الإحصائيات الأساسية
| CIK | 1175609 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to MontaVista Software, LLC
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| July 17, 2018 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33435 Cavium, Inc. (Exact name of registrant as specified in its |
|
| July 6, 2018 |
POS AM As filed with the Securities and Exchange Commission on July 6, 2018 Registration No. |
|
| July 6, 2018 |
S-8 POS Registration Statement No. 333-143094 Registration Statement No. 333-149932 Registration Statement No. 333-159031 Registration Statement No. 333-166651 Registration Statement No. 333-174033 Registration Statement No. 333-181206 Registration Statement No. 333-188380 Registration Statement No. 333-195663 Registration Statement No. 333-203851 Registration Statement No. 333-212028 Registration |
|
| July 6, 2018 |
Registration Statement No. 333-143094 Registration Statement No. 333-149932 Registration Statement No. 333-159031 Registration Statement No. 333-166651 Registration Statement No. 333-174033 Registration Statement No. 333-181206 Registration Statement No. 333-188380 Registration Statement No. 333-195663 Registration Statement No. 333-203851 Registration Statement No. 333-212028 Registration Stateme |
|
| July 6, 2018 |
POS AM 1 d855135dposam.htm POS AM As filed with the Securities and Exchange Commission on July 6, 2018 Registration No. 333-164282 Registration No. 333-173416 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 TO: FORM S-3 REGISTRATION STATEMENT NO. 333-164282 FORM S-3 REGISTRATION STATEMENT NO. 333-173416 UNDER THE SECURITIES ACT OF 1933 Cavium, |
|
| July 6, 2018 |
S-8 POS 1 d855331ds8pos.htm S-8 POS Registration Statement No. 333-143094 Registration Statement No. 333-149932 Registration Statement No. 333-159031 Registration Statement No. 333-166651 Registration Statement No. 333-174033 Registration Statement No. 333-181206 Registration Statement No. 333-188380 Registration Statement No. 333-195663 Registration Statement No. 333-203851 Registration Statement |
|
| July 6, 2018 |
S-8 POS Registration Statement No. 333-143094 Registration Statement No. 333-149932 Registration Statement No. 333-159031 Registration Statement No. 333-166651 Registration Statement No. 333-174033 Registration Statement No. 333-181206 Registration Statement No. 333-188380 Registration Statement No. 333-195663 Registration Statement No. 333-203851 Registration Statement No. 333-212028 Registration |
|
| July 6, 2018 |
S-8 POS 1 d855331ds8pos.htm S-8 POS Registration Statement No. 333-143094 Registration Statement No. 333-149932 Registration Statement No. 333-159031 Registration Statement No. 333-166651 Registration Statement No. 333-174033 Registration Statement No. 333-181206 Registration Statement No. 333-188380 Registration Statement No. 333-195663 Registration Statement No. 333-203851 Registration Statement |
|
| July 6, 2018 |
Registration Statement No. 333-143094 Registration Statement No. 333-149932 Registration Statement No. 333-159031 Registration Statement No. 333-166651 Registration Statement No. 333-174033 Registration Statement No. 333-181206 Registration Statement No. 333-188380 Registration Statement No. 333-195663 Registration Statement No. 333-203851 Registration Statement No. 333-212028 Registration Stateme |
|
| July 6, 2018 |
CAVM / Cavium, Inc. S-4 POST EFFECTIVE AMD NO. 2 S-4 Post Effective Amd No. 2 As filed with the Securities and Exchange Commission on July 6, 2018 Registration No. 333-212499 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 2 TO: FORM S-4 REGISTRATION STATEMENT NO. 333-212499 UNDER THE SECURITIES ACT OF 1933 Cavium, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 77-0558625 |
|
| July 6, 2018 |
S-8 POS Registration Statement No. 333-143094 Registration Statement No. 333-149932 Registration Statement No. 333-159031 Registration Statement No. 333-166651 Registration Statement No. 333-174033 Registration Statement No. 333-181206 Registration Statement No. 333-188380 Registration Statement No. 333-195663 Registration Statement No. 333-203851 Registration Statement No. 333-212028 Registration |
|
| July 6, 2018 |
S-8 POS Registration Statement No. 333-143094 Registration Statement No. 333-149932 Registration Statement No. 333-159031 Registration Statement No. 333-166651 Registration Statement No. 333-174033 Registration Statement No. 333-181206 Registration Statement No. 333-188380 Registration Statement No. 333-195663 Registration Statement No. 333-203851 Registration Statement No. 333-212028 Registration |
|
| July 6, 2018 |
S-8 POS 1 d855331ds8pos.htm S-8 POS Registration Statement No. 333-143094 Registration Statement No. 333-149932 Registration Statement No. 333-159031 Registration Statement No. 333-166651 Registration Statement No. 333-174033 Registration Statement No. 333-181206 Registration Statement No. 333-188380 Registration Statement No. 333-195663 Registration Statement No. 333-203851 Registration Statement |
|
| July 6, 2018 |
S-8 POS Registration Statement No. 333-143094 Registration Statement No. 333-149932 Registration Statement No. 333-159031 Registration Statement No. 333-166651 Registration Statement No. 333-174033 Registration Statement No. 333-181206 Registration Statement No. 333-188380 Registration Statement No. 333-195663 Registration Statement No. 333-203851 Registration Statement No. 333-212028 Registration |
|
| July 6, 2018 |
S-8 POS Registration Statement No. 333-143094 Registration Statement No. 333-149932 Registration Statement No. 333-159031 Registration Statement No. 333-166651 Registration Statement No. 333-174033 Registration Statement No. 333-181206 Registration Statement No. 333-188380 Registration Statement No. 333-195663 Registration Statement No. 333-203851 Registration Statement No. 333-212028 Registration |
|
| July 6, 2018 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2018 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File |
|
| July 6, 2018 |
Amended and Restated Certificate of Incorporation of Cavium, Inc. EX-3.1 2 d812219dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CAVIUM, INC. ARTICLE I The name of the Corporation is Cavium, Inc. (the “Corporation”). ARTICLE II The address of the Corporation’s registered office in the State of Delaware is 251 Little Falls Drive, in the City of Wilmington, County of New Castle, Delaware, 19808. The name of its registered agent a |
|
| July 6, 2018 |
Amended and Restated Bylaws of Cavium, Inc. EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF CAVIUM, INC. TABLE OF CONTENTS Page ARTICLE I Meetings of Stockholders 1 Section 1.1. Annual Meetings 1 Section 1.2. Special Meetings 1 Section 1.3. Notice of Meeting 1 Section 1.4. Quorum 1 Section 1.5. Adjournments 1 Section 1.6. Voting 2 Section 1.7. Proxies 2 Section 1.8. Judges of Election 2 ARTICLE II Board of Directors 2 Section 2.1. Number |
|
| May 30, 2018 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Cavium, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33435 77-0558625 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 2315 N. First Street, San Jose, CA 95131 (Address of principal exec |
|
| May 30, 2018 |
Conflict Minerals Report of Cavium, Inc. for the year ended December 31, 2017 EX-1.01 Exhibit 1.01 Conflict Minerals Report of Cavium, Inc. for the year ended December 31, 2017 This report is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to “conflict minerals.” As of the date this repo |
|
| May 2, 2018 |
CAVM / Cavium, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33435 CAVIUM, |
|
| March 16, 2018 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2018 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission Fi |
|
| March 9, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2018 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission File No. |
|
| March 9, 2018 |
CAVM / Cavium, Inc. 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2018 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission File No. |
|
| March 9, 2018 |
MRVL / Marvell Technology Group Ltd. 425 (Prospectus) 425 Filed by Marvell Technology Group Ltd. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 Excerpt of Transcript of Marvell Technology Group Ltd. Fourth Quarter Fiscal 2018 Earnings Call, held March 8, 2018 … Matthew J. Murphy—Marvell Technology Group |
|
| March 9, 2018 |
MRVL / Marvell Technology Group Ltd. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2018 MARVELL TECHNOLOGY GROUP LTD. (Exact name of registrant as specified in its charter) Bermuda 000-30877 77-0481679 (State or other jurisdiction of incorporation) |
|
| March 7, 2018 |
CAVM / Cavium, Inc. 425 (Prospectus) 425 Filed by Cavium, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 March 6, 2018, Dear Shareholder: We recently mailed to you a proxy statement of Cavium, Inc. (“Cavium”). Your support is requested for the proposals to be voted upon at the spec |
|
| March 2, 2018 |
MRVL / Marvell Technology Group Ltd. 425 (Prospectus) 425 Filed by Marvell Technology Group Ltd. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following email communication was sent to employees of Cavium, Inc. (“Cavium”) and Marvell Technology Group Ltd. (“Marvell”) on March 2, 2018. Cavium and Ma |
|
| March 2, 2018 |
CAVM / Cavium, Inc. 425 (Prospectus) 425 Filed by Cavium, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following email communication was sent to employees of Cavium, Inc. (“Cavium”) and Marvell Technology Group Ltd. (“Marvell”) on March 2, 2018. Cavium and Marvell Employees: |
|
| March 1, 2018 |
