BHI / Baker Hughes Inc. - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

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الإحصائيات الأساسية
LEI 549300XU3XH6F05YEQ93
CIK 808362
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Baker Hughes Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
November 14, 2024 EX-24.1

JOINT FILING AGREEMENT

EX-24.1 2 d839814dex241.htm EX-24.1 EXHIBIT 24.1 JOINT FILING AGREEMENT This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Class A common shares, of C3.ai, Inc. (this “Agreement”), is being filed, and all amendments thereto

November 14, 2024 SC 13G/A

AI / C3.ai, Inc. / Baker Hughes Holdings LLC - SC 13G/A Passive Investment

SC 13G/A 1 d839814dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* C3.ai, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 12468P 104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the Appropriate Box to Desi

January 5, 2024 EX-4.2

Second Supplemental Indenture, dated December 31, 2023, to the Indenture dated as of May 15, 1994, by and among Baker Hughes Holdings LLC, Baker Hughes Co-Obligor, Inc., Baker Hughes Oilfield Operations, LLC and Baker

EX-4.2 Exhibit 4.2 BAKER HUGHES HOLDINGS LLC (formerly BAKER HUGHES, A GE COMPANY, LLC) SECOND SUPPLEMENTAL INDENTURE Dated as of December 31, 2023 by and among BAKER HUGHES HOLDINGS LLC BAKER HUGHES CO-OBLIGOR, INC. BAKER HUGHES OILFIELD OPERATIONS, LLC, BAKER HUGHES INTERNATIONAL BRANCHES, LLC as Existing Obligors BAKER HUGHES COMPANY as Parent Guarantor and THE BANK OF NEW YORK MELLON TRUST COM

January 5, 2024 EX-4.3

, dated as of December 31, 2023, to the Indenture dated as of May 15, 1991, among Baker Hughes Holdings LLC and Baker Hughes Co-Obligor, Inc., as Existing Obligors, Baker Hughes Company, as Parent Guarantor, and the Bank of New York Mellon Trust Company, N.A., as

EX-4.3 Exhibit 4.3 BAKER HUGHES HOLDINGS LLC (formerly BAKER HUGHES, A GE COMPANY, LLC) SECOND SUPPLEMENTAL INDENTURE Dated as of December 31, 2023 by and among BAKER HUGHES HOLDINGS LLC BAKER HUGHES CO-OBLIGOR, INC. as Existing Obligors BAKER HUGHES COMPANY as Parent Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee to the INDENTURE Dated as of May 15, 1991 SECOND SUPPLEME

January 5, 2024 EX-4.1

eventh Supplemental Indenture dated December 31, 2023, to the Indenture dated as of October 28, 2008, among Baker Hughes

EX-4.1 Exhibit 4.1 BAKER HUGHES HOLDINGS LLC (formerly BAKER HUGHES, A GE COMPANY, LLC) SEVENTH SUPPLEMENTAL INDENTURE Dated as of December 31, 2023 by and among BAKER HUGHES HOLDINGS LLC BAKER HUGHES CO-OBLIGOR, INC. as Existing Obligors BAKER HUGHES COMPANY as Parent Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee to the INDENTURE Dated as of October 28, 2008 SEVENTH SU

January 5, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2023 Baker Hughes Co

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2023 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of I

December 19, 2023 EX-99.1

Financial Supplement - Baker Hughes and Baker Hughes Holdings LLC (unaudited) Exhibit 99.1 Copyright 2023 Baker Hughes Company. All rights reserved. IET Recast Oilfield Services & Equipment1 FY 2021 1Q 2022 2Q 2022 3Q 2022 4Q 2022 FY 2022 1Q 2023 2Q

Financial Supplement - Baker Hughes and Baker Hughes Holdings LLC (unaudited) Exhibit 99.

December 19, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2023 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of I

December 1, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2023 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of I

December 1, 2023 S-3ASR

As filed with the Securities and Exchange Commission on December 1, 2023

Table of Contents As filed with the Securities and Exchange Commission on December 1, 2023 Registration No.

December 1, 2023 EX-FILING FEES

Calculation of Filing Fee Tables Form S-3 (Form Type) Baker Hughes Company Baker Hughes Holdings LLC Baker Hughes Co-Obligor, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security

EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Baker Hughes Company Baker Hughes Holdings LLC Baker Hughes Co-Obligor, Inc.

November 22, 2023 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2023 BAKER HUGHES COMPANY BAKER HUGHES HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-9397 76-0207995 (State o

November 22, 2023 EX-10.1

Credit Agreement, dated as of November 21, 2023, among Baker Hughes Holdings LLC, as the borrower, Baker Hughes Company, as the parent guarantor, the lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent.

