CLFD / Clearfield, Inc. - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16106 CLEARFIELD, INC. (Exact nam

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 CLEARFIELD, INC. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File N

Clearfield Reports Third Quarter Fiscal 2025 Results

EXHIBIT 99.1 Clearfield Reports Third Quarter Fiscal 2025 Results Revenue of $49.9 million driven by 15% year-over-year growth in the Clearfield Segment Net income per share of $0.11 was above the top end of guidance range Increases full year fiscal 2025 revenue guidance to a range of $180 million to $184 million Share buybacks totaled $5.6 million with $8.4 million remaining available for repurch

Conflict Minerals Report of Clearfield, Inc. as required by Items 1.01 and 1.02 of this Form SD.

Exhibit 1.01 CLEARFIELD, INC. Conflict Minerals Report For the reporting period from January 1, 2024 to December 31, 2024 This Conflict Minerals Report of Clearfield, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities and Exchange Act of 1934, as amended, for the reporting period from January 1, 2024 to December 31, 2024. The Rul

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Clearfield, Inc. (Exact name of registrant as specified in its charter) Minnesota 000-16106 (State or other jurisdiction of incorporation) (Commission File Number) 7050 Winnetka North, Suite 100 Brooklyn Park, Minnesota 55428 (Address of principal executive offices) (Zip Code) Daniel Herzo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16106 CLEARFIELD, INC. (Exact na

Clearfield Reports Second Quarter Fiscal 2025 Results

EXHIBIT 99.1 Clearfield Reports Second Quarter Fiscal 2025 Results Company returns to profitability, generating net income per diluted share of $0.09 Revenue of $47.2 million driven by 47% year-over-year growth in the Clearfield Segment Company focused on executing to opportunity, yet economic uncertainty leads the Company to reiterate fiscal 2025 net sales guidance in the range of $170 million to

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 CLEARFIELD, INC. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Numb

10.1 – Amendment No. 2 to Loan Agreement dated April 25, 2025, by and between Clearfield, Inc. and Bremer Bank, National Association. (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K dated April 25, 2025.)

Exhibit 10.1 AMENDMENT NO. 2 TO LOAN AGREEMENT THIS AMENDMENT NO. 2 TO LOAN AGREEMENT dated as of April 25, 2025, by and between Clearfield, Inc., a Minnesota corporation (“Borrower”) and Bremer Bank, National Association, a national banking association ("Bank"). RECITALS: WHEREAS, the Borrower and the Bank are parties to that certain Loan Agreement dated April 27, 2022, as amended by that certain

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2025 Clearfield, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2025 Clearfield, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2025 Clearfield, Inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2025 Clearfield, Inc. (Exact name of registrant as specified in charter) Minnesota 000-16106 41-1347235 (State or other jurisdiction of incorporation) (Commission File Nu

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON

EX-99.2 3 a84486919b.htm IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY Exhibit 99.2 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON Mr. Meisenberg and Mr. Reilly are control persons of ACK (which is an investment adviser that is a reporting person in accordance with Rule 13d-1(b)(1)(ii)(E)) in a

JOINT FILING AGREEMENT

EX-99.1 2 a84486919a.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to this statement on Schedule 13G may be filed on behal

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16106 CLEARFIELD, INC. (Exact

Clearfield Reports First Quarter Fiscal 2025 Results

EXHIBIT 99.1 Clearfield Reports First Quarter Fiscal 2025 Results Revenue of $35.5 million consistent with expectations and narrower net loss per share of $(0.13), with revenue for the Clearfield segment up 6% year-over-year Generated increased revenue from connected homes products, highlighting continued progress toward becoming a comprehensive portfolio supplier Experienced strong quoting activi

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2025 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Financial Statements and Exhibits, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2024 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission Fil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 Clearfield, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 Clearfield, Inc.

10.1 – Form of Performance Stock Unit Award Agreement adopted November 25, 2024 under the Clearfield, Inc. 2022 Stock Compensation Plan. (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K dated November 26, 2024.)

Exhibit 10.1 CLEARFIELD, INC. 2022 STOCK COMPENSATION PLAN PERFORMANCE STOCK UNIT AWARD AGREEMENT PARTICIPANT: [] AWARD DATE: [] NUMBER OF PERFORMANCE STOCK UNITS (AT TARGET): [] PERFORMANCE PERIOD: [] PERFORMANCE GOAL(S), THRESHOLD, TARGET AND MINIMUM: See Exhibit A. VESTING PERCENTAGE: The percentage achievement of the Performance Goal(s) for the Performance Period as follows: Performance Goal(s

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2024 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission Fil

Letter from Baker Tilly, US, LLP to the Securities and Exchange Commission dated November 21, 2024.

EX-16.1 2 exh161.htm EXHIBIT 16.1 Exhibit 16.1 Baker Tilly US, LLP 225 S Sixth St, Suite 2300 Minneapolis, MN 55402-4661 United States of America T: +1 (612) 876 4500 November 21, 2024 F: +1 (612) 238 8900 Securities and Exchange Commission bakertilly.com 100 F Street, NE Washington, DC 20549 Dear Ladies and Gentlemen: We are the former independent registered public accounting firm for Clearfield,

Subsidiaries of Clearfield, Inc.

EXHIBIT 21.1 SUBSIDIARIES OF CLEARFIELD, INC. As of September 30, 2024 Entity Name State or Other Jurisdiction of Incorporation Clearfield Finland Oy (1) Finland Nestor Cables Oy (2) Finland Nestor Cables Baltics OÜ (3) Estonia (1) 100% owned subsidiary of Clearfield, Inc. (2) 100% owned subsidiary of Clearfield Finland Oy (3) 100% owned subsidiary of Nestor Cables Oy

Clearfield, Inc. Policy Regarding Buying and Selling Securities – Insider Trading and Tipping, as amended through August 29, 2024

Exhibit 19 Clearfield, Inc. Policy Regarding Buying and Selling Securities – Insider Trading and Tipping As Amended Through August 29, 2024 This Policy Regarding Buying and Selling Securities - Insider Trading and Tipping is designed to prevent insider trading or allegations of insider trading, and to protect Clearfield’s reputation for integrity and ethical conduct. In addition, to help prevent i

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended September 30, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 0-16106 CLEARFIELD, INC.

Clearfield Reports Fiscal Fourth Quarter and Full Year 2024 Results

EXHIBIT 99.1 Clearfield Reports Fiscal Fourth Quarter and Full Year 2024 Results Q4 Revenue of $46.8 million and net loss per share of $(0.06) in Q4 exceeded guidance Achieved BABA self-certification recognition from the NTIA, the federal government agency administering BEAD Revenue guidance of $170 million to $185 million for fiscal year 2025 MINNEAPOLIS, Nov. 07, 2024 (GLOBE NEWSWIRE) - Clearfie

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2024 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File

Clearfield Elects Kate Kelly and Ademir Sarcevic to the Board of Directors

EXHIBIT 99.2 Clearfield Elects Kate Kelly and Ademir Sarcevic to the Board of Directors MINNEAPOLIS, Nov. 06, 2024 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD), the leader in community broadband fiber connectivity, today announced the election of Kate Kelly and Ademir Sarcevic to its Board of Directors, effective December 11, 2024. Kate Kelly Kate Kelly brings over three decades of experienc

Clearfield, Inc. Incentive Bonus Plan.

Exhibit 10.1 CLEARFIELD, INC. INCENTIVE BONUS PLAN 1. Definitions. When the following terms are used herein with initial capital letters, they shall have the following meanings: 1.1 Affiliate – any entity that (i) directly or indirectly through one or more intermediaries, is controlled by the Company or in which the Company has a significant equity interest, in each case as determined by the Commi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2024 Clearfield, Inc. (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2024 Clearfield, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16106 Clearfield, Inc. (Exact nam

10.2 – Amendment No. 1 to Loan Agreement dated August 5, 2024 by and between Clearfield, Inc. and Bremer Bank, National Association.

