الإحصائيات الأساسية
LEI | 549300BCBQ714JNJ7V58 |
CIK | 1688757 |
SEC Filings
SEC Filings (Chronological Order)
August 7, 2025 |
-1- EXHIBIT 10.1 SEPARATION AND RELEASE AGREEMENT This Separation and Release Agreement (“Agreement”) is entered into between Juan José Chacón Quirós (“Employee”) and Establishment Labs Holdings Inc. (“ELHI” or “Company”). WHEREAS, Employee and ELHI entered into an Employment Agreement effective July 1, 2016; and, WHEREAS, Employee informed ELHI on January 10, 2025, that Employee decided to retire |
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August 7, 2025 |
-1- EXHIBIT 10.2 SEPARATION AND RELEASE AGREEMENT This Separation and Release Agreement (“Agreement”) is entered into between Juan José Chacón Quirós (“Employee”) and Establishment Labs S.A. (“ELSA” or “Company”). WHEREAS, Employee and ELSA entered into an Employment Agreement effective December 26, 2018 (“Employment Agreement”); and, WHEREAS, Employee informed ELSA on January 10, 2025, that Emplo |
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August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2025 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of incor |
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August 7, 2025 |
Establishment Labs Reports Second Quarter 2025 Financial Results EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Reports Second Quarter 2025 Financial Results NEW YORK, NY, August 7, 2025 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a global medical technology company dedicated to improving women’s health and wellness, principally in breast aesthetics and reconstruction, today ann |
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August 7, 2025 |
-1- EXHIBIT 10.3 [***] Certain identified confidential information contained in this document, marked by brackets, has been excluded from this exhibit because it is both (i) not material and (ii) is of the type that the Registrant treats as private or confidential. CONSULTING SERVICES AGREEMENT This Consulting Services Agreement (“Agreement”) is effective as of June 1, 2025 (“Effective Date”), by |
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August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establish |
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June 12, 2025 |
Investor Day Welcome Agenda Topic Presenter/Moderator Welcome; Logistics; Agenda Raj Denhoy Corporate Overview Peter Caldini Motiva® USA Business Updates Jeff Ehrhardt US Breast Aesthetic - Panel Ben Newcott Breast Reconstruction Opportunity in the USA Jeff Ehrhardt US Breast Reconstruction - Panel Ben Newcott Innovation Pipeline Roberto de Mezerville GLP-1s and Plastic Surgery Juan José Chacón-Quirós Unlocking New Markets - Panel Juan José Chacón-Quirós Management Q&A AgendaInvestors’ Day Forward Looking Statements and Other Legal Matters This presentation contains forward-looking statements within the meaning of the Securities Act of 1933 and the Securities Exchange Act of 1934. |
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June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 12, 2025 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of incorp |
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May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2025 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of incorpo |
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May 22, 2025 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 20, 2025 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of incorpo |
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May 22, 2025 |
EXHIBIT 99.1 May 21, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Establishment Labs Holdings, Inc. under Item 4.01 of its Form 8-K dated May 20, 2025. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of Establishment Labs Holdi |
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May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ¨ Definitive Proxy State |
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May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establis |
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May 7, 2025 |
Establishment Labs Appoints Peter Caldini as Chief Executive Officer EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Appoints Peter Caldini as Chief Executive Officer NEW YORK, NY, May 7, 2025 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a global medical technology company dedicated to improving women’s health and wellness, principally in breast aesthetics and reconstruction announced |
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May 7, 2025 |
Establishment Labs Reports First Quarter 2025 Financial Results EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Reports First Quarter 2025 Financial Results NEW YORK, NY, May 7, 2025 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a global medical technology company dedicated to improving women’s health and wellness, principally in breast aesthetics and reconstruction, today announc |
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May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2025 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of incorpor |
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May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ¨ Definitive Proxy State |
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May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 7, 2025 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of incorpor |
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April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) x Definitive Proxy State |
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April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ¨ Definitive Proxy State |
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April 10, 2025 |
EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Provides Preliminary First Quarter Results and Announces an Investor Day on June 12 NEW YORK, NY, April 10, 2025 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a global medical technology company dedicated to improving women’s health and wellness, principally in breast ae |
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April 10, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 10, 2025 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of incor |
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February 28, 2025 |
List of Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF ESTABLISHMENT LABS HOLDINGS INC. Name of Subsidiary Jurisdiction of Organization Establishment Labs, S.A. Costa Rica Motiva USA, LLC Delaware JAMM Technologies, Inc. Delaware Establishment Labs Produtos par Saude Ltda ** Brazil European Distribution Center Motiva BV * Belgium Motiva Implants France SAS France JEN-Vault AG Switzerland Motiva Nordica AB ** Sweden Motiva |
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February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establishment Labs Holdin |
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February 28, 2025 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S‑8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Establishment Labs Holdings Inc. (Exact name of Registrant as specified in its charter) British Virgin Islands Not applicable (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) Building B23 |
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February 28, 2025 |
Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 Exhibit 19.1 |
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February 28, 2025 |
EXHIBIT 107 Calculation of Filing Fee Table ……… Form S-8 ………………………………………………..………… Establishment Lab Holdings Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Shares, no par value 457(c); 457(h) 750,000(2) $ |
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February 26, 2025 |
EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Reports Fourth Quarter and Full Year 2024 Financial Results and Reaffirms 2025 Guidance NEW YORK, NY, February 26, 2025 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a global medical technology company dedicated to improving women’s health and wellness, principally in br |
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February 26, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 26, 2025 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of in |
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January 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 15, 2025 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of inc |
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January 13, 2025 |
EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Announces CEO Transition ▪Peter Caldini to become Interim CEO effective March 1, 2025 ▪Establishment Labs also announces preliminary unaudited fourth quarter revenue in line with recent guidance NEW YORK, NY, January 13, 2025 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), |
