Act of 1934, as ame |
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| May 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Def |
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| May 4, 2021 |
Exhibit 3.1 LUMENT FINANCE TRUST, INC. ARTICLES SUPPLEMENTARY 2,400,000 SHARES OF 7.875% SERIES A CUMULATIVE REDEEMABLE PREFERRED STOCK May 3, 2021 Lument Finance Trust, Inc., a Maryland corporation (the ?Company?), hereby certifies to the State Department of Assessments and Taxation of the State of Maryland that: FIRST: Under a power contained in Article VI of the charter of the Company (the ?Cha |
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| May 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland (State of incorporation or organization) 230 Park Avenue, 23rd Floor New York, NY (Address of principal ex |
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| May 4, 2021 |
Definitive Proxy Statement on Schedule 14A, filed with the SEC on May 4, 2021 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as permitted by Rule |
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| May 4, 2021 |
EX-1.1 2 tm2115128d1ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 LUMENT FINANCE TRUST, INC. (a Maryland corporation) 2,400,000 Shares of 7.875% Series A Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) UNDERWRITING AGREEMENT Dated: April 28, 2021 LUMENT FINANCE TRUST, INC. (a Maryland corporation) 2,400,000 Shares of 7.875% Series A Cumulative Redeemable Preferred Stock (Liquid |
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| May 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| April 30, 2021 |
TABLE OF CONTENTS ?Filed pursuant to Rule 424(b)(4)? ?Registration No. 333-254833? PROSPECTUS 2,400,000 Shares 7.875% Series A Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) We are offering 2,400,000 shares of our 7.875% Series A Cumulative Redeemable Preferred Stock, $0.01 par value per share (the ?Series A Preferred Stock?). This is the original issuance of our S |
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| April 29, 2021 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Relating to Preliminary Prospectus dated April 26, 2021 Registration No. |
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| April 28, 2021 |
As filed with the Securities and Exchange Commission on April 28, 2021 Registration No. |
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| April 27, 2021 |
April 27, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Lument Finance Trust, Inc. Registration Statement on Form S-11 (Registration Number 333- 254833) Request for Acceleration of Effectiveness Ladies and Gentlemen: In accordance with Rule 461 of Regulation C promulgated under the Securities Act of 1933, as amended (the ?Act?), we hereby join Lume |
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| April 27, 2021 |
Lument Finance Trust, Inc. 230 Park Avenue, 23rd Floor New York, NY 10169 April 27, 2021 Lument Finance Trust, Inc. 230 Park Avenue, 23rd Floor New York, NY 10169 April 27, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-4546 Attention: Stacie Gorman RE: Lument Finance Trust, Inc. Registration Statement on Form S-11 (File No. 333-254833) Request for Acceleration of Effective Date Dear Ms. Gorman: |
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| April 26, 2021 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 26, 2021 Registration No. |
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| April 26, 2021 |
Exhibit 3.8 LUMENT FINANCE TRUST, INC. ARTICLES SUPPLEMENTARY [?] SHARES OF [?]% SERIES A CUMULATIVE REDEEMABLE PREFERRED STOCK [?], 2021 Lument Finance Trust, Inc., a Maryland corporation (the ?Company?), hereby certifies to the State Department of Assessments and Taxation of the State of Maryland that: FIRST: Under a power contained in Article VI of the charter of the Company (the ?Charter?), th |
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| April 26, 2021 |
Form of Underwriting Agreement.* Exhibit 1.1 LUMENT FINANCE TRUST, INC. (a Maryland corporation) [?] Shares of [?]% Series A Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) UNDERWRITING AGREEMENT Dated: [?], 2021 LUMENT FINANCE TRUST, INC. (a Maryland corporation) [?] Shares of [?]% Series A Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) UNDERWRITING AGREEMENT [?], |
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| April 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2021 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| April 21, 2021 |
