الإحصائيات الأساسية
| LEI | 549300EXKFU1EJJ2W222 |
| CIK | 1529390 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Cambria ETF Trust - Cambria Emerging Shareholder Yield ETF
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identification No.) 3300 Highland Avenue Manhattan |
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| March 13, 2025 |
K. Michael Carlton Associate +1.202.373.6070 [email protected] March 13, 2025 VIA EDGAR Christopher R. Bellacicco, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Mr. Bellacicco: On behalf of our client, Cambria ETF Trust (the “T |
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| March 7, 2025 |
Statement of Additional Information K. Michael Carlton Associate +1.202.373.6070 [email protected] March 7, 2025 VIA EDGAR Christopher R. Bellacicco, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Mr. Bellacicco: On behalf of our client, Cambria ETF Trust (the “Tr |
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| August 26, 2024 |
Cambria ETF Trust 3300 Highland Avenue Manhattan Beach, CA 90266 Cambria ETF Trust 3300 Highland Avenue Manhattan Beach, CA 90266 VIA EDGAR August 26, 2024 U. |
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| July 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (IRS Employer Identification No.) 3300 Highland Avenue Manhattan |
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| July 1, 2024 |
K. Michael Carlton +1.202.373.6070 [email protected] July 1, 2024 VIA EDGAR Mr. Raymond Be, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Mr. Be: On behalf of our client, Cambria ETF Trust (the “Trust” or “Registrant”), we are |
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| June 14, 2024 |
Cambria ETF Trust 3300 Highland Avenue Manhattan Beach, CA 90266 Cambria ETF Trust 3300 Highland Avenue Manhattan Beach, CA 90266 VIA EDGAR June 14, 2024 U. |
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| February 23, 2024 |
K. Michael Carlton +1.202.373.6070 [email protected] February 23, 2024 VIA EDGAR Mr. Jeffrey Long Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File No. 811-22704 Dear Mr. Long: On behalf of our client, Cambria ETF Trust (the “Trust”), we are responding to Staff comments we received telephonically |
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| December 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (IRS Employer Identification No.) 3300 Highland Avenue Manhattan |
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| December 22, 2023 |
Cambria ETF Trust 3300 Highland Avenue Manhattan Beach, CA 90266 Cambria ETF Trust 3300 Highland Avenue Manhattan Beach, CA 90266 VIA EDGAR December 22, 2023 U. |
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| December 21, 2023 |
K. Michael Carlton +1.202.373.6070 [email protected] December 21, 2023 VIA EDGAR Ms. Beckie Marquigny, Esq. Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. Marquigny: On behalf of our client, Cambria ETF Trust (the “Trust” or “Reg |
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| December 11, 2023 |
Cambria ETF Trust 3300 Highland Avenue Manhattan Beach, CA 90266 Cambria ETF Trust 3300 Highland Avenue Manhattan Beach, CA 90266 VIA EDGAR December 11, 2023 U. |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| July 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| June 15, 2023 |
K. Michael Carlton +1.202.373.6070 [email protected] June 15, 2023 VIA EDGAR Mr. Raymond Be Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust; File No. 811-22704 Dear Mr. Be: On behalf of our client, Cambria ETF Trust (the “Trust”), we are responding to Staff comments we received orally on June 14, 20 |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 31, 2023 |
NPORT-EX 2 fp0082932-1nportex.htm Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.94% Financials 20.42% Materials 17.29% Energy 17.13% Health Care 5.98% Industrials 5.91% Information Technology 4.76% Consumer Staples 1.15% Communication Services 0.42% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Ca |
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| March 31, 2023 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.94% Financials 20.42% Materials 17.29% Energy 17.13% Health Care 5.98% Industrials 5.91% Information Technology 4.76% Consumer Staples 1.15% Communication Services 0.42% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| March 31, 2023 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.94% Financials 20.42% Materials 17.29% Energy 17.13% Health Care 5.98% Industrials 5.91% Information Technology 4.76% Consumer Staples 1.15% Communication Services 0.42% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| March 31, 2023 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.94% Financials 20.42% Materials 17.29% Energy 17.13% Health Care 5.98% Industrials 5.91% Information Technology 4.76% Consumer Staples 1.15% Communication Services 0.42% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| March 31, 2023 |
NPORT-EX 2 fp0082932-1nportex.htm Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.94% Financials 20.42% Materials 17.29% Energy 17.13% Health Care 5.98% Industrials 5.91% Information Technology 4.76% Consumer Staples 1.15% Communication Services 0.42% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Ca |
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| March 31, 2023 |
NPORT-EX 2 fp0082932-1nportex.htm Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.94% Financials 20.42% Materials 17.29% Energy 17.13% Health Care 5.98% Industrials 5.91% Information Technology 4.76% Consumer Staples 1.15% Communication Services 0.42% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Ca |
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| March 31, 2023 |
NPORT-EX 2 fp0082932-1nportex.htm Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.94% Financials 20.42% Materials 17.29% Energy 17.13% Health Care 5.98% Industrials 5.91% Information Technology 4.76% Consumer Staples 1.15% Communication Services 0.42% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Ca |
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| March 31, 2023 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.94% Financials 20.42% Materials 17.29% Energy 17.13% Health Care 5.98% Industrials 5.91% Information Technology 4.76% Consumer Staples 1.15% Communication Services 0.42% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| March 31, 2023 |
NPORT-EX 2 fp0082932-1nportex.htm Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.94% Financials 20.42% Materials 17.29% Energy 17.13% Health Care 5.98% Industrials 5.91% Information Technology 4.76% Consumer Staples 1.15% Communication Services 0.42% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Ca |
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| March 31, 2023 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.94% Financials 20.42% Materials 17.29% Energy 17.13% Health Care 5.98% Industrials 5.91% Information Technology 4.76% Consumer Staples 1.15% Communication Services 0.42% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| March 31, 2023 |
NPORT-EX 2 fp0082932-1nportex.htm Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.94% Financials 20.42% Materials 17.29% Energy 17.13% Health Care 5.98% Industrials 5.91% Information Technology 4.76% Consumer Staples 1.15% Communication Services 0.42% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Ca |
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| March 31, 2023 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.94% Financials 20.42% Materials 17.29% Energy 17.13% Health Care 5.98% Industrials 5.91% Information Technology 4.76% Consumer Staples 1.15% Communication Services 0.42% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| September 28, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 24.77% Financials 24.18% Materials 18.90% Energy 12.09% Industrials 6.97% Information Technology 5.28% Health Care 5.00% Communication Services 1.71% Consumer Staples 1.10% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| September 28, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 24.77% Financials 24.18% Materials 18.90% Energy 12.09% Industrials 6.97% Information Technology 5.28% Health Care 5.00% Communication Services 1.71% Consumer Staples 1.10% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| September 28, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 24.77% Financials 24.18% Materials 18.90% Energy 12.09% Industrials 6.97% Information Technology 5.28% Health Care 5.00% Communication Services 1.71% Consumer Staples 1.10% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| September 28, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 24.77% Financials 24.18% Materials 18.90% Energy 12.09% Industrials 6.97% Information Technology 5.28% Health Care 5.00% Communication Services 1.71% Consumer Staples 1.10% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| September 28, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 24.77% Financials 24.18% Materials 18.90% Energy 12.09% Industrials 6.97% Information Technology 5.28% Health Care 5.00% Communication Services 1.71% Consumer Staples 1.10% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| September 28, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 24.77% Financials 24.18% Materials 18.90% Energy 12.09% Industrials 6.97% Information Technology 5.28% Health Care 5.00% Communication Services 1.71% Consumer Staples 1.10% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| September 28, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 24.77% Financials 24.18% Materials 18.90% Energy 12.09% Industrials 6.97% Information Technology 5.28% Health Care 5.00% Communication Services 1.71% Consumer Staples 1.10% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| September 28, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 24.77% Financials 24.18% Materials 18.90% Energy 12.09% Industrials 6.97% Information Technology 5.28% Health Care 5.00% Communication Services 1.71% Consumer Staples 1.10% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| September 28, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 24.77% Financials 24.18% Materials 18.90% Energy 12.09% Industrials 6.97% Information Technology 5.28% Health Care 5.00% Communication Services 1.71% Consumer Staples 1.10% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| September 28, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 24.77% Financials 24.18% Materials 18.90% Energy 12.09% Industrials 6.97% Information Technology 5.28% Health Care 5.00% Communication Services 1.71% Consumer Staples 1.10% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| September 28, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 24.77% Financials 24.18% Materials 18.90% Energy 12.09% Industrials 6.97% Information Technology 5.28% Health Care 5.00% Communication Services 1.71% Consumer Staples 1.10% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| September 28, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 24.77% Financials 24.18% Materials 18.90% Energy 12.09% Industrials 6.97% Information Technology 5.28% Health Care 5.00% Communication Services 1.71% Consumer Staples 1.10% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder Yield ETF Schedu |
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| March 30, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Financials 26.44% Consumer Discretionary 23.25% Materials 13.62% Industrials 11.63% Information Technology 7.37% Energy 6.21% Health Care 4.63% Consumer Staples 3.86% Communication Services 1.88% Utilities 1.11% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| March 30, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Financials 26.44% Consumer Discretionary 23.25% Materials 13.62% Industrials 11.63% Information Technology 7.37% Energy 6.21% Health Care 4.63% Consumer Staples 3.86% Communication Services 1.88% Utilities 1.11% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| March 30, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Financials 26.44% Consumer Discretionary 23.25% Materials 13.62% Industrials 11.63% Information Technology 7.37% Energy 6.21% Health Care 4.63% Consumer Staples 3.86% Communication Services 1.88% Utilities 1.11% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| March 30, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Financials 26.44% Consumer Discretionary 23.25% Materials 13.62% Industrials 11.63% Information Technology 7.37% Energy 6.21% Health Care 4.63% Consumer Staples 3.86% Communication Services 1.88% Utilities 1.11% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| March 30, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Financials 26.44% Consumer Discretionary 23.25% Materials 13.62% Industrials 11.63% Information Technology 7.37% Energy 6.21% Health Care 4.63% Consumer Staples 3.86% Communication Services 1.88% Utilities 1.11% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| March 30, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Financials 26.44% Consumer Discretionary 23.25% Materials 13.62% Industrials 11.63% Information Technology 7.37% Energy 6.21% Health Care 4.63% Consumer Staples 3.86% Communication Services 1.88% Utilities 1.11% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| March 30, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Financials 26.44% Consumer Discretionary 23.25% Materials 13.62% Industrials 11.63% Information Technology 7.37% Energy 6.21% Health Care 4.63% Consumer Staples 3.86% Communication Services 1.88% Utilities 1.11% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| March 30, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Financials 26.44% Consumer Discretionary 23.25% Materials 13.62% Industrials 11.63% Information Technology 7.37% Energy 6.21% Health Care 4.63% Consumer Staples 3.86% Communication Services 1.88% Utilities 1.11% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| March 30, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Financials 26.44% Consumer Discretionary 23.25% Materials 13.62% Industrials 11.63% Information Technology 7.37% Energy 6.21% Health Care 4.63% Consumer Staples 3.86% Communication Services 1.88% Utilities 1.11% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| March 30, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Financials 26.44% Consumer Discretionary 23.25% Materials 13.62% Industrials 11.63% Information Technology 7.37% Energy 6.21% Health Care 4.63% Consumer Staples 3.86% Communication Services 1.88% Utilities 1.11% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| March 30, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Financials 26.44% Consumer Discretionary 23.25% Materials 13.62% Industrials 11.63% Information Technology 7.37% Energy 6.21% Health Care 4.63% Consumer Staples 3.86% Communication Services 1.88% Utilities 1.11% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| March 30, 2022 |
Sector Weightings Cambria Shareholder Yield ETF Financials 26.44% Consumer Discretionary 23.25% Materials 13.62% Industrials 11.63% Information Technology 7.37% Energy 6.21% Health Care 4.63% Consumer Staples 3.86% Communication Services 1.88% Utilities 1.11% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| September 29, 2021 |
Sector Weightings Cambria Shareholder Yield ETF Financials 25.12% Consumer Discretionary 21.84% Materials 15.39% Industrials 10.71% Information Technology 8.68% Energy 7.59% Communication Services 3.56% Health Care 3.23% Consumer Staples 2.74% Utilities 1.14% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| September 29, 2021 |
Sector Weightings Cambria Shareholder Yield ETF Financials 25.12% Consumer Discretionary 21.84% Materials 15.39% Industrials 10.71% Information Technology 8.68% Energy 7.59% Communication Services 3.56% Health Care 3.23% Consumer Staples 2.74% Utilities 1.14% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| September 29, 2021 |
Sector Weightings Cambria Shareholder Yield ETF Financials 25.12% Consumer Discretionary 21.84% Materials 15.39% Industrials 10.71% Information Technology 8.68% Energy 7.59% Communication Services 3.56% Health Care 3.23% Consumer Staples 2.74% Utilities 1.14% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| September 29, 2021 |
Sector Weightings Cambria Shareholder Yield ETF Financials 25.12% Consumer Discretionary 21.84% Materials 15.39% Industrials 10.71% Information Technology 8.68% Energy 7.59% Communication Services 3.56% Health Care 3.23% Consumer Staples 2.74% Utilities 1.14% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| September 29, 2021 |
Sector Weightings Cambria Shareholder Yield ETF Financials 25.12% Consumer Discretionary 21.84% Materials 15.39% Industrials 10.71% Information Technology 8.68% Energy 7.59% Communication Services 3.56% Health Care 3.23% Consumer Staples 2.74% Utilities 1.14% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| September 29, 2021 |
Sector Weightings Cambria Shareholder Yield ETF Financials 25.12% Consumer Discretionary 21.84% Materials 15.39% Industrials 10.71% Information Technology 8.68% Energy 7.59% Communication Services 3.56% Health Care 3.23% Consumer Staples 2.74% Utilities 1.14% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| September 29, 2021 |
Sector Weightings Cambria Shareholder Yield ETF Financials 25.12% Consumer Discretionary 21.84% Materials 15.39% Industrials 10.71% Information Technology 8.68% Energy 7.59% Communication Services 3.56% Health Care 3.23% Consumer Staples 2.74% Utilities 1.14% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| September 29, 2021 |
Sector Weightings Cambria Shareholder Yield ETF Financials 25.12% Consumer Discretionary 21.84% Materials 15.39% Industrials 10.71% Information Technology 8.68% Energy 7.59% Communication Services 3.56% Health Care 3.23% Consumer Staples 2.74% Utilities 1.14% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| September 29, 2021 |
Sector Weightings Cambria Shareholder Yield ETF Financials 25.12% Consumer Discretionary 21.84% Materials 15.39% Industrials 10.71% Information Technology 8.68% Energy 7.59% Communication Services 3.56% Health Care 3.23% Consumer Staples 2.74% Utilities 1.14% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| September 29, 2021 |
Sector Weightings Cambria Shareholder Yield ETF Financials 25.12% Consumer Discretionary 21.84% Materials 15.39% Industrials 10.71% Information Technology 8.68% Energy 7.59% Communication Services 3.56% Health Care 3.23% Consumer Staples 2.74% Utilities 1.14% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| September 29, 2021 |
Sector Weightings Cambria Shareholder Yield ETF Financials 25.12% Consumer Discretionary 21.84% Materials 15.39% Industrials 10.71% Information Technology 8.68% Energy 7.59% Communication Services 3.56% Health Care 3.23% Consumer Staples 2.74% Utilities 1.14% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| September 29, 2021 |
