IOTS / Adesto Technologies Corporation - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

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US ˙ NASDAQ ˙ US00687D1019
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الإحصائيات الأساسية
LEI 549300J97LXW3AREY415
CIK 1395848
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Adesto Technologies Corporation
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
February 16, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 7)* Adesto Techno

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 7)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2020 (Dat

July 10, 2020 SC 13D/A

IOTS / Adesto Technologies Corporation / ARCH VENTURE FUND VI LP - ARCH VENTURE FUND VI, L.P. / ADESTO TECHNOLOGIES -- SCH 13D/A (4E) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Adesto Technologies Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 00687D 101 (CUSIP Number) Mark McDonnell ARCH Venture Corporation 8755 W. Higgins Road Suite 1025 Chicago, IL 60631 (Name, Address and Telepho

July 9, 2020 15-12B

- 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-37582 ADESTO TECHNOLOGIES CORPORATION (Exact name of registrant as speci

June 30, 2020 S-8 POS

- S-8 POS

S-8 POS 1 a20-235543s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on June 29, 2020 Registration No. 333-207630 Registration No. 333-216904 Registration No. 333-226755 Registration No. 333-230754 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-207630 POST-EFFECTIVE AMENDMENT NO

June 30, 2020 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on June 29, 2020 Registration No.

June 30, 2020 S-8 POS

- S-8 POS

S-8 POS 1 a20-235544s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on June 29, 2020 Registration No. 333-207630 Registration No. 333-216904 Registration No. 333-226755 Registration No. 333-230754 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-207630 POST-EFFECTIVE AMENDMENT NO

June 30, 2020 POS AM

- POS AM

As filed with the Securities and Exchange Commission on June 29, 2020 Registration No.

June 30, 2020 POS AM

- POS AM

As filed with the Securities and Exchange Commission on June 29, 2020 Registration No.

June 30, 2020 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on June 29, 2020 Registration No.

June 30, 2020 POS AM

- POS AM

As filed with the Securities and Exchange Commission on June 29, 2020 Registration No.

June 29, 2020 EX-4.1

First Supplemental Indenture, dated as of June 29, 2020, by and between Adesto Technologies Corporation and US Bank, N.A.

Exhibit 4.1 ADESTO TECHNOLOGIES CORPORATION, AS COMPANY, and U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE First Supplemental Indenture Dated as of June 29, 2020 to the Indenture Dated as of September 23, 2019 FIRST SUPPLEMENTAL INDENTURE This FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of June 29, 2020, is by and between Adesto Technologies Corporation, a Delaware co

June 29, 2020 EX-3.1

Amended and Restated Certificate of Incorporation of Adesto Technologies Corporation

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ADESTO TECHNOLOGIES CORPORATION ARTICLE I The name of the Corporation is: Adesto Technologies Corporation (the “Corporation”). ARTICLE II The address of the Corporation’s registered office in the State of Delaware is 251 Little Falls Drive, in the City of Wilmington, County of New Castle, Delaware, 19808. The name of its registered a

June 29, 2020 EX-3.2

Amended and Restated Bylaws of Adesto Technologies Corporation

Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS of Adesto Technologies Corporation TABLE OF CONTENTS Page ARTICLE I Meetings of Stockholders 1 ARTICLE II Board of Directors 2 ARTICLE III Committees of the Board 4 ARTICLE IV Officers 6 ARTICLE V Execution of Instruments and Deposit of Corporate Funds 7 ARTICLE VI Record Dates 8 ARTICLE VII Corporate Seal 8 ARTICLE VIII Fiscal Year 8 ARTICLE IX Amend

June 29, 2020 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Comm

June 22, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 00

June 1, 2020 SD

- FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ADESTO TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3600 Peterson Way, Santa Clara, California 95054 (A

June 1, 2020 EX-1.01

Adesto Technologies Corporation Conflict Minerals Report for the reporting period January 1 to December 31, 2019.

Exhibit 1.01 Adesto Technologies Corporation Conflict Minerals Report For The Reporting Period January 1 to December 31, 2019 This Conflict Minerals Report (“CMR”) has been prepared by Adesto Technologies Corporation (herein referred to, alternatively, as “Adesto,” “we” and “our”). This CMR for the reporting period January 1 to December 31, 2019 is presented to comply with the final conflict miner

May 11, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 11, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction (Commission (IRS Employer of

May 6, 2020 8-K

Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 5, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction (Commission (IRS Employer of

April 30, 2020 10-K/A

Annual Report - 10-K/A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No.1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-37582 (

April 23, 2020 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin

April 14, 2020 8-K

Financial Statements and Exhibits, Other Events

8-K 1 a20-1590118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 14, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction

April 14, 2020 EX-99.1

Adesto® Announces Expiration of Hart-Scott-Rodino Waiting Period for Proposed Transaction with Dialog Semiconductor

Exhibit 99.1 Adesto® Announces Expiration of Hart-Scott-Rodino Waiting Period for Proposed Transaction with Dialog Semiconductor Santa Clara, Calif., — April 14, 2020 — Adesto Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems for the IoT, announced expiration of the required waiting period under the Hart-Scott-Rodino

March 27, 2020 DEFM14A

definitive proxy statement filed with the Securities and Exchange Commission on March 27, 2020

Use these links to rapidly review the document ADESTO TECHNOLOGIES CORPORATION PROXY STATEMENT TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 16, 2020 10-K

IOTS / Adesto Technologies Corporation 10-K - Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-37582 (Commission File No.

March 16, 2020 EX-4.4

Description of The Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act Of 1934

EXHIBIT 4.4 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2019, Adesto Technologies Corporation (the “Company,” “we” or “our”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934: our common stock. Description of Capital Stock The following summary of the terms of our

March 16, 2020 PREM14A

IOTS / Adesto Technologies Corporation PREM14A - - PREM14A

Use these links to rapidly review the document ADESTO TECHNOLOGIES CORPORATION PROXY STATEMENT TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 2, 2020 SC 13D

IOTS / Adesto Technologies Corporation / Dialog Semiconductor Plc Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13-d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13-d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. )* Adesto Technologies Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities

March 2, 2020 DFAN14A

DLGNF / Dialog Semiconductor Plc DFAN14A - -

DFAN14A 1 azara14a03022020.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitt

February 28, 2020 SC 13D

IOTS / Adesto Technologies Corporation / Magnetar Financial LLC - SC 13D Activist Investment

SC 13D 1 a20-112391sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 00687D101 (CUSIP Number of Class of Securities) Alec N. Litowitz Magnetar Capital LLC 1603 Orrington Ave. E

February 28, 2020 EX-99.1

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k), as promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of Adesto Technologies Corporation and further agree that this Joint Filing Agreement be incl

February 21, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 14, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction (Commission (IRS Employ

February 20, 2020 DEFA14A

IOTS / Adesto Technologies Corporation DEFA14A - - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 20, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction (Commission (IRS Employ

February 20, 2020 EX-99.2

Subject: Important News

Exhibit 99.2 Subject: Important News Adesto employees, I am writing to you today to share important news about our company’s future. Today, Dialog Semiconductor announced that it will acquire Adesto. The acquisition, once completed, will mark an exciting new chapter for Adesto across our businesses, providing us with increased scale to achieve our goals and deliver even more value to customers. To

February 20, 2020 EX-10.1

Form of Voting and Support Agreement.

Exhibit 10.1 FINAL VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”) is entered into as of February [•], 2020, by and between Dialog Semiconductor plc, a company incorporated in England and Wales (“Parent”), and (“Stockholder”). Recitals A. Stockholder is a holder of record and the “beneficial owner” (within the meaning of Rule 13d-3 under the Securities Exchange Ac

February 20, 2020 EX-99.1

Press Release, dated February 20, 2020.

Exhibit 99.1 Dialog Semiconductor to Acquire Adesto Technologies, Broadening Presence in the Industrial Internet of Things Market (IIoT) Adds differentiated cloud-connected solutions driving Industry 4.0 adoption Diversifies customer base adding industrial sales channel Expects to be EPS accretive in the first calendar year after close Annual cost synergies of approximately $20 million expected, i

February 20, 2020 EX-99.3

Dialog Semiconductor to Acquire Adesto: Employee FAQ

Exhibit 99.3 Dialog Semiconductor to Acquire Adesto: Employee FAQ February 20, 2020 What was announced? · Adesto has signed a definitive agreement with Dialog Semiconductor under which Dialog will acquire all outstanding shares of Adesto. As such, upon the closing of the transaction, Adesto will become part of the Dialog team. · Adesto accelerates Dialog’s expansion into the growing IIoT market th

February 20, 2020 EX-99.2

Employee Letter, dated February 20, 2020.