Exhibit 10.2 AMENDMENT NO. 1 TO LOAN AGREEMENT THIS AMENDMENT NO. 1 TO LOAN AGREEMENT dated as of August 5, 2024, by and between Clearfield, Inc., a Minnesota corporation (“Borrower”) and Bremer Bank, National Association, a national banking association ("Bank"). RECITALS: WHEREAS, the Borrower and the Bank are parties to that certain Loan Agreement dated April 27, 2022 ("Loan Agreement"); WHEREAS

Clearfield Reports Third Quarter Fiscal 2024 Results

EXHIBIT 99.1 Clearfield Reports Third Quarter Fiscal 2024 Results Revenue of $48.8 million and net loss per share of $(0.04) exceeded guidance Outperformance driven by strong sales in International and Community Broadband markets Share buy-backs totaled $5.5 million with $25 million remaining available for repurchases MINNEAPOLIS, Aug. 01, 2024 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD), a

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2024 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Clearfield, Inc. (Exact name of registrant as specified in its charter) Minnesota 000-16106 (State or other jurisdiction of incorporation) (Commission File Number) 7050 Winnetka North, Suite 100 Brooklyn Park, Minnesota 55428 (Address of principal executive offices) (Zip Code) Daniel Herzo

Conflict Minerals Report of Clearfield, Inc. as required by Items 1.01 and 1.02 of this Form SD.

Exhibit 1.01 CLEARFIELD, INC. Conflict Minerals Report For the reporting period from January 1, 2023 to December 31, 2023 This Conflict Minerals Report of Clearfield, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities and Exchange Act of 1934, as amended, for the reporting period from January 1, 2023 to December 31, 2023. The Rul

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16106 Clearfield, Inc. (Exact na

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2024 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Numb

Clearfield Reports Second Quarter 2024 Results

EXHIBIT 99.1 Clearfield Reports Second Quarter 2024 Results Revenue of $36.9 million and net loss per share of $(0.40) - both above the high end of their respective guidance ranges Backlog increased sequentially driven by strength in Community Broadband Board of Directors increased share repurchase program authorization from $40 million to $65 million MINNEAPOLIS, May 02, 2024 (GLOBE NEWSWIRE) - C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2024 Clearfield, Inc. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2024 Clearfield, Inc.

10.1 – Lease Agreement dated April 4, 2024, by and among Prisma Shelter, S. de R.L. de C.V., Clearfield, Inc., and Banco Actinver, S.A., Institución de Banca Múltiple, Grupo Financiero Actinver, solely in its capacity as Trustee of Trust No. 3218. (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K dated April 9, 2024.)

Exhibit 10.1 Lease Agreement PrismaClearfield Execution Version LEASE AGREEMENT Prisma Shelter, S. de R.L. de C.V. as Tenant Clearfield, Inc. As Joint and Several Obligor and Banco Actinver, S.A., Institución de Banca Múltiple, Grupo Financiero Actinver, solely in its capacity as Trustee of Trust No. 3218 as Landlord Dated as of April 4th, 2024. TABLE OF CONTENTS RECITALS 1 REPRESENTATIONS AND WAR

CLFD / Clearfield, Inc. / FRANKLIN MUTUAL ADVISERS LLC Passive Investment

clea24a1.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 18482P103 13G Page 1 of 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CLEARFIELD, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 18482P103 (CUSIP Number) March 31, 2024 (Date of Event Which Requi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2024 Clearfield, Inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2024 Clearfield, Inc. (Exact name of registrant as specified in charter) Minnesota 000-16106 41-1347235 (State or other jurisdiction of incorporation) (Commission File Nu

CLFD / Clearfield, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0622-clearfieldinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Clearfield Inc Title of Class of Securities: Common Stock CUSIP Number: 18482P103 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the ru

CLFD / Clearfield, Inc. / ROTH RONALD G - SC 13G/A Passive Investment

SC 13G/A 1 sc13ga020824.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 15) Clearfield, Inc. (Name of Issuer) Common Stock $0.01 (Title of Class of Securities) 18482P103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this statement) Check the appropriate box to designate the rul

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number

Clearfield Reports Fiscal First Quarter 2024 Results

EXHIBIT 99.1 Clearfield Reports Fiscal First Quarter 2024 Results Repurchased approximately $12 million in shares under Share Repurchase Program, leaving $21 million available for additional repurchases. Announced a new product - a smaller vault which is designed to reduce deployment time and lower the cost of total deployment. Expects to achieve full Build America, Buy America (BABA) Act complian

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2024 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File

CLFD / Clearfield, Inc. / FRANKLIN MUTUAL ADVISERS LLC Passive Investment

clea23in.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 18482P103 13G Page 1 of 8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CLEARFIELD, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 18482P103 (CUSIP Number) December 31, 2023 (Date of Event Which Req

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Form of Performance Stock Unit Agreement under the Clearfield, Inc. 2022 Stock Compensation Plan.

Exhibit 10.16 CLEARFIELD, INC. 2022 STOCK COMPENSATION PLAN PERFORMANCE STOCK UNIT AWARD AGREEMENT PARTICIPANT: [] AWARD DATE: [], 202 NUMBER OF PERFORMANCE STOCK UNITS: [] PERFORMANCE PERIOD: Fiscal year 202 beginning on October 1, 202 and ending on September 30, 202. PERFORMANCE GOALS: See Exhibit A. VESTING PERCENTAGE: The percentage achievement (which may be 0% but shall not be more than 100%)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended September 30, 2023. ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number 0-16106 CLEARFIELD, INC. (Exact Nam

Subsidiaries of Clearfield, Inc.

EXHIBIT 21.1 SUBSIDIARIES OF CLEARFIELD, INC. As of September 30, 2023 Entity Name State or Other Jurisdiction of Incorporation Clearfield Finland Oy (1) Finland Nestor Cables Oy (2) Finland Nestor Cables Baltics OÜ (3) Estonia (1) 100% owned subsidiary of Clearfield, Inc. (2) 100% owned subsidiary of Clearfield Finland Oy (3) 100% owned subsidiary of Nestor Cables Oy

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2023 Clearfield, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 CLEARFIELD, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File

Clearfield Announces Increase to Share Repurchase Program

EXHIBIT 99.1 Clearfield Announces Increase to Share Repurchase Program MINNEAPOLIS, Nov. 09, 2023 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD), the leader in community broadband fiber connectivity, today announced that its Board of Directors has authorized an increase to the company’s common stock share repurchase program from $22 million to $40 million. Cheri Beranek, Chief Executive Office

Clearfield Reports Fiscal Fourth Quarter and Full Year 2023 Results

EXHIBIT 99.1 Clearfield Reports Fiscal Fourth Quarter and Full Year 2023 Results Board of Directors increases share repurchase program authorization from $22 million to $40 million. Company expects to achieve full Build America, Buy America (BABA) Act compliance by end of calendar 2024. MINNEAPOLIS, Nov. 09, 2023 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD), a leader in fiber connectivity, r

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2023 Clearfield, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2023 Clearfield, Inc.

Clearfield, Inc. Compensation Recoupment Policy, as amended September 28, 2023

EXHIBIT 10.1 CLEARFIELD, INC. COMPENSATION RECOUPMENT POLICY Adopted September 23, 2021 As amended through September 28, 2023 1. PURPOSE The Board of Directors (the “Board”) of Clearfield, Inc. (the “Company”) has established this policy on the recovery and forfeiture of compensation (as may be amended from time to time, this “Policy”) to appropriately align the interests of certain senior executi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-1

UPDATE -- Clearfield Reports Fiscal Third Quarter 2023 Results

EXHIBIT 99.1 UPDATE - Clearfield Reports Fiscal Third Quarter 2023 Results MINNEAPOLIS, Aug. 03, 2023 (GLOBE NEWSWIRE) - In the release issued earlier today by Clearfield, Inc. (NASDAQ: CLFD) under the same headline, please note that the updated press release below now includes the Consolidated Balance Sheets and omits a duplicate Cashflows table. Record international revenues driven by the perfor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2023 CLEARFIELD, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2023 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2023 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File N

Clearfield Earnings Presentation: Fiscal Q3 2023 Earnings Call August 3, 2023 1 Important Cautions Regarding Forward - Looking Statements 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Relea

Exhibit 99.2 Clearfield Earnings Presentation: Fiscal Q3 2023 Earnings Call August 3, 2023 1 Important Cautions Regarding Forward - Looking Statements 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are made pursuant to the safe harbor provisions of the Private Litigation Reform Act of 1995. Words such as “may,” “will,” “expect,” “

Clearfield Reports Fiscal Third Quarter 2023 Results

EXHIBIT 99.1 Clearfield Reports Fiscal Third Quarter 2023 Results Record international revenues driven by the performance of Nestor Cables. Reiterates revenue guidance and increases net income per share guidance to $2.05 to $2.15 for fiscal year 2023. MINNEAPOLIS, Aug. 03, 2023 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD), a leader in fiber connectivity, reported results for the third quarte

Conflict Minerals Report of Clearfield, Inc. as required by Items 1.01 and 1.02 of this Form SD.

