الإحصائيات الأساسية
LEI | 549300UEF3348JRXQ295 |
CIK | 1009829 |
SEC Filings
SEC Filings (Chronological Order)
August 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35448 JAKKS Paci |
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July 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-35448 95-4527222 (State or other jurisdiction of incorporation) (Commission File |
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July 25, 2025 |
Exhibit 10.1 JAKKS PACIFIC REPORTS SECOND QUARTER 2025 FINANCIAL RESULTS US Sales down in the Quarter; Rest of World up First-half Toy/Consumer Products sales flat to prior year SANTA MONICA, California, July 24, 2025 – JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the second quarter ended June 30, 2025. Second Quarter 2025 · Net sales were $119.1 million, a year-over-yea |
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June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2025 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File Nu |
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June 25, 2025 |
Exhibit 10.1 CREDIT AGREEMENT Dated as of June 24, 2025 among JAKKS PACIFIC, INC., JAKKS SALES LLC, DISGUISE, INC., and MOUSE MOUNTAIN MARKETING INC., each as a Borrower, THE SUBSIDIARY GUARANTORS FROM TIME TO TIME PARTY HERETO, each as a Guarantor, CERTAIN FINANCIAL INSTITUTIONS, as Lenders, and BMO BANK N.A., as Administrative Agent and Swing Line Lender BMO Capital Markets Corp., as Lead Arrang |
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June 25, 2025 |
Exhibit 10.2 PLEDGE AND SECURITY AGREEMENT dated as of June 24, 2025 among JAKKS PACIFIC, INC., JAKKS SALES LLC, DISGUISE, INC. and MOOSE MOUNTAIN MARKETING, INC., as Grantors, and BMO BANK N.A., as the Administrative Agent Table of Contents Page Section 1 Definitions 2 Section 2 Grant of Security Interest 5 Section 3 Security for Secured Obligations 7 Section 4 Delivery of the Pledged Interests 7 |
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June 25, 2025 |
Exhibit 99.1 JAKKS PACIFIC ANNOUNCES SUCCESSFUL COMPLETION OF DEBT REFINANCING BANK OF MONTREAL TO PROVIDE $70M FIVE-YEAR CASH FLOW CREDIT FACILITY SANTA MONICA, California, June 25, 2025 – JAKKS Pacific, Inc. (NASDAQ: JAKK) today announced that on June 24, 2025 it refinanced its existing asset-based revolving credit facility with a new cash flow based first lien secured revolving credit facility |
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June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2025 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File Nu |
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May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e) |
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April 30, 2025 |
By-Laws, as amended to date (1) Exhibit 3.2 THIRD AMENDED AND RESTATED BY-LAWS OF JAKKS PACIFIC, INC. (a Delaware corporation) Adopted: November 10, 2022 ARTICLE I STOCKHOLDERS 1. CERTIFICATES REPRESENTING STOCK. Certificates representing stock in the corporation shall be signed by, or in the name of, the corporation by the Chairman or Vice-Chairman of the board of directors of the corporation (the “Board of Directors”), if any, |
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April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35448 JAKKS Pac |
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April 29, 2025 |
Exhibit 10.1 JAKKS PACIFIC REPORTS FIRST QUARTER 2025 FINANCIAL RESULTS Sales up 26% vs. prior year; Board approves 25 cent quarterly dividend SANTA MONICA, California, April 29, 2025 – JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the first quarter ended March 31, 2025. First Quarter 2025 ● Net sales were $113.3 million, a year-over-year increase of $23.2 million or 26%, |
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April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-35448 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incor |
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March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2025 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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March 28, 2025 |
Exhibit 17 March 24, 2025 TO: STEPHEN BERMAN, CHAIRMAN AND CEO, JAKKS PACIFIC, INC. |
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March 28, 2025 |
Exhibit 3 Article II 1. QUALIFICATIONS AND NUMBER. A director need not be a stockholder, a citizen of the United States, or a resident of the State of Delaware. The authorized number of directors constituting the whole board shall be six (6). Commencing with the 2025 Annual Meeting, Class I shall consist of two (2) directors, Class II shall consist of three (3) directors and Class III shall consis |
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March 28, 2025 |
JAKKS PACIFIC ANNOUNCES 2025 ANNUAL MEETING DATE AND RESTRUCTURING OF BOARD OF DIRECTORS Exhibit 99 JAKKS PACIFIC ANNOUNCES 2025 ANNUAL MEETING DATE AND RESTRUCTURING OF BOARD OF DIRECTORS SANTA MONICA, Calif. |
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March 6, 2025 |
Policy Relating to Recovery of Erroneously Awarded Compensation (**) EXHIBIT 97 JAKKS PACIFIC, INC. Clawback Policy The Board of Directors (the “Board”) of JAKKS Pacific, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined below). This Policy is designed t |
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March 6, 2025 |
Insider Trading Policies and Procedures (**) EXHIBIT 19 Securities Trading and Insider Information Policy As a publicly held company, JAKKS must comply with various rules and regulations that govern the shares of stock and other securities of all public companies. |
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March 6, 2025 |
Subsidiaries of the Company (**) EXHIBIT 21 JAKKS PACIFIC, INC. SUBSIDIARIES Subsidiary Jurisdiction Disguise Limited Hong Kong Disguise, Inc. Delaware JAKKS France, S.A.S France JAKKS Pacific (Asia) Limited Hong Kong JAKKS Pacific (Canada), Inc. Canada JAKKS Pacific (HK) Limited Hong Kong JAKKS Pacific (Shenzhen) Limited China JAKKS Pacific (UK) Ltd. United Kingdom JAKKS Pacific Germany GmbH Germany JAKKS Pacific Italy S.r.l. It |
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March 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28104 JAKKS PACIFIC, INC. (Exact name |
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February 20, 2025 |
Amendment No. 9 to the Employment Agreement of Stephen G. Berman Exhibit 10.1 AMENDMENT NO. 9 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT BETWEEN STEPHEN G. BERMAN AND JAKKS PACIFIC, INC. THIS AMENDMENT NO. 9 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Amendment”) is entered into on February , 2025 (the “Effective Date”), by and between Stephen G. Berman (“Berman” or “Executive”) and JAKKS Pacific, Inc., a Delaware corporation (th |
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February 20, 2025 |
AMENDMENT NO. 3 TO THE EMPLOYMENT LETTER AGREEMENT BETWEEN JOHN KIMBLE AND JAKKS PACIFIC, INC. EXHIBIT 10.2 AMENDMENT NO. 3 TO THE EMPLOYMENT LETTER AGREEMENT BETWEEN JOHN KIMBLE AND JAKKS PACIFIC, INC. THIS AMENDMENT NO. 3 to an employment letter agreement dated November 18, 2019 is entered into on February 2025 by and between John Kimble, an individual (“Executive”) and JAKKS Pacific, Inc., a Delaware corporation (“JAKKS” or the “Company”). The Company and Executive are sometimes referred |
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February 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2025 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of inco |
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February 20, 2025 |
Exhibit 99.1 JAKKS PACIFIC REPORTS FOURTH QUARTER AND FULL-YEAR 2024 FINANCIAL RESULTS Board of Directors approves initiation of quarterly cash dividend program Santa Monica, California, February 20, 2025 – JAKKS Pacific, Inc. (Nasdaq: JAKK) today reported financial results for the fourth quarter and fiscal year ended December 31, 2024. Fourth Quarter 2024 ● Net sales were $130.7 million, a year-o |
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December 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2024 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incor |
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November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS P |
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October 31, 2024 |
Exhibit 99.1 JAKKS PACIFIC REPORTS THIRD QUARTER 2024 FINANCIAL RESULTS Q3 Net Sales Increased 4% vs. prior year; Q3 Operating Income up 9% vs. prior year SANTA MONICA, Calif., October 30, 2024 – JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the third quarter and nine months ended September 30, 2024. Third Quarter 2024 Overview ● Net sales were $321.6 million, a year-over |
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October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File |
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October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e) |
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August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS Pacifi |
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August 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File Nu |
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August 1, 2024 |
Exhibit 99.1 JAKKS PACIFIC REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS Gross Margin Rate Improves 130 Basis Points vs. Prior Year SANTA MONICA, Calif., July 31, 2024 – JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the second quarter ended June 30, 2024. First-half net sales for JAKKS Pacific, Inc. were $238.7 million, a year-over-year decrease of 13.0%, primarily attrib |
