الإحصائيات الأساسية
| LEI | 549300M8CB93DI1JD480 |
| CIK | 1678463 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Forterra Inc
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-37921 Forterra, Inc. (Exact name of registrant as specified in its char |
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| March 21, 2022 |
As filed with the Securities and Exchange Commission on March 21, 2022 As filed with the Securities and Exchange Commission on March 21, 2022 Registration No. |
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| March 21, 2022 |
Quikrete Completes Acquisition of Forterra, Inc. Exhibit 99.1 Quikrete Completes Acquisition of Forterra, Inc. Irving, TX ? March 18, 2022 ? Forterra, Inc. (?Forterra?) (NASDAQ:FRTA), a leading manufacturer of water and drainage infrastructure pipe and products in the United States and Eastern Canada, today announced that Quikrete Holdings, Inc. (?Quikrete?) completed its acquisition of all outstanding shares of Forterra for $24.00 per share in |
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| March 21, 2022 |
As filed with the Securities and Exchange Commission on March 21, 2022 As filed with the Securities and Exchange Commission on March 21, 2022 Registration No. |
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| March 21, 2022 |
Amended and Restated Certificate of Incorporation of Forterra, Inc. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of FORTERRA, INC. 1. Name. The name of the corporation is Forterra, Inc. (the ?Corporation?). 2. Address; Registered Office and Agent. The address of the Corporation?s registered office is 251 Little Falls Drive, City of Wilmington, County of New Castle, State of Delaware 19808; and the name of its registered agent at such address is Co |
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| March 21, 2022 |
Amended and Restated Bylaws of Forterra, Inc. Exhibit 3.2 BY-LAWS Of FORTERRA, INC. (a Delaware Corporation) TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 ARTICLE 2 STOCKHOLDERS 2 ARTICLE 3 DIRECTORS 7 ARTICLE 4 COMMITTEES OF THE BOARD 9 ARTICLE 5 OFFICERS 10 ARTICLE 6 GENERAL PROVISIONS 12 ARTICLE 1 DEFINITIONS As used in these By-laws, unless the context otherwise requires, the term: 1.1 ?Assistant Secretary? means an Assistant Secretary o |
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| March 21, 2022 |
As filed with the Securities and Exchange Commission on March 21, 2022 As filed with the Securities and Exchange Commission on March 21, 2022 Registration No. |
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| March 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2022 FORTERRA, INC. |
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| March 16, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 16, 2022 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 1, 2022 |
120675626v12 Execution Version ASSET PURCHASE AGREEMENT, dated as of December 13, 2021, among FORTERRA PIPE & PRECAST, LLC and HYDRO CONDUIT, LLC D/B/A RINKER MATERIALS as the Sellers, and FOLEY PRODUCTS COMPANY as the Purchaser TABLE OF CONTENTS Page -i- ARTICLE 1 PURCHASE AND SALE . |
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| March 1, 2022 |
Execution Version 120761002 MEMBERSHIP INTEREST PURCHASE AGREEMENT BETWEEN FORTERRA PIPE & PRECAST, LLC AS SELLER, AND EAGLE CORPORATION AS PURCHASER, AND SOLELY FOR PURPOSES OF SECTION 8. |
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| March 1, 2022 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF FORTERRA, INC. Name of Subsidiary Jurisdiction of Organization Bio Clean Environmental Services, Inc. California Concrete Pipe & Precast, LLC Delaware Constructure Fabrication, LLC Delaware Custom Fab, Inc. Florida DIP Acquisition LLC Delaware Fab Pipe LLC Delaware Forterra Brick America, Inc. Michigan Forterra Concrete Industries, Inc. Tennessee Forterra Concrete Oper |
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| March 1, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [?] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 [?] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORT |
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| March 1, 2022 |
Description of Registrant's Securities Exhibit 4.5 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Forterra, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. The following is a summary of some of the general terms and provisions of our common stock. Because this is a summary description, |
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| March 1, 2022 |
Financial Statements of Concrete Pipe & Precast, LLC as of December 31, 202 EXHIBIT 99.1 CONCRETE PIPE & PRECAST, LLC FINANCIAL STATEMENTS AS OF DECEMBER 31, 2021 AND 2020 AND FOR THE THREE YEARS ENDED DECEMBER 31, 2021 Report of Independent Auditors The Board of Managers and Members Concrete Pipe & Precast, LLC Report on the Audit of the Financial Statements Opinion We have audited the accompanying financial statements of Concrete Pipe & Precast, LLC, which comprise the |
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| February 28, 2022 |
Forterra Announces Fourth Quarter and Full Year 2021 Results Irving, TX - GLOBE NEWSWIRE - February 28, 2022 - Forterra, Inc. |
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| February 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 23, 2022 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 16, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 16, 2022 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| January 11, 2022 |
FRTA / Forterra Inc / Electron Capital Partners, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Forterra, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 34960W 106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| December 16, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 13, 2021 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| December 1, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 24, 2021 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| October 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 27, 2021 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| October 28, 2021 |
EXHIBIT 99.1 Forterra Announces Third Quarter 2021 Results Irving, TX - GLOBE NEWSWIRE ? October 27, 2021 - Forterra, Inc. (?Forterra? or ?the Company?) (NASDAQ: FRTA), a leading manufacturer of water and drainage infrastructure pipe and products in the United States and Eastern Canada, today announced results for the quarter ended September 30, 2021. Third Quarter 2021 Highlights ?Increased net s |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [?] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 [?] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC |
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| July 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [?] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 [?] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC. (Ex |
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| July 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 28, 2021 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| July 29, 2021 |
EXHIBIT 99.1 Forterra Announces Second Quarter 2021 Results Irving, TX - GLOBE NEWSWIRE ? July 28, 2021 - Forterra, Inc. (?Forterra? or ?the Company?) (NASDAQ: FRTA), a leading manufacturer of water and drainage infrastructure pipe and products in the United States and Eastern Canada, today announced results for the quarter ended June 30, 2021. Second Quarter 2021 Highlights ?Increased net sales b |
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| May 14, 2021 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2021 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 3, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 30, 2021 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 29, 2021 |
EXHIBIT 99.1 Forterra Announces First Quarter 2021 Results Irving, TX - GLOBE NEWSWIRE ? April 28, 2021 - Forterra, Inc. (?Forterra? or ?the Company?) (NASDAQ: FRTA), a leading manufacturer of water and drainage infrastructure pipe and products in the United States and Eastern Canada, today announced results for the quarter ended March 31, 2021. First Quarter 2021 Highlights ?Increased net sales b |
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| April 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 28, 2021 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [?] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 [?] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC. (E |