Exhibit 1.01 CLEARFIELD, INC. Conflict Minerals Report For the reporting period from January 1, 2022 to December 31, 2022 This Conflict Minerals Report of Clearfield, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities and Exchange Act of 1934, as amended, for the reporting period from January 1, 2022 to December 31, 2022. The Rul

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Clearfield, Inc. (Exact name of registrant as specified in its charter) Minnesota 000-16106 (State or other jurisdiction of incorporation) (Commission File Number) 7050 Winnetka North, Suite 100 Brooklyn Park, Minnesota 55428 (Address of principal executive offices) (Zip Code) Daniel Herzo

Clearfield Earnings Presentation: Fiscal Q2 2023 Earnings Call May 4, 2023 1 1 3 Introduction & Highlights Good afternoon everyone, and thank you for joining us today to discuss Clearfield’s results for the second quarter of fiscal 2023. We will also

Exhibit 99.1 Clearfield Earnings Presentation: Fiscal Q2 2023 Earnings Call May 4, 2023 1 1 Important Cautions Regarding Forward - Looking Statements Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are made pursuant to the safe harbor provisions of the Private Litigation Reform Act of 1995. Words such as “may,” “will,” “expect,” “bel

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 Clearfield, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16106 Clearfield, Inc. (Exact na

Clearfield Earnings Presentation: Fiscal Q2 2023 Earnings Call May 4, 2023 1 Important Cautions Regarding Forward - Looking Statements 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Release

Exhibit 99.2 Clearfield Earnings Presentation: Fiscal Q2 2023 Earnings Call May 4, 2023 1 Important Cautions Regarding Forward - Looking Statements 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are made pursuant to the safe harbor provisions of the Private Litigation Reform Act of 1995. Words such as “may,” “will,” “expect,” “bel

Clearfield Reports Fiscal Second Quarter 2023 Results

Exhibit 99.1 Clearfield Reports Fiscal Second Quarter 2023 Results Revenue for the Second Quarter of Fiscal 2023 Grew 34% Year-over-Year to $71.8 Million. Net Income for the Second Quarter of Fiscal 2023 Increased 12% Year-over-Year to $10.4 Million, or $0.67 per Diluted Share. MINNEAPOLIS, May 04, 2023 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD), a leader in fiber connectivity, reported re

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 CLEARFIELD, INC. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Numb

10.3 – Form of Restricted Stock Award Agreement under the Clearfield, Inc. 2022 Stock Compensation Plan. (Incorporated by reference to the Company’s Current Report on Form 8-K filed February 24, 2023.)

EXHIBIT 10.3 CLEARFIELD, INC. 2022 STOCK COMPENSATION PLAN RESTRICTED STOCK AWARD AGREEMENT PARTICIPANT: AWARD DATE: SHARES OF RESTRICTED STOCK: LAPSE OF RESTRICTIONS: The Restricted Stock shall vest and the Restrictions on the Restricted Stock shall lapse on (except as otherwise provided in this Agreement) THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”) is made as of the Award Date set f

Form of Stock Option Agreement under the Clearfield, Inc. 2022 Stock Compensation Plan

EXHIBIT 10.2 Clearfield, Inc. 2022 Stock Compensation Plan Non-Qualified Stock Option Agreement Participant: Grant Date: Number Of Option Shares: Exercise Price Per Share: Expiration Date: Exercise Schedule: Portion of Option Shares Vesting and Date Exercisable THIS NON-QUALIFIED STOCK OPTION AWARD AGREEMENT (this “Agreement”) is made as of the Grant Date set forth above, by and between Clearfield

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 23, 2023 (Date of earliest event reported) CLEARFIELD, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 23, 2023 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 0-16106 41-1347235 (Commission File No.)

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 22, 2023 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 0-16106 41-1347235 (Commission File No.)

Filing Fee Table.

EXHIBIT 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Clearfield, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Commo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

As filed with the Securities and Exchange Commission on February 23, 2023 Registration No.

CLFD / Clearfield Inc / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Clearfield Inc. Title of Class of Securities: Common Stock CUSIP Number: 18482P103 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule 13

CLFD / Clearfield Inc / ROTH RONALD G - SC 13G/A Passive Investment

SC 13G/A 1 sc13ga020123.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 14) Clearfield, Inc. (Name of Issuer) Common Stock $0.01 (Title of Class of Securities) 18482P103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this statement) Check the appropriate box to designate the rul

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16106 Clearfield, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2023 CLEARFIELD, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2023 CLEARFIELD, INC.

Clearfield FieldReport: Fiscal Q1 2023 Earnings Call February 2, 2023 1 1 NASDAQ:CLFD 3 Introduction & Highlights Good afternoon, everyone, and thank you for joining us today. It is a pleasure to speak with our new and returning investors and analyst

Exhibit 99.1 Clearfield FieldReport: Fiscal Q1 2023 Earnings Call February 2, 2023 1 1 Important Cautions Regarding Forward - Looking Statements Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are made pursuant to the safe harbor provisions of the Private Litigation Reform Act of 1995. Words such as “may,” “will,” “expect,” “believe,

Clearfield FieldReport : Fiscal Q1 2023 Earnings Call February 2, 2023 1 Important Cautions Regarding Forward - Looking Statements NASDAQ:CLFD 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings

Exhibit 99.2 Clearfield FieldReport : Fiscal Q1 2023 Earnings Call February 2, 2023 1 Important Cautions Regarding Forward - Looking Statements NASDAQ:CLFD 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are made pursuant to the safe harbor provisions of the Private Litigation Reform Act of 1995. Words such as “may,” “will,” “expec

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2023 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File

Clearfield Reports Fiscal First Quarter 2023 Results

EXHIBIT 99.1 Clearfield Reports Fiscal First Quarter 2023 Results Revenue for the First Quarter of Fiscal 2023 Grew 68% Year-over-Year to $86 Million. Net Income for the First Quarter of Fiscal 2023 Totaled $14.3 Million, or $1.00 per Diluted Share, an Improvement of 37% from $10.4 Million, or $0.75 per Diluted Share, in the First Quarter of Fiscal 2022. Ongoing Lead Time Improvements Strengthen t

CLFD / Clearfield Inc / BlackRock Inc. Passive Investment

SC 13G/A 1 us18482p1030012623.txt us18482p1030012623.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) CLEARFIELD INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 18482P103 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

10.1 – Clearfield, Inc. 2022 Stock Compensation Plan, as amended through January 23, 2023. (Incorporated by reference to the Company’s Current Report on Form 8-K filed January 25, 2023.)

EXHIBIT 10.1 CLEARFIELD, INC. 2022 STOCK COMPENSATION PLAN 1. Purpose; Definitions. The purpose of the this 2022 Stock Compensation Plan (the “Plan”) is to enable Clearfield, Inc. (the “Company”), and its Subsidiaries, and Affiliates, to attract, retain, and reward employees, directors and service providers and to strengthen the mutuality of interests between them and the Company’s shareholders, b

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2023 CLEARFIELD, INC. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2023 CLEARFIELD, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2022 CLEARFIELD, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2022 CLEARFIELD, INC.

Clearfield Announces Pricing of Upsized $120 Million Public Offering of Common Stock

EXHIBIT 99.2 Clearfield Announces Pricing of Upsized $120 Million Public Offering of Common Stock MINNEAPOLIS, Dec. 06, 2022 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD) today announced the pricing and upsize of the previously announced underwritten public offering of 1,200,000 shares of its common stock at a price to the public of $100.00 per share for expected gross proceeds of approximate

Clearfield Announces Proposed $100 Million Public Offering of Common Stock

EXHIBIT 99.1 Clearfield Announces Proposed $100 Million Public Offering of Common Stock MINNEAPOLIS, Dec. 06, 2022 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD) today announced that it intends to sell $100 million of its common stock, $0.01 par value, in an underwritten public offering. Clearfield also intends to grant the underwriters a 30-day option to purchase up to an additional 15% of th

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2022 CLEARFIELD, INC.

