CAIXY / CaixaBank, S.A. - Depositary Receipt (Common Stock) - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP June 6, 2024

Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP June 6, 2024 Citibank, N.

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-227277), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for the shares repre

AMERICAN DEPOSITARY RECEIPT

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-third (1/3) of one share of common stock of Caixabank, S.

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS CAIXABANK, S.A. (Exact name of issuer of deposited securities as spec

As filed with the Securities and Exchange Commission on June 6, 2024 Registration No.

- FORM F-6EF

Registration No. 333- As filed with the Securities and Exchange Commission December 3, 2020 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts CAIXABANK S.A. (Exact name of issuer of deposited securities as specified in its charter) Spain (Jurisdiction of

The Chrysler Building

Exhibit (d) The Chrysler Building 405 Lexington Avenue, NY, NY 10174-1299 Tel: 212.

Certification under Rule 466

Exhibit (e) Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Hochtief AG, 333-228091), which the U.

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares Representing Ordinary Shares of CAIXABANK S.A. (Incorporated under the laws of Spain)

Exhibit (a) Number One (1) American Depositary Share represents one-third (1/3) of one (1) ordinary share of CaixaBank S.

DMLRY / Daimler AG F-6EF - -

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Caixabank (Exact name of Issuer of deposited securities as specified in its charter) Spain (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact name of depositary as

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Shares of Common Stock of (Incorporated under the laws of Spain)

Number Each American Depositary Share represents One-Third of One Share JPMorgan Chase Bank, N.

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019 JPMorgan Chase Bank, N.

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (Knorr-Bremse AG 333-227925) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of eff

DMLRY / Daimler AG F-6EF - -

F-6EF 1 e618585f6ef-caixabank.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts CaixaBank, S.A. (Exact name of Issuer of deposited securities as specified in its charter) Spain (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase

Certification under Rule 466

EX-99.(E) 4 e618585ex99-e.htm Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (Knorr-Bremse AG 333-227925) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to desi

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 August 5, 2019

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 August 5, 2019 JPMorgan Chase Bank, N.

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Common Shares of CaixaBank, S.A. (Incorporated under the laws of Spain)

Number Each American Depositary Share represents One-Third of One Share JPMorgan Chase Bank, N.

THLEY / THALES F-6EF

As filed with the Securities and Exchange Commission on October 2, 2018 Registration No.

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-227277), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for the shares repre

AMERICAN DEPOSITARY RECEIPT

EX-99.(A) 2 e617973ex99-a.htm Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-third (1/3) of one share of common stock of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING SHARES OF COMMON STOCK OF CAIXABANK, S.A. (Incorporated under the laws of the Kingdom of Spain [hereinafter the “Company”]) CITIBANK, N

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP October 2, 2018

EX-99.(D) 3 e617973ex99-d.htm Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP October 2, 2018 Citibank, N.A. – ADR Department 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We refer to the Registration Statement on Form F-6 (the “Registration Statement”) to be filed with the Securities and Exchange Commission (the “SEC”) by Citibank, N.A., as Depositary (the “Depo

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares representing Ordinary Shares of Caixabank, S.A. (Incorporated under the laws of Spain)

Number Each American Depositary Share represents One-Third of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of Caixabank, S.

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Caixabank, S.A. (Exact name of I

F-6 POS 1 e617253f6pos-caixabank.htm 333-198963 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Caixabank, S.A. (Exact name of Issuer of deposited securities as specified in its charter) Spain (Jurisdiction of Incorporation

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP

Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP March 30, 2016 Citibank, N.

As filed with the Securities and Exchange Commission on March 30, 2016 Registration No. 333-______

As filed with the Securities and Exchange Commission on March 30, 2016 Registration No.

AMERICAN DEPOSITARY SHARES

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-third (1/3) of one share of common stock of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING SHARES OF COMMON STOCK OF CAIXABANK, S.

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-204655), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement; and 2. That its ability to

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Berkeley Group Holdings Plc, 333-198831) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and t

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts CaixaBank, S.A. (Exact name of Issuer of deposited sec

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts CaixaBank, S.A. (Exact name of Issuer of deposited securities as specified in its charter) Spain (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact name of deposita

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 September 10, 2015 JPMorgan Chase Bank, N.

JPMorgan Chase Bank, N.A. American Depositary Receipt Evidencing American Depositary Shares For Common Shares of CaixaBank, S.A. (Incorporated under the laws of Spain)

Number Each American Depositary Share represents One-Third of One Share JPMorgan Chase Bank, N.

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP

Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP June 2, 2015 Citibank, N.

AMERICAN DEPOSITARY SHARES

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-third (1/3) of one share of common stock of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING SHARES OF COMMON STOCK OF CAIXABANK, S.

As filed with the Securities and Exchange Commission on June 2, 2015 Registration No. 333-_____

As filed with the Securities and Exchange Commission on June 2, 2015 Registration No.

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-203942), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for the shares repre

ConvergEx Depositary, Inc. American Depositary Receipt American Depositary Shares For Common Stock of Caixabank, S.A. (Incorporated under the laws of Spain [hereinafter the “Company”])

Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents one-third (1/3) of one Share ConvergEx Depositary, Inc.

LETTERHEAD OF THOMPSON HINE LLP

Exhibit (d) LETTERHEAD OF THOMPSON HINE LLP October 17, 2014 ConvergEx Depositary, Inc.

FSGCF / First Gen Corp F-6EF - - F-6EF

F-6EF 1 t1401958x76f-6ef.htm F-6EF As filed with the Securities and Exchange Commission on October 17, 2014 Registration No. []-[] SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS Caixabank, S.A. (Exact name of issuer of deposited securities as specified in its

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, ConvergEx Depositary, Inc., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333 – 197668), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for th

Each American Depositary Share represents One-Third of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of Caixabank, S.A. (Incorporated under the laws of Sp

Number Each American Depositary Share represents One-Third of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of Caixabank, S.

Certification under Rule 466

EX-99.(E) 4 e612731ex99-e.htm Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (RIB Software AG 333-194007) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability

AUKUF / AMS AG F-6EF - -

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Caixabank, S.A. (Exact name of Issuer of deposited securities as specified in its charter) Spain (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE BANK TRUST COMPANY AMERICAS (Exact name

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 September 26, 2014

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 September 26, 2014 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears

THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR COMMON SHARES, OF (INCORPORATED UNDER THE LAWS OF SPAIN)

AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-third (1/3) of a Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR COMMON SHARES, OF CAIXABANK (INCORPORATED UNDER THE LAWS OF SPAIN) The Bank of New York Mellon, as depositary (hereinafter called the “Depositary”), hereby certifies (i) that there have been deposited with the Depositary or its agent, nomi

As filed with the Securities and Exchange Commission on November 28, 2011 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by Am

As filed with the Securities and Exchange Commission on November 28, 2011 Registration No.

EMMET, MARVIN & MARTIN, LLP

Writer?s Direct Dial EXHIBIT 4 EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.