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| April 9, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitte |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2021 FORTERRA, INC. |
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| March 24, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as Permitted by Rule 14C-5(d)(2)) ? Definitive Information Statement FORTERRA, INC. |
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| March 11, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as Permitted by Rule 14C-5(d)(2)) ? Definitive Information Statement FORTERRA, INC. |
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| February 25, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [?] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 [?] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORT |
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| February 25, 2021 |
EXHIBIT 99.1 CONCRETE PIPE & PRECAST, LLC FINANCIAL STATEMENTS AS OF DECEMBER 31, 2020 AND 2019 AND FOR THE THREE YEARS ENDED DECEMBER 31, 2020 Report of Independent Auditors The Board of Managers and Members Concrete Pipe & Precast, LLC Report on the Financial Statements We have audited the accompanying financial statements of Concrete Pipe & Precast, LLC, which comprise the balance sheets as of |
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| February 25, 2021 |
Description of Registrant's Securities Exhibit 4.5 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Forterra, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. The following is a summary of some of the general terms and provisions of our common stock. Because this is a summary description, |
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| February 25, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 24, 2021 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 25, 2021 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF FORTERRA, INC. Name of Subsidiary Jurisdiction of Organization Bio Clean Environmental Services, Inc. California Concrete Pipe & Precast, LLC Delaware Constructure Fabrication, LLC Delaware Custom Fab, Inc. Florida DIP Acquisition LLC Delaware Fab Pipe LLC Delaware Forterra Brick America, Inc. Michigan Forterra Concrete Industries, Inc. Tennessee Forterra Concrete Oper |
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| February 25, 2021 |
Forterra Announces Fourth Quarter and Full Year 2020 Results Irving, TX - GLOBE NEWSWIRE - February 24, 2021 - Forterra, Inc. |
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| February 22, 2021 |
EX-99.1 Exhibit 99.1 Forterra Enters Into Definitive Agreement to Be Acquired by Quikrete Forterra Shareholders to Receive $24.00 Per Share in Cash Irving, TX and Atlanta, GA – February 22, 2021 – Forterra, Inc. (“Forterra” or “the Company”) (NASDAQ:FRTA), a leading manufacturer of water and drainage infrastructure pipe and products in the United States and Eastern Canada, today announced that it |
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| February 22, 2021 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER among QUIKRETE HOLDINGS, INC. JORDAN MERGER SUB, INC. and FORTERRA, INC. Dated as of February 19, 2021 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 Closing 2 Section 1.3 Effective Time 2 Section 1.4 Effects of the Merger 2 Section 1.5 Certificate of Incorporation; Bylaws 2 Section 1.6 Directors 3 Secti |
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| February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2021 FORTERRA, INC. |
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| February 16, 2021 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Forterra, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 34960W 106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 3, 2021 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 1)* Forterra, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 34960W 106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| December 21, 2020 |
December 21, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Attention: Office of Manufacturing Re: Comment Letter dated December 9, 2020 regarding Forterra, Inc. Form 10-K for the period ended December 31, 2019 Filed February 27, 2020 File No. 001-37921 Ladies and Gentleman: Forterra, Inc. (the ?Company?, ?we? or ?our |
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| November 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 19, 2020 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| October 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [☒] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 [☐] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC |
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| October 29, 2020 |
EXHIBIT 99.1 Forterra Announces Third Quarter 2020 Results Irving, TX - GLOBE NEWSWIRE - October 28, 2020 - Forterra, Inc. (“Forterra” or “the Company”) (NASDAQ: FRTA), a leading manufacturer of water and drainage infrastructure pipe and products in the United States and Eastern Canada, today announced results for the quarter ended September 30, 2020. Third Quarter 2020 Highlights and Recent Devel |
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| October 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 28, 2020 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| September 24, 2020 |
Forterra, Inc. Common Stock, par value $0.001 per share Underwriting Agreement EXHIBIT 1.1 Execution Version Forterra, Inc. Common Stock, par value $0.001 per share Underwriting Agreement September 16, 2020 Credit Suisse Securities (USA) LLC BofA Securities, Inc. Citigroup Global Markets, Inc. As representatives of the several Underwriters named in Schedule I hereto, c/o Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, New York 10010 Ladies and Gentlemen: F |
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| September 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 24, 2020 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| September 18, 2020 |
Forterra, Inc. 10,000,000 Shares Common Stock 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-235501 PROSPECTUS SUPPLEMENT (to the Base Prospectus dated December 27, 2019) Forterra, Inc. 10,000,000 Shares Common Stock All of the shares of common stock in the offering are being sold by the selling stockholder identified in this prospectus supplement. We will not receive any proceeds from the sale of the shares by |
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| September 17, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 16, 2020 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| September 17, 2020 |
FORTERRA ANNOUNCES PRICING OF SECONDARY OFFERING OF 10,000,000 SHARES EX-99.1 Exhibit 99.1 FORTERRA ANNOUNCES PRICING OF SECONDARY OFFERING OF 10,000,000 SHARES IRVING, TX (September 16, 2020) – Forterra, Inc. (the “Company” or “Forterra”) (NASDAQ: FRTA) announced today the pricing of the previously announced underwritten secondary offering by the Company’s largest stockholder, an affiliate of Lone Star Funds (the “Selling Stockholder”), of 10,000,000 shares of comm |
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| September 14, 2020 |
FORTERRA ANNOUNCES SECONDARY OFFERING OF 10,000,000 SHARES EX-99.1 Exhibit 99.1 FORTERRA ANNOUNCES SECONDARY OFFERING OF 10,000,000 SHARES IRVING, TX (September 14, 2020) – Forterra, Inc. (the “Company” or “Forterra”) (NASDAQ: FRTA) announced today that the Company’s largest stockholder, an affiliate of Lone Star Funds (the “Selling Stockholder”), intends to offer for sale in an underwritten secondary offering 10,000,000 shares of common stock of the Comp |
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| September 14, 2020 |
Subject to Completion, Dated September 14, 2020 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-235501 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying base prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any state where the offer or sale is not per |
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| September 14, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 14, 2020 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| September 11, 2020 |
