الإحصائيات الأساسية
| LEI | 5493000F4ZO33MV32P92 |
| CIK | 1571949 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Intercontinental Exchange, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 20, 2025 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commis |
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| August 20, 2025 |
SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INTERCONTINENTAL EXCHANGE, INC. Exhibit 3.1 SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INTERCONTINENTAL EXCHANGE, INC. Intercontinental Exchange, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: (1) The present name of the Corporation is Intercontinental Exchange, Inc. The name under which the Corporation was originally i |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTIN |
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| July 31, 2025 |
Intercontinental Exchange Reports Strong Second Quarter 2025 Exhibit 99.1 Intercontinental Exchange Reports Strong Second Quarter 2025 · Record 2Q25 net revenues of $2.5 billion, +10% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our second quarter results, which were highlighted by another quarter of record revenues and double-digit earnings per share growth. Amidst a backdrop of continued volatility and un |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2025 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commissi |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 46-2286804 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
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| May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2025 (May 16, 2025) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat |
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| May 1, 2025 |
Intercontinental Exchange Reports Strong First Quarter 2025 Exhibit 99.1 Intercontinental Exchange Reports Strong First Quarter 2025 · Record 1Q25 net revenues of $2.5 billion, +8% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, “We are pleased to report the best quarter in ICE’s history, highlighted by record revenues, record operating income and earnings per share growth. Amidst a backdrop of continued geopolitical and macroeconomic |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2025 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTI |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3619 |
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| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2025 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (C |
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| February 6, 2025 |
EXHIBIT 10.17 INTERCONTINENTAL EXCHANGE, INC. 2022 OMNIBUS EMPLOYEE INCENTIVE PLAN 2024 PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (EBITDA) Grantee: [ NAME] Number of Performance-Based Restricted Stock Units: [*] Grant Date: [DATE] This Performance-Based Restricted Stock Unit Award Agreement (the “Award Agreement”) is dated this [DATE] (the “Grant Date”) by and between [NAME] (the “Gr |
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| February 6, 2025 |
Intercontinental Exchange, Inc. Global Personal Trading Policy. EXHIBIT 19.1 Intercontinental Exchange, Inc. Global Personal Trading Policy Version 1.19 Dated: February 2025 TABLE OF CONTENTS I. BACKGROUND 3 A. The Need for a Personal Trading Policy 3 B. Key Definitions 3 C. Applicability 6 D. Legality of Transactions 7 E. The Prohibition Against Insider Trading 7 F. “Tipping” Material Non-public Information is Prohibited 8 G. Transactions by Family or Househo |
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| February 6, 2025 |
Exhibit 99.1 Intercontinental Exchange Reports Strong Full Year 2024 Results 19th consecutive year of record revenues · 2024 net revenues of $9.3 billion, +16% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our 19th consecutive year of record revenues and continued earnings per share growth. Our track record of growth is a testament to the resilience |
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| February 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTINENTA |
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| February 6, 2025 |
EXHIBIT 10.19 INTERCONTINENTAL EXCHANGE, INC. 2022 OMNIBUS EMPLOYEE INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Grantee: [NAME] Number of Restricted Stock Units: [*] Grant Date: [DATE] ICE Fair Market Value on Grant Date: [*] This Restricted Stock Unit Award Agreement (the “Award Agreement”) is dated this [DATE] (the “Grant Date”) by and between [NAME] (the “Grantee”) and Intercontinental |
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| February 6, 2025 |
Subsidiaries of Intercontinental Exchange, Inc. Exhibit 21.1 The following is a list of Intercontinental Exchange, Inc.’s significant legal entity subsidiaries as of December 31, 2024, as defined by SEC rules, and the states or jurisdictions in which they are organized. The list includes the parent company of significant subsidiaries even if the parent company did not meet the definition of a significant subsidiary. Excluded from the list are s |
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| February 6, 2025 |
EXHIBIT 10.18 INTERCONTINENTAL EXCHANGE, INC. 2022 OMNIBUS EMPLOYEE INCENTIVE PLAN 2024 PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (3-YEAR EBITDA) Grantee: [NAME] Number of Performance-Based Restricted Stock Units: [*] Grant Date: [DATE] This Performance-Based Restricted Stock Unit Award Agreement (the “Award Agreement”) is dated this [DATE] (the “Grant Date”) by and between [NAME] (t |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERC |
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| October 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2024 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commi |
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| October 31, 2024 |
Intercontinental Exchange Reports Strong Third Quarter 2024 Exhibit 99.1 Intercontinental Exchange Reports Strong Third Quarter 2024 · Record 3Q24 net revenues of $2.3 billion, +17% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our third quarter results that extend our track record of revenue and earnings per share growth. Our customers continue to rely on our mission-critical data and technology to manage t |
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| August 9, 2024 |
Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-281203 Prospectus Offer to Exchange Any and All of Its Outstanding 3.625% Senior Notes due 2028 for Notes of the Same Series That Have Been Registered Under the Securities Act of 1933 The Exchange Offer (as defined below) will expire at 5:00 p.m. (Eastern time) on September 9, 2024, unless extended or earlier terminated by us |
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| August 7, 2024 |
August 7, 2024 Via EDGAR: United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 7, 2024 |
August 7, 2024 Via EDGAR: United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 2, 2024 |
EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of trustee as specified in its ch |
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| August 2, 2024 |
Form of Letter of Transmittal. EX-99.1 Exhibit 99.1 THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. If you are in any doubt as to the action to be taken you should immediately consult your broker, bank manager, lawyer, accountant, investment adviser or other professional adviser. LETTER OF TRANSMITTAL Relating to the Intercontinental Exchange, Inc. Offer to Exchange Any and All of Its Outstanding 3.625% Senior |
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| August 2, 2024 |
EX-4.5 Exhibit 4.5 [FORM OF FACE OF 3.625% SENIOR NOTES DUE 2028] [FOR GLOBAL SECURITIES ONLY][UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION (“DTC”), NEW YORK, NEW YORK, TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN |
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| August 2, 2024 |
EXHIBIT 107 Calculation of Filing Fee Table Form S-4 (Form Type) INTERCONTINENTAL EXCHANGE, INC. |
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| August 2, 2024 |
As filed with the Securities and Exchange Commission on August 2, 2024 S-4 Table of Contents As filed with the Securities and Exchange Commission on August 2, 2024 Registration No. |
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| August 1, 2024 |
Intercontinental Exchange Reports Strong Second Quarter 2024 Exhibit 99.1 Intercontinental Exchange Reports Strong Second Quarter 2024 · Record 2Q24 net revenues of $2.3 billion, +23% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our second quarter results that extend our track record of growth. Our customers continue to access our networks to manage risk, consume our mission-critical data and drive workflow |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTIN |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2024 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commiss |
