الإحصائيات الأساسية
| LEI | 549300XY1661QCIA7J65 |
| CIK | 1889539 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Corebridge Financial, Inc. - Preferred Security
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 8, 2025 |
Corebridge Financial, Inc. 30,000,000 SHARES OF COMMON STOCK Underwriting Agreement Exhibit 1.1 Execution Version CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) PRIVATE OR CONFIDENTIAL. SUCH EXCLUDED INFORMATION IS IDENTIFIED HEREIN WITH “[***].” Corebridge Financial, Inc. 30,000,000 SHARES OF COMMON STOCK Underwriting Agreement August 6, 2025 Morgan Stanley & Co. LLC As representative of the several Underwriters na |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2025 (August 6, 2025) Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction (Commissio |
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| August 7, 2025 |
Calculation of Filing Fee Tables S-3 Corebridge Financial, Inc. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward |
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| August 7, 2025 |
30,000,000 Shares Corebridge Financial, Inc. Common Stock Filed Pursuant to Rule 424(b)(7) Registration No. 333-275326 PROSPECTUS SUPPLEMENT (TO PROSPECTUS DATED NOVEMBER 6, 2023) 30,000,000 Shares Corebridge Financial, Inc. Common Stock All of the 30,000,000 shares of common stock of Corebridge Financial, Inc. are being sold by American International Group, Inc., the selling stockholder. We will not receive any of the proceeds from the sale of the share |
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| August 6, 2025 |
Subject to Completion Preliminary Prospectus Supplement, dated August 6, 2025 The information in this preliminary prospectus supplement is not complete and may be changed. |
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| August 5, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41504 Core |
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| August 5, 2025 |
Exhibit 10.2 Execution Version CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) PRIVATE OR CONFIDENTIAL. SUCH EXCLUDED INFORMATION IS IDENTIFIED HEREIN WITH “[***].” COINSURANCE AND MODIFIED COINSURANCE AGREEMENT Between AMERICAN GENERAL LIFE INSURANCE COMPANY (referred to as the Ceding Company) and CORPORATE SOLUTIONS LIFE REINSURANCE |
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| August 5, 2025 |
Exhibit 10.1 EXECUTION VERSION MASTER TRANSACTION AGREEMENT dated as of June 25, 2025 by and among AMERICAN GENERAL LIFE INSURANCE COMPANY, THE UNITED STATES LIFE INSURANCE COMPANY IN THE CITY OF NEW YORK, (referred to as the Ceding Companies) CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY (referred to as the Reinsurer) and, solely with respect to Article IX hereto, VENERABLE HOLDINGS, INC. (referre |
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| August 4, 2025 |
Corebridge Financial Announces Second Quarter 2025 Results FOR IMMEDIATE RELEASE Corebridge Financial Announces Second Quarter 2025 Results •Net loss of $660 million, or $1. |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commissi |
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| July 9, 2025 |
te of Incorporation of Corebridge Financial, I SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of COREBRIDGE FINANCIAL, INC. |
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| July 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2025 Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commission |
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| June 26, 2025 |
FOR IMMEDIATE RELEASE Corebridge Financial Announces Transformative Individual Retirement Variable Annuity Transaction with Venerable Full exit of Individual Retirement variable annuities Significant value upside for shareholders with $2. |
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| June 26, 2025 |
1 Transformative Individual Retirement Variable Annuity Transaction June 26, 2025 2 Note regarding forward looking & non-GAAP financial measures Cautionary Statement Regarding Forward-Looking Information Certain statements in this presentation and other publicly available documents may include statements of historical or present fact, which, to the extent they are not statements of historical or present fact, constitute “forward-looking statements” within the meaning of the U. |
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| June 26, 2025 |
Regulation FD Disclosure, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2025 Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commissio |
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| June 4, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2025 Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 27, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confi |
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| May 14, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confid |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 6, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41504 Cor |
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| May 6, 2025 |
COREBRIDGE FINANCIAL, INC. LONG TERM INCENTIVE PLAN LTI AWARD AGREEMENT Exhibit 10.1 COREBRIDGE FINANCIAL, INC. LONG TERM INCENTIVE PLAN LTI AWARD AGREEMENT 1.Status of Award; Defined Terms. Corebridge Financial, Inc. (“Corebridge”) has awarded you [performance share units] [restricted stock units] [and] [stock options] (the “Award”) pursuant to the Corebridge Financial, Inc. Long Term Incentive Plan and the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan (toge |
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| May 5, 2025 |
Corebridge Financial Announces First Quarter 2025 Results FOR IMMEDIATE RELEASE Corebridge Financial Announces First Quarter 2025 Results •Net loss of $664 million, or $1. |
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| May 5, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2025 Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commission |
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| April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| April 16, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confi |
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| March 27, 2025 |
EXECUTION COPY REVOLVING CREDIT AGREEMENT dated as of March 26, 2025 among COREBRIDGE FINANCIAL, INC. |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2025 Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commissi |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of In |
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| February 13, 2025 |
COREBRIDGE ACCOUNTING RESTATEMENT CLAWBACK POLICY Adopted December 1, 2023 Exhibit 97 COREBRIDGE ACCOUNTING RESTATEMENT CLAWBACK POLICY Adopted December 1, 2023 Purpose The Corebridge Financial, Inc. |
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| February 13, 2025 |
SUBSIDIARIES OF COREBRIDGE FINANCIAL, INC. as of December 31, 2024 Exhibit 21.1 SUBSIDIARIES OF COREBRIDGE FINANCIAL, INC. as of December 31, 2024 Legal Name Jurisdiction of Incorporation or Organization Corebridge Financial, Inc. Delaware Corebridge Life Holdings, Inc. Texas AGC Life Insurance Company Missouri Corebridge Insurance Company of Bermuda, Ltd. Bermuda American General Life Insurance Company Texas SunAmerica Asset Management, LLC Delaware Corebridge C |
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| February 13, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41504 Corebrid |
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| February 13, 2025 |
COREBRIDGE INSIDER TRADING POLICY Effective January 1, 2025 Exhibit 19.1 COREBRIDGE INSIDER TRADING POLICY Effective January 1, 2025 I.Purpose Corebridge Financial, Inc. (together with its subsidiaries, “Corebridge” or “Company”) has established this Corebridge Insider Trading Policy (the “Policy”) to set forth requirements with respect to Transactions in Corebridge Securities, as well as the Securities of other companies. The purpose of this Policy is to |
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| February 12, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2025 Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commi |
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| February 12, 2025 |
FOR IMMEDIATE RELEASE Corebridge Financial Announces Fourth Quarter and Full Year 2024 Results Fourth quarter •Net income of $2. |
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| January 13, 2025 |
Corebridge Financial Announces Keith Gubbay and Colin J. Parris Appointed to Board of Directors Exhibit 99.1 Corebridge Financial Announces Keith Gubbay and Colin J. Parris Appointed to Board of Directors HOUSTON – January 13, 2025 – Corebridge Financial (NYSE: CRBG) today announced that Keith Gubbay and Colin J. Parris have joined its Board of Directors. With these appointments, the Corebridge Financial Board of Directors now consists of 13 members. “We are pleased to welcome two very stron |
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| January 13, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commis |
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| December 13, 2024 |
CRBG / Corebridge Financial, Inc. / NIPPON LIFE INSURANCE CO Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Corebridge Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 21871X109 (CUSIP Number) Kohei Sano Nippon Life Insurance Company 3-5-12, Imabashi, Chuo-ku Osaka 541-8501, Japan +81-3-5533-9975 (Name, Add |
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| December 10, 2024 |