Form of Retention Bonus Letter for Executive Officers EX-10.35 2 cavm-ex1035135.htm EX-10.35 FORM OF RETENTION BONUS LETTER FOR EXECUTIVE OFFICERS Exhibit 10.35 Form of Retention Bonus Letter for Executive Officers Re: Retention Bonus Dear : Congratulations, you have been chosen to receive a “Retention Bonus”, with the terms set forth in this letter. As you know, Cavium, Inc. (the “Company”) has entered into an Agreement and Plan of Merger (the “Merg |
|
| March 1, 2018 |
CAVM / Cavium, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33435 CAVIUM, INC. (Exact |
|
| March 1, 2018 |
Subsidiaries of the Registrant Exhibit 21.1 List of subsidiaries of the Registrant Subsidiary Jurisdiction Cavium Networks International, Inc. Delaware Cavium International Cayman Cavium Networks International Cayman Cavium Networks (India) Private Limited India Cavium Networks Asia Cayman Cavium Networks U.K. Limited England Cavium LLC California Cavium Networks Korea LLC Korea Cavium (Taiwan) Ltd. Taiwan Cavium Semiconductor |
|
| February 21, 2018 |
CAVM / Cavium, Inc. 425 (Prospectus) 425 Filed by Cavium, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following email communication was sent to employees of Cavium, Inc. (?Cavium?) and Marvell Technology Group Ltd. (?Marvell?). February 20, 2018 Cavium and Marvell Employees: |
|
| February 21, 2018 |
MRVL / Marvell Technology Group Ltd. 425 (Prospectus) 425 Filed by Marvell Technology Group Ltd. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following email communication was sent to employees of Cavium, Inc. (?Cavium?) and Marvell Technology Group Ltd. (?Marvell?) on February 20, 2018. Cavium an |
|
| February 8, 2018 |
CAVM / Cavium, Inc. / VANGUARD GROUP INC Passive Investment caviuminc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Cavium Inc Title of Class of Securities: Common Stock CUSIP Number: 14964U108 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate box to designate th |
|
| February 8, 2018 |
CAVM / Cavium, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Cavium, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 14964U108 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
|
| February 6, 2018 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 5, 2018 |
CAVM / Cavium, Inc. 425 (Prospectus) 425 Filed by Cavium, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following email communication was sent to employees of Cavium, Inc. (?Cavium?) and Marvell Technology Group Ltd. (?Marvell?). Integration Update ? February 2, 2018 Cavium an |
|
| February 5, 2018 |
MRVL / Marvell Technology Group Ltd. 425 (Prospectus) 425 Filed by Marvell Technology Group Ltd. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following email communication was sent to employees of Cavium, Inc. (?Cavium?) and Marvell Technology Group Ltd. (?Marvell?). Cavium?Marvell ? Integration U |
|
| January 31, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition cavm-8ka20180131.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K /A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2018 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-05586 |
|
| January 31, 2018 |
Cavium Announces Financial Results for Q4 2017 EX-99.1 2 cavm-ex9916.htm EX-99.1 Q4 2017 EARNINGS RELEASE Exhibit 99.1 Cavium Announces Financial Results for Q4 2017 SAN JOSE, Calif., January 31, 2018 – Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced financial results for the fourth quarter ended Decem |
|
| January 31, 2018 |
Cavium Announces Financial Results for Q4 2017 EX-99.1 2 cavm-ex9916.htm EX-99.1 Q4 2017 EARNINGS RELEASE Exhibit 99.1 Cavium Announces Financial Results for Q4 2017 SAN JOSE, Calif., January 31, 2018 – Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced financial results for the fourth quarter ended Decem |
|
| January 31, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition cavm-8k20180131.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2018 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 ( |
|
| January 29, 2018 |
MRVL / Marvell Technology Group Ltd. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2018 MARVELL TECHNOLOGY GROUP LTD. (Exact name of registrant as specified in its charter) Bermuda 000-30877 77-0481679 (State or other jurisdiction of incorporati |
|
| January 29, 2018 |
MARVELL ANNOUNCES EXPIRATION OF HART-SCOTT-RODINO WAITING PERIOD EX-99.1 Exhibit 99.1 MARVELL ANNOUNCES EXPIRATION OF HART-SCOTT-RODINO WAITING PERIOD Santa Clara, Calif. (January 29, 2018)?Marvell Technology Group Ltd. (NASDAQ: MRVL) today announced that the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 (?HSR Act?), as amended, in connection with its previously announced proposed acquisition of Cavium, Inc., expired at 11:59 p.m |
|
| January 22, 2018 |
MRVL / Marvell Technology Group Ltd. 425 (Prospectus) 425 Filed by Marvell Technology Group Ltd. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following email communication was sent to employees of Cavium, Inc. (?Cavium?) and Marvell Technology Group Ltd. (?Marvell?). Cavium and Marvell Employees: |
|
| January 22, 2018 |
CAVM / Cavium, Inc. FORM 425 (Prospectus) Form 425 Filed by Cavium, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following email communication was sent to employees of Cavium, Inc. (?Cavium?) and Marvell Technology Group Ltd. (?Marvell?). Cavium and Marvell Employees: To keep you |
|
| January 22, 2018 |
CAVM / Cavium, Inc. FORM 425 (Prospectus) Form 425 Filed by Cavium, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following email communication was sent to employees of Cavium, Inc. Marvell ? Cavium Acquisition Frequently Asked Questions on Immigration January 2018 Based on the ann |
|
| December 21, 2017 |
EX-99.3 Exhibit 99.3 QLOGIC CORPORATION CONDENSED CONSOLIDATED BALANCE SHEETS July 3, 2016 April 3, 2016 (Unaudited; In thousands, except share and per share amounts) ASSETS Current assets: Cash and cash equivalents $ 119,618 $ 125,408 Marketable securities 245,657 229,439 Accounts receivable, less allowance for doubtful accounts of $1,026 and $849 as of July 3, 2016 and April 3, 2016, respectivel |
|
| December 21, 2017 |
Exhibit 99.2 QLOGIC CORPORATION CONDENSED CONSOLIDATED BALANCE SHEETS December 27, 2015 March 29, 2015 (Unaudited; In thousands, except share and per share amounts) ASSETS Current assets: Cash and cash equivalents $ 87,069 $ 115,241 Marketable securities 212,405 201,174 Accounts receivable, less allowance for doubtful accounts of $992 and $1,297 as of December 27, 2015 and March 29, 2015, respecti |
|
| December 21, 2017 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2017 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission |
|
| December 21, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.1 Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Board of Directors and Stockholders QLogic Corporation: We have audited the accompanying consolidated balance sheets of QLogic Corporation and subsidiaries as of April 3, 2016 and March 29, 2015, and the related consolidated statements of operations, comprehensive income (loss), stockholders? equity and cash flows for |
|
| December 21, 2017 |
EX-99.2 4 d509859dex992.htm EX-99.2 Exhibit 99.2 QLOGIC CORPORATION CONDENSED CONSOLIDATED BALANCE SHEETS December 27, 2015 March 29, 2015 (Unaudited; In thousands, except share and per share amounts) ASSETS Current assets: Cash and cash equivalents $ 87,069 $ 115,241 Marketable securities 212,405 201,174 Accounts receivable, less allowance for doubtful accounts of $992 and $1,297 as of December 2 |
|
| December 21, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.1 3 d509859dex991.htm EX-99.1 Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Board of Directors and Stockholders QLogic Corporation: We have audited the accompanying consolidated balance sheets of QLogic Corporation and subsidiaries as of April 3, 2016 and March 29, 2015, and the related consolidated statements of operations, comprehensive income (loss), stockholder |
|
| December 21, 2017 |
EX-99.3 Exhibit 99.3 QLOGIC CORPORATION CONDENSED CONSOLIDATED BALANCE SHEETS July 3, 2016 April 3, 2016 (Unaudited; In thousands, except share and per share amounts) ASSETS Current assets: Cash and cash equivalents $ 119,618 $ 125,408 Marketable securities 245,657 229,439 Accounts receivable, less allowance for doubtful accounts of $1,026 and $849 as of July 3, 2016 and April 3, 2016, respectivel |
|
| December 21, 2017 |
CAVM / Cavium, Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2017 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission |
|
| November 22, 2017 |
EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER by and among: MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company; KAUAI ACQUISITION CORP., a Delaware corporation; and CAVIUM, INC., a Delaware corporation Dated as of November 19, 2017 TABLE OF CONTENTS Page SECTION 1. DESCRIPTION OF TRANSACTION 1 1.1 Merger of Merger Sub into the Company 1 1.2 Effect of the Merger 1 1.3 Closin |
|
| November 22, 2017 |
EX-10.2 Exhibit 10.2 VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?) is entered into as of November 19, 2017, by and between CAVIUM, INC., a Delaware corporation (the ?Company?), and the shareholders of MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company (?Parent?), listed on Exhibit A (each, a ?Specified Shareholder?). RECITALS A. Each Specified Shareholder is a holder of record a |
|
| November 22, 2017 |
