الإحصائيات الأساسية
| LEI | 5493003POT0JT6WD1D83 |
| CIK | 1544206 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Carlyle Secured Lending, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 Carlyle Secured Lending, Inc. |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission File No. 814-00995 Carlyle Secu |
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| August 5, 2025 |
cgbd20250630xxex992pres 1 Carlyle Secured Lending, Inc. Quarterly Earnings Presentation June 30, 2025 Disclaimer and Forward-Looking Statement This presentation (the “Presentation”) has been prepared by Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CGBD” or the “Company”) (NASDAQ: CGBD) and may only be used for informational purposes only. This Pre |
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| August 5, 2025 |
Exhibit 10.1 COMMITMENT INCREASE AGREEMENT July 10, 2025 JPMorgan Chase Bank, N.A. as Administrative Agent (the “Administrative Agent”) for the Lenders party to the Credit Agreement referred to below 4041 Ogletown Stanton Road, Floor 2 Newark, DE 19713 Attention: Loan & Agency Services Group – Joseph Farley Email: [email protected] Phone: 302-634-3385 Ladies and Gentlemen: We refer to the $9 |
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| August 5, 2025 |
Exhibit 99.1 For Immediate Release August 5, 2025 Carlyle Secured Lending, Inc. Announces Financial Results For Second Quarter Ended June 30, 2025, Declares Third Quarter 2025 Dividend of $0.40 Per Common Share New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CGBD” or the “Company”) (NASDAQ: CGBD) today announced its financial results for i |
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| July 15, 2025 |
EXHIBIT 99.1 For Immediate Release July 15, 2025 Carlyle Secured Lending, Inc. Schedules Earnings Release and Quarterly Earnings Call to Discuss its Financial Results for the Second Quarter Ended June 30, 2025 New York – Carlyle Secured Lending, Inc. (“Carlyle Secured Lending”) (NASDAQ: CGBD) will host a conference call at 11:00 a.m. (Eastern Time) on Wednesday, August 6, 2025 to announce its fina |
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| July 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2025 Carlyle Secured Lending, Inc. |
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| June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2025 Carlyle Secured Lending, Inc. |
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| June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2025 Carlyle Secured Lending, Inc. |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 Carlyle Secured Lending, Inc. |
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| May 6, 2025 |
H-1 MIDDLE MARKET CREDIT FUND, LLC SIXTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT Dated as of March 18, 2025 THE SECURITIES REPRESENTED BY THIS SIXTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR REGISTERED OR QUALIFIED UNDER ANY STATE SECURITIES LAWS AND, AS SUCH, THEY MAY NOT BE OFFERED FOR SALE, SOLD, DELIVERED AFTER SALE, TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS THE SECURITIES HAVE BEEN QUALIFIED AND REGISTERED UNDER APPLICABLE STATE AND FEDERAL SECURITIES LAWS OR UNLESS SUCH QUALIFICATION AND REGISTRATION IS NOT LEGALLY REQUIRED. |
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| May 6, 2025 |
Exhibit 99.1 For Immediate Release May 6, 2025 Carlyle Secured Lending, Inc. Announces Financial Results For First Quarter Ended March 31, 2025, Declares Second Quarter 2025 Dividend of $0.40 Per Common Share New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CGBD” or the “Company”) (NASDAQ: CGBD) today announced its financial results for its |
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| May 6, 2025 |
1 Carlyle Secured Lending, Inc. Quarterly Earnings Presentation March 31, 2025 Disclaimer and Forward-Looking Statement This presentation (the “Presentation”) has been prepared by Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CGBD” or the “Company”) (NASDAQ: CGBD) and may only be used for informational purposes only. This Presentation should be vie |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission File No. 814-00995 Carlyle Sec |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 Carlyle Secured Lending, Inc. |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 15, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2025 Carlyle Secured Lending, Inc. |
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| April 15, 2025 |
EXHIBIT 99.1 For Immediate Release April 15, 2025 Carlyle Secured Lending, Inc. Schedules Earnings Release and Quarterly Earnings Call to Discuss its Financial Results for the First Quarter Ended March 31, 2025 New York – Carlyle Secured Lending, Inc. (“Carlyle Secured Lending”) (NASDAQ: CGBD) will host a conference call at 11:00 a.m. EST on Wednesday, May 7, 2025 to announce its financial results |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 Carlyle Secured Lending, Inc. |
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| March 31, 2025 |
Exhibit 99.1 Carlyle Secured Lending III ( CSL III ) Quarterly Update December 31, 2024 Disclaimer and Forward-Looking Statement This presentation (the “Presentation”) has been prepared for former investors in Carlyle Secured Lending III ( CSL III” or the “Company”) to provide them with historical information regarding the performance of the Company during the fourth quarter of 2024. On March 27, |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 28, 2025 Carlyle Secured Lending, Inc. |
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| March 28, 2025 |
Exhibit 10.4 Execution Version Fourth Amendment and Joinder to Loan and Servicing Agreement This Fourth Amendment and Joinder to Loan and Servicing Agreement, dated as of March 25, 2025 (the “Fourth Amendment”), is entered into by and among CARLYLE SECURED LENDING III SPV, L.L.C., a Delaware limited liability company (the “Borrower”), CARLYLE SECURED LENDING, INC., a Maryland corporation (“CSL Inc |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2025 Carlyle Secured Lending, Inc. |
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| March 28, 2025 |
EXHIBIT 99.1 For Immediate Release March 26, 2025 Carlyle Secured Lending, Inc. Announces Shareholder Approval of Merger with Carlyle Secured Lending III New York – Carlyle Secured Lending, Inc. (“CGBD”) (NASDAQ: CGBD) announced today that CGBD shareholders voted overwhelmingly in favor of the previously announced merger with Carlyle Secured Lending III (“CSL III”) at the special meeting held on M |
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| March 28, 2025 |
Exhibit 10.2 LOCK-UP AGREEMENT This Lock-up Agreement is dated as of March 27, 2025 by and between (a) Carlyle Secured Lending, Inc. a Maryland corporation (the “Company”), and (b) each holder of record of shares of Common Stock resulting from the Preferred Stock Exchange as identified on Exhibit A hereto and the other Persons who enter into a joinder to this Agreement substantially in the form of |
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| March 28, 2025 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of March 27, 2025, is entered into by and between Carlyle Secured Lending, Inc., a Maryland corporation (including its successors, the “Corporation”) and Carlyle Investment Management L.L.C. (the “Holder”). ARTICLE I DEFINITIONS Section 1.1 Definitions. The following terms shall have the mean |
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| March 28, 2025 |
Exhibit 10.1 PREFERRED STOCK EXCHANGE AGREEMENT This PREFERRED STOCK EXCHANGE AGREEMENT, dated as of March 27, 2025 (as it may be amended or modified from time to time, this “Agreement”), is entered into by and between Carlyle Secured Lending, Inc., a Maryland corporation (the “Company”), and Carlyle Investment Management L.L.C., a Delaware limited liability company and the holder of record of sha |
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| March 28, 2025 |
Table of Contents Exhibit 107 Calculation of Filing Fee Tables 424(b)(3) (Form Type) CARLYLE SECURED LENDING, INC. |
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| March 28, 2025 |
Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-278993 PROSPECTUS SUPPLEMENT (To Prospectus dated April 29, 2024) Carlyle Secured Lending, Inc. $150,000,000 Common Stock We operate as a closed-end, externally managed, non-diversified management investment company and have elected to be regulated as a business development company under the Investment Company Act of 1940, as |
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| March 28, 2025 |
Exhibit 10.1 Execution Version CARLYLE SECURED LENDING, INC. Common Stock, par value $0.01 per share EQUITY DISTRIBUTION AGREEMENT March 28, 2025 Oppenheimer & Co. Inc. 85 Broad Street, 23rd Floor New York, New York 10004 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, New York 10171 Citizens JMP Securities, LLC 450 Park Avenue, 5th Floor New York, New York 10022 Keefe, Bruyette & |
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| March 18, 2025 |