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May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS Pacif |
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April 25, 2024 |
JAKKS PACIFIC REPORTS FIRST QUARTER 2024 FINANCIAL RESULTS Preferred Share Retirement Completed Exhibit 99.1 JAKKS PACIFIC REPORTS FIRST QUARTER 2024 FINANCIAL RESULTS Preferred Share Retirement Completed SANTA MONICA, California, April 24, 2024 – JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the first quarter ended March 31, 2024. First Quarter 2024 ● Net sales were $90.1 million, a year-over-year decrease of $17.4 million or 16%, driven by a lack of new film relea |
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April 25, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File N |
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April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2024 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File N |
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April 5, 2024 |
JAKKS PACIFIC, INC. 2951 28th Street Santa Monica, California 90405 (424) 268-9444 April 5, 2024 JAKKS PACIFIC, INC. 2951 28th Street Santa Monica, California 90405 (424) 268-9444 April 5, 2024 VIA EDGAR AND EMAIL Securities and Exchange Commission 100 F Street, N.E. Division of Corporate Finance Office of Manufacturing Washington, D.C. 20549 Attention: Mr. Bradley Ecker and Ms. Jennifer Angelini Re: JAKKS Pacific, Inc. (the “Company”) Registration Statement on Form S-3 Filed March 25, 2024 A |
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April 4, 2024 |
FEDER KASZOVITZ LLP ATTORNEYS AT LAW 845 THIRD AVENUE NEW YORK, N. Y. 10022-1200 FEDER KASZOVITZ LLP ATTORNEYS AT LAW 845 THIRD AVENUE NEW YORK, N. Y. 10022-1200 Telefax 212-888-7776 Telephone: 212-888-8200 Writer's Ext.: 5413 April 4, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. Ecker and Ms. Angelini RE: JAKKS Pacific, Inc. Registration Statement on Form S-3 |
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April 3, 2024 |
As filed with the Securities and Exchange Commission on April 3, 2024 As filed with the Securities and Exchange Commission on April 3, 2024 Registration No. |
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March 25, 2024 |
As filed with the Securities and Exchange Commission on March 25, 2024 As filed with the Securities and Exchange Commission on March 25, 2024 Registration No. |
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March 25, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) JAKKS Pacific, Inc. |
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March 15, 2024 |
Amendment No. 1 to Third Amended and Restated By-Laws of the Company (**) Exhibit 3.4 THIRD AMENDED AND RESTATED BY-LAWS OF JAKKS PACIFIC, INC. (a Delaware corporation) Adopted: November 10, 2022 ARTICLE I STOCKHOLDERS 1. CERTIFICATES REPRESENTING STOCK. Certificates representing stock in the corporation shall be signed by, or in the name of, the corporation by the Chairman or Vice-Chairman of the board of directors of the corporation (the “Board of Directors”), if any, |
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March 15, 2024 |
Subsidiaries of the Company (**) EXHIBIT 21 JAKKS PACIFIC, INC. SUBSIDIARIES Subsidiary Jurisdiction Disguise Limited Hong Kong Disguise, Inc. Delaware JAKKS France, S.A.S France JAKKS Pacific (Asia) Limited Hong Kong JAKKS Pacific (Canada), Inc. Canada JAKKS Pacific (HK) Limited Hong Kong JAKKS Pacific (Shenzhen) Limited China JAKKS Pacific (UK) Ltd. United Kingdom JAKKS Pacific Germany GmbH JAKKS Pacific Italy S.r.l. Germany It |
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March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28104 JAKKS PACIFIC, INC. (Exact name |
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March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2024 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File Nu |
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March 14, 2024 |
Preferred Stock Redemption Agreement dated March 8, 2024 (2) Exhibit 10.1 PREFERRED STOCK REDEMPTION AGREEMENT This Preferred Stock Redemption Agreement (the “Agreement”) is made and entered into on March 8, 2024 (the “Execution Date”) between JAKKS Pacific, Inc., a Delaware corporation (the “Company”), and the holders of the Company’s Series A Senior Preferred Stock, par value $0.001 per share (the “Preferred Stock”), listed on Schedule A hereto (each a “S |
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March 14, 2024 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated March 8, 2024, by and between JAKKS Pacific, Inc., a Delaware corporation, with headquarters located at 2951 28th Street, Santa Monica, California 90405 (the "Company"), and the shareholders listed on Schedule A attached hereto (each a "Holder" and collectively, the “Holders”). WHEREAS: A. In connect |
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March 1, 2024 |
Exhibit 99.1 JAKKS PACIFIC REPORTS FOURTH QUARTER AND FULL-YEAR 2023 FINANCIAL RESULTS Full-year Gross Profit Dollars up 6% vs. 2022; Third Consecutive Annual Increase SANTA MONICA, California, February 29, 2024 – JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the fourth quarter ended December 31, 2023. Fourth Quarter 2023 ● Net sales were $127.4 million, a year-over-year |
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March 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission Fil |
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February 14, 2024 |
JAKK / JAKKS Pacific, Inc. / Divisadero Street Capital Management, LP Passive Investment SC 13G/A 1 d1098062813g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* JAKKS Pacific, Inc. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 47012E403 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2023 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission Fil |
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December 21, 2023 |
Exhibit 3.2 Article I, Section 7 VOTING. Each share of stock shall entitle the holder thereof to one (1) vote. Each Common Director (as defined below) shall be elected by the vote of the majority of the votes cast with respect to the Common Director at any meeting for the election of Common Directors at which a quorum is present, provided that if the number of nominees for Common Director exceeds |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS P |
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November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e |
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November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e) |
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November 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File |
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November 3, 2023 |
Exhibit 99.1 JAKKS PACIFIC REPORTS THIRD QUARTER 2023 FINANCIAL RESULTS Year-to-date Gross Margin of 32+%, highest level since 2011 SANTA MONICA, Calif., November 1, 2023 – JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the third quarter ended September 30, 2023. Third Quarter 2023 Overview ● Net sales were $309.7 million, a year-over-year decrease of 4% o Toys/Consumer Pr |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS Pacifi |
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July 28, 2023 |
Exhibit 99.1 JAKKS PACIFIC REPORTS SECOND QUARTER 2023 FINANCIAL RESULTS Long-term debt retired; Second-Highest First Half Net Sales in 15 Years SANTA MONICA, Calif., July 27, 2023 – JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the second quarter ended June 30, 2023. Second Quarter 2023 Overview ● Net sales were $166.9 million, a year-over-year decrease of 24.3% o Toys/C |
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July 28, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File Nu |
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June 6, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2023 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File Num |
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June 6, 2023 |
JAKKS PACIFIC ANNOUNCES PREPAYMENT OF TERM LOAN Exhibit 99.1 JAKKS PACIFIC ANNOUNCES PREPAYMENT OF TERM LOAN SANTA MONICA, Calif., June 6, 2023 – JAKKS Pacific, Inc. [NASDAQ: JAKK] today announced that on June 5, 2023 it repaid in full its Term Loan from Benefit Street Partners after making a voluntary prepayment of $30.5 million using cash on hand. The Company estimates that prepayment of the term loan could save it approximately $1.2 million |
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May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS Pacif |
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April 28, 2023 |
JAKK / Jakks Pacific Inc. / Divisadero Street Capital Management, LP - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Jakks Pacific, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 47012E403 (CUSIP Number) April 24, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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April 27, 2023 |
Exhibit 99.1 JAKKS PACIFIC REPORTS FIRST QUARTER 2023 FINANCIAL RESULTS Gross Profit increases by 5% versus Prior Year SANTA MONICA, Calif., April 27, 2023 – JAKKS Pacific, Inc. [NASDAQ: JAKK] today reported financial results for the first quarter ended March 31, 2023. First Quarter 2023 Overview: ● Net sales were $107.5 million, down 11% compared to $120.9 million in Q1 2022 ● Back-to-back $100+ |