Exhibit 10.1 CREDIT AGREEMENT dated as of November 21, 2023 Among BAKER HUGHES HOLDINGS LLC, as the Borrower, BAKER HUGHES COMPANY, as the Parent Guarantor, The Lenders Party Hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent $3,000,000,000 REVOLVING CREDIT FACILITY JPMorgan Chase Bank, N.A., Citigroup Global Markets Inc., UniCredit Bank AG, New York Branch, Barclays Bank PLC, Deutsche

October 26, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 1-09397 Baker Hug

October 26, 2023 EX-95

Mine Safety Disclosure

Exhibit 95 Mine Safety Disclosure The following disclosures are provided pursuant to Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate mines regulated under the Federal Mine Safety and Health Act of 1977.

October 25, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of In

October 25, 2023 EX-99.1

Baker Hughes Company Announces Third Quarter 2023 Results

Exhibit 99.1 Baker Hughes Company Announces Third Quarter 2023 Results •Orders of $8.5 billion for the quarter, up 40% year-over-year. •Revenue of $6.6 billion for the quarter, up 24% year-over-year. •Net income attributable to Baker Hughes Company of $518 million for the quarter, up $534 million year-over-year. Adjusted net income attributable to Baker Hughes* (a non-GAAP measure) of $427 million

September 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 Baker Hughes Co

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of I

September 6, 2023 EX-99.1

Copyright 2023 Baker Hughes Company. All rights reserved. The information contained in this document is company confidential and proprietary property of Baker Hughes and its affiliates. It is to be used only for the benefit of Baker Hughes and may no

ex991-bakerhughesxinvest Copyright 2023 Baker Hughes Company. All rights reserved. The information contained in this document is company confidential and proprietary property of Baker Hughes and its affiliates. It is to be used only for the benefit of Baker Hughes and may not be distributed, transmitted, reproduced, altered, or used for any purpose without the express written consent of Baker Hugh

July 19, 2023 EX-95

Mine Safety Disclosure

Exhibit 95 Mine Safety Disclosure The following disclosures are provided pursuant to Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate mines regulated under the Federal Mine Safety and Health Act of 1977.

July 19, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 1-09397 Baker Hughes H

July 19, 2023 EX-10.1

First Amendment dated May 15, 2023 to the Credit Agreement, dated as of December 10, 2019, among Baker Hughes Holdings LLC, the lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent.

Exhibit 10.1 Execution Version FIRST AMENDMENT THIS FIRST AMENDMENT (this “Amendment”), dated as of May 15, 2023, is entered into among BAKER HUGHES HOLDINGS LLC (the “Borrower”), the Lenders (as defined below) party hereto and JPMORGAN CHASE BANK, N.A., as administrative agent (in such capacity, the “Administrative Agent”). RECITALS WHEREAS, the Borrower, the lenders from time to time party there

July 19, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2023 Baker Hughes Compan

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2023 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of Incor

July 19, 2023 EX-99.1

Baker Hughes Company Announces Second Quarter 2023 Results

Exhibit 99.1 Baker Hughes Company Announces Second Quarter 2023 Results •Orders of $7.5 billion for the quarter, up 28% year-over-year. •Revenue of $6.3 billion for the quarter, up 25% year-over-year. •Net income attributable to Baker Hughes Company of $410 million for the quarter, up $1,248 million year-over-year. Adjusted net income (a non-GAAP measure) attributable to Baker Hughes of $395 milli

May 31, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Baker Hughes Holdings LLC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Baker Hughes Holdings LLC State of incorporation/organization: Commission File Number: IRS Employer Identification Number: Delaware 1-9397 76-0207995 Address of principal executive offices: Person to contact in connection with this report: 17021 Aldine Westfield Houston TX 77073 Regina B.

May 31, 2023 EX-1.01

Conflict Minerals Report

Exhibit 1.01 Conflict Minerals Report 1. Overview This Report has been prepared pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, as amended (“Rule 13p-1”), for the reporting period from January 1 to December 31, 2022. The Company is an energy technology company that provides solutions for energy and industrial customers worldwide. The Company’s supply chain is both global and complex

May 19, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2023 Baker Hughes Company

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2023 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of Incorp

May 5, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023

CIK 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 BAKER HUGHES COMPANY BAKER HUGHES HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-020799

April 19, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 1-09397 Baker Hughes

April 19, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2023 Baker Hughes Compa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2023 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of Inco

April 19, 2023 EX-99.1

Baker Hughes Company Announces First Quarter 2023 Results

Exhibit 99.1 Baker Hughes Company Announces First Quarter 2023 Results •Orders of $7.6 billion for the quarter, up 12% year-over-year. •Revenue of $5.7 billion for the quarter, up 18% year-over-year. •GAAP operating income of $438 million for the quarter, up $160 million year-over-year. •Adjusted operating income (a non-GAAP measure) of $512 million for the quarter, up 47% year-over-year. •Adjuste

February 14, 2023 EX-10.5

among General Electric Company, Baker Hughes Company, EHHC Newco, LLC and Baker Hughes Holdings LLC to settle disputes under the Tax Matters Agreement.

