HDMV / First Trust Exchange-Traded Fund III-First Trust Horizon Managed Volatility Developed Int ETF - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

صندوق First Trust-Trade-Trade Fund III-First Trust Horizon Managed Volatility Developed Int ETF
US ˙ ARCA

الإحصائيات الأساسية
LEI 549300FW1TTV8W8GAV91
CIK 1363438
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First Trust Exchange-Traded Fund III-First Trust Horizon Managed Volatility Developed Int ETF
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
August 5, 2024 N-8F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): ☐ Merger ☒ Liquidation ☐ Abandonment of Registration (Note: Abandonments of Registration answer only quest

March 8, 2023 SC 13G/A

FEO / First Trust-abrdn Emerging Opportunity Fund / LAZARD ASSET MANAGEMENT LLC Passive Investment

r13gaaberdeen SCHEDULE 13G/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 0 6)SHARED VOTING POWER: - 7)SOL

February 3, 2023 SC 13G/A

FEO / First Trust/aberdeen Emerging Oppo / CSS LLC/IL - CSS LLC/IL Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* First Trust/Aberdeen Emerging Opportunity Fund (Name of Issuer) (Title of Class of Securities) 33731K102 (CUSIP Number) December 02, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

December 6, 2022 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 19, 2022, pursuant to the provisions of Rule 12d2-2 (a).

November 25, 2022 NPORT-EX

First Trust/abrdn Emerging Opportunity Fund (FEO)

NPORT-EX 2 FT26FT09302022.htm First Trust/abrdn Emerging Opportunity Fund (FEO) Portfolio of Investments September 30, 2022 (Unaudited) Principal Value (Local Currency) Description Stated Coupon Stated Maturity Value (US Dollars) FOREIGN SOVEREIGN BONDS AND NOTES (a) – 40.8% Angola – 0.6% 386,000 Angolan Government International Bond (USD) (b) 9.13% 11/26/49 $261,171 Argentina – 1.3% 136,989 Argen

October 31, 2022 SC 13G

FEO / First Trust/aberdeen Emerging Oppo / CSS LLC/IL - CSS LLC/IL Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 First Trust/Aberdeen Emerging Opportunity Fund (Name of Issuer) (Title of Class of Securities) 33731K102 (CUSIP Number) October 17, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

September 20, 2022 EX-99

First Trust/abrdn Emerging Opportunity Fund Announces Approval of Liquidation

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust/abrdn Emerging Opportunity Fund Announces Approval of Liquidation WHEATON, IL ? (BUSINESS WIRE) ? September 20, 2022 ? First Trust/abrdn Emerging Opportunity Fund (NYSE: FEO) (the ?Fund?) announced today that it intends to liquidate and distribute its net assets to shareholders. Based upon the recommendation of First Trust Advisors L.P.,

September 20, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 20, 2022 First Trust//abrdn Emerging Opportunity Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-21905 71-1005833 (State or Other Jurisdiction o

August 11, 2022 SC 13D

FEO / First Trust/aberdeen Emerging Oppo / Saba Capital Management, L.P. - FORM SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33731K102 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angel

June 28, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 28, 2022 First Trust/Aberdeen Emerging Opportunity Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-21905 71-1005833 (State or Other Jurisdiction of I

June 28, 2022 EX-99

First Trust Announces Name Changes for First Trust/Aberdeen Global Opportunity Income Fund and First Trust/Aberdeen Emerging Opportunity Fund

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Name Changes for First Trust/Aberdeen Global Opportunity Income Fund and First Trust/Aberdeen Emerging Opportunity Fund WHEATON, IL ? (BUSINESS WIRE) ? June 28, 2022 ? First Trust Advisors L.P. (?First Trust?) announced today that the Board of Trustees of First Trust/Aberdeen Global Opportunity Income Fund (NYSE: FAM) and First

June 17, 2022 SC 13G

FEO / First Trust/aberdeen Emerging Oppo / Saba Capital Management, L.P. - FORM SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 33731K102 (CUSIP Number) June 7, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designa

May 26, 2022 NPORT-EX

First Trust/Aberdeen Emerging Opportunity Fund (FEO)

First Trust/Aberdeen Emerging Opportunity Fund (FEO) Portfolio of Investments March 31, 2022 (Unaudited) Principal Value (Local Currency) Description Stated Coupon Stated Maturity Value (US Dollars) FOREIGN SOVEREIGN BONDS AND NOTES (a) – 38.