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January 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 10, 2025 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of inc |
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November 12, 2024 |
SC 13G 1 ss4106433sc13g.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ESTABLISHMENT LABS HOLDINGS INC. (Name of Issuer) Common Shares, No Par Value (Title of Class of Securities) G31249108 (CUSIP Number) November 7, 2024 (Date of Event Which Requires Filing this Statement) Check the appropriate box to designate the |
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November 12, 2024 |
EX-99.A 2 ss4106433ex99a.htm ITEM 7 INFORMATION CUSIP NO. G31249108 SC 13G Page 7 of 8 EXHIBIT A The Schedule 13G to which this attachment is appended is filed by Qatar Investment Authority on behalf of itself and the following subsidiaries: Al-Rayyan Holding LLC |
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November 12, 2024 |
EX-99.B 3 ss4106433ex99b.htm CERTIFICATE OF INCUMBENCY CUSIP NO. G31249108 SC 13G Page 8 of 8 EXHIBIT B Certificate of Incumbency **I, Ahmad Mohammed F Q Al-Khanji, Chief of Legal and General Counsel, of Qatar Investment Authority, established by Emiri Decision No 22 in 2005, with its registered office at, Ooredoo Tower (Building 14), Al Dafna Street (Street 801), Al Dafna (Zone 61), Doha, State o |
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November 12, 2024 |
EXHIBIT 10.1 EXECUTION VERSION THIRD AMENDMENT TO CREDIT AGREEMENT AND GUARANTY This Third Amendment to the Credit Agreement and Guaranty (this “Amendment”) is made as of November 7, 2024, by and among ESTABLISHMENT LABS HOLDINGS INC., a BVI business company limited by shares incorporated under the BVI Business Companies Act, 2004 (as amended) with company number 1794254 and with its registered of |
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November 12, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 7, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of inc |
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November 12, 2024 |
SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Establishment Labs Holdings Inc. (Name of Issuer) Common Stock (Title of Class of Securities) G31249108 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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November 12, 2024 |
Form of Pre-Funded Warrant to Purchase Common Shares (November 2024) EXHIBIT 4.1 FORM OF PRE-FUNDED WARRANT TO PURCHASE COMMON SHARES ESTABLISHMENT LABS HOLDINGS INC. Warrant Shares: Issue Date:, 20 Initial Exercise Date: , 20 THIS PRE-FUNDED WARRANT TO PURCHASE COMMON SHARES (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set fort |
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November 12, 2024 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of November 7, 2024 by and among Establishment Labs Holdings Inc., a company organized under the laws of the British Virgin Islands (the “Company”), and the Investors identified on Exhibit A attached hereto (each an “Investor” and collectively the “Investors”). RECITALS The |
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November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Esta |
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November 8, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 ESTABLISHMENT LABS HOLDINGS INC. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Ef |
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November 8, 2024 |
765,696 Common Shares Pre-funded Warrants to Purchase 328,154 Common Shares TABLE OF CONTENTS Filed pursuant to Rule 424(b)(5) Registration No. 333-271418 PROSPECTUS SUPPLEMENT (To Prospectus dated April 24, 2023) 765,696 Common Shares Pre-funded Warrants to Purchase 328,154 Common Shares We are offering 765,696 of our common shares, no par value per share (“common shares”), and pre-funded warrants to purchase up to 328,154 common shares (“pre-funded warrants”) in a r |
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November 7, 2024 |
Establishment Labs Announces $50 million Registered Direct Offering EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Announces $50 million Registered Direct Offering NEW YORK, NY, November 7, 2024 - Establishment Labs Holdings Inc. (Nasdaq: ESTA) (the “Company”), a global medical technology company dedicated to improving women’s health and wellness, principally in breast aesthetics and reco |
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November 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 7, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of inc |
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November 7, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 7, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of inc |
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November 7, 2024 |
Establishment Labs Reports Third Quarter 2024 Financial Results EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Reports Third Quarter 2024 Financial Results NEW YORK, NY, November 7, 2024 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a global medical technology company dedicated to improving women’s health and wellness, principally in breast aesthetics and reconstruction, today an |
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September 26, 2024 |
Establishment Labs Receives U.S. FDA Approval for Motiva Implants PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 rdenhoy@establishmentlabs. |
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September 26, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 26, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of i |
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August 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 20, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of inco |
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August 26, 2024 |
ESTABLISHMENT LABS HOLDINGS INC. EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this Agreement is made and entered into as of August 15, 2024 Effective Date ESTABLISHMENT LABS HOLDINGS INC., a British Virgin Islands company (the Company and Filip Caldini, an individual Executive Background WHEREAS, the Company desires to employ the Executive for the term hereof; WHEREAS, the Executive desires to |
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August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establish |
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August 6, 2024 |
Establishment Labs Reports Second Quarter 2024 Financial Results EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Reports Second Quarter 2024 Financial Results NEW YORK, NY, August 6, 2024 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a global medical technology company dedicated to improving women’s health and wellness, principally in breast aesthetics and reconstruction, today ann |
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August 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 6, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of incor |
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July 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 16, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of incorp |
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June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 5, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of incorpo |
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May 28, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 24, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of incorpo |
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May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establis |
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May 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of incorpor |
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May 8, 2024 |
Establishment Labs Reports First Quarter 2024 Financial Results EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Reports First Quarter 2024 Financial Results NEW YORK, NY, May 8, 2024 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a global medical technology company dedicated to improving women’s health and wellness, principally in breast aesthetics and reconstruction, today announc |
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April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) x Definitive Proxy State |
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April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ¨ Definitive Proxy State |
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April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 2, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of incorp |
