الإحصائيات الأساسية
CIK | 1316898 |
SEC Filings
SEC Filings (Chronological Order)
September 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-32552 Jamba, Inc. (Exact name of registrant as specified in its charter) |
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September 18, 2018 |
JMBA / Jamba, Inc. / INDUS CAPITAL PARTNERS, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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September 13, 2018 |
Amended and Restated Certificate of Incorporation of Jamba, Inc. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of JAMBA, INC. 1. Name. The name of the corporation is Jamba, Inc. (the “Corporation”). 2. Address; Registered Office and Agent. The address of the Corporation’s registered office is 251 Little Falls Drive, Wilmington, New Castle County, Delaware 19808 and the name of its registered agent at such address is Corporation Service Company. |
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September 13, 2018 |
Amended and Restated Bylaws of Jamba, Inc. Exhibit 3.2 JAMBA, INC. (a Delaware corporation) AMENDED AND RESTATED BYLAWS ARTICLE I Offices SECTION 1.01 Registered Office. The Corporation shall maintain its registered office in the State of Delaware at Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware. The Corporation may also have offices in such other places in the United States or else |
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September 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 13, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No. |
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September 13, 2018 |
As filed with the Securities and Exchange Commission on September 13, 2018 Registration No. |
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September 13, 2018 |
As filed with the Securities and Exchange Commission on September 13, 2018 Registration No. |
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September 13, 2018 |
As filed with the Securities and Exchange Commission on September 13, 2018 Registration No. |
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September 13, 2018 |
As filed with the Securities and Exchange Commission on September 13, 2018 Registration No. |
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September 13, 2018 |
As filed with the Securities and Exchange Commission on September 13, 2018 Registration No. |
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September 13, 2018 |
As filed with the Securities and Exchange Commission on September 13, 2018 Registration No. |
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September 13, 2018 |
As filed with the Securities and Exchange Commission on September 13, 2018 Registration No. |
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September 13, 2018 |
As filed with the Securities and Exchange Commission on September 13, 2018 Registration No. |
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September 13, 2018 |
As filed with the Securities and Exchange Commission on September 13, 2018 Registration No. |
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September 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 3) Jamba, Inc. (Name of Subject Company) Jamba, Inc. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 47023A309 (CUSIP Number |
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September 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) Jamba, Inc. (Name of Subject Company) Jay Merger Sub, Inc. (Offeror) Focus Brands Inc. (Parent of Offeror) (Names of Filing Persons) Common stock, par value $0.001 per share (Title of Class of Securiti |
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September 13, 2018 |
JMBA / Jamba, Inc. / Engaged Capital LLC - AMENDMENT NO. 14 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 14)1 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) glenn w. welling engaged |
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September 10, 2018 |
JMBA / Jamba, Inc. / Nantahala Capital Management, LLC - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 47023A309 (CUSIP Number) August 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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September 7, 2018 |
JMBA / Jamba, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Jamba, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 47023A309 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communicatio |
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September 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) Jamba, Inc. (Name of Subject Company) Jay Merger Sub, Inc. (Offeror) Focus Brands Inc. (Parent of Offeror) (Names of Filing Persons) Common stock, par value $0.001 per share (Title of Class of Securiti |
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September 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) Jamba, Inc. (Name of Subject Company) Jamba, Inc. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 47023A309 (CUSIP Number |
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August 20, 2018 |
SC TO-T/A 1 a18-1814911sctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Jamba, Inc. (Name of Subject Company) Jay Merger Sub, Inc. (Offeror) Focus Brands Inc. (Parent of Offeror) (Names of Filing Persons) Common stock, par value |
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August 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) Jamba, Inc. (Name of Subject Company) Jamba, Inc. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 47023A309 (CUSIP Number |
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August 15, 2018 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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August 15, 2018 |
Summary Advertisement, as published in Exhibit (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below), and the provisions herein are subject in their entirety to the provisions of the Offer (as defined below). |
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August 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Jamba, Inc. (Name of Subject Company) Jay Merger Sub, Inc. (Offeror) Focus Brands Inc. (Parent of Offeror) (Names of Filing Persons) Common stock, par value $0.001 per share (Title of Class of Securities) 47023A309 (CUS |
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August 15, 2018 |
Exhibit (d)(2) MUTUAL NONDISCLOSURE AGREEMENT This Mutual Nondisclosure Agreement (this “Agreement”) by and between Jamba, Inc. |
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August 15, 2018 |
Exhibit (a)(1)(D) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Jamba, Inc. |
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August 15, 2018 |
Offer to Purchase, dated August 15, 2018. Exhibit (a)(1)(A) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Jamba, Inc. |
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August 15, 2018 |
Notice of Guaranteed Delivery, dated August 15, 2018. Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock of Jamba, Inc. |
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August 15, 2018 |
Exhibit (b)(2) Execution Version FOCUS BRANDS FUNDING LLC, CARVEL FUNDING LLC and MCALISTER’S FUNDING LLC, as Co-Issuers and CITIBANK, N. |
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August 15, 2018 |
Letter of Transmittal, dated August 15, 2018. Exhibit (a)(1)(B) LETTER OF TRANSMITTAL to Tender Shares of Common Stock of Jamba, Inc. |
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August 15, 2018 |
Exhibit (b)(3) Execution Version CLASS A-1 NOTE PURCHASE AGREEMENT (SERIES 2017-1 CLASS A-1 NOTES) dated as of April 6, 2017 among FOCUS BRANDS FUNDING LLC, CARVEL FUNDING LLC and MCALISTER’S FUNDING LLC, as Co-Issuers, CARVEL FUNDING HOLDCO LLC, FOCUS FUNDING HOLDCO LLC, MCALISTER’S FUNDING HOLDCO LLC, FOCUS BRANDS SYSTEMS LLC, AUNTIE ANNE’S FRANCHISOR SPV LLC, CARVEL FRANCHISOR SPV LLC, CINNABON FRANCHISOR SPV LLC, MCALISTER’S FRANCHISOR SPV LLC, MOE’S FRANCHISOR SPV LLC AND SCHLOTZSKY’S FRANCHISOR SPV LLC, each as a Guarantor, FOCUS BRANDS INC. |
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August 15, 2018 |
Exhibit (a)(1)(E) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Jamba, Inc. |
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August 15, 2018 |
Exhibit (b)(1) Execution Version FOCUS BRANDS FUNDING LLC, CARVEL FUNDING LLC and MCALISTER’S FUNDING LLC, as Co-Issuers and CITIBANK, N. |
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August 13, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 13, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) ( |
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August 13, 2018 |
Jamba, Inc. Reports Results for the Second Quarter of Fiscal 2018 Exhibit 99.1 Jamba, Inc. Reports Results for the Second Quarter of Fiscal 2018 FRISCO, Texas, August 13, 2018 - Jamba, Inc. (NASDAQ:JMBA) (the “Company”) today reported unaudited financial results for the fiscal quarter ended July 3, 2018 (“second quarter”). Highlights for second quarter 2018: • Total Revenue increased $4.0 million to $24.5 million, primarily due to changes resulting from adoption |
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August 13, 2018 |
Press release dated August 13, 2018. Exhibit 99.1 Jamba, Inc. Reports Results for the Second Quarter of Fiscal 2018 FRISCO, Texas, August 13, 2018 - Jamba, Inc. (NASDAQ:JMBA) (the “Company”) today reported unaudited financial results for the fiscal quarter ended July 3, 2018 (“second quarter”). Highlights for second quarter 2018: • Total Revenue increased $4.0 million to $24.5 million, primarily due to changes resulting from adoption |
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August 13, 2018 |