Exhibit 10.1 THIRD AMENDMENT TO CREDIT AND GUARANTY AGREEMENT THIS THIRD AMENDMENT TO CREDIT AND GUARANTY AGREEMENT (this ?Amendment?) is dated as of April 21, 2021 and is entered into by and among, on the one hand, the lenders identified on the signature pages hereof (the ?Lenders?) which Lenders constitutes the Required Lenders under the Credit Agreement, Cortland Capital Market Services LLC, as |
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| March 29, 2021 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 29, 2021 Registration No. |
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| March 15, 2021 |
Lument Finance Trust Reports 2020 Results and Declares Quarterly Dividend Exhibit 99.1 Lument Finance Trust Reports 2020 Results and Declares Quarterly Dividend NEW YORK, March 15, 2021 /PRNewswire/ - Lument Finance Trust, Inc. (NYSE: LFT) ("we", "LFT" or the ?Company") today reported its fourth quarter and full year 2020 results. Net income for the fourth quarter was $2.5 million, or $0.10 per share, and for the full year was $8.4 million, or $0.34 per share. Distribut |
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| March 15, 2021 |
EXHIBIT 21.1 SUBSIDIARIES Subsidiary Jurisdiction of Incorporation Five Oaks Acquisition Corp. Delaware Oaks Funding, LLC Delaware Oaks Funding II, LLC Delaware Oaks Holding I, LLC Delaware Hunt CMT Equity, LLC Delaware Hunt CMT Finance, LLC Delaware Lument Mortgage Trust Maryland Hunt CRE 2017-FL1 Advances, LLC Delaware Hunt CRE 2017-FL1 Preferred, LLC Delaware Hunt CRE 2017-FL1, Ltd. Cayman Isla |
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| March 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2021 LUMENT FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Commissi |
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| March 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35845 LUMENT FINANCE TRUST, INC. ( |
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| March 15, 2021 |
March 2021 Lument Finance Trust Q4 2020 Earnings Supplemental Exhibit 99.2 March 2021 Lument Finance Trust Q4 2020 Earnings Supplemental Disclaimer 2 This presentation, any related webcast/conference call, and other oral statements made by our representatives from time to ti me may constitute forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securi tie s Exchange Act of 1934, as a |
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| December 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2020 HUNT COMPANIES FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation |
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| December 21, 2020 |
Exhibit 3.1 ARTICLES OF AMENDMENT OF HUNT COMPANIES FINANCE TRUST, INC. Hunt Companies Finance Trust, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of the State of Maryland that: FIRST: The Corporation desires to amend its charter as currently in effect. SECOND: The charter is hereby amended by deleting the text of Article II |
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| December 21, 2020 |
Trademark License Agreement, dated December 17, 2020 Exhibit 10.1 TRADEMARK LICENSE AGREEMENT This TRADEMARK LICENSE AGREEMENT (“Agreement”) is made and entered into as of December 17, 2020, by and between ORIX Real Estate Capital Holdings, LLC, doing business as “Lument” (“Licensor”) and HUNT COMPANIES FINANCE TRUST, INC., a Maryland corporation (“Licensee”). RECITALS WHEREAS, Licensor is the owner of the service mark, corporate name and trade name |
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| December 21, 2020 |
December 2020 Hunt Companies Finance Trust Investor Presentation Exhibit 99.2 December 2020 Hunt Companies Finance Trust Investor Presentation Disclaimer 2 This presentation, any related webcast/conference call, and other oral statements made by our representatives from time to ti me may constitute forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securi tie s Exchange Act of 1934, a |
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| December 21, 2020 |
Hunt Companies Finance Trust Announces Special Cash Dividend Distribution Exhibit 99.3 Hunt Companies Finance Trust Announces Special Cash Dividend Distribution NEW YORK, December 21, 2020 /PRNewswire/ - Hunt Companies Finance Trust, Inc. (NYSE: HCFT) ("we", "HCFT" or "the Company") today announced the declaration of a one-time special cash dividend of $0.04 per share of common stock due to real estate investment trust tax considerations. This distribution is payable on |
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| December 21, 2020 |