March 18, 2022 EX-99

First Trust Announces Additional Considerations for the First Trust/Aberdeen Global Opportunity Income Fund and First Trust/Aberdeen Emerging Opportunity Fund Relating to the Russia/Ukraine Conflict

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Additional Considerations for the First Trust/Aberdeen Global Opportunity Income Fund and First Trust/Aberdeen Emerging Opportunity Fund Relating to the Russia/Ukraine Conflict WHEATON, IL ? (BUSINESS WIRE) ? March 18, 2022 ? First Trust Advisors L.P. ("FTA") announced today additional considerations for the First Trust/Aberdeen

March 18, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2022 First Trust/Aberdeen Emerging Opportunity Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21905 73-1005833 (State or other jurisdiction (C

March 10, 2022 DEF 14A

As filed with the Securities and Exchange Commission on March 10, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statemen

DEF 14A 1 definproxy.htm DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on March 10, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the R

February 10, 2022 SC 13G/A

FEO / First Trust/aberdeen Emerging Oppo / LAZARD ASSET MANAGEMENT LLC Passive Investment

SCHEDULE 13G/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 468,505 6)SHARED VOTING POWER: - 7)SOLE DISPOS

November 24, 2021 NPORT-EX

First Trust/Aberdeen Emerging Opportunity Fund (FEO)

NPORT-EX 2 FT26FT093021.htm First Trust/Aberdeen Emerging Opportunity Fund (FEO) Portfolio of Investments September 30, 2021 (Unaudited) Principal Value (Local Currency) Description Stated Coupon Stated Maturity Value (US Dollars) FOREIGN SOVEREIGN BONDS AND NOTES (a) – 42.2% Angola – 0.7% 500,000 Angolan Government International Bond (USD) (b) 9.50% 11/12/25 $551,885 Argentina – 1.6% 136,989 Arge

October 21, 2021 EX-99

SOURCE: First Trust Advisors L.P.

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Appointment of New Trustee for Funds WHEATON, IL ? (BUSINESS WIRE) ? October 20, 2021 ? The exchange traded funds, closed-end funds, mutual funds and variable insurance funds (collectively, the ?Funds?) advised by First Trust Advisors L.P. (?FTA?) announced the appointment of Denise M. Keefe as a Trustee of each of the Funds, ef

October 21, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 feo8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 20, 2021 First Trust/Aberdeen Emerging Opportunity Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-21905 71-1005833

September 20, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 20, 2021 First Trust/Aberdeen Emerging Opportunity Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-21905 71-1005833 (State or Other Jurisdiction

September 20, 2021 EX-99

First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust/Aberdeen Global Opportunity Income Fund and First Trust/Aberdeen Emerging Opportunity Fund

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust/Aberdeen Global Opportunity Income Fund and First Trust/Aberdeen Emerging Opportunity Fund WHEATON, IL ? (BUSINESS WIRE) ? September 20, 2021 ? First Trust Advisors L.P. ("FTA") announced today that Aberdeen Standard Investments Inc. ("Aberdeen"), investment sub-advisor for

June 29, 2021 144

PROPOSED SALE OF SECURITIES

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D.

May 25, 2021 NPORT-EX

First Trust/Aberdeen Emerging Opportunity Fund (FEO)

First Trust/Aberdeen Emerging Opportunity Fund (FEO) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 53.