JMBA / Jamba, Inc. 8-K-Q2 2018 RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 13, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) ( |
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August 13, 2018 |
JMBA / Jamba, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Jamba, Inc. (Exact name of registrant as specified in it |
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August 9, 2018 |
Jamba, Inc. FAQs Regarding Treatment of Employees’ Equity in the Merger August 9, 2018 Exhibit 99.1 FAQ Regarding Employee Equity Jamba, Inc. FAQs Regarding Treatment of Employees’ Equity in the Merger August 9, 2018 Status of Merger Transaction Q: What is the status of Focus Brands’ acquisition of Jamba that was announced on August 2, 2018? A: On August 2, 2018, Jamba, Inc. and Focus Brands Inc. (“Focus”) entered into a merger agreement. Under its terms, a subsidiary of Focus will |
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August 9, 2018 |
STOCK AWARD CANCELLATION AND RELEASE AGREEMENT Exhibit 99.2 Form of Stock Award Cancellation and Release Agreement STOCK AWARD CANCELLATION AND RELEASE AGREEMENT This STOCK AWARD CANCELLATION AND RELEASE AGREEMENT, dated [·], 2018 (this “Release”), is made by and among Jamba, Inc., a Delaware corporation (the “Company”), the undersigned (the “Holder”) and, solely for purposes of Sections 5 and 7, Focus Brands Inc., a Delaware corporation (“Par |
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August 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 Jamba, Inc. (Name of Subject Company) Jamba, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 47023A309 (CUSIP Number of Class of Sec |
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August 6, 2018 |
JMBA / Jamba, Inc. / INDUS CAPITAL PARTNERS, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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August 3, 2018 |
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August 3, 2018 |
JMBA / Jamba, Inc. / Engaged Capital LLC - AMENDMENT NO. 13 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 13)1 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) glenn w. welling engaged |
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August 2, 2018 |
Letter from Steve DeSutter to Focus Brands Employees announcing the definitive merger agreement. Exhibit (a)(5)(B) Letter from Steve DeSutter to Focus Brands Employees announcing the definitive merger agreement. |
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August 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Jamba, Inc. (Name of Subject Company) Jay Merger Sub, Inc. (Offeror) Focus Brands Inc. (Parent of Offeror) (Names of Filing Persons) Common stock, par value $0.001 per share (Title of Class of Securities) 47023A309 (CUS |
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August 2, 2018 |
Exhibit 99.1 Letter to Company Employees Internal Announcement: Jamba Family — I want to share some important and exciting news that is being announced publicly this morning. After a comprehensive and careful evaluation of various strategic alternatives for our company, the Board of Directors and I have agreed to enter into a merger agreement with Focus Brands. Many of you have asked me why a comp |
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August 2, 2018 |
Exhibit 99.3 FAQ for Employees Internal FAQ: Why did Jamba engage in a process to be acquired? Being a public company has many benefits, but is also costly for a company our size. Becoming private will allow us to more effectively allocate resources to support the long term growth of our brand. Why Focus Brands? Focus Brands is the franchisor and operator of more than 5,000 restaurants, cafes, ice |
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August 2, 2018 |
Exhibit 99.4 Letter to Franchisees Franchise Announcement: Franchise Partners – I want to share some important news that is being announced publicly this morning. After a comprehensive and careful evaluation of various strategic alternatives for our company, the Board of Directors and I have agreed to enter into a merger agreement with Focus Brands. Many of you have asked me why a company our size |
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August 2, 2018 |
Exhibit 99.5 Talking Points for Vendor Meetings regarding the Merger Vendor Talking Points: · After a comprehensive and careful evaluation of various strategic alternatives for our company, the Board of Directors and I have agreed to enter into a merger agreement with Focus Brands. · This transaction will take Jamba out of the public markets as we become a part of privately held Focus Brands and i |
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August 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement under Section 14(d)(4) of the Securities Exchange Act of 1934 Jamba, Inc. (Name of Subject Company) Jamba, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 47023A309 (CUSIP Number of Class of Sec |
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August 2, 2018 |
Exhibit 99.2 Talking Points for Employee Meetings regarding the Merger Internal Talking Points Background · With our pivot over the last few years to being primarily a franchise business, we have seen the expected reduction in total revenue · While revenues have declined as expected, (they now largely consist of franchise royalties), the costs of maintaining our status as a publicly traded company |
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August 2, 2018 |
Amended and Restated Bylaws of Jamba, Inc. Exhibit 3.1 AMENDED AND RESTATED BY LAWS OF JAMBA, INC. ARTICLE I OFFICES 1.1 Registered Office. The registered office of Jamba, Inc. (the “Corporation”) in the State of Delaware shall be established and maintained at 615 S. DuPont Highway, Kent County, Dover, Delaware and National Corporate Research, Ltd. shall be the registered agent of the corporation in charge thereof. 1.2 Other Offices. The C |
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August 2, 2018 |
Exhibit 99.1 Execution Version TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT, dated as of August 1, 2018 (this “Agreement”), is entered into by and among Focus Brands Inc., a Delaware corporation (“Parent”), Jay Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Purchaser”), and each of the persons set forth on Schedule A hereto (each, a “Stockholde |
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August 2, 2018 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER dated as of August 1, 2018 by and among FOCUS BRANDS INC., JAY MERGER SUB INC. and JAMBA, INC. Table of Contents Page ARTICLE 1 THE OFFER AND THE MERGER 2 Section 1.1 The Offer 2 Section 1.2 Company Actions 5 Section 1.3 The Merger 6 Section 1.4 Effects of the Merger 7 Section 1.5 Closing 7 Section 1.6 Consummation of the Merger 7 Section |
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August 2, 2018 |
Focus Brands and Jamba Juice Announce Definitive Merger Agreement Exhibit 99.2 Press Release Focus Brands and Jamba Juice Announce Definitive Merger Agreement ATLANTA, Georgia and FRISCO, Texas, (August 2, 2018) — Focus Brands Inc. (“FBI”) and Jamba, Inc. (Nasdaq: JMBA) (“Jamba”) today announced that the companies have entered into a definitive merger agreement under which FBI will acquire Jamba for $13.00 per share in cash, in a transaction valued at approximat |
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August 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 1, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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August 2, 2018 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER dated as of August 1, 2018 by and among FOCUS BRANDS INC., JAY MERGER SUB INC. and JAMBA, INC. Table of Contents Page ARTICLE 1 THE OFFER AND THE MERGER 2 Section 1.1 The Offer 2 Section 1.2 Company Actions 5 Section 1.3 The Merger 6 Section 1.4 Effects of the Merger 7 Section 1.5 Closing 7 Section 1.6 Consummation of the Merger 7 Section |
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August 2, 2018 |
Exhibit 99.1 Execution Version TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT, dated as of August 1, 2018 (this “Agreement”), is entered into by and among Focus Brands Inc., a Delaware corporation (“Parent”), Jay Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Purchaser”), and each of the persons set forth on Schedule A hereto (each, a “Stockholde |
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August 2, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 1, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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August 2, 2018 |
Joint Press Release issued by Focus Brands Inc. and Jamba, Inc., dated August 2, 2018 Exhibit 99.2 Press Release Focus Brands and Jamba Juice Announce Definitive Merger Agreement ATLANTA, Georgia and FRISCO, Texas, (August 2, 2018) — Focus Brands Inc. (“FBI”) and Jamba, Inc. (Nasdaq: JMBA) (“Jamba”) today announced that the companies have entered into a definitive merger agreement under which FBI will acquire Jamba for $13.00 per share in cash, in a transaction valued at approximat |
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August 2, 2018 |
Amended and Restated Bylaws of Jamba, Inc. Exhibit 3.1 AMENDED AND RESTATED BY LAWS OF JAMBA, INC. ARTICLE I OFFICES 1.1 Registered Office. The registered office of Jamba, Inc. (the “Corporation”) in the State of Delaware shall be established and maintained at 615 S. DuPont Highway, Kent County, Dover, Delaware and National Corporate Research, Ltd. shall be the registered agent of the corporation in charge thereof. 1.2 Other Offices. The C |
