HTRB / Hartford Funds Exchange-Traded Trust - Hartford Total Return Bond ETF - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

صناديق هارتفورد المتداولة في البورصة - صندوق هارتفورد للسندات ذات العائد الإجمالي
US ˙ ARCA ˙ US41653L3050

الإحصائيات الأساسية
CIK 1501825
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Hartford Funds Exchange-Traded Trust - Hartford Total Return Bond ETF
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
June 30, 2025 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 11, 2025, pursuant to the provisions of Rule 12d2-2 (a).

November 20, 2024 CORRESP

Appendix I 24-28832-1 C1.1 P11 Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the va lue of your investment): Management feesc11 ___ 0.24% Distribution and service (1 2b-1 ) fees _________________________ None Othe

1900 K Street, N.W. Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com Alexander Karampatsos [email protected] +1 202 261 3402   Direct November 20, 2024 VIA EDGAR CORRESPONDENCE Seamus O’Brien U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549-4644 Re: Hartford Funds Exchange-Traded Trus

December 6, 2023 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2023 Hartford Funds Exchange-Traded Trust (Exact name of registrant as specified in its charter) Delaware 811-23222 86-3860707 (State or other jurisdiction (Commission (IR

November 16, 2023 CORRESP

Appendix I

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

October 11, 2023 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact nam

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact name of registrant as specified in its charter) State of Delaware 41-1821330 (State or other jurisdiction of incorporation or organization) (I.R.S. Emplo

September 18, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary proxy statement [ ] Confidential, for use of the Commission only (as permitted by Rule

September 15, 2023 CORRESP

* * *

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

September 8, 2023 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Hartford Funds Exchange-Traded Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 10, 2023 EX-99.14

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Hartford Funds Exchange-Traded Trust of our report dated December 28, 2022, relating to the financial statements and financial highlights, which appears in Hartford Quality Value Fund’s Annual Report on Form N-CSR for the year ended October 31, 2022.

August 10, 2023 N-14/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 ☑ Post-Effective Amendment No. ☐ Hartford Funds Exchange-Traded Trust (Exact Name

Hartford Funds Exchange-Traded Trust Table of Contents As filed with the U.S. Securities and Exchange Commission on August 10, 2023 File No. 333-273214 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 ☑ Post-Effective Amendment No. ☐ Hartford Funds Exchange-Traded Trust (Exact Nam

August 7, 2023 CORRESP

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

July 28, 2023 DEL AM

Hartford Funds Exchange-Traded Trust 690 Lee Road Wayne, Pennsylvania 19087 July 28, 2023

Hartford Funds Exchange-Traded Trust 690 Lee Road Wayne, Pennsylvania 19087 July 28, 2023 VIA EDGAR U.

July 28, 2023 CORRESP

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

July 12, 2023 EX-99.(6)(I)(F)

AMENDMENT NUMBER 5 TO THE INVESTMENT MANAGEMENT AGREEMENT

Amendment Number 5 to the Investment Management Agreement AMENDMENT NUMBER 5 TO THE INVESTMENT MANAGEMENT AGREEMENT This AMENDMENT NUMBER 5 (the “Amendment”) amends that certain INVESTMENT MANAGEMENT AGREEMENT, dated March 8, 2017, by and between Hartford Funds Management Company, LLC (the “Adviser”), and Hartford Funds Exchange-Traded Trust (the “Trust”) (the “Agreement”), on its own behalf and on behalf of each series listed on Schedule A hereto (each a “Fund”), and is effective as of June 15, 2023 (the “Effective Date”).

July 12, 2023 EX-99.(11)

One International Place, 40th Floor

One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www.

July 12, 2023 N-14

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. ☐ Post-Effective Amendment No. ☐ Hartford Funds Exchange-Traded Trust (Exact Name of

Hartford Funds Exchange-Traded Trust As filed with the U.S. Securities and Exchange Commission on July 12, 2023 File No. 333-[ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. ☐ Post-Effective Amendment No. ☐ Hartford Funds Exchange-Traded Trust (Exact Name of Registrant as Specif

July 12, 2023 EX-99.(6)(I)(G)

FORM OF AMENDMENT NUMBER 6 TO THE INVESTMENT MANAGEMENT AGREEMENT

FORM OF AMENDMENT NUMBER 6 TO THE INVESTMENT MANAGEMENT AGREEMENT This AMENDMENT NUMBER 6 (the “Amendment”) amends that certain INVESTMENT MANAGEMENT AGREEMENT, dated March 8, 2017, by and between Hartford Funds Management Company, LLC (the “Adviser”), and Hartford Funds Exchange-Traded Trust (the “Trust”) (the “Agreement”), on its own behalf and on behalf of each series listed on Schedule A hereto (each a “Fund”), and is effective as of [August 9, 2023] (the “Effective Date”).