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April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28104 JAKKS PACIFIC, INC. (Exact name |
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April 14, 2023 |
Subsidiaries of the Company (**) EXHIBIT 21 JAKKS PACIFIC, INC. SUBSIDIARIES Subsidiary Jurisdiction A.S. Design Limited Hong Kong Disguise Limited Hong Kong Disguise, Inc. Delaware JAKKS France, S.A.S France JAKKS Meisheng Animation (H.K.) Limited Hong Kong JAKKS Meisheng Trading (Shanghai) Limited China JAKKS Pacific (Asia) Limited Hong Kong JAKKS Pacific (Canada), Inc. Canada JAKKS Pacific (HK) Limited Hong Kong JAKKS Pacific |
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April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 0-28104 (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2023 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File N |
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March 31, 2023 |
Amendment No. 8 to the Employment Agreement of Stephen G. Berman Exhibit 10.1 AMENDMENT NO. 8 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT BETWEEN STEPHEN G. BERMAN AND JAKKS PACIFIC, INC. THIS AMENDMENT NO. 8 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this "Amendment") is entered into on March 30, 2023 (the “Effective Date"), by and between Stephen G. Berman ("Berman" or "Executive") and JAKKS Pacific, Inc., a Delaware Corporation (the |
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March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2023 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File N |
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March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2023 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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March 10, 2023 |
Exhibit 99.1 JAKKS PACIFIC REPORTS FOURTH QUARTER AND FULL-YEAR 2022 FINANCIAL RESULTS SECOND CONSECUTIVE YEAR OF 20+% SALES GROWTH LONG-TERM DEBT REDUCED 55% YEAR-OVER-YEAR SANTA MONICA, California, March 9, 2023 – JAKKS Pacific, Inc. [NASDAQ: JAKK] today reported financial results for the fourth quarter ended December 31, 2022. Fourth Quarter 2022 ● Net sales were $131.9 million compared to $188 |
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March 10, 2023 |
Assignment Agreement dated March 7, 2023 with John a/k/a Jack McGrath Exhibit 10.2 March 7, 2023 Mr. Jack McGrath Email: [email protected] Dear Jack: Assignment to JAKKS Pacific (UK) Ltd. I am writing to confirm the terms which will apply to you during your assignment to JAKKS Pacific (UK) Ltd. in the United Kingdom. During your assignment your title will be President of European Operations and you will be responsible for supervising day-to-day European operations of |
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March 10, 2023 |
Amendment No. 8 to the Employment Agreement of John a/k/a Jack McGrath Exhibit 10.1 EIGHTH AMENDMENT TO EMPLOYMENT AGREEMENT THIS EIGHTH AMENDMENT (the “Eighth Amendment”) to Employment Agreement, is entered into as of March 7, 2023 by and between John a/k/a Jack McGrath, an individual (“Executive”) and JAKKS Pacific, Inc., a Delaware corporation (“JAKKS” or the “Company”) amends the Amended Employment Agreement (as defined below) between Executive and the Company, a |
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February 9, 2023 |
JAKK / JAKKS Pacific, Inc. / Rosen Lawrence I - SC 13D/A Activist Investment SC 13D/A 1 jakks13da1.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* JAKKS Pacific, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E403 (CUSIP Number) McCarter & English, LLP 825 Eighth Avenue, 31st Floor New York, NY 10019 Attention: |
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January 26, 2023 |
JAKK / JAKKS Pacific, Inc. / Rosen Lawrence I - SC 13G/A Passive Investment SC 13G/A 1 jakks13ga6.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)1 JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E403 (CUSIP Number) February 26, 2021 (Date of Event Which Requires Filing of this Statement) Check the |
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January 26, 2023 |
JAKK / JAKKS Pacific, Inc. / Rosen Lawrence I - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E403 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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January 26, 2023 |
JAKK / JAKKS Pacific, Inc. / Rosen Lawrence I - SC 13G/A Passive Investment SC 13G/A 1 jakks13ga8.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E403 (CUSIP Number) December 31, 20211 (Date of Event Which Requires Filing of this Statement) Check th |
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January 26, 2023 |
JAKK / JAKKS Pacific, Inc. / Rosen Lawrence I - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )1 JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E403 (CUSIP Number) May 9, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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January 26, 2023 |
JAKK / JAKKS Pacific, Inc. / Rosen Lawrence I - SC 13G/A Passive Investment SC 13G/A 1 jakks13ga7.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E403 (CUSIP Number) July 12, 20211 (Date of Event Which Requires Filing of this Statement) Check the ap |
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January 26, 2023 |
JAKK / JAKKS Pacific, Inc. / Rosen Lawrence I - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)1 JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E403 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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January 26, 2023 |
JAKK / JAKKS Pacific, Inc. / Rosen Lawrence I - SC 13D Activist Investment SC 13D 1 jakks13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* JAKKS Pacific, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E403 (CUSIP Number) McCarter & English, LLP 825 Eighth Avenue, 31st Floor New York, NY 10019 Attention: Howard M |
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January 26, 2023 |
JAKK / JAKKS Pacific, Inc. / Rosen Lawrence I - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)1 JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E403 (CUSIP Number) December 8, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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December 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2022 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of inco |
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December 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2022 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission Fil |
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November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e) |
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November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission Fil |
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November 15, 2022 |
Amended and Restated Certificate of Designations of Series A Senior Preferred Stock (27) Exhibit 3.2 JAKKS PACIFIC, INC. AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF THE POWERS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL AND OTHER SPECIAL RIGHTS, AND QUALIFICATIONS, LIMITATIONS AND RESTRICTIONS THEREOF, OF SERIES A SENIOR PREFERRED STOCK Pursuant to Section 151 of the General Corporation Law of the State of Delaware JAKKS Pacific, Inc., a corporation organized and existi |
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November 15, 2022 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF JAKKS PACIFIC, INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware JAKKS Pacific, Inc., a Delaware corporation (hereinafter called the “Corporation”), does hereby certify as follows: FIRST: The Corporation’s Amended and Restated Certificate of Incorporation is hereby am |
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November 15, 2022 |
Third Amended and Restated By-Laws of the Company (42) Exhibit 3.3 THIRD AMENDED AND RESTATED BY-LAWS OF JAKKS PACIFIC, INC. (a Delaware corporation) Adopted: November 10, 2022 ARTICLE I STOCKHOLDERS 1. CERTIFICATES REPRESENTING STOCK. Certificates representing stock in the corporation shall be signed by, or in the name of, the corporation by the Chairman or Vice-Chairman of the board of directors of the corporation (the “Board of Directors”), if any, |
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November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS P |
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October 28, 2022 |
Exhibit 99.1 JAKKS PACIFIC REPORTS THIRD QUARTER 2022 FINANCIAL RESULTS Sales through September 30, 2022 exceeded full-year 2021 sales levels SANTA MONICA, Calif., October 27, 2022 ? JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the third quarter ended September 30, 2022. Third Quarter 2022 Overview ? Net sales were $323.0 million, a year-over-year increase of 36% o Toys/ |
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October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2022 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incor |
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October 28, 2022 |
Amendment No. 2 to the Employment Letter Agreement of John L. Kimble Exhibit 10.2 AMENDMENT NO. 2 TO THE EMPLOYMENT LETTER AGREEMENT BETWEEN JOHN KIMBLE AND JAKKS PACIFIC CORP. THIS AMENDMENT NO. 2 TO THE to an employment letter agreement dated November 18, 2019 is entered into as of October 25, 2022 by and between John Kimble, an individual (?Executive?) and JAKKS Pacific, Inc., a Delaware corporation (?JAKKS? or the ?Company?). The Company and Executive are somet |