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June 28, 2018 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 26, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File |
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June 26, 2018 |
Exhibit 99.1 Jamba, Inc. Reports Results for the First Quarter of Fiscal 2018 Returns to a standard reporting cadence; Reaffirms fiscal 2018 guidance FRISCO, Texas, June 26, 2018 - Jamba, Inc. (NASDAQ:JMBA) (the “Company”) today reported unaudited financial results for the fiscal quarter ended April 3, 2018 (“first quarter”) and updated its fiscal 2018 financial guidance to incorporate the adoptio |
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June 26, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 26, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I. |
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June 26, 2018 |
JMBA / Jamba, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Jamba, Inc. (Exact name of registrant as specified in i |
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June 26, 2018 |
Jamba Juice Company Performance Cash Bonus Plan Exhibit 10.1 JAMBA JUICE COMPANY PERFORMANCE CASH BONUS PLAN Jamba Juice Company, a California corporation (the “Company”), adopts this Performance Cash Bonus Plan (the “Plan”), effective as of April 4, 2018. SECTION 1 – PURPOSE AND NATURE OF PLAN 1.1Purpose. The purpose of the Plan is to provide an incentive to Participants to increase the value of the Parent to its stockholders. The Plan is inte |
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May 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 15, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I.R |
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May 18, 2018 |
Jamba, Inc. Announces Expected Receipt of Nasdaq Letter Exhibit 99.1 Jamba, Inc. Announces Expected Receipt of Nasdaq Letter FRISCO, Texas— May 18, 2018 —Jamba, Inc. (Nasdaq: JMBA) (the “Company”) announced that as expected, on May 15, 2018 it received a letter from Nasdaq stating that the Company is not in compliance with Nasdaq’s filing requirements set forth in Listing Rule 5250(c)(1) as a result of the Company’s delay in filing its Quarterly Report |
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May 17, 2018 |
DEFA14A 1 jmba-defa14a20180516.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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May 17, 2018 |
DEF 14A 1 jmba-def14a20180626.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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May 14, 2018 |
SEC FILE NO. 001-32552 CUSIP NUMBER 47023A309 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: April 3, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Fo |
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May 11, 2018 |
Exhibit 99.1 Jamba, Inc. Reports Results for Fiscal 2017, Provides Q1 Business Update, and Nears Return to a Standard Reporting Cadence FRISCO, Texas, May 11, 2018 - Jamba, Inc. (NASDAQ:JMBA) (the “Company”) today reported financial results for the fiscal year ended January 2, 2018 (“fiscal 2017”), provided an update of results for the fiscal quarter ended April 3, 2018 (“first quarter”) and annou |
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May 11, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 11, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I.R |
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May 11, 2018 |
S-8 As filed with the Securities and Exchange Commission on May 11, 2018 REGISTRATION NO. |
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May 11, 2018 |
Exhibit 10.40 CONFIDENTIAL SEVERANCE AGREEMENT AND GENERAL RELEASE RECITALS This Confidential Severance Agreement and General Release (“Agreement”) is made by and between Rachel Phillips-Luther (“Employee”) and Jamba Juice Company, its subsidiaries, affiliates, successors, and assigns (“Company”) (collectively, the “Parties”): WHEREAS, Employee has been employed with Company as of August 9, 2016; |
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May 11, 2018 |
Amended and Restated Executive Retention and Severance Plan effective July 1, 2017** EXHIBIT 10.41 JAMBA, INC. AMENDED AND RESTATED Executive Retention and Severance Plan (Effective July 1, 2017) WEST\241673944.8 361961-000068 Table of Contents Page 1. Establishment and Purpose of Plan - 1 - 1.1 Establishment - 1 - 1.2 Purpose - 1 - 1.3 Plan Document and Summary Plan Description - 1 - 2. Definitions and Construction - 1 - 2.1 Definitions - 1 - 2.2 Construction - 6 - 3. Eligibility |
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May 11, 2018 |
EXHIBIT 21.1 LIST OF SUBSIDIARY Name of Company Jurisdiction of Incorporation Jamba Juice Company California |
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May 11, 2018 |
Employment Agreement dated February 25, 2017, by and between Jamba Juice Company and Joe Thornton** EXHIBIT 10.39 February 25, 2017 Joe Thornton Dear Joe: Jamba Juice started as a fruitful idea that took root in a small store in the beach town of San Luis Obispo. Today, that idea hasn’t changed: We take the best nature has to offer and make wholesome nutrition accessible to everyone by making it delicious and keeping it fun. It’s our unique blend of health and fun that makes Jamba Juice unlike a |
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May 11, 2018 |
JMBA / Jamba, Inc. 10-K (Annual Report) S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 2, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122 |
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April 10, 2018 |
JMBA / Jamba, Inc. FORM 8-K (Current Report) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 4, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File |
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March 23, 2018 |
Jamba, Inc. Announces Expected Receipt of Nasdaq Letter Exhibit 99.1 Jamba, Inc. Announces Expected Receipt of Nasdaq Letter FRISCO, Texas— March 23, 2018 —Jamba, Inc. (Nasdaq: JMBA) (the “Company”) announced that as expected, on March 20, 2018 it received a letter from Nasdaq stating that the Company is not in compliance with Nasdaq’s filing requirements set forth in Listing Rule 5250(c)(1) as a result of the Company’s delay in filing its Annual Repor |
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March 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 20, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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March 19, 2018 |
SEC FILE NO. 001-32552 CUSIP NUMBER 47023A309 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: January 2, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transitio |
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March 15, 2018 |
JMBA / Jamba, Inc. 8-K (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 15, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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March 15, 2018 |
Exhibit 99.1 Jamba, Inc. Reports Results for the First, Second, and Third Quarters of Fiscal 2017, and Updates 2017 and 2018 Guidance FRISCO, Texas, March 15, 2018 - Jamba, Inc. (NASDAQ:JMBA) (“the Company”) today announced financial results for the fiscal quarters ended April 4, 2017 (“first quarter”), July 4, 2017 (“second quarter”), and October 3, 2017 (“third quarter”), and updated its fiscal |
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March 15, 2018 |
JMBA / Jamba, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 3, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Jamba, Inc. (Exact name of registrant as specified in |
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March 15, 2018 |
JMBA / Jamba, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 4, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Jamba, Inc. (Exact name of registrant as specified in i |
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March 15, 2018 |
JMBA / Jamba, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Jamba, Inc. (Exact name of registrant as specified in it |
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February 15, 2018 |
JMBA / Jamba, Inc. 8-K/A (Current Report) jmba-8ka20180102.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 2, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction |
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February 15, 2018 |
jmba-ex16115.htm Ex. 16.1 February 14, 2018 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Jamba, Inc. and, under the date of February 9, 2018, we reported on the consolidated financial statements of Jamba, Inc. and subsidiary as of and for the years ended January 3, 2017 and December 29, 2015, and the effectiveness of i |
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February 12, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 jmba-8k20180212.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): February 12, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorp |
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February 12, 2018 |
jmba-ex9916.htm Exhibit 99.1 Jamba, Inc. Provides Update for Fourth Quarter and Fiscal Year 2017, Select Business Initiatives and Issues Initial 2018 Guidance FRISCO, Texas, February 12, 2018 - Jamba, Inc. (NASDAQ:JMBA) (?the Company?) provided updates for the quarter and fiscal year ended January 2, 2018 (?fourth quarter? and ?full year?, respectively), progress against select business initiative |
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February 12, 2018 |
Jamba, Inc. Files 2016 Form 10-K jmba-ex9916.htm Exhibit 99.1 Jamba, Inc. Files 2016 Form 10-K FRISCO, Texas, February 12, 2018 - Jamba, Inc. (NASDAQ:JMBA) (?the Company?) filed its 2016 Form 10-K with the Securities and Exchange Commission and provided updates regarding the Company?s 2017 Form 10-Q filings and upcoming public communications. Highlights for the fiscal year 2016: ? Total Revenue was $79.6 million versus $161.7 mil |