July 12, 2023 EX-99.(7)(VII)

FORM OF AMENDMENT 9

Form of Amendment No 7 to the Distribution Agreement FORM OF AMENDMENT 9 This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of October , 2023 (the “Effective Date”): Term Means “Existing Agreement” The Distribution Agreement between ALPS and the Trust dated April 16, 2018, as amended “ALPS” ALPS Distributors, Inc.

July 12, 2023 EX-99.(16)

THE HARTFORD MUTUAL FUNDS II, INC. HARTFORD FUNDS EXCHANGE-TRADED TRUST POWER OF ATTORNEY June 30, 2023

THE HARTFORD MUTUAL FUNDS II, INC. HARTFORD FUNDS EXCHANGE-TRADED TRUST POWER OF ATTORNEY June 30, 2023 Each of the undersigned persons do hereby constitute and appoint as their attorney-in-fact and agent Walter F. Garger, Thomas R. Phillips, and Alice A. Pellegrino and each of them, with full power to act without the other, as the true and lawful attorney-in-fact and agent, with full and several

July 12, 2023 EX-99.(6)(II)(B)

FORM OF AMENDMENT NUMBER 8 TO THE SUB-ADVISORY AGREEMENT

Amendment Number 8 to the Sub-Advisory Agrmt w/ Wellington Mngmt Co FORM OF AMENDMENT NUMBER 8 TO THE SUB-ADVISORY AGREEMENT This AMENDMENT NUMBER 8 (the “Amendment”) amends that certain SUB-ADVISORY AGREEMENT, dated March 8, 2017, by and between Hartford Funds Management Company, LLC (the “Adviser”), and Wellington Management Company LLP (the “Sub-Adviser”) (the “Agreement”), and is effective as of [August 9, 2023] (the “Effective Date”).

July 12, 2023 EX-99.(14)

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of The Hartford Mutual Funds II, Inc.

January 27, 2023 SC 13G/A

HTAB / Hartford Schroders Tax-Aware Bond ETF / Bank of New York Mellon Corp Passive Investment

SC 13G/A 1 Hartford13GFiling.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.14)* NAME OF ISSUER: Hartford Schroders Tax-Aware Bond ETF TITLE OF CLASS OF SECURITIES: Exchange Traded Fund CUSIP NUMBER: 41653L404 DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT: December 31, 2022 Check the appropria

December 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.1% Asset-Backed - Automobile - 0.7% $       30,000 American Credit Acceptance Receivables Trust 4.55%, 10/13/2026(1) $      29,161     155,000 Exeter Automobi

Hartford Core Bond ETF Schedule of Investments October 31, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.

December 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.1% Asset-Backed - Automobile - 0.7% $       30,000 American Credit Acceptance Receivables Trust 4.55%, 10/13/2026(1) $      29,161     155,000 Exeter Automobi

NPORT-EX 2 NPORTLSCD960653081022.htm Hartford Core Bond ETF Schedule of Investments October 31, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.1% Asset-Backed - Automobile - 0.7% $       30,000 American Credit Acceptance Receivables Trust 4.55%, 10/13/2026(1) $      29,161     155,000 Exeter Automobile Receivables Trust 4.57%, 01/15/202

December 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.1% Asset-Backed - Automobile - 0.7% $       30,000 American Credit Acceptance Receivables Trust 4.55%, 10/13/2026(1) $      29,161     155,000 Exeter Automobi

Hartford Core Bond ETF Schedule of Investments October 31, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.

December 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.1% Asset-Backed - Automobile - 0.7% $       30,000 American Credit Acceptance Receivables Trust 4.55%, 10/13/2026(1) $      29,161     155,000 Exeter Automobi

NPORT-EX 2 NPORTLSCB954861261022.htm Hartford Core Bond ETF Schedule of Investments October 31, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.1% Asset-Backed - Automobile - 0.7% $       30,000 American Credit Acceptance Receivables Trust 4.55%, 10/13/2026(1) $      29,161     155,000 Exeter Automobile Receivables Trust 4.57%, 01/15/202

December 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.1% Asset-Backed - Automobile - 0.7% $       30,000 American Credit Acceptance Receivables Trust 4.55%, 10/13/2026(1) $      29,161     155,000 Exeter Automobi

Hartford Core Bond ETF Schedule of Investments October 31, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.

December 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.1% Asset-Backed - Automobile - 0.7% $       30,000 American Credit Acceptance Receivables Trust 4.55%, 10/13/2026(1) $      29,161     155,000 Exeter Automobi

Hartford Core Bond ETF Schedule of Investments October 31, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.

December 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.1% Asset-Backed - Automobile - 0.7% $       30,000 American Credit Acceptance Receivables Trust 4.55%, 10/13/2026(1) $      29,161     155,000 Exeter Automobi

Hartford Core Bond ETF Schedule of Investments October 31, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.

December 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.1% Asset-Backed - Automobile - 0.7% $       30,000 American Credit Acceptance Receivables Trust 4.55%, 10/13/2026(1) $      29,161     155,000 Exeter Automobi

Hartford Core Bond ETF Schedule of Investments October 31, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.