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October 28, 2022 |
Amendment No. 7 to the Employment Agreement of Stephen G. Berman Exhibit 10.1 AMENDMENT NO. 7 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT BETWEEN STEPHEN G. BERMAN AND JAKKS PACIFIC CORP. THIS AMENDMENT NO. 7 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this "Amendment") is entered into as of October 25, 2022 (the ?Effective Date"), by and between Stephen G. Berman ("Berman" or "Executive") and JAKKS Pacific, Inc., a Delaware Corporation |
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October 27, 2022 |
As filed with the Securities and Exchange Commission on October 26, 2022 As filed with the Securities and Exchange Commission on October 26, 2022 Registration No. |
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October 27, 2022 |
Exhibit 1.1 Execution Version JAKKS PACIFIC, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales Agreement October 20, 2022 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, New York 10171 Ladies and Gentlemen: JAKKS Pacific, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with B. Riley Securities, Inc. (the “Agent”), as fol |
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October 27, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) JAKKS Pacific, Inc. |
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October 26, 2022 |
JAKKS PACIFIC, INC. 2951 28th Street Santa Monica, California 90405 (424) 268-9444 October 26, 2022 JAKKS PACIFIC, INC. 2951 28th Street Santa Monica, California 90405 (424) 268-9444 October 26, 2022 VIA EDGAR AND EMAIL Securities and Exchange Commission 100 F Street, N.E. Division of Corporate Finance Office of Manufacturing Washington, D.C. 20549 Attention: Gregory Herbers, Esq. Re: JAKKS Pacific, Inc. (the ?Company?) Registration Statement on Form S-3 Filed October 20, 2022 Amended October 26 |
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October 20, 2022 |
Power of attorney (set forth on signature page of S-3 filed October 20, 2022) As filed with the Securities and Exchange Commission on October 20, 2022 Registration No. |
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October 20, 2022 |
Exhibit 4.2 JAKKS PACIFIC, INC. INDENTURE Dated as of , 20 as Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 4 Section 1.4. Rules of Construction 5 ARTICLE II. THE SECURITIES 5 Section 2.1. Issuable in Series 5 Section 2.2. Establishment |
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October 20, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) JAKKS Pacific, Inc. |
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October 20, 2022 |
Exhibit 1.1 Execution Version JAKKS PACIFIC, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales Agreement October [20], 2022 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, New York 10171 Ladies and Gentlemen: JAKKS Pacific, Inc., a Delaware corporation (the ?Company?), confirms its agreement (this ?Agreement?) with B. Riley Securities, Inc. (the ?Agent?), as f |
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August 12, 2022 |
JAKK / JAKKS Pacific, Inc. / Benefit Street Partners LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47012E403 (CUSIP Number) Alexander H. McMillan Chief Compliance Officer Benefit Street Partners L.L.C. 9 West 57th Street, Suite 4920 New York, N |
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August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS Pacifi |
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August 8, 2022 |
JAKK / JAKKS Pacific, Inc. / Benefit Street Partners LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47012E403 (CUSIP Number) Alexander H. McMillan Chief Compliance Officer Benefit Street Partners L.L.C. 9 West 57th Street, Suite 4920 New York, N |
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August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2022 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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August 4, 2022 |
Exhibit 10.1 AGREEMENT THIS AGREEMENT, dated as of August 3, 2022, is entered into by and between JAKKS PACIFIC, INC., a Delaware corporation (the ?Company?), and the undersigned holders (the ?Preferred Stockholders?) of shares of the Company?s Series A Preferred Stock (the ?Preferred Stock?). WHEREAS, the Preferred Stockholders and the Company are parties to Voting Agreements, dated as of August |
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July 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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July 28, 2022 |
Exhibit 99.1 JAKKS PACIFIC REPORTS SECOND QUARTER 2022 FINANCIAL RESULTS Highest Q2 Net Sales and Operating Income in Company History SANTA MONICA, Calif., July 27, 2022 ? JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the second quarter ended June 30, 2022. Second Quarter 2022 Overview ? Net sales were $220.4 million, a year-over-year increase of 96.2% o Toys/Consumer Pro |
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July 28, 2022 |
JAKKS PACIFIC, INC. 2951 28th Street Santa Monica, California 90405 (424) 268-9444 July 28, 2022 JAKKS PACIFIC, INC. 2951 28th Street Santa Monica, California 90405 (424) 268-9444 July 28, 2022 VIA EDGAR AND EMAIL Securities and Exchange Commission 100 F Street, N.E. Division of Corporate Finance Office of Manufacturing Washington, D.C. 20549 Attention: Gregory Herbers, Esq. Re: JAKKS Pacific, Inc. (the ?Company?) Registration Statement on Form S-3 Filed July 1, 2022 File No. 333-266009 Dear |
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July 1, 2022 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) JAKKS Pacific, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (3) Fee Rate Amount of Registration |
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July 1, 2022 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 1, 2022 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 1, 2022 REGISTRATION NO. |
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May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS Pacif |
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May 2, 2022 |
Exhibit 99.1 JAKKS PACIFIC REPORTS FIRST QUARTER 2022 FINANCIAL RESULTS Highest Q1 Net Sales & Earnings per Share in 14 years SANTA MONICA, Calif., April 28, 2022 ? JAKKS Pacific, Inc. [NASDAQ: JAKK] today reported financial results for the first quarter ended March 31, 2022. First Quarter 2022 Overview: ? Net sales were $120.9 million, up 44% compared to $83.8 million last year ? Highest Q1 net s |
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May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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May 2, 2022 |
Exhibit 10.1 EXECUTION VERSION FIRST AMENDMENT TO FIRST LIEN TERM LOAN FACILITY CREDIT AGREEMENT This FIRST AMENDMENT TO FIRST LIEN TERM LOAN FACILITY CREDIT AGREEMENT (this ?Amendment?), dated as of April 26, 2022 (the ?First Amendment Effective Date?), is entered into by and among BSP AGENCY, LLC, as administrative agent for each of the Lenders (in such capacity, together with its successors and |
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April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28104 JAKKS PACIFIC, INC. (Exact name |
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March 16, 2022 |
Subsidiaries of the Company (**) EXHIBIT 21 JAKKS PACIFIC, INC. SUBSIDIARIES Subsidiary Jurisdiction A.S. Design Limited Hong Kong Arbor Toys Company Limited Hong Kong Disguise Limited Hong Kong Disguise, Inc. Delaware DreamPlay, LLC Delaware DreamPlay Toys LLC Delaware JAKKS France, S.A.S France JAKKS Meisheng Animation (H.K.) Limited Hong Kong JAKKS Meisheng Trading (Shanghai) Limited China JAKKS Pacific (Asia) Limited Hong Kon |
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February 17, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2022 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission Fil |
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February 17, 2022 |
Exhibit 99.1 JAKKS PACIFIC REPORTS FOURTH QUARTER 2021 FINANCIAL RESULTS STRONGEST FULL-YEAR RESULTS IN 5 YEARS DESPITE SOARING FREIGHT COSTS SANTA MONICA, California, February 17, 2022 ? JAKKS Pacific, Inc. [NASDAQ: JAKK] today reported financial results for the fourth quarter ended December 31, 2021. Fourth Quarter 2021 ? Net sales were $188.0 million compared to $128.3 million last year; a 47% |
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February 3, 2022 |
JAKK / JAKKS Pacific, Inc. / Rosen Lawrence I - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E403 (CUSIP Number) February 1, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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January 7, 2022 |
JAKK / JAKKS Pacific, Inc. / Benefit Street Partners LLC - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47012E403 (CUSIP Number) Alexander H. McMillan Chief Compliance Officer Benefit Street Partners L.L.C. 9 West 57th Street, Suite 4920 New York, NY 10019 (212) |
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December 20, 2021 |
JAKK / JAKKS Pacific, Inc. / Benefit Street Partners LLC - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47012E403 (CUSIP Number) Alexander H. McMillan Chief Compliance Officer Benefit Street Partners L.L.C. 9 West 57th Street, Suite 4920 New York, NY 10019 (212) |
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December 20, 2021 |