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| July 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) BAKKT HOLDINGS, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05759B107 (CUSIP Number) Andrew J. Surdykowski Intercontinental Exchange, Inc. 5660 New Northside Drive Atlanta, GA 30328 770-857-4700 With a Copy to: Rory B. O’Hall |
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| June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2024 (May 31, 2024) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat |
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| June 5, 2024 |
EXHIBIT 10.1 Execution Version THIRTEENTH AMENDMENT TO CREDIT AGREEMENT This THIRTEENTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of May 31, 2024, is entered into by and among INTERCONTINENTAL EXCHANGE, INC., a Delaware corporation (the “Borrower”), the Lenders (as hereinafter defined) party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent. RECITALS A. T |
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| June 5, 2024 |
EX-4.2 Exhibit 4.2 EXECUTION VERSION INTERCONTINENTAL EXCHANGE, INC., as Issuer, and COMPUTERSHARE TRUST COMPANY, N.A., as Trustee Sixth Supplemental Indenture Dated as of June 5, 2024 to Senior Debt Indenture Dated as of August 13, 2018 Establishing a series of Securities designated 3.625% Senior Notes due 2028 SIXTH SUPPLEMENTAL INDENTURE, dated as of June 5, 2024 (herein called this “Sixth Supp |
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| June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commi |
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| June 5, 2024 |
EX-4.4 Exhibit 4.4 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT, dated as of June 5, 2024 (this “Agreement”), is entered into by and between Intercontinental Exchange, Inc., a Delaware corporation (the “Company”), and Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Wells Fargo Securities, LLC, as dealer managers (the “Dealer Managers”) in connection wi |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2024 (May 17, 2024) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat |
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| May 13, 2024 |
Exhibit 1.1 Execution Version INTERCONTINENTAL EXCHANGE, INC. $750,000,000 5.250% Notes due 2031 UNDERWRITING AGREEMENT May 6, 2024 BofA Securities, Inc. Goldman Sachs & Co. LLC J.P. Morgan Securities LLC Wells Fargo Securities, LLC Underwriting Agreement May 6, 2024 BOFA SECURITIES, INC. One Bryant Park New York, New York 10036 GOLDMAN SACHS & CO. LLC 200 West Street New York, New York 10282 J.P. |
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| May 13, 2024 |
Exhibit 4.1 EXECUTION VERSION INTERCONTINENTAL EXCHANGE, INC., as Issuer, and COMPUTERSHARE TRUST COMPANY, N.A., as Trustee Fifth Supplemental Indenture Dated as of May 13, 2024 to Senior Debt Indenture Dated as of August 13, 2018 Establishing a series of Securities designated 5.250% Senior Notes due 2031 FIFTH SUPPLEMENTAL INDENTURE, dated as of May 13, 2024 (herein called this “Fifth Supplementa |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2024 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36198 46-2286804 (Commi |
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| May 8, 2024 |
INTERCONTINENTAL EXCHANGE, INC. $750,000,000 5.250% SENIOR NOTES DUE 2031 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-277603 PROSPECTUS SUPPLEMENT (to Prospectus dated March 1, 2024) INTERCONTINENTAL EXCHANGE, INC. $750,000,000 5.250% SENIOR NOTES DUE 2031 Intercontinental Exchange, Inc. (“ICE”) is offering $750,000,000 initial aggregate principal amount of 5.250% Senior Notes due 2031 (the “notes”). The notes will mature on June 15, 2031. In |
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| May 8, 2024 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(5) (Form Type) Intercontinental Exchange, Inc. |
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| May 6, 2024 |
INTERCONTINENTAL EXCHANGE, INC. May 6, 2024 $750,000,000 5.250% SENIOR NOTES DUE 2031 Filed Pursuant to Rule 433 Registration Statement No. 333-277603 Supplementing the Preliminary Prospectus Supplement dated May 6, 2024 (To the Prospectus dated March 1, 2024) INTERCONTINENTAL EXCHANGE, INC. May 6, 2024 $750,000,000 5.250% SENIOR NOTES DUE 2031 The information in this pricing term sheet relates to the offering (the “Offering”) of 5.250% Senior Notes due 2031 (the “Notes”) of Interc |
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| May 6, 2024 |
SUBJECT TO COMPLETION, DATED MAY 6, 2024 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-277603 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to the securities has become effective under the Securities Act of 1933. This preliminary prospectus supplement and the accompanying prospectus are not offers to sell these securities and |
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| May 3, 2024 |
EX-99.1 Exhibit 99.1 Intercontinental Exchange, Inc. Commences Private Exchange Offer for Black Knight InfoServ LLC’s Outstanding 3.625% Senior Notes due 2028 May 3, 2024 ATLANTA & NEW YORK—(BUSINESS WIRE)—Intercontinental Exchange, Inc. (NYSE: ICE) (“ICE”) announced today that it is commencing a private exchange offer (the “Exchange Offer”) with respect to the outstanding 3.625% Senior Notes due |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2024 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commis |
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| May 2, 2024 |
Intercontinental Exchange Reports Strong First Quarter 2024 Exhibit 99.1 Intercontinental Exchange Reports Strong First Quarter 2024 · Record 1Q24 net revenues of $2.3 billion, +21% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report strong first quarter results that extend our track record of revenue and earnings per share growth. Our customers continue to rely on our mission-critical data and technology to manage |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2024 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTI |
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| April 29, 2024 |
Class 2 Warrant issued by the Issuer on April 25, 2024. EX-99.20 3 ss3319225ex9920.htm CLASS 2 WARRANT COMMON STOCK PURCHASE WARRANT (Class 2) BAKKT HOLDINGS, INC. Warrant Shares: 4,386,008 Original Issuance Date: April 25, 2024 Initial Exercise Date: September 4, 2024 Termination Date: September 4, 2029 THIS COMMON STOCK PURCHASE WARRANT (Class 2) (the “Warrant”) certifies that, for value received, Intercontinental Exchange Holdings, Inc. or its assig |
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| April 29, 2024 |
Class 1 Warrant issued by the Issuer on April 25, 2024. EX-99.19 2 ss3319225ex9919.htm CLASS 1 WARRANT COMMON STOCK PURCHASE WARRANT (Class 1) BAKKT HOLDINGS, INC. Warrant Shares: 4,386,008 Original Issuance Date: April 25, 2024 Initial Exercise Date: September 4, 2024 Termination Date: September 4, 2029 THIS COMMON STOCK PURCHASE WARRANT (Class 1) (the “Warrant”) certifies that, for value received, Intercontinental Exchange Holdings, Inc., or its assi |
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| April 29, 2024 |
BKKT / Bakkt Holdings, Inc. / Intercontinental Exchange, Inc. - AMENDMENT NO. 4 Activist Investment SC 13D/A 1 ss3319225sc13da.htm AMENDMENT NO. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) BAKKT HOLDINGS, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05759B107 (CUSIP Number) Andrew J. Surdykowski Intercontinental Exchange, Inc. 5660 New Northside Drive Atlanta, GA 30 |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Sta |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10- K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10- K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3 |
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| March 4, 2024 |
EX-99.17 4 ss3098627ex9917.htm COMMON STOCK PURCHASE WARRANT CLASS 1 COMMON STOCK PURCHASE WARRANT (Class 1) BAKKT HOLDINGS, INC. Warrant Shares: 1,381,004 Original Issuance Date: March 4, 2024 Initial Exercise Date: September 4, 2024 Termination Date: September 4, 2029 THIS COMMON STOCK PURCHASE WARRANT (Class 1) (the “Warrant”) certifies that, for value received, Intercontinental Exchange Holdin |
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| March 4, 2024 |
BKKT / Bakkt Holdings, Inc. / Intercontinental Exchange, Inc. - AMENDMENT NO. 3 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) BAKKT HOLDINGS, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05759B107 (CUSIP Number) Andrew J. Surdykowski Intercontinental Exchange, Inc. 5660 New Northside Drive Atlanta, GA 30328 770-857-4700 With a Copy to: Rory B. O’Hall |
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| March 4, 2024 |
Exhibit 99.15 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 29, 2024, between Bakkt Holdings, Inc., a Delaware corporation (the “Company”), and Intercontinental Exchange Holdings, Inc. (including its successors and assigns, the “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an effe |
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| March 4, 2024 |