Exhibit 99.2 Subject: Important News Adesto employees, I am writing to you today to share important news about our company’s future. Today, Dialog Semiconductor announced that it will acquire Adesto. The acquisition, once completed, will mark an exciting new chapter for Adesto across our businesses, providing us with increased scale to achieve our goals and deliver even more value to customers. To

February 20, 2020 EX-99.1

Dialog Semiconductor to Acquire Adesto Technologies, Broadening Presence in the Industrial Internet of Things Market (IIoT) Adds differentiated cloud-connected solutions driving Industry 4.0 adoption Diversifies customer base adding industrial sales

Exhibit 99.1 Dialog Semiconductor to Acquire Adesto Technologies, Broadening Presence in the Industrial Internet of Things Market (IIoT) Adds differentiated cloud-connected solutions driving Industry 4.0 adoption Diversifies customer base adding industrial sales channel Expects to be EPS accretive in the first calendar year after close Annual cost synergies of approximately $20 million expected, i

February 20, 2020 EX-2.1

Agreement and Plan of Merger, dated as of February 20, 2020, by and among Adesto Technologies Corporation, Dialog Semiconductor plc and Azara Acquisition Corp.

Exhibit 2.1 Execution COPY AGREEMENT AND PLAN OF MERGER by and among: Dialog Semiconductor plc, a company incorporated in England and Wales; Azara Acquisition Corp., a Delaware corporation; and Adesto Technologies Corporation a Delaware corporation Dated as of February 20, 2020 Table of Contents Page Section 1. Description of Transaction 1 1.1 Merger of Merger Sub into the Company 1 1.2 Effects of

February 20, 2020 EX-2.1

Agreement and Plan of Merger, dated as of February 20, 2020, by and among Adesto Technologies Corporation, Dialog Semiconductor plc and Azara Acquisition Corp.

Exhibit 2.1 Execution COPY AGREEMENT AND PLAN OF MERGER by and among: Dialog Semiconductor plc, a company incorporated in England and Wales; Azara Acquisition Corp., a Delaware corporation; and Adesto Technologies Corporation a Delaware corporation Dated as of February 20, 2020 Table of Contents Page Section 1. Description of Transaction 1 1.1 Merger of Merger Sub into the Company 1 1.2 Effects of

February 20, 2020 EX-99.3

Employee FAQ, dated February 20, 2020.

Exhibit 99.3 Dialog Semiconductor to Acquire Adesto: Employee FAQ February 20, 2020 What was announced? · Adesto has signed a definitive agreement with Dialog Semiconductor under which Dialog will acquire all outstanding shares of Adesto. As such, upon the closing of the transaction, Adesto will become part of the Dialog team. · Adesto accelerates Dialog’s expansion into the growing IIoT market th

February 20, 2020 EX-10.1

Form of Voting and Support Agreement.

Exhibit 10.1 FINAL VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”) is entered into as of February [•], 2020, by and between Dialog Semiconductor plc, a company incorporated in England and Wales (“Parent”), and (“Stockholder”). Recitals A. Stockholder is a holder of record and the “beneficial owner” (within the meaning of Rule 13d-3 under the Securities Exchange Ac

February 20, 2020 DEFA14A

IOTS / Adesto Technologies Corporation DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6

February 20, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 20, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction (Commission (IRS Employ

February 14, 2020 SC 13G/A

IOTS / Adesto Technologies Corporation / GILDER GAGNON HOWE & CO LLC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 6)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2019 (Dat

February 14, 2020 SC 13G/A

IOTS / Adesto Technologies Corporation / Nokomis Capital, L.L.C. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) (Amendment No.

January 30, 2020 SC 13G/A

IOTS / Adesto Technologies Corporation / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

January 29, 2020 SC 13G/A

IOTS / Adesto Technologies Corporation / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

January 27, 2020 SC 13G/A

IOTS / Adesto Technologies Corporation / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

January 21, 2020 SC 13D/A

IOTS / Adesto Technologies Corporation / ARCH VENTURE FUND VI LP - SC 13D/A Activist Investment

SC 13D/A 1 d873534dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Adesto Technologies Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 00687D 101 (CUSIP Number) Mark McDonnell ARCH Venture Corporation 8755 W. Higgins Road Suite 1025 Chica

November 8, 2019 10-Q

IOTS / Adesto Technologies Corporation 10-Q - Quarterly Report - 10-Q

10-Q 1 iots-20190930x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Perio

November 5, 2019 EX-99.1

Adesto® Reports Third Quarter 2019 Financial Results Sets New Record for Revenue, Gross Margin and Adjusted EBITDA; Achieves Non-GAAP Profitability

EXHIBIT 99.1 Adesto® Reports Third Quarter 2019 Financial Results Sets New Record for Revenue, Gross Margin and Adjusted EBITDA; Achieves Non-GAAP Profitability SANTA CLARA, Calif., Nov. 05, 2019 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems for the IoT, today announced financial results

November 5, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 f8k110519.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 5, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdic

September 24, 2019 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 a19-1835748k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 18, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdicti

September 24, 2019 EX-4.1

Indenture dated September 23, 2019 between Adesto Technologies Corporation and U.S. Bank National Association.

Exhibit 4.1 EXECUTION VERSION ADESTO TECHNOLOGIES CORPORATION AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of September 23, 2019 4.25% Convertible Senior Notes due 2024 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. References to Interest 13 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES Section 2.01. Designa

September 24, 2019 EX-99.1

[Form of Guarantee]

Exhibit 99.1 [Dealer name and address] To: Adesto Technologies Corporation 3600 Peterson Way Santa Clara, CA 95054 From: [Dealer] Re: Base Capped Call Transaction Date: September 18, 2019 Dear Ladies and Gentlemen: The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date specified below (the

September 24, 2019 EX-99.2

[Form of Guarantee]

Exhibit 99.2 [Dealer name and address] To: Adesto Technologies Corporation 3600 Peterson Way Santa Clara, CA 95054 From: [Dealer] Re: Additional Capped Call Transaction Date: September 19, 2019 Dear Ladies and Gentlemen: The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date specified below

September 19, 2019 8-K

Financial Statements and Exhibits, Other Events

8-K 1 a19-1835738k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 18, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdicti

September 19, 2019 EX-99.1

Adesto Technologies Corporation Announces Pricing of Private Offering of $70.0 Million of 4.25% Convertible Senior Notes Due 2024

Exhibit 99.1 Adesto Technologies Corporation Announces Pricing of Private Offering of $70.0 Million of 4.25% Convertible Senior Notes Due 2024 SANTA CLARA, Calif., Sept. 18, 2019 (GLOBE NEWSWIRE)— Adesto Technologies Corporation (Nasdaq: IOTS) announced today the pricing of $70.0 million aggregate principal amount of 4.25% Convertible Senior Notes due 2024 (the “notes”) in a private offering to qu

September 17, 2019 8-K

Financial Statements and Exhibits, Other Events

8-K 1 a19-1835728k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 17, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdicti

September 17, 2019 EX-99.1

Adesto Technologies Corporation Announces Proposed Private Offering of Convertible Senior Notes Due 2024

Exhibit 99.1 Adesto Technologies Corporation Announces Proposed Private Offering of Convertible Senior Notes Due 2024 SANTA CLARA, Calif. Sept. 17, 2019 - GLOBE NEWSWIRE)— Adesto Technologies Corporation (Nasdaq: IOTS) announced today that it intends to offer, subject to market conditions and other factors, Convertible Senior Notes due 2024 (the “notes”) in a private offering to qualified institut

August 9, 2019 10-Q

IOTS / Adesto Technologies Corporation 10-Q - Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-3

August 6, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 6, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commiss

August 6, 2019 EX-99.1

Adesto® Reports Second Quarter 2019 Financial Results Revenue Increases Sequentially and Year-Over-Year to a Record $30.2 Million; Generates Positive Free Cash Flow

EXHIBIT 99.1 Adesto® Reports Second Quarter 2019 Financial Results Revenue Increases Sequentially and Year-Over-Year to a Record $30.2 Million; Generates Positive Free Cash Flow SANTA CLARA, Calif., Aug. 06, 2019 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems for the IoT, today announced f

July 31, 2019 EX-99.1

Adesto Appoints Two New Board Members

Exhibit 99.1 Adesto Appoints Two New Board Members SANTA CLARA, CA — July 30, 2019 — Adesto® Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems for the IoT, announced that Hervé Fages, executive vice president and president of applied product technologies for Evoqua Water Technologies, and Susan Uthayakumar, president

July 31, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 a19-1643018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 26, 2019 ADESTO TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction

June 5, 2019 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 a19-1115018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 4, 2019 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction

May 31, 2019 EX-1.01

Adesto Technologies Corporation Conflict Minerals Report for the reporting period January 1 to December 31, 2018.