Sector Weightings Cambria Shareholder Yield ETF Financials 25.12% Consumer Discretionary 21.84% Materials 15.39% Industrials 10.71% Information Technology 8.68% Energy 7.59% Communication Services 3.56% Health Care 3.23% Consumer Staples 2.74% Utilities 1.14% 100.00% Percentages based on total investments, excluding investments purchased with collateral from securities loaned. Cambria Shareholder |
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| September 7, 2021 |
K. Michael Carlton +1.202.373.6070 [email protected] September 7, 2021 VIA EDGAR Ms. Christina Fettig Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File No. 811-22704 Dear Ms. Fettig: On behalf of our client, Cambria ETF Trust (the ?Trust?), we are responding to Staff comments we received telephon |
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| March 24, 2021 |
Change in Unrealized Appreciation/ (Depreciation) Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 21.68 % Financial 16.73 % Materials 14.62 % Industrials 12.26 % Energy 10.74 % Information Technology 9.62 % Communication Services 8.48 % Consumer Staples 3.25 % Health Care 2.62 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments January 31, 2021 (Unaudited) Shares Value Co |
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| March 24, 2021 |
Change in Unrealized Appreciation/ (Depreciation) Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 21.68 % Financial 16.73 % Materials 14.62 % Industrials 12.26 % Energy 10.74 % Information Technology 9.62 % Communication Services 8.48 % Consumer Staples 3.25 % Health Care 2.62 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments January 31, 2021 (Unaudited) Shares Value Co |
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| March 24, 2021 |
Change in Unrealized Appreciation/ (Depreciation) Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 21.68 % Financial 16.73 % Materials 14.62 % Industrials 12.26 % Energy 10.74 % Information Technology 9.62 % Communication Services 8.48 % Consumer Staples 3.25 % Health Care 2.62 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments January 31, 2021 (Unaudited) Shares Value Co |
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| March 24, 2021 |
Change in Unrealized Appreciation/ (Depreciation) Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 21.68 % Financial 16.73 % Materials 14.62 % Industrials 12.26 % Energy 10.74 % Information Technology 9.62 % Communication Services 8.48 % Consumer Staples 3.25 % Health Care 2.62 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments January 31, 2021 (Unaudited) Shares Value Co |
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| March 24, 2021 |
Change in Unrealized Appreciation/ (Depreciation) Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 21.68 % Financial 16.73 % Materials 14.62 % Industrials 12.26 % Energy 10.74 % Information Technology 9.62 % Communication Services 8.48 % Consumer Staples 3.25 % Health Care 2.62 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments January 31, 2021 (Unaudited) Shares Value Co |
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| March 24, 2021 |
Change in Unrealized Appreciation/ (Depreciation) Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 21.68 % Financial 16.73 % Materials 14.62 % Industrials 12.26 % Energy 10.74 % Information Technology 9.62 % Communication Services 8.48 % Consumer Staples 3.25 % Health Care 2.62 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments January 31, 2021 (Unaudited) Shares Value Co |
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| March 24, 2021 |
Change in Unrealized Appreciation/ (Depreciation) Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 21.68 % Financial 16.73 % Materials 14.62 % Industrials 12.26 % Energy 10.74 % Information Technology 9.62 % Communication Services 8.48 % Consumer Staples 3.25 % Health Care 2.62 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments January 31, 2021 (Unaudited) Shares Value Co |
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| March 24, 2021 |
Change in Unrealized Appreciation/ (Depreciation) Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 21.68 % Financial 16.73 % Materials 14.62 % Industrials 12.26 % Energy 10.74 % Information Technology 9.62 % Communication Services 8.48 % Consumer Staples 3.25 % Health Care 2.62 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments January 31, 2021 (Unaudited) Shares Value Co |
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| March 24, 2021 |
Change in Unrealized Appreciation/ (Depreciation) Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 21.68 % Financial 16.73 % Materials 14.62 % Industrials 12.26 % Energy 10.74 % Information Technology 9.62 % Communication Services 8.48 % Consumer Staples 3.25 % Health Care 2.62 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments January 31, 2021 (Unaudited) Shares Value Co |
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| March 24, 2021 |
Change in Unrealized Appreciation/ (Depreciation) Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 21.68 % Financial 16.73 % Materials 14.62 % Industrials 12.26 % Energy 10.74 % Information Technology 9.62 % Communication Services 8.48 % Consumer Staples 3.25 % Health Care 2.62 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments January 31, 2021 (Unaudited) Shares Value Co |
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| March 24, 2021 |
Change in Unrealized Appreciation/ (Depreciation) Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 21.68 % Financial 16.73 % Materials 14.62 % Industrials 12.26 % Energy 10.74 % Information Technology 9.62 % Communication Services 8.48 % Consumer Staples 3.25 % Health Care 2.62 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments January 31, 2021 (Unaudited) Shares Value Co |
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| March 24, 2021 |
Change in Unrealized Appreciation/ (Depreciation) Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 21.68 % Financial 16.73 % Materials 14.62 % Industrials 12.26 % Energy 10.74 % Information Technology 9.62 % Communication Services 8.48 % Consumer Staples 3.25 % Health Care 2.62 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments January 31, 2021 (Unaudited) Shares Value Co |
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| March 12, 2021 |
K. Michael Carlton +1.202.373.6070 [email protected] March 12, 2021 VIA EDGAR Mr. Ray Be Attorney Adviser Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Mr. Be: On behalf of our client, Cambria ETF Trust (the “Trust” or the “Registrant”), we are responding to |
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| January 13, 2021 |
Cambria ETF Trust 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 VIA EDGAR January 13, 2021 U. |
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| September 25, 2020 |
Percentages based on total investments. Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.74 % Financial 14.67 % Materials 12.89 % Industrials 12.16 % Energy 11.37 % Information Technology 10.43 % Communication Services 4.72 % Consumer Staples 4.64 % Health Care 2.38 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments July 31, 2020 (Unaudited) Shares Value Comm |
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| September 25, 2020 |
Percentages based on total investments. Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.74 % Financial 14.67 % Materials 12.89 % Industrials 12.16 % Energy 11.37 % Information Technology 10.43 % Communication Services 4.72 % Consumer Staples 4.64 % Health Care 2.38 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments July 31, 2020 (Unaudited) Shares Value Comm |
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| September 25, 2020 |
Percentages based on total investments. Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.74 % Financial 14.67 % Materials 12.89 % Industrials 12.16 % Energy 11.37 % Information Technology 10.43 % Communication Services 4.72 % Consumer Staples 4.64 % Health Care 2.38 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments July 31, 2020 (Unaudited) Shares Value Comm |
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| September 25, 2020 |
Percentages based on total investments. Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.74 % Financial 14.67 % Materials 12.89 % Industrials 12.16 % Energy 11.37 % Information Technology 10.43 % Communication Services 4.72 % Consumer Staples 4.64 % Health Care 2.38 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments July 31, 2020 (Unaudited) Shares Value Comm |
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| September 25, 2020 |
Percentages based on total investments. Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.74 % Financial 14.67 % Materials 12.89 % Industrials 12.16 % Energy 11.37 % Information Technology 10.43 % Communication Services 4.72 % Consumer Staples 4.64 % Health Care 2.38 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments July 31, 2020 (Unaudited) Shares Value Comm |
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| September 25, 2020 |
Percentages based on total investments. Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.74 % Financial 14.67 % Materials 12.89 % Industrials 12.16 % Energy 11.37 % Information Technology 10.43 % Communication Services 4.72 % Consumer Staples 4.64 % Health Care 2.38 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments July 31, 2020 (Unaudited) Shares Value Comm |
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| September 25, 2020 |