December 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.1% Asset-Backed - Automobile - 0.7% $       30,000 American Credit Acceptance Receivables Trust 4.55%, 10/13/2026(1) $      29,161     155,000 Exeter Automobi

Hartford Core Bond ETF Schedule of Investments October 31, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 22.

December 21, 2022 CORRESP

December 21, 2022

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

December 19, 2022 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 19, 2022 (December 14, 2022) Hartford Funds Exchange-Traded Trust (Exact name of registrant as specified in its charter) Delaware 811-23222 86-3860707 (State or other jurisdi

November 29, 2022 CORRESP

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

November 18, 2022 CORRESP

Appendix I

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

June 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization

NPORT-EX 2 NPORTLWEI926916010422.htm Hartford Core Bond ETF Schedule of Investments April 30, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization Trust 0.74%, 04/15/2024(1)       93,73

June 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization

Hartford Core Bond ETF Schedule of Investments April 30, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.

June 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization

NPORT-EX 2 NPORTLSCD793736080422.htm Hartford Core Bond ETF Schedule of Investments April 30, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization Trust 0.74%, 04/15/2024(1)       93,73

June 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization

Hartford Core Bond ETF Schedule of Investments April 30, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.

June 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization

NPORT-EX 2 NPORTLWEJ142699740422.htm Hartford Core Bond ETF Schedule of Investments April 30, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization Trust 0.74%, 04/15/2024(1)       93,73

June 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization

NPORT-EX 2 NPORTLWED183717380422.htm Hartford Core Bond ETF Schedule of Investments April 30, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization Trust 0.74%, 04/15/2024(1)       93,73

June 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization

Hartford Core Bond ETF Schedule of Investments April 30, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.

June 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization

NPORT-EX 2 NPORTLWEF281610430422.htm Hartford Core Bond ETF Schedule of Investments April 30, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization Trust 0.74%, 04/15/2024(1)       93,73

June 27, 2022 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.8% Asset-Backed - Automobile - 0.1% $      105,000 Prestige Auto Receivables Trust 1.62%, 11/16/2026(1) $     102,802      94,067 Tricolor Auto Securitization

Hartford Core Bond ETF Schedule of Investments April 30, 2022 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 21.

December 29, 2021 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.1% Asset-Backed - Automobile - 0.2% $        8,798 American Credit Acceptance Receivables Trust 0.62%, 10/13/2023(1) $       8,799     105,000 Prestige Auto R

Hartford Core Bond ETF Schedule of Investments October 31, 2021 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.

December 29, 2021 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.1% Asset-Backed - Automobile - 0.2% $        8,798 American Credit Acceptance Receivables Trust 0.62%, 10/13/2023(1) $       8,799     105,000 Prestige Auto R

Hartford Core Bond ETF Schedule of Investments October 31, 2021 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.

December 29, 2021 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.1% Asset-Backed - Automobile - 0.2% $        8,798 American Credit Acceptance Receivables Trust 0.62%, 10/13/2023(1) $       8,799     105,000 Prestige Auto R

Hartford Core Bond ETF Schedule of Investments October 31, 2021 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.

December 29, 2021 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.1% Asset-Backed - Automobile - 0.2% $        8,798 American Credit Acceptance Receivables Trust 0.62%, 10/13/2023(1) $       8,799     105,000 Prestige Auto R

Hartford Core Bond ETF Schedule of Investments October 31, 2021 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.

December 29, 2021 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.1% Asset-Backed - Automobile - 0.2% $        8,798 American Credit Acceptance Receivables Trust 0.62%, 10/13/2023(1) $       8,799     105,000 Prestige Auto R

Hartford Core Bond ETF Schedule of Investments October 31, 2021 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.

December 29, 2021 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.1% Asset-Backed - Automobile - 0.2% $        8,798 American Credit Acceptance Receivables Trust 0.62%, 10/13/2023(1) $       8,799     105,000 Prestige Auto R

Hartford Core Bond ETF Schedule of Investments October 31, 2021 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.

December 29, 2021 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.1% Asset-Backed - Automobile - 0.2% $        8,798 American Credit Acceptance Receivables Trust 0.62%, 10/13/2023(1) $       8,799     105,000 Prestige Auto R

Hartford Core Bond ETF Schedule of Investments October 31, 2021 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.

December 29, 2021 NPORT-EX

Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.1% Asset-Backed - Automobile - 0.2% $        8,798 American Credit Acceptance Receivables Trust 0.62%, 10/13/2023(1) $       8,799     105,000 Prestige Auto R

Hartford Core Bond ETF Schedule of Investments October 31, 2021 (Unaudited) Shares or Principal Amount Market Value† ASSET & COMMERCIAL MORTGAGE-BACKED SECURITIES - 20.