Exhibit 1.01 Adesto Technologies Corporation Conflict Minerals Report For The Reporting Period January 1 to December 31, 2018 This Conflict Minerals Report (“CMR”) has been prepared by Adesto Technologies Corporation (herein referred to, alternatively, as “Adesto,” “we” and “our”). This CMR for the reporting period January 1 to December 31, 2018 is presented to comply with the final conflict miner

May 31, 2019 SD

IOTS / Adesto Technologies Corporation SD - - SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ADESTO TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001‑37582 16‑1755067 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3600 Peterson Way, Santa Clara, California 95054 (A

May 10, 2019 10-Q

IOTS / Adesto Technologies Corporation 10-Q Quarterly Report 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10‑Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001‑

May 10, 2019 EX-10.1

Description of the 2019 Bonus Plan

Exhibit 10.1 Adesto Technologies Corporation 2019 Bonus Plan Awards of Performance Based Cash Compensation for Executive Officers On March 25, 2019, the Compensation Committee (“Committee”) of the Board of Directors of Adesto Technologies Corporation (“Company”) approved an executive officer bonus plan for 2019 (“2019 Bonus Plan”), and set target bonus amounts for its executive officers, including

May 10, 2019 EX-10.2

Description of Director Compensation Policy

Exhibit 10.2 Director Compensation Policy Non-employee members of our Board of Directors are compensated in the following manner under our existing director compensation program (directors who are employees of the Company receive no additional compensation for serving on the Board). Fees. Non-employee directors receive the following annual cash compensation (paid quarterly) for serving on the Boar

May 7, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 7, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commission

May 7, 2019 EX-99.1

Adesto Technologies Reports First Quarter 2019 Financial Results Revenue Exceeds High-End of Guidance at $28.1 Million; Achieves Positive Adjusted EBITDA for the 8th Consecutive Quarter

EXHIBIT 99.1 Adesto Technologies Reports First Quarter 2019 Financial Results Revenue Exceeds High-End of Guidance at $28.1 Million; Achieves Positive Adjusted EBITDA for the 8th Consecutive Quarter SANTA CLARA, Calif., May 07, 2019 (GLOBE NEWSWIRE) - Adesto® Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems for the I

April 30, 2019 DEF 14A

IOTS / Adesto Technologies Corporation DEF 14A DEF 14A

Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 5, 2019 EX-5.01

Consent of Fenwick & West LLP (contained in Exhibit 5.1).

EXHIBIT 5.01 April 5, 2019 Adesto Technologies Corporation 3600 Peterson Way Santa Clara, CA 95054 Ladies and Gentlemen: At your request, as your counsel, we have examined the Registration Statement on Form S-8 (the "Registration Statement") to be filed by Adesto Technologies Corporation, a Delaware corporation (the “Company”) with the Securities and Exchange Commission (the "Commission") on or ab

April 5, 2019 S-8

IOTS / Adesto Technologies Corporation S-8

As filed with the Securities and Exchange Commission on April 5, 2019 Registration No.

March 29, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 25, 2019 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

March 18, 2019 10-K

IOTS / Adesto Technologies Corporation 10-K (Annual Report)

10-K 1 iots-20181231x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from

March 18, 2019 EX-10.15

Form of Executive Officer Change in Control and Severance Agreement

Exhibit 10.15 CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is entered into by and between [] (the “Executive”) and Adesto Technologies., a Delaware corporation (the “Company”), and is effective as of [], 201[] (the “Effective Date”). 1. Term of Agreement. Except to the extent renewed as set forth in this Section 1, this Agreement shall

March 18, 2019 EX-10.7

Offer Letter, dated August 28, 2015, by and between the Registrant and Gideon Intrater.

Exhibit 10.7 August 28, 2015 Gideon Intrater 1626 Kamsack Drive. Sunnyvale, CA 94087 Re: Offer of Employment by Adesto Technologies Corporation Dear Gideon: I am very pleased to confirm our offer to you of employment with Adesto Technologies Corporation (“the Company”). You will report to Narbeh Derhacobian and your position will have the title of Chief Technology Officer. The terms of our offer a

February 21, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 21, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Comm

February 21, 2019 EX-99.1

Adesto Technologies Reports Fourth Quarter and Full Year 2018 Financial Results 4Q Revenue Increases 28% Sequentially; Full Year Revenue Grows 49% over 2017 with Expanded IoT Product Portfolio

EXHIBIT 99.1 Adesto Technologies Reports Fourth Quarter and Full Year 2018 Financial Results 4Q Revenue Increases 28% Sequentially; Full Year Revenue Grows 49% over 2017 with Expanded IoT Product Portfolio SANTA CLARA, Calif., Feb. 21, 2019 (GLOBE NEWSWIRE) - Adesto® Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems f

February 15, 2019 SC 13G/A

IOTS / Adesto Technologies Corporation / GILDER GAGNON HOWE & CO LLC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 5)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2018 (Dat

February 14, 2019 SC 13G/A

IOTS / Adesto Technologies Corporation / GILDER GAGNON HOWE & CO LLC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 4)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2018 (Dat

February 13, 2019 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, par value $0.0001 per share, of Adesto Technologies Corporation, a Delaware corporation, and

February 13, 2019 SC 13G

IOTS / Adesto Technologies Corporation / Nokomis Capital, L.L.C. - SC 13G Passive Investment

SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.

February 12, 2019 SC 13G

IOTS / Adesto Technologies Corporation / Wellington Trust Co NA - SEC SCHEDULE 13G Passive Investment

SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriat

February 12, 2019 SC 13G

IOTS / Adesto Technologies Corporation / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriat

November 9, 2018 10-Q

IOTS / Adesto Technologies Corporation 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10‑Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number:

November 7, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 7, 2018 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commi

November 7, 2018 EX-99.1

Adesto Technologies Reports Third Quarter 2018 Financial Results

EXHIBIT 99.1 Adesto Technologies Reports Third Quarter 2018 Financial Results Achieves Sixth Consecutive Quarter of More Than 30% Year-Over-Year Revenue Growth, Driving Margin Improvement & Expanded EBITDA SANTA CLARA, Calif, Nov. 07, 2018 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems for

September 28, 2018 SC 13G

IOTS / Adesto Technologies Corporation / Wellington Trust Company, National Association Multiple Common Trust Funds Trust, Micro Cap Equity Portfolio - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 00687D101 (CUSIP Number) September 18, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

September 14, 2018 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 14, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

August 31, 2018 SC 13D/A

IOTS / Adesto Technologies Corporation / ARCH VENTURE FUND VI LP - ARCH VENTURE FUND VI, L.P. - SCHEDULE 13DA - AMEND. #2 (ADESTO TECHNOLOGIES CORPORATION) Activist Investment

SC 13D/A 1 arch-adesto18245.htm ARCH VENTURE FUND VI, L.P. - SCHEDULE 13DA - AMEND. #2 (ADESTO TECHNOLOGIES CORPORATION) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Adesto Technologies Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 00687D 101 (CUSIP Num

August 9, 2018 S-8

IOTS / Adesto Technologies Corporation S-8

As filed with the Securities and Exchange Commission on August 10, 2018 Registration No.