Corebridge Financial Announces Updates to its Board of Directors Exhibit 99.1 Corebridge Financial Announces Updates to its Board of Directors HOUSTON – December 10, 2024 – Corebridge Financial, Inc. (NYSE: CRBG) today announced updates to its Board of Directors. Peter Zaffino, Chairman & Chief Executive Officer of American International Group, Inc. (AIG), will step down as Chairman of the Board of Corebridge Financial after serving in this role since November |
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| December 10, 2024 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”), is made and entered into by and among Corebridge Financial, Inc., a Delaware corporation (the “Company”), American International Group, Inc., a Delaware corporation (“AIG”), and Nippon Life Insurance Company, a mutual company (sougogaisha) organized under the laws of Japan (“Buyer”), and is dated and |
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| December 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2024 (December 9, 2024) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other jurisdiction of in |
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| December 10, 2024 |
Exhibit 10.1 STOCKHOLDER’S AGREEMENT by and between COREBRIDGE FINANCIAL, INC. and NIPPON LIFE INSURANCE COMPANY Dated as of December 9, 2024 TABLE OF CONTENTS Page ARTICLE I INTRODUCTORY MATTERS 1 Section 1.1 Defined Terms 1 Section 1.2 Construction 6 ARTICLE II CORPORATE GOVERNANCE MATTERS 7 Section 2.1 Composition of the Board 7 Section 2.2 Committees 10 Section 2.3 Board Observer 11 Section 2. |
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| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 95-4715639 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification Num |
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| November 22, 2024 |
, LLC, BofA Securities, Inc., J.P. Morgan Securities LLC, Morgan S Exhibit 1.1 Corebridge Financial, Inc. $600,000,000 6.375% Junior Subordinated Notes due 2064 Underwriting Agreement November 19, 2024 Wells Fargo Securities, LLC BofA Securities, Inc. J.P. Morgan Securities LLC Morgan Stanley & Co. LLC RBC Capital Markets, LLC As representatives of the several Underwriters named in Schedule I hereto c/o Wells Fargo Securities, LLC 550 South Tryon Street, 5th Floo |
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| November 22, 2024 |
Exhibit 4.2 COREBRIDGE FINANCIAL, INC. TO THE BANK OF NEW YORK MELLON, Trustee Third Supplemental Indenture Dated as of November 22, 2024 (Supplemental to Subordinated Indenture Dated as of August 23, 2022) 6.375% Junior Subordinated Notes due 2064 TABLE OF CONTENTS ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 2 Section 1.01. Relation to Existing Indenture 2 Section 1.02. De |
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| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2024 (November 19, 2024) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other jurisdiction of i |
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| November 20, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Corebridge Financial, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effectiv |
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| November 20, 2024 |
$600,000,000 6.375% Junior Subordinated Notes due 2064 Filed Pursuant to Rule 424(b)(2) Registration No. 333-275890 PROSPECTUS SUPPLEMENT (TO PROSPECTUS DATED DECEMBER 5, 2023) $600,000,000 6.375% Junior Subordinated Notes due 2064 Corebridge Financial, Inc. (the “Issuer” or “Corebridge”) is offering $600,000,000 aggregate principal amount of its 6.375% junior subordinated notes due 2064 (the “Notes”). The Notes will bear interest from the date they a |
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| November 19, 2024 |
Subject to Completion Preliminary Prospectus Supplement, dated November 19, 2024 The information in this preliminary prospectus supplement is not complete and may be changed. |
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| November 19, 2024 |
Free Writing Prospectus Dated November 19, 2024 Filed Pursuant to Rule 433 Registration Statement No. |
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| November 12, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 (November 7, 2024) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other jurisdiction of in |
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| November 12, 2024 |
Exhibit 1.1 Execution Version Corebridge Financial, Inc. 30,000,000 SHARES OF COMMON STOCK Underwriting Agreement November 7, 2024 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC As representatives of the several Underwriters named in Schedule I hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/o Morgan Stanley & Co. LLC 1585 Broadway, 31st Floor New York, New |
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| November 8, 2024 |
30,000,000 Shares Corebridge Financial, Inc. Common Stock The information contained in this preliminary prospectus supplement is not complete and may be changed. |
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| November 8, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Corebridge Financial, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effectiv |
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| November 8, 2024 |
30,000,000 Shares Corebridge Financial, Inc. Common Stock Filed Pursuant to Rule 424(b)(7) Registration No. 333-275326 PROSPECTUS SUPPLEMENT (TO PROSPECTUS DATED NOVEMBER 6, 2023) 30,000,000 Shares Corebridge Financial, Inc. Common Stock All of the 30,000,000 shares of common stock of Corebridge Financial, Inc. are being sold by American International Group, Inc., the selling stockholder. We will not receive any of the proceeds from the sale of the share |
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| November 5, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41504 |
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| November 4, 2024 |
Corebridge Financial Announces Third Quarter 2024 Results FOR IMMEDIATE RELEASE Corebridge Financial Announces Third Quarter 2024 Results •Net loss of $1. |
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| November 4, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2024 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commis |
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| October 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| October 7, 2024 |
SC 13G/A 1 tm2425577d3sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* CARLYLE TACTICAL PRIVATE CREDIT FUND (Name of Issuer) Series A Mandatory R |
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| October 7, 2024 |
EX-99.1 2 tm2425577d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Corebridge Financial, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: American General Life Insurance Company*: Insurance Company pursuant to Rule 13d-1(b)(1)(ii)(C) |
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| October 7, 2024 |
EX-99.1 2 tm2425577d3ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Corebridge Financial, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: American General Life Insurance Company*: Insurance Company pursuant to Rule 13d-1(b)(1)(ii)(C) |
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| October 7, 2024 |
Corebridge Financial, Inc. - SC 13G/A SC 13G/A 1 tm2425577d2sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* CLEARBRIDGE MLP & MIDSTREAM FUND INC. (Name of Issuer) Mandatory Redeemabl |
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| September 12, 2024 |
Exhibit 1.1 Execution Version Corebridge Financial, Inc. $750,000,000 6.375% Fixed-to-Fixed Reset Rate Junior Subordinated Notes due 2054 Underwriting Agreement September 5, 2024 BNP Paribas Securities Corp. Citigroup Global Markets Inc. Morgan Stanley & Co. LLC Wells Fargo Securities, LLC As representatives of the several Underwriters named in Schedule I hereto c/o BNP Paribas Securities Corp. 78 |
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| September 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2024 (September 5, 2024) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other jurisdiction of |
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| September 12, 2024 |
Exhibit 4.2 Execution Version COREBRIDGE FINANCIAL, INC. TO THE BANK OF NEW YORK MELLON, Trustee Second Supplemental Indenture Dated as of September 12, 2024 (Supplemental to Subordinated Indenture Dated as of August 23, 2022) 6.375% Fixed-to-Fixed Reset Rate Junior Subordinated Notes due 2054 TABLE OF CONTENTS ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 2 Section 1.01. Rel |
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| September 9, 2024 |
$750,000,000 6.375% Fixed-to-Fixed Reset Rate Junior Subordinated Notes due 2054 Filed Pursuant to Rule 424(b)(2) Registration No. 333-275890 PROSPECTUS SUPPLEMENT (TO PROSPECTUS DATED DECEMBER 5, 2023) $750,000,000 6.375% Fixed-to-Fixed Reset Rate Junior Subordinated Notes due 2054 Corebridge Financial, Inc. (the “Issuer” or “Corebridge”) is offering $750,000,000 aggregate principal amount of its 6.375% fixed-to-fixed reset rate junior subordinated notes due 2054 (the “Notes” |
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| September 9, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Corebridge Financial, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effectiv |
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| September 5, 2024 |