OMNIBUS AMENDMENT NO. 13 THIS OMNIBUS AMENDMENT NO. 13, dated as of March 12, 2025 (this “Amendment”), to the Existing Credit Agreement and the Existing Guarantee and Security Agreement (capitalized terms used herein and not otherwise defined shall have the meanings given to such terms in Article I) is among CARLYLE SECURED LENDING, INC. (f/k/a TCG BDC, Inc.), a Maryland corporation (the “Borrower |
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| March 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2025 Carlyle Secured Lending, Inc. |
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| March 17, 2025 |
Table of Contents Filed pursuant to Rule 424(b)(3) File No. 333-282535 CARLYLE SECURED LENDING, INC. SUPPLEMENT DATED MARCH 14, 2025 TO THE JOINT PROXY STATEMENT/PROSPECTUS DATED JANUARY 7, 2025 This supplement (“Supplement”) is part of and should be read in conjunction with the joint proxy statement/prospectus of Carlyle Secured Lending, Inc. (the “Company”), dated January 7, 2025 (as supplemente |
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| March 12, 2025 |
Filed by: Carlyle Secured Lending, Inc. Filed by: Carlyle Secured Lending, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Carlyle Secured Lending III (Commission File No.: 814-01410) Subject: Upcoming CGBD Special Meeting Hi [ ], I wanted to follow up with you on the upcoming CGBD Special Meeting to approve the issuance of CGB |
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| February 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2025 Carlyle Secured Lending, Inc. |
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| February 25, 2025 |
1 Carlyle Secured Lending, Inc. Quarterly Earnings Presentation December 31, 2024 Disclaimer and Forward-Looking Statement This presentation (the “Presentation”) has been prepared by Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CGBD” or the “Company”) (NASDAQ: CGBD) and may only be used for informational purposes only. This Presentation should be |
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| February 25, 2025 |
Exhibit 99.1 Middle Market Credit Fund, LLC Consolidated Financial Statements with Report of Independent Auditors For the years ended December 31, 2024 and 2023 1 Middle Market Credit Fund, LLC Index to Consolidated Financial Statements Report of Independent Auditors 3 Consolidated Statements of Assets, Liabilities and Members’ Equity as of December 31, 2024 and 2023 5 Consolidated Schedules of In |
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| February 25, 2025 |
Exhibit 99.1 For Immediate Release February 25, 2025 Carlyle Secured Lending, Inc. Announces Financial Results For Fourth Quarter and Full Year Ended December 31, 2024, Declares First Quarter 2025 Dividends of $0.45 Per Common Share Inclusive of the Supplemental Dividend New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CGBD” or the “Company |
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| February 25, 2025 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES At the time of this filing, the following entities are subsidiaries of Carlyle Secured Lending, Inc.: Company Name Jurisdiction of Organization Carlyle Direct Lending CLO 2015-1R LLC Delaware TCG BDC SPV LLC Delaware Middle Market Credit Fund II, LLC Delaware Middle Market Credit Fund II SPV, LLC Delaware |
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| February 25, 2025 |
EXHIBIT 10.18 [EXECUTION COPY] THIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT This THIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), is made as of February 20, 2025, by and between Carlyle Secured Lending, Inc., a Maryland corporation (the “Company”), and Carlyle Global Credit Investment Management L.L.C., a Delaware limited liability company (the “Adviser”), am |
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| February 25, 2025 |
Description of Registered Securities Exhibit 4.2 DESCRIPTION OF REGISTERED SECURITIES Capitalized terms used herein but not defined herein have the meanings set forth in the Annual Report on Form 10-K to which this Exhibit is attached. The following description of the Carlyle Secured Lending, Inc.’s common stock is based on the relevant provisions of the MGCL, the Investment Company Act, Carlyle Secured Lending, Inc.’s Articles of Am |
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| February 25, 2025 |
Exhibit 19.1 The Carlyle Group Policies and Procedures Regarding Material, Non-Public Information and the Prevention of Insider Trading Carlyle has implemented policies and procedures (the “Insider Trading Policy”) intended to prevent the misuse of material, non-public information. •Insider Trading Generally. “Insider trading” occurs when any person purchases or sells a security (e.g., stock, bond |
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| February 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-54899 Carlyle Sec |
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| January 14, 2025 |
EXHIBIT 99.1 For Immediate Release January 14, 2025 Carlyle Secured Lending, Inc. Schedules Earnings Release and Quarterly Earnings Call to Discuss its Financial Results for the Fourth Quarter and Full Year Ended December 31, 2024 New York – Carlyle Secured Lending, Inc. (“Carlyle Secured Lending”) (NASDAQ: CGBD) will host a conference call at 11:00 a.m. EST on Wednesday, February 26, 2025 to anno |
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| January 14, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2025 Carlyle Secured Lending, Inc. |
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| January 7, 2025 |
Table of Contents Filed pursuant to Rule 424(b)(3) File No. 333-282535 CARLYLE SECURED LENDING, INC. One Vanderbilt Avenue, Suite 3400 New York, NY 10017 MERGER PROPOSED — YOUR VOTE IS VERY IMPORTANT January 7, 2025 To Our Stockholders: We are pleased to invite you to attend a Special Meeting of Stockholders (the “CGBD Special Meeting”) of Carlyle Secured Lending, Inc., a Maryland corporation (“we |
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| January 3, 2025 |
Form of Amended and Restated Registration Rights Agreement, by and between CGBD and CIM.* Exhibit (13)(q) FORM OF REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of [•], 2024, is entered into by and between Carlyle Secured Lending, Inc. |
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| January 3, 2025 |
Consent of Ernst & Young LLP (Carlyle Secured Lending, Inc. and Middle Market Credit Fund, LLC) * Exhibit 14(a) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Experts” in the Joint Proxy Statement/Information Statement/Prospectus included in this Pre-Effective Amendment No. |
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| January 3, 2025 |
Consent of Ernst & Young LLP (Carlyle Secured Lending III) * Exhibit 14(b) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Experts” in the Joint Proxy Statement/Information Statement/Prospectus included in this Pre-Effective Amendment No. |
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| January 3, 2025 |
Form of Preferred Stock Exchange Agreement, by and between CGBD and CIM.* Exhibit (13)(p) FORM OF PREFERRED STOCK EXCHANGE AGREEMENT This PREFERRED STOCK EXCHANGE AGREEMENT, dated as of [•], 2025 (as it may be amended or modified from time to time, this “Agreement”), is entered into by and between Carlyle Secured Lending, Inc. |
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| January 3, 2025 |
TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 WWW.SULLCROM.COM 125 Broad Street New York, New York 10004-2498 LOS ANGELES • PALO ALTO • WASHINGTON, D.C. BRUSSELS • FRANKFURT • LONDON • PARIS BEIJING • HONG KONG • TOKYO MELBOURNE • SYDNEY January 3, 2025 Via EDGAR Ms. Elena S. Stojic, Senior Special Counsel Division of Investment Management, United States Securities and Exchange Commission, 1 |
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| January 3, 2025 |
As filed with the Securities and Exchange Commission on January 3, 2025 Table of Contents As filed with the Securities and Exchange Commission on January 3, 2025 Registration No. |
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| January 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2025 Carlyle Secured Lending, Inc. |
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| January 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2025 Carlyle Secured Lending, Inc. |
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| January 3, 2025 |
Form of Lock-Up Agreement, by and between CGBD and CIM.* Exhibit (13)(r) FORM OF LOCK-UP AGREEMENT This Lock-up Agreement is dated as of [•], 2025 by and between (a) Carlyle Secured Lending, Inc. |
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| January 3, 2025 |
Form of Proxy Card of Carlyle Secured Lending, Inc.* Exhibit (17)(a) CARLYLE SECURED LENDING, INC. ONE VANDERBILT AVENUE, SUITE 3400 NEW YORK, NY 10017 VOTE BY INTERNET Before The Meeting - Go to www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 p.m. Eastern Time the day before the cut-off date or meeting date. Have your proxy card in hand |