Underwriting Agreement dated December 6, 2022 by and among Clearfield, Inc. and Cowen and Company, LLC and Needham & Company, LLC as representatives for the several underwriters named therein.

EX-1.1 2 exh11.htm EXHIBIT 1.1 EXHIBIT 1.1 1,200,000 CLEARFIELD, INC. Common Stock, Par Value $0.01 UNDERWRITING AGREEMENT December 6, 2022 Cowen and Company, LLC Needham & Company, LLC As Representatives of the several Underwriters c/o Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 c/o Needham & Company, LLC 445 Park Avenue New York, New York 10022 Ladies and Gentlemen: 1. I

Calculation of Filing Fee Tables Form 424(b)(5) (Form Type) CLEARFIELD, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities

EXHIBIT 107 Calculation of Filing Fee Tables Form 424(b)(5) (Form Type) CLEARFIELD, INC.

1,200,000 Shares Common Stock

Filed Pursuant to Rule 424(b)(5) Registration No. 333-264533 PROSPECTUS SUPPLEMENT (To Prospectus dated April 28, 2022) 1,200,000 Shares Common Stock We are offering 1,200,000 shares of our common stock. Our common stock is listed for trading on the Nasdaq Global Market under the symbol “CLFD.” On December 5, 2022, the last reported sale price of shares of our common stock was $112.01 per share. O

$100,000,000 Common Stock

Filed Pursuant to Rule 424(b)(5) Registration No. 333-264533 PROSPECTUS SUPPLEMENT (Subject to Completion) Dated December 6, 2022 The information in this prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying pro

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended September 30, 2022. ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number 0-16106 CLEARFIELD, INC. (Exact Nam

Subsidiaries of Clearfield, Inc.

EXHIBIT 21.1 SUBSIDIARIES OF CLEARFIELD, INC. As of September 30, 2022 Entity Name State or Other Jurisdiction of Incorporation Clearfield Finland Ltd (1) Finland Nestor Cables Ltd (2) Finland 1. 100% owned subsidiary of Clearfield, Inc. 2. 100% owned subsidiary of Clearfield Finland Ltd

Clearfield FieldReport: Fiscal Q4 & 2022 Earnings Call November 17, 2022 1 1 NASDAQ:CLFD 3 Introduction & Highlights Good afternoon and thank you for joining us today. It is a pleasure to speak with you this afternoon to share Clearfield’s results fo

Exhibit 99.1 Clearfield FieldReport: Fiscal Q4 & 2022 Earnings Call November 17, 2022 1 1 Important Cautions Regarding Forward - Looking Statements Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are made pursuant to the safe harbor provisions of the Private Litigation Reform Act of 1995. Words such as “may,” “will,” “expect,” “belie

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2022 CLEARFIELD, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2022 CLEARFIELD, INC.

Clearfield FieldReport : Fiscal Q4 & 2022 Earnings Call November 17, 2022 1 Important Cautions Regarding Forward - Looking Statements NASDAQ:CLFD 2 Forward - looking statements contained herein and in any related presentation or in the related Earnin

Exhibit 99.2 Clearfield FieldReport : Fiscal Q4 & 2022 Earnings Call November 17, 2022 1 Important Cautions Regarding Forward - Looking Statements NASDAQ:CLFD 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are made pursuant to the safe harbor provisions of the Private Litigation Reform Act of 1995. Words such as ?may,? ?will,? ?ex

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2022 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission Fil

Clearfield Reports Record Fiscal Fourth Quarter and Full Year 2022 Results

EXHIBIT 99.1 Clearfield Reports Record Fiscal Fourth Quarter and Full Year 2022 Results Revenue For Fiscal Fourth Quarter Grew 110% Year-over-Year to Record $95 Million Including an incremental $7 Million Generated by the Acquisition of Nestor Cables. Revenue for Fiscal Year 2022 Grew 92% to $271 Million as Compared to Fiscal Year 2021. Fiscal 2022 Net Income Totaled $49 Million, or $3.55 per Dilu

Exhibit 10.1 – Share Sale and Purchase Agreement dated 17 May 2022 by and between the Sellers identified therein and Clearfield Finland Oy relating Nestor Cables Ltd

Exhibit 10.1 EXECUTION COPY SHARE SALE AND PURCHASE AGREEMENT by and between Sellers and Clearfield Finland Oy regarding all shares in NESTOR CABLES LTD 17 May 2022 contents 1. Definitions 5 2. Sale and Purchase of Shares AND SHAREHOLDER CAPITAL LOANS 11 2.1 Object of Sale 11 2.2 Transfer of Ownership 11 2.3 Waiver of Certain Rights 11 3. Purchase Price 12 3.1 Purchase Price and Payment 12 4. LEAK

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-1

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 28, 2022 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 0-16106 41-1347235 (Commission File No.) (IR

July 28, 2022 Fiscal Q3 2022 Earnings Call FieldReport Operator: Good afternoon, and welcome to Clearfield’s fiscal third quarter 2022 earnings conference call. My name is Vikram, and I will be your operator this afternoon. I’ll now pass the call ove

Exhibit 99.1 July 28, 2022 Fiscal Q3 2022 Earnings Call FieldReport Operator: Good afternoon, and welcome to Clearfield?s fiscal third quarter 2022 earnings conference call. My name is Vikram, and I will be your operator this afternoon. I?ll now pass the call over to Sophie Pearson from Gateway Group. Sophie Pearson, Gateway : Thank you . Joining us for today?s Earnings presentation are Clearfield

Clearfield Closes Acquisition of Nestor Cables Oy, a Leading European Developer and Manufacturer of Fiber Optic Cable Solutions

EXHIBIT 99.1 Clearfield Closes Acquisition of Nestor Cables Oy, a Leading European Developer and Manufacturer of Fiber Optic Cable Solutions MINNEAPOLIS, Minn., July 27, 2022 (GLOBE NEWSWIRE) - Clearfield, Inc. (?Clearfield?) (NASDAQ: CLFD), the specialist in fiber management and connectivity platforms for communication service providers, closed its previously announced acquisition of Finnish comp

July 28, 2022 Fiscal Q3 2022 Earnings Call FieldReport Important Cautions Regarding Forward - Looking Statements NASDAQ:CLFD 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are made p

EXHIBIT 99.3 July 28, 2022 Fiscal Q3 2022 Earnings Call FieldReport Important Cautions Regarding Forward - Looking Statements NASDAQ:CLFD 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are made pursuant to the safe harbor provisions of the Private Litigation Reform Act of 1995. Words such as ?may,? ?will,? ?expect,? ?believe,? ?an

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2022 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Nu

Clearfield Reports Record Fiscal Third Quarter 2022 Results

EXHIBIT 99.2 Clearfield Reports Record Fiscal Third Quarter 2022 Results Revenue For Fiscal Third Quarter Grew 84% Year-over-Year to a Record $71 Million, Driven by 73% Growth in Community Broadband Revenue Compared to the Same Year-Ago Period Quarter-End Backlog Increased 16% Sequentially to a Record $157 Million at the End of Fiscal Third Quarter 2022, Compared to $136 Million at the End of Fisc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Clearfield, Inc. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 7050 Winnetka North, Suite 100 Brooklyn Park, Minnesota 55428 (Add

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 17, 2022 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 0-16106 41-1347235 (Commission File No.) (IRS

Acquisition of Nestor Cables Oy Conference Call May 17, 2022 NASDAQ: CLFD Good morning. Welcome to Clearfield’s conference call to discuss its acquisition of Nestor Cables. My name is Darryl, and I will be your operator today. Joining us for today’s

Exhibit 99.1 Acquisition of Nestor Cables Oy Conference Call May 17, 2022 NASDAQ: CLFD Good morning. Welcome to Clearfield’s conference call to discuss its acquisition of Nestor Cables. My name is Darryl, and I will be your operator today. Joining us for today’s presentation are the Company's President and CEO, Cheri Beranek and CFO, Dan Herzog. Following their commentary, we will open the call fo

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2022 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Num

Clearfield to Acquire Nestor Cables, a Leading European Developer and Manufacturer of Fiber Optic Cable Solutions