November 5, 2021 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact nam

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact name of registrant as specified in its charter) State of Delaware 87-1168105 (State or other jurisdiction of incorporation or organization) (I.R.S. Emplo

September 17, 2021 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact nam

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact name of registrant as specified in its charter) State of Delaware 87-0898457 (State or other jurisdiction of incorporation or organization) (I.R.S. Emplo

September 10, 2021 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact nam

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact name of registrant as specified in its charter) State of Delaware 87-1396978 (State or other jurisdiction of incorporation or organization) (I.R.S. Emplo

September 2, 2021 CORRESP

Appendix I Appendix II

1900 K Street, N.W. Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com ADAM T. TEUFEL [email protected] +1 202 261 3464 Direct +1 202 261 3164 Fax September 2, 2021 VIA EDGAR CORRESPONDENCE Deborah O’Neal U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549-4644 Re: Hartford Funds Exchange-Traded Tru

August 6, 2021 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact nam

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact name of registrant as specified in its charter) State of Delaware 86-3860707 (State or other jurisdiction of incorporation or organization) (I.R.S. Emplo

July 29, 2021 CORRESP

Appendix I

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

June 28, 2021 NPORT-EX

OTC Swaption Contracts Outstanding at April 30, 2021

Hartford Core Bond ETF Schedule of Investments April 30, 2021 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 17.

June 28, 2021 NPORT-EX

OTC Swaption Contracts Outstanding at April 30, 2021

Hartford Core Bond ETF Schedule of Investments April 30, 2021 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 17.

June 28, 2021 NPORT-EX

OTC Swaption Contracts Outstanding at April 30, 2021

FOR VALIDATION PURPOSES ONLY - [139224.TX] Hartford Core Bond ETF Schedule of Investments April 30, 2021 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 17.7% Asset-Backed - Automobile - 0.2% American Credit Acceptance Receivables Trust $ 51,399 0.62%, 10/13/2023(1) $ 51,443 Prestige Auto Receivables Trust 105,000 1.62%, 11/16/2026(1) 106,177 Sa

June 28, 2021 NPORT-EX

OTC Swaption Contracts Outstanding at April 30, 2021

Hartford Core Bond ETF Schedule of Investments April 30, 2021 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 17.

June 28, 2021 NPORT-EX

OTC Swaption Contracts Outstanding at April 30, 2021

Hartford Core Bond ETF Schedule of Investments April 30, 2021 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 17.

June 25, 2021 COVER

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

June 25, 2021 COVER

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

May 21, 2021 COVER

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

March 23, 2021 EX-99.J.(II)

Consent of former Independent Registered Public Accounting Firm (filed herewith)

Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm as ?another independent registered public accounting firm? under the caption ?Financial Highlights? in the Prospectus and to the incorporation by reference of our report dated September 24, 2019 with respect to the financial statements and financial highlights of Hartford Municipal Opportunities ETF, Hartford Schroders Tax-Aware Bond ETF, Hartford Total Return Bond ETF and Hartford Short Duration ETF (four of the series constituting Hartford Funds Exchange-Traded Trust) in Post-Effective Amendment No.

March 23, 2021 EX-99.Q.(II)

Power of Attorney for David A. Naab dated March 15, 2021 (incorporated by reference to Post-

THE HARTFORD MUTUAL FUNDS, INC. THE HARTFORD MUTUAL FUNDS II, INC. HARTFORD SERIES FUND, INC. HARTFORD HLS SERIES FUND II, INC. HARTFORD FUNDS EXCHANGE-TRADED TRUST LATTICE STRATEGIES TRUST HARTFORD SCHRODERS OPPORTUNISTIC INCOME FUND LIMITED POWER OF ATTORNEY March 15, 2021 The undersigned person does hereby constitute and appoint as his attorney-in-fact and agent Walter F. Garger, Thomas R. Phil

March 23, 2021 POS EX

- HARTFORD FUNDS EXCHANGE-TRADED TRUST

As filed with the Securities and Exchange Commission on March 23, 2021 File Nos. 333-215165/811-23222 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549? FORM N-1A ? REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. 27 ? and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ? Amendment No. 29 ?

December 29, 2020 NPORT-EX

(Pay)/Receive Fixed Rate

CORRESP Hartford Core Bond ETF Schedule of Investments October 31, 2020 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 17.

December 29, 2020 NPORT-EX

(Pay)/Receive Fixed Rate

CORRESP Hartford Core Bond ETF Schedule of Investments October 31, 2020 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 17.

December 29, 2020 NPORT-EX

(Pay)/Receive Fixed Rate

CORRESP Hartford Core Bond ETF Schedule of Investments October 31, 2020 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 17.

December 29, 2020 NPORT-EX

(Pay)/Receive Fixed Rate

CORRESP Hartford Core Bond ETF Schedule of Investments October 31, 2020 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 17.

December 29, 2020 NPORT-EX

(Pay)/Receive Fixed Rate

CORRESP Hartford Core Bond ETF Schedule of Investments October 31, 2020 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 17.