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February 12, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition jmba-8k20180212.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): February 12, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) ( |
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February 12, 2018 |
EXHIBIT 10.40 June 30, 2016 Rachel Phillips-Luther Dear Rachel: Jamba Juice started as a fruitful idea that took root in a small store in the beach town of San Luis Obispo. Today, that idea hasn’t changed: We take the best nature has to offer and make wholesome nutrition accessible to everyone by making it delicious and keeping it fun. It’s our unique blend of health and fun that makes Jamba Juice |
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February 12, 2018 |
JMBA / Jamba, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 3, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-212226 |
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February 12, 2018 |
EXHIBIT 10.41 EXECUTION VERSION CREDIT AGREEMENT Dated as of November 3, 2016 among JAMBA JUICE COMPANY, as the Borrower, JAMBA, INC., as Holdings, THE SUBSIDIARIES OF HOLDINGS PARTY HERETO, as the Guarantors, CADENCE BANK, NATIONAL ASSOCIATION, as Administrative Agent and L/C Issuer, and THE LENDERS PARTY HERETO CHAR1\1485063v6 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND ACCOUNTING TERMS 1.0 |
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February 12, 2018 |
JMBA / Jamba, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Jamba, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 47023A309 (CUSIP Number) January 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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February 12, 2018 |
EXHIBIT 21.1 LIST OF SUBSIDIARY Name of Company Jurisdiction of Incorporation Jamba Juice Company California |
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February 9, 2018 |
JMBA / Jamba, Inc. / Nantahala Capital Management, LLC - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 47023A309 (CUSIP Number) January 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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February 9, 2018 |
JMBA / Jamba, Inc. / Nantahala Capital Management, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 47023A309 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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February 8, 2018 |
JMBA / Jamba, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Jamba, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 47023A309 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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January 8, 2018 |
JMBA / Jamba, Inc. 8-K (Current Report) jmba-8k20180102.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 2, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Co |
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January 8, 2018 |
jmba-ex1617.htm Ex. 16.1 January 8, 2018 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We are currently principal accountants for Jamba, Inc. and, under the date of March 14, 2016, we reported on the consolidated financial statements of Jamba, Inc. as of and for the years ended December 29, 2015 and December 30, 2014 and the effectiveness of internal control over |
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January 8, 2018 |
jmba-8k20180102.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 2, 2018 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Co |
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November 28, 2017 |
JMBA / Jamba, Inc. 8-K (Current Report) jmba-8k20171127.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 28, 2017 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) ( |
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November 28, 2017 |
Jamba Receives Positive Nasdaq Panel Decision jmba-ex9916.htm Exhibit 99.1 Jamba Receives Positive Nasdaq Panel Decision FRISCO, Texas? November 28, 2017?Jamba, Inc. (Nasdaq: JMBA) (the ?Company?) today announced that it received a positive decision from the Nasdaq Hearings Panel of The Nasdaq Stock Market (?Nasdaq?) granting the Company?s request to continue its listing on Nasdaq, subject to the condition that the Company provide the Panel w |
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November 16, 2017 |
jmba-8k20171113.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 13, 2017 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) ( |
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November 16, 2017 |
jmba-ex9919.htm Exhibit 99.1 Jamba, Inc. Provides Update for Fiscal Year 2017 Third Quarter, Select Business Initiatives, Form 10-K and 10-Q Filings and Announces Receipt of Nasdaq Letter FRISCO, Texas, November 16, 2017 - Jamba, Inc. (NASDAQ:JMBA) (?the Company?) today provided updates for the quarter ended October 3, 2017 (?third quarter?), progress against select business initiatives, the statu |
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November 14, 2017 |
jmba-nt10q20171003.htm SEC FILE NO. 001-32552 CUSIP NUMBER 47023A309 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: October 3, 2017 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K |
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November 1, 2017 |
Jamba, Inc. Announces New Chief Marketing Officer jmba-ex99115.htm Exhibit 99.1 Jamba, Inc. Announces New Chief Marketing Officer FRISCO, Texas? October 30, 2017?Jamba, Inc. (Nasdaq: JMBA) announced Claudia Schaefer will join the company as Chief Marketing Officer. Ms. Schaefer will start on November 6, and will oversee all aspects of global marketing, consumer insights, public relations, product innovation, and research & development. She will r |
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November 1, 2017 |
Jamba 8-K (Current Report/Significant Event) jmba-8k20171030.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): October 30, 2017 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (C |
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September 19, 2017 |
Jamba, Inc. Announces Receipt of Nasdaq Staff Determination Letter and Intent to Request Hearing jmba-ex9916.htm Exhibit 99.1 Jamba, Inc. Announces Receipt of Nasdaq Staff Determination Letter and Intent to Request Hearing FRISCO, Texas? September 19, 2017?Jamba, Inc. (Nasdaq: JMBA) (the ?Company?) announced that it received a letter from the Staff of the Listing Qualifications Department of the Nasdaq Stock Market (?Nasdaq?) notifying the Company that since it remains delinquent in filing it |
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September 19, 2017 |
Jamba 8-K (Current Report/Significant Event) jmba-8k20170918.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 18, 2017 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) |
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August 18, 2017 |
Jamba, Inc. Announces Receipt of Expected Letter from Nasdaq jmba-ex9916.htm Exhibit 99.1 Jamba, Inc. Announces Receipt of Expected Letter from Nasdaq FRISCO, Texas— August 18, 2017—Jamba, Inc. (Nasdaq:JMBA) (“Jamba” or the “Company”) today announced that as expected, on August 15, 2017 it received a standard notification letter from Nasdaq stating that because the Company has not yet filed its Form 10-Q for the period ended July 4, 2017 (“Second Quarter Fo |
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August 18, 2017 |
Jamba 8-K (Current Report/Significant Event) jmba-8k20170815.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 15, 2017 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Co |
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August 17, 2017 |
JMBA / Jamba, Inc. / INDUS CAPITAL PARTNERS, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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August 15, 2017 |
jmba-nt10q20170704.htm SEC FILE NO. 001-32552 CUSIP NUMBER 47023A309 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: July 4, 2017 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? T |
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August 9, 2017 |
Jamba 8-K (Current Report/Significant Event) jmba-8k20170809.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 9, 2017 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Com |
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August 9, 2017 |
jmba-ex9918.htm Exhibit 99.1 Jamba, Inc. Provides Update for Fiscal Year 2017 First and Second Quarter, Select Business Initiatives and Form 10-K filing for Fiscal Year 2016 FRISCO, Texas, August 9, 2017 - Jamba, Inc. (NASDAQ:JMBA) (?the Company?) today provided updates for the quarters ended July 4, 2017 (?second quarter?) and April 4, 2017 (?first quarter?). The Company also provided updates on |
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May 19, 2017 |
Jamba, Inc. Announces Receipt of Expected Letter from Nasdaq jmba-ex996.htm Exhibit 99.1 Jamba, Inc. Announces Receipt of Expected Letter from Nasdaq FRISCO, Texas? May 19, 2017?Jamba, Inc. (Nasdaq:JMBA) (?Jamba? or the ?Company?) today announced that as expected, on May 16, 2017 it received a standard notification letter from Nasdaq stating that because the Company has not yet filed its Form 10-K for the year ended January 3, 2017 (the ?Form 10-K?) and its |
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May 19, 2017 |
jmba-8k20170516.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 16, 2017 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commi |
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May 15, 2017 |