[AMACTIVE 40454887911] TMA MASTER SETTLEMENT AGREEMENT This TMA Master Settlement Agreement (“Agreement”), entered into as of February 13, 2023, and effective as of December 29, 2022 (the “Effective Date”), is entered into by and among General Electric Company, a New York corporation (“GE”), Baker Hughes Company (formerly Baker Hughes, a GE Company), a Delaware corporation (“BHI”), EHHC NewCo LLC, a Delaware limited liability company (“EHHC”), and Baker Hughes Holdings, LLC (formerly Baker Hughes, a GE Company, LLC), a Delaware limited liability company (“BH Holdings”).

February 14, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-09397 Baker Hughes Holdings LLC (Exact name of registrant as specifi

February 14, 2023 EX-95

Mine Safety Disclosures.

Exhibit 95 Mine Safety Disclosure The following disclosures are provided pursuant to Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate mines regulated under the Federal Mine Safety and Health Act of 1977.

January 30, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

CIK 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2023 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-02079

January 30, 2023 EX-3.1

Fifth Amended and Restated Bylaws of Baker Hughes Company dated

Exhibit 3.1 FIFTH AMENDED AND RESTATED BYLAWS OF BAKER HUGHES COMPANY TABLE OF CONTENTS Page Article I STOCKHOLDERS 1 1.1. Place of Meetings 1 1.2. Annual Meeting 1 1.3. Special Meetings 1 1.4. Notice of Meetings 1 1.5. Voting List 1 1.6. Quorum 2 1.7. Adjournments 2 1.8. Proxies 3 1.9. Action at Meeting 3 1.10. Notice of Stockholder Business and Nominations 3 1.11. Conduct of Meetings 13 1.12. No

January 23, 2023 EX-99.1

Three Months Ended Variance (in millions except per share amounts) December 31, 2022 September 30, 2022 December 31, 2021 Sequential Year-over-year Orders $ 8,009 $ 6,063 $ 6,656 32% 20% Revenue 5,905 5,369 5,485 10% 8% Operating income 663 269 574 F

Exhibit 99.1 Baker Hughes Company Announces Fourth Quarter and Total Year 2022 Results •Record orders of $8.0 billion for the quarter, up 32% sequentially and up 20% year-over-year •Revenue of $5.9 billion for the quarter, up 10% sequentially and up 8% year-over-year •GAAP operating income of $663 million for the quarter, up $394 million sequentially and up 15% year-over-year •Adjusted operating i

January 23, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2023 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of In

January 23, 2023 EX-99.2

1 Copyright 2023 Baker Hughes Company. All rights reserved. Financial Supplement - Baker Hughes and Baker Hughes Holdings LLC (unaudited) FY 2019 1Q 2020 2Q 2020 3Q 2020 4Q 2020 FY 2020 1Q 2021 2Q 2021 3Q 2021 4Q 2021 FY 2021 1Q 2022 2Q 2022 3Q 2022

1 Copyright 2023 Baker Hughes Company. All rights reserved. Financial Supplement - Baker Hughes and Baker Hughes Holdings LLC (unaudited) FY 2019 1Q 2020 2Q 2020 3Q 2020 4Q 2020 FY 2020 1Q 2021 2Q 2021 3Q 2021 4Q 2021 FY 2021 1Q 2022 2Q 2022 3Q 2022 4Q 2022 FY 2022 Oilfield Services & Equipment* $ 16,419 $ 3,639 $ 3,110 $ 2,728 $ 2,827 $ 12,304 $ 2,544 $ 3,040 $ 3,136 $ 3,077 $ 11,798 $ 3,270 $ 3,

January 9, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

CIK: 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2023 BAKER HUGHES COMPANY BAKER HUGHES HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0

December 30, 2022 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement

CIK: 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2022 BAKER HUGHES COMPANY BAKER HUGHES HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76

December 23, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

CIK: 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2022 BAKER HUGHES COMPANY BAKER HUGHES HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76