September 4, 2020 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary proxy statement ¨ Definitive proxy statement x Definitive additional materials ¨ Soliciting m

August 14, 2020 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary proxy statement x Definitive proxy statement ¨ Definitive additional materials ¨ Soliciting m

June 24, 2020 NPORT-EX

OTC Swaption Contracts Outstanding at April 30, 2020 Description Counter- party Exercise Price/FX Rate/ Rate Pay/ Receive Floating Rate Expiration Date Notional Amount Number of Contracts Market Value † Premiums Paid (Received) by Fund Unrealized App

HTML Hartford Core Bond ETF Schedule of Investments April 30, 2020 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 16.

June 24, 2020 NPORT-EX

OTC Swaption Contracts Outstanding at April 30, 2020 Description Counter- party Exercise Price/FX Rate/ Rate Pay/ Receive Floating Rate Expiration Date Notional Amount Number of Contracts Market Value † Premiums Paid (Received) by Fund Unrealized App

HTML Hartford Core Bond ETF Schedule of Investments April 30, 2020 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 16.

June 24, 2020 NPORT-EX

OTC Swaption Contracts Outstanding at April 30, 2020 Description Counter- party Exercise Price/FX Rate/ Rate Pay/ Receive Floating Rate Expiration Date Notional Amount Number of Contracts Market Value † Premiums Paid (Received) by Fund Unrealized App

HTML Hartford Core Bond ETF Schedule of Investments April 30, 2020 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 16.

June 24, 2020 NPORT-EX

OTC Swaption Contracts Outstanding at April 30, 2020 Description Counter- party Exercise Price/FX Rate/ Rate Pay/ Receive Floating Rate Expiration Date Notional Amount Number of Contracts Market Value † Premiums Paid (Received) by Fund Unrealized App

HTML Hartford Core Bond ETF Schedule of Investments April 30, 2020 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 16.

June 24, 2020 NPORT-EX

OTC Swaption Contracts Outstanding at April 30, 2020 Description Counter- party Exercise Price/FX Rate/ Rate Pay/ Receive Floating Rate Expiration Date Notional Amount Number of Contracts Market Value † Premiums Paid (Received) by Fund Unrealized App

HTML Hartford Core Bond ETF Schedule of Investments April 30, 2020 (Unaudited) Shares or Principal Amount Market Value† Asset & Commercial Mortgage-Backed Securities - 16.

February 19, 2020 8-A12B

HTRB / Hartford Total Return Bond ETF 8-A12B - - FORM 8-A12B

8-A12B 1 tm207844-18a12b.htm FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organizat

February 11, 2020 CORRESP

-

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

December 27, 2019 NPORT-EX

222,000 EUR

FOR VALIDATION PURPOSES ONLY - [829076.SOI] Hartford Municipal Opportunities ETF Schedule of Investments October 31, 2019 (Unaudited) Shares or Principal Amount Market Value† Municipal Bonds - 97.3% Alabama - 3.0% $ 1,100,000 Birmingham, AL, Water Works Board Water Rev 5.00%, 01/01/2027 $ 1,361,580 100,000 Jefferson County, AL, Board of Education 5.00%, 02/01/2042 118,666 90,000 Jefferson County,

December 27, 2019 NPORT-EX

222,000 EUR

FOR VALIDATION PURPOSES ONLY - [829076.SOI] Hartford Municipal Opportunities ETF Schedule of Investments October 31, 2019 (Unaudited) Shares or Principal Amount Market Value† Municipal Bonds - 97.3% Alabama - 3.0% $ 1,100,000 Birmingham, AL, Water Works Board Water Rev 5.00%, 01/01/2027 $ 1,361,580 100,000 Jefferson County, AL, Board of Education 5.00%, 02/01/2042 118,666 90,000 Jefferson County,

December 27, 2019 NPORT-EX

222,000 EUR

FOR VALIDATION PURPOSES ONLY - [829076.SOI] Hartford Municipal Opportunities ETF Schedule of Investments October 31, 2019 (Unaudited) Shares or Principal Amount Market Value† Municipal Bonds - 97.3% Alabama - 3.0% $ 1,100,000 Birmingham, AL, Water Works Board Water Rev 5.00%, 01/01/2027 $ 1,361,580 100,000 Jefferson County, AL, Board of Education 5.00%, 02/01/2042 118,666 90,000 Jefferson County,

December 27, 2019 NPORT-EX

222,000 EUR

FOR VALIDATION PURPOSES ONLY - [829076.SOI] Hartford Municipal Opportunities ETF Schedule of Investments October 31, 2019 (Unaudited) Shares or Principal Amount Market Value† Municipal Bonds - 97.3% Alabama - 3.0% $ 1,100,000 Birmingham, AL, Water Works Board Water Rev 5.00%, 01/01/2027 $ 1,361,580 100,000 Jefferson County, AL, Board of Education 5.00%, 02/01/2042 118,666 90,000 Jefferson County,

December 6, 2019 COVER

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

October 25, 2019 DEF 14C

Hartford Funds Exchange-traded Trust DEF 14C - - DEF 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ¨ Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement hartford funds exch