jmba-nt10q20170404.htm SEC FILE NO. 001-32552 CUSIP NUMBER 47023A309 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: April 4, 2017 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? |
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March 24, 2017 |
Jamba 8-K (Current Report/Significant Event) jmba-8k20170324.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 21, 2017 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Com |
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March 24, 2017 |
Jamba, Inc. Announces Receipt of Expected Letter from Nasdaq jmba-ex9916.htm Exhibit 99.1 Jamba, Inc. Announces Receipt of Expected Letter from Nasdaq FRISCO, Texas? March 24, 2017?Jamba, Inc. (Nasdaq:JMBA) (?Jamba? or the ?Company?) today announced that as expected, on March 21, 2017 it received a standard notification letter from Nasdaq stating that because the Company has not yet filed its Form 10-K for the year ended January 3, 2017 (the ?10-K?), the Co |
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March 20, 2017 |
jmba-nt10k20170103.htm SEC FILE NO. 001-32552 CUSIP NUMBER 47023A309 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: January 3, 2017 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K |
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March 20, 2017 |
Jamba, Inc. Provides Fiscal Year 2016 Update and 2017 Outlook jmba-ex99134.htm Exhibit 99.1 Jamba, Inc. Provides Fiscal Year 2016 Update and 2017 Outlook FRISCO, Texas, March 20, 2017 - Jamba, Inc. (NASDAQ:JMBA) today provided an update for fiscal year 2016 and the Company’s outlook for 2017. As a result of a delay in completing the Company’s financial statements, Jamba will file a Form 12b-25 Notification of Late Filing with the U.S. Securities and Exchange |
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March 20, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events jmba-8k20170316.htm f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 16, 2017 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (C |
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March 20, 2017 |
JMBA / Jamba, Inc. / Engaged Capital LLC - AMENDMENT NO. 12 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 12)1 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) GLENN W. WELLING ENGAGED |
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March 3, 2017 |
JMBA / Jamba, Inc. / Engaged Capital LLC - AMENDMENT NO. 11 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 11)1 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) GLENN W. WELLING ENGAGED |
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February 9, 2017 |
JMBA / Jamba, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Jamba, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 47023A309 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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January 13, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 9, 2017 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission Fi |
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January 11, 2017 |
JMBA / Jamba, Inc. / Pacific Grove Capital LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) August 16, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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December 6, 2016 |
Exhibit 99.1 STOCK PURCHASE PLAN Engaged Capital, LLC (the “Manager”) on behalf of Engaged Capital Flagship Master Fund, LP and such other investment fund(s) that the Manager may be contracted to advise over the term of the Purchase Plan (collectively the “Funds”), as of December 5, 2016, has entered into this Stock Purchase Plan (the “Purchase Plan”) in order to purchase common stock (“Stock”) of |
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December 6, 2016 |
JMBA / Jamba, Inc. / Engaged Capital LLC - AMENDMENT NO. 10 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 10)1 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) GLENN W. WELLING ENGAGED |
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November 7, 2016 |
Exhibit 10.1 TRANSITION SERVICES AGREEMENT This Transition Services Agreement (this “Agreement”) is made and entered into between the undersigned (referred to herein as “Executive”) and Jamba Juice Company, a California corporation (the “Company”), pursuant to the Executive Retention and Severance Plan adopted by Jamba, Inc. effective July 25, 2013 (the “Plan”). 1. Separation. Executive’s last day |
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November 7, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 27, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Jamba, Inc. (Exact name of registrant as specified |
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November 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 3, 2016 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) |
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November 4, 2016 |
Exhibit 99.1 Jamba, Inc. Announces Third Quarter 2016 Financial Results Updates 2016 guidance, Offers preliminary 2017 outlook, and Shares progress on business transformation FRISCO, Texas, November 4, 2016 - Jamba, Inc. (NASDAQ:JMBA) today reported unaudited financial results for the third quarter ended September 27, 2016. Financial Highlights ? Total revenue decreased 37.9% to $22.1 million from |
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October 4, 2016 |
October 4, 2016 VIA EDGAR Mr. Lyn Shenk Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Mail Stop 3561 100 F Street NE Washington, D.C. 20549 Re: Jamba, Inc. Form 10-K for Fiscal Year Ended December 29, 2015 Filed March 14, 2016 Form 8-K filed August 4, 2016 File No.001-32552 Dear Mr. Shenk: This letter responds to the letter of the staff (the ?Staff?) |
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August 12, 2016 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of David A. |
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August 12, 2016 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of David A. |
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August 12, 2016 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of David A. |
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August 12, 2016 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of David A. |
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August 11, 2016 |
JMBA / Jamba, Inc. / Engaged Capital LLC - AMENDMENT NO. 9 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 9)1 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) GLENN W. WELLING ENGAGED |
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August 5, 2016 |
As filed with the Securities and Exchange Commission on August 5, 2016 REGISTRATION NO. |
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August 5, 2016 |
Exhibit 10.5 JAMBA, INC. RESTRICTED STOCK AGREEMENT Jamba, Inc. (the “Company”) has granted to the Participant named in the Notice of Grant of Restricted Stock (the “Grant Notice”) to which this Restricted Stock Agreement (the “Agreement”) is attached an Award consisting of Shares subject to the terms and conditions set forth in the Grant Notice and this Agreement. The Award has been granted pursu |
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August 5, 2016 |
Exhibit 10.12 JAMBA, INC. INDUCEMENT AWARD RESTRICTED STOCK UNIT AGREEMENT (NON-PLAN AWARD) Jamba, Inc. has granted to the Participant named in the Notice of Grant of Restricted Stock Units (the ?Grant Notice?) to which this Restricted Stock Unit Agreement (the ?Agreement?) is attached an Award consisting of Restricted Stock Units (the ?Units?) and a corresponding Dividend Equivalent Right subject |
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August 5, 2016 |
Form of Jamba, Inc. Inducement Award Time-Based Restricted Stock Units Agreement (Non-Plan Award)** Exhibit 10.10 JAMBA, INC. INDUCEMENT AWARD RESTRICTED STOCK UNIT AGREEMENT (NON-PLAN AWARD) Jamba, Inc. has granted to the Participant named in the Notice of Grant of Restricted Stock Units (the ?Grant Notice?) to which this Restricted Stock Unit Agreement (the ?Agreement?) is attached an Award consisting of Restricted Stock Units (the ?Units?) and a corresponding Dividend Equivalent Right subject |
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August 5, 2016 |
Exhibit 10.1 OFFICE LEASE AGREEMENT by and between HALL OFFICE PARK BUILDING 16, L.P. and JAMBA JUICE COMPANY OFFICE BUILDING LEASE TABLE OF CONTENTS ARTICLE I - DEFINED TERMS 1 1.1 Tenant 1 1.2 Premises 1 1.3 Term 1 1.4 Base Rental 1 1.5 Base Year 1 1.6 Landlord's Share of Building Operating Costs 1 1.7 First Year Estimated Energy Costs 1 1.8 Prepaid Rent 1 1.9 Security Deposit 2 1.10 Premises Us |
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August 5, 2016 |
Exhibit 10.7 JAMBA, INC. INDUCEMENT AWARD NOTICE OF GRANT OF NON-STATUTORY STOCK OPTION (NON-PLAN AWARD) Jamba, Inc. (the “Company”) has granted to the Participant an option (the “Option” or “Award”) to purchase certain shares of Stock, as follows: Participant: Date of Grant: Number of Option Shares: , subject to adjustment as provided by the Option Agreement. Exercise Price: $ Vesting Commencemen |
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August 5, 2016 |
Exhibit 10.9 JAMBA, INC. INDUCEMENT AWARD NOTICE OF GRANT OF RESTRICTED STOCK UNITS (NON-PLAN AWARD) The Participant has been granted an award of Restricted Stock Units (the ?Award?), which represents the right to receive on the applicable Settlement Date one (1) share of the common stock of Jamba, Inc. (the ?Company?) for each Vested Unit, as follows: Participant: Date of Grant: /Upon Company?s f |
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August 5, 2016 |