March 15, 2021 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2021 First Trust/Aberdeen Emerging Opportunity Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21905 71-1005833 (State or other jurisdiction (C

March 15, 2021 EX-99.1

First Trust/Aberdeen Global Opportunity Income Fund and First Trust/Aberdeen Emerging Opportunity Fund Announce Changes to Non-Fundamental Investment Policies

PRESS RELEASE SOURCE: First Trust/Aberdeen Global Opportunity Income Fund and First Trust/Aberdeen Emerging Opportunity Fund First Trust/Aberdeen Global Opportunity Income Fund and First Trust/Aberdeen Emerging Opportunity Fund Announce Changes to Non-Fundamental Investment Policies Wheaton, IL ? (BUSINESS WIRE) ? March 15, 2021 ? First Trust/Aberdeen Global Opportunity Income Fund (NYSE: FAM) and First Trust/Aberdeen Emerging Opportunity Fund (NYSE: FEO) (the ?Funds?) announced today that their Board of Trustees has approved changes to the Funds? non-fundamental investment policies as described herein.

February 10, 2021 SC 13G/A

SCHEDULE 13G/A

r13gaaberdeen SCHEDULE 13G/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 502,031 6)SHARED VOTING POWER: -

November 24, 2020 NPORT-EX

First Trust/Aberdeen Emerging Opportunity Fund (FEO)

First Trust/Aberdeen Emerging Opportunity Fund (FEO) Portfolio of Investments September 30, 2020 (Unaudited) Principal Value (Local Currency) Description Stated Coupon Stated Maturity Value (US Dollars) FOREIGN SOVEREIGN BONDS AND NOTES (a)?? 42.

October 20, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2020 First Trust/Aberdeen Emerging Opportunity Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21905 71-1005833 (State or other jurisdiction

October 20, 2020 EX-99

By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I

As Amended and Restated on October 19, 2020 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time.

June 16, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 16, 2020 First Trust/Aberdeen Emerging Opportunity Fund (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-21905 71-1005833 (State or Other Jurisdiction of I

June 16, 2020 EX-99

First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust/Aberdeen Global Opportunity Income Fund and First Trust/Aberdeen Emerging Opportunity Fund

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust/Aberdeen Global Opportunity Income Fund and First Trust/Aberdeen Emerging Opportunity Fund WHEATON, IL — (BUSINESS WIRE) — June 16, 2020 — First Trust Advisors L.P. (“FTA”) announced today that Aberdeen Standard Investments Inc. (“ASII”), (formerly, Aberdeen Asset Management

May 29, 2020 EX-99

By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I

As Amended and Restated on May 28, 2020 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time.

May 29, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2020 First Trust/Aberdeen Emerging Opportunity Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21905 71-1005833 (State or other jurisdiction (Com

May 26, 2020 NPORT-EX

First Trust/Aberdeen Emerging Opportunity Fund (FEO)

First Trust/Aberdeen Emerging Opportunity Fund (FEO) Portfolio of Investments March 31, 2020 (Unaudited) Principal Value (Local Currency) Description Stated Coupon Stated Maturity Value (US Dollars) FOREIGN SOVEREIGN BONDS AND NOTES (a) – 45.

April 16, 2020 DEFA14A

MFD / Macquarie/First Trust Global Infrastructure/Utilities Div & Income Fund DEFA14A - - ADDITIONAL PROXY SOLICITATION MATERIAL

As filed with the Securities and Exchange Commission on April 16, 2020. =============================================================================== U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ]

February 10, 2020 SC 13G/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / LAZARD ASSET MANAGEMENT LLC Passive Investment

r13gaaberdeen SCHEDULE 13G/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 496,079 6)SHARED VOTING POWER: -

November 22, 2019 NPORT-EX

FEO / First Trust/Aberdeen Emerging Opportunity Fund NPORT-EX - -

First Trust/Aberdeen Emerging Opportunity Fund (FEO) Portfolio of Investments September 30, 2019 (Unaudited) Principal Value (Local Currency) Description Stated Coupon Stated Maturity Value (US Dollars) FOREIGN SOVEREIGN BONDS AND NOTES (a) – 46.