EXHIBIT 99.1 Clearfield to Acquire Nestor Cables, a Leading European Developer and Manufacturer of Fiber Optic Cable Solutions Accretive Acquisition to Extend Available Supply of Clearfield?s FieldShield Fiber Company Expected to Open Fiber Optic Production in Mexico to Establish the Manufacturing of FieldShield in Closer Proximity to its North American Service Provider Customers Management to Hol

Acquisition of Nestor Cables Oy Conference Call May 17, 202 2 NASDAQ: CLFD Important Cautions Regarding Forward - Looking Statements Forward - looking statements contained herein and in any related presentation are made pursuant to the safe harbor pr

Exhibit 99.2 Acquisition of Nestor Cables Oy Conference Call May 17, 202 2 NASDAQ: CLFD Important Cautions Regarding Forward - Looking Statements Forward - looking statements contained herein and in any related presentation are made pursuant to the safe harbor provisions of the Private Litigation Reform Act of 1995. Words such as ?may,? ?will,? ?expect,? ?believe,? ?anticipate,? ?estimate,? ?outlo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16106 Clearfield, Inc. (Exact na

April 28, 2022 Fiscal Q2 2022 Earnings Call FieldReport Good afternoon. Welcome to Clearfield’s fiscal second quarter 2022 earnings conference call. I will be your operator this afternoon. Joining us for today’s presentation are the Company's Preside

Exhibit 99.1 April 28, 2022 Fiscal Q2 2022 Earnings Call FieldReport Good afternoon. Welcome to Clearfield?s fiscal second quarter 2022 earnings conference call. I will be your operator this afternoon. Joining us for today?s presentation are the Company's President and CEO, Cheri Beranek and CFO, Dan Herzog. Following their commentary, we will open the call for questions. I would now like to remin

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 28, 2022 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 0-16106 41-1347235 (Commission File No.) (I

Security Agreement dated April 27, 2022 by Clearfield, Inc. in favor of Bremer Bank, National Association †

EXHIBIT 10.2 SECURITY AGREEMENT This SECURITY AGREEMENT is made as of this 27th day of April, 2022, by Clearfield, Inc., a Minnesota corporation, with its principal office at 7050 Winnetka Avenue North, Suite 100, Brooklyn Park, Minnesota 55428 ("Borrower") in favor of Bremer Bank, National Association, a national banking association, with an office at 1995 Rahncliff Court, Eagan, Minnesota 55123

Loan Agreement dated April 27, 2022 by and between Clearfield, Inc. and Bremer Bank, National Association †

EXHIBIT 10.1 LOAN AGREEMENT THIS AGREEMENT, made as of April 27, 2022, by and between Clearfield, Inc., a Minnesota corporation (?Borrower?) and Bremer Bank, National Association, a national banking association ("Bank"). RECITALS: WHEREAS, the Borrower has requested an extension of credit from the Bank; and WHEREAS, the Bank is willing to agree to provide the requested credit to the Borrower on th

Clearfield Reports Record Fiscal Second Quarter 2022 Results

EXHIBIT 99.1 Clearfield Reports Record Fiscal Second Quarter 2022 Results Revenue For Fiscal Second Quarter Grew 80% Year-over-Year to Record $53 Million, Driven by 94% Growth in Community Broadband Revenue Compared to the Same Year-Ago Period Quarter-End Backlog Increased 34% Sequentially to Record $136 Million at End of Fiscal Second Quarter 2022, Compared to $101 Million at the End of Fiscal Fi

Calculation of Filing Fees Table *

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Clearfield, Inc.

April 28, 2022 Fiscal Q2 2022 Earnings Call FieldReport Important Cautions Regarding Forward - Looking Statements NASDAQ:CLFD 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are made

EXHIBIT 99.2 April 28, 2022 Fiscal Q2 2022 Earnings Call FieldReport Important Cautions Regarding Forward - Looking Statements NASDAQ:CLFD 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are made pursuant to the safe harbor provisions of the Private Litigation Reform Act of 1995. Words such as ?may,? ?will,? ?expect,? ?believe,? ?a

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2022 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Clearfield, Inc. (Exact name of registrant as specified in its charter)

As filed with the Securities and Exchange Commission on April 28, 2022 Registration No.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 24, 2022 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 0-16106 41-1347235 (Commission File No.)

CLFD / Clearfield Inc / ROTH RONALD G - FORM SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 13) Clearfield, Inc. (Name of Issuer) Common Stock $0.01 (Title of Class of Securities) 18482P103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16106 Clearfield, Inc. (Exact

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 27, 2022 CLEARFIELD, INC.

January 27, 2022 Fiscal Q1 2022 Earnings Call FieldReport Good afternoon. Welcome to Clearfield’s fiscal first quarter 2022 earnings conference c a l l . I w ill b e y o u r o p e r a t o r t h i s a f t e r n o o n . Joining us for today’s presentat

Exhibit 99.1 January 27, 2022 Fiscal Q1 2022 Earnings Call FieldReport Good afternoon. Welcome to Clearfield?s fiscal first quarter 2022 earnings conference c a l l . I w ill b e y o u r o p e r a t o r t h i s a f t e r n o o n . Joining us for today?s presentation are the Company's President and CEO, Cheri Beranek and CFO, Dan Herzog. Following their commentary, we will open the call for questio

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File

January 27, 2022 Fiscal Q1 2022 Earnings Call FieldReport Important Cautions Regarding Forward - Looking Statements NASDAQ:CLFD 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are mad

Exhibit 99.2 January 27, 2022 Fiscal Q1 2022 Earnings Call FieldReport Important Cautions Regarding Forward - Looking Statements NASDAQ:CLFD 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are made pursuant to the safe harbor provisions of the Private Litigation Reform Act of 1995. Words such as ?may,? ?will,? ?expect,? ?believe,?

Clearfield Reports Record Fiscal First Quarter 2022 Results

EXHIBIT 99.1 Clearfield Reports Record Fiscal First Quarter 2022 Results Revenue For First Fiscal Quarter Grew 89% to Record $51 Million, Driven by 81% Growth in Community Broadband Revenue Compared to the Same Year-Ago Quarter Quarter-End Backlog Increased 53% Sequentially to Record $101 Million at End of First Fiscal Quarter 2022 Compared to $66 Million at End of Fiscal 2021 44.9% Gross Profit M

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 9, 2021 CLEARFIELD, INC.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 3, 2021 CLEARFIELD, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended September 30, 2021. ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number 0-16106 CLEARFIELD, INC. (Exact Nam

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2021 CLEARFIELD, INC.

November 4, 2021 Fiscal Q4 & 2021 Earnings Call FieldReport Good afternoon. Welcome to Clearfield’s fiscal fourth quarter and full year 2021 earnings conference call. I will be your operator this afternoon. Joining us for today’s presentation are the

Exhibit 99.1 November 4, 2021 Fiscal Q4 & 2021 Earnings Call FieldReport Good afternoon. Welcome to Clearfield?s fiscal fourth quarter and full year 2021 earnings conference call. I will be your operator this afternoon. Joining us for today?s presentation are the Company's President and CEO, Cheri Beranek and CFO, Dan Herzog. Following their commentary, we will open the call for questions. I would

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File

Clearfield Reports Record Fiscal Fourth Quarter and Full Year 2021 Results

EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Clearfield Reports Record Fiscal Fourth Quarter and Full Year 2021 Results Company Achieves Record Annual Net Sales of $140.8 Million, Driven by 66% Year-over-Year Growth in Community Broadband Revenue Revenue for the year grew 51% to $140.8 Million. Backlog Increased 522% to $66.4 Million at Year End compared to $10.7 Million at End of Fiscal 2020 C

November 4, 2021 Fiscal Q4 & 2021 Earnings Call FieldReport Important Cautions Regarding Forward - Looking Statements NASDAQ:CLFD 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are m

Exhibit 99.2 November 4, 2021 Fiscal Q4 & 2021 Earnings Call FieldReport Important Cautions Regarding Forward - Looking Statements NASDAQ:CLFD 2 Forward - looking statements contained herein and in any related presentation or in the related Earnings Release are made pursuant to the safe harbor provisions of the Private Litigation Reform Act of 1995. Words such as ?may,? ?will,? ?expect,? ?believe,

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 23, 2021 CLEARFIELD, INC.