EX-10.1 Exhibit 10.1 VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?) is entered into as of November 19, 2017, by and between MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company (?Parent?), and Syed B. Ali (?Stockholder?), a stockholder of CAVIUM, INC., a Delaware corporation (the ?Company?). RECITALS A. Stockholder is a holder of record and the ?beneficial owner? (within the meanin |
|
| November 22, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2017 (November 19, 2017) CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorp |
|
| November 22, 2017 |
Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER by and among: MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company; KAUAI ACQUISITION CORP., a Delaware corporation; and CAVIUM, INC., a Delaware corporation Dated as of November 19, 2017 TABLE OF CONTENTS Page SECTION 1. DESCRIPTION OF TRANSACTION 1 1.1 Merger of Merger Sub into the Company 1 1.2 Effect of the Merger 1 1.3 Closing; Effe |
|
| November 22, 2017 |
EX-10.1 3 d499385dex101.htm EX-10.1 Exhibit 10.1 VOTING AGREEMENT THIS VOTING AGREEMENT (this “Agreement”) is entered into as of November 19, 2017, by and between MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company (“Parent”), and Syed B. Ali (“Stockholder”), a stockholder of CAVIUM, INC., a Delaware corporation (the “Company”). RECITALS A. Stockholder is a holder of record and the “benefici |
|
| November 22, 2017 |
EX-10.2 Exhibit 10.2 VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?) is entered into as of November 19, 2017, by and between CAVIUM, INC., a Delaware corporation (the ?Company?), and the shareholders of MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company (?Parent?), listed on Exhibit A (each, a ?Specified Shareholder?). RECITALS A. Each Specified Shareholder is a holder of record a |
|
| November 22, 2017 |
CAVM / Cavium, Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2017 (November 19, 2017) CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorp |
|
| November 22, 2017 |
MRVL / Marvell Technology Group Ltd. 425 (Prospectus) Filed by Marvell Technology Group Ltd. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following is a transcript of an interview by Jim Cramer with Matt Murphy, President and CEO of Marvell Technology Group Ltd., that aired on the Mad Money tele |
|
| November 20, 2017 |
EX-99.2 Exhibit 99.2 To: All Customers From: Milt Douglass Subject: An Exciting New Chapter for Cavium Dear Valued Customer, I am excited to share with you that earlier today we announced an agreement to combine with Marvell Technology Group Ltd. A copy of the press release is available on our website. This is an extremely exciting combination. Both companies have strong product portfolios serving |
|
| November 20, 2017 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2017 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File |
|
| November 20, 2017 |
EX-99.1 2 d461670dex991.htm EX-99.1 Exhibit 99.1 Sard Verbinnen & Co. Moderator: Chandler Wills November 20, 2017 8:00 a.m. ET Operator: This is Conference # 6386325. Operator: Ladies and gentlemen, thank you for standing by. Good morning and welcome to the Marvell and Cavium conference call. Today’s call is being recorded on November 20th, 2017. After the speakers’ prepared remarks there will be |
|
| November 20, 2017 |
EX-99.3 Exhibit 99.3 To: All Cavium Employees: This morning we issued a joint press release announcing that Marvell and Cavium have entered into a definitive agreement for the combination of the Marvell and Cavium businesses. This is an extremely exciting combination. Since inception, we have been focused on building a leading infrastructure semiconductor company by continually delivering innovati |
|
| November 20, 2017 |
CAVM / Cavium, Inc. 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2017 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File |
|
| November 20, 2017 |
EX-99.2 3 d461670dex992.htm EX-99.2 Exhibit 99.2 To: All Customers From: Milt Douglass Subject: An Exciting New Chapter for Cavium Dear Valued Customer, I am excited to share with you that earlier today we announced an agreement to combine with Marvell Technology Group Ltd. A copy of the press release is available on our website. This is an extremely exciting combination. Both companies have stron |
|
| November 20, 2017 |
EX-99.1 Exhibit 99.1 Sard Verbinnen & Co. Moderator: Chandler Wills November 20, 2017 8:00 a.m. ET Operator: This is Conference # 6386325. Operator: Ladies and gentlemen, thank you for standing by. Good morning and welcome to the Marvell and Cavium conference call. Today?s call is being recorded on November 20th, 2017. After the speakers? prepared remarks there will be a question and answer sessio |
|
| November 20, 2017 |
EX-99.3 4 d461670dex993.htm EX-99.3 Exhibit 99.3 To: All Cavium Employees: This morning we issued a joint press release announcing that Marvell and Cavium have entered into a definitive agreement for the combination of the Marvell and Cavium businesses. This is an extremely exciting combination. Since inception, we have been focused on building a leading infrastructure semiconductor company by con |
|
| November 20, 2017 |
MRVL / Marvell Technology Group Ltd. 425 (Prospectus) 425 Filed by Marvell Technology Group Ltd. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following is a transcript of a joint call hosted by Marvell Technology Group Ltd. and Cavium, Inc. Sard Verbinnen & Co. Moderator: Chandler Wills November 2 |
|
| November 20, 2017 |
MRVL / Marvell Technology Group Ltd. 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 19, 2017 MARVELL TECHNOLOGY GROUP LTD. (Exact name of registrant as specified in its charter) Bermuda 000-30877 77-0481679 (State or Other Jurisdiction of Incorporation) ( |
|
| November 20, 2017 |
EX-10.1 Exhibit 10.1 VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?) is entered into as of November 19, 2017, by and between MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company (?Parent?), and Syed B. Ali (?Stockholder?), a stockholder of CAVIUM, INC., a Delaware corporation (the ?Company?). RECITALS A. Stockholder is a holder of record and the ?beneficial owner? (within the meanin |
|
| November 20, 2017 |
EX-2.1 Table of Contents Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER by and among: MARVELL TECHNOLOGY GROUP LTD., a Bermuda exempted company; KAUAI ACQUISITION CORP., a Delaware corporation; and CAVIUM, INC., a Delaware corporation Dated as of November 19, 2017 Table of Contents TABLE OF CONTENTS Page SECTION 1. DESCRIPTION OF TRANSACTION 1 1.1 Merger of Merger Sub into the Company 1 1 |
|
| November 20, 2017 |
MRVL / Marvell Technology Group Ltd. 425 (Prospectus) 425 Filed by Marvell Technology Group Ltd. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following document was issued by Marvell Technology Group Ltd. to its employees. Marvell and Cavium Combine Creating an Infrastructure Solutions Powerhouse |
|
| November 20, 2017 |
MRVL / Marvell Technology Group Ltd. 425 (Prospectus) 425 Filed by Marvell Technology Group Ltd. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following email communication was sent by the President and CEO of Marvell Technology Group Ltd. to employees of Cavium, Inc. November 20, 2017 Cavium Team: |
|
| November 20, 2017 |
MRVL / Marvell Technology Group Ltd. 425 (Prospectus) 425 Filed by Marvell Technology Group Ltd. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following email communication was sent by the President and CEO of Marvell Technology Group Ltd. to its employees. Marvell and Cavium to Combine Creating an |
|
| November 20, 2017 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2017 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File |
|
| November 20, 2017 |
EX-99.2 3 d476675dex992.htm EX-99.2 Marvell and Cavium to Combine Creating an Infrastructure Solutions Powerhouse NOVEMBER 20, 2017 Exhibit 99.2 Cautionary Statement Regarding Forward Looking Statements This document contains certain forward-looking statements within the meaning of the federal securities laws with respect to the proposed transaction between Marvell and Cavium, including statements |
|
| November 20, 2017 |
EX-99.1 2 d476675dex991.htm EX-99.1 Exhibit 99.1 Marvell and Cavium to Combine Creating an Infrastructure Solutions Powerhouse - Complementary portfolios and scale enable world-class end-to-end solutions - Diversifies revenue base and end markets; increases SAM to $16 billion+ - Combined R&D innovation engine and IP portfolio accelerates product leadership - Creates best-in-class financial model S |
|
| November 20, 2017 |
CAVM / Cavium, Inc. 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2017 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File |
|
| November 20, 2017 |
EX-99.1 2 d476675dex991.htm EX-99.1 Exhibit 99.1 Marvell and Cavium to Combine Creating an Infrastructure Solutions Powerhouse - Complementary portfolios and scale enable world-class end-to-end solutions - Diversifies revenue base and end markets; increases SAM to $16 billion+ - Combined R&D innovation engine and IP portfolio accelerates product leadership - Creates best-in-class financial model S |
|
| November 20, 2017 |
EX-99.2 Marvell and Cavium to Combine Creating an Infrastructure Solutions Powerhouse NOVEMBER 20, 2017 Exhibit 99.2 Cautionary Statement Regarding Forward Looking Statements This document contains certain forward-looking statements within the meaning of the federal securities laws with respect to the proposed transaction between Marvell and Cavium, including statements regarding the benefits of t |
|
| November 20, 2017 |
MRVL / Marvell Technology Group Ltd. 425 (Prospectus) 425 Marvell and Cavium to Combine Creating an Infrastructure Solutions Powerhouse NOVEMBER 20, 2017 Filed by Marvell Technology Group Ltd. |