August 9, 2018 EX-5.01

Consent of Fenwick & West LLP (contained in Exhibit 5.1).

EXHIBIT 5.01 August 9, 2018 Adesto Technologies Corporation 3600 Peterson Way Santa Clara, CA 95054 Ladies and Gentlemen: At your request, as your counsel, we have examined the Registration Statement on Form S-8 (the "Registration Statement") to be filed by to Adesto Technologies Corporation, a Delaware corporation (the “Company”) with the Securities and Exchange Commission (the "Commission") on o

August 9, 2018 EX-10.1

Credit Agreement dated as of May 8, 2018 by and among the Registrant, the lenders from time to time party thereto, Cortland Capital Market Service LLC, as administrative agent for the lenders, and Obsidian Agency Services, Inc., as collateral agent for the secured parties.

Exhibit 10.1 CREDIT AGREEMENT dated as of May 8, 2018, among ADESTO TECHNOLOGIES CORPORATION, as Borrower, THE LENDERS PARTY HERETO, CORTLAND CAPITAL MARKET SERVICES LLC, as Administrative Agent, and OBSIDIAN AGENCY SERVICES, INC., as Collateral Agent Table of Contents Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Defined Terms 1 SECTION 1.02. Terms Generally 25 SECTION 1.03. Irish Terms.: 25 SECTION

August 9, 2018 EX-10.2

Warrant Purchase Agreement, dated May 8, 2018, by and among each of the Registrant and the lender parties to the Credit Agreement dated as of May 8, 2018 by and among the Registrant, the lenders from time to time party thereto, Cortland Capital Market Service LLC, as administrative agent for the lenders, and Obsidian Agency Services, Inc., as collateral agent for the secured parties.

Exhibit 10.2 EXECUTION VERSION WARRANT PURCHASE AGREEMENT dated as of May 8, 2018 by and among Adesto Technologies Corporation and Each of the Investors Listed on Exhibit A TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS 1 Section 1.1 Definitions. 1 ARTICLE II PURCHASE AND SALE 4 ARTICLE III REPRESENTATIONS AND WARRANTIES OF THE COMPANY 4 Section 3.1 Corporate Existence 4 Section 3.2 Power and Auth

August 9, 2018 10-Q

IOTS / Adesto Technologies Corporation 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10‑Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001‑3

August 1, 2018 EX-99.1

Adesto Technologies Reports Second Quarter 2018 Financial Results Achieves Fifth Consecutive Quarter of More Than 30% Year-Over-Year Revenue Growth; Revenue from S3 Semiconductors at High-End Of Expectations; Guiding for Sixth Consecutive Quarter of

EXHIBIT 99.1 Adesto Technologies Reports Second Quarter 2018 Financial Results Achieves Fifth Consecutive Quarter of More Than 30% Year-Over-Year Revenue Growth; Revenue from S3 Semiconductors at High-End Of Expectations; Guiding for Sixth Consecutive Quarter of over 30% Year-Over-Year Growth at the Midpoint SANTA CLARA, Calif., Aug. 01, 2018 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NAS

August 1, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 1, 2018 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commiss

July 11, 2018 EX-1.1

6,700,000 Shares ADESTO TECHNOLOGIES CORPORATION Common Stock UNDERWRITING AGREEMENT

EX-1.1 2 a18-130987ex1d1.htm EX-1.1 Exhibit 1.1 6,700,000 Shares ADESTO TECHNOLOGIES CORPORATION Common Stock UNDERWRITING AGREEMENT July 10, 2018 Cowen and Company, LLC Needham & Company, LLC As Representatives of the several Underwriters c/o Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 c/o Needham & Company, LLC 250 Park Avenue New York, NY 10177 Ladies and Gentlemen: Ade

July 11, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 10, 2018 Date of report (date of earliest event reported): ADESTO TECHNOLOGIES CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of (Commission (I.

July 11, 2018 EX-99.1

ADESTO TECHNOLOGIES CORPORATION PRICES PUBLIC OFFERING OF COMMON STOCK

Exhibit 99.1 ADESTO TECHNOLOGIES CORPORATION PRICES PUBLIC OFFERING OF COMMON STOCK SANTA CLARA, California, July 10, 2018 — Adesto Technologies (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors for the IoT era, today announced the pricing of an underwritten public offering of 6,700,000 shares of its common stock at a public offering price of $6.00 per share. In

July 11, 2018 424B5

6,700,000 Shares Adesto Technologies Corporation Common Stock

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to Rule 424(b)(5) Registration Nos.

July 10, 2018 S-3MEF

IOTS / Adesto Technologies Corporation S-3MEF

As filed with the Securities and Exchange Commission on July 10, 2018 Registration No.

July 9, 2018 8-K/A

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 9, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

July 9, 2018 EX-99.1

Adesto Technologies Corporation Announces Preliminary Second Quarter 2018 Financial Results

EXHIBIT 99.1 Adesto Technologies Corporation Announces Preliminary Second Quarter 2018 Financial Results SANTA CLARA, Calif., July 09, 2018 (GLOBE NEWSWIRE) - Adesto Technologies (NASDAQ:IOTS), a leading provider of innovative application-specific semiconductors for the IoT era, today announced preliminary results for the three months ended June 30, 2018. Adesto expects revenue for the second quar

July 9, 2018 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 9, 2018 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commissio

July 9, 2018 424B5

SUBJECT TO COMPLETION, DATED JULY 9, 2018

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to Rule 424(b)(5) Registration No.

July 9, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 9, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

July 9, 2018 EX-24.1

Power of Attorney (incorporated by reference to Exhibit 24.1 to the Form 8-K filed by the Company with the Commission on July 9, 2018)

Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Narbeh Derhacobian and Ron Shelton, or each one of them individually, as the undersigned’s true and lawful attorney-in-fact and agents, with full power of substitution and resubstitution for such person and in such person’s name, place and stead, in any

July 9, 2018 EX-99.4

RISK FACTORS

Exhibit 99.4 RISK FACTORS Risks Related to Our Business and Our Industry We have a history of losses which may continue in the future, and we cannot be certain that we will achieve or sustain profitability. We have incurred net losses since our inception. We incurred net losses of $5.7 million, $11.6 million, and $8.4 million for the years ended December 31, 2017, 2016 and 2015, respectively, and

July 9, 2018 EX-99.3

ADESTO TECHNOLOGIES CORPORATION UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS

Exhibit 99.3 ADESTO TECHNOLOGIES CORPORATION UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On June 28, 2018, Adesto Technologies Corporation, a Delaware corporation (the “Company” or “Adesto”), Circuit Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adesto, (“Merger Sub”) and Echelon Corporation (“Echelon”), entered into an Agreement and Plan of Merge

June 29, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 28, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

June 29, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 29, 2018 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commissi

June 29, 2018 EX-99.2

1 June 29, 2018 Adesto to Acquire Echelon Corporation 2 Safe Harbor Statement About Non - GAAP Financial Measures During this presentation, references to financial measures of Adesto Technologies Corporation (“ Adesto ”) will include references to no

Exhibit 99.2 1 June 29, 2018 Adesto to Acquire Echelon Corporation 2 Safe Harbor Statement About Non - GAAP Financial Measures During this presentation, references to financial measures of Adesto Technologies Corporation (“ Adesto ”) will include references to non - GAAP financial measures. Adesto provides an explanation of these financial measures in its latest earnings release. Forward - Looking

June 29, 2018 EX-99.1

Adesto Announces Agreement to Acquire Echelon Further Extends Leadership in Semiconductor-Based Solutions for the Industrial IoT

Exhibit 99.1 Adesto Announces Agreement to Acquire Echelon Further Extends Leadership in Semiconductor-Based Solutions for the Industrial IoT SANTA CLARA, Calif., June 29, 2018 (GLOBE NEWSWIRE) - Adesto Technologies (NASDAQ:IOTS), a leading provider of innovative application-specific semiconductors for the IoT era, and Echelon Corporation (NASDAQ:ELON) today announced a definitive agreement under

June 26, 2018 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

June 26, 2018 EX-99.1

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and Board of Directors of Adesto Technologies Corporation Opinion on the Consolidated Statement of Assets Acquired and Liabilities Assumed We have audited the accompanying consolidated statement of assets acquired and liabilities assumed of S3 Asic Semiconductors Limited (the “Company”) as of May 9, 2018. In o

June 26, 2018 S-3/A

IOTS / Adesto Technologies Corporation S-3/A

As filed with the Securities and Exchange Commission on June 26, 2018 Registration No.

