KTEC / KraneShares Trust - KraneShares Hang Seng TECH Index ETF - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

KraneShares Trust - مؤسسة KraneShares Hang Seng TECH Index ETF
US ˙ ARCA

الإحصائيات الأساسية
CIK 906193
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to KraneShares Trust - KraneShares Hang Seng TECH Index ETF
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
April 2, 2018 15-12G

KTEC / Key Technology, Inc. 15-12G

15-12G 1 d483337d1512g.htm 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-21820 Key Technology, Inc. (Exact name o

March 22, 2018 SC 13D/A

KTEC / Key Technology, Inc. / Schreyer Leslie J - SCHEDULE 13D AMENDMENT NO. 2 DATED MARCH 20, 2018 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 493143101 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address and Telephone Number of Pe

March 22, 2018 SC 13D/A

KTEC / Key Technology, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Key Technology, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 493143101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Autho

March 20, 2018 S-8 POS

KTEC / Key Technology, Inc. AMENDMENT NO. 1 TO FORM S-8

S-8 POS 1 d551980ds8pos.htm AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on March 20, 2018 Registration No. 33-71108 Registration No. 333-2396 Registration No. 333-50130 Registration No. 333-128512 Registration No. 333-152506 Registration No. 333-176384 Registration No. 333-194235 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATI

March 20, 2018 S-8 POS

KTEC / Key Technology, Inc. AMENDMENT NO. 2 TO FORM S-8

Amendment No. 2 to Form S-8 As filed with the Securities and Exchange Commission on March 20, 2018 Registration No. 33-71108 Registration No. 333-2396 Registration No. 333-50130 Registration No. 333-128512 Registration No. 333-152506 Registration No. 333-176384 Registration No. 333-194235 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT UNDER THE SECUR

March 20, 2018 S-8 POS

KTEC / Key Technology, Inc. AMENDMENT NO. 3 TO FORM S-8

Amendment No. 3 to Form S-8 As filed with the Securities and Exchange Commission on March 20, 2018 Registration No. 33-71108 Registration No. 333-2396 Registration No. 333-50130 Registration No. 333-128512 Registration No. 333-152506 Registration No. 333-176384 Registration No. 333-194235 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT UNDER THE SECUR

March 20, 2018 S-8 POS

KTEC / Key Technology, Inc. AMENDMENT NO. 5 TO FORM S-8

Amendment No. 5 to Form S-8 As filed with the Securities and Exchange Commission on March 20, 2018 Registration No. 33-71108 Registration No. 333-2396 Registration No. 333-50130 Registration No. 333-128512 Registration No. 333-152506 Registration No. 333-176384 Registration No. 333-194235 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT UNDER THE SECUR

March 20, 2018 S-8 POS

KTEC / Key Technology, Inc. AMENDMENT NO. 5 TO FORM S-8

Amendment No. 5 to Form S-8 As filed with the Securities and Exchange Commission on March 20, 2018 Registration No. 33-71108 Registration No. 333-2396 Registration No. 333-50130 Registration No. 333-128512 Registration No. 333-152506 Registration No. 333-176384 Registration No. 333-194235 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT UNDER THE SECUR

March 20, 2018 S-8 POS

KTEC / Key Technology, Inc. AMENDMENT NO. 1 TO FORM S-8

Amendment No. 1 to Form S-8 As filed with the Securities and Exchange Commission on March 20, 2018 Registration No. 33-71108 Registration No. 333-2396 Registration No. 333-50130 Registration No. 333-128512 Registration No. 333-152506 Registration No. 333-176384 Registration No. 333-194235 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT UNDER THE SECUR

March 20, 2018 S-8 POS

KTEC / Key Technology, Inc. AMENDMENT NO. 1 TO FORM S-8

Amendment No. 1 to Form S-8 As filed with the Securities and Exchange Commission on March 20, 2018 Registration No. 33-71108 Registration No. 333-2396 Registration No. 333-50130 Registration No. 333-128512 Registration No. 333-152506 Registration No. 333-176384 Registration No. 333-194235 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REGISTRATION STATEMENT UNDER THE SECUR

March 20, 2018 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2018 Key Technology, Inc. (Exact name of registrant as specified in its charter) Oregon 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commissio

March 20, 2018 EX-3.1

Amended and Restated Articles of Incorporation of Key Technology, Inc.

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF KEY TECHNOLOGY, INC. ******** ARTICLE I. The name of the corporation (the “Corporation”) is: Key Technology, Inc. ARTICLE II. The name and address of the registered agent of the Corporation is TT Administrative Services, LLC, 888 SW Fifth Avenue, Suite 1600, Portland, OR 97204. ARTICLE III. The nature of the business or purposes

March 20, 2018 EX-3.2

Amended and Restated Bylaws of Key Technology, Inc.

EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF KEY TECHNOLOGY, INC. Incorporated Under the Laws of the State of Oregon ARTICLE I. OFFICES. Section 1.1. The registered agent of Key Technology, Inc., an Oregon corporation (the “Corporation”) and such registered agent’s address shall be as set forth in the Amended and Restated Articles of Incorporation (as the same may be amended from time to time

March 20, 2018 SC 14D9/A

KTEC / Key Technology, Inc. AMENDMENT NO. 6 TO SCHEDULE 14D-9

Amendment No. 6 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 6) KEY TECHNOLOGY, INC. (Name of Subject Company) KEY TECHNOLOGY, INC. (Name of Person Filing) Common Stock, No Par Value (Title Class of Securities)

March 20, 2018 EX-99.(A)(1)(P)

Press Release issued by Duravant LLC, dated March 20, 2018 (incorporated by reference to Exhibit (a)(1)(P) to Amendment No. 6 to the Schedule TO filed by Duravant LLC on March 20, 2018).

EX-99.(a)(1)(P) Exhibit (a)(1)(P) PRESS RELEASE Media Contact: Eleni Yianas Duravant Vice President, Marketing 630.635.3914 [email protected] www.duravant.com Duravant Acquires Key Technology Engineered equipment leader Duravant expands global offerings with acquisition of Key Technology Downers Grove, IL – March 20, 2018 – Duravant LLC (“Duravant”), a global engineered equipment and autom

March 20, 2018 SC TO-T/A

KTEC / Key Technology, Inc. SC TO-T (AMENDMENT NO. 6)

SC TO-T (Amendment No. 6) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 6) Key Technology, Inc. (Name of Subject Company (Issuer)) Cascade Merger Sub, Inc. (Offeror) Duravant LLC (Parent of Offeror) WARBURG PINCUS PRIVATE EQUITY

March 12, 2018 SC TO-T/A

KTEC / Key Technology, Inc. SC TO-T (AMENDMENT NO. 5)

SC TO-T (Amendment No. 5) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 5) Key Technology, Inc. (Name of Subject Company (Issuer)) Cascade Merger Sub, Inc. (Offeror) Duravant LLC (Parent of Offeror) WARBURG PINCUS PRIVATE EQUITY

March 12, 2018 SC 14D9/A

KTEC / Key Technology, Inc. AMENDMENT NO. 5 TO SCHEDULE 14D-9

Amendment No. 5 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5) KEY TECHNOLOGY, INC. (Name of Subject Company) KEY TECHNOLOGY, INC. (Name of Person Filing) Common Stock, No Par Value (Title Class of Securities)

March 9, 2018 SC 14D9/A

KTEC / Key Technology, Inc. AMENDMENT NO. 4 TO SCHEDULE 14D-9

Amendment No. 4 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) KEY TECHNOLOGY, INC. (Name of Subject Company) KEY TECHNOLOGY, INC. (Name of Person Filing) Common Stock, No Par Value (Title Class of Securities)

March 9, 2018 EX-99.A.1.O

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EX-99.A.1.O 2 d549873dex99a1o.htm EX-(A) (1) (O) Exhibit (a)(1)(O) PRESS RELEASE Duravant Extends Cash Tender Offer for all Outstanding Shares of Key Technology to Complete Marketing Period Downers Grove, IL – March 9, 2018 – In connection with the previously announced agreement to acquire Key Technology, Inc. (“Key Technology”) (NASDAQ: KTEC), Duravant LLC (“Duravant”) announced today that it has

March 9, 2018 SC TO-T/A

KTEC / Key Technology, Inc. SC TO-T (AMENDMENT NO. 4)

SC TO-T (Amendment No. 4) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) Key Technology, Inc. (Name of Subject Company (Issuer)) Cascade Merger Sub, Inc. (Offeror) Duravant LLC (Parent of Offeror) WARBURG PINCUS PRIVATE EQUITY

March 6, 2018 SC TO-T/A

KTEC / Key Technology, Inc. SC TO-T (AMENDMENT NO. 3)

SC TO-T (Amendment No. 3) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) Key Technology, Inc. (Name of Subject Company (Issuer)) Cascade Merger Sub, Inc. (Offeror) Duravant LLC (Parent of Offeror) WARBURG PINCUS PRIVATE EQUITY

March 6, 2018 SC 14D9/A

KTEC / Key Technology, Inc. AMENDMENT NO. 3 TO SCHEDULE 14D-9

Amendment No. 3 to Schedule 14D-9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) KEY TECHNOLOGY, INC. (Name of Subject Company) KEY TECHNOLOGY, INC. (Name of Person Filing) Common Stock, No Par Value (Title Class of Securities)

March 5, 2018 SC 13D/A

KTEC / Key Technology, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Key Technology, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 493143101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Autho

February 23, 2018 SC TO-T/A

KTEC / Key Technology, Inc. SC TO-T (AMENDMENT NO. 2)