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| January 3, 2025 |
Exhibit 2.1 Execution Version AMENDMENT TO AGREEMENT AND PLAN OF MERGER This AMENDMENT (this “Amendment”) to the Agreement (as defined below) is entered into as of January 3, 2025, by and among Carlyle Secured Lending III, a Delaware statutory trust (“CSL III”), Carlyle Secured Lending, Inc., a Maryland corporation (“CSL”), Blue Fox Merger Sub, Inc., a Maryland corporation and a direct wholly-owne |
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| January 3, 2025 |
Exhibit (4)(b) AMENDMENT TO AGREEMENT AND PLAN OF MERGER This AMENDMENT (this “Amendment”) to the Agreement (as defined below) is entered into as of January 3, 2025, by and among Carlyle Secured Lending III, a Delaware statutory trust (“CSL III”), Carlyle Secured Lending, Inc. |
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| December 6, 2024 |
As filed with the Securities and Exchange Commission on December 6, 2024 Table of Contents As filed with the Securities and Exchange Commission on December 6, 2024 Registration No. |
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| December 6, 2024 |
Consent of Ernst & Young LLP (Carlyle Secured Lending, Inc. and Middle Market Credit Fund, LLC) * EX-99.(14)(a) Exhibit 14(a) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Experts” in the Joint Proxy Statement/Information Statement/Prospectus included in this Pre-Effective Amendment No. 1 to the Registration Statement (Form N-14, File No. 333-282535) of Carlyle Secured Lending, Inc. (the “Registration Statement”). We also co |
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| December 6, 2024 |
TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 WWW.SULLCROM.COM 125 Broad Street New York, New York 10004-2498 LOS ANGELES • PALO ALTO • WASHINGTON, D.C. BRUSSELS • FRANKFURT • LONDON • PARIS BEIJING • HONG KONG • TOKYO MELBOURNE • SYDNEY December 6, 2024 Via EDGAR Ms. Elena S. Stojic, Senior Special Counsel Division of Investment Management, United States Securities and Exchange Commission, |
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| December 6, 2024 |
Opinion and Consent of Sullivan & Cromwell LLP. * Exhibit (12) [Letterhead of Sullivan & Cromwell LLP] December 6, 2024 Carlyle Secured Lending III One Vanderbilt Avenue, Suite 3400 New York, NY 10017 Carlyle Secured Lending, Inc. |
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| December 6, 2024 |
Consent of Ernst & Young LLP (Carlyle Secured Lending III) * EX-99.(14)(b) Exhibit 14(b) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Experts” in the Joint Proxy Statement/Information Statement/Prospectus included in this Pre-Effective Amendment No. 1 to the Registration Statement (Form N-14, File No. 333-282535) of Carlyle Secured Lending, Inc. (the “Registration Statement”). We also co |
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| December 6, 2024 |
Opinion and Consent of Venable LLP. * Exhibit (11) [LETTERHEAD OF VENABLE LLP] December 6, 2024 Carlyle Secured Lending, Inc. |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 Carlyle Secured Lending, Inc. |
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| November 5, 2024 |
1 Carlyle Secured Lending, Inc. Quarterly Earnings Presentation September 30, 2024 Disclaimer and Forward-Looking Statement This presentation (the “Presentation”) has been prepared by Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CGBD” or the “Company”) (NASDAQ: CGBD) and may only be used for informational purposes only. This Presentation should be |
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| November 5, 2024 |
Exhibit 99.1 For Immediate Release November 5, 2024 Carlyle Secured Lending, Inc. Announces Financial Results For Third Quarter Ended 2024, Declares Fourth Quarter 2024 Dividends of $0.45 Per Common Share New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CGBD” or the “Company”) (NASDAQ: CGBD) today announced its financial results for its thi |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission File No. 814-00995 Carlyle Secured Lending, |
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| October 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2024 Carlyle Secured Lending, Inc. |
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| October 18, 2024 |
Exhibit 4.3 SECOND SUPPLEMENTAL INDENTURE between CARLYLE SECURED LENDING, INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee Dated as of October 18, 2024 THIS SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), dated as of October 18, 2024, is between Carlyle Secured Lending, Inc., a Maryland corporation (the “Company”), and U.S. Bank Trust Company, National Asso |
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| October 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2024 Carlyle Secured Lending, Inc. |
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| October 17, 2024 |
EX-1.1 2 d889312dex11.htm EX-1.1 Exhibit 1.1 Carlyle Secured Lending, Inc. 6.750% Notes due 2030 Underwriting Agreement October 10, 2024 J.P. Morgan Securities LLC Barclays Capital Inc. BofA Securities, Inc. Morgan Stanley & Co. LLC As representatives (“Representatives”) of the several Underwriters named in Schedule I hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 1017 |
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| October 16, 2024 |
EXHIBIT 99.1 For Immediate Release October 16, 2024 Carlyle Secured Lending, Inc. Schedules Earnings Release and Quarterly Earnings Call to Discuss its Financial Results for the Third Quarter Ended September 30, 2024 New York – Carlyle Secured Lending, Inc. (“Carlyle Secured Lending”) (NASDAQ: CGBD) will host a conference call at 11:00 a.m. EST on Wednesday, November 6, 2024 to announce its financ |
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| October 16, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2024 Carlyle Secured Lending, Inc. |
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| October 15, 2024 |
Filed Pursuant to Rule 424(b)(2) Registration No. 333-278993 PROSPECTUS SUPPLEMENT (To Prospectus dated April 29, 2024) $300,000,000 Carlyle Secured Lending, Inc. 6.750% Notes due 2030 We operate as a closed-end, externally managed, non-diversified management investment company and have elected to be regulated as a business development company under the Investment Company Act of 1940, as amended. |
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| October 15, 2024 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(2) (Form Type) CARLYLE SECURED LENDING, INC. |
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| October 10, 2024 |
Carlyle Secured Lending, Inc. $300,000,000 6.750% Notes due 2030 PRICING TERM SHEET October 10, 2024 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated October 10, 2024 Relating to Preliminary Prospectus Supplement dated October 10, 2024 and Prospectus dated April 29, 2024 Registration No. |
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| October 10, 2024 |
SUBJECT TO COMPLETION, DATED OCTOBER 10, 2024 424B2 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-278993 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with and declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospectus are not an |
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| October 7, 2024 |
Consent of Ernst & Young LLP (Carlyle Secured Lending III) * Exhibit 14(b) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Experts” in the Joint Proxy Statement/Information Statement/Prospectus and included in this Registration Statement (Form N-14) of Carlyle Secured Lending, Inc. |
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| October 7, 2024 |
Consent of Ernst & Young LLP (Carlyle Secured Lending, Inc. and Middle Market Credit Fund, LLC) * Exhibit 14(a) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Experts” in the Joint Proxy Statement/Information Statement/Prospectus included in this Registration Statement (Form N-14) of Carlyle Secured Lending, Inc. |
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| October 7, 2024 |
Exhibit 17C CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to (i) the special committee of the Board of Trustees (the “Board”) of Carlyle Secured Lending III (“CSL III”) and (ii) the Board of CSL III, as Annex C to the joint proxy statement/information statement/prospectus which forms a part of the Registration Statement on Form N-14 filed on the |
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| October 7, 2024 |
Exhibit 17(b) Consent of Raymond James & Associates, Inc. Raymond James & Associates, Inc. (“Raymond James”) consents to (i) the inclusion of our opinion letter dated August 2, 2024 to a special committee of the Board of Directors of Carlyle Secured Lending, Inc. (“CGBD”) as Annex B to the joint proxy statement/information statement/prospectus relating to the proposed merger of Blue Fox Merger Sub |
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| October 7, 2024 |
As filed with the Securities and Exchange Commission on October 7, 2024 Table of Contents As filed with the Securities and Exchange Commission on October 7, 2024 Registration No. |