December 2, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

CIK: 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2022 BAKER HUGHES COMPANY BAKER HUGHES HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-

November 18, 2022 EX-99.1

1 Copyright 2022 Baker Hughes Company. All rights reserved. Financial Supplement - Baker Hughes and Baker Hughes Holdings LLC (unaudited) FY 2019 1Q 2020 2Q 2020 3Q 2020 4Q 2020 FY 2020 1Q 2021 2Q 2021 3Q 2021 4Q 2021 FY 2021 1Q 2022 2Q 2022 3Q 2022

1 Copyright 2022 Baker Hughes Company. All rights reserved. Financial Supplement - Baker Hughes and Baker Hughes Holdings LLC (unaudited) FY 2019 1Q 2020 2Q 2020 3Q 2020 4Q 2020 FY 2020 1Q 2021 2Q 2021 3Q 2021 4Q 2021 FY 2021 1Q 2022 2Q 2022 3Q 2022 Well Construction $ 4,222 $ 1,023 $ 767 $ 731 $ 736 $ 3,257 $ 743 $ 800 $ 844 $ 914 $ 3,301 $ 883 $ 936 $ 991 Completions, Intervention & Measurements

November 18, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2022 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of I

October 27, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2022 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of In

October 27, 2022 EX-99.1

Baker Hughes Declares Increased Quarterly Dividend and Upsized Share Repurchase Authorization

Baker Hughes Declares Increased Quarterly Dividend and Upsized Share Repurchase Authorization HOUSTON & LONDON ? October 27, 2022 ? Baker Hughes (NASDAQ: BKR) announced today that the Baker Hughes Board of Directors declared an increased quarterly cash dividend of $.

October 20, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-09397 Baker Hughes Holdings LLC (Exact name of registrant a

October 19, 2022 EX-99.1

Baker Hughes Company Announces Third Quarter 2022 Results

Exhibit 99.1 Baker Hughes Company Announces Third Quarter 2022 Results ?Orders of $6.1 billion for the quarter, up 3% sequentially and up 13% year-over-year. ?Revenue of $5.4 billion for the quarter, up 6% sequentially and up 5% year-over-year. ?GAAP operating income of $269 million for the quarter, up $294 million sequentially and down $110 million year-over-year. ?Adjusted operating income (a no

October 19, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2022 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of In

October 19, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2022 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of In

October 7, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2022 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of Inc

September 6, 2022 EX-99.1

Copyright 2022 Baker Hughes Company. All rights reserved. The information contained in this document is company confidential and proprietary property of Baker Hughes and its affiliates. It is to be used only for the benefit of Baker Hughes and may no

Copyright 2022 Baker Hughes Company. All rights reserved. The information contained in this document is company confidential and proprietary property of Baker Hughes and its affiliates. It is to be used only for the benefit of Baker Hughes and may not be distributed, transmitted, reproduced, altered, or used for any purpose without the express written consent of Baker Hughes. Barclays CEO Energy P

September 6, 2022 EX-99.2

Baker Hughes Announces Simplified Organization to Enhance Profitability and Position for Growth  Establishing two reporting business segments: Oilfield Services & Equipment (OFSE) and Industrial & Energy Technology (IET).  Accelerating strategic tr

pressreleasebkrxbarclay Baker Hughes Announces Simplified Organization to Enhance Profitability and Position for Growth  Establishing two reporting business segments: Oilfield Services & Equipment (OFSE) and Industrial & Energy Technology (IET).

September 6, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2022 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of I

August 11, 2022 SC 13G/A

AI / C3.ai / Baker Hughes Holdings LLC - FORM SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 C3.ai, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 12468P104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch

August 4, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): JULY 28, 2022 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of Incor

July 21, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-09397 Baker Hughes Holdings LLC (Exact name of registrant as spe

July 20, 2022 EX-99.1

Baker Hughes Company Announces Second Quarter 2022 Results

Exhibit 99.1 Baker Hughes Company Announces Second Quarter 2022 Results ?Orders of $5.9 billion for the quarter, down 14% sequentially and up 15% year-over-year. ?Revenue of $5.0 billion for the quarter, up 4% sequentially and down 2% year-over-year. ?GAAP operating loss of $25 million for the quarter, down $304 million sequentially and down $219 million year-over-year. ?Adjusted operating income

July 20, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2022 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of Incor

May 27, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Baker Hughes Holdings LLC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Baker Hughes Holdings LLC State of incorporation/organization: Commission File Number: IRS Employer Identification Number: Delaware 1-9397 76-0207995 Address of principal executive offices: Person to contact in connection with this report: 17021 Aldine Westfield Houston TX 77073 Regina B.