Percentages based on total investments. Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.74 % Financial 14.67 % Materials 12.89 % Industrials 12.16 % Energy 11.37 % Information Technology 10.43 % Communication Services 4.72 % Consumer Staples 4.64 % Health Care 2.38 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments July 31, 2020 (Unaudited) Shares Value Comm |
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| September 25, 2020 |
Percentages based on total investments. Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.74 % Financial 14.67 % Materials 12.89 % Industrials 12.16 % Energy 11.37 % Information Technology 10.43 % Communication Services 4.72 % Consumer Staples 4.64 % Health Care 2.38 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments July 31, 2020 (Unaudited) Shares Value Comm |
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| September 25, 2020 |
Percentages based on total investments. Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.74 % Financial 14.67 % Materials 12.89 % Industrials 12.16 % Energy 11.37 % Information Technology 10.43 % Communication Services 4.72 % Consumer Staples 4.64 % Health Care 2.38 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments July 31, 2020 (Unaudited) Shares Value Comm |
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| September 25, 2020 |
Percentages based on total investments. Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.74 % Financial 14.67 % Materials 12.89 % Industrials 12.16 % Energy 11.37 % Information Technology 10.43 % Communication Services 4.72 % Consumer Staples 4.64 % Health Care 2.38 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments July 31, 2020 (Unaudited) Shares Value Comm |
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| September 25, 2020 |
Percentages based on total investments. Sector Weightings Cambria Shareholder Yield ETF Consumer Discretionary 26.74 % Financial 14.67 % Materials 12.89 % Industrials 12.16 % Energy 11.37 % Information Technology 10.43 % Communication Services 4.72 % Consumer Staples 4.64 % Health Care 2.38 % 100.00 % Percentages based on total investments. Cambria Shareholder Yield ETF Schedule of Investments July 31, 2020 (Unaudited) Shares Value Comm |
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| September 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (IRS Employer Identification No.) 2321 Rosecrans Avenue, Suite 3 |
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| August 24, 2020 |
K. Michael Carlton +1.202.373.6070 [email protected] August 24, 2020 VIA EDGAR Ms. Karen Rossotto Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. Rossotto: On behalf of our client, Cambria ETF Trust (the “Trust” or the “Registrant”), we are |
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| August 11, 2020 |
Prospectus – Cambria Buyout ETF K. Michael Carlton +1.202.373.6070 [email protected] August 11, 2020 VIA EDGAR Ms. Karen Rossotto Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. Rossotto: On behalf of our client, Cambria ETF Trust (the “Trust” or the “Registrant”), we are |
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| August 10, 2020 |
K. Michael Carlton +1.202.373.6070 [email protected] August 10, 2020 VIA EDGAR Ms. Karen Rossotto Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. Rossotto: On behalf of our client, Cambria ETF Trust (the “Trust” or the “Registrant”), we are |
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| June 30, 2020 |
W. John McGuire Partner +1.202.373.6799 [email protected] VIA EDGAR June 30, 2020 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: File Room Re: Cambria ETF Trust (File Nos. 333-180879 and 811-22704) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, Cambria ETF Trust (the “Trust”), we are filing, pursuant to Rule 485(a) |
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| March 27, 2020 |
EX-99.CERT 2 s124174ex99cert.htm EXHIBIT 99.CERT Exhibit 99.CERT CERTIFICATION Pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Mebane Faber, certify that: 1. I have reviewed this report on Form N-Q of the Cambria ETF Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a mate |
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| March 27, 2020 |
SYLD / Cambria Shareholder Yield ETF N-Q - Quarterly Schedule of Portfolio Holdings - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offices) (Zip code) Corporation Se |
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| December 18, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 30, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 25, 2019 |
W. John McGuire Partner +1.202.373.6799 [email protected] VIA EDGAR October 25, 2019 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: File Room Re: Cambria ETF Trust (File Nos. 333-180879 and 811-22704) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, Cambria ETF Trust (the “Trust”), we are filing, pursuant to Rule 485 |
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| September 27, 2019 |
Exhibit 99.CERT CERTIFICATION Pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Mebane Faber, certify that: 1. I have reviewed this report on Form N-Q of the Cambria ETF Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| September 27, 2019 |
Cambria Etf Trust N-Q - Quarterly Schedule of Portfolio Holdings - FORM N-Q N-Q 1 s120446nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offic |
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| August 21, 2019 |
K. Michael Carlton +1.202.373.6070 [email protected] August 21, 2019 VIA EDGAR Ms. Alison White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. White: On behalf of our client, Cambria ETF Trust (the “Trust” or the “Registrant”), we are responding to commen |
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| August 21, 2019 |
K. Michael Carlton +1.202.373.6070 [email protected] August 21, 2019 VIA EDGAR Ms. Marianne Dobelbower Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. Dobelbower: On behalf of our client, Cambria ETF Trust (the “Trust” or the “Registrant”), we are respondi |
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| July 18, 2019 |
K. Michael Carlton +1.202.373.6070 [email protected] July 18, 2019 VIA EDGAR Ms. Alison White Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. White: On behalf of our client, Cambria ETF Trust (the “Trust” or the “Registrant”), we are respond |
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| July 12, 2019 |
Cambria Etf Trust 8-A12B - - 8-A12B 8-A12B 1 s1193018a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (IRS Employer Identification No |
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| July 3, 2019 |
K. Michael Carlton +1.202.373.6070 [email protected] July 3, 2019 VIA EDGAR Ms. Alison White Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. White: On behalf of our client, Cambria ETF Trust (the “Trust” or the “Registrant”), we are respondi |
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| March 29, 2019 |
Cambria Etf Trust FORM N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offices) (Zip code) Corporation Se |
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| March 29, 2019 |
Exhibit 99 CERTIFICATION Pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Mebane Faber, certify that: 1. |
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| February 7, 2019 |
K. Michael Carlton +1.202.373.6070 [email protected] February 7, 2019 VIA EDGAR Ms. Christina Fettig Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File No. 811-22704 Dear Ms. Fettig: On behalf of our client, Cambria ETF Trust (the “Trust”), we are responding to Staff comments we received telephoni |
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| December 11, 2018 |
8-A12B 1 fp00375858a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (IRS Employer Identification No.) 23 |
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| December 11, 2018 |
25 1 fp003758425.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-180879 Issuer: Cambria ETF Trust Exchange: NYSE Arca, Inc. (Exact name of Issuer as specified in its charter and name of Exchange where securities are list |
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| September 27, 2018 |
Cambria Etf Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0035936nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offices) (Zi |
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| September 27, 2018 |
EX-99.CERT 2 fp0035936ex99cert.htm Certification Pursuant to Rule 30a-2 (a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Mebane Faber, certify that: 1. I have reviewed this report on Form N-Q of Cambria ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary |
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| September 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust - (Exact name of registrant as specified in its charter) Delaware - (State of incorporation or organization) See Below - (IRS Employer Identification No.) 2321 Rosecrans Avenue, S |
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| September 7, 2018 |
Cambria ETF Trust 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 September 7, 2018 VIA EDGAR U. |
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| September 7, 2018 |
Cambria ETF Trust 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 September 7, 2018 VIA EDGAR U. |
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| September 7, 2018 |