Form of Jamba, Inc. Inducement Award Non-Statutory Stock Option Agreement (Non-Plan Award)** Exhibit 10.8 JAMBA, INC. INDUCEMENT AWARD NON-STATUTORY STOCK OPTION AGREEMENT (NON-PLAN AWARD) Jamba, Inc. (the “Company”) has granted to the Participant named in the Notice of Grant of Non-statutory Stock Option (the “Grant Notice”) to which this Non-statutory Stock Option Agreement (the “Option Agreement”) is attached an option (the “Option” or the “Award”) to purchase certain shares of Stock u |
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August 5, 2016 |
Exhibit 10.4 JAMBA, INC. STOCK OPTION AGREEMENT Jamba, Inc. (the “Company”) has granted to the Participant named in the Notice of Grant of Stock Option (the “Grant Notice”) to which this Stock Option Agreement (the “Option Agreement”) is attached an option (the “Option”) to purchase certain shares of Stock upon the terms and conditions set forth in the Grant Notice and this Option Agreement. The O |
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August 5, 2016 |
Exhibit 10.6 JAMBA, INC. RESTRICTED STOCK UNITS AGREEMENT Jamba, Inc. has granted to the Participant named in the Notice of Grant of Restricted Stock Units (the “Grant Notice”) to which this Restricted Stock Units Agreement (the “Agreement”) is attached an Award consisting of Restricted Stock Units (the “Units”) and a corresponding Dividend Equivalent Right subject to the terms and conditions set |
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August 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Jamba, Inc. (Exact name of registrant as specified in i |
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August 5, 2016 |
Exhibit 10.11 JAMBA, INC. INDUCEMENT AWARD NOTICE OF GRANT OF RESTRICTED STOCK UNITS (NON-PLAN AWARD) The Participant has been granted an award of Restricted Stock Units (the ?Award?), which represents the right to receive on the applicable Settlement Date one (1) share of the common stock of Jamba, Inc. (the ?Company?) for each Vested Unit, as follows: Participant: Vesting Commencement Date: Date |
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August 5, 2016 |
Employment Agreement dated May 2, 2016, by and between Jamba Juice Company and Marie Perry** Exhibit 10.2 May 2, 2016 Marie Perry Dear Marie: Jamba Juice started as a fruitful idea that took root in a small store in the beach town of San Luis Obispo. Today, that idea hasn’t changed: We take the best nature has to offer and make wholesome nutrition accessible to everyone by making it delicious and keeping it fun. It’s our unique blend of health and fun that makes Jamba Juice unlike any oth |
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August 4, 2016 |
Exhibit 99.1 Jamba, Inc. Announces Second Quarter 2016 Financial Results Company-owned Comparable Sales Increased 5.7% and System-wide Comparable Sales Increased 4.2% Opened 12 New Global Stores Share Repurchase Authorization of $20 Million EMERYVILLE, Calif., August 4, 2016 - Jamba, Inc. (NASDAQ:JMBA) today reported unaudited financial results for the second quarter ended June 28, 2016. Financial |
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August 4, 2016 |
Jamba FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 4, 2016 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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June 3, 2016 |
JMBA / Jamba, Inc. / Engaged Capital LLC - AMENDMENT NO. 8 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 8)1 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) GLENN W. WELLING ENGAGED |
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June 3, 2016 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.001 par value, of Jamba, Inc., a Delaware corporation. This Joint Filing |
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May 20, 2016 |
Jamba, Inc. 2013 Equity Incentive Plan (As Amended and Restated May 17, 2016)** Exhibit 10.1 2013 EQUITY INCENTIVE PLAN OF JAMBA, INC. (As Amended and Restated May 17, 2016) 1. ESTABLISHMENT, PURPOSE AND TERM OF PLAN. 1.1 Establishment. The 2013 Equity Incentive Plan of Jamba, Inc. (the ?Plan?) was originally approved by the Board on February 27, 2013, and became effective when the stockholders of the Company approved the Plan on May 14, 2013 (the ?Effective Date?). The Board |
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May 20, 2016 |
Jamba FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 17, 2016 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I.R |
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May 18, 2016 |
JAMBA, INC. INDUCEMENT AWARD NOTICE OF GRANT OF RESTRICTED STOCK UNITS (NON-PLAN AWARD) Exhibit 99.4 JAMBA, INC. INDUCEMENT AWARD NOTICE OF GRANT OF RESTRICTED STOCK UNITS (NON-PLAN AWARD) The Participant has been granted an award of Restricted Stock Units (the ?Award?), which represents the right to receive on the applicable Settlement Date one (1) share of the common stock of Jamba, Inc. (the ?Company?) for each Vested Unit, as follows: Participant: Marie Perry Date of Grant: Upon |
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May 18, 2016 |
JAMBA, INC. INDUCEMENT AWARD NOTICE OF GRANT OF RESTRICTED STOCK UNITS (NON-PLAN AWARD) Exhibit 99.3 JAMBA, INC. INDUCEMENT AWARD NOTICE OF GRANT OF RESTRICTED STOCK UNITS (NON-PLAN AWARD) The Participant has been granted an award of Restricted Stock Units (the “Award”), which represents the right to receive on the applicable Settlement Date one (1) share of the common stock of Jamba, Inc. (the “Company”) for each Vested Unit, as follows: Participant: Marie Perry Date of Grant: Upon |
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May 18, 2016 |
As filed with the Securities and Exchange Commission on May 18, 2016 REGISTRATION NO. |
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May 18, 2016 |
JAMBA, INC. INDUCEMENT AWARD NOTICE OF GRANT OF NON-STATUTORY STOCK OPTION (NON-PLAN AWARD) Exhibit 99.2 JAMBA, INC. INDUCEMENT AWARD NOTICE OF GRANT OF NON-STATUTORY STOCK OPTION (NON-PLAN AWARD) Jamba, Inc. (the “Company”) has granted to the Participant an option (the “Option” or “Award”) to purchase certain shares of Stock, as follows: Participant: Marie Perry Date of Grant: May 16, 2016 Number of Option Shares: 75,000, subject to adjustment as provided by the Option Agreement. Exerci |
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May 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Jamba, Inc. (Exact name of registrant as specified in |
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May 6, 2016 |
Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”) is made and entered into as of January 22, 2016 by and between Jamba Juice Company (“Company”) and David A. Pace (“Executive”). The parties agree as follows: 1. Employment. Company hereby agrees to employ Executive and Executive hereby accepts such employment, upon the terms and conditions set forth herei |
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May 5, 2016 |
Exhibit 99.1 Jamba, Inc. Announces First Quarter 2016 Financial Results Initiates Guidance for 2016 Refines Growth Strategy for Continued Progress Opens 16 Global Locations Announces Relocation of Company Headquarters EMERYVILLE, Calif., May 5, 2016 - Jamba, Inc. (NASDAQ:JMBA) today reported unaudited financial results for the first quarter ended March 29, 2016. Financial Highlights ? System-wide |
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May 5, 2016 |
Jamba 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 2, 2016 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I.R. |
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April 7, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (a |
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April 7, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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March 14, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 14, 2016 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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March 14, 2016 |
Exhibit 99.1 Jamba, Inc. Announces Preliminary Unaudited Fourth Quarter and Fiscal Year 2015 Financial Results Completion of Refranchise Initiative Sets Up Asset Light Business Model For 2016 Strong System-Wide Comparable Store Sales Growth of 3.9% for the Fourth Quarter of 2015 Adjusted EBITDA Targets Met for Full Year 2015 EMERYVILLE, Calif., March 14, 2016 - Jamba, Inc. (NASDAQ:JMBA) today repo |
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March 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 29, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122 |
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March 14, 2016 |
FIFTH AMENDMENT TO CREDIT AGREEMENT AND LIMITED WAIVER EXHIBIT 10.34 FIFTH AMENDMENT TO CREDIT AGREEMENT AND LIMITED WAIVER THIS FIFTH AMENDMENT TO CREDIT AGREEMENT AND LIMITED WAIVER, dated as of December 29, 2015 (this ?Amendment?), is by and among JAMBA, INC., a Delaware corporation (the ?Parent?), JAMBA JUICE COMPANY, a California corporation (the ?Borrower?), the Subsidiary Guarantors party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION (the |
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March 14, 2016 |
EXHIBIT 21.1 LIST OF SUBSIDIARY Name of Company Jurisdiction of Incorporation Jamba Juice Company California |
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March 14, 2016 |
EXHIBIT 10.33 RELEASE AGREEMENT This Release Agreement (this ?Agreement?) is made and entered into between the undersigned (referred to herein as ?Executive?) and Jamba Juice Company, a California corporation (the ?Company?), pursuant to the Executive Retention and Severance Plan adopted by Jamba, Inc. effective July 25, 2013 (the ?Plan?). 1. Separation. Executive?s last day of work with the Compa |