|
| November 20, 2017 |
MRVL / Marvell Technology Group Ltd. 425 (Prospectus) 425 Filed by Marvell Technology Group Ltd. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Cavium, Inc. Commission File No. 001-33435 The following joint press release was issued by Marvell Technology Group Ltd. and Cavium, Inc. Marvell and Cavium to Combine Creating an Infrastructure Solution |
|
| November 7, 2017 |
CAVM / Cavium, Inc. 10-Q (Quarterly Report) cavm-10q20170930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file |
|
| November 1, 2017 |
Cavium Announces Financial Results for Q3 2017 cavm-ex9916.htm Exhibit 99.1 Cavium Announces Financial Results for Q3 2017 SAN JOSE, Calif., November 1, 2017 ? Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced financial results for the third quarter ended September 30, 2017. Net revenue in the third quar |
|
| November 1, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 cavm-8k20171101.htm 8-K-Q32017 EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2017 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of inc |
|
| August 4, 2017 |
Cavium 10-Q (Quarterly Report) 10-Q 1 cavm-10q20170630.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissio |
|
| August 2, 2017 |
Cavium Announces Financial Results for Q2 2017 EX-99.1 2 cavm-ex9916.htm EX-99.1 Q2 2017 EARNINGS RELEASE Exhibit 99.1 Cavium Announces Financial Results for Q2 2017 SAN JOSE, Calif., August 2, 2017 – Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced financial results for the second quarter ended June 30 |
|
| August 2, 2017 |
Cavium 8-K Q22017 (Current Report/Significant Event) cavm-8k20170802.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2017 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Co |
|
| July 5, 2017 |
CORRESP July 5, 2017 VIA EDGAR AND FEDEX Securities and Exchange Commission 100 F Street, N. |
|
| June 20, 2017 |
Cavium FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2017 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission Fil |
|
| May 26, 2017 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Cavium, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33435 77-0558625 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 2315 N. First Street, San Jose, CA 95131 (Address of principal exec |
|
| May 26, 2017 |
Conflict Minerals Report of Cavium, Inc. for the year ended December 31, 2016 EX-1.01 Exhibit 1.01 Conflict Minerals Report of Cavium, Inc. for the year ended December 31, 2016 This report is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the ?Rule?). The Rule was adopted by the Securities and Exchange Commission (the ?SEC?) to implement reporting and disclosure requirements related to ?conflict minerals.? As of the date this repo |
|
| May 1, 2017 |
Cavium CAVM-10Q-20170331-Q1 (Quarterly Report) cavm-10q20170331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numb |
|
| April 27, 2017 |
Cavium DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
|
| April 27, 2017 |
Cavium DEFINITIVE PROXY STATEMENT Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
|
| April 26, 2017 |
Cavium Announces Financial Results for Q1 2017 cavm-ex9916.htm Exhibit 99.1 Cavium Announces Financial Results for Q1 2017 SAN JOSE, Calif., April 26, 2017 ? Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced financial results for the first quarter ended March 31, 2017. Net revenue in the first quarter of |
|
| April 26, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2017 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission File No.) ( |
|
| March 22, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2017 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File Number |
|
| March 22, 2017 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT No. 1, dated as of March 20, 2017 (this ?Amendment?), to the Credit Agreement dated as of August 16, 2016, among CAVIUM, INC., a Delaware corporation (the ?Borrower?), the several banks and other financial institutions or entities from time to time party to the Credit Agreement (the ?Lenders?), JPMORGAN CHASE BANK, N.A., as Administrative Agent (the |
|
| February 28, 2017 |
Cavium CAVM-10K-20161231 (Annual Report) cavm-10k20161231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33435 |
|
| February 28, 2017 |
List of subsidiaries of the Registrant EX-21.1 3 cavm-ex21110.htm EX-21.1 Exhibit 21.1 List of subsidiaries of the Registrant Subsidiary Jurisdiction Cavium Networks International, Inc. Delaware Cavium International Cayman Cavium Networks International Cayman Cavium Networks (India) Private Limited India Cavium Networks Asia Cayman Cavium Networks U.K. Limited England Cavium LLC California Cavium Networks Korea LLC Korea Cavium (Taiwan |
|
| February 28, 2017 |
2017 Executive Officer Salaries Exhibit 10.32 Executive Officer Salaries Effective January 1, 2017 Executive Officer Title Annual Salary Syed B. Ali President and Chief Executive Officer $500,000 M. Raghib Hussain Chief Operating Officer $450,000 Arthur D. Chadwick Vice President of Finance and Administration, Chief Financial Officer $375,000 Anil K. Jain Corporate Vice President, IC Engineering $375,000 Vincent P. Pangrazio Sen |
|
| February 14, 2017 |
Cavium SCHEDULE 13G/A - AMENDMENT NO. 1 (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Cavium, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 14964U 10 8 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
|
| February 10, 2017 |
CAVM / Cavium, Inc. / VANGUARD GROUP INC Passive Investment caviuminc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Cavium Inc Title of Class of Securities: Common Stock CUSIP Number: 14964U108 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box to designate th |
|
| February 9, 2017 |
CAVM / Cavium, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Cavium, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 14964U108 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
|
| February 1, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition cavm-8k20170201.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 1, 2017 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 ( |
|
| February 1, 2017 |
Cavium Announces Financial Results for Q4 2016 cavm-ex9916.htm Exhibit 99.1 Cavium Announces Financial Results for Q4 2016 SAN JOSE, Calif., February 1, 2017 ? Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced financial results for the fourth quarter ended December 31, 2016. Net revenue in the fourth qua |
|
| November 7, 2016 |
Cavium CAVM-10Q-20160630-Q2 (Quarterly Report) cavm-10q20160930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file |
|
| November 7, 2016 |
QLogic Corporation 2005 Performance Incentive Plan Exhibit 10.1 QLOGIC CORPORATION 2005 PERFORMANCE INCENTIVE PLAN (As Assumed by Cavium, Inc. Effective August 16, 2016 (the “Plan Assumption Date”) 1. PURPOSE OF PLAN The purpose of this QLogic Corporation 2005 Performance Incentive Plan (this “Plan”) of QLogic Corporation, a Delaware corporation, is to promote the success of the Corporation and to increase stockholder value by providing an additio |
|
| November 7, 2016 |
Form of Option Grant Notice and Option Agreement under QLogic 2005 Performance Incentive Plan Exhibit 10.2 Cavium, Inc. QLogic Corporation 2005 Performance Incentive Plan (as assumed by Cavium, Inc. on August 16, 2016) Option Grant Notice Cavium, Inc. (the “Company”) hereby grants to Participant an Option under the QLogic Corporation 2005 Performance Incentive Plan (the “Plan”), as assumed by the Company on August 16, 2016, to purchase the number of shares of Common Stock of the Company (t |
|
| November 7, 2016 |
EX-10.3 4 cavm-ex103528.htm EX-10.3 FORM OF RESTRICTED STOCK UNIT GRANT NOTICE AND RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER QLOGIC 2005 PERFORMANCE INCENTIVE PLAN Exhibit 10.3 Cavium, Inc. QLogic Corporation 2005 Performance Incentive Plan (as assumed by Cavium, Inc. on August 16, 2016) Restricted Stock Unit Award Grant Notice Cavium, Inc. (the “Company”) hereby grants to Participant a Restrict |
|
| November 7, 2016 |
Form of Option Grant Notice and Option Agreement under 2016 Equity Incentive Plan Exhibit 10.4 Cavium, Inc. 2016 Equity Incentive Plan Option Grant Notice Cavium, Inc. (the “Company”) hereby grants to Participant an Option under the Cavium, Inc. 2016 Equity Incentive Plan (the “Plan”) to purchase the number of shares of Common Stock (the “Shares”) set forth below at the exercise price set forth below. This Option is subject to all of the terms and conditions set forth in this O |
|
| November 7, 2016 |
Exhibit 10.5 Cavium, Inc. 2016 Equity Incentive Plan Restricted Stock Unit Award Grant Notice Cavium, Inc. (the “Company”) hereby grants to Participant a Restricted Stock Unit Award (the “Award”) under the Cavium, Inc. 2016 Equity Incentive Plan (the “Plan”) for the number of restricted stock units (the “RSUs”) set forth below. This Award is subject to all of the terms and conditions set forth in |
|
| November 1, 2016 |
Cavium 8K-Q32016 EARNINGSRELEASE (Current Report/Significant Event) cavm-8k20161101.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2016 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 ( |
|
| November 1, 2016 |
Cavium Announces Financial Results for Q3 2016 cavm-ex9916.htm Exhibit 99.1 Cavium Announces Financial Results for Q3 2016 SAN JOSE, Calif., November 1, 2016 ? Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable secure and intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced financial results for the third quarter ended September 30, 2016. Cavium completed t |