Free Writing Prospectus Dated September 5, 2024 Filed Pursuant to Rule 433 Registration Statement No. |
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| September 5, 2024 |
Subject to Completion Preliminary Prospectus Supplement, dated September 5, 2024 The information in this preliminary prospectus supplement is not complete and may be changed. |
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| August 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2024 (August 24, 2024) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other jurisdiction of incor |
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| August 26, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Corebridge Financial Elects Edward Bousa to Board of Directors Former Mutual Fund Executive Brings 40 Years of Experience in Investments, Corporate Strategy and Risk Management HOUSTON – August 26, 2024 – Corebridge Financial, Inc. (NYSE: CRBG) today announced that its Board of Directors has elected Edward Bousa as an independent director, effective immediately. |
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| August 6, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2024 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other jurisdiction of incorporation) (Commissi |
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| August 6, 2024 |
Exhibit 10.1 Execution Version SHARE REPURCHASE AGREEMENT dated as of August 5, 2024 between COREBRIDGE FINANCIAL, INC. and AMERICAN INTERNATIONAL GROUP, INC. Table of Contents Page 1.1 Repurchase 1 1.2 Closing 2 1.3 Closing Conditions 2 Article 2 Representations and Warranties of Stockholder 2.1 Existence 3 2.2 Authorization; Power and Authority 3 2.3 No Conflicts 3 2.4 Title 3 Article 3 Represen |
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| August 1, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41504 Core |
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| August 1, 2024 |
IRREVOCABLE WAIVER OF AMERICAN INTERNATIONAL GROUP, INC. PURSUANT TO SEPARATION AGREEMENT Exhibit 10.3 IRREVOCABLE WAIVER OF AMERICAN INTERNATIONAL GROUP, INC. PURSUANT TO SEPARATION AGREEMENT Reference is made to the Separation Agreement, dated as of September 14, 2022 (the “Agreement”) and amended as of May 16, 2024 between American International Group, Inc. ("AIG") and Corebridge Financial, Inc. ("CRBG"). All capitalized terms not otherwise defined herein have the meanings set forth |
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| July 31, 2024 |
Corebridge Financial Announces Second Quarter 2024 Results FOR IMMEDIATE RELEASE Corebridge Financial Announces Second Quarter 2024 Results •Net income of $365 million, or $0. |
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| July 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commissio |
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| July 15, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280494 PROSPECTUS COREBRIDGE FINANCIAL, INC. Offer to Exchange $500,000,000 Outstanding 6.050% Senior Notes due 2033 for $500,000,000 Registered 6.050% Senior Notes due 2033 Corebridge Financial, Inc. is offering to exchange (the “Exchange Offer”) $500,000,000 aggregate principal amount of its outstanding 6.050% Senior Notes due 2033 (the “Old |
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| July 11, 2024 |
Corebridge Financial, Inc. 2919 Allen Parkway, Woodson Tower Houston, Texas 77019 Corebridge Financial, Inc. 2919 Allen Parkway, Woodson Tower Houston, Texas 77019 July 11, 2024 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Registration Statement on Form S-4 of Corebridge Financial, Inc. File No. 333 - 280494 Ladies and Gentlemen: Pursuant to the provisions of Rule 461 under the Securities Act of 1933, as |
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| June 26, 2024 |
Exhibit 4.3 Execution Version COREBRIDGE FINANCIAL, INC. AND CITIGROUP GLOBAL MARKETS INC. J.P. MORGAN SECURITIES LLC as representatives of the Initial Purchasers REGISTRATION RIGHTS AGREEMENT dated as of September 15, 2023 Table of Contents Page 1. Definitions 1 2. Registered Exchange Offer; Resales of New Notes by Exchanging Dealers; Private Exchange 4 3. Shelf Registration 6 4. Registration Def |
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| June 26, 2024 |
Form of Letter of Transmittal. Exhibit 99.1 LETTER OF TRANSMITTAL FOR COREBRIDGE FINANCIAL, INC. OFFER TO EXCHANGE ANY AND ALL OUTSTANDING 6.050% SENIOR NOTES DUE 2033, ISSUED ON SEPTEMBER 15, 2023 FOR A LIKE PRINCIPAL AMOUNT OF CORRESPONDING 6.050% SENIOR NOTES DUE 2033, WHICH HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, PURSUANT TO THE PROSPECTUS DATED , 2024 THE EXCHANGE OFFER WILL EXPIRE AT 5:00 P.M., |
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| June 26, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-4 (Form Type) Corebridge Financial, Inc. |
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| June 26, 2024 |
Form of Notice of Guaranteed Delivery. Exhibit 99.2 NOTICE OF GUARANTEED DELIVERY FOR COREBRIDGE FINANCIAL, INC. OFFER TO EXCHANGE ANY AND ALL OUTSTANDING 6.050% SENIOR NOTES DUE 2033, ISSUED ON SEPTEMBER 15, 2023, FOR A LIKE PRINCIPAL AMOUNT OF CORRESPONDING 6.050% SENIOR NOTES DUE 2033, WHICH HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, PURSUANT TO THE PROSPECTUS DATED , 2024 (Not to be used for signature guaran |
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| June 26, 2024 |
Exhibit 25.1 = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BA |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024. As filed with the Securities and Exchange Commission on June 26, 2024. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Corebridge Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 6311 95-4715639 (State or other jurisdiction of incorporation or organization) |
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| June 26, 2024 |
Exhibit 99.3 COREBRIDGE FINANCIAL, INC. OFFER TO EXCHANGE ANY AND ALL OUTSTANDING 6.050% SENIOR NOTES DUE 2033, ISSUED ON SEPTEMBER 15, 2023, FOR A LIKE PRINCIPAL AMOUNT OF CORRESPONDING 6.050% SENIOR NOTES DUE 2033, WHICH HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, PURSUANT TO THE PROSPECTUS DATED , 2024 To Our Clients: Enclosed for your consideration is a Prospectus, dated |
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| June 25, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2024 (June 21, 2024) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorpora |
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| June 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| June 11, 2024 |
EX-99.1 2 tm2416905d7ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Corebridge Financial, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: American General Life Insurance Company*: Insurance Company pursuant to Rule 13d-1(b)(1)(ii)(C) |
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| June 11, 2024 |
SC 13G 1 tm2416905d8sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* CARLYLE TACTICAL PRIVATE CREDIT FUND (Name of Issuer) Series A Mandatory Redeema |
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| June 11, 2024 |
EX-99.1 2 tm2416905d6ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Corebridge Financial, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: American General Life Insurance Company* Insurance Company pursuant to Rule 13d-1(b)(1)(ii)(C) C |
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| June 11, 2024 |
EX-99.1 2 tm2416905d8ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Corebridge Financial, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: American General Life Insurance Company*: Insurance Company pursuant to Rule 13d-1(b)(1)(ii)(C) |
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| June 11, 2024 |
DNP / DNP Select Income Fund Inc. / Corebridge Financial, Inc. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| June 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| June 11, 2024 |
SC 13G 1 tm2416905d5sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* CLEARBRIDGE MLP & MIDSTREAM FUND INC. (Name of Issuer) Mandatory Redeemable Pref |
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| June 11, 2024 |
EX-99.1 2 tm2416905d5ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Corebridge Financial, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Stock: American General Life Insurance Company*: Insurance Company pursuant to Rule 13d-1(b)(1)(ii)(C) C |
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| June 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2024 (June 9, 2024) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other jurisdiction of incorporat |
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| June 10, 2024 |
AIG Completes Deconsolidation of Corebridge Financial Exhibit 99.1 FOR IMMEDIATE RELEASE Press Release AIG Contacts: Quentin McMillan (Investors): [email protected] Claire Talcott (Media): [email protected] Corebridge Financial Contacts: Işıl Müderrisoğlu (Investors): [email protected] Matt Ward (Media): [email protected] AIG Completes Deconsolidation of Corebridge Financial NEW YORK – June 10, |
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| June 3, 2024 |
Exhibit 1.1 Execution Version Corebridge Financial, Inc. 30,000,000 SHARES OF COMMON STOCK Underwriting Agreement May 30, 2024 Morgan Stanley & Co. LLC As representative of the several Underwriters named in Schedule I hereto c/o Morgan Stanley & Co. LLC 1585 Broadway, 31st Floor New York, New York 10036 Ladies and Gentlemen: American International Group, Inc., a stockholder (the “Selling Stockhold |