SC TO-T (Amendment No. 2) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) Key Technology, Inc. (Name of Subject Company (Issuer)) Cascade Merger Sub, Inc. (Offeror) Duravant LLC (Parent of Offeror) WARBURG PINCUS PRIVATE EQUITY

February 23, 2018 SC 14D9/A

KTEC / Key Technology, Inc. AMENDMENT NO. 2 TO SCHEDULE 14D-9

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) KEY TECHNOLOGY, INC. (Name of Subject Company) KEY TECHNOLOGY, INC. (Name of Person Filing) Common Stock, No Par Value (Title Class of Securities) 493143101 (CUSIP Number of Class

February 23, 2018 SC TO-T/A

KTEC / Key Technology, Inc. SC TO-T (AMENDMENT NO. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Key Technology, Inc. (Name of Subject Company (Issuer)) Cascade Merger Sub, Inc. (Offeror) Duravant LLC (Parent of Offeror) WARBURG PINCUS PRIVATE EQUITY XII, L.P. WARBURG PINCUS P

February 23, 2018 SC 14D9/A

KTEC / Key Technology, Inc. SC 14D9/A

SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) KEY TECHNOLOGY, INC. (Name of Subject Company) KEY TECHNOLOGY, INC. (Name of Person Filing) Common Stock, No Par Value (Title Class of Securities) 493143101 (CUSIP Number

February 13, 2018 SC 13G/A

KTEC / Key Technology, Inc. / PVAM Perlus Microcap Fund, L.P. - 13G/A (Passive Investment)

SC 13G/A 1 ktec123117a4.htm 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Key Technology, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 493143101 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box

February 13, 2018 10-Q

KTEC / Key Technology, Inc. 10-Q Q1-FY18 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended December 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, INC. (E

February 13, 2018 SC 13G/A

KTEC / Key Technology, Inc. / PVAM Perlus Microcap Fund, L.P. - 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

February 12, 2018 EX-3.1

Amendment to the Amended and Restated Bylaws of Key Technology, Inc., dated February 7, 2018.

Exhibit Exhibit 3.1 KEY TECHNOLOGY, INC. Amendment to the Amended and Restated Bylaws The following provision was added as new Section 5 of Article 5 of the Amended and Restated Bylaws of the Corporation on February 7, 2018 by unanimous approval of the Board of Directors of the Corporation: "Section 5. OREGON CONTROL SHARE ACT . The Oregon Control Share Act, ORS 60.801 to 60.816, as it exists now

February 12, 2018 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 form8k.htm 8-K - SHAREHOLDER VOTE, ETC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2018 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Oregon 0-21820 93-0822509 (State or other ju

February 12, 2018 EX-10.1

Form of Indemnity Agreement

Exhibit Exhibit 10.1 KEY TECHNOLOGY, INC. FORM OF INDEMNITY AGREEMENT This Agreement is made as of , by and between KEY TECHNOLOGY, INC., an Oregon corporation (the "Corporation"), and (the "Indemnitee"), a director and/or officer of the Corporation. WHEREAS, it is essential to the Corporation to retain and attract as directors and officers of the Corporation the most capable persons available and

February 8, 2018 SC 14D9

KTEC / Key Technology, Inc. SC 14D9

SC 14D9 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 8, 2018 EX-99.(E).(10)

KEY TECHNOLOGY, INC. INDEMNITY AGREEMENT

EX-99.(e).(10) Exhibit (e)(10) KEY TECHNOLOGY, INC. INDEMNITY AGREEMENT This Agreement is made as of , by and between KEY TECHNOLOGY, INC., an Oregon corporation (the “Corporation”), and (the “Indemnitee”), a director and/or officer of the Corporation. WHEREAS, it is essential to the Corporation to retain and attract as directors and officers of the Corporation the most capable persons available a

February 8, 2018 EX-99.(B)(1)

JEFFERIES FINANCE LLC 520 Madison Avenue New York, NY 10022

EX-99.(b)(1) Exhibit (b)(1) EXECUTION VERSION JEFFERIES FINANCE LLC 520 Madison Avenue New York, NY 10022 CITIGROUP GLOBAL MARKETS INC. 388 Greenwich Street New York, NY 10013 CREDIT SUISSE AG CREDIT SUISSE SECURITIES (USA) LLC Eleven Madison Avenue New York, NY 10010 ANTARES CAPITAL LP 500 West Monroe Street Chicago, Illinois 60661 ANTARES HOLDINGS LP One Queen Street East, Suite 2500 Toronto ON

February 8, 2018 SC 13G/A

KTEC / Key Technology, Inc. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* KEY TECHNOLOGY INC (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

February 8, 2018 EX-99.(D)(2)

October 9, 2017

EX-99.(d)(2) Exhibit (d)(2) October 9, 2017 Duravant LLC 3500 Lacey Rd Suite 290 Downers Grove, IL 60515 Attention: Carson Brennan Director of Business Development Dear Carson: In connection with your consideration of a possible transaction (the “Transaction”) involving the Company1 and its Representatives (as defined below), including Robert W. Baird & Co. Incorporated (“Baird”) acting as the Com

February 8, 2018 EX-99.(A)(1)(B)

Letter of Transmittal to Tender Shares of Common Stock KEY TECHNOLOGY, INC. at $26.75 Net Per Share in Cash Pursuant to the Offer to Purchase dated February 8, 2018 by Cascade Merger Sub, Inc., a wholly-owned subsidiary of Duravant LLC.

EX-99.(a)(1)(B) Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of Common Stock of KEY TECHNOLOGY, INC. at $26.75 Net Per Share in Cash Pursuant to the Offer to Purchase dated February 8, 2018 by Cascade Merger Sub, Inc., a wholly-owned subsidiary of Duravant LLC. The undersigned represents that I (we) have full authority to surrender without restriction the certificate(s) listed below. Y

February 8, 2018 EX-99.(A)(1)(A)

Offer to Purchase for Cash All Outstanding Shares of Common Stock Key Technology, Inc. $26.75 Net Per Share Cascade Merger Sub, Inc. a wholly-owned subsidiary of Duravant LLC

EX-99.(a)(1)(A) Table of Contents Exhibit (a)(1)(A) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Key Technology, Inc. at $26.75 Net Per Share by Cascade Merger Sub, Inc. a wholly-owned subsidiary of Duravant LLC THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M. EASTERN TIME ON THURSDAY, MARCH 8, 2018, UNLESS THE OFFER IS EXTENDED OR EARLIER TERMINAT

February 8, 2018 EX-99.(D)(3)

EXCLUSIVITY AGREEMENT

Exhibit (d)(3) EXCLUSIVITY AGREEMENT January 18, 2018 Dear Mike and Mike, In conjunction with our Final Proposal (the ?Final Proposal?) dated as of January 18, 2018, regarding a possible transaction (the ?Transaction?) between Key Technology, Inc.

February 8, 2018 EX-99.(A)(1)(E)

Offer to Purchase for Cash All Outstanding Shares of Common Stock Key Technology, Inc. an Oregon corporation $26.75 Net Per Share Pursuant to the Offer to Purchase Dated February 8, 2018 Cascade Merger Sub, Inc. a wholly-owned subsidiary of Duravant

EX-99.(A)(1)(E) 6 d527572dex99a1e.htm EX-99.(A)(1)(E) Exhibit (a)(1)(E) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Key Technology, Inc. an Oregon corporation at $26.75 Net Per Share Pursuant to the Offer to Purchase Dated February 8, 2018 by Cascade Merger Sub, Inc. a wholly-owned subsidiary of Duravant LLC THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 1

February 8, 2018 SC TO-T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Key Technology, Inc. (Name of Subject Company (Issuer)) Cascade

SC TO-T 1 d527572dsctot.htm SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Key Technology, Inc. (Name of Subject Company (Issuer)) Cascade Merger Sub, Inc. (Offeror) Duravant LLC (Parent of Offeror) WARBURG PINCUS PRIVATE EQUITY XII, L.P. WARBURG PINCU

February 8, 2018 EX-99.(A)(1)(F)

Notice of Offer to Purchase for Cash All Outstanding Shares of Common Stock Key Technology, Inc. an Oregon corporation $26.75 Net Per Share Pursuant to the Offer to Purchase Dated February 8, 2018 Cascade Merger Sub, Inc. a wholly-owned subsidiary of

EX-99.(a)(1)(F) Exhibit (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below), and the provisions herein are subject in their entirety to the provisions of the Offer (as defined below). The Offer is made solely pursuant to the Offer to Purchase, dated February 8, 2018, and the related Letter of Transmittal and any amendments or

February 8, 2018 EX-99.(A)(1)(C)

Notice of Guaranteed Delivery To Tender Shares of Common Stock Key Technology, Inc. an Oregon corporation $26.75 Net Per Share Pursuant to the Offer to Purchase Dated February 8, 2018 Cascade Merger Sub, Inc. a wholly-owned subsidiary of Duravant LLC

EX-99.(a)(1)(C) Exhibit (a)(1)(C) Notice of Guaranteed Delivery To Tender Shares of Common Stock of Key Technology, Inc. an Oregon corporation at $26.75 Net Per Share Pursuant to the Offer to Purchase Dated February 8, 2018 by Cascade Merger Sub, Inc. a wholly-owned subsidiary of Duravant LLC THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M. EASTERN TIME ON THURSDAY, MARCH

February 8, 2018 EX-99.(D)(4)

TENDER AND SUPPORT AGREEMENT

Exhibit (d)(4) EXECUTION VERSION TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this ?Agreement?), dated as of January 25, 2018, is entered into by and among Duravant LLC, a Delaware limited liability company (?Parent?), Cascade Merger Sub, Inc.