|
| August 19, 2016 |
S-8 1 d242974ds8.htm S-8 As filed with the Securities and Exchange Commission on August 19, 2016. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Cavium, Inc. (Exact name of registrant as specified in its charter) Delaware 77-0558625 (State or other jurisdiction of incorporation or organi |
|
| August 19, 2016 |
QLOGIC CORPORATION 2005 PERFORMANCE INCENTIVE PLAN (Amended and Restated Effective July 10, 2014) EX-4.1 Exhibit 4.1 QLOGIC CORPORATION 2005 PERFORMANCE INCENTIVE PLAN (Amended and Restated Effective July 10, 2014) 1. PURPOSE OF PLAN The purpose of this QLogic Corporation 2005 Performance Incentive Plan (this ?Plan?) of QLogic Corporation, a Delaware corporation (the ?Corporation?), is to promote the success of the Corporation and to increase stockholder value by providing an additional means |
|
| August 19, 2016 |
S-8 1 d242974ds8.htm S-8 As filed with the Securities and Exchange Commission on August 19, 2016. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Cavium, Inc. (Exact name of registrant as specified in its charter) Delaware 77-0558625 (State or other jurisdiction of incorporation or organi |
|
| August 19, 2016 |
QLOGIC CORPORATION 2005 PERFORMANCE INCENTIVE PLAN (Amended and Restated Effective July 10, 2014) EX-4.1 Exhibit 4.1 QLOGIC CORPORATION 2005 PERFORMANCE INCENTIVE PLAN (Amended and Restated Effective July 10, 2014) 1. PURPOSE OF PLAN The purpose of this QLogic Corporation 2005 Performance Incentive Plan (this ?Plan?) of QLogic Corporation, a Delaware corporation (the ?Corporation?), is to promote the success of the Corporation and to increase stockholder value by providing an additional means |
|
| August 16, 2016 |
EX-10.1 Exhibit 10.1 $750,000,000 CREDIT AGREEMENT dated as of August 16, 2016 among CAVIUM, INC., The Lenders Party Hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent and Collateral Agent JPMORGAN CHASE BANK, N.A., as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS Page ARTICLE I Definitions Section 1.01. Defined Terms 1 Section 1.02. Terms Generally 41 Section 1.03. Accounti |
|
| August 16, 2016 |
Cavium Completes Acquisition of QLogic EX-99.2 Exhibit 99.2 Cavium Completes Acquisition of QLogic San Jose, CA, August 16, 2016 ? Cavium, Inc. (NASDAQ: CAVM) (?Cavium?), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced that Cavium had completed its acquisition of QLogic Corp. (NASDAQ: QLGC) (?QLogic?), a leading supplier o |
|
| August 16, 2016 |
EX-10.1 Exhibit 10.1 $750,000,000 CREDIT AGREEMENT dated as of August 16, 2016 among CAVIUM, INC., The Lenders Party Hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent and Collateral Agent JPMORGAN CHASE BANK, N.A., as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS Page ARTICLE I Definitions Section 1.01. Defined Terms 1 Section 1.02. Terms Generally 41 Section 1.03. Accounti |
|
| August 16, 2016 |
Cavium Completes Acquisition of QLogic EX-99.2 Exhibit 99.2 Cavium Completes Acquisition of QLogic San Jose, CA, August 16, 2016 ? Cavium, Inc. (NASDAQ: CAVM) (?Cavium?), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced that Cavium had completed its acquisition of QLogic Corp. (NASDAQ: QLGC) (?QLogic?), a leading supplier o |
|
| August 16, 2016 |
Cavium 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2016 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File N |
|
| August 16, 2016 |
Cavium 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2016 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File N |
|
| August 16, 2016 |
Cavium Completes Acquisition of QLogic EX-99.2 Exhibit 99.2 Cavium Completes Acquisition of QLogic San Jose, CA, August 16, 2016 ? Cavium, Inc. (NASDAQ: CAVM) (?Cavium?), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced that Cavium had completed its acquisition of QLogic Corp. (NASDAQ: QLGC) (?QLogic?), a leading supplier o |
|
| August 16, 2016 |
EX-10.1 Exhibit 10.1 $750,000,000 CREDIT AGREEMENT dated as of August 16, 2016 among CAVIUM, INC., The Lenders Party Hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent and Collateral Agent JPMORGAN CHASE BANK, N.A., as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS Page ARTICLE I Definitions Section 1.01. Defined Terms 1 Section 1.02. Terms Generally 41 Section 1.03. Accounti |
|
| August 16, 2016 |
EX-10.1 Exhibit 10.1 $750,000,000 CREDIT AGREEMENT dated as of August 16, 2016 among CAVIUM, INC., The Lenders Party Hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent and Collateral Agent JPMORGAN CHASE BANK, N.A., as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS Page ARTICLE I Definitions Section 1.01. Defined Terms 1 Section 1.02. Terms Generally 41 Section 1.03. Accounti |
|
| August 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2016 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
|
| August 16, 2016 |
Cavium Completes Acquisition of QLogic EX-99.2 Exhibit 99.2 Cavium Completes Acquisition of QLogic San Jose, CA, August 16, 2016 ? Cavium, Inc. (NASDAQ: CAVM) (?Cavium?), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced that Cavium had completed its acquisition of QLogic Corp. (NASDAQ: QLGC) (?QLogic?), a leading supplier o |
|
| August 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2016 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
|
| August 16, 2016 |
EX-99.(a)(5)(h) Exhibit (a)(5)(h) Cavium, Inc. Announces Successful Completion of the Exchange Offer in Connection with the Proposed Acquisition of QLogic Corporation San Jose, Calif., August 16, 2016 ? Cavium, Inc. (Nasdaq: CAVM) (?Cavium?), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, announced |
|
| August 16, 2016 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Amendment No. 3 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 QLOGIC CORPORATION (Name of Subject Company) QUASAR ACQUISITION CORP. (Offeror) CAVIUM, INC. (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VALUE (T |
|
| August 16, 2016 |
EX-99.(a)(5)(h) Exhibit (a)(5)(h) Cavium, Inc. Announces Successful Completion of the Exchange Offer in Connection with the Proposed Acquisition of QLogic Corporation San Jose, Calif., August 16, 2016 ? Cavium, Inc. (Nasdaq: CAVM) (?Cavium?), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, announced |
|
| August 16, 2016 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Amendment No. 3 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 QLOGIC CORPORATION (Name of Subject Company) QUASAR ACQUISITION CORP. (Offeror) CAVIUM, INC. (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VALUE (T |
|
| August 10, 2016 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Amendment No. 2 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 QLOGIC CORPORATION (Name of Subject Company) QUASAR ACQUISITION CORP. (Offeror) CAVIUM, INC. (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VALUE (T |
|
| August 10, 2016 |
EX-99.(a)(5)(G) Exhibit (a)(5)(G) Cavium, Inc. Announces Extension of the Expiration of the Exchange Offer in Connection with the Proposed Acquisition of QLogic Corporation San Jose, Calif., August 10, 2016 ? Cavium, Inc. (Nasdaq: CAVM) (?Cavium?), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, toda |
|
| August 10, 2016 |
EX-99.(a)(5)(G) Exhibit (a)(5)(G) Cavium, Inc. Announces Extension of the Expiration of the Exchange Offer in Connection with the Proposed Acquisition of QLogic Corporation San Jose, Calif., August 10, 2016 ? Cavium, Inc. (Nasdaq: CAVM) (?Cavium?), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, toda |
|
| August 10, 2016 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Amendment No. 2 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 QLOGIC CORPORATION (Name of Subject Company) QUASAR ACQUISITION CORP. (Offeror) CAVIUM, INC. (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VALUE (T |
|
| August 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2016 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
|
| August 10, 2016 |
EX-99.1 2 d225015dex991.htm EX-99.1 Exhibit 99.1 Cavium, Inc. Announces Extension of the Expiration of the Exchange Offer in Connection with the Proposed Acquisition of QLogic Corporation San Jose, Calif., August 10, 2016 – Cavium, Inc. (Nasdaq: CAVM) (“Cavium”), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless n |
|
| August 10, 2016 |
EX-99.1 2 d225015dex991.htm EX-99.1 Exhibit 99.1 Cavium, Inc. Announces Extension of the Expiration of the Exchange Offer in Connection with the Proposed Acquisition of QLogic Corporation San Jose, Calif., August 10, 2016 – Cavium, Inc. (Nasdaq: CAVM) (“Cavium”), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless n |
|
| August 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2016 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
|
| August 10, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2016 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission F |
|
| August 10, 2016 |
EX-99.1 Exhibit 99.1 Cavium, Inc. Announces Extension of the Expiration of the Exchange Offer in Connection with the Proposed Acquisition of QLogic Corporation San Jose, Calif., August 10, 2016 ? Cavium, Inc. (Nasdaq: CAVM) (?Cavium?), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced t |
|
| August 10, 2016 |
EX-99.1 Exhibit 99.1 Cavium, Inc. Announces Extension of the Expiration of the Exchange Offer in Connection with the Proposed Acquisition of QLogic Corporation San Jose, Calif., August 10, 2016 ? Cavium, Inc. (Nasdaq: CAVM) (?Cavium?), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced t |
|
| August 8, 2016 |