May 24, 2019 NPORT-EX

FEO / First Trust/Aberdeen Emerging Opportunity Fund NPORT-EX - -

First Trust/Aberdeen Emerging Opportunity Fund (FEO) Portfolio of Investments March 31, 2019 (Unaudited) Principal Value (Local Currency) Description Stated Coupon Stated Maturity Value (US Dollars) FOREIGN SOVEREIGN BONDS AND NOTES (a) – 42.

February 13, 2019 SC 13G/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / LAZARD ASSET MANAGEMENT LLC Passive Investment

SC 13G/A 1 r13gaaberdeen.htm SCHEDULE 13G/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 378,879 6)SHARED

November 27, 2018 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust/Aberdeen Emerging Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materi

November 27, 2018 N-Q

FEO / First Trust/Aberdeen Emerging Opportunity Fund QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings)

N-Q 1 feonq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21905 First Trust/Aberdeen Emerging Opportunity Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400

May 29, 2018 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust/Aberdeen Emerging Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materi

May 29, 2018 N-Q

FEO / First Trust/Aberdeen Emerging Opportunity Fund QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings)

N-Q 1 feonq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21905 First Trust/Aberdeen Emerging Opportunity Fund (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400

February 14, 2018 SC 13G/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / 1607 Capital Partners, LLC - 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

February 8, 2018 SC 13G/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / LAZARD ASSET MANAGEMENT LLC Passive Investment

r13gaaberdeen SCHEDULE 13G/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 653,864 6)SHARED VOTING POWER: -

February 13, 2017 SC 13G/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / 1607 Capital Partners, LLC - 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

February 8, 2017 SC 13G/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / LAZARD ASSET MANAGEMENT LLC Passive Investment

r13gaaberdeen SCHEDULE 13G/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 894,948 6)SHARED VOTING POWER: -

January 9, 2017 SC 13G/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / CITY OF LONDON INVESTMENT GROUP PLC - FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND - AMEND. #4 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

September 9, 2016 SC 13G/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / CITY OF LONDON INVESTMENT GROUP PLC - ABERDEEN EMERGING OPPORTUNITY FUND Passive Investment

SC 13G/A 1 aberdemerg13ga17921.htm ABERDEEN EMERGING OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3 )* First Trust/Aberdeen Emerging Opportunity Fund (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 33731K102 (CUSIP Number) August 31, 2016 (Date of

February 16, 2016 SC 13G

FAM / First/Trust Aberdeen Global Opportunity Income Fund / 1607 Capital Partners, LLC - 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 12, 2016 SC 13G/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / CITY OF LONDON INVESTMENT GROUP PLC - FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

February 8, 2016 SC 13G/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / LAZARD ASSET MANAGEMENT LLC Passive Investment

r13gaaberdeen SCHEDULE 13G/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 882,794 6)SHARED VOTING POWER: -

September 9, 2015 SC 13G/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / CITY OF LONDON INVESTMENT GROUP PLC - FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND Passive Investment

SC 13G/A 1 aberdemerg13g17778.htm FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* First Trust/Aberdeen Emerging Opportunity Fund (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 33731K102 (CUSIP Number) August 31, 2015

February 3, 2015 SC 13G/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / LAZARD ASSET MANAGEMENT LLC Passive Investment

r13gaaberdeen SCHEDULE 13G/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 977,866 6)SHARED VOTING POWER: -

January 9, 2015 SC 13G

FAM / First/Trust Aberdeen Global Opportunity Income Fund / CITY OF LONDON INVESTMENT GROUP PLC - FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

October 7, 2014 EX-1

SCHEDULE 13D/A

r13dafeo SCHEDULE 13D/A CUSIP No: 33731K102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 6/16/2014 (1,900) 19.34 6/16/2014 15 19.35 6/17/2014 (800) 19.30 6/30/2014 (3,500) 19.11 7/18/2014 (4,200) 19.33 7/21/2014 (1,620) 19.35 8/19/2014 (2,700) 19.14 9/2/2014 (9,400) 19.17 9/3/2014 (14,144) 19.22

October 7, 2014 SC 13G/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / LAZARD ASSET MANAGEMENT LLC Passive Investment

r13gaaberdeen SCHEDULE 13G/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,054,353 6)SHARED VOTING POWER:

October 7, 2014 SC 13D/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / LAZARD ASSET MANAGEMENT LLC Activist Investment

r13dafeo SCHEDULE 13D/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.