June 25, 2018 CORRESP

IOTS / Adesto Technologies Corporation CORRESP

Adesto Technologies Corporation 3600 Peterson Way Santa Clara, CA 95054 June 25, 2018 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

June 21, 2018 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 19, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of (Commission file number) (I.

May 31, 2018 SD

IOTS / Adesto Technologies Corporation SD

SD 1 sd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ADESTO TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001‑37582 16‑1755067 (State or other jurisdiction of incorporation or organization ) (Commission File Number) (IRS Employer Identification No.) 3600 Peterson Way, Santa Clara, Cal

May 31, 2018 EX-1.01

Adesto Technologies Corporation Conflict Minerals Report for the reporting period January 1 to December 31, 2017.

Exhibit 1.01 Adesto Technologies Corporation Conflict Minerals Report For The Reporting Period January 1 to December 31, 2017 This Conflict Minerals Report (“CMR”) has been prepared by Adesto Technologies Corporation (herein referred to, alternatively, as “Adesto,” “we” and “our”). This CMR for the reporting period January 1 to December 31, 2017 is presented to comply with the final conflict miner

May 21, 2018 EX-99.1

Joint Filing Agreement

Exhibit 1 Joint Filing Agreement The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the Common Stock of Adesto Technologies Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D.

May 21, 2018 SC 13D/A

IOTS / Adesto Technologies Corporation / HARRIS & HARRIS GROUP INC /NY/ - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) 180 Degree Capital Corp. 7 N. Willow Street, Suite 4B Montclair, New Jersey 07042 Attention: Daniel B. Wolf

May 17, 2018 DEF 14A

IOTS / Adesto Technologies Corporation DEF 14A

Use these links to rapidly review the document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 15, 2018 EX-2.1

DATED 9 MAY 2018 THE PERSONS AND ENTITIES NAMED IN Part 1 OF SCHEDULE 1 THE PERSONS AND ENTITIES NAMED IN PART 2 OF SCHEDULE 1 ADESTO TECHNOLOGIES CORPORATION SHARE PURCHASE AGREEMENT

Exhibit 2.01 EXECUTION VERSION DATED 9 MAY 2018 THE PERSONS AND ENTITIES NAMED IN Part 1 OF SCHEDULE 1 THE PERSONS AND ENTITIES NAMED IN PART 2 OF SCHEDULE 1 ADESTO TECHNOLOGIES CORPORATION SHARE PURCHASE AGREEMENT TABLE OF CONTENTS 1. DEFINITIONS AND INTERPRETATION 1 2. SALE AND PURCHASE 14 3. CONSIDERATION 14 4. OPENING ACCOUNTS 15 5. COMPLETION 16 6. WARRANTIES 16 7. INDEMNITIES 18 8. LIMITATIO

May 15, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

May 10, 2018 10-Q

IOTS / Adesto Technologies Corporation 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10‑Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001‑

May 9, 2018 EX-99.1

Adesto Technologies Reports First Quarter 2018 Financial Results Achieves Fourth Consecutive Quarter of More Than 30% Year-Over-Year Revenue Growth; Guiding for Record Revenue in the Second Quarter

EXHIBIT 99.1 Adesto Technologies Reports First Quarter 2018 Financial Results Achieves Fourth Consecutive Quarter of More Than 30% Year-Over-Year Revenue Growth; Guiding for Record Revenue in the Second Quarter SANTA CLARA, Calif., May 09, 2018 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of innovative application-specific semiconductors for the IoT era, tod

May 9, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

May 9, 2018 EX-99.2

1 May 9 th 2018 Adesto Technologies Acquisition of S3 Semiconductors 2 Safe Harbor Statement About Non - GAAP Financial Measures During this presentation, references to financial measures of Adesto Technologies Corporation will include references to

EXHIBIT 99.2 1 May 9 th 2018 Adesto Technologies Acquisition of S3 Semiconductors 2 Safe Harbor Statement About Non - GAAP Financial Measures During this presentation, references to financial measures of Adesto Technologies Corporation will include references to non - GAAP financial measures. For an explanation to the most directly comparable GAAP financial measures, see the Appendix to these mate

May 9, 2018 S-3

Power of Attorney (included on the signature page hereto).

Table of Contents As filed with the Securities and Exchange Commission on May 9, 2018 Registration No.

April 30, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

April 20, 2018 EX-99.1

Joint Filing Agreement

Exhibit 1 Joint Filing Agreement The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the Common Stock of Adesto Technologies Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D.

April 20, 2018 SC 13D/A

IOTS / Adesto Technologies Corporation / HARRIS & HARRIS GROUP INC /NY/ - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) 180 Degree Capital Corp. 7 N. Willow Street, Suite 4B Montclair, New Jersey 07042 Attention: Daniel B. Wolf

March 13, 2018 EX-10.15

Form of Executive Officer Change in Control and Severance Agreement

Exhibit 10.15 CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is entered into by and between [] (the “Executive”) and Adesto Technologies., a Delaware corporation (the “Company”), and is effective as of [], 201[] (the “Effective Date”). 1. Term of Agreement. Except to the extent renewed as set forth in this Section 1, this Agreement shall

March 13, 2018 EX-10.7

Offer Letter, dated August 28, 2015, by and between the Registrant and Gideon Intrater.

Exhibit 10.7 August 28, 2015 Gideon Intrater 1626 Kamsack Drive. Sunnyvale, CA 94087 Re: Offer of Employment by Adesto Technologies Corporation Dear Gideon: I am very pleased to confirm our offer to you of employment with Adesto Technologies Corporation (“the Company”). You will report to Narbeh Derhacobian and your position will have the title of Chief Technology Officer. The terms of our offer a

March 13, 2018 10-K

IOTS / Adesto Technologies Corporation 10-K (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001‑ 37582 (Commission File No

February 14, 2018 SC 13G/A

IOTS / Adesto Technologies Corporation / GILDER GAGNON HOWE & CO LLC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 3)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2017 (Dat

February 13, 2018 EX-99.1

Adesto Technologies Reports Fourth Quarter and Full Year 2017 Financial Results Fourth Quarter Revenue Grows 31.0% Year-Over-Year with Second Consecutive Quarter of Positive Cash Flow from Operations; Full Year Revenue Up 27.6% over 2016 with Positiv

EdgarFiling EXHIBIT 99.1 Adesto Technologies Reports Fourth Quarter and Full Year 2017 Financial Results Fourth Quarter Revenue Grows 31.0% Year-Over-Year with Second Consecutive Quarter of Positive Cash Flow from Operations; Full Year Revenue Up 27.6% over 2016 with Positive EBITDA SANTA CLARA, Calif., Feb. 13, 2018 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provi

February 13, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 13, 2018 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Comm

November 17, 2017 SC 13D/A

IOTS / Adesto Technologies Corporation / HARRIS & HARRIS GROUP INC /NY/ - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) 180 Degree Capital Corp. 7 N. Willow Street, Suite 4B Montclair, New Jersey 07042 Attention: Daniel B. Wolf

November 17, 2017 EX-99.1

Joint Filing Agreement

Exhibit 1 Joint Filing Agreement The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the Common Stock of Adesto Technologies Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D.

November 13, 2017 10-Q

IOTS / Adesto Technologies Corporation 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-37582 ADESTO

November 8, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 8, 2017 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commi

November 8, 2017 EX-99.1

Adesto Technologies Reports Third Quarter 2017 Financial Results Achieves Non-GAAP Profitability On Record Revenue; Growing 36.3% Year-Over-Year

EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Adesto Technologies Reports Third Quarter 2017 Financial Results Achieves Non-GAAP Profitability On Record Revenue; Growing 36.3% Year-Over-Year SANTA CLARA, Calif., Nov. 08, 2017 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of application-specific, ultra-low power and smart non-volatile memory products, today

October 26, 2017 SC 13G/A

IOTS / Adesto Technologies Corporation / APPLIED MATERIALS INC /DE - SCHEDULE 13G AMENDMENT NO: 2 Passive Investment

Schedule 13G Amendment No: 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2)* Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.