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| October 7, 2024 |
Exhibit 18 Calculation of Filing Fee Table Form N-14 (Form Type) CARLYLE SECURED LENDING, INC. |
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| October 7, 2024 |
Form of Proxy Card of Carlyle Secured Lending, Inc. * Exhibit 17A CARLYLE SECURED LENDING, INC. ONE VANDERBILT AVENUE, SUITE 3400 NEW YORK, NY 10017 VOTE BY INTERNET Before The Meeting - Go to www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 p.m. Eastern Time the day before the meeting date. Have your proxy card in hand when you access the |
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| August 6, 2024 |
Filed by: Carlyle Secured Lending, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Carlyle Secured Lending III (Commission File No.: 814-01410) Carlyle Secured Lending Inc. (NASDAQ:CGBD) Q2 2024 Earnings Conference Call August 5, 2024 10:00 AM ET Company Participants Nishil Mehta - Head o |
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| August 5, 2024 |
Conformed through: Amendment No. 12 dated as of May 29, 2024 SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of March 21, 2014 among CARLYLE SECURED LENDING, INC. as Borrower The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A. as Administrative Agent $790,000,000 JPMORGAN CHASE BANK, N.A. as Lead Arranger and Book Runner TABLE OF CONTENTS Page ARTICLE I DEFINITIONS........................... |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2024 Carlyle Secured Lending, Inc. |
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| August 5, 2024 |
EX-2.1 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER among CARLYLE SECURED LENDING III, CARLYLE SECURED LENDING, INC., BLUE FOX MERGER SUB, INC., CSL III ADVISOR, LLC (for the limited purposes set forth herein) and CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. (for the limited purposes set forth herein) Dated as of August 2, 2024 TABLE OF CONTENTS Page ARTICLE I THE MERGERS 2 |
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| August 5, 2024 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2024 Carlyle Secured Lending, Inc. |
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| August 5, 2024 |
EX-99.1 Exhibit 99.1 For Immediate Release August 5, 2024 Carlyle Secured Lending, Inc. Announces Financial Results For Second Quarter Ended 2024, Declares Third Quarter 2024 Dividends of $0.47 Per Common Share and Announces Merger Agreement with Carlyle Secured Lending III New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CGBD” or the “Comp |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission File No. 814-00995 Carlyle Secured Lending, Inc. |
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| August 5, 2024 |
EX-99.3 Exhibit 99.3 For Immediate Release August 5, 2024 Carlyle Secured Lending, Inc. Announces Merger with Carlyle Secured Lending III Provides meaningful scale and diversity to CGBD through addition of a Carlyle-managed portfolio Carlyle to exchange CGBD convertible preferred stock for CGBD common stock at NAV, eliminating current 5% – 8% preferred stock dilution overhang Advisors agreed to co |
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| August 5, 2024 |
EX-99.2 Exhibit 99.2 Carlyle Secured Lending, Inc. Quarterly Earnings Presentation June 30, 2024 1 Disclaimer and Forward-Looking Statement This presentation (the “Presentation”) has been prepared by Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CGBD” or the “Company”) (NASDAQ: CGBD) and may only be used for informational purposes only. This Presen |
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| August 5, 2024 |
EX-99.4 Exhibit 99.4 • • • • o o • • • • •• • • • • • • • • • • • • • • • • • • • • • • • • • •• • • • • • ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ |
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| July 18, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2024 Carlyle Secured Lending, Inc. |
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| July 18, 2024 |
EXHIBIT 99.1 For Immediate Release July 18, 2024 Carlyle Secured Lending, Inc. Schedules Earnings Release and Quarterly Earnings Call to Discuss its Financial Results for the Second Quarter Ended June 30, 2024 New York – Carlyle Secured Lending, Inc. (“Carlyle Secured Lending”) (NASDAQ: CGBD) will host a conference call at 10:00 a.m. EST on Monday, August 5, 2024 to announce its financial results |
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| July 9, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2024 Carlyle Secured Lending, Inc. |
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| July 9, 2024 |
SECOND AMENDMENT TO COLLATERAL MANAGEMENT AGREEMENT This Second Amendment to Collateral Management Agreement (this “Amendment”), dated as of July 2, 2024 (the “Second Refinancing Date”), to the Collateral Management Agreement (as amended by the Amendment to Collateral Management Agreement dated as of August 20, 2018 and as amended or modified from time to time, the “Collateral Management Agreement”) entered into by Carlyle Direct Lending CLO 2015-1R LLC (formerly known as Carlyle GMS Finance MM CLO 2015-1 LLC) (the “Issuer”) and Carlyle Global Credit Investment Management L. |
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| July 9, 2024 |
Third Supplemental Indenture Third Supplemental Indenture, dated as of July 2, 2024 (the “Third Supplemental Indenture”) to the Indenture dated as of June 26, 2015 (as supplemented by the First Supplemental Indenture dated as of August 30, 2018 and the Second Supplemental Indenture dated as of June 30, 2023 and as further amended, restated, extended, supplemented or otherwise modified in writing from time to time, the “Indenture”) between Carlyle Direct Lending CLO 2015-1R LLC, a Delaware limited liability company (f/k/a Carlyle GMS Finance MM CLO 2015-1 LLC, the “Issuer”) and State Street Bank and Trust Company, as trustee (the “Collateral Trustee”). |
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| June 10, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2024 Carlyle Secured Lending, Inc. |
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| June 10, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2024 Carlyle Secured Lending, Inc. |
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| May 7, 2024 |
Exhibit 99.1 For Immediate Release May 7, 2024 Carlyle Secured Lending, Inc. Announces Financial Results For First Quarter Ended 2024, Declares Second Quarter 2024 Dividends of $0.47 Per Common Share New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CSL” or the “Company”) (NASDAQ: CGBD) today announced its financial results for its first qua |
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| May 7, 2024 |
1 Carlyle Secured Lending, Inc. Quarterly Earnings Presentation March 31, 2024 Disclaimer and Forward-Looking Statement This presentation (the “Presentation”) has been prepared by Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CSL” or the “Company”) (NASDAQ: CGBD) and may only be used for informational purposes only. This Presentation should be view |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission File No. 814-00995 Carlyle Secured Lending, Inc. |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2024 Carlyle Secured Lending, Inc. |
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| April 29, 2024 |
Exhibit (d)(7) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 29, 2024 |
Exhibit (d)(8) TRI-PARTY AGREEMENT THIS AGREEMENT OF RESIGNATION, APPOINTMENT AND ACCEPTANCE (the “Agreement”), dated as of February 15, 2024 (the “Effective Date”), is by and among Carlyle Secured Lending, Inc. |
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| April 29, 2024 |
Exhibit (n) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the caption “Independent Registered Public Accounting Firm” in this Registration Statement on Form N-2 and related Prospectus of Carlyle Secured Lending, Inc. |
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| April 29, 2024 |
As filed with the U.S. Securities and Exchange Commission on April 29, 2024 Registration No. 333 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-2 REGISTRATION STATEMENT Registration Statement under the Securities Act of 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. ☐ Carlyle Secured Lending, Inc. (Exact name of Registrant as specified in it |
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| April 29, 2024 |
Opinion and Consent of Sullivan & Cromwell LLP, counsel for Carlyle Secured Lending, Inc.* Exhibit (l)(2) TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 WWW.SULLCROM.COM 125 Broad Street New York, New York 10004-2498 LOS ANGELES • PALO ALTO • WASHINGTON, D.C. BRUSSELS • FRANKFURT • LONDON • PARIS BEIJING • HONG KONG • TOKYO MELBOURNE • SYDNEY April 29, 2024 Carlyle Secured Lending, Inc. One Vanderbilt Avenue, Suite 3400 New York, New York 10017. Ladies and Gentlemen: We are acting |
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| April 29, 2024 |
EXHIBIT (s) Calculation of Filing Fee Table Form N-2 (Form Type) CARLYLE SECURED LENDING, INC. |