EXHIBIT 99.1 Forterra Announces Favorable Decision in Earnout Arbitration Irving, TX - GLOBE NEWSWIRE - September 10, 2020 - Forterra, Inc. (“Forterra” or “the Company”) (NASDAQ: FRTA), a leading manufacturer of water and drainage infrastructure pipe and products in the United States and Eastern Canada, today announced that a decision favorable to the Company has been rendered in the arbitration p |
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| September 11, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 10, 2020 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| July 28, 2020 |
EXHIBIT 99.1 Forterra Announces Second Quarter 2020 Results Irving, TX - GLOBE NEWSWIRE - July 27, 2020 - Forterra, Inc. (“Forterra” or “the Company”) (NASDAQ: FRTA), a leading manufacturer of water and drainage infrastructure pipe and products in the United States and Eastern Canada, today announced results for the quarter ended June 30, 2020. Second Quarter 2020 Highlights • Increased net sales |
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| July 28, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 27, 2020 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| July 28, 2020 |
EXHIBIT 10.1 Execution Version FIRST AMENDMENT TO ABL CREDIT AGREEMENT dated as of June 17, 2020, among FORTERRA, INC., THE OTHER US BORROWERS PARTY HERETO, THE CANADIAN BORROWERS PARTY HERETO, THE LENDERS PARTY HERETO, and BANK OF AMERICA, N.A., as Agent, BOFA SECURITIES, INC. DEUTSCHE BANK SECURITIES INC., and SUNTRUST ROBINSON HUMPHREY, INC. as Joint Lead Arrangers and Joint Bookrunners, Increa |
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| July 28, 2020 |
frta2020q2ex992investorp 11 141 185 116 182 144 0 181 239 215 220 225 30 40 89 87 186 73 16 125 224 150 155 160 Investor Presentation July 2020 \\Firmwide. |
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| July 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [☒] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 [☐] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC. (Ex |
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| July 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 16, 2020 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| July 17, 2020 |
Forterra Announces Closing of $500 Million Senior Secured Notes Offering EX-99.1 Exhibit 99.1 Forterra Announces Closing of $500 Million Senior Secured Notes Offering IRVING, TX, July 16, 2020 — Forterra, Inc. (“Forterra” or the “Company”) (NASDAQ: FRTA) today announced the closing of the previously announced offering by Forterra Finance, LLC and FRTA Finance Corp., each a wholly owned subsidiary of the Company, of $500.0 million aggregate principal amount of senior se |
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| July 17, 2020 |
EX-4.1 Exhibit 4.1 Execution Version FORTERRA FINANCE, LLC, as the Issuer FRTA FINANCE CORP., as the Co-Issuer THE GUARANTORS PARTY THERETO FROM TIME TO TIME, as Guarantors $500,000,000 6.50% SENIOR SECURED NOTES DUE 2025 INDENTURE Dated as of July 16, 2020 DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee and Collateral Agent TABLE OF CONTENTS Page Article 1 DEFINITIONS AND INCORPORATION BY REFERE |
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| July 2, 2020 |
Forterra Announces Pricing of Upsized $500 Million Senior Secured Notes Offering EX-99.1 Exhibit 99.1 Forterra Announces Pricing of Upsized $500 Million Senior Secured Notes Offering IRVING, TX, July 2, 2020 (GLOBE NEWSWIRE) — Forterra, Inc. (“Forterra” or the “Company”) (NASDAQ: FRTA) today announced the upsizing and pricing of the previously announced offering by Forterra Finance, LLC and FRTA Finance Corp., each a wholly owned subsidiary of the Company, of senior secured no |
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| July 2, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 2, 2020 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| June 30, 2020 |
Forterra Announces Preliminary Second Quarter 2020 Net Sales and Adjusted EBITDA EX-99.1 Exhibit 99.1 Forterra Announces Preliminary Second Quarter 2020 Net Sales and Adjusted EBITDA1 IRVING, TX, June 30, 2020 (GLOBE NEWSWIRE) — Forterra, Inc. (“Forterra” or the “Company”) (NASDAQ: FRTA), a leading manufacturer of water and drainage infrastructure pipe and products in the United States and Eastern Canada, today announced preliminary second quarter 2020 results and provided a g |
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| June 30, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 30, 2020 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| June 30, 2020 |
Forterra Announces Offering of $400 Million of Senior Secured Notes EX-99.2 Exhibit 99.2 Forterra Announces Offering of $400 Million of Senior Secured Notes IRVING, TX, June 30, 2020 (GLOBE NEWSWIRE) — Forterra, Inc. (“Forterra” or the “Company”) (NASDAQ: FRTA) today announced that Forterra Finance, LLC and FRTA Finance Corp., each a wholly owned subsidiary of the Company, intend, subject to market and other conditions, to offer $400 million aggregate principal am |
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| June 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 17, 2020 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| May 29, 2020 |
frtainvestorpresentation Exhibit 99.1 Investor Presentation May 2020 DISCLAIMER Forward-Looking Statements This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking statements may be identified by the use of words such as "anticipate", "believ |
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| May 29, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 28, 2020 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| May 19, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 19, 2020 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| April 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC. (E |
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| April 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 29, 2020 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 30, 2020 |
EXHIBIT 99.1 Forterra Announces First Quarter 2020 Results Irving, TX - GLOBE NEWSWIRE - April 29, 2020 - Forterra, Inc. (“Forterra” or “the Company”) (NASDAQ: FRTA), a leading manufacturer of water and drainage infrastructure pipe and products in the United States and Eastern Canada, today announced results for the quarter ended March 31, 2020. First Quarter 2020 Highlights • Increased net sales |
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| April 16, 2020 |
FRTA / Forterra, Inc. DEF 14A - - DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington. |
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| April 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 3, 2020 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| March 3, 2020 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 3, 2020 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or other jurisdiction of incorporation) (Commission File |
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| March 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 25, 2020 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 3, 2020 |
EX-99.1 11 141 185 116 182 144 Exhibit 99.1 0 181 239 215 220 225 30 40 89 87 186 73 16 125 224 150 155 160 Investor Presentation March 2020 \\Firmwide.corp.gs.com\ibdroot\projects\IBD-NY\coltan2020\6500151\Graphics\Photoshop\Fonterra PPT Template\Fonterra PPT Template A.psd 11 141 185 116 182 144 Exhibit 99.1 0 181 239 215 220 225 30 40 89 87 186 73 16 125 224 150 155 160 Investor Presentation Ma |
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| February 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 25, 2020 FORTERRA, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37921 37-1830464 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| February 27, 2020 |
Forterra Announces Fourth Quarter and Full Year 2019 Results Irving, TX - GLOBE NEWSWIRE - February 26, 2020 - Forterra, Inc. |
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| February 27, 2020 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF FORTERRA, INC. Name of Subsidiary Jurisdiction of Organization Bio Clean Environmental Services, Inc. California Concrete Pipe & Precast, LLC Delaware Constructure Fabrication, LLC Delaware Custom Fab, Inc. Florida DIP Acquisition LLC Delaware Fab Pipe LLC Delaware Forterra Brick America, Inc. Michigan Forterra Concrete Industries, Inc. Tennessee Forterra Concrete Oper |
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| February 27, 2020 |