February 8, 2018 SC 13G

KTEC / Key Technology, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* KEY TECHNOLOGY INC (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi

February 8, 2018 SC 13G

KTEC / Key Technology, Inc. / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* KEY TECHNOLOGY INC (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi

February 8, 2018 EX-99.(A)(1)(D)

Offer to Purchase for Cash All Outstanding Shares of Common Stock Key Technology, Inc. an Oregon corporation $26.75 Net Per Share Pursuant to the Offer to Purchase Dated February 8, 2018 Cascade Merger Sub, Inc. a wholly-owned subsidiary of Duravant

EX-99.(a)(1)(D) Exhibit (a)(1)(D) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Key Technology, Inc. an Oregon corporation at $26.75 Net Per Share Pursuant to the Offer to Purchase Dated February 8, 2018 by Cascade Merger Sub, Inc. a wholly-owned subsidiary of Duravant LLC THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M. EASTERN TIME ON THURSDAY, MA

February 8, 2018 EX-99.(A)(1)(N)

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EX-99.(A)(1)(N) 8 d527572dex99a1n.htm EX-99.(A)(1)(N) Exhibit (a)(1)(N) PRESS RELEASE Duravant Commences Cash Tender Offer for all Outstanding Shares of Key Technology Downers Grove, IL – February 8, 2018 – Duravant LLC (“Duravant”) announced today the commencement of the cash tender offer by its wholly-owned subsidiary, Cascade Merger Sub, Inc., for all of the outstanding shares of common stock o

February 6, 2018 SC 13G

KTEC / Key Technology, Inc. / Brown Trout Management, LLC - FORM SC 13G Passive Investment

Chicago Capital Management, LLC: Form SC 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 493143101 (CUSIP Number) February 1, 2018 (Date of Event which Requires Filing of this

February 1, 2018 SC 13D

KTEC / Key Technology, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Key Technology, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 493143101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive N

January 31, 2018 SC14D9C

KTEC / Key Technology, Inc. SC14D9C - REFERENCE TO 8K (MERGER AGREEMENT)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 KEY TECHNOLOGY, INC. ( Name of Subject Company ) KEY TECHNOLOGY, INC. ( Name of Person Filing ) Common Stock, No Par Value (Title Class of Securities) 493143101 ( CUSIP Number of Class of S

January 31, 2018 EX-99.1

Dear Partner, As a valued business associate, I wanted to let you know about our exciting news. On January 25, 2018, we announced that Duravant, a global engineered equipment and automation solutions provider to the food processing, packaging and mat

a13118supplierpartnerlet Dear Partner, As a valued business associate, I wanted to let you know about our exciting news.

January 31, 2018 SC14D9C

KTEC / Key Technology, Inc. SC14D9C - LETTER TO VENDORS

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 KEY TECHNOLOGY, INC. ( Name of Subject Company ) KEY TECHNOLOGY, INC. ( Name of Person Filing ) Common Stock, No Par Value (Title Class of Securities) 493143101 ( CUSIP Number of Class of S

January 31, 2018 EX-99.1

JOINT PRESS RELEASE Duravant To Acquire Key Technology Engineered equipment leader Duravant has signed a definitive agreement to acquire Key Technology Downers Grove, IL and Walla Walla, WA – January 25, 2018 – Duravant LLC (“Duravant”), a global eng

a8kexhibit991pressreleas JOINT PRESS RELEASE Duravant To Acquire Key Technology Engineered equipment leader Duravant has signed a definitive agreement to acquire Key Technology Downers Grove, IL and Walla Walla, WA ? January 25, 2018 ? Duravant LLC (?Duravant?), a global engineered equipment and automation solutions provider to the food processing, packaging and material handling sectors, announced today that it has entered into a definitive agreement to acquire Key Technology, Inc.

January 31, 2018 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2018 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Oregon 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commiss

January 31, 2018 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among DURAVANT LLC, CASCADE MERGER SUB, INC. KEY TECHNOLOGY, INC. Dated as of January 25, 2018 TABLE OF CONTENTS ARTICLE I THE OFFER Section 1.1 The Offer. 2 Section 1.2 Company Actions. 6 Section 1.3 Directors Pri

Exhibit EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among DURAVANT LLC, CASCADE MERGER SUB, INC.

January 31, 2018 SC 13D/A

KTEC / Key Technology, Inc. / Schreyer Leslie J - SCHEDULE 13D AMENDMENT NO. 1 DATED JANUARY 31, 2018 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 493143101 (CUSIP Number) Garrett Lynam Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address and Telephone Number of Pe

January 29, 2018 SC 13D/A

KTEC / Key Technology, Inc. / HARBERT MICROCAP PARTNERS FUND, LP Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

January 27, 2018 SC14D9C

KTEC / Key Technology, Inc. SC14D9C 1.16.18

SC14D9C 1 form14d-9c12618.htm SC14D9C 1.16.18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 KEY TECHNOLOGY, INC. (Name of Subject Company) KEY TECHNOLOGY, INC. (Name of Person Filing) Common Stock, No Par Value (Title Class of Securities) 49314

January 27, 2018 EX-99.2

© Key Technology Advancing Together January 25, 2018 Exhibit 99.2 DURAVANT 2018 THE DURAVANT FAMILY OF OPERATING COMPANIES DURAVANT 2018 3 Duravant Leading global automation equipment company with a premium portfolio of products, services and integra

duravantbriefintrokeyemp ? Key Technology Advancing Together January 25, 2018 Exhibit 99.

January 27, 2018 EX-99.1

ARPAC MARLEN INTERNATIONAL FMH CONVEYORS MESPACK OHLSON HAMER-FISCHBEIN FISCHBEIN INTERNATIONAL Mike Kachmer January 25, 2018 To all Key Technology employees: This morning we announced that Duravant has signed a definitive agreement to acquire Key Te

ceoannouncementwelcomeke ARPAC MARLEN INTERNATIONAL FMH CONVEYORS MESPACK OHLSON HAMER-FISCHBEIN FISCHBEIN INTERNATIONAL Mike Kachmer January 25, 2018 To all Key Technology employees: This morning we announced that Duravant has signed a definitive agreement to acquire Key Technology.

January 26, 2018 EX-99.2

To All Key Employees Worldwide-

EX-99.2 3 exhibit992-letterfromkey.htm EXHIBIT 99.2-LETTER FROM KEY Exhibit 99.2 To All Key Employees Worldwide- It is with great excitement and anticipation that I write this letter to all our employees. Today we announced that Duravant, a global engineered equipment and automation solutions provider, has signed a definitive agreement to acquire Key Technology. Duravant, based in Downers Grove, I

January 26, 2018 EX-99.4

January 25, 2018

Exhibit Exhibit 99.4 January 25, 2018 Dear {First Name}, As a further commitment to our strong relationship and partnership, I would to like personally inform you of the exciting news released today. Today, we announced that Duravant, a global engineered equipment and automation solutions provider to the food processing, packaging and material handling sectors, has signed a definitive agreement to

January 26, 2018 EX-99.1

Exhibit 99.1 JOINT PRESS RELEASE Duravant To Acquire Key Technology Engineered equipment leader Duravant has signed a definitive agreement to acquire Key Technology Downers Grove, IL and Walla Walla, WA – January 25, 2018 – Duravant LLC (“Duravant”),

exhibit991pressreleaseja Exhibit 99.1 JOINT PRESS RELEASE Duravant To Acquire Key Technology Engineered equipment leader Duravant has signed a definitive agreement to acquire Key Technology Downers Grove, IL and Walla Walla, WA ? January 25, 2018 ? Duravant LLC (?Duravant?), a global engineered equipment and automation solutions provider to the food processing, packaging and material handling sect

January 26, 2018 EX-99.3

January 25, 2018

Exhibit Exhibit 99.3 January 25, 2018 The purpose of this Q&A is to provide additional details regarding today?s announcement from Key Technology and Duravant. Please feel free to attribute any of the following statements to Jack Ehren, President of Key Technology. Q: What are the benefits of this change in ownership? A: The transaction is a very positive outcome for our shareholders, employees, c

January 26, 2018 SC14D9C

KTEC / Key Technology, Inc. SC14D9C

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) KEY TECHNOLOGY, INC. ( Name of Subject Company ) KEY TECHNOLOGY, INC. ( Name of Person Filing ) Common Stock, No Par Value (Title Class of Securities) 493143101 ( CUSIP Num

January 26, 2018 EX-99.2

January 25, 2018

Exhibit 99.2 January 25, 2018 To all Duravant employees: I am very pleased to announce that Duravant has signed a definitive agreement to acquire Key Technology, a leading designer and manufacturer of digital sorting, inspection, conveying and processing equipment. With annual revenue of approximately $140 million, Key Technology is a worldwide leader in advanced automation systems for food proces

January 26, 2018 EX-99.3

January 25, 2018

Exhibit 99.3 January 25, 2018 To all Key Technology employees: This morning we announced that Duravant has signed a definitive agreement to acquire Key Technology. I am excited that our new partnership will bring two world-class organizations together, and I look forward to welcoming you to the Duravant family of operating companies. Key is a very important addition to Duravant and expands our rea

January 26, 2018 EX-99.6

Duravant is excited to announce that we have signed a definitive agreement to acquire Key Technology! Important information about the transaction can be found at

Exhibit 99.6 Duravant Duravant is excited to announce that we have signed a definitive agreement to acquire Key Technology! Important information about the transaction can be found at https://lnkd.in/d9tnVEr