Clearfield, Inc. Compensation Recoupment Policy Adopted September 23, 2021

EXHIBIT 10.1 CLEARFIELD, INC. COMPENSATION RECOUPMENT POLICY Adopted September 23, 2021 1. PURPOSE The Board of Directors (the ?Board?) of Clearfield, Inc. (the ?Company?) has established this policy on the recovery and forfeiture of compensation (as may be amended from time to time, this ?Policy?) to appropriately align the interests of certain senior executives of the Company with those of the C

FieldReport / Fiscal Q3 2021 Earnings Call / July 22, 2021 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q3 2021 Earnings Call FieldReport

Exhibit 99.1 Good afternoon. Welcome to Clearfield?s fiscal third quarter 2021 earnings conference call. I will be your operator this afternoon. Joining us for today?s presentation are the Company's President and CEO, Cheri Beranek and CFO, Dan Herzog. Following their commentary, we will open the call for questions. I would now like to remind everyone that this call will be recorded and made avail

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 22, 2021 CLEARFIELD, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-16106 Clearfield, Inc. (Exact nam

Clearfield Reports Record Fiscal Third Quarter and Nine Month 2021 Financial Results

EXHIBIT 99.1 Clearfield Reports Record Fiscal Third Quarter and Nine Month 2021 Financial Results 49% Increase in Net Sales, Driven by 64% Growth in Community Broadband Revenue Compared to the Same Year-Ago Quarter. Company Backlog Increased 377% to Record $40.3 Million at Quarter End Compared to the Same Year-ago Quarter End and 110% Compared to March 31, 2021 Continued Execution on Operational E

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 22, 2021 CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Number

FieldReport / Fiscal Q3 2021 Earnings Call / July 22, 2021 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q3 2021 Earnings Call FieldReport FieldReport / Fiscal Q3 2021 Earnings Call / July

EXHIBIT 99.2 FieldReport / Fiscal Q3 2021 Earnings Call / July 22, 2021 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q3 2021 Earnings Call FieldReport FieldReport / Fiscal Q3 2021 Earnings Call / July 22, 2021 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements Forward - looking statements contained herein and in any r

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Clearfield, Inc. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 7050 Winnetka North, Suite 100 Brooklyn Park, Minnesota 55428 (Add

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-

FieldReport / Fiscal Q2 2021 Earnings Call / April 22, 2021 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q2 2021 Earnings Call FieldReport

Exhibit 99.1 Good afternoon. Welcome to Clearfield?s fiscal second quarter 2021 earnings conference call. I will be your operator this afternoon. Joining us for today?s presentation are the Company's President and CEO, Cheri Beranek and CFO, Dan Herzog. Following their commentary, we will open the call for questions. I would now like to remind everyone that this call will be recorded and made avai

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2021 CLEARFIELD, INC.

FieldReport / Fiscal Q2 2021 Earnings Call / April 22, 2021 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q2 2021 Earnings Call FieldReport FieldReport / Fiscal Q2 2021 Earnings Call / Apri

Exhibit 99.2 FieldReport / Fiscal Q2 2021 Earnings Call / April 22, 2021 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q2 2021 Earnings Call FieldReport FieldReport / Fiscal Q2 2021 Earnings Call / April 22, 2021 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements Forward - looking statements contained herein and in any

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 22, 2021 CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Clearfield Reports Record Fiscal Second Quarter and Six Month 2021 Financial Results

EXHIBIT 99.1 Clearfield Reports Record Fiscal Second Quarter and Six Month 2021 Financial Results Company Introduces Fiscal 2021 Net Sales Guidance of $120 Million to $125 Million, Representing 32% Year-over-Year Growth at the Midpoint; Net Income Projected at or above 12% of Net Sales. 45% Increase in Net Sales, Driven by 68% Growth in Community Broadband Revenue and 60% Growth in MSO Revenue for

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 25, 2021 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 0-16106 41-1347235 (Commission File No.)

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 12) Clearfield, Inc. (Name of Issuer) Common Stock $0.01 (Title of Class of Securities) (CUSIP Number) ______December 31

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 12) Clearfield, Inc. (Name of Issuer) Common Stock $0.01 (Title of Class of Securities) 18482P103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2021 CLEARFIELD, INC.

FieldReport / Fiscal Q1 2021 Earnings Call / January 28, 2021 The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q1 2021 Earnings Call FieldReport

Exhibit 99.1 Good afternoon. Welcome to Clearfield’s fiscal first quarter 2021 earnings conference call. I will be your operator this afternoon. Joining us for today’s presentation are the Company's President and CEO, Cheri Beranek and CFO, Dan Herzog. Following their commentary, we will open the call for questions. I would now like to remind everyone that this call will be recorded and made avail

FieldReport / Fiscal Q1 2021 Earnings Call / January 28, 2021 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q1 2021 Earnings Call FieldReport FieldReport / Fiscal Q1 2021 Earnings Call / Ja

EXHIBIT 99.2 FieldReport / Fiscal Q1 2021 Earnings Call / January 28, 2021 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q1 2021 Earnings Call FieldReport FieldReport / Fiscal Q1 2021 Earnings Call / January 28, 2021 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements Forward - looking statements contained herein and in

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 28, 2021 CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Num

Clearfield Reports Fiscal First Quarter 2021 Results

EXHIBIT 99.1 Clearfield Reports Fiscal First Quarter 2021 Results 40% Increase in Revenue, driven by 71% Growth in Community Broadband Revenue and 30% Growth in MSO Revenue, Compared to the Same Year-ago Quarter Net Income Increased 531% to $3.2 Million, or $0.23 per diluted share, an Improvement from $0.5 Million, or $0.04 per diluted share, in the Same Year-ago Quarter Continued Execution on Ope

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 10, 2020 CLEARFIELD, INC.

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended September 30, 2020. ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number 0-16106 CLEARFIELD, INC. (Exact Nam

FieldReport / Fiscal Q4 2020 Earnings Call / November 4, 2020 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q4 and FY 2020 Earnings Call FieldReport

Exhibit 99.1 Good afternoon. Welcome to Clearfield’s fiscal fourth quarter and full year 2020 earnings conference call. My name is , and I will be your operator this afternoon. Joining us for today’s presentation are the Company's President and CEO, Cheri Beranek and CFO, Dan Herzog. Following their commentary, we will open the call for questions. I would now like to remind everyone that this call

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2020 CLEARFIELD, INC.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2020 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File

Clearfield Reports Fiscal Fourth Quarter and Full Year 2020 Results

EXHIBIT 99.1 Clearfield Reports Fiscal Fourth Quarter and Full Year 2020 Results Company Achieves Record Annual Revenue of $93.1 Million, Driven by 48% Growth in MSO (Multiple System Operators) Revenue, 18% Growth in National Carrier Revenue and 10% Growth in Community Broadband Revenue. Continued Execution on Operational Effectiveness Initiatives and Favorable Product Mix Produces 41.2% Quarterly

FieldReport / Fiscal Q4 2020 Earnings Call / November 4, 2020 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q4 and FY 2020 Earnings Call FieldReport FieldReport / Fiscal Q4 2020 Earnings Ca

Exhibit 99.2 FieldReport / Fiscal Q4 2020 Earnings Call / November 4, 2020 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q4 and FY 2020 Earnings Call FieldReport FieldReport / Fiscal Q4 2020 Earnings Call / November 4, 2020 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements Forward - looking statements contained herein

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-1

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 23, 2020 CLEARFIELD, INC.