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March 5, 2024 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S‑8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Establishment Labs Holdings Inc. (Exact name of Registrant as specified in its charter) British Virgin Islands Not applicable (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) Building B15 |
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March 5, 2024 |
EXHIBIT 107 Calculation of Filing Fee Table ……… Form S-8 ………………………………………………..………… Establishment Lab Holdings Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Shares, no par value 457(c); 457(h) 750,000(2) $ |
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March 4, 2024 | ||
March 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establishment Labs Holdin |
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March 4, 2024 |
Policy Regarding the Recoupment of Certain Compensation Payments EXHIBIT 97.1 ESTABLISHMENT LABS HOLDINGS INC. Policy Regarding the Recoupment of Certain Compensation Payments As Adopted by the Board of Directors Effective as of August 9, 2023 In the event Establishment Labs Holdings Inc. (the “Company”) is required to prepare an accounting restatement due to the material noncompliance of the Company with any financial reporting requirement under the securities |
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March 4, 2024 |
List of Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF ESTABLISHMENT LABS HOLDINGS INC. Name of Subsidiary Jurisdiction of Organization Establishment Labs, S.A. Costa Rica Motiva USA, LLC Delaware JAMM Technologies, Inc. Delaware Establishment Labs Produtos par Saude Ltda Brazil European Distribution Center Motiva BV * Belgium Motiva Implants France SAS France JEN-Vault AG Switzerland Motiva Nordica AB ** Sweden Motiva Imp |
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March 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-38593 CUSIP Number: G31249108 (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ T |
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February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 28, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of in |
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February 28, 2024 |
EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Reports Fourth Quarter and Full Year 2023 Financial Results and Provides 2024 Guidance NEW YORK, NY, February 28, 2024 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a global medical technology company dedicated to improving women’s health and wellness, principally in bre |
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February 22, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 21, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of in |
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February 22, 2024 |
EXECUTION VERSION CONFIDENTIAL SECOND AMENDMENT TO CREDIT AGREEMENT AND GUARANTY This Second Amendment to the Credit Agreement and Guaranty (this “Amendment”) is made as of February 21, 2024, by and among ESTABLISHMENT LABS HOLDINGS INC. |
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February 14, 2024 |
SC 13G/A 1 tm243309d21sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Establishment Labs Holdings Inc. (Name of Issuer) Common Shares, No Par Value (Title of Class of Securities) G31249108 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Chec |
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February 14, 2024 |
SC 13G/A 1 p24-0386sc13ga.htm ESTABLISHMENT LABS HOLDINGS INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Establishment Labs Holdings Inc. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) G31249108 (CUSIP Number) December 31, 2023 (Date of event which requires filing of this statem |
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February 9, 2024 |
ESTA / Establishment Labs Holdings Inc. / BROWN ADVISORY INC - BROWN ADVISORY INC Passive Investment SC 13G/A 1 estaa320924.htm BROWN ADVISORY INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Establishment Labs Holdings Inc. (Name of Issuer) (Title of Class of Securities) G31249108 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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February 9, 2024 |
ESTA / Establishment Labs Holdings Inc. / Chacon Quiros Juan Jose - SC 13G Passive Investment SC 13G 1 form13gchaconquiros123123.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Establishment Labs Holdings Inc. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) G31249 108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) |
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January 31, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 31, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of inc |
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January 31, 2024 |
2,000,000 Shares Common Shares Offered by the Selling Shareholders TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(7) Registration No. 333-271418 PROSPECTUS SUPPLEMENT (To Prospectus dated April 24, 2023) 2,000,000 Shares Common Shares Offered by the Selling Shareholders This prospectus supplement relates to the resale from time to time of up to 2,000,000 common shares of Establishment Labs Holdings Inc. by the selling shareholders listed on page S-9, including |
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January 31, 2024 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(7) (Form Type) Establishment Labs Holdings Inc. |
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January 9, 2024 |
EXHIBIT 99.1 ESTABLISHMENT LABS ANNOUNCES $50 MILLION PRIVATE PLACEMENT AND PRELIMINARY UNAUDITED FINANCIAL RESULTS FOR THE FOURTH QUARTER AND FISCAL YEAR 2023 JANUARY 9, 2024 NEW YORK-(BUSINESS WIRE)- Establishment Labs Holdings Inc. (NASDAQ: ESTA) (“Establishment Labs” or the “Company”), a global medical technology company dedicated to improving women’s health and wellness, principally in breast |
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January 9, 2024 |
Securities Purchase Agreement, dated January 9, 2024 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of January 9, 2024 by and among Establishment Labs Holdings Inc., a company organized under the laws of the British Virgin Islands (the “Company”), and the Investors identified on Exhibit A attached hereto (each an “Investor” and collectively the “Investors”). RECITALS A.The |
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January 9, 2024 |
Form of Pre-Funded Warrant to Purchase Common Shares EXHIBIT 4.1 THIS SECURITY AND THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATI |
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January 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 9, 2024 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 98-1436377 (State or other jurisdiction of inco |
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January 9, 2024 |
Registration Rights Agreement, dated January 9, 2024 Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of January 9, 2024 by and among Establishment Labs Holdings Inc., a company organized under the laws of the British Virgin Islands (the “Company”), and the “Investors” named in that certain Securities Purchase Agreement by and among the Company and the Investors, dated as of |
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December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 8, 2023 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Esta |
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November 7, 2023 |
Establishment Labs Reports Third Quarter 2023 Financial Results EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Reports Third Quarter 2023 Financial Results NEW YORK, NY, November 7, 2023 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a global medical technology company dedicated to improving women’s health and wellness, principally in breast aesthetics and reconstruction, today an |
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November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 7, 2023 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establish |
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August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 8, 2023 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of i |
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August 8, 2023 |
Establishment Labs Reports Record Second Quarter 2023 Financial Results Coyol Free Zone & Business Park Building, 4th Street, Building B-15, Alajuela, COSTA RICA 1187 Coast Village Road, Suite 1-402, Santa Barbara CA 93108, USA EXHIBIT 99. |
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May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 24, 2023 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of inc |
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May 31, 2023 |
Memorandum and Articles of Association of the Registrant exhibit31 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF ESTABLISHMENT LABS HOLDINGS INC. |