January 26, 2018 EX-99.5

@duravant is excited to announce that we have signed a definitive agreement to acquire Key Technology! Important information about the transaction can be found at

Exhibit 99.5 Duravant @duravant is excited to announce that we have signed a definitive agreement to acquire Key Technology! Important information about the transaction can be found at https://t.co/jBEkRhCPta

January 26, 2018 EX-99.1

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Exhibit 99.1 joint Press release Duravant To Acquire Key Technology Engineered equipment leader Duravant has signed a definitive agreement to acquire Key Technology Downers Grove, IL and Walla Walla, WA ? January 25, 2018 ? Duravant LLC (?Duravant?), a global engineered equipment and automation solutions provider to the food processing, packaging and material handling sectors, announced today that

January 26, 2018 EX-99.7

Duravant is excited to announce that we have signed a definitive agreement to acquire Key Technology! Important information about the transaction can be found at https://globenewswire.com/news-release/2018/01/25/1305051/0/en/Duravant-To-Acquire-Key-T

Exhibit 99.7 Duravant Duravant is excited to announce that we have signed a definitive agreement to acquire Key Technology! Important information about the transaction can be found at https://globenewswire.com/news-release/2018/01/25/1305051/0/en/Duravant-To-Acquire-Key-Technology.html Additional Information The tender offer described in this document has not yet commenced. This document is provid

January 26, 2018 SC TO-C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 KEY TECHNOLOGY, Inc. (Name of Subject Company (Issuer)) CASCADE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 KEY TECHNOLOGY, Inc. (Name of Subject Company (Issuer)) CASCADE MERGER SUB, Inc. (Offeror) DURAVANT LLC (Parent of Offeror) WARBURG PINCUS PRIVATE EQUITY XII, L.P. WARBURG PINCUS PRIVATE EQUITY XII-B, L.P. WARBURG

January 26, 2018 EX-99.4

DURAVANT 2018 THE DURAVANT FAMILY OF OPERATING COMPANIES DURAVANT 2018

EX-99.4 5 sctocex9940124.htm DURAVANT 2018 THE DURAVANT FAMILY OF OPERATING COMPANIES DURAVANT 2018 Exhibit 99.4 DURAVANT 2018 THE DURAVANT FAMILY OF OPERATING COMPANIES DURAVANT 2018 DURAVANT 2018 2 Duravant Leading global automation equipment company with a premium portfolio of products, services and integrated solutions that optimize safety, productivity, efficiency and connectivity for the wor

January 2, 2018 DEF 14A

KTEC / Key Technology, Inc. DEF 14A

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule

December 8, 2017 EX-21

List of Subsidiaries

Exhibit 21 List of Subsidiaries, as of December 1, 2017 Key Technology, Inc., an Oregon corporation (the Registrant) · Key Technology Holdings USA LLC (Oregon) · Suplusco Holding B.V. (the Netherlands) · Key Technology B.V. (the Netherlands) · Visys N.V. (Belgium) · Key Technology Australia Pty Ltd. (Australia) · Productos Key Mexicana S. de R.L. de C.V. (Mexico) · Administracion Key Mexicana S. d

December 8, 2017 10-K

KTEC / Key Technology, Inc. 10-K: Q4 FY17 (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exact

December 8, 2017 EX-10.7

Form of Restricted Stock Bonus Agreement (Long-Term Performance Vesting)

Exhibit 10.7 KEY TECHNOLOGY, INC. RESTRICTED STOCK AGREEMENT Fiscal Award (Long-Term Performance Vesting) Date: This Restricted Stock Agreement ("Agreement") is made between Key Technology, Inc., an Oregon corporation (the "Company"), and (the "Participant") under the Company's 2010 Equity Incentive Plan (the "Plan"). Capitalized Terms not otherwise defined shall have the meanings ascribed in the

December 8, 2017 EX-10.6

Form of Restricted Stock Bonus Agreement (Continued Employment Vesting)

Exhibit 10.6 KEY TECHNOLOGY, INC. RESTRICTED STOCK AGREEMENT Fiscal Award (Continued Employment Vesting) Date: This Restricted Stock Agreement ("Agreement") is made between Key Technology, Inc., an Oregon corporation (the "Company"), and (the "Participant") under the Company's 2010 Equity Incentive Plan, as amended (the "Plan"). Capitalized Terms not otherwise defined shall have the meanings ascri

November 27, 2017 8-A12G/A

KTEC / Key Technology, Inc. FORM 8-A12G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A AMENDMENT NO. 2 TO REGISTRATION STATEMENT ON FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 93-0822509 (State or other jurisdiction of incorporation)

November 17, 2017 8-K

Current Report

8-K 1 a8-kmodificationtorightsof.htm 8-K MODIFICATION TO RIGHTS OF SECURITY HOLDERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2017 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGO

November 16, 2017 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2017 FINANCIAL RESULTS Record Annual Net Sales, Orders and Year-end Backlog

Exhibit Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2017 FINANCIAL RESULTS Record Annual Net Sales, Orders and Year-end Backlog WALLA WALLA, Wash., November 16, 2017 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for fiscal 2017 and the fourth quarter ended September 30, 2017 . Fiscal 2017 Overview Net sales for fiscal 2017 were $139.9 million , an increase of $

November 16, 2017 8-K

Current Report

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2017 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commis

August 4, 2017 10-Q

KTEC / Key Technology, Inc. 10-Q-Q3 FY17 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exact

July 27, 2017 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2017 THIRD QUARTER FINANCIAL RESULTS Record Quarterly Net Sales, Orders and Net Earnings

Exhibit Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2017 THIRD QUARTER FINANCIAL RESULTS Record Quarterly Net Sales, Orders and Net Earnings WALLA WALLA, WA., July 27, 2017 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2017 third quarter, ended June 30, 2017 . Third Quarter Overview Net sales for the three months ended June 30, 2017 totaled $44.7

July 27, 2017 8-K

Key Technology 8-K: EARNINGS RELEASE Q3.FY17 (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2017 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission

July 7, 2017 SC 13G

KTEC / Key Technology, Inc. / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Key Technology Inc (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) June 27, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

May 25, 2017 SD

Key Technology SD

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT For the Calendar Year Ended December 31, 2016 Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Oregon (State or jurisdiction of incorporation or organization) 93-0822509 (I.R.S. Employer Identification No.) 150 Avery Street Wa

May 25, 2017 EX-1.01

KEY TECHNOLOGY, INC. 2016CONFLICT MINERALS REPORT

EX-1.01 2 exhibit101-cy2016conflictm.htm EXHIBIT 1.01 Exhibit 1.01 KEY TECHNOLOGY, INC. 2016CONFLICT MINERALS REPORT Introduction This is the Conflict Minerals Report of Key Technology, Inc. (the "Company") for calendar year 2016 prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the "Rule"). Numerous terms in this Report are defined in the Rule and the i

May 18, 2017 8-K/A

Key Technology 8-K/A (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2017 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commi

May 9, 2017 10-Q

Key Technology 10-Q-Q2 FY17 (Quarterly Report)

10-Q 1 a10q033117q2.htm 10-Q-Q2 FY17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File N

April 27, 2017 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2017 SECOND QUARTER FINANCIAL RESULTS

Exhibit Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2017 SECOND QUARTER FINANCIAL RESULTS ? Largest quarter-end backlog in Company history ? Continued improved gross margins and operating results ? Significant $9 million in orders from major global potato processor WALLA WALLA, Wash., April 27, 2017 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2

April 27, 2017 8-K

Key Technology 8-K-FY 2017 Q2 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2017 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commissio

April 27, 2017 EX-99.2

Key Technology Wins US$9 Million Deal with Lutosa, McCain’s Belgian Subsidiary Order includes New VERYX ® Digital Sorters to Inspect Processed and Finished Frozen Potato Strips

Exhibit 99.2 For Immediate Release : Key Technology Wins US$9 Million Deal with Lutosa, McCain’s Belgian Subsidiary Order includes New VERYX ® Digital Sorters to Inspect Processed and Finished Frozen Potato Strips April 27, 2017 - Key Technology has been selected to equip a new production line at Lutosa, a subsidiary of McCain Foods Limited, with a complete solution of their optical inspection and

April 7, 2017 SC 13D

KTEC / Key Technology, Inc. / HARBERT MICROCAP PARTNERS FUND, LP Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

February 10, 2017 SC 13G/A

KTEC / Key Technology, Inc. / PVAM Perlus Microcap Fund, L.P. - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3) KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 493143101 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t

February 10, 2017 EX-99.II

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 6, 2017 in connection with their beneficial ownership of Key Technology, Inc., Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and

February 10, 2017 EX-99.I

to Schedule 13G

EX-99.I 2 d235449dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

February 10, 2017 SC 13G/A

KTEC / Key Technology, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d235449dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #7 Under the Securities and Exchange Act of 1934 Key Technology, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

February 10, 2017 8-K

Key Technology 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2017 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commiss

February 3, 2017 10-Q

Key Technology 10-Q (Quarterly Report)

10-Q 1 a10q123116q1.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended December 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-

January 26, 2017 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2017 FIRST QUARTER FINANCIAL RESULTS

Exhibit Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2017 FIRST QUARTER FINANCIAL RESULTS WALLA WALLA, Wash., January 26, 2017 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2017 first quarter, ended December 31, 2016 . First Quarter Overview Net sales for the three months ended December 31, 2016 totaled $27.4 million , compared to $24.8 million re

January 26, 2017 8-K

Current Report

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2017 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commiss

January 3, 2017 DEF 14A

Key Technology DEF 14A

DEF 14A 1 a2017proxy.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission On

December 9, 2016 10-K

Key Technology 10-K: Q4 FY16 (Annual Report)

10-K 1 a930201610k.htm 10-K: Q4 FY16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission File No.