SECURITIES PURCHASE AND SALE AGREEMENT Exhibit 4 SECURITIES PURCHASE AND SALE AGREEMENT THIS SECURITIES PURCHASE AND SALE AGREEMENT (this ?Agreement?) is made and entered into as of December 15, 2021 (the ?Agreement Date?) by and between BENEFIT STREET PARTNERS, LLC, having executive offices located at 9 West 57th Street, Suite 4920, New York, NY 10019 (the ?Buyer?), and UBS O?CONNOR LLC, having executive offices located One North Wacker Drive, 32nd Floor, Chicago, IL 60606 (the ?Seller?). |
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November 24, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2021 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission Fil |
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November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS P |
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October 27, 2021 |
Exhibit 99.1 JAKKS PACIFIC REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS Strong Halloween Robust Holiday Season On-Track SANTA MONICA, California, October 27, 2021 ? JAKKS Pacific, Inc. [NASDAQ: JAKK] today reported financial results for the third quarter ended September 30, 2021. Highlights ? Third quarter 2021 net sales were $237.0 million compared to $242.3 million last year o Costumes segment i |
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October 27, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2021 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File |
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October 25, 2021 |
JAKK / JAKKS Pacific, Inc. / Rosen Lawrence I - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E403 (CUSIP Number) October 21, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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October 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e) |
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October 1, 2021 |
Amendment No. 2 to the Employment Letter of John Kimble EXHIBIT 10.3 SECOND AMENDMENT TO EMPLOYMENT LETTER AGREEMENT THIS SECOND AMENDMENT (?Second Amendment?) to an employment letter agreement dated November 18, 2019 is entered into as of September 27, 2021 (the ?Effective Date?), by and between John Kimble, an individual (?Executive?) and JAKKS Pacific, Inc., a Delaware corporation (?JAKKS? or the ?Company?) amends the Amended Employment Agreement (a |
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October 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 27, 2021 Date of report (date of earliest event reported) JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission Fil |
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October 1, 2021 |
EXHIBIT 10.4 JAKKS PACIFIC, INC. AWARD AGREEMENT RESTRICTED STOCK UNITS UNDER THE 2002 STOCK AWARD AND INCENTIVE PLAN THIS AGREEMENT FOR AWARD OF RESTRICTED STOCK UNITS (this ?Agreement?), dated as of , is between JAKKS Pacific, Inc., a Delaware corporation (the ?Company?), and the individual identified on the signature page hereof (the ?Participant?). BACKGROUND A. The Participant is currently an |
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October 1, 2021 |
EXHIBIT 10.1 AMENDMENT NO. 6 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT BETWEEN STEPHEN G. BERMAN AND JAKKS PACIFIC, INC. THIS AMENDMENT NO. 6 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this "Amendment") is entered into as of September 27, 2021 (the ?Effective Date"), by and between Stephen G. Berman ("Berman" or "Executive") and JAKKS Pacific, Inc., a Delaware Corporati |
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October 1, 2021 |
Amendment No. 8 to the Employment Agreement of John a/k/a Jack McGrath EXHIBIT 10.2 EXECUTION COPY EIGHTH AMENDMENT TO EMPLOYMENT AGREEMENT THIS EIGHTH AMENDMENT (the ?Eighth Amendment?) to Employment Agreement, is entered into as of September 27, 2021 (the ?Effective Date?), by and between John a/k/a Jack McGrath, an individual (?Executive?) and JAKKS Pacific, Inc., a Delaware corporation (?JAKKS? or the ?Company?) amends the Amended Employment Agreement (as defined |
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September 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 27, 2021 Date of report (date of earliest event reported) JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission Fil |
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September 30, 2021 |
JAKK / JAKKS Pacific, Inc. / Benefit Street Partners LLC - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47012E403 (CUSIP Number) Alexander H. McMillan Chief Compliance Officer Benefit Street Partners L.L.C. 9 West 57th Street, Suite 4920 New York, NY 10019 (212) |
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August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS Pacifi |
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August 2, 2021 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of them of a statement on Schedule 13D (including amendments thereto) with respect to the shares of common stock, $0. |
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August 2, 2021 |
JAKK / JAKKS Pacific, Inc. / Benefit Street Partners LLC - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47012E403 (CUSIP Number) Alexander H. McMillan Chief Compliance Officer Benefit Street Partners L.L.C. 9 West 57th Street, Suite 4920 New York, NY 10019 (212) 5 |
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August 2, 2021 |
Exhibit 3 Execution Copy VOTING AGREEMENT This VOTING AGREEMENT (this ?Agreement?) is entered into as of August 9, 2019, by and between JAKKS PACIFIC, INC. |
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July 28, 2021 |
JAKKS Pacific Reports Second Quarter 2021 Financial Results Exhibit 99.1 JAKKS Pacific Reports Second Quarter 2021 Financial Results Highest First-Half Sales since 2018; Sixth Straight Quarter of Year-over-Year Gross Margin Expansion SANTA MONICA, Calif.-(BUSINESS WIRE)-July 28, 2021-JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the second quarter ended June 30, 2021. Second Quarter 2021 Overview: Net sales were $112.4 million, up |
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July 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2021 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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July 6, 2021 |
52,581,277 Shares JAKKS PACIFIC, INC. Common Stock 424B3 1 jakkspacif20210706424b3.htm FORM 424B3 Prospectus Supplement Filed Pursuant to Rule 424(b)(3) (to Prospectus dated October 8, 2019) Registration No. 333- 233665 52,581,277 Shares JAKKS PACIFIC, INC. Common Stock This prospectus supplement supplements the prospectus dated October 8, 2019, relating to the resale by certain of our securityholders of up to (i) 46,728,275 shares of the common s |
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June 24, 2021 |
Amendment No. 7 to the Employment Agreement of John a/k/a Jack McGrath EX-10.1 2 ex259656.htm EXHIBIT 10.1 Exhibit 10.1 SEVENTH AMENDMENT TO EMPLOYMENT AGREEMENT THIS SEVENTH AMENDMENT (the “Seventh Amendment”) to Employment Agreement, is entered into as of June 18, 2021 by and between John a/k/a Jack McGrath, an individual (“Executive”) and JAKKS Pacific, Inc., a Delaware corporation (“JAKKS” or the “Company”) amends the Amended Employment Agreement (as defined belo |
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June 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2021 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File Nu |
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June 3, 2021 |
Exhibit 10.1 J.P. Morgan CREDIT AGREEMENT dated as of June 2, 2021 among JAKKS PACIFIC, INC., The Other Borrowers Party Hereto from Time to Time, The Other Loan Parties Party Hereto from Time to Time, The Lenders Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., as Sole Bookrunner and Sole Lead Arranger ASSET BASED LENDING TABLE OF CONTENTS Page ARTICLE |
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June 3, 2021 |
Exhibit 10.2 FIRST LIEN TERM LOAN FACILITY CREDIT AGREEMENT Dated as of June 2, 2021 by and among BSP AGENCY, LLC, as Agent, BENEFIT STREET PARTNERS L.L.C., as Sole Lead Arranger THE FINANCIAL INSTITUTIONS PARTY HERETO, as the Lenders, and JAKKS PACIFIC, INC., DISGUISE, INC., JAKKS SALES LLC, MAUI, INC., and MOOSE MOUNTAIN MARKETING, INC. as Borrowers, TABLE OF CONTENTS 1. DEFINITIONS AND CONSTRUC |
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June 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2021 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpora |
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May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS Pacif |
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May 6, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2021 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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April 28, 2021 |
JAKKS Pacific Reports First Quarter 2021 Financial Results Exhibit 99.1 JAKKS Pacific Reports First Quarter 2021 Financial Results Strong Sales Increase, Margin Expansion and Operating Cost Leverage Drive Significant Improvement in Results SANTA MONICA, Calif.-(BUSINESS WIRE)-April 28, 2021-JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the first quarter ended March 31, 2021. First Quarter 2021 Overview: Net sales were $83.8 milli |
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April 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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March 19, 2021 |
Subsidiaries of the Company (**) EXHIBIT 21 JAKKS PACIFIC, INC. SUBSIDIARIES Subsidiary Jurisdiction A.S. Design Limited Hong Kong Arbor Toys Company Limited Hong Kong Disguise Limited Hong Kong Disguise, Inc. Delaware DreamPlay, LLC Delaware DreamPlay Toys LLC Delaware JAKKS France, S.A.S France JAKKS Meisheng Animation (H.K.) Limited Hong Kong JAKKS Meisheng Trading (Shanghai) Limited China JAKKS Pacific (Asia) Limited Hong Kon |