Hunt Companies Finance Trust Announces Dividend Increase and Name Change to Lument Finance Trust Exhibit 99.1 Hunt Companies Finance Trust Announces Dividend Increase and Name Change to Lument Finance Trust NEW YORK, December 18, 2020 /PRNewswire/ - Hunt Companies Finance Trust, Inc. (NYSE: HCFT) ("we", "HCFT" or "the Company") announced the declaration of a cash dividend of $0.090 per share of common stock with respect to the fourth quarter of 2020, which represents a 6% increase over the se |
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| November 6, 2020 |
Hunt Companies Finance Trust Reports Third Quarter Results Exhibit 99.1 Hunt Companies Finance Trust Reports Third Quarter Results NEW YORK, November 6, 2020 /PRNewswire/ — Hunt Companies Finance Trust, Inc. (NYSE: HCFT) (“we”, “HCFT” or “the Company”) today reported its third quarter 2020 results. GAAP Net income attributable to common shareholders for the quarter was $2.55 million, or $0.10 per share. Core earnings for the quarter was $2.76 million, or |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 HUNT COMPANIES FINAN |
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| November 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2020 HUNT COMPANIES FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) |
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| November 6, 2020 |
Exhibit 99.2 www.huntcompaniesfinancetrust.com Hunt Companies Finance Trust Q3 2020 Earnings Supplemental November 2020 Disclaimer This presentation, any related webcast/conference call, and other oral statements made by our representatives from time to time may constitute forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of t |
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| September 17, 2020 |
Hunt Companies Finance Trust Announces Quarterly Dividend Increase Exhibit 99.1 Hunt Companies Finance Trust Announces Quarterly Dividend Increase NEW YORK, September 17, 2020 /PRNewswire/ - Hunt Companies Finance Trust, Inc. (NYSE: HCFT) ("we", "HCFT" or "the Company") announced the declaration of a cash dividend of $0.085 per share of common stock with respect to the third quarter of 2020, which represents a 13% increase over the second quarter of 2020 dividend |
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| September 17, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2020 HUNT COMPANIES FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporatio |
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| August 10, 2020 |
Exhibit 10.1 Execution Version SECOND AMENDMENT TO CREDIT AND GUARANTY AGREEMENT THIS SECOND AMENDMENT TO CREDIT AND GUARANTY AGREEMENT (this “Amendment”) is dated as of July 9, 2020 and is entered into by and among, on the one hand, the lenders identified on the signature pages hereof (the “Lenders”) which Lenders constitutes the Required Lenders under the Credit Agreement, Cortland Capital Marke |
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| August 10, 2020 |
Exhibit 10.3 EXECUTION VERSION AMENDMENT NO. 1 TO PARTICIPATION AGREEMENTS THIS AMENDMENT NO. 1 TO PARTICIPATION AGREEMENTS, dated as of August 5, 2020 (this “Amendment”), is entered into by and among HUNT CRE 2017-FL1 SELLER, LLC (“Seller”), HUNT CRE 2017-FL1, LTD. (“Issuer”), ORIX REAL ESTATE CAPITAL HOLDINGS, LLC (“Future Funding Indemnitor”), and OREC STRUCTURED FINANCE CO., LLC (“OSF”). W I T |
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| August 10, 2020 |
Exhibit 10.4 EXECUTION VERSION AMENDMENT NO. 1 TO FUTURE FUNDING AGREEMENT THIS AMENDMENT NO. 1 TO FUTURE FUNDING AGREEMENT, dated as of August 5, 2020 (this “Amendment”), is entered into by and among HUNT CRE 2017-FL1 SELLER, LLC (“Seller”), HUNT COMMERCIAL MORTGAGE TRUST (“Pledgor”), ORIX REAL ESTATE CAPITAL HOLDINGS, LLC (“Future Funding Indemnitor”), WELLS FARGO BANK, NATIONAL ASSOCIATION, as |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 HUNT COMPANIES FINANCE TR |
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| August 10, 2020 |
EX-10.2 3 a20200630exhibit102.htm EX-10.2 Exhibit 10.2 EXECUTION VERSION PURCHASE AND SALE AGREEMENT This Purchase and Sale Agreement (this “Agreement”) is made and entered into effective as of August , 2020, by and among Hunt Companies Finance Trust, Inc. (“HCFT”) and OREC Structured Finance Co., LLC (“OSF”). RECITALS A.On or about August 5, 2020, Hunt CRE 2017-FL1 Seller, LLC (“Seller”), a wholl |
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| August 7, 2020 |