Cavium CAVM-10Q-20160630-Q2 (Quarterly Report) cavm-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
|
| August 8, 2016 |
Non-employee Director Compensation Plan Exhibit 10.2 Cavium, Inc. Non-Employee Director Compensation Policy Adopted by the Board of Directors: April 11, 2016 Each member of the board of directors (the “Board”) of Cavium, Inc. (the “Company”) who is a Non-Employee Director will be eligible to receive cash and equity compensation as set forth in this Cavium, Inc. Non-Employee Director Compensation Policy (this “Policy”). Capitalized terms |
|
| August 4, 2016 |
Acceleration Request Cavium, Inc. 2315 N. First Street San Jose, California 95131 August 4, 2016 VIA EDGAR Amanda Ravitz Assistant Director Office of Electronics and Machinery Division of Corporate Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Cavium, Inc. Registration Statement on Form S-4 Filed July 27, 2016 File No. 333-212499 Dear Ms. Ravitz: Pursuant |
|
| August 2, 2016 |
EX-99.1 Exhibit 99.1 Cavium, Inc. Announces Expiration of HSR Waiting Period for Proposed Acquisition of QLogic Corporation San Jose, Calif., August 2, 2016 ? Cavium, Inc. (Nasdaq: CAVM) (?Cavium?), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced the expiration of the waiting period u |
|
| August 2, 2016 |
Cavium 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2016 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| August 2, 2016 |
EX-99.1 Exhibit 99.1 Cavium, Inc. Announces Expiration of HSR Waiting Period for Proposed Acquisition of QLogic Corporation San Jose, Calif., August 2, 2016 ? Cavium, Inc. (Nasdaq: CAVM) (?Cavium?), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced the expiration of the waiting period u |
|
| August 2, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2016 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| July 27, 2016 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Amendment No. 1 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 QLOGIC CORPORATION (Names of Subject Company) QUASAR ACQUISITION CORP. (Offeror) CAVIUM, INC. (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VALUE ( |
|
| July 27, 2016 |
S-4/A Table of Contents As filed with the Securities and Exchange Commission on July 27, 2016 Registration No. |
|
| July 26, 2016 |
Cavium Names Raghib Hussain Chief Operating Officer EX-99.2 6 d226826dex992.htm EX-99.2 EXHIBIT 99.2 Cavium Names Raghib Hussain Chief Operating Officer SAN JOSE, California – July 26, 2016 – Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced that Raghib Hussain has been named Chief Operating Officer of Cavium |
|
| July 26, 2016 |
Letter Agreement, dated July 22, 2016, between the Registrant and Dr. Edward Frank EX-10.2 EXHIBIT 10.2 July 22, 2016 Dr. Edward H. Frank Re: Position on the Board of Directors of Cavium, Inc. Dear Ed, It is my sincere pleasure to welcome you as a Director on the CAVIUM, INC. (?Cavium?) Board of Directors (the ?Board?). We anticipate many exciting opportunities at the company and believe that your experience and background will greatly assist us in meeting those opportunities. U |
|
| July 26, 2016 |
Letter Agreement, dated July 22, 2016, between the Registrant and Brad Bass EX-10.1 EXHIBIT 10.1 July 22, 2016 Brad W. Buss Re: Position on the Board of Directors of Cavium, Inc. Dear Brad, It is my sincere pleasure to welcome you as a Director on the CAVIUM, INC. (?Cavium?) Board of Directors (the ?Board?). We anticipate many exciting opportunities at the company and believe that your experience and background will greatly assist us in meeting those opportunities. Upon y |
|
| July 26, 2016 |
Employment Agreement, dated July 22, 2016, between the Registrant and Muhammad Raghib Hussain EX-10.4 EXHIBIT 10.4 July 22, 2016 Muhammad Raghib Hussain RE: Amended and Restated Offer Letter Dear Raghib: As you know, you are currently employed by Cavium, Inc. (?Cavium? or the ?Company?) pursuant to the terms of the Executive Employment Agreement you entered into with the Company on January 2, 2001 (the ?Employment Agreement?). As discussed, you and the Company hereby agree to amend and res |
|
| July 26, 2016 |
Cavium FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 22, 2016 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission Fil |
|
| July 26, 2016 |
Cavium Adds Industry Veterans Brad W. Buss and Dr. Edward H. Frank to Board of Directors EX-99.1 EXHIBIT 99.1 Cavium Adds Industry Veterans Brad W. Buss and Dr. Edward H. Frank to Board of Directors SAN JOSE, California ? July 26, 2016 ? Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced that Brad W. Buss and Dr. Edward H. Frank have been elected |
|
| July 26, 2016 |
Cavium Announces Financial Results for Q2 2016 cavm-ex9916.htm Exhibit 99.1 Cavium Announces Financial Results for Q2 2016 SAN JOSE, Calif., July 26, 2016 ? Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable secure and intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced financial results for the second quarter ended June 30, 2016. Net revenue in the second |
|
| July 26, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2016 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission File No.) (I |
|
| July 13, 2016 |
EX-(d)(3) Exhibit (d)(3) EXCLUSIVITY AGREEMENT This Exclusivity Agreement (this ?Agreement?) is entered into as of May 27, 2016, by and between Cavium, Inc. |
|
| July 13, 2016 |
SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 QLOGIC CORPORATION (Names of Subject Company) QUASAR ACQUISITION CORP. (Offeror) CAVIUM, INC. (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VALUE (Title of Class of |
|
| July 13, 2016 |
Cavium, Inc. Commences Exchange Offer to Acquire QLogic Corporation EX-(a)(5)(F) Exhibit (a)(5)(F) Cavium, Inc. Commences Exchange Offer to Acquire QLogic Corporation San Jose, Calif., July 13, 2016 ? Cavium, Inc. (Nasdaq: CAVM) (?Cavium?), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced that it commenced an exchange offer (the ?Offer?) for all of the |
|
| July 13, 2016 |
QLOGIC CORPORATION 26650 ALISO VIEJO PARKWAY ALISO VIEJO, CA 92656 EX-(d)(2) Exhibit (d)(2) QLOGIC CORPORATION 26650 ALISO VIEJO PARKWAY ALISO VIEJO, CA 92656 April 19, 2016 Cavium, Inc. |
|
| July 13, 2016 |
S-4 Table of Contents As filed with the Securities and Exchange Commission on July 13, 2016 Registration No. |
|
| July 1, 2016 |
Form 425 Filed by Cavium, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 under the Securities Exchange Act of 1934 Subject Company: QLogic Corporation (Commission File No. 000-23298) The form of communication from Cavium, Inc. to customers regarding the proposed transaction with QLogic Corporation below may be distributed by Cavium to certain cus |
|
| June 17, 2016 |
SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO-C (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 QLogic Corporation (Name of Subject Company (Issuer)) Quasar Acquisition Corp. and Cavium, Inc. (Name of Filing Persons (Offerors)) Common Stock, par value $0.001 per share (Title of Class of Se |
|
| June 17, 2016 |
EX-99.1 Exhibit 99.1 Syed Ali ? Cavium Networks, Inc. ? Chairman, Chief Executive Officer and President Good afternoon to everybody and thanks for joining us today. We are pleased to announce that we have signed a definitive agreement to acquire QLogic for an enterprise value of approximately $1 billion dollars. This transaction has multiple, long-term strategic benefits for Cavium and will create |
|
| June 16, 2016 |
SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO-C (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Cavium, Inc. (Name of Subject Company (Issuer)) Quasar Acquisition Corp. and Cavium, Inc. (Name of Filing Persons (Offerors)) Common Stock, par value $0.001 per share (Title of Class of Securiti |
|
| June 16, 2016 |
EX-99.1 Exhibit 99.1 Syed Ali ? Cavium Networks, Inc. ? Chairman, Chief Executive Officer and President Good afternoon to everybody and thanks for joining us today. We are pleased to announce that we have signed a definitive agreement to acquire QLogic for an enterprise value of approximately $1 billion dollars. This transaction has multiple, long-term strategic benefits for Cavium and will create |
|
| June 15, 2016 |
Cavium 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2016 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File Num |
|
| June 15, 2016 |
EX-99.2 5 d211132dex992.htm EX-99.2 Cavium to acquire QLogic June 15, 2016 Cavium to acquire QLogic Soft colors Object titles 211, 213, 219 223, 235, 250 213, 231, 255 217, 219, 237 222, 245, 240 247, 241, 215 219, 244, 222 213, 215, 232 221, 222, 224 Exhibit 99.2 Certain statements made herein, including, for example, information regarding the proposed transaction between Cavium and QLogic, the e |
|
| June 15, 2016 |
EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER by and among CAVIUM, INC., QUASAR ACQUISITION CORP., and QLOGIC CORPORATION June 15, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND TERMS 2 Section 1.1 Definitions 2 Section 1.2 Other Definitional Provisions; Interpretation 17 ARTICLE II THE OFFER 18 Section 2.1 The Offer 18 Section 2.2 Company Action 22 ARTICLE III THE MERGER 2 |
|
| June 15, 2016 |
EX-99.1 4 d211132dex991.htm EX-99.1 Exhibit 99.1 Cavium to Acquire QLogic • Opportunity to drive significant growth at scale in data center and storage markets • Substantial customer and revenue diversification • Transaction enterprise value of $1 billion • $45 million of identified annualized cost synergies to be realized by the end of 2017 • $0.60 to $0.70 accretive to Cavium’s CY 2017 non-GAAP |
|
| June 15, 2016 |
JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179 EX-10.1 Exhibit 10.1 JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179 June 15, 2016 Cavium, Inc. 2315 N. First Street San Jose, CA 95131 Attention: Arthur Chadwick and Vincent Pangrazio Project Quasar Commitment Letter Ladies and Gentlemen: Cavium, Inc. (?you? or the ?Borrower?) has advised JPMorgan Chase Bank, N.A. (?JPMCB? and, together with any Additional Arrangers appointe |
|
| June 15, 2016 |
JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179 EX-10.1 3 d211132dex101.htm EX-10.1 Exhibit 10.1 JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179 June 15, 2016 Cavium, Inc. 2315 N. First Street San Jose, CA 95131 Attention: Arthur Chadwick and Vincent Pangrazio Project Quasar Commitment Letter Ladies and Gentlemen: Cavium, Inc. (“you” or the “Borrower”) has advised JPMorgan Chase Bank, N.A. (“JPMCB” and, together with any A |
|
| June 15, 2016 |
EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER by and among CAVIUM, INC., QUASAR ACQUISITION CORP., and QLOGIC CORPORATION June 15, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND TERMS 2 Section 1.1 Definitions 2 Section 1.2 Other Definitional Provisions; Interpretation 17 ARTICLE II THE OFFER 18 Section 2.1 The Offer 18 Section 2.2 Company Action 22 ARTICLE III THE MERGER 2 |
|
| June 15, 2016 |
EX-99.2 Cavium to acquire QLogic June 15, 2016 Cavium to acquire QLogic Soft colors Object titles 211, 213, 219 223, 235, 250 213, 231, 255 217, 219, 237 222, 245, 240 247, 241, 215 219, 244, 222 213, 215, 232 221, 222, 224 Exhibit 99.2 Certain statements made herein, including, for example, information regarding the proposed transaction between Cavium and QLogic, the expected timetable for comple |
|
| June 15, 2016 |
EX-99.1 Exhibit 99.1 Cavium to Acquire QLogic ? Opportunity to drive significant growth at scale in data center and storage markets ? Substantial customer and revenue diversification ? Transaction enterprise value of $1 billion ? $45 million of identified annualized cost synergies to be realized by the end of 2017 ? $0.60 to $0.70 accretive to Cavium?s CY 2017 non-GAAP EPS San Jose and Aliso Viejo |
|
| June 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2016 CAVIUM, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33435 77-0558625 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
|
| June 15, 2016 |
CAVIUM, INC. 2016 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE EX-10.3 EXHIBIT 10.3 CAVIUM, INC. 2016 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE Cavium, Inc. (the ?Company?) hereby grants to Participant a Restricted Stock Unit Award (the ?Award?) under the Cavium, Inc. 2016 Equity Incentive Plan (the ?Plan?) for the number of restricted stock units (the ?RSUs?) set forth below. This Award is subject to all of the terms and conditions set f |
|
| June 15, 2016 |
Cavium 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 15, 2016 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware 001-33435 77-0558625 (State or other jurisdiction of incorporation) (Commission File No. |
|
| June 15, 2016 |
EX-10.4 5 d214084dex104.htm EX-10.4 EXHIBIT 10.4 CAVIUM, INC. 2016 EQUITY INCENTIVE PLAN NON-EMPLOYEE DIRECTOR RESTRICTED STOCK UNIT AWARD GRANT NOTICE Cavium, Inc. (the “Company”) hereby grants to Participant a Restricted Stock Unit Award (the “Award”) under the Cavium, Inc. 2016 Equity Incentive Plan (the “Plan”) for the number of restricted stock units (the “RSUs”) set forth below. This Award i |
|
| June 15, 2016 |
EX-10.1 Exhibit 10.1 CAVIUM, INC. 2016 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 11, 2016 APPROVED BY THE STOCKHOLDERS: JUNE 15, 2016 1. GENERAL. (a) Successor to and Continuation of Prior Plan. The Plan is intended as the successor to and continuation of the Cavium, Inc. 2007 Equity Incentive Plan (the ?Prior Plan?). Following the Effective Date, no additional awards may be g |
|
| June 15, 2016 |
CAVIUM, INC. 2016 EQUITY INCENTIVE PLAN OPTION GRANT NOTICE EX-10.2 EXHIBIT 10.2 CAVIUM, INC. 2016 EQUITY INCENTIVE PLAN OPTION GRANT NOTICE Cavium, Inc. (the ?Company?) hereby grants to Participant an Option under the Cavium, Inc. 2016 Equity Incentive Plan (the ?Plan?) to purchase the number of shares of Common Stock (the ?Shares?) set forth below at the exercise price set forth below. This Option is subject to all of the terms and conditions set forth i |
|
| June 15, 2016 |
Form S-8 As filed with the Securities and Exchange Commission on June 15, 2016 Registration No. |
|
| May 27, 2016 |
Conflict Minerals Report of Cavium, Inc. for the year ended December 31, 2015 EX-1.01 2 d118559dex101.htm EX-1.01 Exhibit 1.01 Conflict Minerals Report of Cavium, Inc. for the year ended December 31, 2015 This report is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to “conflict mineral |
|
| May 27, 2016 |
SD 1 d118559dsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Cavium, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33435 77-0558625 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 2315 N. First Street, San Jose, CA 95131 (Addre |
|
| April 29, 2016 |
Cavium 10-Q (Quarterly Report) cavm-10q20160331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numb |
|
| April 29, 2016 |
Exhibit 10.1 INDEMNITY AGREEMENT This Indemnity Agreement (this “Agreement”) dated as of , 20, is made by and between Cavium, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). Recitals A.The Company desires to attract and retain the services of highly qualified individuals as directors, officers, employees and agents. B.The Company’s bylaws (the “Bylaws”) require that the Company i |
|
| April 27, 2016 |
Cavium Announces Financial Results for Q1 2016 cavm-ex996.htm Exhibit 99.1 Cavium Announces Financial Results for Q1 2016 SAN JOSE, Calif., April 27, 2016 ? Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable secure and intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced financial results for the first quarter ended March 31, 2016. Net revenue in the first |
|
| April 27, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition cavm-8k20160427.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 27, 2016 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Co |
|
| April 26, 2016 |
Cavium DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ? 240. |
|
| April 26, 2016 |
Cavium DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement x Definitive Additional Materials ? Soliciting Material Pursuant to ? 240. |
|
| February 22, 2016 |
List of subsidiaries of the Registrant Exhibit 21.1 List of subsidiaries of the Registrant Subsidiary Jurisdiction Cavium Networks International, Inc. Delaware Cavium International Cayman Cavium Networks International Cayman Cavium Networks (India) Private Limited India Cavium Networks Asia Cayman Cavium Networks U.K. Limited England Cavium LLC California Cavium Networks Korea LLC Korea Cavium (Taiwan) Ltd. Taiwan Cavium Semiconductor |
|
| February 22, 2016 |
CAVM / Cavium, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33435 CAVIUM, INC. (Exact |
|
| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Cavium, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 14964U 10 8 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
|
| February 10, 2016 |
CAVM / Cavium, Inc. / VANGUARD GROUP INC Passive Investment caviuminc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Cavium Inc Title of Class of Securities: Common Stock CUSIP Number: 14964U108 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropriate box to designate th |
|
| January 27, 2016 |
Cavium Announces Financial Results for Q4 2015 cavm-ex9916.htm Exhibit 99.1 Cavium Announces Financial Results for Q4 2015 SAN JOSE, Calif., January 27, 2016 ? Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable secure and intelligent processing for enterprise, data center, cloud, wired and wireless networking, today announced financial results for the fourth quarter ended December 31, 2015. Net revenue in the |
|
| January 27, 2016 |
Cavium 8-K (Current Report/Significant Event) cavm-8k20160127.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 27, 2016 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 ( |
|
| October 28, 2015 |
Cavium Announces Financial Results for Q3 2015 EX-99.1 2 cavm-ex9916.htm EX-99.1 Exhibit 99.1 Cavium Announces Financial Results for Q3 2015 SAN JOSE, Calif., October 28, 2015 – Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable secure and intelligent processing for enterprise, data center, wired and wireless networking, today announced financial results for the third quarter ended September 30, 2015. Net rev |
|
| October 28, 2015 |
Cavium 8-K (Current Report/Significant Event) cavm-8k20151028.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2015 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 ( |
|
| July 29, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2015 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission File No.) (I |
|
| July 29, 2015 |
Cavium Announces Financial Results for Q2 2015 cavm-ex991201506308.htm Exhibit 99.1 Cavium Announces Financial Results for Q2 2015 SAN JOSE, Calif., July 29, 2015 ? Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable secure and intelligent processing for enterprise, data center, wired and wireless networking, today announced financial results for the second quarter ended June 30, 2015. Net revenue in the secon |
|
| June 18, 2015 |
Cavium FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 18, 2015 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission Fil |
|
| May 29, 2015 |
Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Cavium, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33435 77-0558625 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 2315 N. First Street, San Jose, CA 95131 (Address of principal |
|
| May 29, 2015 |
Conflict Minerals Report of Cavium, Inc. for the year ended December 31, 2014 Exhibit 1.01 Exhibit 1.01 Conflict Minerals Report of Cavium, Inc. for the year ended December 31, 2014 This report is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the ?Rule?). The Rule was adopted by the Securities and Exchange Commission (the ?SEC?) to implement reporting and disclosure requirements related to ?conflict minerals.? As of the date this |
|
| May 5, 2015 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS EX-99.3 Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The unaudited pro forma combined condensed balance sheet as of March 31, 2015 is presented as if the acquisition of Xpliant, Inc. (?Xpliant?) had occurred on March 31, 2015. The unaudited pro forma combined condensed statements of operations for the year ended December 31, 2014 and for the three months ended March 31, |
|
| May 5, 2015 |
The accompanying notes are an integral part of these condensed financial statements. EX-99.2 4 d920012dex992.htm EX-99.2 Exhibit 99.2 Xpliant, Inc. (A development stage enterprise) Financial Statements As of March 31, 2015 and December 31, 2014 and for the three months ended March 31, 2015 and 2014 Xpliant, Inc. (A development stage enterprise) Index to Condensed Financial Statements (unaudited) Page(s) Condensed Financial Statements Condensed Balance Sheets as of March 31, 2015 a |
|
| May 5, 2015 |
Form S-8 As filed with the Securities and Exchange Commission on May 5, 2015 Registration No. |
|
| May 5, 2015 |
Cavium 8-K/A (Current Report/Significant Event) 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2015 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-05586 |
|
| May 5, 2015 |
The accompanying notes are an integral part of these financial statements. Exhibit 99.1 Xpliant, Inc. (A development stage enterprise) Financial Statements As of and for the years ended December 31, 2014 and 2013 Xpliant, Inc. (A development stage enterprise) Index As of and for the years ended December 31, 2014 and 2013 Page(s) Independent Auditors Report 1 Financial Statements Balance Sheets 2 Statements of Operations 3 Statements of Cash Flows 4 Statements of Stockhol |
|
| April 29, 2015 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2015 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission Fi |
|
| April 29, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2015 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission (IRS Employ |
|
| April 29, 2015 |
Cavium DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement x Definitive Additional Materials ? Soliciting Material Pursuant to ? 240. |
|
| April 29, 2015 |
Cavium Announces Financial Results for Q1 2015 Cavium Announces Financial Results for Q1 2015 SAN JOSE, Calif., April 29, 2015 /PRNewswire/ - Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable secure and intelligent processing for enterprise, data center, wired and wireless networking, today announced financial results for the first quarter ended March 31, 2015. Net revenue in the first quarter of 2015 was $1 |
|
| April 29, 2015 |
Cavium DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ? 240. |
|
| April 3, 2015 |
Cavium FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2015 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission Fi |
|
| April 3, 2015 |
EX-2.1 2 d902147dex21.htm EX-2.1 Exhibit 2.1 AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER AND REORGANIZATION THIS AMENDMENT No. 2 TO THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATION (the “Amendment”) is entered into as of the 31st day of March, 2015 (the “Amendment Effective Date”), by and among Cavium, Inc., a Delaware corporation (“Parent”), Cavium Semiconductor Corporation, a Delaware cor |
|
| February 11, 2015 |
CAVM / Cavium, Inc. / PRICE T ROWE ASSOCIATES INC /MD/ - CAVM AS OF 12/31/2014 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) CAVIUM INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 14964U108 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is filed: |
|
| February 10, 2015 |
CAVM / Cavium, Inc. / VANGUARD GROUP INC Passive Investment caviuminc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Cavium Inc Title of Class of Securities: Common Stock CUSIP Number: 14964U108 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate box to designate th |
|
| February 2, 2015 |
Cavium 3G/A (Passive Acquisition of More Than 5% of Shares) 13G HTML File DOCUMENT TYPE SC 13G/A TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| January 28, 2015 |
Cavium Announces Financial Results for Q4 2014 EX-99.1 2 v399693ex99-1.htm EXHIBIT 99.1 Cavium Announces Financial Results for Q4 2014 SAN JOSE, Calif., Jan. 28, 2015 /PRNewswire/ - Cavium, Inc. (NASDAQ: CAVM), a leading provider of semiconductor products that enable intelligent processing for enterprise, data center, wired and wireless networking, today announced financial results for the fourth quarter ended December 31, 2014. Revenue in the |
|
| January 28, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3996938k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2015 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-05586 |
|
| October 29, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2014 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission File No.) |
|
| October 29, 2014 |
Cavium Announces Financial Results for Q3 2014 Cavium Announces Financial Results for Q3 2014 SAN JOSE, Calif., Oct. 29, 2014 /PRNewswire/ - Cavium, Inc. (NASDAQ: CAVM), a leading provider of highly integrated semiconductor products that enable intelligent processing for networking, communications, and the digital home, today announced financial results for the third quarter ended September 30, 2014. Revenue in the third quarter of 2014 was $9 |
|
| July 30, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2014 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission File No.) (I |
|
| July 30, 2014 |
Cavium Announces Financial Results for Q2 2014 Exhibit 99.1 Cavium Announces Financial Results for Q2 2014 SAN JOSE, Calif., July 30, 2014 /PRNewswire/ - Cavium, Inc. (NASDAQ: CAVM), a leading provider of highly integrated semiconductor products that enable intelligent processing for networking, communications, and the digital home, today announced financial results for the second quarter ended June 30, 2014. Revenue in the second quarter of 2 |
|
| June 20, 2014 |
Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 19, 2014 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission Fil |
|
| May 30, 2014 |
Conflict Minerals Report of Cavium, Inc. for the year ended December 31, 2013 Exhibit 1.02 Conflict Minerals Report of Cavium, Inc. for the year ended December 31, 2013 This report is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to “conflict minerals.” As of the date this report is fi |
|
| May 30, 2014 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Cavium, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33435 77-0558625 (State or other jurisdiction (Commission (IRS Employer of incorporation or organization) File Number) Identification No.) 2315 N. First Street, San Jose, CA 95131 (Address of principal exec |
|
| May 2, 2014 |
S-8 1 d719135ds8.htm S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware 77-0558625 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) Cavium, Inc. 2315 N. First Street San Jose, Califo |
|
| April 30, 2014 |
Cavium Announces Financial Results for Q1 2014 Cavium Announces Financial Results for Q1 2014 SAN JOSE, Calif., April 30, 2014 /PRNewswire/ - Cavium, Inc. (NASDAQ: CAVM), a leading provider of highly integrated semiconductor products that enable intelligent processing for networking, communications, and the digital home, today announced financial results for the first quarter ended March 31, 2014. Revenue in the first quarter of 2014 was $83.2 |
|
| April 30, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2014 CAVIUM, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33435 77-0558625 (Commission File No.) ( |
|
| April 29, 2014 |
Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to § 240. |
|
| April 29, 2014 |
DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to § 240. |
|
| February 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-33435 CAVIUM, INC. (Exact |
|
| February 12, 2014 |
CAVM / Cavium, Inc. / VANGUARD GROUP INC Passive Investment caviuminc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Cavium Inc Title of Class of Securities: Common Stock CUSIP Number: 14964U108 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate th |
|
| February 12, 2014 |
CAVM / Cavium, Inc. / PRICE T ROWE ASSOCIATES INC /MD/ - CAVM AS OF 12/31/2013 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CAVIUM INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 14964U108 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is filed |
|
| February 12, 2014 |
CAVM / Cavium, Inc. / TURNER INVESTMENTS, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Cavium Networks, Inc. (Name of Issuer) Common stock, $0.001 par value (Title of Class of Securities) 14964U108 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
|
| February 5, 2014 |
CAVM / Cavium, Inc. / PRUDENTIAL FINANCIAL INC Passive Investment 13G HTML File DOCUMENT TYPE SC 13G TEXT SECURITIES AND EXCHANGE COMMISSION Washington, D. |