December 9, 2016 EX-21

List of Subsidiaries, as of December 2, 2016

Exhibit 21 List of Subsidiaries, as of December 2, 2016 Key Technology, Inc., an Oregon corporation (the Registrant) · Key Technology Holdings USA LLC (Oregon) · Suplusco Holding B.V. (the Netherlands) · Key Technology B.V. (the Netherlands) · Visys N.V. (Belgium) · Key Technology Australia Pty Ltd. (Australia) · Productos Key Mexicana S. de R.L. de C.V. (Mexico) · Administracion Key Mexicana S. d

November 17, 2016 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2016 FINANCIAL RESULTS

Exhibit Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2016 FINANCIAL RESULTS WALLA WALLA, Wash., November 17, 2016 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for fiscal 2016 and the fourth quarter ended September 30, 2016 . Fiscal 2016 Overview Net sales for fiscal 2016 were $120.0 million , an increase of $17.1 million , or 17% compared to the $102.9 million

November 17, 2016 8-K

Key Technology 8-K: EARNINGS RELEASE Q4.FY16 (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2016 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commis

August 5, 2016 10-Q

Key Technology 10-Q Q3-FY2016 (Quarterly Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, IN

July 28, 2016 8-K

Key Technology 8-K-Q3 RESULTS (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2016 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission

July 28, 2016 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2016 THIRD QUARTER FINANCIAL RESULTS

Exhibit Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2016 THIRD QUARTER FINANCIAL RESULTS WALLA WALLA, Wash., July 28, 2016 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2016 third quarter, ended June 30, 2016 . Third Quarter Overview Net sales for the three months ended June 30, 2016 totaled $36.2 million , compared to $30.8 million recorded in t

June 30, 2016 SC 13D

KTEC / Key Technology, Inc. / Schreyer Leslie J - SCHEDULE 13D DATED JUNE 20, 2016 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 493143101 (CUSIP Number) Garrett Lynam General Counsel and Chief Compliance Officer Kokino LLC 201 Tresser Boulevard, 3rd Floor Stamford, CT 06901 (203) 595-4552 (Name, Address

June 22, 2016 EX-99.1

KEY TECHNOLOGY APPOINTS ROBERT M. AVERICK TO BOARD OF DIRECTORS

Exhibit 99.1 KEY TECHNOLOGY APPOINTS ROBERT M. AVERICK TO BOARD OF DIRECTORS WALLA WALLA, Wash. - June 22, 2016 - Key Technology, Inc. (NASDAQ: KTEC), a worldwide leader and full-solutions provider in the design and manufacture of process automation systems, announced today that Robert M. Averick was appointed to serve as a director of the Company effective June 20, 2016 until the February 2017 An

June 22, 2016 8-K

Current Report

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2016 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission

June 22, 2016 EX-10.1

KEY TECHNOLOGY, INC. AGREEMENT REGARDING STATUS UNDER RIGHTS PLAN

Exhibit Exhibit 10.1 KEY TECHNOLOGY, INC. AGREEMENT REGARDING STATUS UNDER RIGHTS PLAN This Agreement is entered into this 20th day of June, 2016 by and between Key Technology, Inc. ("Key") and Mr. Robert M. Averick and the entities signing below who were identified in the Schedule 13G filed on February 16, 2016 (the "February 13G Filing") by Mr. Averick and the undersigned shareholders of Key (co

May 27, 2016 EX-1.01

KEY TECHNOLOGY, INC. 2015 CONFLICT MINERALS REPORT

Exhibit Exhibit 1.01 KEY TECHNOLOGY, INC. 2015 CONFLICT MINERALS REPORT Introduction This is the Conflict Minerals Report of Key Technology, Inc. (the "Company") for calendar year 2015 prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the "Rule"). Numerous terms in this Report are defined in the Rule and the instructions to Form SD, and the reader is ref

May 27, 2016 SD

Key Technology SD - CONFLICT MINERALS

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT For the Calendar Year Ended December 31, 2015 Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Oregon (State or jurisdiction of incorporation or organization) 93-0822509 (I.R.S. Employer Identification No.) 150 Avery Street Wa

May 6, 2016 10-Q

Key Technology 10-Q Q2-FY2016 (Quarterly Report)

10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, INC.

April 28, 2016 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2016 SECOND QUARTER FINANCIAL RESULTS

Exhibit Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2016 SECOND QUARTER FINANCIAL RESULTS WALLA WALLA, Wash., April 28, 2016 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2016 second quarter, ended March 31, 2016 . Second Quarter Overview Net sales for the three months ended March 31, 2016 totaled $28.5 million , compared to $21.6 million recorde

April 28, 2016 8-K

Key Technology 8-K: FY16 Q2 EARNINGS RELEASE (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission Fil

March 10, 2016 8-K

Key Technology 8-K:EVENT MARCH 7, 2016 (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2016 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

March 10, 2016 EX-99.1

AMENDMENT TO CONTRACT FOR SERVICES

Exhibit Exhibit 99.1 AMENDMENT TO CONTRACT FOR SERVICES This Amendment amends the Contract for Services dated February 25, 2013 entered into by and among Visys NV ("Visys"), its parent company Key Technology, Inc. ("Key"), Key Technology B.V., a wholly-owned subsidiary of Key, Embla BVBA ("Service Provider") and Mr. Frank Zwerts, the director and beneficial owner of Service Provider. The parties w

February 29, 2016 SC 13G/A

KTEC / Key Technology, Inc. / PVAM Perlus Microcap Fund, L.P. - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 schedule13gakeytech022516.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 493143101 (CUSIP Number) February 25, 2016 (Date of Event Which Requires Filing of this Statement) Ch

February 16, 2016 SC 13G/A

KTEC / Key Technology, Inc. / Schreyer Leslie J - SCHEDULE 13G AMENDMENT NO. 6 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

February 12, 2016 EX-99.1

to Schedule 13G

EX-99.1 2 d133477dex991.htm EX-99.1 Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

February 12, 2016 SC 13G/A

Key Technology SC 13G/A (Passive Acquisition of More Than 5% of Shares)

SC 13G/A 1 d133477dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #6 Under the Securities and Exchange Act of 1934 Key Technology, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

February 12, 2016 EX-99.2

to Schedule 13G Joint Filing Agreement

EX-99.2 Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 5, 2016 in connection with their beneficial ownership of Key Technology, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and m

February 5, 2016 10-Q

KTEC / Key Technology, Inc. 10-Q - Quarterly Report - 10-Q Q1-FY16

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, INC. (E

February 4, 2016 8-K

Key Technology 8-K - FEBRUARY 2, 2016 SHAREHOLDER MEETING (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2016 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission F

January 28, 2016 8-K

Key Technology 8-K-Q1 EARNINGS RELEASE (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2016 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission F

January 28, 2016 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2016 FIRST QUARTER FINANCIAL RESULTS

EX-99.1 2 fy2016q1exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2016 FIRST QUARTER FINANCIAL RESULTS WALLA WALLA, Wash., January 28, 2016 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2016 first quarter, ended December 31, 2015. First Quarter Overview Net sales for the three months ended December 31, 2015 totaled $24.8 m

January 27, 2016 SC 13G/A

KTEC / Key Technology, Inc. / PVAM Perlus Microcap Fund, L.P. - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 493143101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t

January 7, 2016 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2015 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

January 4, 2016 DEF 14A

Key Technology DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule

December 11, 2015 EX-4.2

Amendment No. 1 to Second Amended Rights Agreement Key Technology, Inc. American Stock Transfer & Trust Company

Exhibit 4.2 Amendment No. 1 to Second Amended Rights Agreement Between Key Technology, Inc. And American Stock Transfer & Trust Company This amendment ("Amendment No. 1") between Key Technology, Inc., an Oregon corporation (the "Company"), and American Stock Transfer & Trust Company, a New York banking corporation (the "Rights Agent"), is entered into as of July 15, 2015 and amends the Second Amen

December 11, 2015 EX-21

List of Subsidiaries, as of December 4, 2015

EX-21 4 exhibit21093015q4.htm EXHIBIT 21 Exhibit 21 List of Subsidiaries, as of December 4, 2015 Key Technology, Inc., an Oregon corporation (the Registrant) · Key Technology Holdings USA LLC (Oregon) · Suplusco Holding B.V. (the Netherlands) · Key Technology B.V. (the Netherlands) · Visys N.V. (Belgium) · Key Technology Australia Pty Ltd. (Australia) · Productos Key Mexicana S. de R.L. de C.V. (M

December 11, 2015 EX-10.10

Amendment No. 1 to Loan Agreement, dated September 18, 2015, between Key Technology, Inc. and PNC Bank, National Association (filed as Exhibit 10.10 to the Form 10-K filed with the Securities and Exchange Commission on December 11, 2015 and incorporated herein by reference)

Exhibit 10.10 FIRST AMENDMENT TO REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT (this “Amendment”), dated as of September 18, 2015, is entered into by and between KEY TECHNOLOGY, INC., an Oregon corporation, as borrower (“Borrower”), and PNC BANK, NATIONAL ASSOCIATION, as lender (“Lender”), with reference to the followi

December 11, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exact

November 20, 2015 SC 13G

KTEC / Key Technology, Inc. / PVAM Perlus Microcap Fund, L.P. - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 493143101 (CUSIP Number) November 13, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

November 12, 2015 8-K

Key Technology 8-K: EARNINGS RELEASE Q4.FY15 (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2015 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission

November 12, 2015 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2015 FINANCIAL RESULTS AND HIGHLIGHTS

EX-99.1 2 a2015q4pressrelease.htm EXHIBIT 99.1. Q4.FY15 Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2015 FINANCIAL RESULTS AND HIGHLIGHTS WALLA WALLA, Wash., November 12, 2015 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for fiscal year 2015 and fourth quarter ended September 30, 2015. Fiscal 2015 Net sales for fiscal 2015 were $102.9 million, a decrease of $1

September 24, 2015 EX-24.1

POWER OF ATTORNEY

CORRESP POWER OF ATTORNEY The undersigned, a director, officer or designated insider of Key Technology, Inc.