AW 1 cambria20180905caw.htm FORM AW Cambria ETF Trust 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 September 7, 2018 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Cambria ETF Trust (File Nos. 333-180879 and 811-22704) Request for Withdrawal of Post-Effective Amendment No. 20 Ladies and Gentlemen: Pursuant to Rule 477(a) under the Securities |
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| September 7, 2018 |
K. Michael Carlton +1.202.373.6070 [email protected] September 7, 2018 VIA EDGAR Ms. Beckie Marquigny Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. Marquigny: On behalf of our client, Cambria ETF Trust (the “Trust” or the “Registrant”), we |
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| August 24, 2018 |
K. Michael Carlton +1.202.373.6070 [email protected] August 24, 2018 VIA EDGAR Mr. Raymond Be Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Mr. Be: On behalf of our client, Cambria ETF Trust (the “Trust” or the “Registrant”), we are responding to Staff comme |
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| August 1, 2018 |
Cambria Etf Trust FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| July 20, 2018 |
Cambria Etf Trust FORM DEFA14A DEFA14A 1 cambria20180719defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the |
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| July 10, 2018 |
Cambria Etf Trust FORM DEFA14A DEFA14A 1 cambria20180709defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the |
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| July 3, 2018 |
W. John McGuire Partner +1.202.373.6799 [email protected] VIA EDGAR July 3, 2018 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: File Room Re: Cambria ETF Trust (File Nos. 333-180879 and 811-22704) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, Cambria ETF Trust (the “Trust”), we are filing, pursuant to Rule 485(a) |
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| July 2, 2018 |
Cambria Etf Trust FORM DEFA14A DEFA14A 1 cambria20180702defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the |
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| June 25, 2018 |
Cambria Etf Trust FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 22, 2018 |
Cambria Etf Trust FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 14, 2018 |
W. John McGuire Partner +1.202.373.6799 [email protected] VIA EDGAR June 14, 2018 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: File Room Re: Cambria ETF Trust (File Nos. 333-180879 and 811-22704) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, Cambria ETF Trust (the ?Trust?), we are filing, pursuant to Rule 485(a) |
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| June 13, 2018 |
Cambria Etf Trust FORM DEFA14A DEFA14A 1 cambria20180613defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the |
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| June 8, 2018 |
Cambria Etf Trust FORM DEFA14A DEFA14A 1 cambria20180608defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the |
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| June 8, 2018 |
Cambria Etf Trust FORM DEFA14A DEFA14A 1 cambria20180607defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the |
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| May 25, 2018 |
Cambria Etf Trust DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by |
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| May 18, 2018 |
K. Michael Carlton +1.202.373.6070 [email protected] May 18, 2018 VIA EDGAR Ms. Marianne Dobelbower Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust; File No. 811-22704 Dear Ms. Dobelbower: On behalf of our client, Cambria ETF Trust (the “Trust”), we are responding to Staff comments we received orall |
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| May 4, 2018 |
PRE 14A 1 cambria20180504pre14a.htm FORM PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the C |
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| May 4, 2018 |
W. John McGuire Partner +1.202.373.6799 [email protected] VIA EDGAR May 4, 2018 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust (File No. 811-22704) Ladies and Gentlemen: On behalf of each series of Cambria ETF Trust (the “Trust”), we are filing, pursuant to the Securities Exchange Act of 1934, a preliminary proxy statement on Schedule |
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| March 29, 2018 |
Cambria Etf Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0032305nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offices) (Zi |
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| March 29, 2018 |
EX-99.CERT 2 fp0032305ex99cert.htm Certification Pursuant to Rule 30a-2 (a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Mebane T. Faber, certify that: 1. I have reviewed this report on Form N-Q of Cambria ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| February 5, 2018 |
8-A12B 1 cambria201802058a12b.htm FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust - (Exact name of registrant as specified in its charter) Delaware - (State of incorporation or organization) See Below - (IRS Employe |
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| February 2, 2018 |
K. Michael Carlton +1.202.373.6070 [email protected] February 2, 2018 VIA EDGAR Ms. Alison T. White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. White: On behalf of our client, Cambria ETF Trust (the “Trust”), we are responding to Staff comments we rece |
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| October 18, 2017 |
W. John McGuire Partner +1.202.373.6799 [email protected] VIA EDGAR October 18, 2017 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: File Room Re: Cambria ETF Trust (File Nos. 333-180879 and 811-22704) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, Cambria ETF Trust (the “Trust”), we are filing, pursuant to Rule 485 |
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| September 29, 2017 |
EX-99.CERT 2 fp0028162ex99cert.htm Certification Pursuant to Rule 30a-2 (a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Eric Richardson, certify that: 1. I have reviewed this report on Form N-Q of Cambria ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| September 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offices) (Zip code) Corporation Se |
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| August 23, 2017 |
K. Michael Carlton +1.202.373.6070 [email protected] August 23, 2017 VIA EDGAR Ms. Sumeera Younis Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. Younis: On behalf of our client, Cambria ETF Trust (the “Trust”), we are responding to Staff comments we recei |
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| July 3, 2017 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 14, 2017, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 29, 2017 |
W. John McGuire Partner +1.202.373.6799 [email protected] VIA EDGAR June 29, 2017 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: File Room Re: Cambria ETF Trust (File Nos. 333-180879 and 811-22704) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, Cambria ETF Trust (the “Trust”), we are filing, pursuant to Rule 485(a) |
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| May 22, 2017 |
8-A12B 1 fp00259428a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (IRS Employer Identification No.) 23 |
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| May 16, 2017 |
CORRESP 1 filename1.htm K. Michael Carlton +1.202.373.6070 [email protected] May 16, 2017 VIA EDGAR Ms. Sumeera Younis Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. Younis: On behalf of our client, Cambria ETF Trust (the “Trust”), we are responding to St |
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| April 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (IRS Employer Identification No.) 2321 Rosecrans Avenue, Suite 3 |
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| March 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offices) (Zip code) Corporation Se |
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| March 31, 2017 |
K. Michael Carlton +1.202.373.6070 [email protected] March 31, 2017 VIA EDGAR Ms. Sumeera Younis Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. Younis: On behalf of our client, Cambria ETF Trust (the “Trust”), we are responding to Staff comments we receiv |
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| March 31, 2017 |
EX-99.CERT 2 fp0024862ex99cert.htm Certification Pursuant to Rule 30a-2 (a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Eric Richardson, certify that: 1. I have reviewed this report on Form N-Q of Cambria ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| March 7, 2017 |
W. John McGuire +1.202.373.6799 [email protected] VIA EDGAR March 6, 2017 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: File Room Re: Cambria ETF Trust (File Nos. 333-180879 and 811-22704) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, Cambria ETF Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the |
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| January 19, 2017 |
8-A12B 1 fp00234278a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (IRS Employer Identification No.) 23 |
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| December 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-180879 Issuer: Cambria ETF Trust Exchange: NYSE Arca, Inc. (Exact name of Issuer as specified in its charter and name of Exchange where securities are listed and/or registered) |
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| December 23, 2016 |