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| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2024 (May 30, 2024) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other jurisdiction of incorporati |
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| May 31, 2024 |
30,000,000 Shares Corebridge Financial, Inc. Common Stock Filed Pursuant to Rule 424(b)(7) Registration No. 333-275326 PROSPECTUS SUPPLEMENT (TO PROSPECTUS DATED NOVEMBER 6, 2023) 30,000,000 Shares Corebridge Financial, Inc. Common Stock All of the 30,000,000 shares of common stock of Corebridge Financial, Inc. are being sold by American International Group, Inc., the selling stockholder. We will not receive any of the proceeds from the sale of the share |
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| May 31, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM 424(b)(7) (Form Type) Corebridge Financial, Inc. |
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| May 30, 2024 |
The information contained in this preliminary prospectus supplement is not complete and may be changed. |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 16, 2024 |
AMENDMENT TO SEPARATION AGREEMENT Exhibit 10.2 AMENDMENT TO SEPARATION AGREEMENT This AMENDMENT TO SEPARATION AGREEMENT (“Separation Agreement Amendment”), dated as of May 16, 2024, is by and between American International Group, Inc., a Delaware corporation (“AIG”), and Corebridge Financial, Inc., a Delaware corporation (“Corebridge”) (each a “Party” and, collectively, the “Parties”). Capitalized terms used herein but not defined |
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| May 16, 2024 |
Exhibit 10.1 Execution Version STOCK PURCHASE AGREEMENT dated as of May 16, 2024 by and among NIPPON LIFE INSURANCE COMPANY, AMERICAN INTERNATIONAL GROUP, INC. and COREBRIDGE FINANCIAL, INC. CONTENTS Page ARTICLE I DEFINITIONS AND INTERPRETATION 1 Section 1.01 Definitions 1 Section 1.02 Other Definitional and Interpretative Provisions 10 ARTICLE II THE PURCHASE AND SALE 12 Section 2.01 Purchase an |
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| May 3, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2024 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 3, 2024 |
Corebridge Financial Announces First Quarter 2024 Results FOR IMMEDIATE RELEASE Corebridge Financial Announces First Quarter 2024 Results •Net income of $878 million, or $1. |
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| May 3, 2024 |
COREBRIDGE FINANCIAL, INC. LONG TERM INCENTIVE PLAN LTI AWARD AGREEMENT EX-10.3 3 q12024exhibit103.htm EX-10.3 Exhibit 10.3 COREBRIDGE FINANCIAL, INC. LONG TERM INCENTIVE PLAN LTI AWARD AGREEMENT 1.Status of Award; Defined Terms. Corebridge Financial, Inc. (“Corebridge”) has awarded you [performance share units] [restricted stock units] [and] [stock options] (the “Award”) pursuant to the Corebridge Financial, Inc. Long Term Incentive Plan and the Corebridge Financial, |
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| May 3, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41504 Cor |
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| May 3, 2024 |
AMENDMENT AND WAIVER OF CONSENT AND VOTING RIGHTS Exhibit 10.2 AMENDMENT AND WAIVER OF CONSENT AND VOTING RIGHTS THIS AMENDMENT AND WAIVER OF CONSENT AND VOTING RIGHTS (this “Amendment and Waiver”) dated as of March 11, 2024, is by and among Corebridge Financial, Inc. (the “Company”), American International Group, Inc. (“AIG”), Argon Holdco LLC (the “Stockholder”), Blackstone Holdings II L.P. (“Holdings II”), Blackstone Holdings I/II GP L.L.C (“H |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| April 29, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2024 (April 22, 2024) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorpo |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2024 (April 2, 2024) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorpora |
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| March 13, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2024 (March 11, 2024) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorpo |
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| March 11, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Corebridge Financial Elects Deborah Leone to Board of Directors Former Goldman Sachs Partner Brings More Than 30 Years of Financial, Digital and Risk Management Experience HOUSTON – March 11, 2024 – Corebridge Financial, Inc. (NYSE: CRBG) today announced that its Board of Directors has elected Deborah Leone as an independent director on March 5, 2024. Ms. Leone i |
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| March 11, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2024 (March 5, 2024) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorpor |
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| February 15, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2024 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commi |
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| February 15, 2024 |
Corebridge Financial, Inc. Long Term Incentive Plan Amended and Restated November 15, 2023 Exhibit 10.51 Corebridge Financial, Inc. Long Term Incentive Plan Amended and Restated November 15, 2023 1.Purpose; Definitions This Corebridge Financial, Inc. Long Term Incentive Plan (this “Plan”) is designed to provide selected officers and key employees of Corebridge Financial, Inc. (“Corebridge” and together with its consolidated subsidiaries, determined in accordance with U.S. generally acce |
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| February 15, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41504 Corebrid |
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| February 15, 2024 |
Exhibit 4.12 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Corebridge Financial, Inc. (“Corebridge”, “we,” “us” and “our”) common stock, $0.01 par value per share, is our only class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The following description of our comm |
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| February 15, 2024 |
Subsidiaries of Corebridge Financial, Inc., incorporated by reference to Exhibit Exhibit 21.1 SUBSIDIARIES OF COREBRIDGE FINANCIAL, INC. as of December 31, 2023 Legal Name Jurisdiction of Incorporation or Organization Corebridge Financial, Inc. Delaware Corebridge Life Holdings, Inc. Texas AGC Life Insurance Company Missouri Corebridge Insurance Company of Bermuda, Ltd. Bermuda American General Life Insurance Company Texas SunAmerica Asset Management, LLC Delaware Corebridge C |
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| February 15, 2024 |
Corebridge Financial Announces Fourth Quarter and Full Year 2023 Results FOR IMMEDIATE RELEASE Corebridge Financial Announces Fourth Quarter and Full Year 2023 Results Fourth Quarter •Premiums and deposits1 of $10. |
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| February 15, 2024 |
COREBRIDGE ACCOUNTING RESTATEMENT CLAWBACK POLICY Adopted December 1, 2023 Exhibit 97 COREBRIDGE ACCOUNTING RESTATEMENT CLAWBACK POLICY Adopted December 1, 2023 Purpose The Corebridge Financial, Inc. |
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| February 13, 2024 |
CRBG / Corebridge Financial, Inc. / AMERICAN INTERNATIONAL GROUP, INC. - SC 13G/A Passive Investment SC 13G/A 1 tm245791d2sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Corebridge Financial, Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 21871X 109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statemen |
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| February 9, 2024 |
CRBG / Corebridge Financial, Inc. / Blackstone Holdings II L.P. - SC 13G/A Passive Investment SC 13G/A 1 d772149dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Corebridge Financial, Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 21871X109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) C |
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| December 15, 2023 |
Exhibit 10.1 SHARE REPURCHASE AGREEMENT dated as of December 14, 2023 by and among AMERICAN INTERNATIONAL GROUP, INC. COREBRIDGE FINANCIAL, INC., and ARGON HOLDCO LLC Table of Contents Page Article 1 Sale and Repurchase 1.1 Repurchase 1 1.2 Closing 2 1.3 Closing Conditions 2 Article 2 Representations and Warranties of AIG 2.1 Existence 3 2.2 Authorization; Power and Authority 3 2.3 No Conflicts 3 |
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| December 15, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commi |
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| December 8, 2023 |
Exhibit 4.2 COREBRIDGE FINANCIAL, INC. Eighth Supplemental Indenture Dated as of December 8, 2023 (Supplemental to Indenture Dated as of April 5, 2022) THE BANK OF NEW YORK MELLON as Trustee EIGHTH SUPPLEMENTAL INDENTURE, dated as of December 8, 2023 (the “Eighth Supplemental Indenture”), between Corebridge Financial, Inc., a corporation duly organized and existing under the laws of the State of D |
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| December 8, 2023 |
Exhibit 1.1 Execution Version Corebridge Financial, Inc. $750,000,000 5.750% Senior Notes due 2034 Underwriting Agreement December 5, 2023 Goldman Sachs & Co. LLC Morgan Stanley & Co. LLC Wells Fargo Securities, LLC As representatives of the several Underwriters named in Schedule I hereto c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 c/o Morgan Stanley & Co. LLC 1585 Broadwa |