COMMON STOCK PURCHASE WARRANT (Class 2) BAKKT HOLDINGS, INC. Warrant Shares: 1,381,004 Original Issuance Date: March 4, 2024 Initial Exercise Date: September 4, 2024 Termination Date: September 4, 2029 THIS COMMON STOCK PURCHASE WARRANT (Class 2) (the “Warrant”) certifies that, for value received, Intercontinental Exchange Holdings, Inc. or its assigns (the “Holder”) is entitled, upon the terms an |
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| March 4, 2024 |
Exhibit 99.16 VOTING SUPPORT AGREEMENT This Voting Support Agreement (this “Agreement”), dated as of February 29, 2024, is entered into by and between Bakkt Holdings, Inc., a Delaware corporation (the “Company”), and Intercontinental Exchange Holdings, Inc. (the “Supporting Stockholder”). Capitalized terms used but not otherwise defined in this Agreement shall have the meanings ascribed to them in |
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| March 1, 2024 |
Exhibit 4.1 BLACK KNIGHT INFOSERV, LLC, as Issuer, THE GUARANTORS PARTY HERETO and COMPUTERSHARE TRUST COMPANY, N.A., as Trustee First Supplemental Indenture Dated as of February 28, 2024 to Indenture Dated as of August 26, 2020 FIRST SUPPLEMENTAL INDENTURE, dated as of February 28, 2024 (this “First Supplemental Indenture”), among Black Knight InfoServ, LLC, a Delaware limited liability company ( |
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| March 1, 2024 |
Regulation FD Disclosure, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) ( |
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| March 1, 2024 |
As filed with the Securities and Exchange Commission on March 1, 2024 Table of Contents As filed with the Securities and Exchange Commission on March 1, 2024 Registration No. |
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| March 1, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Intercontinental Exchange, Inc. |
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| March 1, 2024 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) N |
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| March 1, 2024 |
Exhibit 99.1 Intercontinental Exchange, Inc. Announces Expiration of Consent Solicitation and Receipt of Requisite Consents Relating to Black Knight InfoServ, LLC’s Outstanding 3.625% Senior Notes due 2028 February 28, 2024 ATLANTA & NEW YORK—(BUSINESS WIRE)—Intercontinental Exchange, Inc. (NYSE: ICE) (“ICE”) announced today the expiration and results of the previously announced consent solicitati |
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| March 1, 2024 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) COMPUTERSHARE TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) N |
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| February 13, 2024 |
ICE / Intercontinental Exchange, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01206-intercontinentalexch.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Intercontinental Exchange Inc Title of Class of Securities: Common Stock CUSIP Number: 45866F104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate |
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| February 8, 2024 |
Intercontinental Exchange, Inc. Mandatory Clawback Policy. EXHIBIT 97 INTERCONTINENTAL EXCHANGE, INC. MANDATORY CLAWBACK POLICY I. BACKGROUND Intercontinental Exchange, Inc. (the “Company”) has adopted this policy, as amended and restated (this “Policy”), to provide for the recovery or “clawback” of certain incentive compensation in the event of a Restatement. This Policy is intended to comply with, and will be interpreted to be consistent with, the requi |
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| February 8, 2024 |
Description of ICE’s Securities Registered under Section 12 of the Exchange Act. Exhibit 4.26 Description of Intercontinental Exchange, Inc.’s Securities Registered Under Section 12 of the Exchange Act The following summary of the capital stock of Intercontinental Exchange, Inc. (“ICE”) is based on and qualified by ICE’s sixth amended and restated certificate of incorporation (the “certificate of incorporation”) and ICE’s ninth amended and restated bylaws (the “bylaws”). For a |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTINENTA |
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| February 8, 2024 |
Exhibit 99.1 Intercontinental Exchange Reports Strong Full Year 2023 Results 18th consecutive year of record revenues · 2023 net revenues of $8.0 billion, +10% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our 18th consecutive year of record revenues and another year of earnings per share growth. A dynamic macro environment and strong secular tailwin |
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| February 8, 2024 |
Subsidiaries of Intercontinental Exchange, Inc. Exhibit 21.1 The following is a list of Intercontinental Exchange, Inc.’s significant legal entity subsidiaries as of December 31, 2023, as defined by SEC rules, and the states or jurisdictions in which they are organized. The list includes the parent company of significant subsidiaries even if the parent company did not meet the definition of a significant subsidiary. Excluded from the list are s |
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| February 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2024 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (C |
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| November 8, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (C |
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| November 8, 2023 |
Exhibit 99.1 Intercontinental Exchange, Inc. Commences Private Exchange Offer and Consent Solicitation for Black Knight InfoServ LLC’s Outstanding 3.625% Senior Notes Due 2028 November 8, 2023 ATLANTA & NEW YORK—(BUSINESS WIRE)—Intercontinental Exchange, Inc. (NYSE: ICE) (“ICE”) announced today that it is commencing a private exchange offer (the “Exchange Offer”) and related consent solicitation ( |
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| November 2, 2023 |
Intercontinental Exchange Reports Strong Third Quarter 2023 Exhibit 99.1 Intercontinental Exchange Reports Strong Third Quarter 2023 • Record 3Q23 net revenues of $2.0 billion, +11% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our third quarter results, which extend our track record of revenue and earnings per share growth. Our customers continue to rely on our mission-critical data and technology to manage |
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| November 2, 2023 |
INDENTURE 3.625% Senior Notes Due 2028 among BLACK KNIGHT INFOSERV, LLC, as the Issuer, THE GUARANTORS PARTY HERETO and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee Dated August 26, 2020 EXHIBIT 4.1 -i- TABLE OF CONTENTS Page Article I DEFINITIONS AND INCORPORATION BY REFERENCE ........................................1 Section 1.01 Definitions................................................. |
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| November 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commi |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERC |
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| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2023 (October 26, 2023) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction o |
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| October 27, 2023 |
Exhibit 99.1 ICE Appoints Chris Edmonds to Lead Fixed Income and Data Services Business Chief Regulatory Officer Elizabeth King to Lead ICE’s Clearing Operations ATLANTA & NEW YORK - October 26, 2023 - Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology, and market infrastructure, announced today that Christopher Edmonds, currently ICE’s Chief Development Off |
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| October 6, 2023 |
Exhibit 10.1 CONFIDENTIAL INTERCONTINENTAL EXCHANGE, INC. 2022 OMNIBUS EMPLOYEE INCENTIVE PLAN 2023 PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (DEAL INCENTIVE AWARD) Grantee: ● Number of Performance-Based Restricted Stock Units: ● Grant Date: ● This Performance-Based Restricted Stock Unit Award Agreement (this “Award Agreement” or “Award”) is dated this ● (the “Grant Date”) by and bet |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2023 (October 3, 2023) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of |
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| September 15, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) |
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| September 15, 2023 |
Exhibit 99.1 Intercontinental Exchange Completes Sale of Optimal Blue and Empower LOS Businesses to Constellation Software Inc. ATLANTA & NEW YORK & JACKSONVILLE, Fla., – September 15, 2023 – Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology, and market infrastructure, today announced that, in connection with its acquisition of Black Knight, it has complete |
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| September 8, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) ( |
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| September 5, 2023 |