EXHIBIT 99.1 CONCRETE PIPE & PRECAST, LLC FINANCIAL STATEMENTS AS OF DECEMBER 31, 2019 AND 2018 AND FOR THE THREE YEARS ENDED DECEMBER 31, 2019 Report of Independent Auditors The Board of Managers and Members Concrete Pipe & Precast, LLC Report on the Financial Statements We have audited the accompanying financial statements of Concrete Pipe & Precast, LLC, which comprise the balance sheets as of |
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| February 27, 2020 |
Form of Grant Notice for 2018 Stock Incentive Plan Restricted Stock Unit Award. Exhibit 10.26 FORTERRA, INC. GRANT NOTICE FOR 2018 STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD FOR GOOD AND VALUABLE CONSIDERATION, Forterra, Inc. (the “Company”), hereby grants to Participant named below the number of restricted stock units specified below (the “Award”). Each restricted stock unit represents the right to receive one share of the Company’s common stock, par value $0.001 (the |
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| February 27, 2020 |
Exhibit 10.24 SEPARATION AND GENERAL RELEASE AGREEMENT This SEPARATION AND GENERAL RELEASE AGREEMENT (this “Agreement”) is entered into by and between Jeff Bradley (“Executive”) and Forterra, Inc. (the “Company”) and is effective as of the Effective Date (as defined herein). The Company and Executive shall each be referred to in this Agreement as a “Party,” and collectively as the “Parties.” WHERE |
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| February 27, 2020 |
FRTA / Forterra, Inc. 10-K - Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORT |
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| February 27, 2020 |
Form of Grant Notice for 2018 Stock Incentive Plan Performance Restricted Stock Unit Award. Exhibit 10.27 FORTERRA, INC. GRANT NOTICE FOR 2018 STOCK INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD FOR GOOD AND VALUABLE CONSIDERATION, Forterra, Inc. (the “Company”), hereby grants to Participant named below the number of performance-based restricted stock units specified below (the “PRSUs” or the “Award”). Each performance-based restricted stock unit represents the right to re |
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| February 27, 2020 |
Form of Grant Notice for 2018 Stock Incentive Plan Nonqualified Stock Options Award. Exhibit 10.25 FORTERRA, INC. GRANT NOTICE FOR 2018 STOCK INCENTIVE PLAN NONQUALIFIED STOCK OPTIONS FOR GOOD AND VALUABLE CONSIDERATION, Forterra, Inc. (the “Company”), hereby grants to Participant named below the nonqualified stock option (the “Option”) to purchase any part or all of the number of shares of its common stock, par value $0.001 per share (the “Common Stock”), that are covered by this |
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| February 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2020 FORTERRA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37921 37-1830464 (State or other jurisdiction of incorporation) (Commission File N |
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| December 20, 2019 |
FRTA / Forterra, Inc. CORRESP - - LORI M. BROWNE Executive Vice President & General Counsel December 20, 2019 VIA EDGAR AND EMAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Sherry Haywood Re: Forterra, Inc. Registration Statement on Form S-3 (File No. 333-235501) Dear Ms. Haywood: Forterra, Inc., a Delaware corporation (the “Company”), respectfully requests p |
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| December 18, 2019 |
FRTA / Forterra, Inc. DEL AM - - DEL AM LORI M. BROWNE Executive Vice President & General Counsel December 18, 2019 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Forterra, Inc. Registration Statement on Form S-3 filed on December 13, 2019 (File No. 333-235501) Ladies and Gentlemen: Reference is made to the Registration Statement on Form S-3 (File No. 333-235501 |
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| December 13, 2019 |
FRTA / Forterra, Inc. S-3 - - S-3 As filed with the Securities and Exchange Commission on December 13, 2019 Registration No. |
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| November 5, 2019 |
FRTA / Forterra, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC |
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| November 5, 2019 |
EXHIBIT 99.1 Forterra Announces Third Quarter 2019 Results Third Quarter 2019 Highlights • Net sales increased by 7% to $464.5 million as compared to $434.5 million in the prior year quarter • Consolidated gross profit margin increased by over 400 basis points • Net income of $22.4 million and Adjusted EBITDA1 of $80.0 million exceeded prior year quarter by $16.9 million and $18.4 million, respect |
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| November 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 4, 2019 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| September 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 9, 2019 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 6, 2019 |
FRTA / Forterra, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC. (Ex |
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| August 5, 2019 |
EXHIBIT 99.1 Forterra Announces Second Quarter 2019 Results Second Quarter 2019 Highlights • Consolidated gross profit margin increased by 282 basis points, supported by higher average selling prices in both business segments • Net income of $3.0 million and Adjusted EBITDA1 of $62.5 million in line with internal plans despite lower than expected shipments in the Water business • Management reiter |
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| August 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 5, 2019 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| June 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 21, 2019 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| June 24, 2019 |
Employment Agreement, dated as of June 21, 2019 by and between the Company and Karl Watson, Jr. Exhibit 10.1 Execution Version EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of the 21st day of June, 2019 between Forterra, Inc., a Delaware corporation (the “Company”), and Karl Watson, Jr. (the “Executive”) (each of the foregoing individually a “Party” and collectively the “Parties”). WHEREAS, the Company wishes to employ the Executive and the Executive wis |
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| May 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2019 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R |
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| May 23, 2019 |
Employment Agreement, dated as of May 22, 2019 by and between the Company and Richard Hunter. EXHIBIT 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of the 22nd day of May, 2019 between Forterra, Inc., a Delaware corporation (the “Company”) and Richard Hunter (the “Executive”) (each of the foregoing individually a “Party” and collectively the “Parties”). WHEREAS, the Company wishes to continue to employ the Executive and the Executive wishes to con |
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| May 23, 2019 |
Employment Agreement, dated as of May 22, 2019 by and between the Company and Vikrant Bhatia. EXHIBIT 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of the 22nd day of May, 2019 between Forterra, Inc., a Delaware corporation (the “Company”) and Vikrant Bhatia (the “Executive”) (each of the foregoing individually a “Party” and collectively the “Parties”). WHEREAS, the Company wishes to continue to employ the Executive and the Executive wishes to con |
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| May 7, 2019 |
EXHIBIT 99.1 Forterra Announces First Quarter 2019 Results Highlights • Net sales ahead of last year supported by pricing gains in both segments • Income from operations increased by $9 million compared to first quarter 2018 • Gross profit as a percent of net sales improved by 240 basis points Irving, TX - GLOBE NEWSWIRE - May 6, 2019 - Forterra, Inc. (“Forterra” or “the Company”) (NASDAQ: FRTA), |
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| May 7, 2019 |
FRTA / Forterra, Inc. 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC. (E |
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| May 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 6, 2019 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R. |
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| May 7, 2019 |