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| April 29, 2024 |
Opinion and Consent of Venable LLP, Maryland counsel for Carlyle Secured Lending, Inc.* Exhibit (l)(1) April 29, 2024 Carlyle Secured Lending, Inc. One Vanderbilt Avenue Suite 3400 New York, New York 10017 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have served as Maryland counsel to Carlyle Secured Lending, Inc., a Maryland corporation (the “Company”) and a business development company under the Investment Company Act of 1940, as amended (the “1940 Act”), in conn |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 25, 2024 |
TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 WWW.SULLCROM.COM 125 Broad Street New York, New York 10004-2498 LOS ANGELES • PALO ALTO • WASHINGTON, D.C. BRUSSELS • FRANKFURT • LONDON • PARIS BEIJING • HONG KONG • TOKYO MELBOURNE • SYDNEY April 25, 2024 Via EDGAR Ms. Ashley Vroman-Lee, Senior Attorney Division of Investment Management, United States Securities and Exchange Commission, 100 F S |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 11, 2024 |
EXHIBIT 99.1 For Immediate Release April 11, 2024 Carlyle Secured Lending, Inc. Schedules Earnings Release and Quarterly Earnings Call to Discuss its First Quarter Ended March 31, 2024 Financial Results New York – Carlyle Secured Lending, Inc. (“Carlyle Secured Lending”) (NASDAQ: CGBD) will host a conference call at 11:00 a.m. EST on Wednesday, May 8, 2024 to announce its first quarter ended March |
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| April 11, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2024 Carlyle Secured Lending, Inc. |
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| March 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2024 Carlyle Secured Lending, Inc. |
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| February 26, 2024 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES At the time of this filing, the following entities are subsidiaries of Carlyle Secured Lending, Inc.: Company Name Jurisdiction of Organization Carlyle Direct Lending CLO 2015-1R LLC Delaware TCG BDC SPV LLC Delaware |
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| February 26, 2024 |
Incentive Compensation Recoupment Exhibit 97.1 CARLYLE SECURED LENDING, INC. INCENTIVE COMPENSATION RECOUPMENT POLICY 1. INTRODUCTION The Board of Directors (the “Board”) of Carlyle Secured Lending, Inc., a Maryland corporation (the “Company”), has determined that it is in the best interests of the Company and its stockholders to adopt this Incentive Compensation Recoupment Policy (this “Policy”) providing for the Company’s recoup |
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| February 26, 2024 |
Exhibit 99.1 Middle Market Credit Fund, LLC Consolidated Financial Statements with Report of Independent Auditors For the years ended December 31, 2023 and 2022 1 Middle Market Credit Fund, LLC Index to Consolidated Financial Statements Report of Independent Auditors 3 Consolidated Statements of Assets, Liabilities and Members’ Equity as of December 31, 2023 and 2022 5 Consolidated Schedules of In |
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| February 26, 2024 |
Exhibit 99.1 For Immediate Release February 26, 2024 Carlyle Secured Lending, Inc. Announces Fourth Quarter and Full Year 2023 Financial Results, Increases Base Dividend to $0.40 Per Common Share and Declares First Quarter 2024 Dividends of $0.48 Per Common Share New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CSL” or the “Company”) (NASDA |
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| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2024 Carlyle Secured Lending, Inc. |
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| February 26, 2024 |
Exhibit 4.2 to our Annual Report on Form 10-K for the fiscal year ended December 31, 2023, Exhibit 4.2 DESCRIPTION OF REGISTERED SECURITIES Capitalized terms used herein but not defined herein have the meanings set forth in the Annual Report on Form 10-K to which this Exhibit is attached. The following description of the Carlyle Secured Lending, Inc.’s common stock is based on the relevant provisions of the MGCL, the Investment Company Act, Carlyle Secured Lending, Inc.’s Articles of Am |
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| February 26, 2024 |
1 Carlyle Secured Lending, Inc. Quarterly Earnings Presentation December 31, 2023 Disclaimer and Forward-Looking Statement This presentation (the “Presentation”) has been prepared by Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CSL” or the “Company”) (NASDAQ: CGBD) and may only be used for informational purposes only. This Presentation should be v |
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| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-54899 Carlyle Sec |
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| January 23, 2024 |
EXHIBIT 99.1 For Immediate Release January 23, 2024 Carlyle Secured Lending, Inc. Schedules Fourth Quarter and Full Year 2023 Financial Results and Investor Conference Call New York – Carlyle Secured Lending, Inc. (“Carlyle Secured Lending”) (NASDAQ: CGBD) will host a conference call at 11:00 a.m. EST on Tuesday, February 27, 2024 to announce its fourth quarter and full year 2023 financial results |
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| January 23, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| January 17, 2024 |
EXHIBIT 99.1 For Immediate Release January 17, 2024 Carlyle Secured Lending, Inc. Schedules Fourth Quarter and Full Year 2023 Financial Results and Investor Conference Call New York – Carlyle Secured Lending, Inc. (“Carlyle Secured Lending”) (NASDAQ: CGBD) will host a conference call at 10:00 a.m. EST on Tuesday, February 27, 2024 to announce its fourth quarter and full year 2023 financial results |
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| January 17, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2024 Carlyle Secured Lending, Inc. |
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| November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Carlyle Secured Lending, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 80-0789789 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification N |
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| November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 20, 2023 Carlyle Secured Lending, Inc. |
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| November 20, 2023 |
Exhibit 4.1 CARLYLE SECURED LENDING, INC. (Company) and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Trustee) Indenture Dated as of November 20, 2023 Providing for the Issuance of Debt Securities TABLE OF CONTENTS ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.01 Definitions 1 Section 1.02 Compliance Certificates 11 Section 1.03 Form of Documents Delivered to T |
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| November 20, 2023 |
Exhibit 4.2 FIRST SUPPLEMENTAL INDENTURE between CARLYLE SECURED LENDING, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of November 20, 2023 THIS FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of November 20, 2023, is between Carlyle Secured Lending, Inc., a Maryland corporation (the “Company”), and The Bank of New York Mellon Trust Com |
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| November 16, 2023 |
EXHIBIT 1.1 Carlyle Secured Lending, Inc. 8.20% Notes due 2028 Underwriting Agreement November 13, 2023 Morgan Stanley & Co. LLC UBS Securities LLC As representatives (“Representatives”) of the several Underwriters named in Schedule I hereto c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 Ladies and Gen |
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| November 16, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2023 Carlyle Secured Lending, Inc. |
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| November 15, 2023 |
EX-FILING FEES EXHIBIT 107 Calculation of Filing Fee Table 424(b)(5) (Form Type) CARLYLE SECURED LENDING, INC. |
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| November 15, 2023 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-255589 PROSPECTUS SUPPLEMENT (To Prospectus dated April 29, 2021) Carlyle Secured Lending, Inc. $75,000,000 8.20% Notes due 2028 We operate as a closed-end, externally managed, non-diversified management investment company and have elected to be regulated as a business development company under the Investment Company Act of 1940, as amended. Fo |
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| November 13, 2023 |
SUBJECT TO COMPLETION, DATED NOVEMBER 13, 2023 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-255589 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with and declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospectus are not an offer |
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| November 13, 2023 |
CARLYLE SECURED LENDING, INC. 8.20% Notes Due 2028 Pricing Term Sheet November 13, 2023 Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated November 13, 2023 Relating to Preliminary Prospectus Supplement dated November 13, 2023 and Prospectus dated April 29, 2021 Registration No. |