EX-4.3 Exhibit 4.3 BLACK KNIGHT, INC. AMENDED AND RESTATED 2015 OMNIBUS INCENTIVE PLAN (as of September 29, 2017) TABLE OF CONTENTS Page ARTICLE 1. ESTABLISHMENT, OBJECTIVES, AND DURATION 1 1.1. Establishment of the Plan 1 1.2. Objectives of the Plan 1 1.3. Duration of the Plan 1 ARTICLE 2. DEFINITIONS 1 ARTICLE 3. ADMINISTRATION 4 3.1. The Committee 4 3.2. Authority of the Committee 4 3.3. Decisi |
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| September 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) ( |
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| September 5, 2023 |
Exhibit 107.1 CALCULATION OF FILING FEE TABLE S-8 (Form Type) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.01 par |
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| September 5, 2023 |
As filed with the Securities and Exchange Commission on September 5, 2023 S-8 Table of Contents As filed with the Securities and Exchange Commission on September 5, 2023 Registration No. |
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| September 5, 2023 |
EX-99.1 Exhibit 99.1 Intercontinental Exchange Completes Acquisition of Black Knight and Announces Preliminary Results of Elections Made by Black Knight Stockholders in Connection with the Acquisition ATLANTA & NEW YORK & JACKSONVILLE, Fla., – September 5, 2023 – Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology, and market infrastructure, and Black Knight, |
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| August 28, 2023 |
Exhibit 99.1 Intercontinental Exchange and Black Knight Announce Entry into Agreement Containing Consent Orders with FTC’s Bureau of Competition • ICE’s acquisition of Black Knight is expected to close on September 5, 2023. • The deadline for Black Knight stockholders to elect their preferred form of merger consideration is September 1, 2023. ATLANTA & JACKSONVILLE – August 25, 2023 – (BUSINESS WI |
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| August 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commis |
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| August 28, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commis |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Com |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Com |
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| August 7, 2023 |
Exhibit 99.1 Intercontinental Exchange, Black Knight and the Federal Trade Commission Jointly Agree to Dismiss Federal Court Case, Pending Settlement Negotiations ATLANTA & NEW YORK & JACKSONVILLE, Fla., – August 7, 2023 – (BUSINESS WIRE) Intercontinental Exchange, Inc. (NYSE: ICE) and Black Knight, Inc. (NYSE: BKI) announced today that, amid progress toward a potential resolution, they have joint |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commiss |
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| August 3, 2023 |
Intercontinental Exchange Reports Strong Second Quarter 2023 Exhibit 99.1 Intercontinental Exchange Reports Strong Second Quarter 2023 • 2Q23 net revenues of $1.9 billion, +4% y/y Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our second quarter results, which were highlighted by another quarter of revenue and earnings per share growth. Amidst an uncertain macro environment, customers continue to access our network |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTIN |
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| July 17, 2023 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 (July 14, 2023) INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of inco |
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| July 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 (July 14, 2023) INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorpor |
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| July 17, 2023 |
EX-99.1 Exhibit 99.1 Intercontinental Exchange and Black Knight Announce Agreement to Sell Black Knight’s Optimal Blue Business to Constellation Software Inc. Divestiture contingent on closing of ICE’s acquisition of Black Knight ATLANTA & NEW YORK & JACKSONVILLE, Fla.—July 17, 2023 — (BUSINESS WIRE)—Intercontinental Exchange, Inc. (NYSE: ICE) and Black Knight, Inc. (NYSE: BKI) today announced tha |
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| May 22, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 22, 2023 (May 19, 2023) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat |
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| May 17, 2023 |
425 Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: May 17, 2023 On May 17, 2023, Intercontinental Exchange, Inc. launched the following website relating to its proposed acquisition of Black Knight, Inc.: Today’s homebuying process is incredibly inefficient and complex, with many |
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| May 5, 2023 |
Filed by Intercontinental Exchange, Inc. 425 Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: May 5, 2023 The following is an excerpt of the transcript of Intercontinental Exchange, Inc.’s Q1 2023 Earnings Call held on May 4, 2023: … Jeffrey Craig Sprecher Chair & Chief Executive Officer, Intercontinental Exchange, Inc. |
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| May 4, 2023 |
Intercontinental Exchange Reports Strong First Quarter 2023 Exhibit 99.1 Intercontinental Exchange Reports Strong First Quarter 2023 • 1Q23 net revenues of $1.9 billion; recurring revenues +4% y/y • 1Q23 GAAP diluted earnings per share (EPS) of $1.17 • 1Q23 adj. diluted earnings per share of $1.41 • 1Q23 operating margin of 51%; adj. operating margin of 61% • Record exchanges net revenues +1% y/y; +3% y/y, constant currency (CC)* • Record fixed income & da |
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| May 4, 2023 |
EXHIBIT 10.1 INTERCONTINENTAL EXCHANGE HOLDINGS, INC. EMPLOYMENT AGREEMENT FOR CHRISTOPHER EDMONDS This is an Employment Agreement (the “Employment Agreement”), dated as of February 1, 2023, by and between Intercontinental Exchange Holdings, Inc., a wholly-owned subsidiary of Intercontinental Exchange, Inc., a Delaware corporation (together with its affiliates, the “Company” or “ICE”), and Christo |
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| May 4, 2023 |
EXHIBIT 10.2 AIRCRAFT TIME SHARING AGREEMENT This Aircraft Time Sharing Agreement (the “Agreement”), is made and entered into this 17th day of April, 2023, by and between Intercontinental Exchange Holdings, Inc., a Delaware corporation (the “Operator” or the “Company”), and Chris Edmonds (the “Passenger”). RECITALS WHEREAS, Operator is the beneficial owner, operator or lessor of the aircraft (indi |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTI |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) BAKKT HOLDINGS, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05759B107 (CUSIP Number) Andrew J. Surdykowski Intercontinental Exchange, Inc. 5660 New Northside Drive Atlanta, GA 30328 770-857-4700 With a Copy to: Rory B. O’Hall |
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| March 31, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| March 31, 2023 |
MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT March 31, 2023 Dear Stockholder of Black Knight, Inc.: 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-265709 MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT March 31, 2023 Dear Stockholder of Black Knight, Inc.: On behalf of the board of directors of Black Knight, Inc., which we refer to as “Black Knight,” we are pleased to enclose the accompanying proxy statement/prospectus relating to the proposed transaction between Black |
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| March 31, 2023 |
DEFA14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 30, 2023 |
Consent of J.P. Morgan Securities LLC. EX-99.2 Exhibit 99.2 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated March 7, 2023 to the Board of Directors of Black Knight, Inc. (the “Company”) included as Annex B to the proxy statement/prospectus relating to the proposed transaction between the Company and Intercontinental Exchange, Inc. (“ICE”), which forms a part of Post-Effective Amendment |
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| March 30, 2023 |
Form of Black Knight Proxy Card. EX-99.1 Exhibit 99.1 BLACK KNIGHT, INC. 601 RIVERSIDE AVENUE JACKSONVILLE, FL 32204 VOTE BY INTERNET Before The Meeting - Go to www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 P.M. Eastern Time on April 27, 2023. Have your proxy card in hand when you access the website and follow the inst |
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| March 30, 2023 |
As filed with the Securities and Exchange Commission on March 30, 2023 POS AM Table of Contents As filed with the Securities and Exchange Commission on March 30, 2023 Registration No. |
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| March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCON |
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| March 15, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Intercontinental Exchange, Inc. |
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| March 15, 2023 |