June 27, 2019 NPORT-EX

Hartford Funds Exchange-traded Trust NPORT-EX - -

NPORT-EX 1 NPORT3167645929582610.htm Hartford Municipal Opportunities ETF Schedule of Investments April 30, 2019 (Unaudited) Shares or Principal Amount Market Value† Municipal Bonds - 98.0% Alabama - 3.4% $ 1,100,000 Birmingham, AL, Water Works Board Water Rev 5.00%, 01/01/2027 $ 1,342,539 100,000 Jefferson County, AL, Board of Education 5.00%, 02/01/2042 115,008 90,000 Jefferson County, AL 5.00%,

June 27, 2019 NPORT-EX

Hartford Funds Exchange-traded Trust NPORT-EX - -

Hartford Municipal Opportunities ETF Schedule of Investments April 30, 2019 (Unaudited) Shares or Principal Amount Market Value† Municipal Bonds - 98.

June 27, 2019 NPORT-EX

Hartford Funds Exchange-traded Trust NPORT-EX - -

NPORT-EX 1 NPORT3168268005452994.htm Hartford Municipal Opportunities ETF Schedule of Investments April 30, 2019 (Unaudited) Shares or Principal Amount Market Value† Municipal Bonds - 98.0% Alabama - 3.4% $ 1,100,000 Birmingham, AL, Water Works Board Water Rev 5.00%, 01/01/2027 $ 1,342,539 100,000 Jefferson County, AL, Board of Education 5.00%, 02/01/2042 115,008 90,000 Jefferson County, AL 5.00%,

June 27, 2019 NPORT-EX

Hartford Funds Exchange-traded Trust NPORT-EX - -

Hartford Municipal Opportunities ETF Schedule of Investments April 30, 2019 (Unaudited) Shares or Principal Amount Market Value† Municipal Bonds - 98.

December 28, 2018 N-Q

Hartford Funds Exchange-traded Trust HARTFORD FUNDS EXCHANGE-TRADED TRUST (Quarterly Schedule of Portfolio Holdings)

N-Q 1 d674723dnq.htm HARTFORD FUNDS EXCHANGE-TRADED TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23222 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact name of registrant as specified in charter) 690 Lee Road, Wayne, PA 19087 (Address of

December 28, 2018 EX-99.CERT

FORM N-Q CERTIFICATION

FORM N-Q CERTIFICATION I, James E. Davey, certify that: 1. I have reviewed this report on Form N-Q of Hartford Funds Exchange-Traded Trust. (File Number 811-23222); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,

September 21, 2018 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 2, 2018, pursuant to the provisions of Rule 12d2-2 (a).

September 21, 2018 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 2, 2018, pursuant to the provisions of Rule 12d2-2 (a).

June 27, 2018 N-Q

Hartford Funds Exchange-traded Trust HARTFORD FUNDS EXCHANGE-TRADED TRUST (Quarterly Schedule of Portfolio Holdings)

HARTFORD FUNDS EXCHANGE-TRADED TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 27, 2018 EX-99.CERT

FORM N-Q CERTIFICATION

EX-99.CERT 2 d607539dex99cert.htm 302 CERTIFICATIONS FORM N-Q CERTIFICATION I, James E. Davey, certify that: 1. I have reviewed this report on Form N-Q of Hartford Funds Exchange-Traded Trust. (File Number 811-23222); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the

May 25, 2018 8-A12B

Hartford Funds Exchange-traded Trust 8-A12B

8-A12B 1 tv4949098-a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (

May 15, 2018 CORRESP

Hartford Funds Exchange-traded Trust CORRESP

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

March 5, 2018 COVER

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

December 28, 2017 N-Q

Hartford Funds Exchange-traded Trust - HARTFORD FUNDS EXCHANGE-TRADED TRUST

N-Q 1 d497101dnq.htm HARTFORD FUNDS EXCHANGE-TRADED TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23222 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact name of registrant as specified in charter) 690 Lee Road, Wayne, PA 19087 (Address of

December 28, 2017 EX-99.CERT

FORM N-Q CERTIFICATION

FORM N-Q CERTIFICATION I, James E. Davey, certify that: 1. I have reviewed this report on Form N-Q of Hartford Funds Exchange-Traded Trust. (File Number 811-23222); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,

September 26, 2017 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact nam

8-A12B 1 a17-2250318a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization)

September 1, 2017 CORRESP

1. Comment: We remind you that the Registrant and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff. Response: The Registrant acknowledges

CORRESP 1 filename1.htm 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com ADAM T. TEUFEL September 1, 2017 [email protected] +1 202 261 3464 Direct +1 202 261 3164 Fax VIA EDGAR CORRESPONDENCE Deborah O’Neal-Johnson U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-4644 Re: Ha

July 31, 2017 DEFA14A

LATTICE STRATEGIES LLC 101 Montgomery Street, 27th Floor San Francisco, CA 94104 July 28, 2017

LATTICE STRATEGIES LLC 101 Montgomery Street, 27th Floor San Francisco, CA 94104 July 28, 2017 By Email [Owner Name] [Address] [Address] Re: Proxy Voting Instruction Dear [Owner Name]: Background As you are aware, Lattice Strategies LLC (?Lattice?) currently serves as investment adviser to your separately managed account (the ?Account?).