8-A12B 1 fp00230248a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (IRS Employer Identification No.) 23 |
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| November 17, 2016 |
CORRESP 1 filename1.htm K. Michael Carlton +1.202.373.6070 [email protected] November 18, 2016 VIA EDGAR Ms. Alison T. White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-213963 Dear Ms. White: On behalf of our client, Cambria ETF Trust (the “Trust”), we are responding to Staff comme |
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| October 17, 2016 |
K. Michael Carlton +1.202.373.6070 [email protected] October 17, 2016 VIA EDGAR Ms. Alison T. White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. White: On behalf of our client, Cambria ETF Trust (the ?Trust?), we are responding to a Staff comment we rec |
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| October 4, 2016 |
ADMINISTRATION AGREEMENT Schedule I ADMINISTRATION AGREEMENT Schedule I Funds Cambria Global Income and Currency Strategies ETF Cambria Shareholder Yield ETF Cambria Foreign Shareholder Yield ETF Cambria Emerging Shareholder Yield ETF Cambria Sovereign High Yield Bond ETF Cambria Global Value ETF Cambria Global Momentum ETF Cambria Value and Momentum ETF Cambria Global Asset Allocation ETF Cambria Managed Futures Strategy ETF Cambri |
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| October 4, 2016 |
AMENDMENT NO. 2 TO DISTRIBUTION AGREEMENT AMENDMENT NO. 2 TO DISTRIBUTION AGREEMENT THIS AMENDMENT NO. 2 to the Distribution Agreement (this ?Amendment?), made this 16th day of September, 2014 (the ?Amendment Effective Date?), by and among Cambria ETF Trust (the ?Company?), a Delaware statutory trust, and SEI Investments Distribution Co. (the ?Distributor?), a Pennsylvania corporation. WHEREAS, the Company is registered as an investment c |
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| October 4, 2016 |
AMENDMENT NO. 3 TO DISTRIBUTION AGREEMENT AMENDMENT NO. 3 TO DISTRIBUTION AGREEMENT THIS AMENDMENT NO. 3 to the Distribution Agreement (this ?Amendment?), made this 8th day of March, 2016 (the ?Amendment Effective Date?), by and among Cambria ETF Trust (the ?Company?), a Delaware statutory trust, and SEI Investments Distribution Co. (the ?Distributor?), a Pennsylvania corporation. WHEREAS, the Company is registered as an investment compan |
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| October 4, 2016 |
AMENDMENT NO. 5 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT AMENDMENT NO. 5 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT THIS AMENDMENT NO. 5 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT (this ?Amendment?), made this 16th day of September 2016, (the ?Amendment Effective Date?), between Cambria ETF Trust (the ?Trust?), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (?Administrator?). Whereas: |
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| October 4, 2016 |
SCHEDULE A CAMBRIA ETF TRUST The following series of Cambria ETF Trust are subject to this Plan, at the fee rates specified: Fund Fee (as a Percentage of Average Daily Net Assets of the Fund)* Cambria Global Income and Currency Strategies ETF 0. |
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| October 4, 2016 |
AMENDMENT NO. 1 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT AMENDMENT NO. 1 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT THIS AMENDMENT NO. 1 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT (this ?Amendment?), made this 1st day of June, 2014, with effect retroactively from and after the 10th day of December 2013 (the ?Amendment Effective Date?), between Cambria ETF Trust (the ?Trust?), and SEI Investments Global Funds Services, a statutory trust formed un |
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| October 4, 2016 |
As filed with the Securities and Exchange Commission on October 4, 2016 As filed with the Securities and Exchange Commission on October 4, 2016 1933 Act Registration No. |
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| October 4, 2016 |
INVESTMENT ADVISORY AGREEMENT - APPENDIX A INVESTMENT ADVISORY AGREEMENT - APPENDIX A Fund Fee Rate Effective Date Cambria Global Income and Currency Strategies ETF 0. |
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| October 4, 2016 |
AMENDMENT NO. 4 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT AMENDMENT NO. 4 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT THIS AMENDMENT NO. 4 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT (this ?Amendment?), made this 19th day of July, 2016, with effect retroactively from and after April 1, 2016 (the ?Amendment Effective Date?), between Cambria ETF Trust (the ?Trust?), and SEI Investments Global Funds Services, a statutory trust formed under the laws of |
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| October 4, 2016 |
AMENDMENT NO. 2 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT AMENDMENT NO. 2 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT THIS AMENDMENT NO. 2 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT (this ?Amendment?), made this 5th day of December 2014, (the ?Amendment Effective Date?), between Cambria ETF Trust (the ?Trust?), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (?Administrator?). Whereas: 1. |
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| October 4, 2016 |
October 4, 2016 Cambria ETF Trust 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 Ladies and Gentlemen: We have acted as counsel to Cambria ETF Trust, a Delaware statutory trust (the ?Trust?), on behalf of the Dhandho Junoon ETF (the ?Acquiring Fund?), a newly created series of the Trust, in connection with the Trust?s Registration Statement on Form N-14 to be filed with the Securities and E |
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| October 4, 2016 |
DISTRIBUTION AGREEMENT Schedule A DISTRIBUTION AGREEMENT Schedule A Funds Cambria Global Income and Currency Strategies ETF Cambria Shareholder Yield ETF Cambria Foreign Shareholder Yield ETF Cambria Emerging Shareholder Yield ETF Cambria Sovereign High Yield Bond ETF Cambria Global Value ETF Cambria Global Momentum ETF Cambria Value and Momentum ETF Cambria Global Asset Allocation ETF Cambria Managed Futures ETF Cambria Tail Risk |
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| October 4, 2016 |
AMENDMENT NO. 4 TO DISTRIBUTION AGREEMENT AMENDMENT NO. 4 TO DISTRIBUTION AGREEMENT THIS AMENDMENT NO. 4 to the Distribution Agreement (this ?Amendment?), made this 16th day of September, 2016 (the ?Amendment Effective Date?), by and among Cambria ETF Trust (the ?Company?), a Delaware statutory trust, and SEI Investments Distribution Co. (the ?Distributor?), a Pennsylvania corporation. WHEREAS, the Company is registered as an investment c |
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| October 4, 2016 |
AMENDMENT NO. 3 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT AMENDMENT NO. 3 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT THIS AMENDMENT NO. 3 TO AMENDED & RESTATED ADMINISTRATION AGREEMENT (this ?Amendment?), made this 8th day of March 2016, (the ?Amendment Effective Date?), between Cambria ETF Trust (the ?Trust?), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (?Administrator?). Whereas: 1. Th |
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| October 4, 2016 |
W. John McGuire +1.202.373.6799 [email protected] VIA EDGAR October 4, 2016 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: File Room Re: Cambria ETF Trust (File Nos. 333- ) Registration Statement on Form N-14 Ladies and Gentlemen: On behalf of our client, Cambria ETF Trust (the ?Trust?), we are filing the Trust?s Registration Statement under the Se |
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| October 4, 2016 |
[?], 2016 Board of Trustees C/O Elevation ETF Trust ALPS Advisors, Inc 1290 Broadway Suite 1100 Denver, Colorado 80203 Board of Trustees Cambria ETF Trust 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 Re: Agreement and Plan of Reorganization, dated as of [?], 2016 (the ?Agreement?), between and among Elevation ETF Trust, a Delaware statutory trust (?Elevation Trust?), on behalf of its series, Dhandho Junoon ETF (the ?Target Fund?), and Cambria ETF Trust, a Delaware statutory trust (?Cambria Trust?), on behalf of its series, Dhandho Junoon ETF (the ?Acquiring Fund?), and solely for the purposes of Section 9. |
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| October 4, 2016 |
AMENDED AND RESTATED ADMINISTRATION AGREEMENT AMENDED AND RESTATED ADMINISTRATION AGREEMENT THIS AMENDED AND RESTATED ADMINISTRATION AGREEMENT (this ?Agreement?) is made as of the 15th day of November, 2012 (the ?Effective Date?), by and between Cambria ETF Trust (the ?Trust?) Cambria Investment Management, L. |
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| October 4, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the reference to our firm under the heading ?Other Service Providers? in this Combined Proxy Statement and Prospectus, filed on Form N-14, regarding the reorganization of Dhandho Junoon ETF, a series of Elevation ETF Trust, into Dhandho Junoon ETF, a series of Cambria ETF Trust. |
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| September 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offices) (Zip code) Corporation Se |
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| September 29, 2016 |
EX-99.CERT 2 fp0021720ex99cert.htm Certification Pursuant to Rule 30a-2 (a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Eric Richardson, certify that: 1. I have reviewed this report on Form N-Q of Cambria ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| July 29, 2016 |
W. John McGuire +1.202.373.6799 [email protected] VIA EDGAR July 29, 2016 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: File Room Re: Cambria ETF Trust (File Nos. 333-180879 and 811-22704) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, Cambria ETF Trust (the “Trust”), we are filing, pursuant to Rule 485(a) under the |
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| July 8, 2016 |
8-A12B 1 fp00202468a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (IRS Employer Identification No.) 23 |
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| May 6, 2016 |
CORRESP 1 filename1.htm May 4, 2016 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington, D.C. 20549 Attention: Ms. Christina Fettig Re: Cambria ETF Trust (File No. 811-22704) Ms. Fettig: This letter responds to comments provided by you to SEI Global Fund Services, in their capacity as adviser administrator |
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| April 12, 2016 |
W. John McGuire +1.202.373.6799 [email protected] VIA EDGAR April 12, 2016 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: File Room Re: Cambria ETF Trust (File Nos. 333-180879 and 811-22704) Filing Pursuant to Rule 485(a) Ladies and Gentlemen: On behalf of our client, Cambria ETF Trust, we are filing, pursuant to Rule 485(a) under the Securities Ac |
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| March 31, 2016 |
Certification Pursuant to Rule 30a-2 (a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Eric Richardson, certify that: 1. |
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| March 31, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offices) (Zip code) Corporation Se |
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| February 22, 2016 |
8-A12B 1 fp00181618a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See Below (IRS Employer Identification No.) 23 |
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| September 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offices) (Zip code) Corporation Se |
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| September 29, 2015 |
EX-99.CERT 2 fp0016117ex99cert.htm Certification Pursuant to Rule 30a-2 (a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Eric Richardson, certify that: 1. I have reviewed this report on Form N-Q of Cambria ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| September 9, 2015 |
8-A12B 1 fp00159678a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) |
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| August 28, 2015 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com August 27, 2015 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Cambria ETF Trust Cambria Global Income and Currency Strategies ETF, Cambria Shareholder Yield ETF, Cambria Foreign Shareholder Yield ETF, Cambria Emerging Shareholder Yield ETF, Cambria Global M |
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| August 28, 2015 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com August 27, 2015 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Cambria ETF Trust ? Post-Effective Amendment No. 18 to the Registration Statement on Form N-1A (File Nos. 333-180879 and 811-22704) Ladies and Gentlemen: Transmitted herewith for filing o |
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| August 28, 2015 |
CORRESP 12 filename12.htm K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com August 27, 2015 Alison T. White Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. White: On June 29, 2015, Cambria ETF Trust ( |
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| June 29, 2015 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com June 29, 2015 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Cambria ETF Trust ? Post-Effective Amendment No. 17 to the Registration Statement on Form N-1A (File Nos. 333-180879 and 811-22704) Dear Sir or Madam: Please find enclosed for filing on beh |
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| April 1, 2015 |
Certification Pursuant to Rule 30a-2 (a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Eric Richardson, certify that: 1. |
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| April 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offices) (Zip code) Corporation Se |
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| December 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| November 24, 2014 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com November 24, 2014 Stephanie D. Hui Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Ms. Hui: On August 27, 2014, Cambria ETF Trust (the “Trust” or “Registr |
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| November 24, 2014 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com November 24, 2014 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Cambria ETF Trust Cambria Global Asset Allocation ETF File Nos. 333-180879; 811-22704 Post-Effective Amendment No. 15 Ladies and Gentlemen: We have acted as counsel to Cambria ETF Trust (the “T |
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| November 24, 2014 |
COVER 16 filename16.htm K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com November 24, 2014 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Cambria ETF Trust – Post-Effective Amendment No. 15 to the Registration Statement on Form N-1A (File Nos. 333-173167 and 811-22540) Ladies and Gentlemen: Transmi |
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| October 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| September 26, 2014 |
Certification Pursuant to Rule 30a-2 (a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Eric Richardson, certify that: 1. |
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| September 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offices) (Zip code) Corporation Se |
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| August 27, 2014 |
K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com August 27, 2014 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Cambria ETF Trust – Post-Effective Amendment No. 13 to the Registration Statement on Form N-1A (File Nos. 333-180879 and 811-22704) Dear Sir or Madam: Please find enclosed for filing on b |
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| April 1, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 fp0010033nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offices) (Zi |
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| April 1, 2014 |
EX-99.CERT 2 fp0010033ex99cert.htm Certification Pursuant to Rule 30a-2 (a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Eric Richardson, certify that: 1. I have reviewed this report on Form N-Q of Cambria ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| March 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| November 27, 2013 |
8-A12B 1 v3615438a12b.htm REGISTRATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.R.S. Employe |
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| November 21, 2013 |
K&L Gates LLP 1601 K Street, N.W. Washington, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com November 21, 2013 Vincent J. Di Stefano Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Mr. Di Stefano: On September 12, 2013, Cambria ETF Trust (the “Tru |
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| November 21, 2013 |
K&L Gates LLP 1601 K Street, N.W. Washington, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com November 21, 2013 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Cambria ETF Trust Cambria Global Income and Currency Strategies ETF, Cambria Shareholder Yield ETF, Cambria Foreign Shareholder Yield ETF and Cambria Emerging Shareholder Yield ETF File Nos. 33 |
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| September 30, 2013 |
K&L Gates LLP 1601 K Street, N.W. Washington, DC 20006 T +1 202 778 9000 F +1 202 778 9100 klgates.com September 30, 2013 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Cambria ETF Trust – Post-Effective Amendment No. 3 to the Registration Statement on Form N-1A (File Nos. 333-180879 and 811-22704) Dear Sir or Madam: Please find enclosed for filing on |
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| September 26, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22704 CAMBRIA ETF TRUST (Exact name of Registrant as specified in charter) 2321 Rosecrans Avenue Suite 3225 El Segundo, CA 90245 (Address of principal executive offices) (Zip code) Corporation Se |
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| September 26, 2013 |
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 EX-99.CERT 2 v355457ex99-cert.htm EX-99.CERT Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Eric Richardson, certify that: 1. I have reviewed this report on Form N-Q of Cambria ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c |
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| September 12, 2013 |
K&L Gates Llp 1601 K Street, N.W. Washington, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com September 12, 2013 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Cambria ETF Trust – Post-Effective Amendment No. 2 to the Registration Statement on Form N-1A (File Nos. 333-180879 and 811-22704) Dear Sir or Madam: Please find enclosed for filing on |
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| May 7, 2013 |