As filed with the Securities and Exchange Commission on March 15, 2023 POS AM Table of Contents As filed with the Securities and Exchange Commission on March 15, 2023 Registration No. |
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| March 15, 2023 |
Description of ICE’s Securities Registered under Section 12 of the Exchange Act EX-4.26 Exhibit 4.26 Description of Intercontinental Exchange, Inc.’s Securities Registered Under Section 12 of the Exchange Act The following summary of the capital stock of Intercontinental Exchange, Inc. (“ICE”) is based on and qualified by ICE’s sixth amended and restated certificate of incorporation (the “certificate of incorporation”) and ICE’s ninth amended and restated bylaws (the “bylaws” |
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| March 15, 2023 |
Consent of J.P. Morgan Securities LLC. EX-99.2 Exhibit 99.2 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated March 7, 2023 to the Board of Directors of Black Knight, Inc. (the “Company”) included as Annex B to the proxy statement/prospectus relating to the proposed transaction between the Company and Intercontinental Exchange, Inc. (“ICE”), which forms a part of Post-Effective Amendment |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCON |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commissi |
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| March 9, 2023 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Comm |
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| March 9, 2023 |
Intercontinental Exchange Responds to the FTC’s Attempt to Block ICE’s Acquisition of Black Knight EX-99.1 Exhibit 99.1 Intercontinental Exchange Responds to the FTC’s Attempt to Block ICE’s Acquisition of Black Knight ATLANTA & NEW YORK – March 09, 2023 – (BUSINESS WIRE) Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology, and market infrastructure, announced today that it strongly disagrees with, and will vigorously oppose, the Federal Trade Commission ( |
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| March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commissi |
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| March 7, 2023 |
EX-2.1 Exhibit 2.1 Execution Version AMENDMENT NO. 1 TO THE AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 (this “Amendment”), dated as of March 7, 2023, to the Agreement and Plan of Merger, dated as of May 4, 2022 (the “Merger Agreement”), by and among Intercontinental Exchange, Inc., a Delaware corporation (“Parent”), Sand Merger Sub Corporation, a Delaware corporation and a Subsidiary of Par |
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| March 7, 2023 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Comm |
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| March 7, 2023 |
EX-99.1 Exhibit 99.1 March 7, 2023 Black Knight and Intercontinental Exchange Announce Agreement to Sell Black Knight’s Empower LOS Business to Constellation Software Inc. and Revised Terms of Merger Agreement Divestiture contingent on closing of ICE’s acquisition of Black Knight Amended transaction terms value Black Knight at $75 per share ATLANTA, NEW YORK & JACKSONVILLE – March 7, 2023 – (BUSIN |
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| February 9, 2023 |
ICE / Intercontinental Exchange Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01165-intercontinentalexch.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Intercontinental Exchange Inc. Title of Class of Securities: Common Stock CUSIP Number: 45866F104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate |
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| February 2, 2023 |
Exhibit 99.1 Intercontinental Exchange Reports Strong Full Year 2022 Results 17th consecutive year of record revenues Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report our 17th consecutive year of record revenues. Amidst a dynamic macroeconomic environment, our strong results reflect the "all-weather" nature of our business model. Our customers continue to r |
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| February 2, 2023 |
EX-10.18 4 ice20221231ex1018.htm EX-10.18 EXHIBIT 10.18 INTERCONTINENTAL EXCHANGE, INC. 2022 OMNIBUS EMPLOYEE INCENTIVE PLAN 2023 PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (RELATIVE 3-YEAR TSR) Grantee: [ NAME ] Number of Performance-Based Restricted Stock Units: [ * ] Grant Date: [ DATE ] This Performance-Based Restricted Stock Unit Award Agreement (the “Award Agreement”) is dated t |
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| February 2, 2023 |
Subsidiaries of Intercontinental Exchange, Inc. Exhibit 21.1 The following is a list of Intercontinental Exchange, Inc.’s significant legal entity subsidiaries as of December 31, 2022, as defined by SEC rules, and the states or jurisdictions in which they are organized. The list includes the parent company of significant subsidiaries even if the parent company did not meet the definition of a significant subsidiary. Excluded from the list are s |
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| February 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTINENTA |
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| February 2, 2023 |
EXHIBIT 10.17 INTERCONTINENTAL EXCHANGE, INC. 2022 OMNIBUS EMPLOYEE INCENTIVE PLAN 2023 PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (EBITDA AND TSR) Grantee: [ NAME ] Number of Performance-Based Restricted Stock Units: [ * ] Grant Date: [ DATE ] This Performance-Based Restricted Stock Unit Award Agreement (the “Award Agreement”) is dated this [ DATE ] (the “Grant Date”) by and between |
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| February 2, 2023 |
Intercontinental Exchange, Inc. Annual Executive Bonus Plan. EXHIBIT 10.9 INTERCONTINENTAL EXCHANGE, INC. ANNUAL EXECUTIVE BONUS PLAN 1.Effective Date and Purpose The Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) Intercontinental Exchange, Inc. (“ICE” and, together with its subsidiaries and affiliates and their respective successors and assigns, the “Company”) hereby adopts the Intercontinental Exchange, Inc. Annual Execut |
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| February 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2023 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (C |
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| November 3, 2022 |
Filed by Intercontinental Exchange, Inc. Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: November 3, 2022 The following are excerpts of the transcript of Intercontinental Exchange, Inc.?s Q3 2022 Earnings Call held on November 3, 2022: ? Katia Gonzalez Senior Analyst, Investor Relations, Intercontinental Exchange, Inc. |
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| November 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commi |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERC |
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| November 3, 2022 |
Intercontinental Exchange Reports Strong Third Quarter 2022 Exhibit 99.1 Intercontinental Exchange Reports Strong Third Quarter 2022 ? 3Q22 net revenues of $1.8 billion; +1% y/y; +3% y/y, constant currency (CC)* Jeffrey C. Sprecher, ICE Chair & Chief Executive Officer, said, "We are pleased to report strong third quarter results that extend our track record of growth. Amidst a backdrop of continued geopolitical and macroeconomic uncertainty, our strong thi |
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| October 28, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commi |
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| August 22, 2022 |
Exhibit 3.1 SIXTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INTERCONTINENTAL EXCHANGE, INC. Intercontinental Exchange, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), hereby certifies as follows: (1) The present name of the Corporation is Intercontinental Exchange, Inc. The name under which the Corporation was originally incorporat |
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| August 22, 2022 |
Exhibit 3.2 NINTH AMENDED AND RESTATED BYLAWS OF INTERCONTINENTAL EXCHANGE, INC. Adopted effective August 22, 2022 TABLE OF CONTENTS Page ARTICLE I ? OFFICES 1 ARTICLE II ? MEETINGS OF STOCKHOLDERS 1 ARTICLE III ? DIRECTORS 19 ARTICLE IV ? NOTICES 23 ARTICLE V ? OFFICERS 23 ARTICLE VI ? CERTIFICATE OF STOCK 24 ARTICLE VII ? JURISDICTION 25 ARTICLE VIII ? CONFIDENTIAL INFORMATION 26 ARTICLE IX ? CO |
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| August 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 22, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commis |
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| August 19, 2022 |
MERGER PROPOSED?YOUR VOTE IS VERY IMPORTANT August 19, 2022 Dear Stockholder of Black Knight, Inc.: 424B3 1 d331753d424b3.htm 424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-265709 MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT August 19, 2022 Dear Stockholder of Black Knight, Inc.: On behalf of the board of directors of Black Knight, Inc., which we refer to as “Black Knight,” we are pleased to enclose the accompanying proxy statement/prospectus relating to the propose |