July 19, 2017 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

July 19, 2017 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

June 29, 2017 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

EX-99.CERT 2 d380349dex99cert.htm 302 CERTIFICATIONS EX-99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Darek Wojnar, certify that: 1. I have reviewed this report on Form N-Q of Hartford Funds Exchange-Traded Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materi

June 29, 2017 N-Q

Hartford Funds Exchange-traded Trust - HARTFORD FUNDS EXCHANGE-TRADED TRUST

N-Q 1 d380349dnq.htm HARTFORD FUNDS EXCHANGE-TRADED TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23222 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact name of registrant as specified in charter) 690 Lee Road Wayne, Pennsylvania 19087 (Ad

June 26, 2017 COVER

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

June 26, 2017 COVER

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

April 3, 2017 COVER

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

March 21, 2017 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact nam

8-A12B 1 a17-865718a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 HARTFORD FUNDS EXCHANGE-TRADED TRUST (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (

March 14, 2017 EX-99.B.I.

One International Place, 40th Floor

One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www.

March 14, 2017 N-1A/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A

As filed with the Securities and Exchange Commission on March 14, 2017 File No. 333-215165/811-23222 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 2 x Post-Effective Amendment No. o and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x Amendment No. 2 x HARTF

March 10, 2017 COVER

1900 K Street, NW

COVER 22 filename22.htm 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com ADAM T. TEUFEL [email protected] +1 202 261 3464 Direct +1 202 261 3164 Fax March 10, 2017 VIA ELECTRONIC TRANSMISSION U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Hartford Funds Exchange-Traded Trust (the “Registrant”) (SEC Fil

March 10, 2017 N-1A/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A

As filed with the Securities and Exchange Commission on March 10, 2017 File No. 333-215165/811-23222 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 1 x Post-Effective Amendment No. o and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x Amendment No. 1 x HARTF

March 10, 2017 EX-99.B.H.(II).A

[Lattice Strategies Letterhead]

[Lattice Strategies Letterhead] April 1, 2017 State Street Bank and Trust Company Legal Division ? Global Services Americas P.

March 10, 2017 EX-99.B.G.(I).A

[Lattice Strategies Letterhead]

[Lattice Strategies Letterhead] April 1, 2017 State Street Bank and Trust Company Channel Center 1 Iron Street, CCB6E Boston, MA 02210 Attention: Shawn Alarie, Senior Vice President Re: HARTFORD FUNDS EXCHANGE-TRADED TRUST (the ?Fund?) Ladies and Gentlemen: Please be advised that the undersigned Fund has been incorporated and registered as a management investment company under the Investment Company Act of 1940, as amended.

March 10, 2017 EX-99.B.A.(II)

reference to Pre-Effective Amendment No. 1 to the Registrant’s Initial Registration Statement on

CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF TRUST OF THE HARTFORD ACTIVE EXCHANGE-TRADED FUND TRUST (a Delaware Statutory Trust) This Certificate of Amendment to the Certificate of Trust of The Hartford Active Exchange-Traded Fund Trust (?Certificate?) is filed in accordance with the provisions of the Delaware Statutory Trust Act (Title 12 of the Delaware Code, Section 3801 et seq.

March 10, 2017 EX-99.B.A.(III)

(incorporated by reference to Pre-Effective Amendment No. 1 to the Registrant’s Initial Registration

AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF HARTFORD FUNDS EXCHANGE-TRADED TRUST (a Delaware Statutory Trust) Dated as of December 8, 2016 TABLE OF CONTENTS Page ARTICLE I NAME AND DEFINITIONS 1 Section 1.

March 10, 2017 EX-99.B.H.(I).A

[Lattice Strategies Letterhead]

[Lattice Strategies Letterhead] April 1, 2017 State Street Bank and Trust Company 200 Clarendon Street, 16th Floor Boston, Massachusetts 02116 Attention: Sheila McClorey, Transfer Agent Vice President Re: HARTFORD FUNDS EXCHANGE-TRADED TRUST (the ?Trust?) Ladies and Gentlemen: Please be advised that the undersigned Trust has been incorporated and registered as a management investment company under the Investment Company Act of 1940, as amended.

March 10, 2017 EX-99.B.B.

reference to Pre-Effective Amendment No. 1 to the Registrant’s Initial Registration Statement on

BY-LAWS OF HARTFORD FUNDS EXCHANGE-TRADED TRUST Dated: December 8, 2016 ARTICLE 1 DECLARATION OF TRUST AND PRINCIPAL OFFICE Section 1.

March 10, 2017 EX-99.B.A.(I)

Amendment No. 1 to the Registrant’s Initial Registration Statement on Form N-1A, SEC file No.