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| November 7, 2023 |
Exhibit 10.1 Conformed through: Amendment No. 10 dated as of August 31, 2023 SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of March 21, 2014 among CARLYLE SECURED LENDING, INC. as Borrower The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A. as Administrative Agent $790,000,000 JPMORGAN CHASE BANK, N.A. as Lead Arranger and Book Runner TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission File No. 814-00995 Carlyle Secured Lending, |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 Carlyle Secured Lending, Inc. |
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| November 7, 2023 |
Exhibit 99.1 For Immediate Release November 7, 2023 Carlyle Secured Lending, Inc. Announces Third Quarter 2023 Financial Results, Declares Fourth Quarter 2023 Dividends of $0.44 Per Common Share New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CSL” or the “Company”) (NASDAQ: CGBD) today announced its financial results for its third quarter |
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| November 7, 2023 |
1 Carlyle Secured Lending, Inc. Quarterly Earnings Presentation September 30, 2023 Disclaimer and Forward-Looking Statement This presentation (the “Presentation”) has been prepared by Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CSL” or the “Company”) (NASDAQ: CGBD) and may only be used for informational purposes only. This Presentation should be |
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| October 11, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2023 Carlyle Secured Lending, Inc. |
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| October 11, 2023 |
EXHIBIT 99.1 For Immediate Release October 11, 2023 Carlyle Secured Lending, Inc. Schedules Third Quarter 2023 Financial Results and Investor Conference Call New York – Carlyle Secured Lending, Inc. (“Carlyle Secured Lending”) (NASDAQ: CGBD) will host a conference call at 10:00 a.m. EDT on Wednesday, November 8, 2023 to announce its third quarter 2023 financial results. A news release containing t |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-54899 Carlyle Sec |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission File No. 814-00995 Carlyle Secured Lending, Inc. |
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| August 8, 2023 |
csli2q23x8-kxex992edgar 1 Carlyle Secured Lending, Inc. Quarterly Earnings Presentation June 30, 2023 Disclaimer and Forward-Looking Statement This presentation (the “Presentation”) has been prepared by Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CSL” or the “Company”) (NASDAQ: CGBD) and may only be used for informational purposes only. This Pres |
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| August 8, 2023 |
Exhibit 10.2 EXECUTION VERSION Second Supplemental Indenture This Second Supplemental Indenture, expected to be dated on or about June 30, 2023 (the “Second Supplemental Indenture”) to the Indenture dated as of June 26, 2015 (as amended, restated, extended, supplemented or otherwise modified in writing from time to time, the “Indenture”) between Carlyle Direct Lending CLO 2015-1R LLC, a Delaware l |
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| August 8, 2023 |
Exhibit 10.1 MIDDLE MARKET CREDIT FUND, LLC FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT Dated as of April 20, 2023 THE SECURITIES REPRESENTED BY THIS FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR REGISTERED OR QUALIFIED UNDER ANY STATE SECURITIES |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 Carlyle Secured Lending, Inc. |
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| August 8, 2023 |
Exhibit 99.1 For Immediate Release August 8, 2023 Carlyle Secured Lending, Inc. Announces Second Quarter 2023 Financial Results, Declares Third Quarter 2023 Dividends of $0.44 Per Common Share New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CSL” or the “Company”) (NASDAQ: CGBD) today announced its financial results for its second quarter e |
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| July 28, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 Carlyle Secured Lending, Inc. |
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| July 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2023 Carlyle Secured Lending, Inc. |
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| July 13, 2023 |
EXHIBIT 99.1 For Immediate Release July 13, 2023 Carlyle Secured Lending, Inc. Schedules Second Quarter 2023 Financial Results and Investor Conference Call New York – Carlyle Secured Lending, Inc. (“Carlyle Secured Lending”) (NASDAQ: CGBD) will host a conference call at 10:00 a.m. EDT on Wednesday, August 9, 2023 to announce its second quarter 2023 financial results. A news release containing the |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 Carlyle Secured Lending, Inc. |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission File No. 814-00995 Carlyle Secured Lending, Inc. |
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| May 9, 2023 |
Exhibit 99.1 For Immediate Release May 9, 2023 Carlyle Secured Lending, Inc. Announces First Quarter 2023 Financial Results, Declares Second Quarter 2023 Dividends of $0.44 Per Common Share New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CSL” or the “Company”) (NASDAQ: CGBD) today announced its financial results for its first quarter ended |
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| May 9, 2023 |
Exhibit 10.1 COMMITMENT INCREASE AGREEMENT April 21, 2023 JPMorgan Chase Bank, N.A. as Administrative Agent (the “Administrative Agent”) for the Lenders party to the Credit Agreement referred to below 500 Stanton Christiana Rd. NCC5 / 1st Floor Newark, DE 19713 Attention: Loan & Agency Services Group, Haley Diven email: [email protected] phone: 302-634-3028 Ladies and Gentlemen: We refer to th |
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| May 9, 2023 |
csli1q23x8-kxex992edgar 1 Carlyle Secured Lending, Inc. Quarterly Earnings Presentation March 31, 2023 Disclaimer and Forward-Looking Statement This presentation (the “Presentation”) has been prepared by Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CSL” or the “Company”) (NASDAQ: CGBD) and may only be used for informational purposes only. This Pre |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 Carlyle Secured Lending, Inc. |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 21, 2023 |
TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 WWW.SULLCROM.COM 125 Broad Street New York, New York 10004-2498 LOS ANGELES • PALO ALTO • WASHINGTON, D.C. BRUSSELS • FRANKFURT • LONDON • PARIS BEIJING • HONG KONG • TOKYO MELBOURNE • SYDNEY April 21, 2023 Via EDGAR Ms. Ashley Vroman-Lee, Senior Attorney Division of Investment Management, United States Securities and Exchange Commission, 100 F S |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| April 13, 2023 |
EXHIBIT 99.1 For Immediate Release April 13, 2023 Carlyle Secured Lending, Inc. Schedules First Quarter 2023 Financial Results and Investor Conference Call New York – Carlyle Secured Lending, Inc. (“Carlyle Secured Lending”) (NASDAQ: CGBD) will host a conference call at 10:00 a.m. EDT on Wednesday, May 10, 2023 to announce its first quarter 2023 financial results. A news release containing the qua |
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| April 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2023 Carlyle Secured Lending, Inc. |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2023 Carlyle Secured Lending, Inc. |
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| February 27, 2023 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES At the time of this filing, the following entities are subsidiaries of Carlyle Secured Lending, Inc.: Company Name Jurisdiction of Organization Carlyle Direct Lending CLO 2015-1R LLC Delaware TCG BDC SPV LLC Delaware |
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| February 27, 2023 |
Description of Registered Securities Exhibit 4.2 DESCRIPTION OF REGISTERED SECURITIES Capitalized terms used herein but not defined herein have the meanings set forth in the Annual Report on Form 10-K to which this Exhibit is attached. The following description of the Carlyle Secured Lending, Inc.’s common stock is based on the relevant provisions of the MGCL, the Investment Company Act, Carlyle Secured Lending, Inc.’s Articles of Am |
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| February 27, 2023 |
Exhibit 99.1 For Immediate Release February 27, 2023 Carlyle Secured Lending, Inc. Announces Fourth Quarter and Full Year 2022 Financial Results, Declares First Quarter 2023 Base Dividend of $0.37 Per Share and Supplemental Dividend of $0.07 per Common Share New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CSL” or the “Company”) (NASDAQ: CG |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 Carlyle Secured Lending, Inc. |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-54899 Carlyle Sec |
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| February 27, 2023 |