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May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establis |
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May 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2023 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of inco |
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May 8, 2023 |
Establishment Labs Reports Record First Quarter 2023 Financial Results Coyol Free Zone & Business Park Building, 4th Street, Building B-15, Alajuela, COSTA RICA 1187 Coast Village Road, Suite 1-402, Santa Barbara CA 93108, USA EXHIBIT 99. |
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April 27, 2023 |
Inc. and Jefferies LLC, J.P. Morgan Securities, LLC, Citigroup Global Markets Inc. and Cowen Exhibit 1.1 Execution Version Establishment Labs Holdings Inc. 1,100,000 Common Shares Underwriting Agreement April 24, 2023 Jefferies LLC J.P. Morgan Securities LLC Citigroup Global Markets Inc. COWEN AND COMPANY, LLC As Representatives of the several Underwriters c/o Jefferies LLC 520 Madison Avenue New York, New York 10022 c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 101 |
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April 27, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2023 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of ( |
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April 26, 2023 |
1,100,000 Shares Common Shares TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-271418 Prospectus Supplement (To Prospectus dated April 24, 2023) 1,100,000 Shares Common Shares Establishment Labs Holdings Inc. is offering 1,100,000 common shares. Our common shares are listed on The Nasdaq Capital Market under the symbol “ESTA.” The closing price of our common shares on The Nasdaq Capital Market on April |
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April 26, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Establishment Labs Holdings Inc. |
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April 24, 2023 |
Form of Indenture for Subordinated Debt Securities. Exhibit 4.2 ESTABLISHMENT LABS HOLDINGS INC. INDENTURE Dated as of , 20 [ ] Trustee Subordinated Securities TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 5 Section 1 |
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April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2023 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of ( |
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April 24, 2023 |
Form of Indenture for Senior Debt Securities. Exhibit 4.1 ESTABLISHMENT LABS HOLDINGS INC. INDENTURE Dated as of , 20 [ ] Trustee Senior Debt Securities TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 5 Section 1.4. Rules of Construction 5 ARTICLE II. THE SECURITIES 6 Section 2.1. Issuable i |
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April 24, 2023 |
TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
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April 24, 2023 |
Calculation of Filing Fees Table Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Establishment Labs Holdings Inc. |
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April 24, 2023 |
Establishment Labs Announces Preliminary Unaudited Results for First Quarter 2023 EX-99.1 2 tm2313518d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Establishment Labs Announces Preliminary Unaudited Results for First Quarter 2023 NEW YORK, N.Y., April 24, 2023 - Establishment Labs Holdings Inc. (NASDAQ: ESTA) (the “Company”), a global medical technology company dedicated to improving women’s health and wellness, principally in breast aesthetics and reconstruction, today announced preli |
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April 24, 2023 |
As filed with the Securities and Exchange Commission on April 24, 2023. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 24, 2023. |
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April 20, 2023 |
Exhibit 99.1 Establishment Labs Notes Presentation of 3-Year Results from Motiva U.S. IDE Study at The Aesthetic Meeting 2023 New York, NY, April 20, 2023 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a global medical technology company dedicated to improving women’s health and wellness, principally in breast aesthetics and reconstruction, today noted the presentation of a study update on the |
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April 20, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 20, 2023 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of ( |
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April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) x Definitive Proxy State |
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April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ¨ Definitive Proxy State |
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March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ¨ Definitive Proxy State |
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March 1, 2023 |
EXHIBIT 107 Calculation of Filing Fee Table ……… Form S-8 ………………………………………………..………… Establishment Lab Holdings Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Shares, no par value 457(c); 457(h) 750,000(2) $ |
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March 1, 2023 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S‑8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Establishment Labs Holdings Inc. (Exact name of Registrant as specified in its charter) British Virgin Islands Not applicable (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) Building B15 |
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March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establishment Labs Holdin |
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March 1, 2023 |
List of Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF ESTABLISHMENT LABS HOLDINGS INC. Name of Subsidiary Jurisdiction of Organization Establishment Labs, S.A. Costa Rica Motiva USA, LLC Delaware JAMM Technologies, Inc. Delaware Establishment Labs Produtos par Saude Ltda Brazil European Distribution Center Motiva BVBA * Belgium Motiva Implants France SAS France JEN-Vault AG Switzerland Motiva Nordica AB ** Sweden Motiva I |
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February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 27, 2023 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction o |
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February 27, 2023 |
Coyol Free Zone & Business Park Building, 4th Street, Building B-15, Alajuela, COSTA RICA 1187 Coast Village Road, Suite 1-402, Santa Barbara CA 93108, USA EXHIBIT 99. |
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February 14, 2023 |
SC 13G/A 1 p23-0491sc13ga.htm ESTABLISHMENT LABS HOLDINGS INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Establishment Labs Holdings Inc. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) G31249108 (CUSIP Number) December 31, 2022 (Date of event which requires filing of this statem |
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February 14, 2023 |
SC 13G/A 1 tm236168d33sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Establishment Labs Holdings Inc. (Name of Issuer) Common Shares, No Par Value (Title of Class of Securities) G31249108 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Chec |
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February 9, 2023 |
SC 13G/A 1 estaa220923.htm BROWN ADVISORY INCORPORATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Establishment Labs Holdings Inc. (Name of Issuer) (Title of Class of Securities) G31249108 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropria |
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January 20, 2023 |
ESTA / Establishment Labs Holdings Inc / Chacon Quiros Juan Jose - SC 13G/A Passive Investment |
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January 11, 2023 |
Founder & CEO Establishment Labs JUAN JOSÉ CHACÓN-QUIRÓS JANUARY 12th, 2023 41 Annual J. |
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January 11, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 11, 2023 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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January 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 9, 2023 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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January 9, 2023 |
Establishment Labs Announces Preliminary Unaudited Revenue for Fourth Quarter and Fiscal Year 2022 Coyol Free Zone & Business Park Building, 4th Street, Building B-15, Alajuela, COSTA RICA 1187 Coast Village Road, Suite 1-402, Santa Barbara CA 93108, USA EXHIBIT 99. |
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December 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 1, 2022 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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December 2, 2022 |