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February 17, 2016 |
JMBA / Jamba, Inc. / Pacific Grove Capital LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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February 10, 2016 |
JMBA / Jamba, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Jamba, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 47023A309 (CUSIP Number) January 29, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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February 9, 2016 |
JMBA / Jamba, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Jamba, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 47023A309 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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January 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 22, 2016 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) |
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December 31, 2015 |
Jamba FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): December 29, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) |
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December 18, 2015 |
Jamba FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): December 14, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) |
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November 25, 2015 |
Jamba AMENDMENT NO. 7 TO THE SCHEDULE 13D (Activist Acquisition of More Than 5% of Shares) sc13da70945500811252015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 7)1 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Numbe |
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November 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 29, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Jamba, Inc. (Exact name of registrant as specified |
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November 9, 2015 |
Exhibit 99.1 Jamba, Inc. Announces Third Quarter 2015 Financial Results Strong System-Wide Comparable Store Sales Growth of +5.6% Three Refranchising Deals Closed Operational Improvements Lower COGS $45 million Share Repurchase Program Continues Reaffirms Full-Year Guidance EMERYVILLE, Calif., November 9, 2015 ? Jamba, Inc. (NASDAQ:JMBA) today reported unaudited financial results for the third fis |
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November 9, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): November 9, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) |
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November 9, 2015 |
Exhibit 10.1 First Amendment to Asset Purchase Agreement This First Amendment to Asset Purchase Agreement (this ?Amendment?) is made and entered into as of July 28, 2015, by and among Jamba Juice Company, a California corporation (?Seller?), and Vitaligent, LLC, a Delaware limited liability company, or its permitted assigns (?Buyer?). RECITALS WHEREAS, Buyer and Seller are all of the parties to th |
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November 3, 2015 |
Exhibit 99.1 JAMBA INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED BALANCE SHEETS (Dollars in thousands, except share and per share amounts) PRO FORMA ADJUSTMENTS Reported April Disposal April Disposal May June Disposal June Disposal July Disposal July Disposal September October Other Total Pro Forma December 30, 2014 1 2 Disposal 1 2 1 2 Disposal Disposal Disposals Adjustments December 30, 2014 A |
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November 3, 2015 |
Jamba FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): October 28, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) |
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October 2, 2015 |
Exhibit 10.1 Execution Copy Executive Transition Services Agreement This Executive Transition Services Agreement (this ?Agreement?) is made and entered into by and between James D. White (the ?Executive?) and Jamba Juice Company, a California corporation (the ?Company?), effective as of October 1, 2015. Recitals A. Executive has been employed as the Company?s Chief Executive Officer and President. |
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October 2, 2015 |
Jamba FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): October 1, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) ( |
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October 2, 2015 |
Exhibit 99.1 JAMBA JUICE ANNOUNCES EXECUTIVE LEADERSHIP TRANSITION PLAN Provides update on third quarter 2015 sales EMERYVILLE, Calif. (October 1, 2015) ? Jamba, Inc. (NASDAQ:JMBA) (?Jamba? or the ?Company?), a leading health and wellness brand, today announced that James D. White will be retiring as the Company?s President, Chief Executive Officer and Chairman of its Board of Directors (the ?Boar |
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September 30, 2015 |
JMBA / Jamba, Inc. / CanBa Investments LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 47023A 309 (CUSIP Number |
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September 29, 2015 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 23, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No. |
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September 29, 2015 |
Exhibit 99.1 JAMBA INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED BALANCE SHEETS (Dollars in thousands, except share and per share amounts) Reported PRO FORMA ADJUSTMENTS Pro Forma December 30, April Disposal April Disposal May June Disposal June Disposal July Disposal July Disposal September Other Total December 30, 2014 1 2 Disposal 1 2 1 2 Disposal Disposals Adjustments 2014 ASSETS Current ass |
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September 10, 2015 |
JMBA / Jamba, Inc. / Engaged Capital LLC - AMENDMENT NO. 6 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) GLENN W. WELLING ENGAGED |
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September 1, 2015 |
JMBA / Jamba, Inc. / Engaged Capital LLC - AMENDMENT NO. 5 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) GLENN W. WELLING ENGAGED |
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August 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Jamba, Inc. (Exact name of registrant as specified in i |
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August 10, 2015 |
First Amendment to Asset Purchase Agreement Exhibit 10.2 First Amendment to Asset Purchase Agreement This First Amendment to Asset Purchase Agreement (this ?Amendment?) is made and entered into as of July 28, 2015, by and among Jamba Juice Company, a California corporation (?Seller?), and Vitaligent, LLC, a Delaware limited liability company, or its permitted assigns (?Buyer?). RECITALS WHEREAS, Buyer and Seller are all of the parties to th |
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August 10, 2015 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this ?Agreement?) is made and entered into as of April 1, 2015, by and among JAMBA JUICE COMPANY, a California corporation (?Seller?), and Vitaligent, LLC, a Delaware limited liability company, or its permitted assigns (?Buyer?). RECITALS WHEREAS, Seller is the lessee under certain leases (a ?Prime Lease? and collectively, the ?P |
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August 7, 2015 |
Jamba FORM 8-K/A (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): July 28, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) ( |
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August 7, 2015 |
JAMBA INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (Dollars in thousands) PRO FORMA ADJUSTMENTS Reported 13 week period ended March 31, April Disposal April Disposal May June Disposal June Disposal July Disposal July Disposal Other Total Pro Forma 13 week period ended March 31, 2015 1 2 Disposal 1 2 1 2 Disposals Adjustments 2015 Revenue: Company Stores $ 47,728 $ (2,35 |
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August 6, 2015 |
Jamba FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE S ECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 6, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) ( |
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August 6, 2015 |
Exhibit 99.1 Jamba, Inc. Announces Second Quarter 2015 Financial Results Refranchising Agreements Accelerate Move to Asset-Light Model G&A Cost Reductions Continue $40 million Share Repurchase Program Continues Provides 2016 and Long-term Outlook EMERYVILLE, Calif., August 6, 2015 - Jamba, Inc. (NASDAQ:JMBA) today reported unaudited financial results for the second fiscal quarter ended June 30, 20 |
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August 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): July 28, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction (Commission (I.R.S. Employer of incorporati |
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August 3, 2015 |
Exhibit 99.1 JAMBA INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED BALANCE SHEETS (Dollars in thousands, except share and per share amounts) PRO FORMA ADJUSTMENTS Reported April Disposal April Disposal May June Disposal June Disposal July Disposal July Disposal Other Total Pro Forma December 30, 2014 1 2 Disposal 1 2 1 2 Disposals Adjustments December 30, 2014 ASSETS Current assets: Cash and cash |
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July 13, 2015 |
Exhibit 99.1 JAMBA INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED BALANCE SHEETS (Dollars in thousands, except share and per share amounts) PRO FORMA ADJUSTMENTS Reported April April June June July Pro Forma December Disposal Disposal May Disposal Disposal Disposal Other Total December 30, 2014 1 2 Disposal 1 2 1 Disposals Adjustments 30, 2014 ASSETS Current assets: Cash and cash equivalents $ 17 |