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| December 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2023 (December 5, 2023) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other jurisdiction of inc |
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| December 7, 2023 |
$750,000,000 5.750% Senior Notes due 2034 Filed Pursuant to Rule 424(b)(2) Registration No. 333-275890 PROSPECTUS SUPPLEMENT (TO PROSPECTUS DATED DECEMBER 5, 2023) $750,000,000 5.750% Senior Notes due 2034 Corebridge Financial, Inc. (the “Issuer” or “Corebridge”) is offering $750,000,000 aggregate principal amount of its 5.750% senior notes due 2034 (the “Notes”). The Notes will bear interest at the rate of 5.750% per annum, and are payab |
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| December 7, 2023 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(2) (Form Type) Corebridge Financial, Inc. |
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| December 5, 2023 |
As filed with the U.S. Securities and Exchange Commission on December 5, 2023 As filed with the U.S. Securities and Exchange Commission on December 5, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Corebridge Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 6411 90-4715639 (State or Other Jurisdiction of Incorporation or Organiz |
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| December 5, 2023 |
Exhibit 1.1 Execution Version Corebridge Financial, Inc. 35,000,000 SHARES OF COMMON STOCK Underwriting Agreement December 1, 2023 J.P. Morgan Securities LLC As representative of the several Underwriters named in Schedule I hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: American International Group, Inc., a stockholder (the “Selling Stockhol |
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| December 5, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2023 (December 1, 2023) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other jurisdiction of inc |
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| December 5, 2023 |
Subject to Completion Preliminary Prospectus Supplement, dated December 5, 2023 The information in this preliminary prospectus supplement is not complete and may be changed. |
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| December 5, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Corebridge Financial, Inc. |
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| December 5, 2023 |
Free Writing Prospectus Dated December 5, 2023 Filed Pursuant to Rule 433 Registration Statement No. |
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| December 5, 2023 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ☐ THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| December 5, 2023 |
Exhibit 25.1 = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BA |
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| December 4, 2023 |
35,000,000 Shares Corebridge Financial, Inc. Common Stock Filed Pursuant to Rule 424(b)(7) Registration No. 333-275326 PROSPECTUS SUPPLEMENT (TO PROSPECTUS DATED NOVEMBER 6, 2023) 35,000,000 Shares Corebridge Financial, Inc. Common Stock All of the 35,000,000 shares of common stock of Corebridge Financial, Inc. are being sold by American International Group, Inc., the selling stockholder. We will not receive any of the proceeds from the sale of the share |
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| December 4, 2023 |
Exhibit 107 Calculation of Filing Fee Table FORM 424(b)(7) (Form Type) Corebridge Financial, Inc. |
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| December 1, 2023 |
Subject to Completion Preliminary Prospectus Supplement, dated December 1, 2023 The information in this preliminary prospectus supplement is not complete and may be changed. |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commi |
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| November 8, 2023 |
Exhibit 1.1 Execution Version Corebridge Financial, Inc. 50,000,000 SHARES OF COMMON STOCK Underwriting Agreement November 6, 2023 Goldman Sachs & Co. LLC J.P. Morgan Securities LLC As representatives of the several Underwriters named in Schedule I hereto c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 |
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| November 8, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 (November 6, 2023) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other jurisdiction of inc |
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| November 7, 2023 |
50,000,000 Shares Corebridge Financial, Inc. Common Stock Filed Pursuant to Rule 424(b)(7) Registration No. 333-275326 PROSPECTUS SUPPLEMENT (TO PROSPECTUS DATED November 6, 2023) 50,000,000 Shares Corebridge Financial, Inc. Common Stock All of the 50,000,000 shares of common stock of Corebridge Financial, Inc. are being sold by American International Group, Inc., the selling stockholder. We will not receive any of the proceeds from the sale of the share |
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| November 7, 2023 |
Exhibit 107 Calculation of Filing Fee Table FORM 424(b)(7) (Form Type) Corebridge Financial, Inc. |
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| November 6, 2023 |
Subject to Completion Preliminary Prospectus Supplement, dated November 6, 2023 The information in this preliminary prospectus supplement is not complete and may be changed. |
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| November 6, 2023 |
As filed with the U.S. Securities and Exchange Commission on November 6, 2023 As filed with the U.S. Securities and Exchange Commission on November 6, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Corebridge Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 6411 90-4715639 (State or Other Jurisdiction of Incorporation or Organiz |
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| November 6, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Corebridge Financial, Inc. |
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| November 3, 2023 |
AMENDMENT LETTER TO LENDERS PARTY TO THE CREDIT AGREEMENT REFERENCED BELOW Exhibit 10.25 EXECUTION VERSION AMENDMENT LETTER TO LENDERS PARTY TO THE CREDIT AGREEMENT REFERENCED BELOW August 24, 2022 Reference is made to the 3-Year Delayed Draw Term Loan Agreement (as amended, the “Credit Agreement”) dated as of February 25, 2022 among Corebridge Financial, Inc. (f/k/a SAFG Retirement Services, Inc.) (the “Company”), the lenders party thereto (the “Lenders”), and JPMorgan |
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| November 3, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41504 |
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| November 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commis |
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| November 3, 2023 |
Corebridge Financial Announces Third Quarter 2023 Results FOR IMMEDIATE RELEASE Corebridge Financial Announces Third Quarter 2023 Results •$1. |
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| September 15, 2023 |
Exhibit 4.2 COREBRIDGE FINANCIAL, INC. Seventh Supplemental Indenture Dated as of September 15, 2023 (Supplemental to Indenture Dated as of April 5, 2022) THE BANK OF NEW YORK MELLON as Trustee SEVENTH SUPPLEMENTAL INDENTURE, dated as of September 15, 2023 (the “Seventh Supplemental Indenture”), between Corebridge Financial, Inc., a corporation duly organized and existing under the laws of the Sta |
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| September 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2023 (September 15, 2023) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of |
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| August 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2023 (August 11, 2023) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incor |
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| August 4, 2023 |
Corebridge Financial Announces Second Quarter 2023 Results FOR IMMEDIATE RELEASE Corebridge Financial Announces Second Quarter 2023 Results •Premiums and deposits1 grew 42% compared to the prior year quarter •Base spread income2 grew 42% while base yield2 expanded 76 basis points compared to the prior year quarter •Net income of $771 million, or $1. |
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| August 4, 2023 |
Exhibit 10.1 Corebridge Financial, Inc. 2929 Allen Parkway Houston, Texas 77019 Alan Smith EVP and Chief Human Resources Officer [email protected] June 19, 2023 Chris Smith [email protected] Dear Chris, We are pleased to confirm the terms of your offer of employment with Corebridge Financial, Inc. (“Corebridge Financial”) or one of its subsidiaries (collectively, the “Company |
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| August 4, 2023 |
COREBRIDGE EXECUTIVE SEVERANCE PLAN Amended and Restated June 27, 2023 Exhibit 10.2 COREBRIDGE EXECUTIVE SEVERANCE PLAN Amended and Restated June 27, 2023 The Board of Directors (the “Board”) of Corebridge Financial, Inc., a Delaware corporation (the “Company”), adopted this Corebridge Executive Severance Plan (the “Plan”), effective as January 1, 2023 (the “Effective Date”). Capitalized terms not defined herein have the meanings provided in the Glossary of Terms. I. |
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| August 4, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41504 Core |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commissi |
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| July 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commissio |
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| June 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commissio |