Employment Agreement by and between Registrant and Paul D. Rodio, dated December 1, 2022 EXHIBIT 10.1 ESTABLISHMENT LABS HOLDINGS INC. EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of December 1, 2022 (the ?Effective Date?), by and between ESTABLISHMENT LABS HOLDINGS INC., a British Virgin Islands company (the ?Company?) and PAUL D. RODIO, an individual (the ?Executive?). Background WHEREAS, the Company desires to employ the Executive fo |
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November 9, 2022 |
EXHIBIT 10.1 SEPARATION AND GENERAL RELEASE AGREEMENT This Separation and General Release Agreement (this ?Agreement?) is entered into this second day of September 2022, by and between Establishment Labs Holdings Inc., a British Virgin Islands company (the ?Company?) and Pratip Dastidar, an individual (the ?Executive?). WHEREAS, Executive was employed by the Company pursuant to the terms of an emp |
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November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Estab |
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November 9, 2022 |
Employment Agreement by and between Registrant and Samuel Ross Mansbach, dated August 22, 2022 EXHIBIT 10.2 ESTABLISHMENT LABS HOLDINGS INC. EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of August 22, 2022 (the ?Effective Date?), by and between ESTABLISHMENT LABS HOLDINGS INC., a British Virgin Islands company (the ?Company?) and SAMUEL ROSS MANSBACH, an individual (the ?Executive?). Background WHEREAS, the Company desires to employ the Execut |
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November 7, 2022 |
Establishment Labs Reports Third Quarter 2022 Financial Results Coyol Free Zone & Business Park Building, 4th Street, Building B-15, Alajuela, COSTA RICA 1187 Coast Village Road, Suite 1-402, Santa Barbara CA 93108, USA EXHIBIT 99. |
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November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 7, 2022 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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September 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 2, 2022 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction o |
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August 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 18, 2022 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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August 9, 2022 |
Form of Share Option Agreement (US) under the 2018 Equity Incentive Plan EXHIBIT 10.6 ESTABLISHMENT LABS HOLDINGS INC. 2018 EQUITY INCENTIVE PLAN SHARE OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the Establishment Labs Holdings Inc. 2018 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Share Option Agreement, which includes the Notice of Share Option Grant (the ?Notice of Grant?), the Terms and Conditions of Shar |
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August 9, 2022 |
Form of Restricted Share Unit Award Agreement (International) under the 2018 Equity Incentive Plan EXHIBIT 10.9 ESTABLISHMENT LABS HOLDINGS INC. 2018 EQUITY INCENTIVE PLAN RESTRICTED SHARE UNIT AWARD AGREEMENT THIS RESTRICTED SHARE UNIT AWARD AGREEMENT (this ?Agreement?) is by and between Establishment Labs Holdings Inc., a British Virgin Islands company (the ?Company?), and the Participant (the ?Participant?). Pursuant to the Establishment Labs Holdings Inc. 2018 Equity Incentive Plan (the ?Pl |
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August 9, 2022 |
Form of Restricted Share Unit Award Agreement (US) under the 2018 Equity Incentive Plan EXHIBIT 10.8 ESTABLISHMENT LABS HOLDINGS INC. 2018 EQUITY INCENTIVE PLAN RESTRICTED SHARE UNIT AWARD AGREEMENT THIS RESTRICTED SHARE UNIT AWARD AGREEMENT (this ?Agreement?) is by and between Establishment Labs Holdings Inc., a British Virgin Islands company (the ?Company?), and the Participant (the ?Participant?). Pursuant to the Establishment Labs Holdings Inc. 2018 Equity Incentive Plan (the ?Pl |
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August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establishm |
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August 9, 2022 |
Form of Share Option Agreement (International) under the 2018 Equity Incentive Plan EXHIBIT 10.7 ESTABLISHMENT LABS HOLDINGS INC. 2018 EQUITY INCENTIVE PLAN SHARE OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the Establishment Labs Holdings Inc. 2018 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Share Option Agreement, which includes the Notice of Share Option Grant (the ?Notice of Grant?), the Terms and Conditions of Shar |
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August 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 8, 2022 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of i |
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August 8, 2022 |
Establishment Labs Reports Record Second Quarter 2022 Financial Results Coyol Free Zone & Business Park Building, 4th Street, Building B-15, Alajuela, COSTA RICA 1187 Coast Village Road, Suite 1-402, Santa Barbara CA 93108, USA EXHIBIT 99. |
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June 22, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 17, 2022 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of in |
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June 6, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 1, 2022 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of inc |
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June 6, 2022 |
EXHIBIT 10.1 Certain identified information has been redacted from this exhibit because it is both not material and is the type that the registrant treats as private or confidential. [***] indicates that information has been redacted. MASTER SUPPLY AGREEMENT THIS MASTER SUPPLY AGREEMENT (the ?Agreement?) is made effective as of the 13th day of May, 2022 (the ?Effective Date?), by and between NuSil |
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June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 26, 2022 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of inc |
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May 10, 2022 |
EXHIBIT 10.4 |
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May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establish |
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May 10, 2022 |
ent to the Supply Agreement by and between Establishment Labs, S.A. and NuSil Technology LLC, dated EXHIBIT 10.3 |
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May 9, 2022 |
Establishment Labs Reports Record First Quarter 2022 Financial Results Coyol Free Zone & Business Park Building, 4th Street, Building B-15, Alajuela, COSTA RICA 1187 Coast Village Road, Suite 1-402, Santa Barbara CA 93108, USA EXHIBIT 99. |
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May 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2022 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of inco |
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April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e)(2)) ? Definitive Proxy State |
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April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e)(2)) x Definitive Proxy State |
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April 28, 2022 |
EXHIBIT 10.2 EXECUTION VERSION U.S. SECURITY AGREEMENT by and among ESTABLISHMENT LABS HOLDINGS INC., a BVI business company (the ?Borrower?) the Borrower?s Subsidiaries named in the signature pages hereto or having acceded hereto pursuant to Section 24 (each a ?Subsidiary Guarantor? and, together with the Borrower, each a ?Grantor? and, collectively, the ?Grantors?) and OAKTREE FUND ADMINISTRATIO |
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April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 26, 2022 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of i |
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April 28, 2022 |
EXHIBIT 10.1 EXECUTION VERSION CREDIT AGREEMENT AND GUARANTY dated as of April 26, 2022 by and among ESTABLISHMENT LABS HOLDINGS INC., as the Borrower, THE SUBSIDIARY GUARANTORS FROM TIME TO TIME PARTY HERETO, as the Guarantors, THE LENDERS FROM TIME TO TIME PARTY HERETO, as the Lenders, and OAKTREE FUND ADMINISTRATION, LLC, as the Administrative Agent U.S. $225,000,000 TABLE OF CONTENTS Section 1 |
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March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 1, 2022 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of in |
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March 1, 2022 |