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| August 17, 2022 |
Intercontinental Exchange, Inc. 5660 New Northside Drive, Third Floor Atlanta, Georgia 30328 Intercontinental Exchange, Inc. 5660 New Northside Drive, Third Floor Atlanta, Georgia 30328 August 17, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Susan Block, John Stickel Re: Intercontinental Exchange, Inc. Registration Statement on Form S-4 File No. 333-265709 Ladies and Gentlemen: Pursuant to Rule 461 u |
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| August 15, 2022 |
As filed with the Securities and Exchange Commission on August 15, 2022 Table of Contents As filed with the Securities and Exchange Commission on August 15, 2022 Registration No. |
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| August 15, 2022 |
Form of Black Knight Proxy Card. Exhibit 99.1 SCAN TO VIEW MATERIALS & VOTE w BLACK KNIGHT, INC. 601 RIVERSIDE AVENUE VOTE BY INTERNET JACKSONVILLE, FL 32204 Before The Meeting?Go to www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 P.M. Eastern Time on September 20, 2022. Have your proxy card in hand when you access the w |
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| August 15, 2022 |
Consent of J.P. Morgan Securities LLC. Exhibit 99.2 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated May 4, 2022 to the Board of Directors of Black Knight, Inc. (the ?Company?) included as Annex B to the proxy statement/prospectus relating to the proposed transaction between the Company and Intercontinental Exchange, Inc. (?ICE?), which forms a part of Amendment No. 2 to the Registratio |
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| August 4, 2022 |
EXHIBIT 10.3 ELEVENTH AMENDMENT TO CREDIT AGREEMENT This ELEVENTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), dated as of May 11, 2022 is entered into by and among INTERCONTINENTAL EXCHANGE, INC., a Delaware corporation (the ?Borrower?), the Lenders (as hereinafter defined) party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent. RECITALS A. The Borrower, the severa |
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| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commiss |
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| August 4, 2022 |
Intercontinental Exchange Reports Strong Second Quarter 2022 Exhibit 99.1 Intercontinental Exchange Reports Strong Second Quarter 2022 ? 2Q22 net revenues of $1.8 billion, +6% y/y ? 2Q22 GAAP diluted EPS of $0.99, down 55% y/y, primarily due to the 2Q21 pre-tax gain of $1.23 billion related to the full divestment of our stake in Coinbase ? 2Q22 adj. diluted EPS of $1.32, +14% y/y ? 2Q22 operating income of $869 million, +9% y/y; adj. operating income of $1. |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTIN |
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| July 22, 2022 |
Consent of J.P. Morgan Securities LLC. Exhibit 99.2 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated May 4, 2022 to the Board of Directors of Black Knight, Inc. (the ?Company?) included as Annex B to the proxy statement/prospectus relating to the proposed transaction between the Company and Intercontinental Exchange, Inc. (?ICE?), which forms a part of Amendment No. 1 to the Registratio |
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| July 22, 2022 |
599 Lexington Avenue New York, NY 10022-6069 CORRESP 1 filename1.htm 599 Lexington Avenue New York, NY 10022-6069 +1.212.848.4000 By EDGAR July 22, 2022 John Stickel U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Intercontinental Exchange, Inc. Registration Statement on Form S-4 Filed June 17, 2022 File No. 333-265709 Ladies and Gentlemen: This letter re |
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| July 22, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Intercontinental Exchange, Inc. |
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| July 22, 2022 |
As filed with the Securities and Exchange Commission on July 22, 2022 S-4/A 1 d331753ds4a.htm S-4/A Table of Contents As filed with the Securities and Exchange Commission on July 22, 2022 Registration No. 333-265709 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 62 |
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| July 7, 2022 |
Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: July 7, 2022 On July 7, 2022, HousingWire published the following Q&A with Joe Tyrrell, President of ICE Mortgage Technology: Opinion: ICE’s Joe Tyrr |
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| June 17, 2022 |
As filed with the Securities and Exchange Commission on June 17, 2022 S-4 1 d331753ds4.htm FORM S-4 Table of Contents As filed with the Securities and Exchange Commission on June 17, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 6200 46-2286804 (State or o |
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| June 17, 2022 |
Consent of J.P. Morgan Securities LLC. Exhibit 99.2 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated May 4, 2022 to the Board of Directors of Black Knight, Inc. (the ?Company?) included as Annex B to the proxy statement/prospectus relating to the proposed transaction between the Company and Intercontinental Exchange, Inc. (?ICE?), which forms a part of the registration statement on Form |
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| June 17, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Intercontinental Exchange, Inc. |
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| June 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2022 (June 12, 2022) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorpor |
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| June 10, 2022 |
Filed by Intercontinental Exchange, Inc. Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: June 10, 2022 On June 9, 2022, the Chair and Chief Executive Officer of Intercontinental Exchange, Inc. spoke at the Piper Sandler Global Exchange & |
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| June 7, 2022 |
Filed by Intercontinental Exchange, Inc. Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: June 7, 2022 On June 6, 2022, Intercontinental Exchange, Inc. sent its employees a link to a video of remarks made by its Chair and Chief Executive O |
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| June 6, 2022 |
Filed by Intercontinental Exchange, Inc. Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: June 6, 2022 On June 3, 2022, Intercontinental Exchange, Inc. posted on its internal employee website a webcast of remarks made by certain of its sen |
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| June 1, 2022 |
Exhibit 10.1 Execution Version TWELFTH AMENDMENT TO CREDIT AGREEMENT This TWELFTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), dated as of May 25, 2022, is entered into by and among INTERCONTINENTAL EXCHANGE, INC., a Delaware corporation (the ?Borrower?), the Lenders (as hereinafter defined) party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent. RECITALS A. The Bor |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2022 (May 25, 2022) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat |
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| June 1, 2022 |
EXHIBIT 10.2 CUSIP Number: Deal # [?] Term Loans CUSIP # [?] Execution Version TERM LOAN CREDIT AGREEMENT among INTERCONTINENTAL EXCHANGE, INC. as Borrower, THE LENDERS NAMED HEREIN, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent BANK OF AMERICA, N.A., and GOLDMAN SACHS BANK USA, as Co-Syndication Agents and CITIBANK, N.A., CREDIT SUISSE AG, NEW YORK BRANCH, MUFG BANK, LTD., and P |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2022 (May 25, 2022) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat |
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| May 23, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2022 INTERCONTINENTAL EXCHANGE, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36198 46-2286804 (Commi |
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| May 23, 2022 |
Exhibit 1.1 INTERCONTINENTAL EXCHANGE, INC. $8,000,000,000 3.650% Notes due 2025 4.000% Notes due 2027 4.350% Notes due 2029 4.600% Notes due 2033 4.950% Notes due 2052 5.200% Notes due 2062 UNDERWRITING AGREEMENT May 12, 2022 BofA Securities, Inc. Goldman Sachs & Co. LLC Wells Fargo Securities, LLC Underwriting Agreement May 12, 2022 BOFA SECURITIES, INC. One Bryant Park New York, New York 10036 |
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| May 23, 2022 |
Exhibit 4.1 INTERCONTINENTAL EXCHANGE, INC., as Issuer, and COMPUTERSHARE TRUST COMPANY, N.A., as Trustee Fourth Supplemental Indenture Dated as of May 23, 2022 to Senior Debt Indenture Dated as of August 13, 2018 Establishing six series of Securities designated 3.650% Senior Notes due 2025 4.000% Senior Notes due 2027 4.350% Senior Notes due 2029 4.600% Senior Notes due 2033 4.950% Senior Notes d |
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| May 17, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2022 (May 13, 2022) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat |
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| May 16, 2022 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(2) (Form Type) Intercontinental Exchange, Inc. |
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| May 16, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-253816 PROSPECTUS SUPPLEMENT (to Prospectus dated March 3, 2021) INTERCONTINENTAL EXCHANGE, INC. $1,250,000,000 3.650% SENIOR NOTES DUE 2025 $1,500,000,000 4.000% SENIOR NOTES DUE 2027 $1,250,000,000 4.350% SENIOR NOTES DUE 2029 $1,500,000,000 4.600% SENIOR NOTES DUE 2033 $1,500,000,000 4.950% SENIOR NOTES DUE 2052 $1,000,000, |
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| May 13, 2022 |
Exhibit 107 CALCULATION OF FILING FEE Form S-8 (Form type) Intercontinental Exchange, Inc. |
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| May 13, 2022 |
As filed with the Securities and Exchange Commission on May 13, 2022 As filed with the Securities and Exchange Commission on May 13, 2022 Registration No. |
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| May 13, 2022 |
As filed with the Securities and Exchange Commission on May 13, 2022 As filed with the Securities and Exchange Commission on May 13, 2022 Registration No. |
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| May 13, 2022 |
As filed with the Securities and Exchange Commission on May 13, 2022 Table of Contents As filed with the Securities and Exchange Commission on May 13, 2022 Registration No. |
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| May 12, 2022 |
SUBJECT TO COMPLETION, DATED MAY 12, 2022 Table of Contents The information in this preliminary prospectus supplement is not complete and may be changed. |
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| May 12, 2022 |
Final Term Sheet Filed Pursuant to Rule 433 Registration Statement No. 333-253816 Supplementing the Preliminary Prospectus Supplement dated May 12, 2022 (To the Prospectus dated March 3, 2021) INTERCONTINENTAL EXCHANGE, INC. May 12, 2022 $1,250,000,000 3.650% SENIOR NOTES DUE 2025 $1,500,000,000 4.000% SENIOR NOTES DUE 2027 $1,250,000,000 4.350% SENIOR NOTES DUE 2029 $1,500,000,000 4.600% SENIOR N |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2022 (May 4, 2022) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporatio |
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| May 6, 2022 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER dated as of May 4, 2022, among INTERCONTINENTAL EXCHANGE, INC., SAND MERGER SUB CORPORATION and BLACK KNIGHT, INC. TABLE OF CONTENTS Page ARTICLE I The Merger SECTION 1.01. The Merger 1 SECTION 1.02. Closing 1 SECTION 1.03. Effective Time 1 SECTION 1.04. Effects of the Merger 2 SECTION 1.05. Certificate of Incorporation and Bylaws 2 SECTIO |
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| May 6, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2022 (May 4, 2022) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporatio |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission |
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| May 5, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission |
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| May 5, 2022 |
ICE + Black Knight Strengthening the overall mortgage ecosystem for the benefit of all consumers May 5, 2022 Exhibit 99. |
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| May 5, 2022 |
Filed by Intercontinental Exchange, Inc. Filed by Intercontinental Exchange, Inc. Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Black Knight, Inc. Commission File No.: 001-37394 Date: May 5, 2022 The following are excerpts of the transcript of Intercontinental Exchange, Inc.?s Q1 2022 Earnings Call held on May 5, 2022: ? Jeffrey Cr |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTI |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) BAKKT HOLDINGS, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05759B107 (CUSIP Number) Andrew J. Surdykowski Intercontinental Exchange, Inc. 5660 New Northside Drive Atlanta, GA 30328 770-857-4700 With a Copy to: Rory B. O?Hall |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission |
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| May 5, 2022 |
Intercontinental Exchange Reports Strong First Quarter 2022 Exhibit 99.1 Intercontinental Exchange Reports Strong First Quarter 2022 ? 1Q22 net revenues of $1.9 billion, +6% y/y Jeffrey C. Sprecher, ICE Chairman & Chief Executive Officer, said, "We are pleased to report our first quarter results including another quarter of revenue and earnings per share growth. A dynamic macro environment and strong secular tailwinds across our business continue to drive |
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| May 4, 2022 |
Filed by Intercontinental Exchange, Inc. (Commission File No.: 001-36198) Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Black Knight, Inc. (Commission File No.: 001-37394) The following email was sent to employees of Intercontinental Exchange, Inc. on May 4, 2022: Subject line: Business upda |
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| May 4, 2022 |
EX-99.1 Exhibit 99.1 Intercontinental Exchange Enters into Definitive Agreement to Acquire Black Knight Adding Black Knight’s integrated solutions significantly strengthens ICE’s mortgage technology ecosystem; extends track record of digitizing vital networks ATLANTA, NEW YORK & JACKSONVILLE – May 4, 2022 – (BUSINESS WIRE) – Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission |
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| May 4, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commission |
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| March 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 25, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 17, 2022 (February 22, 2022) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other |
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| March 17, 2022 |
EXHIBIT 10.1 TRANSITION AND SEPARATION AGREEMENT This Transition and Separation Agreement (the ?Agreement?) is entered into by and between David S. Goone (?Employee?) and Intercontinental Exchange Holdings, Inc., a wholly-owned subsidiary of Intercontinental Exchange, Inc. (?ICE?, and collectively with Intercontinental Exchange Holdings, Inc., the ?Company?). WHEREAS, Employee and Intercontinental |
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| March 15, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| March 4, 2022 |
Intercontinental Exchange Announces the Election of Marti Tirinnanzi to the ICE Board of Directors Exhibit 99.1 Intercontinental Exchange Announces the Election of Marti Tirinnanzi to the ICE Board of Directors ATLANTA and NEW YORK - March 4, 2022 - Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology and market infrastructure, today announced that its Board of Directors has elected Marti Tirinnanzi as a new Director, effective March 4, 2022. Ms. Tirinnanzi |
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| March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commissi |
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| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Comm |
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| February 10, 2022 |
ICE / Intercontinental Exchange Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Intercontinental Exchange Inc. Title of Class of Securities: Common Stock CUSIP Number: 45866F104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 3, 2022 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commi |
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| February 3, 2022 |
Exhibit 99.1 Intercontinental Exchange Reports Fourth Quarter & Full Year 2021 16th consecutive year of record revenues Jeffrey C. Sprecher, ICE Chairman & Chief Executive Officer, said, "We are pleased to report our 16th consecutive year of record revenues and another year of double-digit earnings per share growth. These results are a testament to the remarkable contributions of my colleagues at |
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| February 3, 2022 |
Exhibit 21.1 The following is a list of Intercontinental Exchange, Inc.?s significant legal entity subsidiaries as of December 31, 2021, as defined by SEC rules, and the states or jurisdictions in which they are organized. The list includes the parent company of significant subsidiaries even if the parent company did not meet the definition of a significant subsidiary. Excluded from the list are s |
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| February 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTINENTA |
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| February 3, 2022 |
Exhibit 10.23 AIRCRAFT TIME SHARING AGREEMENT This Aircraft Time Sharing Agreement (the ?Agreement?), is made and entered into this 2nd day of February, 2022, by and between Intercontinental Exchange Holdings, Inc., a Delaware corporation (the ?Operator? or the ?Company?), and Warren Gardiner (the ?Passenger?). RECITALS WHEREAS, Operator is the beneficial owner, operator or lessor of the aircraft |