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| June 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2023 (June 20, 2023) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorpora |
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| June 22, 2023 |
Exhibit 10.1 SHARE REPURCHASE AGREEMENT dated as of June 21, 2023 by and among AMERICAN INTERNATIONAL GROUP, INC. COREBRIDGE FINANCIAL, INC., and ARGON HOLDCO LLC Table of Contents Page Article 1 Sale and Repurchase 1.1 Repurchase 1 1.2 Closing 2 1.3 Closing Conditions 2 Article 2 Representations and Warranties of AIG 2.1 Existence 3 2.2 Authorization; Power and Authority 3 2.3 No Conflicts 3 2.4 |
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| June 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commissio |
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| June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 9, 2023 |
65,000,000 Shares Corebridge Financial, Inc. Common Stock Filed Pursuant to Rule 424(b)(1) Registration No. 333-272418 65,000,000 Shares Corebridge Financial, Inc. Common Stock The selling stockholder, American International Group, Inc. (“AIG”), is offering 65,000,000 shares of common stock of Corebridge Financial, Inc. We will not receive any of the proceeds from the sale of the shares being sold by the selling stockholder in this offering. The public o |
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| June 6, 2023 |
VIA EDGAR AND EMAIL Mr. Robert Arzonetti June 6, 2023 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: Corebridge Financial, Inc. Requested Date: June 7, 2023. Requested Time: 4:00 p.m., Eastern Time. Registration Statement on Form S-1 (File No. 333-272418) Dear Mr. Arzonetti: In accordance with Rule 461 under the Securities Act of 1933 |
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| June 6, 2023 |
Corebridge Financial, Inc. 2919 Allen Parkway, Woodson Tower Houston, Texas 77019 Corebridge Financial, Inc. 2919 Allen Parkway, Woodson Tower Houston, Texas 77019 June 6, 2023 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Registration Statement on Form S-1 of Corebridge Financial, Inc. File No. 333-272418 Ladies and Gentlemen: Pursuant to the provisions of Rule 461 under the Securities Act of 1933, as ame |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commission |
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| June 5, 2023 |
As filed with the Securities and Exchange Commission on June 5, 2023 As filed with the Securities and Exchange Commission on June 5, 2023 Registration No. |
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| June 5, 2023 |
TABLE OF CONTENTS Exhibit 99.1 Introductory note Corebridge Financial, Inc. (“Corebridge Parent”) adopted targeted improvements to the accounting for long-duration contracts (the “standard” or “LDTI”) on January 1, 2023, with a transition date of January 1, 2021. The terms “Corebridge,” “we,” “us,” “our” or the “Company” mean Corebridge Parent and its consolidated or combined subsidiaries, unless |
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| June 5, 2023 |
Form of Underwriting Agreement. Exhibit 1.1 Corebridge Financial, Inc. [●] SHARES OF COMMON STOCK Underwriting Agreement J.P. Morgan Securities LLC [●], 2023 Morgan Stanley & Co. LLC BofA Securities, Inc. Piper Sandler & Co. As representatives of the several Underwriters named in Schedule I hereto, c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/o Morgan Stanley & Co. LLC 1585 Broadway, 31st Floor Ne |
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| June 5, 2023 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-1 (Form Type) Corebridge Financial, Inc. |
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| May 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 11, 2023 |
Corebridge Short-Term Incentive Plan Exhibit 10.59 Corebridge Short-Term Incentive Plan 1.Purpose Corebridge Financial, Inc. (“Corebridge” and together with its consolidated subsidiaries, the “Company”) has created this Corebridge Short-Term Incentive Plan (this “Plan”) to strengthen its pay-for-performance culture by rewarding employees for business and individual performance during the applicable Performance Year. Awards under this |
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| May 11, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41504 Cor |
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| May 11, 2023 |
Corebridge Financial, Inc. Long Term Incentive Plan Amended and Restated March 21, 2023 Exhibit 10.57 Corebridge Financial, Inc. Long Term Incentive Plan Amended and Restated March 21, 2023 1.Purpose; Definitions This Corebridge Financial, Inc. Long Term Incentive Plan (this “Plan”) is designed to provide selected officers and key employees of Corebridge Financial, Inc. (“Corebridge” and together with its consolidated subsidiaries, determined in accordance with U.S. generally accepte |
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| May 11, 2023 |
COREBRIDGE FINANCIAL, INC. 2022 OMNIBUS INCENTIVE PLAN Exhibit 10.58 COREBRIDGE FINANCIAL, INC. 2022 OMNIBUS INCENTIVE PLAN 1 COREBRIDGE FINANCIAL, INC. 2022 OMNIBUS INCENTIVE PLAN ARTICLE I GENERAL 1.1 Purpose 4 1.2 Definitions 4 1.3 Administration 7 1.4 Persons Eligible for Awards 9 1.5 Types of Awards 9 1.6 Shares of Common Stock Available for Stock-Based Awards 9 ARTICLE II AWARDS UNDER THE PLAN 2.1 Agreements Evidencing Awards 11 2.2 No Rights as |
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| May 9, 2023 |
Corebridge Financial Announces First Quarter 2023 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Corebridge Financial Announces First Quarter 2023 Results • Premiums and deposits1 grew 45% compared to the prior year quarter • Base portfolio income2 for our insurance operating businesses grew 23% while base yield2 expanded 60 basis points compared to the prior year quarter • Net loss of $459 million, or $0.70 per share, largely the result of realized losses r |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 4, 2023 |
• • • • • • • • • • • • • • • • • • • • 4 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • Exhibit 99.2 2 • • • • • • • • • • • • • • • • • • • • 4 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • 4 4 4 4 4 4 |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 4, 2023 |
Exhibit 99.1 Recast Historical Results Quarterly Financial Supplement All financial information in this document is unaudited. This financial supplement has been recast to reflect Corebridge’s adoption, as of January 1, 2023, of Targeted Improvements to the Accounting for Long Duration Contracts (ASU 2018-12), which retroactively recast all prior periods presented. This supplement should be read i |
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| April 28, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 26, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-271143 PROSPECTUS COREBRIDGE FINANCIAL, INC. Offer to Exchange $1,000,000,000 Outstanding 3.500% Senior Notes due 2025 for $1,000,000,000 Registered 3.500% Senior Notes due 2025 $1,250,000,000 Outstanding 3.650% Senior Notes due 2027 for $1,250,000,000 Registered 3.650% Senior Notes due 2027 $1,000,000,000 Outstanding 3.850% Senior Notes due 20 |
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| April 24, 2023 |
Corebridge Financial, Inc. 2919 Allen Parkway, Woodson Tower Houston, Texas 77019 Corebridge Financial, Inc. 2919 Allen Parkway, Woodson Tower Houston, Texas 77019 April 24, 2023 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Registration Statement on Form S-4 of Corebridge Financial, Inc. File No. 333-271143 Ladies and Gentlemen: Pursuant to the provisions of Rule 461 under the Securities Act of 1933, as a |
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| April 5, 2023 |
Form of Notice of Guaranteed Delivery. Exhibit 99.2 NOTICE OF GUARANTEED DELIVERY FOR COREBRIDGE FINANCIAL, INC. OFFER TO EXCHANGE ANY AND ALL OUTSTANDING 3.500% SENIOR NOTES DUE 2025, ISSUED ON APRIL 5, 2022, 3.650% SENIOR NOTES DUE 2027, ISSUED ON APRIL 5, 2022, 3.850% SENIOR NOTES DUE 2029, ISSUED ON APRIL 5, 2022, 3.900% SENIOR NOTES DUE 2032, ISSUED ON APRIL 5, 2022, 4.350% SENIOR NOTES DUE 2042, ISSUED ON APRIL 5, 2022, 4.400% SE |
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| April 5, 2023 |
Exhibit 25.2 = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NE |
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| April 5, 2023 |
Exhibit 25.1 = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BA |
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| April 5, 2023 |
Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-1 (Form Type) Corebridge Financial, Inc. |
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| April 5, 2023 |
Form of Letter of Transmittal. Exhibit 99.1 LETTER OF TRANSMITTAL FOR COREBRIDGE FINANCIAL, INC. OFFER TO EXCHANGE ANY AND ALL OUTSTANDING 3.500% SENIOR NOTES DUE 2025, ISSUED ON APRIL 5, 2022, 3.650% SENIOR NOTES DUE 2027, ISSUED ON APRIL 5, 2022, 3.850% SENIOR NOTES DUE 2029, ISSUED ON APRIL 5, 2022, 3.900% SENIOR NOTES DUE 2032, ISSUED ON APRIL 5, 2022, 4.350% SENIOR NOTES DUE 2042, ISSUED ON APRIL 5, 2022, 4.400% SENIOR NOT |
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| April 5, 2023 |
As filed with the Securities and Exchange Commission on April 5, 2023. As filed with the Securities and Exchange Commission on April 5, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Corebridge Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 6311 95-4715639 (State or other jurisdiction of incorporation or organization) |