Form of Restricted Share Unit Award Agreement under the 2018 Equity Incentive Plan EXHIBIT 10.26 ESTABLISHMENT LABS HOLDINGS INC. 2018 EQUITY INCENTIVE PLAN RESTRICTED SHARE UNIT AWARD AGREEMENT THIS RESTRICTED SHARE UNIT AWARD AGREEMENT (this ?Agreement?) is dated as of [, 20] by and between Establishment Labs Holdings Inc., a British Virgin Islands company (the ?Company?), and [] (the ?Participant?). W I T N E S S E T H WHEREAS, pursuant to the Establishment Labs Holdings Inc. |
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March 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 1, 2022 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of in |
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March 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establishment Labs Holdin |
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March 1, 2022 |
EXHIBIT 107 Calculation of Filing Fee Table ??? Form S-8 ??????????????????..???? Establishment Lab Holdings Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Shares, no par value 457(c); 457(h) 750,000(2) $ |
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March 1, 2022 |
Coyol Free Zone & Business Park Building, 4th Street, Building B-15, Alajuela, COSTA RICA 1187 Coast Village Road, Suite 1-402, Santa Barbara CA 93108, USA EXHIBIT 99. |
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March 1, 2022 |
Form of Share Option Agreement (US) under the 2018 Equity Incentive Plan EXHIBIT 10.24 ESTABLISHMENT LABS HOLDINGS INC. 2018 EQUITY INCENTIVE PLAN SHARE OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the Establishment Labs Holdings Inc. 2018 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Share Option Agreement, which includes the Notice of Share Option Grant (the ?Notice of Grant?), the Terms and Conditions of Sha |
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March 1, 2022 |
EXHIBIT 10.23 FIRST AMENDMENT TO THE SUPPLY AGREEMENT DATED AUGUST 18, 2016 This First Amendment (?Amendment?) to the Supply Agreement dated August 18, 2016, is made effective as of the 1st day of January, 2022 (the ?Effective Date?), by and between NuSil Technology LLC, a Delaware limited liability company with its principal office at 1050 Cindy Lane, Carpinteria, California 93013 USA (?NuSil?), |
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March 1, 2022 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S?8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Establishment Labs Holdings Inc. (Exact name of Registrant as specified in its charter) British Virgin Islands Not applicable (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) Building B15 |
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March 1, 2022 |
List of Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF ESTABLISHMENT LABS HOLDINGS INC. Name of Subsidiary Jurisdiction of Organization Establishment Labs, S.A. Costa Rica Motiva USA, LLC Delaware JAMM Technologies, Inc. Delaware Establishment Labs Produtos par Saude Ltda Brazil European Distribution Center Motiva BVBA * Belgium Motiva Implants France SAS France JEN-Vault AG Switzerland Motiva Nordica AB ** Sweden Motiva I |
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March 1, 2022 |
Form of Share Option Agreement (International) under the 2018 Equity Incentive Plan EXHIBIT 10.25 ESTABLISHMENT LABS HOLDINGS INC. 2018 EQUITY INCENTIVE PLAN SHARE OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the Establishment Labs Holdings Inc. 2018 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Share Option Agreement, which includes the Notice of Share Option Grant (the ?Notice of Grant?), the Terms and Conditions of Sha |
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February 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Establishment Labs Holdings Inc. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) G31249108 (CUSIP Number) December 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant t |
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February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ESTABLISHMENT LABS HOLDINGS INC. (Name of Issuer) Common Shares, No Par Value (Title of Class of Securities) G31249108 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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February 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Establishment Labs Holdings Inc. (Name of Issuer) (Title of Class of Securities) G31249108 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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February 1, 2022 |
ESTA / Establishment Labs Holdings Inc / Chacon Quiros Juan Jose - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Establishment Labs Holdings Inc. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) G31249 108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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January 10, 2022 |
Establishment Labs Announces Preliminary Fourth Quarter and Fiscal Year 2021 Revenue Coyol Free Zone & Business Park Building, 4th Street, Building B-15, Alajuela, COSTA RICA 1187 Coast Village Road, Suite 1-402, Santa Barbara CA 93108, USA EXHIBIT 99. |
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January 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 10, 2022 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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December 13, 2021 |
Establishment Labs Announces Appointment of Raj Denhoy as Chief Financial Officer EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415-828-1044 [email protected] Establishment Labs Announces Appointment of Raj Denhoy as Chief Financial Officer SANTA BARBARA, Calif., December 13, 2021 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a global medical technology company dedicated to improving women?s health and wellness, principally in breast aesthetics |
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December 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 8, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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December 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 8, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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December 10, 2021 |
EXHIBIT 10.1 ESTABLISHMENT LABS HOLDINGS INC. INDEMNIFICATION AGREEMENT This Indemnification Agreement (this ?Agreement?) is dated as of [DATE] (the ?Effective Date?), and is between Establishment Labs Holdings Inc., a company incorporated under the laws of the British Virgin Islands (the ?Company?), and [NAME] (?Indemnitee?). RECITALS A. Indemnitee?s service to the Company substantially benefits |
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December 10, 2021 |
Establishment Labs Announces Appointment of Leslie Gillin to Board of Directors EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415-828-1044 [email protected] Establishment Labs Announces Appointment of Leslie Gillin to Board of Directors SANTA BARBARA, Calif., December 10, 2021 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a global medical technology company dedicated to improving women?s health and wellness, principally in breast aesthetics an |
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November 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 9, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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November 9, 2021 |
Establishment Labs Reports Third Quarter 2021 Financial Results and Raises Full Year Guidance EX-99.1 2 esta3q21pressrelease-ex991.htm EX-99.1 Coyol Free Zone & Business Park Building, 4th Street, Building B-15, Alajuela, COSTA RICA 1187 Coast Village Road, Suite 1-402, Santa Barbara CA 93108, USA EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Reports Third Quarter 2021 Financial Results and Raises Full Year Guida |
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November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Estab |
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July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establishm |
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July 29, 2021 |
Coyol Free Zone & Business Park Building, 4th Street, Building B-15, Alajuela, COSTA RICA 1187 Coast Village Road, Suite 1-402, Santa Barbara CA 93108, USA EXHIBIT 99. |
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July 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 29, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of in |
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July 15, 2021 |
Establishment Labs Announces Appointment of Ann Custin and Bryan Slotkin to Board of Directors EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415-828-1044 [email protected] Establishment Labs Announces Appointment of Ann Custin and Bryan Slotkin to Board of Directors SANTA BARBARA, Calif., July 15, 2021 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a medical technology company focused on women?s health, initially in the breast aesthetics and reconstruction ma |