September 23, 2015 EX-99.1

KEY TECHNOLOGY INTRODUCES VERYX™, THE NEW STANDARD OF DIGITAL SORTING

Exhibit Exhibit 99.1 KEY TECHNOLOGY INTRODUCES VERYX?, THE NEW STANDARD OF DIGITAL SORTING WALLA WALLA, Wash. - September 23, 2015 - Key Technology, Inc. (NASDAQ: KTEC), a worldwide leader and full-solutions provider in the design and manufacture of process automation systems, announced today that it has introduced a new digital sorting platform, Veryx?. The Company will exhibit its innovative new

September 23, 2015 8-K

Current Report

8-K 1 a8-kreleaseofplatform.htm 8-K-SEPTEMBER 23, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2015 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State

September 17, 2015 8-K

Key Technology 8-K-APPOINTMENT OF DIRECTOR (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2015 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission

September 17, 2015 EX-99.1

KEY TECHNOLOGY APPOINTS PAUL J. WOLF TO BOARD OF DIRECTORS

Exhibit Exhibit 99.1 KEY TECHNOLOGY APPOINTS PAUL J. WOLF TO BOARD OF DIRECTORS WALLA WALLA, Wash. - September 17, 2015 - Key Technology, Inc. (NASDAQ: KTEC), a worldwide leader and full-solutions provider in the design and manufacture of process automation systems, announced today that Paul J. Wolf was appointed to serve as a director of the Company on September 15, 2015. Wolf?s term will extend

August 7, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2015 o TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exact

July 29, 2015 SC 13G/A

KTEC / Key Technology, Inc. / Schreyer Leslie J - SCHEDULE 13G AMENDMENT NO. 5 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) July 23, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu

July 23, 2015 8-K

Key Technology 8-K--FINANCE AGREEMENT (Current Report/Significant Event)

8-K-Bank Modification UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 23, 2015 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2015 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File Num

July 23, 2015 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2015 THIRD QUARTER FINANCIAL RESULTS

EX-99.1 2 fy2015q3exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2015 THIRD QUARTER FINANCIAL RESULTS WALLA WALLA, Wash., July 23, 2015 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2015 third quarter, ended June 30, 2015. Third Quarter Overview Net sales for the three months ended June 30, 2015 totaled $30.8 million, com

July 23, 2015 EX-10.1

Revolving Credit, Term Loan and Security Agreement, dated July 20, 2015, between Key Technology, Inc. and PNC Bank, National Association (filed as Exhibit 10.1 to the Form 8-K filed with the Securities and Exchange Commission on July 23, 2015 and incorporated herein by reference)

BankingAgreement Execution Version REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT PNC BANK, NATIONAL ASSOCIATION (AS LENDER) WITH KEY TECHNOLOGY, INC.

May 29, 2015 EX-1.01

CONFLICT MINERAL REPORT OF KEY TECHNOLOGY, INC. IN ACCORD WITH RULE 13p - 1 UNDER THE SECURITIES EXCHANGE ACT OF 1934

Exhibit 1.01 - Conflict Minerals Report Exhibit 1.01 CONFLICT MINERAL REPORT OF KEY TECHNOLOGY, INC. IN ACCORD WITH RULE 13p - 1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Introduction This is the Conflict Minerals Report of Key Technology, Inc. (the "Company?) for calendar year 2014 prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (?Rule 13p-1?). Numerou

May 29, 2015 SD

Key Technology FORM SD

Form SD - Conflict Minerals - 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

May 8, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2015 o TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exac

May 8, 2015 CORRESP

Key Technology ESP

2014 SEC Comments-Response Letter 1600 Pioneer Tower 888 SW Fifth Avenue Portland, Oregon 97204 503.

April 30, 2015 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2015 SECOND QUARTER FINANCIAL RESULTS

FY2015 Q2 Exhibit 99.1 Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2015 SECOND QUARTER FINANCIAL RESULTS WALLA WALLA, Wash., April 30, 2015 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2015 second quarter, ended March 31, 2015 . Second Quarter Overview Net sales for the three months ended March 31, 2015 totaled $21.6 million , compared to $31.6

April 30, 2015 8-K

Key Technology Q2-FY15 FINANCIAL RESULTS (Current Report/Significant Event)

FY2015 Q2 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2015 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commi

March 24, 2015 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2015 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File Nu

March 24, 2015 EX-10.1

Amendment No. 7 to Loan Agreement

EX-10.1 2 exhibit101.htm EXHIBIT 10.1 Exhibit 10.1 Amendment No. 7 to Loan Agreement This Amendment No. 7 to Loan Agreement (this "Amendment"), dated March 19, 2015 (the "Effective Date"), is between Bank of America, N.A. (the "Bank") and Key Technology, Inc. (the "Borrower"). Background A. The Bank and the Borrower are parties to the Loan Agreement, dated December 10, 2008 (as amended, the "Loan

February 25, 2015 EX-99.1

KEY TECHNOLOGY ANNOUNCES COST REDUCTION INITIATIVE TO DRIVE A PROFITABLE AND SUSTAINABLE BUSINESS MODEL

KEY TECHNOLOGY ANNOUNCES COST REDUCTION INITIATIVE TO DRIVE A PROFITABLE AND SUSTAINABLE BUSINESS MODEL WALLA WALLA, Wash.

February 25, 2015 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2015 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

February 17, 2015 SC 13G/A

KTEC / Key Technology, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A 1 d868232dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #5 Under the Securities and Exchange Act of 1934 Key Technology, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

February 17, 2015 EX-99.I

to Schedule 13G

EX-I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

February 17, 2015 EX-99.II

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d868232dex99ii.htm EX-II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 13, 2015 in connection with their beneficial ownership of Key Technology, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which t

February 17, 2015 SC 13G/A

KTEC / Key Technology, Inc. / Schreyer Leslie J - SCHEDULE 13G AMENDMENT NO. 4 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

February 9, 2015 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2015 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

February 6, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended December 31, 2014 o TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, INC. (E

January 29, 2015 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2015 FIRST QUARTER FINANCIAL RESULTS

Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2015 FIRST QUARTER FINANCIAL RESULTS WALLA WALLA, Wash., January 29, 2015 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2015 first quarter, ended December 31, 2014. First Quarter Overview Net sales for the three months ended December 31, 2014 totaled $20.1 million, compared to $22.7 million recorded in

January 29, 2015 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2015 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

January 5, 2015 DEF 14A

KTEC / Key Technology, Inc. DEF 14A - - 2015 PROXY STATEMENT

DEF 14A 1 a2015proxy.htm 2015 PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the

December 12, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

10-K 1 a930201410k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission File No. 0-21820

December 12, 2014 EX-21

List of Subsidiaries, as of December 5, 2014

Exhibit 21 List of Subsidiaries, as of December 5, 2014 Key Technology, Inc., an Oregon corporation (the Registrant) ? Key Technology Holdings USA LLC (Oregon) ? Suplusco Holding B.V. (the Netherlands) ? Key Technology B.V. (the Netherlands) ? Visys N.V. (Belgium) ? Key Technology Australia Pty Ltd. (Australia) ? Productos Key Mexicana S. de R.L. de C.V. (Mexico) ? Administracion Key Mexicana S. d

November 13, 2014 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2014 YEAR-END AND FOURTH QUARTER RESULTS

EX-99.1 2 a2014q4pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2014 YEAR-END AND FOURTH QUARTER RESULTS WALLA WALLA, Wash., November 13, 2014 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for fiscal year 2014 and fourth quarter ended September 30, 2014. Fiscal 2014 Net sales for fiscal 2014 were $118.3 million, a decrease of $18.5 mi

November 13, 2014 8-K

Current Report

8-K 1 a2014q48k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2014 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorpo

October 3, 2014 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2014 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission Fil

October 3, 2014 EX-10.1

LOAN MODIFICATION AGREEMENT

EX-10.1 2 exhibitmodificationagreeme.htm EXHIBIT 10.1 Exhibit 10.1 LOAN MODIFICATION AGREEMENT This Sixth Loan Modification Agreement (“Sixth Modification”) modifies the Loan Agreement dated December 10, 2008 (“Agreement”), regarding a revolving line of credit originally in the maximum principal amount of $10,000,000, since increased to $15,000,000; a within-line letter of credit and a nonrevolvin

August 8, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2014 o TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exact

July 24, 2014 8-K

8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2014 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File Num

July 24, 2014 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2014 THIRD QUARTER FINANCIAL RESULTS

Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2014 THIRD QUARTER FINANCIAL RESULTS WALLA WALLA, Wash., July 24, 2014 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2014 third quarter, ended June 30, 2014. Third Quarter Net sales for the three months ended June 30, 2014 totaled $31.3 million, compared to $39.4 million recorded in the corresponding qu

June 26, 2014 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2014 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File Num