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| April 5, 2023 |
Exhibit 99.3 COREBRIDGE FINANCIAL, INC. OFFER TO EXCHANGE ANY AND ALL OUTSTANDING 3.500% SENIOR NOTES DUE 2025, ISSUED ON APRIL 5, 2022, 3.650% SENIOR NOTES DUE 2027, ISSUED ON APRIL 5, 2022, 3.850% SENIOR NOTES DUE 2029, ISSUED ON APRIL 5, 2022, 3.900% SENIOR NOTES DUE 2032, ISSUED ON APRIL 5, 2022, 4.350% SENIOR NOTES DUE 2042, ISSUED ON APRIL 5, 2022, 4.400% SENIOR NOTES DUE 2052, ISSUED ON APR |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commissi |
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| February 24, 2023 |
Exhibit 10.49 Peter Zaffino President and Chief Executive Officer, AIG 175 Water Street New York, NY 10038 www.aig.com Private & Confidential July 28, 2021 Sabra Purtill Re: AIG Leadership Continuity Award Dear Sabra: In recognition of your important role at AIG, you have been selected to receive a continuity incentive award under the AIG Leadership Continuity Plan (the “Plan”). This award is in a |
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| February 24, 2023 |
Exhibit 21.1 SUBSIDIARIES OF COREBRIDGE FINANCIAL, INC. as of December 31, 2022 Legal Name Jurisdiction of Incorporation or Organization Corebridge Financial, Inc. Delaware AIG Life Holdings, Inc. Texas AGC Life Insurance Company Missouri AIG Life of Bermuda, Ltd. Bermuda American General Life Insurance Company Texas SunAmerica Asset Management, LLC Delaware AIG Capital Services, Inc. Delaware The |
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| February 24, 2023 |
Exhibit 10.56 SALE, TRANSFER AND ASSIGNMENT AGREEMENT AND CROSS RECEIPT Relating to certain participation interests in residential mortgage loans This is a Sale, Transfer and Assignment Agreement (the “Agreement”) made as of December 23, 2022 between [NATIONAL UNION FIRE INSURANCE COMPANY OF PITTSBURGH, PA][AMERICAN HOME ASSURANCE COMPANY] (the “Assignor”) and [AMERICAN GENERAL LIFE INSURANCE COMP |
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| February 24, 2023 |
COREBRIDGE EXECUTIVE SEVERANCE PLAN Effective January 1, 2023 Exhibit 10.45 COREBRIDGE EXECUTIVE SEVERANCE PLAN Effective January 1, 2023 The Board of Directors (the “Board”) of Corebridge Financial, Inc., a Delaware corporation (the “Company”), has adopted this Corebridge Executive Severance Plan (the “Plan”), effective as January 1, 2022 (the “Effective Date”). Capitalized terms not defined herein have the meanings provided in the Glossary of Terms. I.Purp |
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| February 24, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41504 Corebrid |
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| February 24, 2023 |
Exhibit 4.10 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Corebridge Financial, Inc. (“Corebridge”, “we,” “us” and “our”) common stock, $0.01 par value per share, is our only class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The following description of our comm |
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| February 17, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commi |
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| February 17, 2023 |
Corebridge Financial Announces Fourth Quarter and Full Year 2022 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Corebridge Financial Announces Fourth Quarter and Full Year 2022 Results • Premiums and deposits1 excluding transactional activity grew 14% compared to the prior year quarter • Base portfolio income for our insurance operating businesses grew 19% while base yield expanded 54 basis points compared to the prior year quarter • Net loss of $566 million, or $0.87 per |
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| February 10, 2023 |
DRS 1 filename1.htm CONFIDENTIAL TREATMENT REQUESTED PURSUANT TO RULE 83 Confidential Draft Submission submitted to the U.S. Securities and Exchange Commission on February 10, 2023. This draft registration statement has not been publicly filed with the U.S. Securities and Exchange Commission, and all information herein remains confidential. Registration No. UNITED STATES SECURITIES AND EXCHANGE CO |
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| February 9, 2023 |
SC 13G 1 d379741dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Corebridge Financial, Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 21871X109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check t |
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| February 9, 2023 |
EX-99.1 2 d379741dex991.htm EX-99.1 Exhibit 1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the “Exchange Act”) the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13 of the Exchange Act or any rule or regulation thereunder |
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| February 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Corebridge Financial, Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 21871X 109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the app |
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| January 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 (January 29, 2023) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Inc |
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| January 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2023 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Incorporation) (Commis |
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| November 9, 2022 |
Exhibit 10.11 GUARANTEE REIMBURSEMENT AGREEMENT This GUARANTEE REIMBURSEMENT AGREEMENT (as amended, restated, supplemented or otherwise modified from time to time, this ?Agreement?), dated as of September 4, 2022, is entered into by AIG Life Holdings, Inc. (?AIG Life Holdings?) and Corebridge Financial, Inc. (the ?Parent? and, together with AIG Life Holdings, the ?Obligors?) for the benefit of Ame |
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| November 9, 2022 |
Exhibit 10.1 EMPLOYEE MATTERS AGREEMENT by and between AMERICAN INTERNATIONAL GROUP, INC. and COREBRIDGE FINANCIAL, INC. Dated as of September14, 2022 TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 Section 1.01. Definitions 1 Section 1.02. Interpretation 9 ARTICLE II GENERAL PRINCIPLES FOR ALLOCATION OF LIABILITIES 10 Section 2.01. General Principles 10 Section 2.02. Service Credit 12 Section 2.03. Ado |
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| November 9, 2022 |
Exhibit 10.7 GRANTBACK LICENSE AGREEMENT This Agreement is by and between Corebridge Financial, Inc., a Delaware corporation (?LICENSOR?) and American International Group, Inc., a Delaware corporation (?LICENSEE?). This Agreement is effective as of the Effective Date of the Separation Agreement entered into between the parties hereto. WHEREAS, under the terms of the Separation Agreement entered be |
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| November 9, 2022 |
EX-10.9 10 q32022exhibit109.htm EX-10.9 Exhibit 10.9 COLLATERAL AGREEMENT This Collateral Agreement (this “Agreement”) is made as of September 4, 2022 by and between AIG Life Holdings, Inc., a Texas corporation (“AIG Life Holdings”) and Corebridge Financial, Inc. (the “Parent” and, together with AIG Life Holdings, the “Pledgors”), and American International Group, Inc., a Delaware corporation (the |
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| November 9, 2022 |
Exhibit 10.12 COREBRIDGE FINANCIAL, INC. 2022 OMNIBUS INCENTIVE PLAN 1 COREBRIDGE FINANCIAL, INC. 2022 OMNIBUS INCENTIVE PLAN ARTICLE I GENERAL 1.1 Purpose 4 1.2 Definitions 4 1.3 Administration 6 1.4 Persons Eligible for Awards 7 1.5 Types of Awards 7 1.6 Shares of Common Stock Available for Stock-Based Awards 8 ARTICLE II AWARDS UNDER THE PLAN 2.1 Agreements Evidencing Awards 9 2.2 No Rights as |
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| November 9, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-41504 |
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| November 9, 2022 |
Exhibit 10.3 SEPARATION AGREEMENT by and between AMERICAN INTERNATIONAL GROUP, INC. and COREBRIDGE FINANCIAL, INC. Dated as of September 14, 2022 TABLE OF CONTENTS Page Article I DEFINITIONS Section 1.1 Definitions 1 Section 1.2 Timing of Provisions 13 Article II THE SEPARATION Section 2.1 Transfers of Assets and Assumption of Liabilities 13 Section 2.2 Corebridge Assets; AIG Assets 16 Section 2.3 |
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| November 9, 2022 |
Exhibit 10.8 EXECUTION VERSION MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS MEMBERSHIP INTEREST PURCHASE AGREEMENT (this ?Agreement?) is made as of September 9, 2022 and effective as of September 9, 2022 (the ?Effective Date?), by and among The Variable Annuity Life Insurance Company (the ?Purchaser?) and American International Group, Inc. (?AIG? or ?Member?). WHEREAS, AIG is the sole member of LSt |
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| November 9, 2022 |
Three Months Ended September 30, Exhibit 99.1 FOR IMMEDIATE RELEASE Corebridge Financial Announces Third Quarter 2022 Results ? Corebridge Financial, Inc. (?Corebridge? or the ?Company?) completed its initial public offering and began trading on the New York Stock Exchange under the ticker symbol CRBG on September 15, 2022 ? Net income per share of $3.63 compared to $2.20 per share for the prior year quarter ? Operating EPS1 of $ |
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| November 9, 2022 |