October 5, 2017 EX-10.1

Second-Business Financing Modification Agreement between the Registrant and Western Alliance Bank, dated September 29, 2017

EX-10.1 Exhibit 10.1 SECOND BUSINESS FINANCING MODIFICATION AGREEMENT This Second Business Financing Modification Agreement (this ?Modification Agreement?) is entered into as of September 29, 2017, by and between WESTERN ALLIANCE BANK, an Arizona corporation (?Lender?), and ADESTO TECHNOLOGIES CORPORATION, a Delaware corporation (?Borrower?). 1. DESCRIPTION OF EXISTING INDEBTEDNESS: Among other in

October 5, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 29, 2017 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

October 5, 2017 EX-99.1

Adesto Technologies Announces Restructuring of Debt Facility Defers Principal Payment on Term Debt, Expands Borrowing Capacity and Lowers Interest Rates

EdgarFiling

October 5, 2017 8-K

Adesto Technologies FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 5, 2017 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commis

August 14, 2017 10-Q

IOTS / Adesto Technologies Corporation 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-37582 ADESTO TECH

August 4, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 1, 2017 ADESTO TECHNOLOGIES CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.

August 4, 2017 EX-10.1

Form of Principal Officer Change in Control and Severance Agreement

EX-10.1 2 d415737dex101.htm EX-10.1 Exhibit 10.1 FORM OF PRINCIPAL OFFICER CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is entered into by and between (the “Executive”) and Adesto Technologies., a Delaware corporation (the “Company”), and is effective as of July [ ], 2017 (the “Effective Date”). 1. Term of Agreement. Except to the exten

August 4, 2017 EX-10.2

Change in Control and Severance Agreement dated August 1, 2017, between the Registrant and Tom Spade. (2)

EX-10.2 Exhibit 10.2 CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the ?Agreement?) is entered into by and between Tom Spade (the ?Executive?) and Adesto Technologies., a Delaware corporation (the ?Company?), and is effective as of August 1, 2017 (the ?Effective Date?). 1. Term of Agreement. Except to the extent renewed as set forth in this Section 1, th

August 3, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 3, 2017 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commiss

August 3, 2017 EX-99.1

Adesto Technologies Reports Second Quarter 2017 Financial Results Record Revenue Exceeds Guidance Growing 30% Year-Over-Year; Achieves Positive EBITDA

EdgarFiling EXHIBIT 99.1 Adesto Technologies Reports Second Quarter 2017 Financial Results Record Revenue Exceeds Guidance Growing 30% Year-Over-Year; Achieves Positive EBITDA SANTA CLARA, Calif., Aug. 03, 2017 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of application-specific, feature-rich and ultra-low power non-volatile memory products, today announced

July 12, 2017 SC 13G/A

IOTS / Adesto Technologies Corporation / HIRSCHMAN ORIN - AMENDMENT TO FORM SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) Under the Securities Exchange Act of 1934 Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) June 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

July 7, 2017 SC 13D/A

IOTS / Adesto Technologies Corporation / ARCH VENTURE FUND VI LP - ARCH VENTURE FUND VI, L.P. - SCHEDULE 13DA - AMEND. #1 (ADESTO TECHNOLOGIES CORPORATION) Activist Investment

SC 13D/A 1 arch-adesto18087.htm ARCH VENTURE FUND VI, L.P. - SCHEDULE 13DA - AMEND. #1 (ADESTO TECHNOLOGIES CORPORATION) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Adesto Technologies Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 00687D 101 (CUSIP Num

June 19, 2017 EX-10.3

NOTICE OF PERFORMANCE- BASED PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD ADESTO TECHNOLOGIES CORPORATION 2015 EQUITY INCENTIVE PLAN GRANT NUMBER:

EX-10.3 3 iots-ex10310.htm EX-10.3 Exhibit 10.3 NOTICE OF PERFORMANCE- BASED PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD ADESTO TECHNOLOGIES CORPORATION 2015 EQUITY INCENTIVE PLAN GRANT NUMBER: Unless otherwise defined herein, the terms defined in the Adesto Technologies Corporation (the “Company”) 2015 Equity Incentive Plan (the “Plan”) shall have the same meanings in this Notice of Restricted

June 19, 2017 EX-10.2

Table 1

Exhibit 10.2 November 26, 2014 Mr. Tom Spade 14910 Sky Lane Los Gatos, CA 95032 Re:Offer of Employment by Adesto Technologies Corporation Dear Tom: I am very pleased to confirm our offer to you of employment with Adesto Technologies Corporation (“the Company”). You will initially report to Narbeh Derhacobian and your position will have the title of Vice President of World Wide Sales. The terms of

June 19, 2017 10-Q/A

IOTS / Adesto Technologies Corporation 10-Q/A (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number:

June 15, 2017 EX-1.1

4,375,000 Shares* ADESTO TECHNOLOGIES CORPORATION Common Stock UNDERWRITING AGREEMENT

EX-1.1 Exhibit 1.1 4,375,000 Shares* ADESTO TECHNOLOGIES CORPORATION Common Stock UNDERWRITING AGREEMENT June 15, 2017 NEEDHAM & COMPANY, LLC As Representative of the several Underwriters 445 Park Avenue New York, New York 10022 Ladies and Gentlemen: Adesto Technologies Corporation, a Delaware corporation (the ?Company?), proposes to issue and sell 4,375,000 shares (the ?Firm Shares?) of the Compa

June 15, 2017 8-K

Adesto Technologies 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 15, 2017 Date of report (date of earliest event reported): ADESTO TECHNOLOGIES CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.

June 15, 2017 EX-99.1

ADESTO TECHNOLOGIES CORPORATION PRICES PUBLIC OFFERING OF COMMON STOCK

EX-99.1 Exhibit 99.1 ADESTO TECHNOLOGIES CORPORATION PRICES PUBLIC OFFERING OF COMMON STOCK SANTA CLARA, California, June 15, 2017 ? Adesto Technologies Corporation (NASDAQ: IOTS), a leading provider of application-specific, feature-rich, ultra-low power non-volatile memory products, today announced the pricing of an underwritten public offering of 4,375,000 shares of its common stock at a public

June 15, 2017 424B5

4,375,000 Shares Adesto Technologies Corporation Common Stock

424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-217164 PROSPECTUS SUPPLEMENT (to Prospectus dated May 4, 2017) 4,375,000 Shares Adesto Technologies Corporation Common Stock We are offering 4,375,000 shares of our common stock. Our common stock is listed on The NASDAQ Capital Market under the symbol ?IOTS.? On June 14, 2017, the last reported sale price for our common

June 15, 2017 SC 13D/A

IOTS / Adesto Technologies Corporation / HARRIS & HARRIS GROUP INC /NY/ - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) 180 Degree Capital Corp. 7 N. Willow Street, Suite 4B Montclair, New Jersey 07042 Attention: Daniel B. Wolf

June 15, 2017 EX-99.1

Joint Filing Agreement

Exhibit 1 Joint Filing Agreement The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the Common Stock of Adesto Technologies Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D.