June 26, 2014 EX-99.1

KEY TECHNOLOGY ANNOUNCES COST REDUCTION INITIATIVES

Exhibit 99.1 FOR IMMEDIATE RELEASE KEY TECHNOLOGY ANNOUNCES COST REDUCTION INITIATIVES WALLA WALLA, Wash. - June 26, 2014 - Key Technology, Inc. (NASDAQ: KTEC), a worldwide leader and full-solutions provider in the design and manufacture of process automation systems, announced today that it is taking cost reduction initiatives during the third quarter of its fiscal 2014 that include a planned red

May 30, 2014 EX-1.02

CONFLICT MINERAL REPORT OF KEY TECHNOLOGY, INC. IN ACCORD WITH RULE 13p - 1 UNDER THE SECURITIES EXCHANGE ACT OF 1934

Exhibit 1.02 CONFLICT MINERAL REPORT OF KEY TECHNOLOGY, INC. IN ACCORD WITH RULE 13p - 1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Introduction This is the Conflict Minerals Report of Key Technology, Inc. (“the Company”) for calendar year 2013 (excepting conflict minerals that, prior to January 31, 2013, were located outside of the supply chain) prepared in accordance with Rule 13p-1 under the Sec

May 30, 2014 SD

- SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT For the Calendar Year Ended December 31, 2013 Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Oregon (State or jurisdiction of incorporation or organization) 93-0822509 (I.R.S. Employer Identification No.) 150 Avery Street Walla Walla

May 6, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2014 o TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exac

May 5, 2014 EX-99.1

KEY TECHNOLOGY SETTLES LITIGATION RESULTING IN REVISED FISCAL 2014 SECOND QUARTER NET EARNINGS

Exhibit 99.1 KEY TECHNOLOGY SETTLES LITIGATION RESULTING IN REVISED FISCAL 2014 SECOND QUARTER NET EARNINGS WALLA WALLA, Wash., May 5, 2014 - Key Technology, Inc. (NASDAQ: KTEC) announced today that the resolution of the intellectual property litigation between its subsidiary Visys N.V. and Tomra Sorting N.V., formerly BEST N.V., has resulted in a revision of the Company’s fiscal 2014 second quart

May 5, 2014 EX-99.2

KEY TECHNOLOGY, INC. The NASDAQ Global Market (KTEC) INVESTOR FORUM PRESENTATION Q2-FY2014 Presented on April 24, 2014 Live in New York (Slides 6, 7 and 8 revised on May 5, 2014) 1 Statement of Operations — 3 MONTHS ENDED MARCH 31, 2014 2013 Orders $

q22014revisedslidesnyinv KEY TECHNOLOGY, INC. The NASDAQ Global Market (KTEC) INVESTOR FORUM PRESENTATION Q2-FY2014 Presented on April 24, 2014 Live in New York (Slides 6, 7 and 8 revised on May 5, 2014) 1 Statement of Operations — 3 MONTHS ENDED MARCH 31, 2014 2013 Orders $25.5M $32.7M Backlog $30.8M $50.1M Revenue $31.6M $35.5M Gross Margin 32.5% * 36.1% Operating Expense $11.2M ** $10.0M Net In

May 5, 2014 8-K/A

Results of Operations and Financial Condition - 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2014 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

April 24, 2014 8-K

Current Report

8-K 1 fy2014q28k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2014 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorpora

April 24, 2014 EX-99.2

KEY TECHNOLOGY, INC. The NASDAQ Global Market (KTEC) INVESTOR FORUM PRESENTATION Q2-FY2014 Presented on April 24, 2014 Live in New York 1 Key Technology, Inc. A GLOBAL SOLUTIONS PROVIDER in the design and manufacture of process improvement systems fo

q22014nyinvforumpres0422 KEY TECHNOLOGY, INC. The NASDAQ Global Market (KTEC) INVESTOR FORUM PRESENTATION Q2-FY2014 Presented on April 24, 2014 Live in New York 1 Key Technology, Inc. A GLOBAL SOLUTIONS PROVIDER in the design and manufacture of process improvement systems for the food processing industry and other non-food markets. 2 Safe Harbor Statement THE FOLLOWING PRESENTATION contains forwar

April 24, 2014 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2014 SECOND QUARTER FINANCIAL RESULTS

Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2014 SECOND QUARTER FINANCIAL RESULTS WALLA WALLA, Wash., April 24, 2014 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2014 second quarter, ended March 31, 2014. Second Quarter Net sales for the three months ended March 31, 2014 totaled $31.6 million, compared to $35.5 million recorded in the correspond

April 15, 2014 SC 13G/A

KTEC / Key Technology, Inc. / Schreyer Leslie J - SCHEDULE 13G AMENDMENT NO. 3 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) April 11, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched

February 28, 2014 S-8

- S-8

As filed with the Securities and Exchange Commission on February 28, 2014. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Key Technology, Inc. (Exact name of registrant as specified in its charter) Oregon 93-0822509 (State or other jurisdiction of incorporation or organization) (IRS Empl

February 14, 2014 SC 13G/A

KTEC / Key Technology, Inc. / Schreyer Leslie J - SCHEDULE 13G AMENDMENT NO. 2 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

February 13, 2014 EX-99.II

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2014 in connection with their beneficial ownership of Key Technology, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and

February 13, 2014 EX-99.I

to Schedule 13G

EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

February 13, 2014 SC 13G/A

KTEC / Key Technology, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #4 Under the Securities and Exchange Act of 1934 Key Technology, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

February 10, 2014 EX-14.1

Registrant’s amended Code of Business Conduct and Ethics, dated February 4, 2014 (filed as Exhibit 14.1 to the Form 8-K filed with the Securities and Exchange Commission on February 10, 2014 and incorporated herein by reference)

Exhibit 14.1 Key Technology, Inc. CODE OF BUSINESS CONDUCT AND ETHICS Introduction This Code of Business Conduct and Ethics (the "Code") applies to Key Technology, Inc. and its subsidiaries (collectively, the "Company"). Key Technology expects its employees and officers ("employees") and members of its Board of Directors ("directors") to conduct the Company’s business with honesty, integrity, and

February 10, 2014 8-K

Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2014 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

February 7, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended December 31, 2013 o TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended December 31, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, INC. (E

January 30, 2014 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2014 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

January 30, 2014 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2014 FIRST QUARTER FINANCIAL RESULTS

Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2014 FIRST QUARTER FINANCIAL RESULTS WALLA WALLA, Wash., January 30, 2014 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2014 first quarter, ended December 31, 2013. Net sales for the three months ended December 31, 2013 totaled $22.7 million, compared to $19.9 million recorded in the corresponding quart

January 6, 2014 8-K

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2014 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File N

January 2, 2014 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

December 13, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exact

December 13, 2013 EX-21

List of Subsidiaries, as of December 6, 2013

Exhibit 21 List of Subsidiaries, as of December 6, 2013 Key Technology, Inc., an Oregon corporation (the Registrant) ? Key Technology Holdings USA LLC (Oregon) ? Suplusco Holding B.V. (Netherlands) ? Key Technology B.V. (Netherlands) ? Visys N.V. (Belgium) ? Key Technology Australia Pty Ltd. (Australia) ? Productos Key Mexicana S. de R.L. de C.V. (Mexico) ? Key Technology (Shanghai) Trading Co. Lt

December 9, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 a8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2013 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation

November 14, 2013 8-K

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2013 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

November 14, 2013 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2013 YEAR-END AND FOURTH QUARTER RESULTS

Exhibit 99.1 FOR IMMEDIATE RELEASE KEY TECHNOLOGY ANNOUNCES FISCAL 2013 YEAR-END AND FOURTH QUARTER RESULTS WALLA WALLA, WA - November 14, 2013 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for the fiscal year and fourth quarter ended September 30, 2013. Overview: •Highest annual net sales in company history •Significant increase in annual net earnings •Complete

August 9, 2013 EX-10.1

AMENDMENT NO. 5 TO LOAN AGREEMENT

EX-10.1 2 ktecex10106302013q3.htm EXHIBIT 10.1 AMENDMENT NO. 5 TO LOAN AGREEMENT This Amendment No. 5 (the "Amendment") dated as of May 28, 2013, is between BANK OF AMERICA, N.A., a national banking association (the "Bank") and KEY TECHNOLOGY, INC., an Oregon corporation (the "Borrower"). RECITALS A. The Bank and the Borrower entered into a certain Loan Agreement dated as of December 10, 2008, as

August 9, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2013 o TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exact

July 25, 2013 8-K

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2013 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File Num

July 25, 2013 EX-99.1

KEY TECHNOLOGY ANNOUNCES STRONG FINANCIAL RESULTS FOR FISCAL 2013 THIRD QUARTER

Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES STRONG FINANCIAL RESULTS FOR FISCAL 2013 THIRD QUARTER WALLA WALLA, Wash., July 25, 2013 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2013 third quarter, ended June 30, 2013. • Third quarter net sales increase of 14% to $39.4 million • Quarterly EPS of $0.23 per diluted share • Strong third quarter ending bac

July 17, 2013 8-K/A

- KEY TECHNOLOGY, INC. FORM 8K/A 07.12.13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2013 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File N

July 17, 2013 EX-99.1

SEPARATION AGREEMENT AND GENERAL RELEASE

Exhibit 99.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (the "Agreement") is dated this 19th day of June, 2013, by and between Key Technology, Inc. (hereinafter "Key" or "Company") and James R. Brausen (hereinafter "Brausen") (each a "Party" and collectively, the "Parties"). As used in this Agreement, the terms "Key" and/or "Company" includes the above-n