FieldReport / Fiscal Q3 2020 Earnings Call / July 23, 2020 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q3 2020 Earnings Call FieldReport

Exhibit 99.1 Good afternoon. Welcome to Clearfield’s fiscal third quarter 2020 earnings conference call. My name is Daryl, and I will be your operator this afternoon. Joining us for today’s presentation are the Company's President and CEO, Cheri Beranek and CFO, Dan Herzog. Following their commentary, we will open the call for questions. I would now like to remind everyone that this call will be r

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 23, 2020 CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota 000-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Number

FieldReport / Fiscal Q3 2020 Earnings Call / July 23, 2020 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q3 2020 Earnings Call FieldReport FieldReport / Fiscal Q3 2020 Earnings Call / July

EXHIBIT 99.2 FieldReport / Fiscal Q3 2020 Earnings Call / July 23, 2020 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q3 2020 Earnings Call FieldReport FieldReport / Fiscal Q3 2020 Earnings Call / July 23, 2020 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements Forward - looking statements contained herein and in any r

Clearfield Reports Fiscal Third Quarter 2020 Results

EXHIBIT 99.1 Clearfield Reports Fiscal Third Quarter 2020 Results Record Revenue Driven by 48% Increase in Multiple System Operator (“MSO”) Revenue, 22% Increase in Community Broadband Revenue and 19% Increase in Tier 1 Revenue over Prior Year Quarter, Offset by Lower International Sales Continued Execution on Operational Effectiveness Initiatives and Favorable Product Mix Produces 41.5% Gross Pro

- FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Clearfield, Inc. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 7050 Winnetka North, Suite 100 Brooklyn Park, Minnesota 55428 (Add

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-16106 Clearfield, Inc. (Exac

- FORM S-8

As filed with the Securities and Exchange Commission on May 1, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CLEARFIELD, INC. (Exact name of registrant as specified in its charter) Minnesota 41-1347235 (State or other jurisdiction of (I.R.S. Employer incorporation or organization)

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2020 CLEARFIELD, INC.

FieldReport / Fiscal Q2 2020 Earnings Call / April 23, 2020 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q2 2020 Earnings Call FieldReport

Exhibit 99.1 Good afternoon. Welcome to Clearfield’s fiscal second quarter 2020 earnings conference call. My name is Daryl, and I will be your operator this afternoon. Joining us for today’s presentation are the Company's President and CEO, Cheri Beranek and CFO, Dan Herzog. Following their commentary, we will open the call for questions. I would now like to remind everyone that this call will be

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 23, 2020 CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota 0-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Clearfield Reports Fiscal Second Quarter 2020 Results

EXHIBIT 99.1 Clearfield Reports Fiscal Second Quarter 2020 Results Topline Growth Driven by 66% Increase in National Carrier Revenue and 75% Increase in MSO Revenue over the prior year quarter; offset by decreases in International Sales Orders in Backlog increased 61% to $9.3 million over the prior quarter Continued Execution on Operational Effectiveness Initiatives Produces Near 40% Gross Profit

FieldReport / Fiscal Q2 2020 Earnings Call / April 23, 2020 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q2 2020 Earnings Call FieldReport FieldReport / Fiscal Q2 2020 Earnings Call / Apri

EXHIBIT 99.2 FieldReport / Fiscal Q2 2020 Earnings Call / April 23, 2020 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q2 2020 Earnings Call FieldReport FieldReport / Fiscal Q2 2020 Earnings Call / April 23, 2020 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements Forward - looking statements contained herein and in any

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 27, 2020 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 0-16106 41-1347235 (Commission File No.)

NASDAQ:CLFD 1 2020 Shareholder Meeting February 2020 NASDAQ: CLFD NASDAQ:CLFD Call to Order This meeting was called by a notice and proxy statement first mailed on January 14, 2020 to all shareholders of record on December 31, 2019 We have received p

Exhibit 99.1 NASDAQ:CLFD 1 2020 Shareholder Meeting February 2020 NASDAQ: CLFD NASDAQ:CLFD Call to Order This meeting was called by a notice and proxy statement first mailed on January 14, 2020 to all shareholders of record on December 31, 2019 We have received proxies representing more than a majority of the outstanding shares of common stock. Therefore, this meeting has been duly called and a qu

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 27, 2020 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 000-16106 41-1347235 (Commission File No

CLFD / Clearfield, Inc. / ROTH RONALD G - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 11) Clearfield, Inc. (Name of Issuer) Common Stock $0.01 (Title of Class of Securities) 18482P103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

CLFD / Clearfield, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-16106 Clearfield, Inc. (E

FieldReport / Fiscal Q1 2020 Earnings Call / January 23, 2020 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q1 2020 Earnings Call FieldReport FieldReport / Fiscal Q1 2020 Earnings Call / Ja

Exhibit 99.1 FieldReport / Fiscal Q1 2020 Earnings Call / January 23, 2020 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q1 2020 Earnings Call FieldReport FieldReport / Fiscal Q1 2020 Earnings Call / January 23, 2020 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements Forward - looking statements contained herein and in

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2020 CLEARFIELD, INC.

FieldReport / Fiscal Q1 2020 Earnings Call / January 23, 2020 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q1 2020 Earnings Call FieldReport FieldReport / Fiscal Q1 2020 Earnings Call / Ja

Exhibit 99.2 FieldReport / Fiscal Q1 2020 Earnings Call / January 23, 2020 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q1 2020 Earnings Call FieldReport FieldReport / Fiscal Q1 2020 Earnings Call / January 23, 2020 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements Forward - looking statements contained herein and in

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 23, 2020 CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota 0-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Clearfield Reports Fiscal First Quarter 2020 Results National Carrier Revenue up 33% Year-over-Year, Driven by Continued Strong Adoption of FieldShield Pushable Fiber and FieldSmart Fiber Management Solutions

EXHIBIT 99.1 Clearfield Reports Fiscal First Quarter 2020 Results National Carrier Revenue up 33% Year-over-Year, Driven by Continued Strong Adoption of FieldShield Pushable Fiber and FieldSmart Fiber Management Solutions MINNEAPOLIS, Jan. 23, 2020 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD), the specialist in fiber management for communication service providers, reported results for the fi

CLFD / Clearfield, Inc. DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Clearfield, Inc. 2010 Employee Stock Purchase Plan, as amended

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Amendment No. 1 to Employment Agreement dated December 3, 2019 by and between Daniel Herzog and Clearfield, Inc.

EXHIBIT 10.1 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This Amendment No. 1 to Employment Agreement (this “Amendment”) is made and entered into as of December 3, 2019 (the “Effective Date”) by and among Clearfield, Inc., a Minnesota corporation (the “Company”) and Daniel Herzog (the “Executive”). RECITALS WHEREAS, the Company and the Executive have entered into that certain Employment Agreement date

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 3, 2019 CLEARFIELD, INC.

CLFD / Clearfield, Inc. 10-K - Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended September 30, 2019. ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number 0-16106 CLEARFIELD, INC. (Exact Nam

Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Clearfield, Inc. (“Clearfield,” “we,” “our,” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the general terms and provisions of ou

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTIONS 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2019 CLEARFIELD, INC.

FieldReport / Fiscal Q4 & Full Year 2019 Earnings Call / November 7, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q4 and FY 2019 Earnings Call FieldReport FieldReport / Fiscal Q4 & Fu

Exhibit 99.1 FieldReport / Fiscal Q4 & Full Year 2019 Earnings Call / November 7, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q4 and FY 2019 Earnings Call FieldReport FieldReport / Fiscal Q4 & Full Year 2019 Earnings Call / November 7, 2019 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements • Forward - looking s

FieldReport / Fiscal Q4 & Full Year 2019 Earnings Call / November 7 , 2019 The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q4 and FY 2019 Earnings Call FieldReport FieldReport / Fiscal Q4 & Full Year 201

EXHIBIT 99.2 FieldReport / Fiscal Q4 & Full Year 2019 Earnings Call / November 7 , 2019 The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q4 and FY 2019 Earnings Call FieldReport FieldReport / Fiscal Q4 & Full Year 2019 Earnings Call / November 7 , 2019 Important Cautions Regarding Forward-Looking Statements NASDAQ:CLFD 2 • Forward-looking statements co

Clearfield Reports Fiscal Fourth Quarter and Full Year 2019 Results Company Achieves Record Revenue of $85 Million, Driven by 31% Growth in National Carrier Market

EXHIBIT 99.1 Clearfield Reports Fiscal Fourth Quarter and Full Year 2019 Results Company Achieves Record Revenue of $85 Million, Driven by 31% Growth in National Carrier Market MINNEAPOLIS, Nov. 07, 2019 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD), the specialist in fiber management and connectivity platforms for communication service providers, reported results for the fiscal fourth quarte

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 5, 2019 CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota 0-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

CLFD / Clearfield, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-16106 Clearfield, Inc. (Exact

Clearfield Reports Fiscal Third Quarter 2019 Results National Carrier Revenue up 46% Year-over-Year, Driven by Strong Market Adoption of FieldShield Pushable Fiber and FieldSmart Fiber Management Solutions

EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Clearfield Reports Fiscal Third Quarter 2019 Results National Carrier Revenue up 46% Year-over-Year, Driven by Strong Market Adoption of FieldShield Pushable Fiber and FieldSmart Fiber Management Solutions MINNEAPOLIS, July 25, 2019 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD), the specialist in fiber management for communications providers, re

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 25, 2019 CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota 0-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Number)

FieldReport / Fiscal Q3 2019 Earnings Call / July 25, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q3 2019 Earnings Call FieldReport FieldReport / Fiscal Q3 2019 Earnings Call / July

Exhibit 99.2 FieldReport / Fiscal Q3 2019 Earnings Call / July 25, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q3 2019 Earnings Call FieldReport FieldReport / Fiscal Q3 2019 Earnings Call / July 25, 2019 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements • Forward - looking statements contained herein and in any

Clearfield Reports Fiscal Third Quarter 2019 Results National Carrier Revenue up 46% Year-over-Year, Driven by Strong Market Adoption of FieldShield Pushable Fiber and FieldSmart Fiber Management Solutions

EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Clearfield Reports Fiscal Third Quarter 2019 Results National Carrier Revenue up 46% Year-over-Year, Driven by Strong Market Adoption of FieldShield Pushable Fiber and FieldSmart Fiber Management Solutions MINNEAPOLIS, July 25, 2019 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD), the specialist in fiber management for communications providers, re

FieldReport / Fiscal Q3 2019 Earnings Call / July 25, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q3 2019 Earnings Call FieldReport FieldReport / Fiscal Q3 2019 Earnings Call / July

Exhibit 99.2 FieldReport / Fiscal Q3 2019 Earnings Call / July 25, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q3 2019 Earnings Call FieldReport FieldReport / Fiscal Q3 2019 Earnings Call / July 25, 2019 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements • Forward - looking statements contained herein and in any

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 25, 2019 CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota 0-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Number)

CLFD / Clearfield, Inc. SD FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Clearfield, Inc. (Exact name of registrant as specified in its charter) Minnesota 000-16106 41-1347235 State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 7050 Winnetka North, Suite 100 Brooklyn Park, Minnesota 55428 (Add

First Amendment to Lease Agreement dated May 9, 2019 by and between First Industrial, L.P. and Clearfield, Inc.

Exhibit 10.1 FIRST AMENDMENT TO LEASE AGREEMENT THIS FIRST AMENDMENT (“1st Amendment”) to Lease Agreement is dated May 9, 2019, by and between FIRST INDUSTRIAL, L.P. (“Landlord”), and Clearfield, Inc., a Minnesota corporation (“Tenant”). RECITALS WHEREAS Landlord and Tenant entered into a certain Standard Form Industrial Building Lease dated September 9, 2014 (the “Lease”), pursuant to which Tenan

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 9, 2019 (Date of earliest event reported) CLEARFIELD, INC. (Exact name of registrant as specified in charter) Minnesota 000-16106 41-1347235 State or other jurisdiction of incorporation (Commission File Number) (I

CLFD / Clearfield, Inc. 10-Q Quarterly Report FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-16106 Clearfield, Inc. (Exac

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 25, 2019 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 000-16106 41-1347235 (Commission File No.)

FieldReport / Fiscal Q2 2019 Earnings Call / April 25, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q2 2019 Earnings Call FieldReport FieldReport / Fiscal Q2 2019 Earnings Call / Apri

Exhibit 99.1 FieldReport / Fiscal Q2 2019 Earnings Call / April 25, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q2 2019 Earnings Call FieldReport FieldReport / Fiscal Q2 2019 Earnings Call / April 25, 2019 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements • Forward - looking statements contained herein and in a

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 25, 2019 CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota 0-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Number)

FieldReport / Fiscal Q2 2019 Earnings Call / April 25, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q2 2019 Earnings Call FieldReport FieldReport / Fiscal Q2 2019 Earnings Call / Apri

Exhibit 99.2 FieldReport / Fiscal Q2 2019 Earnings Call / April 25, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q2 2019 Earnings Call FieldReport FieldReport / Fiscal Q2 2019 Earnings Call / April 25, 2019 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements • Forward - looking statements contained herein and in a

Clearfield Reports Fiscal Second Quarter 2019 Results Year-over-Year Revenue Increase of 13%, Backlog Up 17%

EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Clearfield Reports Fiscal Second Quarter 2019 Results Year-over-Year Revenue Increase of 13%, Backlog Up 17% MINNEAPOLIS, April 25, 2019 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD), the specialist in fiber management for communications providers, reported results for the fiscal second quarter ended March 31, 2019. Fiscal Q2 2019 Financial Summ

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 21, 2019 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 0-16106 41-1347235 (Commission File No.)

NASDAQ:CLFD Leader in Fiber Optic Management and Connectivity Solutions 2019 Shareholder Meeting February 2019 NASDAQ: CLFD 1 NASDAQ:CLFD Call to Order This meeting was called by a notice and proxy statement first mailed on January 8, 2019 to all sha

Exhibit 99.1 NASDAQ:CLFD Leader in Fiber Optic Management and Connectivity Solutions 2019 Shareholder Meeting February 2019 NASDAQ: CLFD 1 NASDAQ:CLFD Call to Order This meeting was called by a notice and proxy statement first mailed on January 8, 2019 to all shareholders of record on December 26, 2018 We have received proxies representing more than a majority of the outstanding shares of common s

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 21, 2019 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 000-16106 41-1347235 (Commission File No

CLFD / Clearfield, Inc. / ROTH RONALD G - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 10) Clearfield, Inc. (Name of Issuer) Common Stock $0.01 (Title of Class of Securities) 18482P103 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

CLFD / Clearfield, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 [ ]TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-16106 Clearfield, Inc. (Ex

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 31, 2019 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 000-16106 41-1347235 (Commission File No.

FieldReport / Fiscal Q1 2019 Earnings Call / January 31, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q1 2019 Earnings Call FieldReport FieldReport / Fiscal Q1 2019 Earnings Call / Ja

Exhibit 99.1 FieldReport / Fiscal Q1 2019 Earnings Call / January 31, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q1 2019 Earnings Call FieldReport FieldReport / Fiscal Q1 2019 Earnings Call / January 31, 2019 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements • Forward - looking statements contained herein and

Clearfield Reports Fiscal First Quarter 2019 Results Increasing Adoption of Fiber Management, Connectivity Solutions and Active Cabinets Drives Strong Double-Digit Revenue Growth

EXHIBIT 99.1 Clearfield Reports Fiscal First Quarter 2019 Results Increasing Adoption of Fiber Management, Connectivity Solutions and Active Cabinets Drives Strong Double-Digit Revenue Growth MINNEAPOLIS, Jan. 31, 2019 (GLOBE NEWSWIRE) - Clearfield, Inc. (NASDAQ: CLFD), the specialist in fiber management for communication service providers, reported results for the fiscal first quarter of 2019 end

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 31, 2019 CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota 0-16106 41-1347235 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

FieldReport / Fiscal Q1 2019 Earnings Call / January 31, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q1 2019 Earnings Call FieldReport FieldReport / Fiscal Q1 2019 Earnings Call / Ja

EXHIBIT 99.2 FieldReport / Fiscal Q1 2019 Earnings Call / January 31, 2019 NASDAQ:CLFD The Industry Leader in Craft Friendly Fiber Optic Management and Connectivity Solutions Fiscal Q1 2019 Earnings Call FieldReport FieldReport / Fiscal Q1 2019 Earnings Call / January 31, 2019 NASDAQ:CLFD Important Cautions Regarding Forward - Looking Statements • Forward - looking statements contained herein and

CLFD / Clearfield, Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

CLFD / Clearfield, Inc. FORM DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 29, 2018 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 000-16106 41-1347235 (Commission File No

CLFD / Clearfield, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended September 30, 2018. ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number 0-16106 CLEARFIELD, INC. (Exact N

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 8, 2018 (Date of earliest event reported) CLEARFIELD, INC. (Exact Name of Registrant as Specified in Charter) Minnesota (State or Other Jurisdiction of Incorporation) 000-16106 41-1347235 (Commission File No.