June 14, 2017 424B5

SUBJECT TO COMPLETION, DATED JUNE 14, 2017

424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-217164 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell the securities, and we are not soliciting an offer to buy these securities, in any jurisdiction where the offer or sale is no

June 7, 2017 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 6, 2017 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

May 25, 2017 SC 13G

IOTS / Adesto Technologies Corporation / HIRSCHMAN ORIN - SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment

SC 13G 1 aigh-sc13g051817.htm SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) May 18, 2017 (Date of Event Which Requires Filing

May 15, 2017 10-Q

Adesto Technologies IOTS-Q1-20170331 (Quarterly Report)

iots-10q20170331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number:

May 10, 2017 EX-99.1

Adesto Technologies Announces First Quarter 2017 Financial Results Revenue At High-End of Guidance; Expects Record Second Quarter Revenue Growing 25% Year-Over-Year

EdgarFiling Exhibit 99.1 Adesto Technologies Announces First Quarter 2017 Financial Results Revenue At High-End of Guidance; Expects Record Second Quarter Revenue Growing 25% Year-Over-Year SANTA CLARA, Calif., May 10, 2017 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of application-specific, feature-rich, ultra-low power non-volatile memory products, today

May 10, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 10, 2017 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commissio

May 4, 2017 DEF 14A

Adesto Technologies DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

May 2, 2017 CORRESP

Adesto Technologies ESP

CORRESP 1 filename1.htm ADESTO TECHNOLOGIES CORPORATION 3600 Peterson Way Santa Clara, CA 95054 May 2, 2017 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attention: Amanda Ravitz Assistant Director Office of Electronics and Machinery Re: Adesto Technologies Corporation Registration Statement on Form S-3 Filed April 5, 2017

April 28, 2017 10-K/A

Adesto Technologies AMENDMENT NO. 1 TO FORM 10-K (Annual Report)

Amendment No. 1 to Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transit

April 6, 2017 8-K

Adesto Technologies FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 1, 2017 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

April 5, 2017 EX-4.4

ADESTO TECHNOLOGIES CORPORATION , as Trustee Dated as of , TABLE OF CONTENTS ARTICLE 1 - DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1 DEFINITIONS 1 1.2. OTHER DEFINITIONS 4 1.3. INCORPORATION BY REFERENCE OF TRUST INDENTURE ACT 4 1.4. RULES OF CO

EX-4.4 Exhibit 4.4 ADESTO TECHNOLOGIES CORPORATION And , as Trustee INDENTURE Dated as of , TABLE OF CONTENTS ARTICLE 1 - DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1 DEFINITIONS 1 1.2. OTHER DEFINITIONS 4 1.3. INCORPORATION BY REFERENCE OF TRUST INDENTURE ACT 4 1.4. RULES OF CONSTRUCTION 4 ARTICLE 2 - THE SECURITIES 5 2.1. ISSUABLE IN SERIES 5 2.2. ESTABLISHMENT OF TERMS OF SERIES OF SECURITI

April 5, 2017 EX-4.3

FORM OF DEBT SECURITY

EX-4.3 Exhibit 4.3 FORM OF DEBT SECURITY [Face of Security] ADESTO TECHNOLOGIES CORPORATION [If applicable, insert?FOR PURPOSES OF THE ORIGINAL ISSUE DISCOUNT PROVISIONS OF THE INTERNAL REVENUE CODE OF 1986, THE ISSUE PRICE OF THIS SECURITY IS % OF ITS PRINCIPAL AMOUNT AT STATED MATURITY SET FORTH BELOW (ITS ?PRINCIPAL AMOUNT?), THE AMOUNT OF ORIGINAL ISSUE DISCOUNT IS % OF ITS PRINCIPAL AMOUNT, T

April 5, 2017 S-3

Adesto Technologies FORM S-3

Form S-3 Table of Contents As filed with the Securities and Exchange Commission on April 5, 2017 Registration No.

March 23, 2017 10-K

Adesto Technologies 10-K (Annual Report)

10-K 1 iots-10k20161231.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001- 37582 (Com

March 23, 2017 S-8

Adesto Technologies FORM S-8

Form S-8 As filed with the Securities and Exchange Commission on March 23, 2017 Registration No.

March 16, 2017 EX-24

POWER OF ATTORNEY

POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Narbeh Derhacobian, Ron Shelton, Alexandra Wood, Nanette Agustines and Winston Macaraeg, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the

February 15, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 9, 2017 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

February 14, 2017 8-K

Adesto Technologies FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 14, 2017 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Comm

February 14, 2017 EX-99.1

Adesto Technologies Announces Fourth Quarter and Full Year 2016 Financial Results Fourth Quarter Revenue Increases 10.3%, Gross Margin Above 50% and Operating Expenses Lower by $1.0 Million Sequentially

EdgarFiling

February 14, 2017 SC 13G/A

IOTS / Adesto Technologies Corporation / GILDER GAGNON HOWE & CO LLC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 2)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) January 31, 2017 (Date

February 10, 2017 SC 13G/A

IOTS / Adesto Technologies Corporation / INTEL CORP - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo

February 6, 2017 SC 13G/A

IOTS / Adesto Technologies Corporation / APPLIED MATERIALS INC /DE - SCHEDULE 13G AMENDMENT NO: 1 Passive Investment

Schedule 13G Amendment No: 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Amendment No: 1)* Under the Securities Exchange Act of 1934 Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.

January 19, 2017 SC 13G/A

IOTS / Adesto Technologies Corporation / ATA Ventures II L.P. - SC 13G/A Passive Investment

SC 13G/A 1 v457065sc13g-a.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1) * Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101

January 9, 2017 SC 13D/A

IOTS / Adesto Technologies Corporation / HARRIS & HARRIS GROUP INC /NY/ - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) Harris & Harris Group, Inc. 1450 Broadway, 24th Floor New York, NY 10018 Attention: Daniel B. Wolfe Telepho

January 9, 2017 EX-99.1

Joint Filing Agreement

EX-99.1 2 adesto-schedule13daxhhxexh.htm EXHIBIT 99.1 Exhibit 1 Joint Filing Agreement The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the Common Stock of Adesto Technologies Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D. Dated: January 9, 2017 HARRIS & HARRIS

October 27, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 27, 2016 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commi

October 27, 2016 EX-99.1

Adesto Technologies Announces Third Quarter Financial Results Revenue Increases 8.7% Sequentially and Gross Margin Improves 210 Basis Points

EdgarFiling

August 15, 2016 10-Q

Adesto Technologies IOTS-Q2-20160630 (Quarterly Report)

iots-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number:

August 15, 2016 10-Q

Adesto Technologies IOTS-Q2-20160630 (Quarterly Report)

iots-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number:

August 10, 2016 8-K

Adesto Technologies FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 4, 2016 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

August 9, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 9, 2016 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commiss

August 9, 2016 EX-99.1

Adesto Technologies Announces Second Quarter Financial Results Continues to Gain Design Win Momentum

EdgarFiling

July 13, 2016 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 7, 2016 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

July 8, 2016 SC 13G/A

IOTS / Adesto Technologies Corporation / GILDER GAGNON HOWE & CO LLC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 1)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) June 30, 2016 (Date of

June 10, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 6, 2016 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

May 16, 2016 10-Q

Adesto Technologies 10-Q (Quarterly Report)

iots-10q20160331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number:

May 9, 2016 SC 13G/A

IOTS / Adesto Technologies Corporation / FEDERATED INVESTORS INC /PA/ Passive Investment

OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 00687D101 (CUSIP Number) April 30, 2016 (Date of Event Which Requires Filing

May 6, 2016 EX-24

POWER OF ATTORNEY

Unassociated Document POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Narbeh Derhacobian, Ron Shelton, Willow Yang, Nanette Dove and Winston Macaraeg, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned?s capacity as a representative of Adesto Technologies Co

May 5, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 5, 2016 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commission

May 5, 2016 EX-99.1

Adesto Technologies Announces First Quarter Financial Results Achieves Gross Margin of 49.1%

EdgarFiling EXHIBIT 99.1 Adesto Technologies Announces First Quarter Financial Results Achieves Gross Margin of 49.1% SUNNYVALE, Calif., May 05, 2016 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of application-specific, feature-rich, ultra-low power non-volatile memory products, today announced financial results for the first quarter ended March 31, 2016. Fi

April 29, 2016 DEF 14A

Adesto Technologies DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 13, 2016 EX-99.1

Adesto Technologies Provides Preliminary First Quarter 2016 Results; To Announce Complete Financial Results May 5

EdgarFiling EXHIBIT 99.1 Adesto Technologies Provides Preliminary First Quarter 2016 Results; To Announce Complete Financial Results May 5 SUNNYVALE, Calif., April 13, 2016 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of application-specific, feature-rich, ultra-low power non-volatile memory products, today provided preliminary results for the three months e

April 13, 2016 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 13, 2016 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commiss

March 30, 2016 10-K

Adesto Technologies 10-K (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001- 37582 (Commission File No

March 30, 2016 EX-10.7

August 16th, 2013

EX-10.7 Exhibit 10.7 August 16th, 2013 Ishai Naveh Re: Amended and Restated Offer of Employment by Adesto Technologies Corporation Dear Ishai: This offer letter serves to amend and restate your prior offer letter dated February 21, 2007 with Adesto Technologies Corporation (the ?Company?) pertaining to the terms of your employment as the Company?s Vice President of Marketing and Business Developme

March 11, 2016 8-K

Adesto Technologies FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 7, 2016 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

February 16, 2016 SC 13G

IOTS / Adesto Technologies Corporation / INTEL CORP - SC 13-G ADESTO TECHNOLOGIES CORPORATION Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

February 12, 2016 SC 13G

IOTS / Adesto Technologies Corporation / GILDER GAGNON HOWE & CO LLC - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. )* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2015 (Date o

February 12, 2016 SC 13G

Adesto Technologies SC 13G (Passive Acquisition of More Than 5% of Shares)

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Amendment No: )* Under the Securities Exchange Act of 1934 Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.