June 25, 2013 8-K

- KEY TECHNOLOGY 8-K--JUNE 2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2013 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File Num

May 16, 2013 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2013 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission Fi

May 9, 2013 EX-10.2

Credit Agreement between Visys NV and KBC Bank NV, dated October 7, 2004 (filed as Exhibit 10.2 to the Form 10-Q filed with the Securities and Exchange Commission on May 9, 2013 and incorporated herein by reference)

Exhibit 10.2 KBC Bank LIMBURG CORPORATE CENTRE KC3255 – ILGATLAAN 9 box B3 – 3500 HASSELT - BELGIUM Credit contract CKZ 727-8514772-74 Credit application 014 VISYS NV, located at KIEWITSTRAAT 242, 3500 HASSELT, incorporated on 7 October 2004, entered in the Register of Legal Persons under VAT number BE 0867.831.383, hereinafter referred to as ‘the borrowers’, even if there is only one, and the naa

May 9, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2013 o TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exac

May 9, 2013 EX-10.1

AMENDMENT NO. 4 TO LOAN AGREEMENT

Exhibit 10.1 AMENDMENT NO. 4 TO LOAN AGREEMENT This Amendment No. 4 (the "Amendment") dated as of February 12, 2013, is between BANK OF AMERICA, N.A., a national banking association ("Bank") and KEY TECHNOLOGY, INC., an Oregon corporation ("Borrower"). RECITALS A.The Bank and the Borrower entered into a certain Loan Agreement dated as of December 10, 2008. B. The Loan Agreement was amended by Amen

May 2, 2013 8-K

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2013 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File Numbe

May 2, 2013 EX-99.1

KEY TECHNOLOGY ANNOUNCES STRONG FINANCIAL RESULTS FOR FISCAL 2013 SECOND QUARTER

EX-99.1 2 fy2013q2exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES STRONG FINANCIAL RESULTS FOR FISCAL 2013 SECOND QUARTER WALLA WALLA, Wash., May 2, 2013 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for its fiscal 2013 second quarter, ended March 31, 2013. Net sales for the three-month period ended March 31, 2013 totaled $35.5 million, compare

April 15, 2013 8-K

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2013 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File Nu

April 15, 2013 EX-99.1

KEY TECHNOLOGY APPOINTS JEFFREY T. SIEGAL AS CHIEF FINANCIAL OFFICER

Exhibit 99.1 KEY TECHNOLOGY APPOINTS JEFFREY T. SIEGAL AS CHIEF FINANCIAL OFFICER WALLA WALLA, Wash., April 15, 2013 – Key Technology, Inc. (Nasdaq: KTEC) announced today the appointment of Jeffrey T. Siegal as Vice President and Chief Financial Officer. Effective April 15, 2013, Siegal will have responsibility for providing guidance and analysis for all financial aspects of the Company’s business

April 15, 2013 EX-10.1

150 Avery, Walla Walla, WA USA 99362-1668 Telephone: 509-529-2161 • Human Resources Fax: 509-394-3474

Exhibit 10.1 March 14, 2013 Jeffrey T. Siegal, CPA 9803 NE 83rd Court Vancouver, WA 98662 Dear Jeff: It gives me great pleasure to extend an offer of employment to you as Vice President and Chief Financial Officer (CFO) of Key Technology. In this capacity, you will report directly to me. You will be based out of our headquarters in Walla Walla, Washington and we expect that you will permanently re

March 20, 2013 CORRESP

-

1600 Pioneer Tower 888 SW Fifth Avenue Portland, Oregon 97204 503.221.1440 Thomas P. Palmer 503.802.2018 Fax: 503.972.3718 [email protected] March 20, 2013 Via EDGAR Mr. Kevin L. Vaughn Accounting Branch Chief Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Key Technology, Inc. Form 10-K for the Fiscal Year Ended September 30, 2012 (

March 7, 2013 8-K

- KEY TECHNOLOGY, INC. 8-K--MARCH 1, 2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2013 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File Num

March 6, 2013 EX-99.1

KEY TECHNOLOGY COMPLETES ACQUISITION OF HIGH-END DIGITAL SORTER INNOVATOR VISYS

KEY TECHNOLOGY COMPLETES ACQUISITION OF HIGH-END DIGITAL SORTER INNOVATOR VISYS WALLA WALLA, Wash.

March 6, 2013 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - KEY TECHNOLOGY, INC. 8-K-02.28.13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2013 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

February 28, 2013 8-K

Entry into a Material Definitive Agreement - KEY TECHNOLOGY, INC. FORM 8-K 02-24-2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2013 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

February 28, 2013 EX-99.1

KEY TECHNOLOGY SIGNS DEFINITIVE AGREEMENT TO ACQUIRE HIGH-END DIGITAL SORTER INNOVATOR VISYS Transaction Enhances Technical Capabilities and Innovation, Creates Platform for Accelerated Growth - Conference Call to Discuss Transaction Scheduled for To

EX-99.1 3 pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 KEY TECHNOLOGY SIGNS DEFINITIVE AGREEMENT TO ACQUIRE HIGH-END DIGITAL SORTER INNOVATOR VISYS Transaction Enhances Technical Capabilities and Innovation, Creates Platform for Accelerated Growth - Conference Call to Discuss Transaction Scheduled for Today at 10:00 a.m. EST - WALLA WALLA, Wash., February 25, 2013 - Key Technology, Inc. (Nasdaq: KTE

February 28, 2013 EX-10.1

SHARE PURCHASE AGREEMENT

Exhibit 10.1 SHARE PURCHASE AGREEMENT This Share Purchase Agreement (this "Agreement") is made as of February 24, 2013 (the "Effective Date"), by and among (i) Key Technology, Inc., an Oregon corporation ("KTEC"), (ii) Key Technology Holdings USA LLC, an Oregon limited liability company ("Buyer"), (iii) the shareholders ("Sellers") of Visys NV, an entity organized under the laws of Belgium with a

February 14, 2013 8-K

- 8-K-2013 SHAREHOLDER MEETING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2013 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

February 14, 2013 SC 13G/A

KTEC / Key Technology, Inc. / Schreyer Leslie J - SCHEDULE 13G AMENDMENT NO. 1 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* KEY TECHNOLOGY, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch

February 13, 2013 SC 13G/A

KTEC / Key Technology, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 Key Technology, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 493143101 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

February 13, 2013 EX-99.II

to Schedule 13G Joint Filing Agreement

EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2013 in connection with their beneficial ownership of Key Technology, Inc. Each of Columbia Small Cap Core Fund and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule

February 13, 2013 EX-99.I

to Schedule 13G

EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

February 8, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended December 31, 2012 o TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended December 31, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission File No. 0-21820 KEY TECHNOLOGY, INC. (E

January 24, 2013 8-K

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2013 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

January 24, 2013 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2013 FIRST QUARTER RESULTS Strong Bookings and Record Backlog Lower Net Sales and Net Loss Due to Timing of Shipments

Exhibit 99.1 KEY TECHNOLOGY ANNOUNCES FISCAL 2013 FIRST QUARTER RESULTS Strong Bookings and Record Backlog Lower Net Sales and Net Loss Due to Timing of Shipments WALLA WALLA, WA, January 24, 2013 - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for the fiscal 2013 first quarter, ended December 31, 2012. Net sales for the three months ended December 31, 2012 were $

January 2, 2013 DEF 14A

- DEF 14A

DEF 14A 1 a2013proxy1.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission O

December 13, 2012 EX-99.1

Key Technology Announces Significant Order from Leading Agricultural Company -- Contract Valued at Approximately $5 Million --

Exhibit 99.1 Key Technology Announces Significant Order from Leading Agricultural Company - Contract Valued at Approximately $5 Million - WALLA WALLA, Wash., December 13, 2012 - Key Technology, Inc. (Nasdaq: KTEC), a worldwide leader and full-solutions provider in the design and manufacture of process automation systems, today announced it has entered into an agreement valued at approximately $5 m

December 13, 2012 8-K

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2012 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

December 10, 2012 EX-21

List of Subsidiaries, as of December 7, 2012

Exhibit 21 List of Subsidiaries, as of December 7, 2012 Key Technology, Inc., an Oregon corporation (the Registrant) ? Key Technology Holdings USA LLC (Oregon) ? Suplusco Holding B.V. (Netherlands) ? Key Technology B.V. (Netherlands) ? Key Technology Australia Pty Ltd. (Australia) ? Productos Key Mexicana S. de R.L. de C.V. (Mexico) ? Key Technology (Shanghai) Trading Co. Ltd. (China) ? Key Techno

December 10, 2012 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission File No. 0-21820 KEY TECHNOLOGY, INC. (Exact

November 8, 2012 8-K

- KEY TECHNOLOGY, INC. FORM 8-K 11-08-2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2012 KEY TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) OREGON 0-21820 93-0822509 (State or other jurisdiction of incorporation) (Commission File

November 8, 2012 EX-99.1

KEY TECHNOLOGY ANNOUNCES FISCAL 2012 FOURTH QUARTER AND YEAR-END RESULTS

Exhibit 99.1 FOR IMMEDIATE RELEASE: November 8, 2012 KEY TECHNOLOGY ANNOUNCES FISCAL 2012 FOURTH QUARTER AND YEAR-END RESULTS WALLA WALLA, WA - Key Technology, Inc. (NASDAQ: KTEC) announced today sales and operating results for the fourth quarter and year ended September 30, 2012. Net sales for the three months ended September 30, 2012 were $27.3 million, compared to the $26.5 million reported for

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