EXHIBIT 10.1 August 2, 2017 Vikrant Bhatia 4230 Beechwood Lane Dallas, TX 75220 Re: Offer of Employment Dear Vik: I am pleased to confirm our offer of employment for the position of Executive Vice President of Forterra (“Forterra” or the “Company”).1 You will report to the Chief Executive Officer, and your duties shall be as assigned from time to time. Your employment will begin on or about August |
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| April 19, 2019 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington. |
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| March 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 21, 2019 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| March 12, 2019 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF FORTERRA, INC. Name of Subsidiary Jurisdiction of Organization Bio Clean Environmental Services, Inc. California Concrete Pipe & Precast, LLC Delaware Constructure Fabrication, LLC Delaware Custom Fab, Inc. Florida DIP Acquisition LLC Delaware Fab Pipe LLC Delaware Forterra Brick America, Inc. Michigan Forterra Concrete Industries, Inc. Tennessee Forterra Concrete Oper |
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| March 12, 2019 |
Form of Grant Notice for 2018 Stock Incentive Plan Nonqualified Stock Options Award. Exhibit 10.23 FORTERRA, INC. GRANT NOTICE FOR 2018 STOCK INCENTIVE PLAN NONQUALIFIED STOCK OPTIONS FOR GOOD AND VALUABLE CONSIDERATION, Forterra, Inc. (the “Company”), hereby grants to Participant named below the nonqualified stock option (the “Option”) to purchase any part or all of the number of shares of its common stock, par value $0.001 per share (the “Common Stock”), that are covered by this |
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| March 12, 2019 |
Form of Grant Notice for 2016 Stock Incentive Plan Restricted Stock Unit Award. Exhibit 10.24 FORTERRA, INC. GRANT NOTICE FOR 2018 STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD FOR GOOD AND VALUABLE CONSIDERATION, Forterra, Inc. (the “Company”), hereby grants to Participant named below the number of restricted stock units specified below (the “Award”). Each restricted stock unit represents the right to receive one share of the Company’s common stock, par value $0.001 (the |
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| March 12, 2019 |
Exhibit 10.26 SEPARATION AND GENERAL RELEASE AGREEMENT This SEPARATION AND GENERAL RELEASE AGREEMENT (this “Agreement”) is entered into by and among William P. Kerfin, Jr. (the “Executive”), on the one hand, and Forterra, Inc. (“Forterra”), and USP Holdings, Inc. (the “Company”), on the other hand, and is effective as of the Effective Date (as defined herein). The Company, Forterra and the Executi |
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| March 12, 2019 |
EXHIBIT 99.1 CONCRETE PIPE & PRECAST, LLC FINANCIAL STATEMENTS AS OF DECEMBER 31, 2018 AND 2017 AND FOR THE THREE YEARS ENDED DECEMBER 31, 2018 Report of Independent Auditors The Board of Managers Concrete Pipe & Precast, LLC Report on the Financial Statements We have audited the accompanying financial statements of Concrete Pipe & Precast, LLC, which comprise the balance sheets as of December 31, |
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| March 12, 2019 |
FRTA / Forterra, Inc. 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORT |
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| March 11, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2019 FORTERRA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37921 37-1830464 (State or other jurisdiction of incorporation) (Commission File Numb |
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| March 11, 2019 |
Forterra Announces Fourth Quarter and Full Year 2018 Results Fourth Quarter and Full Year 2018 Highlights • Gross profit margin improved to 17. |
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| March 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2019 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| February 28, 2019 |
As filed with the Securities and Exchange Commission on February 28, 2019 Registration No. |
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| February 28, 2019 |
As filed with the Securities and Exchange Commission on February 28, 2019 Registration No. |
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| February 11, 2019 |
FRTA / Forterra, Inc. / FRONTIER CAPITAL MANAGEMENT CO LLC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) FORTERRA INC. (Name of Issuer) COMMON STOCKS (Title of Class of Securities) 34960W106 (CUSIP Number) DECEMBER 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| January 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 10, 2019 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| December 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 21, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| December 20, 2018 |
FRTA / Forterra, Inc. 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORT |
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| December 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 10, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 7, 2018 |
SEPARATION AND GENERAL RELEASE AGREEMENT Exhibit 10.1 SEPARATION AND GENERAL RELEASE AGREEMENT This SEPARATION AND GENERAL RELEASE AGREEMENT (this “Agreement”) is entered into by and among William P. Kerfin, Jr. (the “Executive”), on the one hand, and Forterra, Inc. (“Forterra”), and USP Holdings, Inc. (the “Company”), on the other hand, and is effective as of the Effective Date (as defined herein). The Company, Forterra and the Executiv |
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| November 7, 2018 |
FRTA / Forterra, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC |
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| November 6, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 6, 2018 |
EXHIBIT 99.1 Forterra Announces Third Quarter 2018 Results Irving, TX - GLOBE NEWSWIRE - November 6, 2018 - Forterra, Inc. (“Forterra” or “the Company”) (NASDAQ: FRTA), a leading manufacturer of water and drainage infrastructure pipe and products in the United States and Eastern Canada, today announced results for the quarter ended September 30, 2018. Third Quarter Highlights • Stronger end-market |
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| September 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 25, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| September 5, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 6, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 9, 2018 |
FRTA / Forterra, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC. (Ex |
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| August 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 8, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| August 8, 2018 |
EXHIBIT 99.1 Forterra Announces Second Quarter 2018 Results Second Quarter Highlights • Higher Income from operations, EBITDA and Adjusted EBITDA1 in the Drainage segment due to higher selling prices and mitigation of inflationary cost pressures • Lower Corporate costs as a result of reduced consulting spend and continued cost savings initiatives • Net income of $7.0 million and Adjusted EBITDA of |
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| July 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 23, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| July 23, 2018 |
EXHIBIT 10.1 Execution Version EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the "Agreement") is entered into as of the 26th day of April, 2016 between USP Holdings, Inc. (the "Company") and William P. Kerfin, Jr. (the "Executive") (each of the foregoing individually a "Party" and collectively the "Parties"). WHEREAS, the Executive is currently employed by the Company as the Company's Vice Presi |
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| July 23, 2018 |
Forterra Announces Organizational Realignment of Water Pipe & Products Segment EX-99.1 3 frta991pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 Forterra Announces Organizational Realignment of Water Pipe & Products Segment Irving, TX - GLOBE NEWSWIRE - July 24, 2018 - Forterra, Inc. (“Forterra” or the "Company”) (NASDAQ: FRTA), a leading manufacturer of water and drainage pipe and products in the United States and Eastern Canada, today announced an organizational realignment of i |
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| June 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 5, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R |