csli20221231xxex992edga 1 Carlyle Secured Lending, Inc. Quarterly Earnings Presentation December 31, 2022 Disclaimer and Forward-Looking Statement This presentation (the “Presentation”) has been prepared by Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, “we,” “us,” “our,” “CSL” or the “Company”) (NASDAQ: CGBD) and may only be used for informational purposes only. This |
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| February 27, 2023 |
Exhibit 99.1 Middle Market Credit Fund, LLC Consolidated Financial Statements with Report of Independent Auditors For the years ended December 31, 2022 and 2021 1 Middle Market Credit Fund, LLC Index to Consolidated Financial Statements Report of Independent Auditors 3 Consolidated Statements of Assets, Liabilities and Members’ Equity as of December 31, 2022 and 2021 5 Consolidated Schedules of In |
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| January 19, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2023 Carlyle Secured Lending, Inc. |
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| January 19, 2023 |
EXHIBIT 99.1 For Immediate Release January 19, 2023 Carlyle Secured Lending, Inc. Schedules Fourth Quarter and Full Year 2022 Financial Results and Investor Conference Call New York – Carlyle Secured Lending, Inc. (“Carlyle Secured Lending”) (NASDAQ: CGBD) will host a conference call at 10:00 a.m. EST on Tuesday, February 28, 2023 to announce its fourth quarter and full year 2022 financial results |
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| December 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2022 Carlyle Secured Lending, Inc. |
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| November 8, 2022 |
Exhibit 99.1 For Immediate Release November 8, 2022 Carlyle Secured Lending, Inc. Announces Third Quarter 2022 Financial Results, Declares Total Fourth Quarter 2022 Dividends of $0.44 Per Share and Increases Quarterly Base Dividend Rate Again New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, ?we,? ?us,? ?our,? ?CSL? or the ?Company?) (NASDAQ: CGBD) today announ |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission File No. 814-00995 Carlyle Secured Lending, |
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| November 8, 2022 |
R-14 7 G-19 5 B-19 7 R-88 G-15 9 B-16 5 R-13 6 G-18 0 B-83 R-16 3 G-14 3 B-18 7 R-0 G-74 B-13 6 R-18 5 G-21 1 B-15 3 R-11 8 G-92 B-15 0 R-22 0 G-22 1 B-23 2 R-14 0 G-14 1 B-15 2R-12 0 G-16 9 B-22 2 R-88 G-89 B-91 R-23 4 G- 234 B-23 4R-20 8 G-23 2 B-24 7 R-65 G-64 B-66 R-8 G-51 B-94 R-16 7 G-16 9 B-17 1 R-9 G-10 2 B-11 2 R-22 0 G-22 1 B-22 2 R-97 G-16 1 B-22 4R-23 7 G-21 7 B-15 7R-14 7 G-19 5 B-19 7 Old Color sCarlyle Secured Lending, Inc. |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2022 Carlyle Secured Lending, Inc. |
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| October 13, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2022 Carlyle Secured Lending, Inc. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Com |
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| October 13, 2022 |
EXHIBIT 99.1 For Immediate Release October 13, 2022 Carlyle Secured Lending, Inc. Schedules Third Quarter 2022 Financial Results and Investor Conference Call New York ? Carlyle Secured Lending, Inc. (?Carlyle Secured Lending?) (NASDAQ: CGBD) will host a conference call at 10:00 a.m. EST on Wednesday, November 9, 2022 to announce its third quarter 2022 financial results. A news release containing t |
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| September 21, 2022 |
8-K 1 csli20220921x8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2022 Carlyle Secured Lending, Inc. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Ju |
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| September 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2022 Carlyle Secured Lending, Inc. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (C |
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| August 9, 2022 |
Exhibit 99.1 For Immediate Release August 9, 2022 Carlyle Secured Lending, Inc. Announces Second Quarter 2022 Financial Results and Increases Quarterly Base Dividend Rate New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, ?we,? ?us,? ?our,? ?CSL? or the ?Company?, formerly known as TCG BDC, Inc.) (NASDAQ: CGBD) today announced its financial results for its secon |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 Carlyle Secured Lending, Inc. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Commi |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission File No. 814-00995 Carlyle Secured Lending, Inc. |
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| August 9, 2022 |
R-14 7 G-19 5 B-19 7 R-88 G-15 9 B-16 5 R-13 6 G-18 0 B-83 R-16 3 G-14 3 B-18 7 R-0 G-74 B-13 6 R-18 5 G-21 1 B-15 3 R-11 8 G-92 B-15 0 R-22 0 G-22 1 B-23 2 R-14 0 G-14 1 B-15 2R-12 0 G-16 9 B-22 2 R-88 G-89 B-91 R-23 4 G- 234 B-23 4R-20 8 G-23 2 B-24 7 R-65 G-64 B-66 R-8 G-51 B-94 R-16 7 G-16 9 B-17 1 R-9 G-10 2 B-11 2 R-22 0 G-22 1 B-22 2 R-97 G-16 1 B-22 4R-23 7 G-21 7 B-15 7R-14 7 G-19 5 B-19 7 Old Color sCarlyle Secured Lending, Inc. |
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| August 4, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2022 Carlyle Secured Lending, Inc. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Commi |
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| July 26, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2022 Carlyle Secured Lending, Inc. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Commis |
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| July 20, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2022 Carlyle Secured Lending, Inc. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Commis |
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| July 20, 2022 |
EXHIBIT 99.1 For Immediate Release July 20, 2022 Carlyle Secured Lending, Inc. Schedules Second Quarter 2022 Financial Results and Investor Conference Call New York ? Carlyle Secured Lending, Inc. (?Carlyle Secured Lending?) (NASDAQ: CGBD) will host a conference call at 10:00 a.m. EDT on Wednesday, August 10, 2022 to announce its second quarter 2022 financial results. A news release containing the |
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| June 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by R |
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| June 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2022 Carlyle Secured Lending, Inc. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Commiss |
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| June 1, 2022 |
Exhibit 10.1 OMNIBUS AMENDMENT NO. 9 THIS OMNIBUS AMENDMENT NO. 9, dated as of May 25, 2022 (this ?Amendment?), to the Existing Credit Agreement and the Existing Guarantee and Security Agreement (capitalized terms used herein and not otherwise defined shall have the meanings given to such terms in Article I) is among CARLYLE SECURED LENDING, INC. (f/k/a TCG BDC, Inc.), a Maryland corporation (the |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2022 Carlyle Secured Lending, Inc. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Commiss |
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| June 1, 2022 |
Exhibit 10.2 Conformed through: Amendment No. 9 dated as of May 25, 2022 SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of March 21, 2014 among CARLYLE SECURED LENDING, INC. as Borrower The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A. as Administrative Agent $688,000,000 JPMORGAN CHASE BANK, N.A. as Lead Arranger and Book Runner TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01 |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 Carlyle Secured Lending, Inc. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Commissi |
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| May 3, 2022 |
R-14 7 G-19 5 B-19 7 R-88 G-15 9 B-16 5 R-13 6 G-18 0 B-83 R-16 3 G-14 3 B-18 7 R-0 G-74 B-13 6 R-18 5 G-21 1 B-15 3 R-11 8 G-92 B-15 0 R-22 0 G-22 1 B-23 2 R-14 0 G-14 1 B-15 2R-12 0 G-16 9 B-22 2 R-88 G-89 B-91 R-23 4 G- 234 B-23 4R-20 8 G-23 2 B-24 7 R-65 G-64 B-66 R-8 G-51 B-94 R-16 7 G-16 9 B-17 1 R-9 G-10 2 B-11 2 R-22 0 G-22 1 B-22 2 R-97 G-16 1 B-22 4R-23 7 G-21 7 B-15 7R-14 7 G-19 5 B-19 7 Old Color sCarlyle Secured Lending, Inc. |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission File No. 814-00995 Carlyle Secured Lending, Inc. |
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| May 3, 2022 |
Exhibit 99.1 For Immediate Release May 3, 2022 Carlyle Secured Lending, Inc. Announces First Quarter 2022 Financial Results and Declares Second Quarter 2022 Base Dividend of $0.32 Per Common Share and Supplemental Dividend of $0.08 per Common Share New York - Carlyle Secured Lending, Inc. (together with its consolidated subsidiaries, ?we,? ?us,? ?our,? ?CSL? or the ?Company?, formerly known as TCG |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by R |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by R |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by R |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by R |
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| April 26, 2022 |
TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 WWW.SULLCROM.COM 125 Broad Street New York, New York 10004-2498 LOS ANGELES ? PALO ALTO ? WASHINGTON, D.C. BRUSSELS ? FRANKFURT ? LONDON ? PARIS BEIJING ? HONG KONG ? TOKYO MELBOURNE ? SYDNEY April 26, 2022 Via EDGAR Ms. Kimberly Browning, Senior Counsel, Division of Investment Management, United States Securities and Exchange Commission, 100 F S |
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| April 14, 2022 |
EXHIBIT 99.1 For Immediate Release April 14, 2022 Carlyle Secured Lending, Inc. Schedules First Quarter 2022 Financial Results and Investor Conference Call New York ? Carlyle Secured Lending, Inc. (?Carlyle Secured Lending?, formerly known as TCG BDC, Inc.) (NASDAQ: CGBD) will host a conference call at 8:30 a.m. EDT on Wednesday, May 4, 2022 to announce its first quarter 2022 financial results. A |
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| April 14, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2022 Carlyle Secured Lending, Inc. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Commi |
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| April 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by R |
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| April 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2022 Carlyle Secured Lending, Inc. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Commi |
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| April 12, 2022 |
Articles of Amendment and Restatement. Exhibit 3.1 TCG BDC, INC. ARTICLES OF AMENDMENT AND RESTATEMENT THIS IS TO CERTIFY THAT: FIRST: The charter of TCG BDC, Inc., a Maryland corporation (the ?Corporation?), is hereby amended by striking out Article I in its entirety and inserting in lieu thereof the following. ARTICLE I NAME The name of the corporation (the ?Corporation?) is Carlyle Secured Lending, Inc. SECOND: The amendment of the |
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| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-54899 TCG BDC, IN |
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| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 TCG BDC, INC. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 22, 2022 |
Description of Registered Securities Exhibit 4.2 DESCRIPTION OF REGISTERED SECURITIES Capitalized terms used herein but not defined herein have the meanings set forth in the Annual Report on Form 10-K to which this Exhibit is attached. The following description of the TCG BDC, Inc.?s common stock is based on the relevant provisions of the MGCL, the Investment Company Act, TCG BDC, Inc.?s Articles of Amendment and Restatement (as amen |
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| February 22, 2022 |
1 TCG BDC, Inc. Quarterly Earnings Presentation DECEMBER 31, 2021 Disclaimer and Forward-Looking Statement This presentation (the ?Presentation?) has been prepared by TCG BDC, Inc. (together with its consolidated subsidiaries, ?we,? ?us,? ?our,? ?TCG BDC? or the ?Company?) (NASDAQ: CGBD) and may only be used for informational purposes only. This Presentation should be viewed in conjunction with th |
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| February 22, 2022 |
Exhibit 99.1 Middle Market Credit Fund, LLC Consolidated Financial Statements with Report of Independent Auditors For the years ended December 31, 2021 and 2020 1 Middle Market Credit Fund, LLC Index to Consolidated Financial Statements Report of Independent Auditors 3 Consolidated Statements of Assets, Liabilities and Members? Equity as of December 31, 2021 and 2020 4 Consolidated Schedules of In |
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| February 22, 2022 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES At the time of this filing, the following entities are subsidiaries of TCG BDC, Inc.: Company Name Jurisdiction of Organization Carlyle Direct Lending CLO 2015-1R LLC Delaware TCG BDC SPV LLC Delaware |
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| February 22, 2022 |
Exhibit 99.1 For Immediate Release February 22, 2022 TCG BDC, Inc. Announces Fourth Quarter 2021 Financial Results and Declares First Quarter 2022 Base Dividend of $0.32 Per Common Share and Supplemental Dividend of $0.08 per Common Share New York - TCG BDC, Inc. (together with its consolidated subsidiaries, ?we,? ?us,? ?our,? ?TCG BDC? or the ?Company?) (NASDAQ: CGBD) today announced its financia |
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| January 19, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2022 TCG BDC, INC. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| January 19, 2022 |
TCG BDC, Inc. to Announce Fourth Quarter 2021 Financial Results and Host Investor Conference Call EXHIBIT 99.1 TCG BDC, Inc. For Immediate Release January 19, 2022 TCG BDC, Inc. to Announce Fourth Quarter 2021 Financial Results and Host Investor Conference Call New York ? TCG BDC, Inc. (?TCG BDC?) (NASDAQ: CGBD) will host a conference call at 11:00 a.m. EST on Wednesday, February 23, 2022 to announce its fourth quarter 2021 financial results. A news release containing the quarterly results wil |
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| November 2, 2021 |
R-14 7 G-19 5 B-19 7 R-88 G-15 9 B-16 5 R-13 6 G-18 0 B-83 R-16 3 G-14 3 B-18 7 R-0 G-74 B-13 6 R-18 5 G-21 1 B-15 3 R-11 8 G-92 B-15 0 R-22 0 G-22 1 B-23 2 R-14 0 G-14 1 B-15 2R-12 0 G-16 9 B-22 2 R-88 G-89 B-91 R-23 4 G- 234 B-23 4R-20 8 G-23 2 B-24 7 R-65 G-64 B-66 R-8 G-51 B-94 R-16 7 G-16 9 B-17 1 R-9 G-10 2 B-11 2 R-22 0 G-22 1 B-22 2 R-97 G-16 1 B-22 4R-23 7 G-21 7 B-15 7R-14 7 G-19 5 B-19 7 Old Color s TCG BDC, Inc. |
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| November 2, 2021 |
Exhibit 99.1 For Immediate Release November 2, 2021 TCG BDC, Inc. Announces Third Quarter 2021 Financial Results and Declares Fourth Quarter 2021 Base Dividend of $0.32 Per Common Share and Supplemental Dividend of $0.07 per Common Share New York - TCG BDC, Inc. (together with its consolidated subsidiaries, ?we,? ?us,? ?our,? ?TCG BDC? or the ?Company?) (NASDAQ: CGBD) today announced its financial |
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| November 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 TCG BDC, INC. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission File No. 814-00995 TCG BDC, INC. (Exact name |
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| October 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by R |
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| October 8, 2021 |
TCG BDC, Inc. Schedules Third Quarter 2021 Financial Results and Investor Conference Call EXHIBIT 99.1 TCG BDC, Inc. For Immediate Release October 7, 2021 TCG BDC, Inc. Schedules Third Quarter 2021 Financial Results and Investor Conference Call New York ? TCG BDC, Inc. (?TCG BDC?) (NASDAQ: CGBD) will host a conference call at 11:00 a.m. EDT on Wednesday, November 3, 2021 to announce its third quarter 2021 financial results. A news release containing the quarterly results will be issued |
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| October 8, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2021 TCG BDC, INC. (Exact name of registrant as specified in charter) Maryland No. 814-00995 80-0789789 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| September 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule |
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| September 15, 2021 |
September 15, 2021 Via EDGAR Ms. Kimberly Browning, Senior Counsel, Division of Investment Management, United States Securities and Exchange Commission, 100 F Street, N.E., Washington, DC 20549. Re: TCG BDC, Inc. Preliminary Proxy Statement Filing Date: August 30, 2021 File No. 814-00995 Dear Ms. Browning: Thank you for your additional comment that you delivered to me telephonically on September 1 |
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| September 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by R |
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| September 10, 2021 |
TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 TELEPHONE: 1-212-558-4000 FACSIMILE: 1-212-558-3588 WWW.SULLCROM.COM 125 Broad Street New York, New York 10004-2498 LOS ANGELES ? PALO ALTO ? WASHINGTON, D.C. BRUSSELS ? FRANKFURT ? LONDON ? PARIS BEIJING ? HONG KONG ? TOKYO MELBOURNE ? SYDNEY September 10, 2021 Via EDGAR Ms. Kimberly Browning, Senior Counsel, Division of Investment Management, United States Securities and Exchange Commission, 100 |
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| September 3, 2021 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D. |
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| September 3, 2021 |
CGBD / TCG BDC Inc / Carlyle Group Inc. - SC 13D Activist Investment United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Information to be Included in Statements Filed Pursuant to § 240.13d-1(a) and Amendments Thereto Filed Pursuant to § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. )* TCG BDC, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 872280102 |
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| August 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule |