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July 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 13, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of in |
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July 12, 2021 |
EX-99.1 2 ex9918kpr71221.htm EX-99.1 EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415-828-1044 [email protected] Establishment Labs Announces Departure of CFO and Appointment of Raj Denhoy as Interim CFO • Company also announces preliminary second quarter 2021 revenue of $31 million to $32 million SANTA BARBARA, Calif., July 12, 2021 - Establishment Labs Holdings Inc. |
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July 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 7, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of inc |
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May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 24, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of inc |
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May 18, 2021 |
Establishment Labs Announces Pratip Dastidar Has Joined the Company as Head of Global Operations EX-99.1 3 ex9918kpr51821.htm EX-99.1 EXHIBIT 99.1 Establishment Labs Announces Pratip Dastidar Has Joined the Company as Head of Global Operations SANTA BARBARA, Calif., May 18, 2021 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a medical technology company focused on women’s health, initially in the breast aesthetics and reconstruction market, announced today that Pratip Dastidar has been ap |
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May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 17, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of inc |
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May 18, 2021 |
Employment Agreement by and between Registrant and Pratip Dastidar, dated May 17, 2021. EXHIBIT 10.1 ESTABLISHMENT LABS HOLDINGS INC. EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of May 17, 2021 (the ?Effective Date?), by and between ESTABLISHMENT LABS HOLDINGS INC., a BVI corporation (the ?Company?) and Pratip Dastidar, an individual (the ?Executive?). Background WHEREAS, the Company desires to employ the Executive for the term hereof |
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May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establish |
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May 5, 2021 |
Establishment Labs Reports Record First Quarter 2021 Financial Results and Raises Full Year Guidance EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Reports Record First Quarter 2021 Financial Results and Raises Full Year Guidance SANTA BARBARA, Calif., May 5, 2021 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a medical technology company focused on women?s health, initially in the breast aesthetics and reconstructio |
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May 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 5, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of inco |
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April 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e)(2)) x Definitive Proxy State |
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March 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 19, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of i |
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March 15, 2021 |
List of Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF ESTABLISHMENT LABS HOLDINGS INC. Name of Subsidiary Jurisdiction of Organization Establishment Labs, S.A. Costa Rica Motiva USA, LLC Delaware JAMM Technologies, Inc. Delaware Establishment Labs Produtos par Saude Ltda Brazil European Distribution Center Motiva BVBA * Belgium Motiva Implants France SAS France JEN-Vault AG Switzerland Motiva Nordica AB ** Sweden Motiva I |
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March 15, 2021 |
As filed with the Securities and Exchange Commission on March 15, 2021 Registration No. |
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March 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establishment Labs Holdin |
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March 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 10, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of i |
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March 10, 2021 |
EX-99.1 2 esta4q20pressrelease-ex991.htm EX-99.1 EXHIBIT 99.1 PRESS RELEASE Investor/Media Contact: Raj Denhoy 415 828-1044 [email protected] Establishment Labs Reports Fourth Quarter and Full Year 2020 Financial Results; Record Fourth Quarter Revenue of $27.0 Million SANTA BARBARA, Calif., March 10, 2021 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a medical technology company f |
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February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 15, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction o |
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February 17, 2021 |
Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G under the Securities Exchange Act of 1934, as amended, with respect to the Common Shares, No Par Value, of Establishment Labs Holdings Inc. |
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February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ESTABLISHMENT LABS HOLDINGS INC. (Name of Issuer) Common Shares, No Par Value (Title of Class of Securities) G31249108 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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February 12, 2021 |
JOINT FILING STATEMENT PURSUANT TO RULE 13D-1(K)(1) EX-1 2 ex1.htm Exhibit 1 JOINT FILING STATEMENT PURSUANT TO RULE 13D-1(K)(1) The undersigned hereby consent and agree to the joint filing of Schedule 13G Amendment No. 2 under the Securities Exchange Act of 1934, as amended, with respect to the Common Stock, of Establishment Labs Holdings Inc., together with any or all amendments thereto, when and if appropriate. The parties hereto further consent |
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February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Establishment Labs Holdings Inc. (Name of Issuer) (Title of Class of Securities) G31249108 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] |
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February 9, 2021 |
EXHIBIT 99.1 Establishment Labs Hosts Investor Event for its Motiva MIA® System for Minimally Invasive Augmentation •Minimally Invasive creates a new product category in breast aesthetics with a total addressable market of $4-5 billion •Clinical study shows significant benefits compared to traditional breast augmentation surgery, with procedures performed without general anesthesia and women exper |
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February 9, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 9, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Establishment Labs Holdings Inc. (Name of Issuer) Common Shares, no par value (Title of Class of Securities) G31249 108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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February 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 28, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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January 11, 2021 |
EXHIBIT 99.1 Establishment Labs Reports Preliminary Results for Fourth Quarter and Fiscal Year 2020 •Preliminary Revenue of $26.5 million to $27.5 million for the 4th Quarter, and $84.2 million to $85.2 million for Fiscal Year 2020 •Strong Performance Throughout Europe and Rebound to Pre-Pandemic Levels in Latin America Drive Record Quarterly Sales •Cash Balance at December 31, 2020 an Estimated $ |
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January 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 11, 2021 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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December 14, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 14, 2020 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction o |
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December 14, 2020 |
EX-99.1 2 ex9918kcemark.htm EX-99.1 EXHIBIT 99.1 Motiva Ergonomix2 Platform and Motiva Mia Implant Receive CE Mark •Commercial Launch of Ergonomix2 Planned for 2021 •Approval Accelerates Path to Europe for Motiva Mia •Pre-Commercial European Mia Procedures to Begin in Second Half of 2021 SANTA BARBARA, Calif., Dec. 14, 2020 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a medical technology co |
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November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Estab |
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November 9, 2020 |
Establishment Labs Reports Third Quarter 2020 Financial Results EX-99.1 2 esta3q20pressrelease-e.htm EX-99.1 EXHIBIT 99.1 Establishment Labs Reports Third Quarter 2020 Financial Results SANTA BARBARA, Calif., November 9, 2020 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a medical technology company focused on women’s health, initially in the breast aesthetics and reconstruction market, today announced its financial results for the third quarter ended Sep |
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November 9, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 9, 2020 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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October 21, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 21, 2020 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of |
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October 21, 2020 |
EXHIBIT 99.1 Establishment Labs Reports Preliminary Third Quarter Revenue and Cash Balance •$22 million to $23 million 3rd Quarter Preliminary Revenue •Cash Balance at September 30, 2020 an Estimated $81.0 million •Company to Announce Full 3rd Quarter Results on November 9 SANTA BARBARA, Calif., October 21, 2020 – Establishment Labs Holdings Inc. (NASDAQ: ESTA), a medical technology company focuse |
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October 2, 2020 |
ESTA / ESTABLISHMENT LABS HOLDINGS INC. / PURA VIDA INVESTMENTS, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Establishment Labs Holdings Inc. |
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October 2, 2020 |
Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G under the Securities Exchange Act of 1934, as amended, with respect to the Common Shares, No Par Value, of Establishment Labs Holdings Inc. |
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September 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 21, 2020 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction |
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September 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38593 Establishment Labs Holdings |
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September 25, 2020 |
September 25, 2020 VIA EDGAR AND COURIER United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 3030 Washington, D. |
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September 25, 2020 |
Establishment Labs Finalizes Distribution Agreement with Puregraft LLC EXHIBIT 99.1 Establishment Labs Finalizes Distribution Agreement with Puregraft LLC SANTA BARBARA, Calif., September 25, 2020 – Establishment Labs Holdings Inc. (NASDAQ: ESTA), a medical technology company focused on women’s health, initially in the breast aesthetics and reconstruction market, today announced it has finalized an amendment to its distribution agreement with Puregraft LLC for Puregr |
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September 25, 2020 |
EXHIBIT 10.1 Certain identified confidential information contained in this document, marked by brackets, has been excluded from this exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. SECOND AMENDMENT TO EXCLUSIVE DISTRIBUTION AGREEMENT This Second Amendment to the Exclusive Distribution Agreement (this “Second Amendment”) is made and entered |
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August 10, 2020 |
ex101executedmadrynfo344 EXECUTION VERSION FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT (this “Agreement”) dated as of August 5, 2020 (the “Fourth Amendment Effective Date”) is entered into among ESTABLISHMENT LABS HOLDINGS INC. |
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August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establishm |
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August 6, 2020 |
Establishment Labs Reports Second Quarter 2020 Financial Results EXHIBIT 99.1 Establishment Labs Reports Second Quarter 2020 Financial Results NEW YORK, August 6, 2020 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a medical technology company focused on women’s health, initially in the breast aesthetics and reconstruction market, today announced its financial results for the second quarter ended June 30, 2020. Second Quarter Highlights and Outlook •Worldwi |
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August 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 1, 2020 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of i |
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August 6, 2020 |
Establishment Labs Announces Transition to a Direct Sales Force in Italy EXHIBIT 99.2 Establishment Labs Announces Transition to a Direct Sales Force in Italy NEW YORK, Thursday, August 6, 2020 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a medical technology company focused on women’s health, initially in the breast aesthetics and reconstruction market, today announced it has entered into a definitive agreement with its Italian distributor to transition to a dir |
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August 6, 2020 |
EX-2.1 2 ngorionmotivaitalyasse.htm EX-2.1 EXHIBIT 2.1 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (along with the exhibits and schedules hereto, this “Agreement”) is dated August 1, 2020 (the “Effective Date”), and is entered into by and between MOTIVA ITALY S.r.l., a corporation organized under the laws of Italy, having its registered office at Piazza Filippo Meda 3, 20121 Milano, wit |
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July 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 26, 2020 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of in |
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June 23, 2020 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 18, 2020 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of in |
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May 29, 2020 |
Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 22, 2020 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of inc |
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May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establish |
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May 7, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 7, 2020 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of inco |
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May 7, 2020 |
Establishment Labs Reports Record First Quarter 2020 Financial Results EXHIBIT 99.1 Establishment Labs Reports Record First Quarter 2020 Financial Results NEW YORK, May 7, 2020 - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a medical technology company focused on women’s health, initially in the breast aesthetics and reconstruction market, today announced its financial results for the first quarter ended March 31, 2020. First Quarter Highlights and Outlook • Worl |
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April 16, 2020 |
ESTA / ESTABLISHMENT LABS HOLDINGS INC. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) x Definitive Proxy State |
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March 16, 2020 |
List of Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF ESTABLISHMENT LABS HOLDINGS INC. Name of Subsidiary Jurisdiction of Organization Establishment Labs, S.A. Costa Rica Motiva USA, LLC Delaware JAMM Technologies, Inc. Delaware Establishment Labs Produtos par Saude Ltda Brazil European Distribution Center Motiva BVBA * Belgium Motiva Implants France SAS France JEN-Vault AG Switzerland Motiva Nordica AB ** Sweden Motiva I |
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March 16, 2020 |
ESTA / ESTABLISHMENT LABS HOLDINGS INC. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38593 Establishment Labs Holdin |
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March 16, 2020 |
ESTA / ESTABLISHMENT LABS HOLDINGS INC. S-8 - - S-8 As filed with the Securities and Exchange Commission on March 16, 2020 Registration No. |
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March 16, 2020 |
Establishment Labs Reports Fourth Quarter and Full Year 2019 Financial Results EX-99.1 2 esta4q19pressrelease-ex991.htm EXHIBIT 99.1 EXHIBIT 99.1 Establishment Labs Reports Fourth Quarter and Full Year 2019 Financial Results March 16, 2020 NEW YORK - Establishment Labs Holdings Inc. (NASDAQ: ESTA), a medical technology company focused on women’s health, initially in the breast aesthetics and reconstruction market, today announced its financial results for the fourth quarter |
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March 16, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 16, 2020 Date of Report (date of earliest event reported) Establishment Labs Holdings Inc. (Exact name of registrant as specified in its charter) British Virgin Islands 001-38593 Not applicable (State or other jurisdiction of i |
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March 16, 2020 |
EX-4.8 2 exhibit48q42019.htm EXHIBIT 4.8 Exhibit 4.8 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Establishment Labs Holdings Inc. (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common shares, no par value per share. As used in this summary, the te |