February 11, 2016 EX-99.1

Adesto Technologies Announces Fourth Quarter and Full Year 2015 Financial Results Fourth Quarter Revenue Increases 14.1% Year-over-Year; Gross Margin Remains Above 45%

EdgarFiling EXHIBIT 99.1 Adesto Technologies Announces Fourth Quarter and Full Year 2015 Financial Results Fourth Quarter Revenue Increases 14.1% Year-over-Year; Gross Margin Remains Above 45% SUNNYVALE, Calif., Feb. 11, 2016 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of application-specific, feature-rich, ultra-low power non-volatile memory products, toda

February 11, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 11, 2016 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

February 11, 2016 SC 13G

IOTS / Adesto Technologies Corporation / FEDERATED INVESTORS INC /PA/ Passive Investment

OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filin

February 11, 2016 SC 13G

IOTS / Adesto Technologies Corporation / ATA Ventures II L.P. - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. ) * Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) October 26, 2015 (Date o

February 3, 2016 SC 13G

IOTS / Adesto Technologies Corporation / DIKER MANAGEMENT LLC - SCHEDULE 13G HOLDINGS REPORT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 3, 2016 SC 13G/A

IOTS / Adesto Technologies Corporation / DIKER MANAGEMENT LLC - SCHEDULE 13G AMENDMENT FILING Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

January 14, 2016 SC 13G

IOTS / Adesto Technologies Corporation / Unterberg Capital LLC - SCHEDULE 13G HOLDINGS REPORT Passive Investment

SC 13G 1 iots010416.htm SCHEDULE 13G HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Adesto Technologies Corp (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 00687D101 (CUSIP Number) January 4, 2016 (Date of Event Which Requires Filing of this Sta

November 12, 2015 EX-99.1

Adesto Technologies Announces Third Quarter 2015 Financial Results Revenue Increases 11.1% Year-over-Year; Gross Margin Reaches 45.2%

EX-99.1 Exhibit 99.1 Adesto Technologies Announces Third Quarter 2015 Financial Results Revenue Increases 11.1% Year-over-Year; Gross Margin Reaches 45.2% Sunnyvale, Calif., ? Nov. 12, 2015 (GLOBE NEWSWIRE) ? Adesto Technologies Corporation (NASDAQ: IOTS), a leading provider of application-specific, feature-rich, ultra-low power non-volatile memory products, today announced financial results for t

November 12, 2015 8-K

Adesto Technologies 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 12, 2015 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

November 10, 2015 SC 13D

IOTS / Adesto Technologies Corporation / ARCH VENTURE FUND VI LP - ADESTO TECHNOLOGIES CORPORATION Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Adesto Technologies Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 00687D 101 (CUSIP Number) Mark McDonnell ARCH Venture Corporation 8725 W. Higgins Road Suite 290 Chicago, IL 60631 (Name, Address and Telephone

November 6, 2015 8-K

Adesto Technologies FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 2, 2015 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I.

November 6, 2015 EX-10.2

Lease by and between the Registrant and Peterson Ridge LLC, dated November 2, 2015.

Lease Agreement Exhibit 10.2 LEASE between Peterson Ridge LLC, as the Landlord and Adesto Technologies Corporation, as the Tenant Table of Contents Page 1. Premises 1 2. Delivery and Acceptance of Possession 1 3. Landlord?s Work 1 4. Tenant?s Work 2 5. Allowance 6 6. Term 7 7. Rent 8 8. Security Deposit 11 9. Utilities 11 10. Permitted Use 11 11. Signs 11 12. Landlord?s Maintenance 11 13. Tenant?s

November 6, 2015 EX-10.1

AMENDMENT TO COMMERCIAL SUBLEASE

Amendment to Sublease Agreement Exhibit 10.1 AMENDMENT TO COMMERCIAL SUBLEASE This Amendment to Commercial Sublease (?Amendment?) is made by, eGain Corporation (?Sublandlord?) and Adesto Technologies Corporation (?Subtenant?), this 2nd day of November 2015 (?Amendment Date?). RECITALS: A. Sublandlord is subleasing to Subtenant the premises at 1250 Borregas Avenue, Sunnyvale, CA 94089 (?Sublease Pr

November 2, 2015 SC 13D

IOTS / Adesto Technologies Corporation / HARRIS & HARRIS GROUP INC /NY/ - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) Harris & Harris Group, Inc. 1450 Broadway, 24th Floor New York, NY 10018 Attention: Daniel B. Wolfe Telephon

November 2, 2015 EX-99.1

Joint Filing Agreement

Exhibit 1 Joint Filing Agreement The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the Common Stock of Adesto Technologies Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D.

November 2, 2015 EX-99.2

LOCK-UP AGREEMENT

LOCK-UP AGREEMENT , 2015 Oppenheimer & Co. Inc. Needham & Company, LLC As Representatives of the Several Underwriters c/o Oppenheimer & Co. Inc. 85 Broad Street New York, New York 10004 c/o Needham & Company, LLC 445 Park Avenue New York, New York 10022 Re: Public Offering of Adesto Technologies Corporation Ladies and Gentlemen: The undersigned, a holder of common stock, no par value (“Common Stoc

October 27, 2015 S-8

Adesto Technologies FORM S-8

Form S-8 As filed with the Securities and Exchange Commission on October 27, 2015 Registration No.

October 27, 2015 424B4

5,000,000 Shares Common Stock

Filed Pursuant to Rule 424(b)(4) Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No.

October 26, 2015 EX-24

POWER OF ATTORNEY

POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Narbeh Derhacobian, Ron Shelton, Willow Yang, Nanette Dove and Winston Macaraeg, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the "Compan

October 26, 2015 EX-24

POWER OF ATTORNEY

POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Narbeh Derhacobian, Ron Shelton, Willow Yang and Nanette Dove, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the "Company"), any and all F

October 26, 2015 CORRESP

Adesto Technologies ESP

Company Acceleration Request ADESTO TECHNOLOGIES CORPORATION 1250 Borregas Avenue Sunnyvale, CA 94089 October 26, 2015 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

October 26, 2015 EX-24

POWER OF ATTORNEY

POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Narbeh Derhacobian, Willow Yang, Nanette Dove and Winston Macaraeg, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the "Company"), any and

October 26, 2015 EX-24

POWER OF ATTORNEY

POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that ATA Management II, LLC, a limited liability company formed under the laws of Delaware, having its registered office at 4300 El Camino Real, Los Altos, California, hereby constitutes and appoints Hatch Graham and T.

October 26, 2015 EX-24

POWER OF ATTORNEY

POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Narbeh Derhacobian, Ron Shelton, Willow Yang, Nanette Dove and Winston Macaraeg, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the "Compan

October 26, 2015 EX-24.2

POWER OF ATTORNEY

POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that ATA Affiliates Fund II, LP, a limited partnership formed under the laws of Delaware, having its registered office at 4300 El Camino Real, Los Altos, California, hereby constitutes and appoints T.

October 26, 2015 EX-24.3

POWER OF ATTORNEY

POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that ATA Investment Fund II, LP, a limited partnership formed under the laws of Delaware, having its registered office at 4300 El Camino Real, Los Altos, California, hereby constitutes and appoints T.

October 26, 2015 EX-24.6

POWER OF ATTORNEY

POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Michio Fujimura and Hatch Graham and Nanette Dove, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the "Company"), any and all Form ID, or F

October 26, 2015 EX-24

POWER OF ATTORNEY

POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Ron Shelton, Willow Yang and Nanette Dove, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the "Company"), any and all Form ID, or Form 3, 4

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