Hunt Companies Finance Trust Reports Second Quarter Results Exhibit 99.1 Hunt Companies Finance Trust Reports Second Quarter Results NEW YORK, August 7, 2020 /PRNewswire/ — Hunt Companies Finance Trust, Inc. (NYSE: HCFT) (“we”, “HCFT” or “the Company”) today reported its second quarter 2020 results. GAAP Net income attributable to common shareholders for the quarter was $1.87 million, or $0.08 per share. Core earnings for the quarter was $2.19 million, or |
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| August 7, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2020 HUNT COMPANIES FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) ( |
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| August 7, 2020 |
Exhibit 99.2 www.huntcompaniesfinancetrust.com Hunt Companies Finance Trust Q2 2020 Earnings Supplemental August 2020 Disclaimer This presentation, any related webcast/conference call, and other oral statements made by our representatives from time to time may constitute forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the |
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| June 18, 2020 |
Hunt Companies Finance Trust Declares Quarterly Dividend Exhibit 99.1 Hunt Companies Finance Trust Declares Quarterly Dividend NEW YORK, June 17, 2020 /PRNewswire/ - Hunt Companies Finance Trust, Inc. (NYSE: HCFT) ("we", "HCFT" or "the Company") announced the declaration of a cash dividend of $0.075 per share of common stock with respect to the second quarter of 2020. The dividend is payable on July 15, 2020 to stockholders of record as of the close of |
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| June 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2020 HUNT COMPANIES FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (C |
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| May 11, 2020 |
Exhibit 99.2 www.huntcompaniesfinancetrust.com Hunt Companies Finance Trust Q1 2020 Earnings Supplemental May 2020 DRAFT Disclaimer This presentation, any related webcast/conference call, and other oral statements made by our representatives from time to time may constitute forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of |
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| May 11, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2020 HUNT COMPANIES FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) (Co |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35845 HUNT COMPANIES FINANCE T |
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| May 11, 2020 |
Hunt Companies Finance Trust Reports First Quarter Results Exhibit 99.1 Hunt Companies Finance Trust Reports First Quarter Results NEW YORK, May 11, 2020 /PRNewswire/ — Hunt Companies Finance Trust, Inc. (NYSE: HCFT) (“we”, “HCFT” or “the Company”) today reported its first quarter 2020 results. GAAP Net income (loss) attributable to common shareholders for the quarter was $1.55 million, or $0.06 per share. Core earnings for the quarter was $2.21 million, |
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| April 29, 2020 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 26, 2020 |
HCFT / Hunt Companies Finance Trust, Inc. 144 - - 144 Form 144 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 325-0101 Expires: June 30, 2020 Estimated average burden hours per response 1.00 FORM 144 SEC USE ONLY NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO. ATTENTION: Transmit for filing 3 copies of this form concurrently with either |
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| March 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35845 HUNT COMPANIES FINANCE TR |
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| March 16, 2020 |
Exhibit 4.4 DESCRIPTION OF SECURITIES The following is a summary of (1) the rights and preferences of our common stock and preferred stock and (2) the related provisions of our charter and bylaws. Copies of our charters and bylaws are filed as exhibits to our Annual Report on Form 10-K of which this exhibit is a part. General Our charter provides that we may issue up to 450,000,000 shares of commo |
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| March 16, 2020 |
Hunt Companies Finance Trust Reports Fourth Quarter and Full Year 2019 Results Exhibit 99.1 Hunt Companies Finance Trust Reports Fourth Quarter and Full Year 2019 Results NEW YORK, March 16, 2020 /PRNewswire/ — Hunt Companies Finance Trust, Inc. (NYSE: HCFT) (“we”, “HCFT” or “the Company”) today reported its fourth quarter and full year 2019 results. Net income for the fourth quarter was $1.22 million, or $0.05 per share, and for the full year was $2.66 million, or $0.11 per |