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March 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28104 JAKKS PACIFIC, INC. (Exact name |
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March 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e) |
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March 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E403 (CUSIP Number) February 26, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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March 3, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47012E403 (CUSIP Number) Alexander H. McMillan Chief Compliance Officer Benefit Street Partners L.L.C. 9 West 57th Street, Suite 4920 New York, NY 10019 (212) |
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February 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e) |
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February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E403 (CUSIP Number) February 19, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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February 19, 2021 |
Amendment No. 5 to the Employment Agreement of Stephen G. Berman Exhibit 10.1 AMENDMENT NO. 5 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDMENT NO. 5 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this "Amendment") is entered into as of February 18, 2021 (the ?Effective Date"), by and between Stephen G. Berman ("Berman" or "Executive") and JAKKS Pacific, Inc., a Delaware Corporation (the "Company"). The Company and Executive are s |
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February 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2021 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission Fil |
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February 19, 2021 |
First Amendment to the Employment Agreement of John L. Kimble Exhibit 10.2 FIRST AMENDMENT TO EMPLOYMENT LETTER AGREEMENT THIS FIRST AMENDMENT (?First Amendment?) to an employment letter agreement dated November 18, 2019 is entered into as of February 18, 2021 by and between John Kimble, an individual (?Executive?) and JAKKS Pacific, Inc., a Delaware corporation (?JAKKS? or the ?Company?). W I T N E S S E T H: WHEREAS, Executive and the Company entered into |
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February 18, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2021 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of inco |
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February 18, 2021 |
JAKKS Pacific Reports Fourth Quarter 2020 Financial Results Exhibit 99.1 JAKKS Pacific Reports Fourth Quarter 2020 Financial Results Substantial Progress on Improving Profitability SANTA MONICA, Calif.-(BUSINESS WIRE)-February 18, 2021-JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the fourth quarter and full-year ended December 31, 2020. Fourth Quarter 2020 Net sales were $128.3 million compared to $152.5 million last year Net sal |
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November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS P |
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November 3, 2020 |
Results of Operations and Financial Condition - JAKKS PACIFIC, INC. 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2020 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS |
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November 2, 2020 |
JAKKS Pacific Reports Third Quarter 2020 Financial Results Exhibit 99.1 JAKKS Pacific Reports Third Quarter 2020 Financial Results Substantial Progress on Improving Profitability SANTA MONICA, Calif.-(BUSINESS WIRE)-November 2, 2020-JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported financial results for the third quarter ended September 30, 2020. Highlights Third quarter 2020 net sales were $242.3 million compared to $280.1 million last year Excluding dec |
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November 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2020 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incor |
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October 19, 2020 |
Amendment No. 2 to First Lien Term Loan Facility Credit Agreement Exhibit 10.2 AMENDMENT NO. 2 TO FIRST LIEN TERM LOAN FACILITY CREDIT AGREEMENT THIS AMENDMENT NO. 2 TO FIRST LIEN TERM LOAN FACILITY CREDIT AGREEMENT (this "Amendment") is entered into as of October 16, 2020, by and among the Lenders identified on the signature pages hereof (such Lenders, together with their respective successors and permitted assigns, are referred to hereinafter each individually |
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October 19, 2020 |
Consent and Amendment No. 3 to Amended and Restated Credit Agreement EX-10.1 2 tm2033397d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 CONSENT AND AMENDMENT NO. 3 TO AMENDED AND RESTATED CREDIT AGREEMENT THIS CONSENT AND AMENDMENT NO. 3 TO AMENDED AND RESTATED CREDIT AGREEMENT (this "Amendment") is entered into as of October 16, 2020, by and among the Lenders identified on the signature pages hereof (such Lenders, together with their respective successors and permitted ass |
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October 19, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2020 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File |
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October 16, 2020 |
47012E403 / JAKKS PACIFIC INC / Benefit Street Partners LLC - INITIAL FILING Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 47012E403 (CUSIP Number) Alexander H. McMillan Chief Compliance Officer Benefit Street Partners L.L.C. 9 West 57th Street, Suite 4920 New York, NY 10019 (212) 5 |
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October 16, 2020 |
SECURITIES PURCHASE AND SALE AGREEMENT Exhibit 2 SECURITIES PURCHASE AND SALE AGREEMENT THIS SECURITIES PURCHASE AND SALE AGREEMENT (this “Agreement”) is made and entered into as of October 9, 2020 (the “Agreement Date”) by and between BENEFIT STREET PARTNERS, LLC, having executive offices located at 9 West 57th Street, Suite 4920, New York, NY 10019 (the “Buyer”), and MOAB PARTNERS, L. |
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October 16, 2020 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of them of a statement on Schedule 13D (including amendments thereto) with respect to the shares of common stock, $0. |
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September 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2020 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission Fi |
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August 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2020 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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August 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS Pacifi |
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July 30, 2020 |
JAKKS Pacific Reports Second Quarter 2020 Financial Results Exhibit 99.1 JAKKS Pacific Reports Second Quarter 2020 Financial Results SANTA MONICA, Calif.-(BUSINESS WIRE)-July 29, 2020-JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported preliminary financial results for the second quarter ended June 30, 2020. Second Quarter 2020 Overview vs. Same Period Last Year Net sales were $78.8 million, down 17% compared to $95.2 million reported in the comparable perio |
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July 30, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2020 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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July 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2020 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpora |
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July 9, 2020 |
Amendment to the Amended and Restated Certificate of Incorporation Exhibit 10.1 CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF JAKKS PACIFIC, INC. Under Section 242 of the Delaware General Corporation Law JAKKS Pacific, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”) hereby certifies as follows: 1. The Amended and Restated Certificate of Incorporation of the Corporation i |
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June 16, 2020 |
Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2020 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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May 21, 2020 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File Num |
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May 18, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2020 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpora |
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May 18, 2020 |
JAKKS Pacific Reports First Quarter 2020 Financial Results Exhibit 99.1 JAKKS Pacific Reports First Quarter 2020 Financial Results SANTA MONICA, Calif.-(BUSINESS WIRE)-May 13, 2020-JAKKS Pacific, Inc. [NASDAQ: JAKK] today reported financial results for the first quarter ended March 31, 2020. First Quarter 2020 Overview vs. Same Period Last Year: Net sales were $66.6 million, down 6% compared to $70.8 million reported in the comparable period in 2019, with |
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May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e) |
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May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-28104 JAKKS Pacif |