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| June 11, 2018 |
AMENDED AND RESTATED MASTER LAND AND BUILDING LEASE between Pipe Portfolio Owner (Multi) LP, a Delaware limited partnership, as LANDLORD and Forterra Pipe & Precast, LLC, a Delaware limited liability company, Forterra Concrete Products, Inc. |
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| June 11, 2018 |
AMENDED AND RESTATED MASTER LAND AND BUILDING LEASE between FORT-NOM HOLDINGS (ONQC) INC. |
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| May 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 24, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R |
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| May 22, 2018 |
EXHIBIT 99.1 May 16, 2018 Rich Hunter 8247 Santa Clara Drive Dallas, TX 75218 Re: Offer of Employment Dear Rich: I am pleased to confirm our offer of employment for the position of Chief Operating Officer, Forterra (“Forterra” or the “Company”).1 You will report to the Chief Executive Officer, and your duties shall be as assigned from time to time. Your employment will begin on or about June 1, 20 |
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| May 22, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 16, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R |
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| May 8, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R. |
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| May 8, 2018 |
EXHIBIT 99.1 Forterra Announces First Quarter 2018 Results First Quarter Highlights • Higher Income from operations, EBITDA and Adjusted EBITDA1 in the Drainage segment due to higher selling prices and mitigation of inflationary cost pressures • Lower Corporate costs as a result of reduced consulting spend and continued cost savings initiatives • Completed the Bessemer ductile iron pipe facility u |
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| May 8, 2018 |
FRTA / Forterra, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC. (E |
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| April 20, 2018 |
Forterra, Inc. 2018 Stock Incentive Plan. DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington. |
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| April 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 9, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| April 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| March 7, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2018 FORTERRA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37921 37-1830464 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| March 7, 2018 |
Forterra Announces Fourth Quarter and Full Year 2017 Results Fourth Quarter Highlights • Organic sales growth of approximately 7% driven primarily by favorable weather • Average sales prices higher for both pipe and precast and ductile iron pipe products • Net income of $43. |
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| March 7, 2018 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF FORTERRA, INC. Name of Subsidiary Jurisdiction of Organization Bio Clean Environmental Services, Inc. California Concrete Pipe & Precast, LLC Delaware Custom Fab, Inc. Florida DIP Acquisition LLC Delaware Fab Pipe LLC Delaware Forterra Brick America, Inc. Michigan Forterra Concrete Industries, Inc. Tennessee Forterra Concrete Operations, LLC Texas Forterra Concrete Pro |
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| March 7, 2018 |
FRTA / Forterra, Inc. FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORT |
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| March 7, 2018 |
EXHIBIT 99.1 CONCRETE PIPE & PRECAST, LLC FINANCIAL STATEMENTS AS OF DECEMBER 31, 2017 AND 2016 AND FOR THE THREE YEARS ENDED DECEMBER 31, 2017 Report of Independent Auditors The Board of Managers Concrete Pipe & Precast, LLC Report on the Financial Statements We have audited the accompanying financial statements of Concrete Pipe & Precast, LLC, which comprise the balance sheet as of December 31, |
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| March 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 1, 2018 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| February 7, 2018 |
FRTA / Forterra, Inc. / FRONTIER CAPITAL MANAGEMENT CO LLC - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. *) FORTERRA INC. (Name of Issuer) COMMON STOCKS (Title of Class of Securities) 34960W106 (CUSIP Number) DECEMBER 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| December 20, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 18, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| December 20, 2017 |
Employment Agreement, dated as of December 18, 2017 by and between the Company and Mark Carpenter. Exhibit EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the " Agreement ") is entered into as of the 18th day of December, 2017 between Forterra, Inc. |
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| December 20, 2017 |
Employment Agreement, dated as of December 18, 2017 by and between the Company and Lori Browne. Exhibit EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the " Agreement ") is entered into as of the 18th day of December, 2017 between Forterra, Inc. |
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| December 12, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 8, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 15, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 19, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 9, 2017 |
FRTA / Forterra, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC |
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| November 8, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 7, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 8, 2017 |
Three Months Ended September 30, Exhibit Forterra Announces Third Quarter 2017 Results ? Higher average selling prices on a sequential quarter basis in both the Drainage and Water segments ? Sold the U. |
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| September 27, 2017 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| September 13, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 14, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| September 7, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 6, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| September 7, 2017 |
Employment Agreement, dated as of September 6, 2017 by and between the Company and Charlie Brown. a20107q2ex101 |
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| August 10, 2017 |
EX-99.1 2 frta2017q2ex991.htm EXHIBIT 99.1 Forterra Announces Second Quarter 2017 Results ▪ Residential and Commercial Outlook Remains Strong ▪ Excessive Rainfall Negatively Impacted Shipments ▪ Closed the Sale of U.S. Concrete and Steel Pressure Pipe Assets Irving, TX - GLOBE NEWSWIRE - August 10, 2017 - Forterra, Inc. (“Forterra” or the "Company”) (NASDAQ: FRTA), a leading manufacturer of water |
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| August 10, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 10, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 10, 2017 |
FRTA / Forterra, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC. (Ex |
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| August 9, 2017 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| July 31, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 27, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| June 21, 2017 |
Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 19, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| May 15, 2017 |
Forterra FORM 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA |
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| May 15, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 15, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| May 15, 2017 |
Exhibit Forterra Announces Its First Quarter 2017 Results Irving, TX - GLOBE NEWSWIRE - May 15, 2017 - Forterra, Inc. |
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| May 15, 2017 |
EXHIBIT 10.10 FIRST AMENDMENT, dated as of May 1, 2017 (this “Agreement”), to the Senior Lien Term Loan Credit Agreement dated as of October 25, 2016 (as amended, supplemented or otherwise modified to the date hereof, the “Credit Agreement”), among FORTERRA FINANCE, LLC (the “Borrower”), FORTERRA, INC. (“Holdings”), the several banks and other financial institutions or entities from time to time p |