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| February 3, 2022 |
Exhibit 4.25 Description of Intercontinental Exchange, Inc.?s Securities Registered Under Section 12 of the Exchange Act The following summary of the capital stock of Intercontinental Exchange, Inc. (?ICE?) is based on and qualified by ICE?s fifth amended and restated certificate of incorporation (the ?certificate of incorporation?) and ICE?s eighth amended and restated bylaws (the ?bylaws?). For |
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| October 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2021 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commi |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERC |
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| October 28, 2021 |
Intercontinental Exchange Reports Strong Third Quarter 2021 Exhibit 99.1 Intercontinental Exchange Reports Strong Third Quarter 2021 ? 3Q21 net revenues of $1.8 billion, +28% y/y Jeffrey C. Sprecher, ICE Chairman & Chief Executive Officer, said, "We are pleased to report our strong third quarter results which extend our track record of growth. Our customers continue to rely on our mission-critical data and technology to provide transparency and efficiencie |
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| October 21, 2021 |
Joint Filing Agreement by and among the Reporting Persons JOINT FILING AGREEMENT EXHIBIT 99.1 Joint Filing Agreement by and among the Reporting Persons JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13D, dated October 21, 2021 (the ?Schedule 13D?), with respect to the Class A Common Stock, par value $0.0001 per share, of Bakkt Holdings, Inc., is, and any amendments thereto executed by each of us shall be, filed on behalf of each of us pursua |
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| October 21, 2021 |
VIH / VPC Impact Acquisition Holdings / Intercontinental Exchange, Inc. - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 BAKKT HOLDINGS, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 05759B107 (CUSIP Number) Andrew J. Surdykowski Intercontinental Exchange, Inc. 5660 New Northside Drive Atlanta, GA 30328 770-857-4700 With a Copy to: Rory B. O’Halloran Cody W |
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| October 21, 2021 |
Amended and Restated Subscription Agreement. Exhibit 99.12 EXECUTION VERSION AMENDED AND RESTATED SUBSCRIPTION AGREEMENT (ICE) This AMENDED AND RESTATED SUBSCRIPTION AGREEMENT (this ?Subscription Agreement?) is entered into on October 14, 2021 by and between VPC Impact Acquisition Holdings, a Cayman Islands exempted company (the ?Company?), and the undersigned subscriber(s) (?Subscriber?). WHEREAS, on January 11, 2021, the Company entered in |
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| October 18, 2021 |
Exhibit 10.1 EXECUTION VERSION TENTH AMENDMENT TO CREDIT AGREEMENT This TENTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), dated as of October 15, 2021, is entered into by and among INTERCONTINENTAL EXCHANGE, INC., a Delaware corporation (the ?Borrower?), the Lenders (as hereinafter defined) party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent. RECITALS A. The Bor |
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| October 18, 2021 |
Exhibit 99.1 Silver Lake Announces Strategic Investment in Euroclear through Agreement with ICE to Acquire Intercontinental Exchange?s 9.85% Stake LONDON and ATLANTA ? October 18, 2021 ? Silver Lake, a global leader in technology investing, and Intercontinental Exchange (NYSE:ICE), a leading global provider of data, technology, and market infrastructure, today announced an agreement in which Silve |
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| October 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2021 (October 15, 2021) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of in |
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| October 18, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2021 ( October 14, 2021) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of i |
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| July 29, 2021 |
Intercontinental Exchange Reports Strong Second Quarter 2021 Exhibit 99.1 Intercontinental Exchange Reports Strong Second Quarter 2021 Jeffrey C. Sprecher, ICE Chairman & Chief Executive Officer, said, ?We are pleased to report our second quarter results that extend our track record of growth. Amidst a dynamic macroeconomic backdrop, customers continue to access our networks to manage risk, consume data and drive workflow efficiencies. As we look to the sec |
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| July 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTIN |
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| July 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2021 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commissi |
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| July 7, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 7, 2021 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commissio |
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| May 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2021 (February 26, 2021) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other |
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| May 20, 2021 |
Exhibit 10.1 INTERCONTINENTAL EXCHANGE HOLDINGS, INC. EMPLOYMENT AGREEMENT FOR Warren Gardiner This is an Employment Agreement (the ?Employment Agreement?), dated as of May 15, 2021, by and between Intercontinental Exchange Holdings, Inc., a wholly-owned subsidiary of Intercontinental Exchange, Inc., a Delaware corporation (together with its affiliates, the ?Company? or ?ICE?), and Warren Gardiner |
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| May 18, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2021 (May 14, 2021) Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporat |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36198 INTERCONTI |
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| April 29, 2021 |
Exhibit 10.7 AIRCRAFT TIME SHARING AGREEMENT This Aircraft Time Sharing Agreement (the ?Agreement?), is made and entered into this 4th day of March, 2021, by and between Intercontinental Exchange Holdings, Inc., a Delaware corporation (the ?Operator? or the ?Company?), and Benjamin R. Jackson (the ?Passenger?). RECITALS WHEREAS, Operator is the beneficial owner, operator or lessor of the aircraft |
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| April 29, 2021 |
Exhibit 10.6 AIRCRAFT TIME SHARING AGREEMENT This Aircraft Time Sharing Agreement (the ?Agreement?), is made and entered into this 4th day of March, 2021, by and between Intercontinental Exchange Holdings, Inc., a Delaware corporation (the ?Operator? or the ?Company?), and David S. Goone (the ?Passenger?). RECITALS WHEREAS, Operator is the beneficial owner, operator or lessor of the aircraft (indi |
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| April 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2021 Intercontinental Exchange, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-36198 46-2286804 (State or other jurisdiction of incorporation) (Commiss |
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| April 29, 2021 |
Exhibit 10.1 NINTH AMENDMENT TO CREDIT AGREEMENT This NINTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), dated as of March 8, 2021, is entered into by and among INTERCONTINENTAL EXCHANGE, INC., a Delaware corporation (the ?Borrower?), the Lenders (as hereinafter defined) party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent. RECITALS A. The Borrower, the several le |
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| April 29, 2021 |
Exhibit 10.4 AIRCRAFT TIME SHARING AGREEMENT This Aircraft Time Sharing Agreement (the ?Agreement?), is made and entered into this 4th day of March, 2021, by and between Intercontinental Exchange Holdings, Inc., a Delaware corporation (the ?Operator? or the ?Company?), and Lynn Martin (the ?Passenger?). RECITALS WHEREAS, Operator is the beneficial owner, operator or lessor of the aircraft (individ |
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| April 29, 2021 |
Exhibit 10.3 ICE DATA, LP EMPLOYMENT AGREEMENT FOR LYNN MARTIN This is an Employment Agreement (the ?Employment Agreement?), dated as of February 1, 2021, by and between ICE Data, LP, a wholly-owned subsidiary of Intercontinental Exchange, Inc., a Delaware corporation (together with its affiliates, the ?Company? or ?ICE?), and Lynn Martin (?Executive?). Recitals The Company and Executive are parti |
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| April 29, 2021 |
Exhibit 10.5 AIRCRAFT TIME SHARING AGREEMENT This Aircraft Time Sharing Agreement (the ?Agreement?), is made and entered into this 4th day of March, 2021, by and between Intercontinental Exchange Holdings, Inc., a Delaware corporation (the ?Operator? or the ?Company?), and Jeffrey C. Sprecher (the ?Passenger?). RECITALS WHEREAS, Operator is the beneficial owner, operator or lessor of the aircraft |