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May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28104 JAKKS PACIFI |
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May 13, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-28104 JAKKS PACIFIC, |
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May 13, 2020 |
Subsidiaries of the Company (**) EXHIBIT 21 JAKKS PACIFIC, INC. SUBSIDIARIES Subsidiary Jurisdiction A.S. Design Limited Hong Kong Arbor Toys Company Limited Hong Kong Disguise Limited Hong Kong Disguise, Inc. Delaware DreamPlay, LLC Delaware DreamPlay Toys LLC Delaware JAKKS France, S.A.S France JAKKS Meisheng Animation (H.K.) Limited Hong Kong JAKKS Meisheng Trading (Shanghai) Limited China JAKKS Pacific (Asia) Limited Hong Kon |
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May 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e) |
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March 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2020 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File N |
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February 20, 2020 |
JAKKS Pacific Reports Fourth Quarter and Full Year 2019 Financial Results Exhibit 99.1 JAKKS Pacific Reports Fourth Quarter and Full Year 2019 Financial Results SANTA MONICA, Calif.-(BUSINESS WIRE)-February 19, 2020-JAKKS Pacific, Inc. [NASDAQ: JAKK] today reported financial results for the fourth quarter and full-year ended December 31, 2019. Fourth Quarter 2019 Overview vs. Same Period Last Year: Net sales were $152.5 million, up 15% compared to $132.3 million reporte |
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February 20, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2020 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of inco |
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February 14, 2020 |
JAKK / JAKKS Pacific, Inc. / BANK OF AMERICA CORP /DE/ - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* JAKKS PACIFIC INC (Name of Issuer) Common Stock (Title of Class of Securities) 47012E106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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January 16, 2020 |
JAKK / JAKKS Pacific, Inc. / AtGames of America Inc. - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* JAKKS Pacific, Inc. (Name of Issuer) Common Shares, $0.001 par value per share (Title of Class of Securities) 47012E106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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January 6, 2020 |
JAKK / JAKKS Pacific, Inc. / SOON-SHIONG PATRICK - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 47012E106 (CUSIP Number) California Capital Z, LLC 9922 Jefferson Boulevard Culver City, California 90232 (310) 836-6400 (Name, Address and Telephon |
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January 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2019 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission Fil |
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January 2, 2020 |
Exhibit 10.1 SIXTH AMENDMENT TO EMPLOYMENT AGREEMENT THIS SIXTH AMENDMENT (the “Sixth Amendment”) to Employment Agreement, is entered into as of December 31, 2019 by and between John a/k/a Jack McGrath, an individual (“Executive”) and JAKKS Pacific, Inc., a Delaware corporation (“JAKKS” or the “Company”) amends the Amended Employment Agreement (as defined below) between Executive and the Company, |
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November 20, 2019 |
Letter Agreement dated November 18, 2019 between Registrant and John L. Kimble Exhibit 10.1 November 18, 2019 John L. Kimble Hermosa Beach, CA 90254 [email protected] 626.233.7817 Dear John, On behalf of JAKKS Pacific, Inc., the “Company” I am pleased to offer you the position of Executive Vice President, Chief Financial Officer reporting to Stephen Berman – Chief Executive Officer. Should you accept this offer of employment, your first day of employment is anticipated to |
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November 20, 2019 |
Exhibit 99.1 JAKKS Pacific Announces Appointment of John Kimble as Chief Financial Officer And One-Year Extension of Chief Executive Officer’s Employment Term SANTA MONICA, Calif. - November 20, 2019 - JAKKS Pacific, Inc. (NASDAQ: JAKK) announced today the appointment of John Kimble as Executive Vice President and Chief Financial Officer effective November 20, 2019. Mr. Kimble will be responsible |
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November 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2019 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of inco |
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November 20, 2019 |
Amendment No. 4 to the Second Amended and Restated Employment Agreement of Stephen G. Berman Exhibit 10.2 AMENDMENT NO. 4 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDMENT NO. 4 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Amendment”) is entered into as of November , 2019 (the Effective Date”), by and between Stephen G. Berman (“Berman” or “Executive”) and JAKKS Pacific, Inc., a Delaware Corporation (the “Company”). The Company and Executive are some |
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November 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2019 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incor |
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November 13, 2019 |
JAKK / JAKKS Pacific, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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November 7, 2019 |
JAKKS Pacific Reports Third Quarter 2019 Financial Results Exhibit 99.1 JAKKS Pacific Reports Third Quarter 2019 Financial Results SANTA MONICA, Calif.-(BUSINESS WIRE)-November 7, 2019-JAKKS Pacific, Inc. [NASDAQ: JAKK] today reported financial results for the third quarter ended September 30, 2019. Third Quarter 2019 Overview vs. Same Period Last Year Net sales for the third quarter were $280.1 million, up 18% compared to $236.7 million reported in the c |
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November 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2019 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incor |
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October 28, 2019 |
Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company (32) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e) |
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October 28, 2019 |
JAKK / JAKKS Pacific, Inc. CORRESP - - JAKKS Pacific, Inc. 2951 28th Street Santa Monica, California (424) 268-9444 October 28, 2019 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Transportation and Leisure 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Susan Block and Ms. Laura Nicholson Re: Acceleration Request JAKKS Pacific, Inc. Registration Statement on Form S-3 (File No. 333- |
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October 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 October 17, 2019 Date of report (date of earliest event reported) JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-35448 (Commission File Number) 9 |
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October 22, 2019 |
Exhibit 10.1 THIS AMENDMENT NUMBER TWO TO EMPLOYMENT AGREEMENT (referred to as the “Amendment”) is effective as of October 17, 2019 (the “Effective Date”) by and between Brent T. Novak (“Novak” or “Executive”) and JAKKS Pacific, Inc., a Delaware corporation the “Company). The Company and Executive are sometimes referred to herein each as a “Party” and, collectively, the “Parties.” W I T N E S S E |
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October 8, 2019 |
JAKK / JAKKS Pacific, Inc. S-3/A - - S-3/A As filed with the Securities and Exchange Commission on October 8, 2019 Registration No. |
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October 8, 2019 |
JAKK / JAKKS Pacific, Inc. CORRESP - - Skadden, Arps, Slate, Meagher & Flom llp South Grand Avenue Los Angeles, California 90071-3144 TEL: (213) 687-5000 FAX: (213) 687-5600 www. |
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September 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 20, 2019 Date of report (date of earliest event reported) JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-28104 (Commission File Number) 9 |
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September 20, 2019 |
Exhibit 3.1 JAKKS PACIFIC, INC. CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF DESIGNATIONS OF THE POWERS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL AND OTHER SPECIAL RIGHTS, AND QUALIFICATIONS, LIMITATIONS AND RESTRICTIONS THEREOF, OF SERIES A SENIOR PREFERRED STOCK Pursuant to Sections 151, 228 and 242 of the General Corporation Law of the State of Delaware JAKKS Pacific, Inc., a corpora |
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September 17, 2019 |
JAKK / JAKKS Pacific, Inc. SC 14F1 - - SC 14F1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14F-1 INFORMATION STATEMENT PURSUANT TO SECTION 14(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 14f-1 THEREUNDER Commission File Number 0-28104 JAKKS Pacific, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 95-4527222 (I.R.S. Emp |
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September 6, 2019 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 6, 2019, by and between JAKKS Pacific, Inc., a Delaware corporation, with headquarters located at 2951 28th Street, Santa Monica, California 90405 (the “Company”), and the investors listed on Schedule I attached hereto (the “Holders”). WHEREAS: A. Pursuant to the Transaction Agreement |
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September 6, 2019 |