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| May 8, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 3, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| May 5, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| April 28, 2017 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington. |
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| March 31, 2017 |
Forterra FORM 10-K (Annual Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 31, 2017 |
EXHIBIT 99.1 CONCRETE PIPE & PRECAST, LLC FINANCIAL STATEMENTS AS OF DECEMBER 31, 2016 AND 2015 AND FOR THE THREE YEARS ENDED DECEMBER 31, 2016 Independent Auditor’s Report Board of Managers Concrete Pipe & Precast, LLC Report on the Financial Statements We have audited the accompanying financial statements of Concrete Pipe & Precast, LLC (the “Company”), which comprise the balance sheet as of Dec |
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| March 31, 2017 |
Notice regarding LSF9 Concrete Holdings Ltd. Long Term Incentive Plan dated December 14, 2016. EXHIBIT 10.19 December 14, 2016 Re: LSF9 Concrete Holdings Ltd. Long-Term Incentive Plan (the "Plan"; capitalized terms used herein shall have the meanings given to them in the Plan) To all participants in the Plan: Each of you currently participates in the Plan, and, pursuant to the Plan and an Award Agreement which each of you executed, each of you was awarded Pool Units. This letter is intended |
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| March 30, 2017 |
EX-99.1 2 frta20161231ex991.htm EXHIBIT 99.1 Forterra Announces Its Fourth Quarter and Full Year 2016 Results Fourth Quarter 2016 Highlights • Net sales increased to $354.1 million • Gross margin expanded to 17.0% • Net loss increased to $48.7 million • Adjusted EBITDA1 increased to $42.6 million • Adjusted EBITDA Margin1 expanded to 12.0% Full Year 2016 Highlights • Net sales increased to $1,364. |
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| March 30, 2017 |
Forterra FORM 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 29, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| February 8, 2017 |
FRTA / Forterra, Inc. / Forterra US Holdings, LLC - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. )* Forterra, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 34960W 106 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 8, 2017 |
EX-24.1 Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints William D. Young with full power of substitution, the undersigned’s true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the U.S. Securities and Exchange Commission (the “SEC”) a Form ID, including amen |
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| February 8, 2017 |
EX-99.1 Exhibit 99.1 Joint Filing Agreement The undersigned acknowledge and agree that the Schedule 13G with respect to beneficial ownership by the undersigned of shares of common stock, $0.001 par value, of Forterra, Inc. filed on or about the date hereof is being filed on behalf of each of the undersigned in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, |
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| January 17, 2017 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| January 10, 2017 |
Form S-8 As filed with the Securities and Exchange Commission on January 10, 2017 Registration No. |
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| January 10, 2017 |
Forterra, Inc. 2016 Stock Incentive Plan. EX-99.1 Exhibit 99.1 FORTERRA, INC. 2016 STOCK INCENTIVE PLAN 1. Purpose The purpose of this Forterra, Inc. 2016 Stock Incentive Plan (the ?Plan?) is to promote and closely align the interests of employees, officers, non-employee directors and other service providers of Forterra, Inc. (the ?Company?) and its stockholders by providing stock-based compensation and other performance-based compensatio |
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| January 5, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 4, 2017 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File |
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| January 5, 2017 |
ex991letter PERSONAL & CONFIDENTIAL December 30, 2016 Scott Leonard Dear Scott: Ill FORT???? Forterra 511 E. |
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| December 5, 2016 |
Forterra FORM 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 5, 2016 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 15, 2016 |
FRTA / Forterra, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2016 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-37921 FORTERRA, INC |
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| November 10, 2016 |
Exhibit 10.2 Execution Version ABL CREDIT AGREEMENT dated as of October 25, 2016, among FORTERRA, INC., THE OTHER US BORROWERS PARTY HERETO, THE CANADIAN BORROWERS PARTY HERETO, THE LENDERS PARTY HERETO, and BANK OF AMERICA, N.A., as Agent CREDIT SUISSE SECURITIES (USA) LLC, BANK OF AMERICA, N.A. BARCLAYS BANK PLC CITIGROUP GLOBAL MARKETS, INC. and WELLS FARGO BANK, N.A. as Joint Lead Arrangers an |
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| November 10, 2016 |
EX-10.1 Exhibit 10.1 [EXECUTION VERSION] SENIOR LIEN TERM LOAN CREDIT AGREEMENT dated as of October 25, 2016, among FORTERRA FINANCE, LLC, FORTERRA, INC., THE LENDERS PARTY HERETO and CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as Administrative Agent CREDIT SUISSE SECURITIES (USA) LLC, as Sole Lead Arranger and Sole Bookrunner Reference is made to the Intercreditor Agreement dated as of October 25, |
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| November 10, 2016 |
8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 25, 2016 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 10, 2016 |
EX-99.1 Exhibit 99.1 Forterra Reports Strong Third Quarter 2016 Third Quarter 2016 Highlights Compared to Third Quarter 2015 ? Net sales nearly doubled to $480.1 million ? Gross margin expanded 390 basis points to 22.7% ? Net income improved by $23.4 million to $8.4 million ? Adjusted net income1 improved by $20.0 million to $13.0 million ? Adjusted EBITDA1 improved to $86.3 million, up $63.4 mill |
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| November 10, 2016 |
Forterra FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 10, 2016 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| October 28, 2016 |
Forterra FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 25, 2016 Forterra, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 1-37921 37-1830464 (State or Other Jurisdiction of Incorporation) (Commission File |
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| October 21, 2016 |
18,420,000 Shares Forterra, Inc. Common Stock $18.00 per share Final Prospectus Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. |
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| October 20, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 20, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 20, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 20, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 20, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 20, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 20, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 20, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 20, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 19, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints William D. |
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| October 19, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 19, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 19, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 19, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of John Dodson and Jeff Stringer with full power of substitution, the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U. |
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| October 19, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 19, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 19, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 19, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Lori M. |
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| October 17, 2016 |
Forterra AMENDMENT NO. 5 TO FORM S-1 Amendment No. 5 to Form S-1 As filed with the Securities and Exchange Commission on October 17, 2016 Registration No. 333-212449 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 5 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Forterra, Inc. Delaware 3272 37-1830464 (State or other jurisdiction of incorporation or organization) (Primary Sta |