K&L Gates llp 1601 K Street, N.W. Washington, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com May 7, 2013 Vincent J. Di Stefano Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Mr. Di Stefano: On May 3, 2013, Cambria ETF Trust (the “Trust” or “Registra |
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| May 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Cambria ETF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| May 6, 2013 |
CAMBRIA ETF TRUST 2321 Rosecrans Avenue, Suite 3225 El Segundo, California 90245 May 6, 2013 VIA EDGAR U. |
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| May 3, 2013 |
K&L Gates llp 1601 K Street, N.W. Washington, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com May 2, 2013 Cambria ETF Trust 2321 Rosecrans Avenue, Suite 3225 El Segundo, C.A. 90245 Ladies and Gentlemen: We have acted as counsel to Cambria ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s registration statement on Form N-1A (File Nos. 333-180879; 811-22704) |
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| May 3, 2013 |
Part I. PERSONAL SECURITIES TRANSACTIONS INTRODUCTION This Statement of Policies and Procedures (this “Statement”) addresses the responsibilities of the Employees of Cambria Investment Management, L. |
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| May 3, 2013 |
SEI INVESTMENTS DISTRIBUTION CO. RULE 17j-1 CODE OF ETHICS SEI INVESTMENTS DISTRIBUTION CO. RULE 17j-1 CODE OF ETHICS A copy of this Code may be accessed on the SEI intranet site under the Corporate Governance section. This is an important document. You should take the time to read it thoroughly before you submit the required annual certification. Any questions regarding this Code of Ethics should be referred to a member of the SIDCO Compliance Department |
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| May 3, 2013 |
CAMBRIA ETF TRUST CODE OF ETHICS Adopted Under Rule 17j-1 While affirming its confidence in the integrity and good faith of all of its officers and trustees, Cambria ETF Trust (the “Trust”), recognizes that the knowledge of present or future portfolio transactions and, in certain instances, the power to influence portfolio transactions which may be possessed by certain of its officers, employees and trustees could place such individuals, if they engage in personal transactions in securities which are eligible for investment by the Trust, in a position where their personal interest may conflict with that of the Trust. |
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| May 3, 2013 |
POWER OF ATTORNEY I, Eric Leake, the undersigned Trustee of Cambria ETF Trust (the “Trust”) hereby revoke all previous powers of attorney I have signed, if any, and otherwise act in my name and behalf in matters involving the Trust and do hereby constitute and appoint Stacy L. |
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| May 3, 2013 |
K&L GATES LLP 1601 K Street, N.W. Washington, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com May 2, 2013 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust – Pre-Effective Amendment No. 2 to the Registration Statement on Form N-1A (File Nos. 333-180879 and 811-22704) Dear Sir or Madam: Please find enclosed for filing on behalf of |
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| May 3, 2013 |
CAMBRIA INVESTMENT MANAGEMENT, L.P. 2321 Rosecrans Avenue, Suite 3225 El Segundo, CA 90245 May 1, 2013 Cambria ETF Trust 2321 Rosecrans Avenue, Suite 3225 El Segundo, CA 90245 Ladies and Gentlemen: In order to provide Cambria ETF Trust (the “Trust”) with initial capital, we hereby purchase from the Trust the amount of shares of each series of the Trust at the price per share as follows: Fund Numbe |
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| May 3, 2013 |
CUSTODIAN AND TRANSFER AGENT AGREEMENT CUSTODIAN AND TRANSFER AGENT AGREEMENT THIS AGREEMENT, dated as of April 3, 2013, between Cambria ETF Trust (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO. |
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| May 3, 2013 |
DISTRIBUTION AGREEMENT THIS DISTRIBUTION AGREEMENT (this “Agreement’) is made as of this 30th day of August, 2012 by and between Cambria ETF Trust (the “Company”), a Delaware statutory trust, and SEI Investments Distribution Co. |
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| May 3, 2013 |
INVESTMENT ADVISORY AGREEMENT Agreement made as of April 29, 2013, between CAMBRIA ETF TRUST, a Delaware statutory trust (“Trust”), and Cambria Investment Management, L. |
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| May 3, 2013 |
EX-99.H 6 v343555ex99-h.htm EXHIBIT 99.H ADMINISTRATION AGREEMENT THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 30th day of August, 2012 (the “Effective Date”), by and between Cambria ETF Trust (the ‘Trust”), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”). WHEREAS, the Trust is an open-end manag |
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| May 3, 2013 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 2, 2013. No. 811-22704 No. 333-180879 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 2 x Post-Effective Amendment No. o and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x Amendment No. 2 x (Check a |
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| May 3, 2013 |
CAMBRIA ETF TRUST 12b-1 Distribution and Service Plan CAMBRIA ETF TRUST 12b-1 Distribution and Service Plan WHEREAS, Cambria ETF Trust (the “Trust”) is an open-end management investment company registered as such under the Investment Company Act of 1940, as amended (the “1940 Act”), and organized as a series trust; WHEREAS, the Board of Trustees of the Trust (“Trustees”) desires to adopt a plan of distribution pursuant to Rule l2b-1 under the 1940 Ac |
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| May 3, 2013 |
AUTHORIZED PARTICIPANT AGREEMENT This Authorized Participant Agreement (this “Agreement”) is entered into as of this day of 20 (the “Effective Date”), by and between (the “Participant”) and SEI Investments Distribution Co. |
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| May 3, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form N-1A of our report dated May 1, 2013, relating to the financial statement of Cambria Shareholder Yield ETF (a portfolio of Cambria ETF Trust), which appears in such Registration Statement. |
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| November 28, 2012 |
November 28, 2012 VIA EDGAR Vincent J. Di Stefano Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Mr. Di Stefano: On July 6, 2012, Cambria ETF Trust (the “Trust” or “Registrant”) filed pre-effective amendment no. 1 to its registration statement on Form N-1A ( |
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| September 24, 2012 |
September 24, 2012 Vincent J. Di Stefano Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Mr. Di Stefano: On July 6, 2012, Cambria ETF Trust (the “Trust” or “Registrant”) filed pre-effective amendment no. 1 to its registration statement on Form N-1A (the “Pre- |
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| July 6, 2012 |
July 6, 2012 Vincent J. Di Stefano Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust File Nos. 333-180879 and 811-22704 Dear Mr. Di Stefano: On April 23, 2012, Cambria ETF Trust (the ?Trust? or ?Registrant?) filed its initial registration statement on Form N-1A (?Registration Statement?) with the U.S |
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| July 6, 2012 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 6, 2012. No. 811-22704 No. 333-180879 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 1 x Post-Effective Amendment No. o and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x Amendment No. 1 x (Check |
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| April 23, 2012 |
N-8A 1 n8a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in |
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| April 23, 2012 |
CERTIFICATE OF TRUST OF CAMBRIA ETF TRUST This Certificate of Trust is being duly executed and filed on behalf of the statutory trust formed hereby by the undersigned, the sole trustee of the Trust, to form a statutory trust pursuant to the Delaware Statutory Trust Act (12 Del. |
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| April 23, 2012 |
N-1A 1 n-1a.htm AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON APRIL 23, 2012. No. 811-22704 No. 333-XXXXX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. o Post-Effective Amendment No. o and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x Amendment |
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| April 23, 2012 |
COVER 9 filename9.htm April 23, 2012 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cambria ETF Trust Initial Registration Statement on Form N-1A Ladies and Gentlemen: Transmitted herewith for filing on behalf of Cambria ETF Trust (the “Trust”), pursuant to the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended (the “ |
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| April 23, 2012 |
CAMBRIA ETF TRUST BY-LAWS As adopted September 9, 2011 TABLE OF CONTENTS Page ARTICLE I PRINCIPAL OFFICE AND SEAL 1 Section 1. |
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| April 23, 2012 |
CAMBRIA ETF TRUST 2321 Rosecrans Avenue Suite 4210 El Segundo, California 90245 TRUST INSTRUMENT As adopted September 9, 2011 Table of Contents ARTICLE I DEFINITIONS 1 ARTICLE II THE TRUSTEES 2 Section 1. |