July 10, 2014 EX-1

SCHEDULE 13D/A

r13dafeo SCHEDULE 13D/A CUSIP No: 33731K102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 5/15/2014 (525) 18.

July 10, 2014 SC 13D/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / LAZARD ASSET MANAGEMENT LLC Activist Investment

r13dafeo SCHEDULE 13D/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.

January 10, 2013 SC 13D/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / LAZARD ASSET MANAGEMENT LLC Activist Investment

r13dafeo SCHEDULE 13D/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.

January 10, 2013 EX-1

SCHEDULE 13D/A

r13dafeo SCHEDULE 13D/A CUSIP No: 33731K102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 11/1/2012 (17,070) 21.

July 11, 2012 SC 13D/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / LAZARD ASSET MANAGEMENT LLC Activist Investment

r13dafeo SCHEDULE 13D/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.

July 11, 2012 EX-1

SCHEDULE 13D/A

EX-1 3 r13dafeoran.htm SCHEDULE 13D/A CUSIP No: 33731K102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 2/16/2012 (1,300) 20.25 3/1/2012 3,100 20.92 3/2/2012 8,162 21.02 3/15/2012 22,850 21.32 3/27/2012 (3,540) 20.61 3/30/2012 1,676 20.76 4/2/2012 5,944 20.95 4/3/2012 3,598 21.37 4/4/2012 12,530 21.21 4/5/2012

April 9, 2012 SC 13D/A

FAM / First/Trust Aberdeen Global Opportunity Income Fund / LAZARD ASSET MANAGEMENT LLC Activist Investment

r13dafeo SCHEDULE 13D/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.

April 9, 2012 EX-1

SCHEDULE 13D/A

r13dafeo SCHEDULE 13D/A CUSIP No: 33731K102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 2/16/2012 (1,300) 20.25 3/1/2012 3,100 20.92 3/2/2012 8,162 21.02 3/15/2012 22,850 21.32 3/27/2012 (3,540) 20.61 3/30/2012 1,676 20.76 4/2/2012 5,944 20.95 4/3/2012 3,598 21.37 4/4/2012 12,530 21.21 4/5/2012 3,452 21.25

January 30, 2012 SC 13D

FAM / First/Trust Aberdeen Global Opportunity Income Fund / LAZARD ASSET MANAGEMENT LLC Activist Investment

r13dafeo SCHEDULE 13D CUSIP No: 33731K102 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.

January 30, 2012 EX-1

SCHEDULE 13D

r13dafeo SCHEDULE 13D CUSIP No: 33731K102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 11/28/2011 (340) 17.92 11/29/2011 (2,300) 18.00 12/1/2011 793 18.46 12/1/2011 5,570 18.48 12/2/2011 8,765 18.61 12/5/2011 19,388 18.79 12/6/2011 5,754 18.74 12/29/2011 1,070 17.77

February 11, 2011 SC 13G/A

SCHEDULE 13G/A

SCHEDULE 13G/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 858,922 6)SHARED VOTING POWER: - 7)SOLE DISPOS

February 5, 2010 SC 13G/A

SCHEDULE 13G/A

SCHEDULE 13G/A CUSIP No: 33731K102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 684,722 6)SHARED VOTING POWER: - 7)SOLE DISPOS

September 11, 2006 EX-24

POWER OF ATTORNEY

POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "1934 Act"), and/or Section 30(f) of the Investment Company Act of 1940, as amended (the "1940 Act"), constitutes and appoints Sander M.

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