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| March 16, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2020 HUNT COMPANIES FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) ( |
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| March 16, 2020 |
List of Subsidiaries of Hunt Companies Finance Trust, Inc.* EXHIBIT 21.1 SUBSIDIARIES Subsidiary Jurisdiction of Incorporation Five Oaks Acquisition Corp. Delaware Oaks Funding, LLC Delaware Oaks Funding II, LLC Delaware Oaks Holding I, LLC Delaware Hunt CMT Equity, LLC Delaware Hunt CMT Finance, LLC Delaware Hunt Commercial Mortgage Trust Maryland Hunt CRE 2017-FL1 Advances, LLC Delaware Hunt CRE 2017-FL1 Preferred, LLC Delaware Hunt CRE 2017-FL1, Ltd. Ca |
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| March 16, 2020 |
Exhibit 99.2 www.huntcompaniesfinancetrust.com Hunt Companies Finance Trust Q4 2019 Earnings Supplemental March 2020 Disclaimer This presentation, any related webcast/conference call, and other oral statements made by our representatives from time to time may constitute forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the |
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| March 12, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2020 HUNT COMPANIES FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) ( |
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| March 12, 2020 |
Hunt Companies Finance Trust Declares Quarterly Dividend Exhibit 99.1 Hunt Companies Finance Trust Declares Quarterly Dividend NEW YORK, March 12, 2020 /PRNewswire/ - Hunt Companies Finance Trust, Inc. (NYSE: HCFT) ("we", "HCFT" or "the Company") announced the declaration of a cash dividend of $0.075 per share of common stock with respect to the first quarter of 2020. The dividend is payable on April 15, 2020 to stockholders of record as of the close of |
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| January 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Hunt Companies Finance Trust, Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 44558T100 (CUSIP Number) Kara Harchuck General Counsel Hunt Companies Equity Holdings, LLC 980 N Michigan Ave., Suite 1150 Chicag |
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| January 9, 2020 |
EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D, and amendments thereto, relating to the common stock, par value $0.01 per share of Hunt Companies Finance Trust, Inc., a Maryland corporation. This Joint Filing Agreeme |
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| January 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2020 HUNT COMPANIES FINANCE TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-35845 45-4966519 (State or other jurisdiction of incorporation) |
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| January 6, 2020 |
Exhibit 10.4 EXECUTION VERSION TERMINATION AGREEMENT by and between HUNT INVESTMENT MANAGEMENT, LLC and HUNT COMPANIES FINANCE TRUST, INC. Dated as of January 3, 2020 NO AGREEMENT, ORAL OR WRITTEN, REGARDING OR RELATING TO ANY OF THE MATTERS COVERED BY THIS DRAFT AGREEMENT HAS BEEN ENTERED INTO BETWEEN THE PARTIES. THIS DOCUMENT, IN ITS PRESENT FORM OR AS IT MAY BE HEREAFTER REVISED BY ANY PARTY, |
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| January 6, 2020 |
Exhibit 10.3 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT by HUNT COMPANIES FINANCE TRUST, INC. and OREC INVESTMENT HOLDINGS, LLC DATED AS OF JANUARY 3, 2020 TABLE OF CONTENTS Page SECTION 1. Definitions 1 SECTION 2. Request for Registration (Demand Registration) 2 SECTION 3. Company Registration (Piggyback Registration) 3 SECTION 4. Obligations of the Company 4 SECTION 5. Furnish Information 5 |
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| January 6, 2020 |
Exhibit 10.2 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT between HUNT COMPANIES FINANCE TRUST, INC. and OREC INVESTMENT HOLDINGS, LLC dated as of January 3, 2020 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”), dated as of January 3, 2020 is entered into by and between Hunt Companies Finance Trust, Inc., a Maryland corporation (the “Company”) and OREC Invest |
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| January 6, 2020 |
Exhibit 99.1 Hunt Companies Finance Trust Announces Entry Into New External Management Agreement with Affiliate of ORIX Corporation USA NEW YORK, Jan. 6, 2020 /PRNewswire/ — Hunt Companies Finance Trust, Inc. (NYSE: HCFT) (“we”, “HCFT” or “the Company”) announced today that its independent directors unanimously approved the entry into a new management agreement with OREC Investment Management, LLC |