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| October 17, 2016 |
Form of Tax Receivable Agreement. EX-10.14 Exhibit 10.14 TAX RECEIVABLE AGREEMENT by and between LSF9 Stardust Holdings, L.P. and Forterra, Inc. Dated as of October , 2016 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 2 ARTICLE 2 DETERMINATION OF REALIZED TAX BENEFIT Section 2.01. Covered Tax Assets 11 Section 2.02. Tax Benefit Schedule 11 Section 2.03. Procedures, Amendments 12 ARTICLE 3 TAX BENEFIT PAYME |
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| October 17, 2016 |
Underwriter's Acceleration Request GOLDMAN, SACHS & CO. CITIGROUP GLOBAL MARKETS INC. CREDIT SUISSE SECURITIES (USA) LLC October 17, 2016 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Forterra, Inc. Registration Statement on Form S-1 (File No. 333-212449) Ladies and Gentlemen: As representatives of the underwriters of the prop |
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| October 17, 2016 |
Form of Certificate of Common Stock of the Registrant. EX-4.2 Exhibit 4.2 CUSIP 34960W 10 6 SEE REVERSE FOR CERTAIN DEFINITIONS FORTERRA, INC. CORPORATE DELAWARE Countersigned: AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC 6201 15th Avenue Brooklyn, NY 11219 By Transfer Agent and Registrar Authorized Officer INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE AUTHORIZED: 190,000,000 COMMON SHARES, $0.001 PAR VALUE PER SHARE This Certifies That is the |
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| October 17, 2016 |
Forterra, Inc. Common Stock, par value $0.001 per share Underwriting Agreement EX-1.1 Exhibit 1.1 Forterra, Inc. Common Stock, par value $0.001 per share Underwriting Agreement October , 2016 Goldman, Sachs & Co. Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC As representatives of the several Underwriters named in Schedule I hereto, c/o Goldman, Sachs & Co. 200 West Street, New York, New York 10282 Ladies and Gentlemen: Forterra, Inc., a Delaware corporatio |
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| October 17, 2016 |
Company Acceleration Request VIA EDGAR AND EMAIL October 17, 2016 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington D.C. 20549 Attention: Pamela A. Long Re: Forterra, Inc. Registration Statement on Form S-1 (File No. 333-212449) Dear Ms. Long: Forterra, Inc., a Delaware corporation (the ?Company?), respectfully requests pursuant to Rule 461 under t |
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| October 17, 2016 |
FORTERRA, INC. 2016 STOCK INCENTIVE PLAN EX-10.22 Exhibit 10.22 FORTERRA, INC. 2016 STOCK INCENTIVE PLAN 1. Purpose The purpose of this Forterra, Inc. 2016 Stock Incentive Plan (the ?Plan?) is to promote and closely align the interests of employees, officers, non-employee directors and other service providers of Forterra, Inc. (the ?Company?) and its stockholders by providing stock-based compensation and other performance-based compensat |
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| October 14, 2016 |
8-A12B SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 FORTERRA, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 37-1830464 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 511 East John Carpenter Freeway, 6 |
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| October 13, 2016 |
CORRESP VIA EDGAR October 14, 2016 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington D.C. 20549 Attention: Pamela A. Long Re: Forterra, Inc.?s Registration Statement on Form S-1 Filed October 7, 2016 (File No. 333-212449) Dear Ms. Long: Pursuant to discussions between Nudrat Salik and our outside counsel on October 13, 2016, Forterra, Inc. is her |
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| October 7, 2016 |
As filed with the Securities and Exchange Commission on October 7, 2016 Amendment No. 4 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on October 7, 2016 Registration No. 333-212449 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 4 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Forterra, Inc. Delaware 3272 37-1830464 (State or other jurisdiction of incorporation or organizat |
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| October 7, 2016 |
Amended and Restated Certificate of Incorporation of the Registrant. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FORTERRA, INC. (a Delaware corporation) Lori Browne, Senior Vice President and General Counsel of Forterra, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), does hereby certify as follows: 1. The name of the Corporation is Forterra, Inc. 2. The original Certificate of Incorporati |
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| October 7, 2016 |
Response Letter October 7, 2016 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street N.E. Washington, D.C. 20549 Attention: Pamela A. Long Re: Comment Letters dated (i) October 3, 2016 regarding Amendment No. 3 to Registration Statement on Form S-1 of Forterra, Inc. filed September 23, 2016 and (ii) October 5, 2016 regarding Supplemental Response No. 1 to Re |
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| September 23, 2016 |
As filed with the Securities and Exchange Commission on September 23, 2016 Amendment No. 3 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on September 23, 2016 Registration No. 333-212449 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Forterra, Inc. Delaware 3272 37-1830464 (State or other jurisdiction of incorporation or organi |
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| September 8, 2016 |
Form of Grant Notice for 2016 Stock Incentive Plan Incentive Stock Options Award. Exhibit 10.24 FORTERRA, INC. GRANT NOTICE FOR 2016 STOCK INCENTIVE PLAN INCENTIVE STOCK OPTIONS FOR GOOD AND VALUABLE CONSIDERATION, Forterra, Inc. (the ?Company?), hereby grants to Participant named below the incentive stock option (the ?Option?) to purchase any part or all of the number of shares of its common stock, par value $0.001 per share (the ?Common Stock?), that are covered by this Optio |
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| September 8, 2016 |
Form of Grant Notice for 2016 Stock Incentive Plan Nonqualified Stock Options Award. Exhibit 10.23 FORTERRA, INC. GRANT NOTICE FOR 2016 STOCK INCENTIVE PLAN NONQUALIFIED STOCK OPTIONS FOR GOOD AND VALUABLE CONSIDERATION, Forterra, Inc. (the “Company”), hereby grants to Participant named below the nonqualified stock option (the “Option”) to purchase any part or all of the number of shares of its common stock, par value $0.001 per share (the “Common Stock”), that are covered by this |
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| September 8, 2016 |
CORRESP September 8, 2016 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street N.E. Washington, D.C. 20549 Attention: Pamela A. Long Re: Comment Letter dated August 25, 2016 regarding Amendment No. 1 to Registration Statement on Form S-1 of Forterra, Inc. Filed August 15, 2016 (File No. 333-212449) Dear Ms. Long: Forterra, Inc. (the ?Company?, ?we? or ?our?) |
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| September 8, 2016 |
As filed with the Securities and Exchange Commission on September 8, 2016 Amendment Number 2 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on September 8, 2016 Registration No. |
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| September 8, 2016 |
Form of Grant Notice for 2016 Stock Incentive Plan Restricted Stock Unit Award. EX-10.26 Exhibit 10.26 FORTERRA, INC. GRANT NOTICE FOR 2016 STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD FOR GOOD AND VALUABLE CONSIDERATION, Forterra, Inc. (the “Company”), hereby grants to Participant named below the number of restricted stock units specified below (the “Award”). Each restricted stock unit represents the right to receive one share of the Company’s common stock, par value $0. |
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| September 8, 2016 |
Form of Grant Notice for 2016 Stock Incentive Plan Performance Restricted Stock Unit Award. Exhibit 10.27 FORTERRA, INC. GRANT NOTICE FOR 2016 STOCK INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD FOR GOOD AND VALUABLE CONSIDERATION, Forterra, Inc. (the “Company”), hereby grants to Participant named below the number of performance-based restricted stock units specified below (the “Award”), at the target level of performance. Each restricted stock unit represents the right to |