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July 13, 2015 |
Jamba FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): July 7, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I.R |
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July 7, 2015 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 30, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I. |
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July 7, 2015 |
Exhibit 99.1 JAMBA INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED BALANCE SHEETS (Dollars in thousands, except share and per share amounts) PRO FORMA ADJUSTMENTS Reported April Disposal April Disposal May June Disposal June Disposal Other Total Pro Forma December 30, 2014 1 2 Disposal 1 2 Disposals Adjustments December 30, 2014 ASSETS Current assets: Cash and cash equivalents $ 17,750 $ 1,499 $ 2 |
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June 19, 2015 |
JMBA / Jamba, Inc. / INDUS CAPITAL PARTNERS, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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June 15, 2015 |
Exhibit 99.1 JAMBA, INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED BALANCE SHEETS (Dollars in thousands, except share and per share amounts) PRO FORMA ADJUSTMENTS Reported December 30, April Disposal April Disposal May June Disposal Other Total Pro Forma December 30, 2014 1 2 Disposal 1 Disposals Adjustments 2014 ASSETS Current assets: Cash and cash equivalents $ 17,750 $ 1,499 $ 2,760 $ 2,300 $ |
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June 15, 2015 |
Jamba CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 9, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I.R |
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May 26, 2015 |
Exhibit 99.1 JAMBA INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED BALANCE SHEETS (Dollars in thousands, except share and per share amounts) PRO FORMA ADJUSTMENTS Reported December 30, April Disposal April Disposal May Other Total Pro Forma December 30, 2014 1 2 Disposal Disposals Adjustments 2014 ASSETS Current assets: Cash and cash equivalents $ 17,750 $ 1,499 $ 2,760 $ 2,300 $ 2,347 $ 8,906 (a) |
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May 26, 2015 |
Jamba FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 19, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I.R |
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May 15, 2015 |
JMBA / Jamba, Inc. / Engaged Capital LLC - AMENDMENT NO. 4 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) GLENN W. WELLING ENGAGED |
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May 14, 2015 |
Jamba FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 12, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I.R |
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May 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Jamba, Inc. (Exact name of registrant as specified in |
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May 7, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 7, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I.R. |
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May 7, 2015 |
Exhibit 99.1 Jamba, Inc. Announces First Quarter 2015 Financial Results Comparable Store Sales Up 5.0% System-wide, Up 6.0% for Company-owned Stores Refranchising Agreements Accelerate Move to Asset-Light Model Share Repurchase Program Continues Company Affirms Full Year Guidance EMERYVILLE, Calif., May 7, 2015 -Jamba, Inc. (NASDAQ:JMBA) today reported unaudited financial results for the first fis |
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May 4, 2015 |
UNAUDITED PRO FORMA CONDENSED CONSOLIDATED BALANCE SHEETS DECEMBER 30, 2014 Exhibit 99.1 JAMBA INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED BALANCE SHEETS DECEMBER 30, 2014 (Dollars in thousands, except share and per share amounts) Reported December 30, 2014 Pro Forma Adjustments Pro Forma December 30, 2014 ASSETS Current assets: Cash and cash equivalents $ 17,750 $ 4,259 (a) $ 22,009 Receivables, net of allowances of $280 and $291 16,977 - 16,977 Inventories 2,300 (13 |
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May 4, 2015 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 28, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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April 20, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 20, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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April 20, 2015 |
Jamba Juice A Healthy Business Opportunity Exhibit 99.1 Jamba Juice A Healthy Business Opportunity Safe Harbor Statement This presentation (including information incorporated or deemed incorporated by reference herein) contains ?forward - looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995 . Forward - looking statements are those involving future events and future results that are based on current |
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April 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-325 |
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April 6, 2015 |
JMBA / Jamba, Inc. / Pacific Grove Capital LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) April 2, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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April 3, 2015 |
Jamba FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 2, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I. |
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April 3, 2015 |
Exhibit 4.1 JAMBA, INC. AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY AS RIGHTS AGENT AMENDMENT NO. 2 TO RIGHTS AGREEMENT This AMENDMENT NO. 2 TO RIGHTS AGREEMENT (this “Amendment”) is dated as of April 2, 2015 (the “Effective Date”) and amends that certain Rights Agreement, dated as of October 8, 2008 and amended as of June 16, 2009 (the “Rights Agreement”), by and between Jamba, Inc., a Delawar |
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April 3, 2015 |
[JAMBA LETTERHEAD] Jamba, Inc. Announces Termination of Stockholder Rights Agreement Exhibit 99.1 [JAMBA LETTERHEAD] Jamba, Inc. Announces Termination of Stockholder Rights Agreement Emeryville, CA ? April 2, 2015 ? Jamba, Inc. (NASDAQ:JMBA) ("Jamba" or the "Company") today announced the Board of Directors of the Company approved, and the Company entered into, an amendment to the Company?s stockholders rights agreement that accelerates the expiration date of the preferred stock pu |
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April 3, 2015 |
Certificate of Elimination of the Series A Preferred Stock Exhibit 3.1 CERTIFICATE OF ELIMINATION OF SERIES A PREFERRED STOCK OF JAMBA, INC. (Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware) Jamba, Inc., a Delaware corporation (the ?Company?), certifies as follows: 1. The Amended and Restated Certificate of Incorporation, as amended (the ?Certificate of Incorporation?), of the Company authorizes the issuance of 30,000 sh |
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April 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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April 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (a |
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April 2, 2015 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 1, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I. |
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March 30, 2015 |
EXHIBIT 21.1 LIST OF SUBSIDIARY Name of Company Jurisdiction of Incorporation Jamba Juice Company California Jamba Juice Southern California LLC California |
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March 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122 |
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March 19, 2015 |
JMBA / Jamba, Inc. / Engaged Capital LLC - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Jamba, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47023A309 (CUSIP Number) GLENN W. WELLING ENGAGED |
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March 19, 2015 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of James D. |
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March 19, 2015 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of James D. |
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March 19, 2015 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of James D. |
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March 19, 2015 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of James D. |
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March 16, 2015 |
SEC FILE NO. 001-32552 CUSIP NUMBER 47023A309 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING x Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form N-SAR For Period Ended: December 30, 2014 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition |
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March 12, 2015 |
Exhibit 99.1 Jamba, Inc. Announces Preliminary Unaudited Fourth Quarter and Fiscal Year 2014 Financial Results Comparable Store Sales Increase for Quarter and Year Aggressive Move Continues to Asset-Light Model $25 million Share Repurchase Program Initiated Emeryville, Calif. ? March 12, 2015 - Jamba, Inc. (NASDAQ:JMBA) today reported preliminary unaudited financial results for the fourth fiscal q |
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March 12, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 12, 2015 Jamba, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32552 20-2122262 (State or other jurisdiction of incorporation) (Commission File No.) (I |