Exhibit 10.2 INTELLECTUAL PROPERTY ASSIGNMENT AGREEMENT, GRANTBACK LICENSE AND AIG LICENSE This INTELLECTUAL PROPERTY ASSIGNMENT AGREEMENT, GRANTBACK LICENSE AND AIG LICENSE (?Agreement?), effective as of the date of the Separation Agreement (the ?Separation Agreement?), is made by and between American International Group, Inc. (?AIG?), a Delaware corporation, (?Seller?), on the one hand, and Core |
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| November 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 brhc100438808k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2022 Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdict |
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| November 9, 2022 |
Exhibit 10.10 TAX MATTERS AGREEMENT by and among American International Group, Inc. and Corebridge Financial, Inc. Dated as of September 14, 2022 TABLE OF CONTENTS ARTICLE I DEFINITIONS Page Section 1.01 General 1 Section 1.02 Additional Definitions 4 ARTICLE II ALLOCATION, PAYMENT AND INDEMNIFICATION Section 2.01 Pre-Existing Tax Sharing Agreements 4 Section 2.02 Responsibility for Taxes; Indemni |
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| November 9, 2022 |
Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT by and between COREBRIDGE FINANCIAL, INC. AND AMERICAN INTERNATIONAL GROUP, INC. Dated as of September 14, 2022 TABLE OF CONTENTS Page Article I INTRODUCTORY MATTERS 1 1.1 Defined Terms 1 1.2 Interpretation 4 Article II REGISTRATION RIGHTS 4 2.1 Demand Registrations 4 2.2 Piggyback Registrations 5 2.3 Registration Limitations 6 Article III REGISTRATION EX |
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| November 9, 2022 |
Exhibit 10.6 AIG TRADEMARK LICENSE AGREEMENT This Agreement is by and between American International Group, Inc., a Delaware corporation (?LICENSOR?), and Corebridge Financial, Inc., a Delaware corporation (?LICENSEE?). This Agreement is effective as of the Effective Date of the Separation Agreement entered into between the parties hereto. WHEREAS, under the terms of the Separation Agreement enter |
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| November 9, 2022 |
Exhibit 10.5 TRANSITION SERVICES AGREEMENT dated as of September 14, 2022 between American International Group, Inc. and Corebridge Financial, Inc. TABLE OF CONTENTS Page Article I DEFINITIONS 1 Section 1.01. Certain Defined Terms 1 Article II SERVICES 8 Section 2.01. Services 8 Section 2.02. Omitted Services 9 Section 2.03. Knowledge Transfer 10 Section 2.04. Third-Party Vendor Services 10 Sectio |
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| October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2022 (October 10, 2022) Corebridge Financial, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-41504 95-4715639 (State or Other Jurisdiction of Inc |
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| September 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2022 (September 15, 2022) Corebridge Financial, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-41504 95-4715639 (State or other jurisdiction of |
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| September 16, 2022 |
424B4 1 ny20001795x22424b4.htm 424B4 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(4) Registration No. 333-263898 80,000,000 Shares Corebridge Financial, Inc. Common Stock This is the initial public offering of shares of common stock of Corebridge Financial, Inc. The selling stockholder, American International Group, Inc. (“AIG”), is offering 80,000,000 shares of our common stock. We will not |
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| September 15, 2022 |
Exhibit 4.2 COREBRIDGE FINANCIAL, INC. SECOND AMENDED AND RESTATED BY-LAWS Effective September 6, 2022 COREBRIDGE FINANCIAL, INC. SECOND AMENDED AND RESTATED BY-LAWS Table of Contents ARTICLE I?Stockholders 3 Section 1.1 Annual Meetings 3 Section 1.2 Special Meetings 3 Section 1.3 Notice of Meetings 3 Section 1.4 Adjournments, Postponements, Rescheduling and Cancellation 3 Section 1.5 Quorum 4 Sec |
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| September 15, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Corebridge Financial, Inc. |
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| September 15, 2022 |
As filed with the Securities and Exchange Commission on September 14, 2022 S-8 1 ny20001795x19s-8.htm S-8 As filed with the Securities and Exchange Commission on September 14, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Corebridge Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 95-4715639 (State or other jurisdiction of i |
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| September 15, 2022 |
Exhibit 4.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of COREBRIDGE FINANCIAL, INC. Corebridge Financial, Inc., a Delaware corporation, hereby certifies as follows: FIRST. The name of the corporation is Corebridge Financial, Inc. (the ?Company?). The date of filing of its original certificate of incorporation with the Secretary of State of the State of Delaware was December 3, 1998 and the |
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| September 15, 2022 |
COREBRIDGE FINANCIAL, INC. 2022 OMNIBUS INCENTIVE PLAN Exhibit 10.1 COREBRIDGE FINANCIAL, INC. 2022 OMNIBUS INCENTIVE PLAN 1 COREBRIDGE FINANCIAL, INC. 2022 OMNIBUS INCENTIVE PLAN ARTICLE I GENERAL 1.1 Purpose 3 1.2 Definitions 3 1.3 Administration 6 1.4 Persons Eligible for Awards 7 1.5 Types of Awards 7 1.6 Shares of Common Stock Available for Stock-Based Awards 7 ARTICLE II AWARDS UNDER THE PLAN 2.1 Agreements Evidencing Awards 8 2.2 No Rights as a |
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| September 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Corebridge Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 95-4715639 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
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| September 12, 2022 |
September 12, 2022 John Stickel U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Re: Corebridge Financial, Inc. Amendment No. 5 to Registration Statement on Form S-1 Filed September 6, 2022 File No. 333-263898 Dear Mr. Stickel: This letter sets forth the responses of Corebridge Financial, Inc. (the ?Registrant? |
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| September 12, 2022 |
Corebridge Financial, Inc. 2919 Allen Parkway, Woodson Tower Houston, Texas 77019 Corebridge Financial, Inc. 2919 Allen Parkway, Woodson Tower Houston, Texas 77019 September 12, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Registration Statement on Form S-1 of Corebridge Financial, Inc. File No. 333-263898 Ladies and Gentlemen: Pursuant to the provisions of Rule 461 under the Securities Act of 1933, |
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| September 12, 2022 |
As filed with the Securities and Exchange Commission on September 12, 2022 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 12, 2022 Registration No. |
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| September 12, 2022 |
VIA EDGAR AND EMAIL Mr. John Stickel Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 September 12, 2022 Re: Corebridge Financial, Inc. Requested Date: September 14, 2022 Requested Time: 3:00 p.m., Eastern Time Registration Statement on Form S-1 (File No. 333-263898) Dear Mr. Stickel: In accordance with Rule 461 under the Securities Act of |
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| September 6, 2022 |
As filed with the Securities and Exchange Commission on September 6, 2022 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 6, 2022 Registration No. |
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| September 6, 2022 |
MEMBERSHIP INTEREST PURCHASE AGREEMENT EX-10.51 8 ny20001795x14ex10-51.htm EXHIBIT 10.51 Exhibit 10.51 MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement”) is made as of September [●], 2022 and effective as of [●], 2022 (the “Effective Date”), by and among The Variable Annuity Life Insurance Company (the “Purchaser”) and American International Group, Inc. (“AIG” or “Member”). WHEREAS, AI |
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| September 6, 2022 |
Exhibit 10.53 GUARANTEE REIMBURSEMENT AGREEMENT This GUARANTEE REIMBURSEMENT AGREEMENT (as amended, restated, supplemented or otherwise modified from time to time, this ?Agreement?), dated as of , 2022, is entered into by AIG Life Holdings, Inc. (?AIG Life Holdings?) and Corebridge Financial, Inc. (the ?Parent? and, together with AIG Life Holdings, the ?Obligors?) for the benefit of American Inter |
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| September 6, 2022 |
Exhibit 3.2 Corebridge FINANCIAL, INC. Second AMENDED AND RESTATED BY-LAWS Effective [?], 2022 Corebridge FINANCIAL, INC. Second AMENDED AND RESTATED BY-LAWS Table of Contents ARTICLE I Stockholders 1 Section 1.1 Annual Meetings 1 Section 1.2 Special Meetings 1 Section 1.3 Notice of Meetings 1 Section 1.4 Adjournments, Postponements, Rescheduling and Cancellation 1 Section 1.5 Quorum 1 Section 1.6 |
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| September 6, 2022 |
EX-4.8 3 ny20001795x14ex4-8.htm EXHIBIT 4.8 Exhibit 4.8 COREBRIDGE FINANCIAL, INC. AND THE BANK OF NEW YORK MELLON TRUSTEE SUBORDINATED INDENTURE DATED AS OF AUGUST 23, 2022 PROVIDING FOR THE ISSUANCE OF SUBORDINATED DEBT SECURITIES IN SERIES Certain Sections of this Indenture relating to Sections 310 through 318, inclusive, of the Trust Indenture Act of 1939: TRUST INDENTURE ACT SECTION INDENTURE |
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| September 6, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Corebridge Financial, Inc. |