EX-99.B.A.(I) 2 a17-69051ex99dbdadi.htm EX-99.B.A.(I) CERTIFICATE OF TRUST OF THE HARTFORD ACTIVE EXCHANGE-TRADED FUND TRUST This Certificate of Trust has been duly executed and is being filed in order to form a statutory trust pursuant to the Delaware Statutory Trust Act (12 Del.C. § 3801 et seq.). FIRST: The name of the statutory trust formed hereby is “The Hartford Active Exchange-Traded Fund T

March 10, 2017 CORRESP

[Hartford Letterhead]

CORRESP 1 filename1.htm [Hartford Letterhead] March 10, 2017 VIA EDGAR CORRESPONDENCE Deborah O’Neal-Johnson U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-4644 Re: Hartford Funds Exchange-Traded Trust (SEC File Nos. 333-215165 and 811-23222) Pre-Effective Amendment No. 1, filed March 10, 2017 Dear Ms. O’Neal-Johnson: Pursuant to

March 10, 2017 EX-99.B.I.

One International Place, 40th Floor

One International Place, 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www.

March 10, 2017 EX-99.B.M.

LATTICE STRATEGIES TRUST HARTFORD FUNDS EXCHANGE-TRADED TRUST Rule 12b-1 Distribution and Service Plan

LATTICE STRATEGIES TRUST HARTFORD FUNDS EXCHANGE-TRADED TRUST Rule 12b-1 Distribution and Service Plan 1.

March 10, 2017 EX-99.B.J.

Consent of Independent Registered Public Accounting Firm

Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions ?Independent Registered Public Accounting Firm? and ?Financial Statements? in the Statement of Additional Information and to the inclusion of our report dated March 10, 2017 with respect to the financial statements of Hartford Funds Exchange-Traded Trust (comprising, respectively, the Hartford Corporate Bond ETF series and Hartford Quality Bond ETF series) as of March 1, 2017 in the Registration Statement on Form N-1A (File No.

March 10, 2017 EX-99.B.P.(I)

LATTICE STRATEGIES TRUST HARTFORD FUNDS EXCHANGE-TRADED TRUST (each a “Trust” and together, the “Trusts”) Code of Ethics Pursuant to Rule 17j-1 of the Investment Company Act of 1940

LATTICE STRATEGIES TRUST HARTFORD FUNDS EXCHANGE-TRADED TRUST (each a ?Trust? and together, the ?Trusts?) Code of Ethics Pursuant to Rule 17j-1 of the Investment Company Act of 1940 A.

March 10, 2017 EX-99.B.H.(IV)

Form of Investing Fund Agreement (incorporated by reference to Pre-Effective Amendment No. 1 to

HARTFORD FUNDS EXCHANGE-TRADED TRUST FORM OF INVESTING FUND AGREEMENT This Investing Fund Agreement (the ?Agreement?) is made as of the date set forth below between the Hartford Funds Exchange-Traded Trust (the ?Trust?) and (the ?Purchasing Fund?).

March 10, 2017 EX-99.B.E.

DISTRIBUTION AGREEMENT

DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of January 31, 2017, between Hartford Funds Exchange-Traded Trust, a Delaware statutory trust (the ?Trust?), and ALPS Distributors, Inc.

March 10, 2017 EX-99.B.D.(II)

(incorporated by reference to Pre-Effective Amendment No. 1 to the Registrant’s Registration

SUB-ADVISORY AGREEMENT THIS SUB-ADVISORY AGREEMENT (this ?Agreement?) is made as of , 2017 by and between Hartford Funds Management Company, LLC (?Adviser?), a Delaware limited liability company, and Wellington Management Company LLP, a Delaware limited liability partnership (?Sub-Adviser?).

March 10, 2017 EX-99.B.D.(I)

Initial Registration Statement on Form N-1A, SEC file No. 333-215165, filed on March 10, 2017)

INVESTMENT MANAGEMENT AGREEMENT This Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the ?Adviser?), and Hartford Funds Exchange-Traded Trust, a Delaware statutory trust (the ?Trust?), on its own behalf and on behalf of each of its series listed on Schedule A hereto, as it may be amended from time to time (each, a ?Portfolio? and, collectively, the ?Portfolios?).

March 9, 2017 CORRESP

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

February 17, 2017 CORRESP

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

December 19, 2016 N-8A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940

N-8A 1 a16-232481n8a.htm N-8A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act

December 19, 2016 N-1A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A

N-1A 1 a16-232501n1a.htm REGISTRATION STATEMENT FOR OPEN-END MANAGEMENT INVESTMENT COMPANIES As filed with the Securities and Exchange Commission on December 19, 2016 File No. 333-[ ]/811-23222 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. Post-Effective Amendment No. o o and/o

December 19, 2016 COVER

1900 K Street, NW

1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.

December 19, 2016 EX-99.B.Q.

Hartford Funds Exchange-Traded Trust POWER OF ATTORNEY December 8, 2016

Hartford Funds Exchange-Traded Trust POWER OF ATTORNEY December 8, 2016 Robin Christine Beery Naozer Dadachanji David Sung Theodore James Lucas do hereby constitute and appoint Walter F.

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