JAKK / JAKKS Pacific, Inc. S-3 - - FORM S-3 As filed with the Securities and Exchange Commission on September 6, 2019 Registration No. |
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September 6, 2019 |
JAKK / JAKKS Pacific, Inc. PRE 14A - - PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e) |
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August 19, 2019 |
JAKK / JAKKS Pacific, Inc. / Benefit Street Partners LLC - AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* JAKKS PACIFIC, INC. (Name of Issuer) Common Stock, $0.001 Par value per share (Title of Class of Securities) 47012E106 (CUSIP Number) August 9, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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August 16, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 14, 2019 Date of report (date of earliest event reported): JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-28104 (Commission File Number) 95- |
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August 9, 2019 |
Exhibit 10.1 EXECUTION COPY TRANSACTION AGREEMENT dated as of August 7, 2019 by and among JAKKS PACIFIC, INC., THE OTHER COMPANY PARTIES THAT ARE SIGNATORY HERETO, and THE OTHER PARTIES LISTED ON THE SIGNATURE PAGES HERETO TABLE OF CONTENTS PAGE Article 1 DEFINITIONS Section 1.01 Defined Terms 4 Section 1.02 Other Definitional and Interpretative Provisions 10 Article 2 TRANSACTIONS Section 2.01 Tr |
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August 9, 2019 |
Exhibit 10.5 ANY TRANSFEREE OF THIS NOTE SHOULD CAREFULLY REVIEW THE TERMS OF THIS NOTE, INCLUDING SECTIONS 5(c)(iv) AND 12(a) HEREOF. THE PRINCIPAL AMOUNT REPRESENTED BY THIS NOTE AND, ACCORDINGLY, THE SECURITIES ISSUABLE UPON CONVERSION HEREOF MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 5(c)(iv) OF THIS NOTE. JAKKS PACIFIC, INC. AMENDED AND RESTATED CONVERTIBLE |
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August 9, 2019 |
Exhibit 10.6 ANY TRANSFEREE OF THIS NOTE SHOULD CAREFULLY REVIEW THE TERMS OF THIS NOTE, INCLUDING SECTIONS 5(c)(iv) AND 12(a) HEREOF. THE PRINCIPAL AMOUNT REPRESENTED BY THIS NOTE AND, ACCORDINGLY, THE SECURITIES ISSUABLE UPON CONVERSION HEREOF MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 5(c)(iv) OF THIS NOTE. JAKKS PACIFIC, INC. CONVERTIBLE SENIOR NOTE Issuance |
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August 9, 2019 |
Exhibit 10.7 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of August 9, 2019, by and between JAKKS Pacific, Inc., a Delaware corporation, with headquarters located at 2951 28th Street, Santa Monica, California 90405 (the "Company"), and the investor listed on Schedule I attached hereto (the "Holder"). WHEREAS: A. |
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August 9, 2019 |
Exhibit 10.2 AMENDED AND RESTATED CREDIT AGREEMENT by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, THE LENDERS THAT ARE PARTIES HERETO as the Lenders, and JAKKS PACIFIC, INC., DISGUISE, INC., JAKKS SALES LLC, MAUI, INC., MOOSE MOUNTAIN MARKETING, INC., and KIDS ONLY, INC., as Borrowers Dated as of August 9, 2019 TABLE OF CONTENTS Page 1. DEFINITIONS AND CONSTRUCTION. |
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August 9, 2019 |
Certificate of Designations of Series A Senior Preferred Stock (28) Exhibit 3.1 JAKKS PACIFIC, INC. CERTIFICATE OF DESIGNATIONS OF THE POWERS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL AND OTHER SPECIAL RIGHTS, AND QUALIFICATIONS, LIMITATIONS AND RESTRICTIONS THEREOF, OF SERIES A SENIOR PREFERRED STOCK Pursuant to Section 151 of the General Corporation Law of the State of Delaware JAKKS Pacific, Inc., a corporation organized and existing under the General |
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August 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 9, 2019 Date of report (date of earliest event reported) JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-28104 (Commission File Number) 95-45 |
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August 9, 2019 |
Exhibit 10.8 AMENDMENT NO. 3 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDMENT NO. 3 TO THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Amendment”) is entered into as of August 9, 2019 (the Effective Date”), by and between Stephen G. Berman (“Berman” or “Executive”) and JAKKS Pacific, Inc., a Delaware Corporation (the “Company”). The Company and Executive are somet |
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August 9, 2019 |
Second Amended and Restated By-Laws of the Company (28) Exhibit 3.2 SECOND AMENDED AND RESTATED BY-LAWS OF JAKKS PACIFIC, INC. (a Delaware corporation) Adopted August 9, 2019 ARTICLE I STOCKHOLDERS 1. CERTIFICATES REPRESENTING STOCK. Certificates representing stock in the corporation shall be signed by, or in the name of, the corporation by the Chairman or Vice-Chairman of the board of directors of the corporation (the “Board of Directors”), if any, or |
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August 9, 2019 |
Exhibit 10.3 FIRST LIEN TERM LOAN FACILITY CREDIT AGREEMENT Dated as of August 9, 2019 by and among CORTLAND CAPITAL MARKET SERVICES LLC, as Agent, THE FINANCIAL INSTITUTIONS PARTY HERETO, as the Lenders, and JAKKS PACIFIC, INC., DISGUISE, INC., JAKKS SALES LLC, MAUI, INC., MOOSE MOUNTAIN MARKETING, INC., and KIDS ONLY, INC., as Borrowers, TABLE OF CONTENTS 1. DEFINITIONS AND CONSTRUCTION. 1 1.1. |
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August 9, 2019 |
Exhibit 10.4 ANY TRANSFEREE OF THIS NOTE SHOULD CAREFULLY REVIEW THE TERMS OF THIS NOTE, INCLUDING SECTIONS 5(c)(iv) AND 12(a) HEREOF. THE PRINCIPAL AMOUNT REPRESENTED BY THIS NOTE AND, ACCORDINGLY, THE SECURITIES ISSUABLE UPON CONVERSION HEREOF MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 5(c)(iv) OF THIS NOTE. JAKKS PACIFIC, INC. AMENDED AND RESTATED CONVERTIBLE |
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August 9, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2019 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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August 9, 2019 |
Exhibit 99.1 Operator reads Introduction Good morning, and welcome to the JAKKS Pacific Second Quarter 2019 earnings conference call with management, who will review financial results for the quarter ended June 30, 2019. JAKKS issued its earnings press release earlier today. Presentation slides containing information covered in both today’s earnings press release and call are available on our webs |
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August 9, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 9, 2019 Date of report (date of earliest event reported) JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-28104 (Commission File Number) 95-45 |
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August 9, 2019 |
JAKKS PACIFIC ANNOUNCES COMPLETION OF RECAPITALIZATION Exhibit 99.1 JAKKS PACIFIC ANNOUNCES COMPLETION OF RECAPITALIZATION SANTA MONICA, Calif., August 9, 2019 – JAKKS Pacific, Inc. (NASDAQ: JAKK) (the “Company”) announced today that it had entered into multiple, binding definitive agreements (collectively, the “Recapitalization”) among Wells Fargo Bank, National Association (‘Wells Fargo”), Oasis Investments II Master Fund Ltd. (“Oasis”) and an ad ho |
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August 9, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2019 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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August 9, 2019 |
JAKKS Pacific Reports Second Quarter 2019 Financial Results Exhibit 99.1 JAKKS Pacific Reports Second Quarter 2019 Financial Results SANTA MONICA, Calif.-(BUSINESS WIRE)-August 9, 2019-JAKKS Pacific, Inc. (NASDAQ: JAKK) today reported preliminary financial results for the second quarter ended June 30, 2019. Second Quarter 2019 Overview vs. Same Period Last Year Net sales for the second quarter were $95.2 million compared to $105.8 million reported in the c |
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August 9, 2019 |
VOTING AGREEMENT This VOTING AGREEMENT (this “Agreement”) is entered into as of August 9, 2019, by and between JAKKS PACIFIC, INC. |
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August 9, 2019 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0- |
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August 9, 2019 |
JAKK / JAKKS Pacific, Inc. / Oasis Management Co Ltd. - JAKKS PACIFIC, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* JAKKS Pacific, Inc. (Name of Issuer) Common stock, $0.001 par value (Title of Class of Securities) 47012E106 (CUSIP Number) Oasis Management Company Ltd. c/o Oasis Management (Hong Kong) 21/F Man Yee Building 68 Des Voeux Road, Central Hong Kong Attention: Phillip M |
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July 5, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2019 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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June 28, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2019 JAKKS PACIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 0-28104 95-4527222 (State or other jurisdiction of incorporation) (Commission File Nu |
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May 16, 2019 |
JAKK / JAKKS Pacific, Inc. / Oasis Management Co Ltd. - JAKKS PACIFIC, INC. Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* JAKKS Pacific, Inc. (Name of Issuer) Common stock, $0.001 par value (Title of Class of Securities) 47012E106 (CUSIP Number) Oasis Management Company Ltd. c/o Oasis Management (Hong Kong) 21/F Man Yee Building 68 Des Voeux Road, Central Hong Kong Attention: Phillip M |