May 27, 2022 EX-1.01

Conflict Minerals Report

Exhibit 1.01 Conflict Minerals Report This Report has been prepared pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, as amended (?Rule 13p-1?) for the reporting period from January 1 to December 31, 2021. The Company is an energy technology company that provides solutions for energy and industrial customers worldwide. The Company?s supply chain is both global and complex, and there a

April 20, 2022 EX-99.1

Baker Hughes Company Announces First Quarter 2022 Results

Exhibit 99.1 Baker Hughes Company Announces First Quarter 2022 Results ?Orders of $6.8 billion for the quarter, up 3% sequentially and up 51% year-over-year. ?Revenue of $4.8 billion for the quarter, down 12% sequentially and up 1% year-over-year. ?GAAP operating income of $279 million for the quarter, down 51% sequentially and up 70% year-over-year. ?Adjusted operating income (a non-GAAP measure)

April 20, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-09397 Baker Hughes Holdings LLC (Exact name of registrant as sp

April 20, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2022 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of Inco

March 31, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): MARCH 30, 2022 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of Inco

February 11, 2022 EX-22

Subsidiary guarantors and issuers of guaranteed securities and affiliates whose securities collateralize securities of the registrant

Exhibit 22 Subsidiary guarantors and issuers of guaranteed securities and affiliates whose securities collateralize securities of the registrant Securities Co-Issuer Subsidiaries 1.

February 11, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-09397 Baker Hughes Holdings LLC (Exact name of registrant as specifi

January 27, 2022 EX-10.4

Baker Hughes Company Amended and Restated Executive Officer Short-Term Incentive Plan

Exhibit 10.4 BAKER HUGHES COMPANY EXECUTIVE OFFICER SHORT TERM INCENTIVE COMPENSATION PLAN 1.Purposes of the Plan The purpose of the Baker Hughes Company Executive Officer Short Term Incentive Compensation Plan is to motivate and reward eligible Executive Officers by making a portion of their cash compensation dependent on the achievement of certain corporate, business unit and individual performa

January 27, 2022 EX-10.3

2022 Performance Share Unit Award Agreement under the Baker Hughes Company 2021 Long-Term Incentive Plan

Exhibit 10.3 Baker Hughes Company Performance Share Unit Award Agreement For [?] (?Participant?) 1.Capitalized Terms. Each capitalized term used but not defined in this Award Agreement (including Appendix A) shall have the meaning ascribed to such term in the Baker Hughes Company 2021 Long-Term Incentive Plan (the ?Plan?). 2.Grant. The Committee of Baker Hughes Company (the ?Company?) has granted

January 27, 2022 EX-10.1

under the Baker Hughes Company 2021 Long-Term Incentive Plan

EX-10.1 2 ex1012022rsuunder2021ltira.htm EX-10.1 Exhibit 10.1 Baker Hughes Company Restricted Stock Unit Award Agreement For [●] (“Participant”) 1.Capitalized Terms. Each capitalized term used but not defined herein shall have the meaning ascribed to such term in the Baker Hughes Company 2021 Long-Term Incentive Plan (the “Plan”). 2.Grant. The Committee of Baker Hughes Company (the “Company”) has

January 27, 2022 EX-10.2

) under the Baker Hughes Company 2021 Long-Term Incentive Plan

Exhibit 10.2 Baker Hughes Company Restricted Stock Unit Award Agreement For [?] (?Participant?) 1.Capitalized Terms. Each capitalized term used but not defined herein shall have the meaning ascribed to such term in the Baker Hughes Company 2021 Long-Term Incentive Plan (the ?Plan?). 2.Grant. The Committee of Baker Hughes Company (the ?Company?) has granted Restricted Stock Units, with Dividend Equ

January 27, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2022 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of In

January 20, 2022 EX-99.1

Three Months Ended Variance (in millions except per share amounts) December 31, 2021 September 30, 2021 December 31, 2020 Sequential Year-over-year Orders $ 6,656 $ 5,378 $ 5,188 24% 28% Revenue 5,519 5,093 5,495 8% —% Operating income 574 378 182 52

Exhibit 99.1 Baker Hughes Company Announces Fourth Quarter and Total Year 2021 Results ?Orders of $6.7 billion for the quarter, up 24% sequentially and up 28% year-over-year ?Revenue of $5.5 billion for the quarter, up 8% sequentially and flat year-over-year ?GAAP operating income of $574 million for the quarter, up 52% sequentially and favorable year-over-year ?Adjusted operating income (a non-GA

January 20, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2022 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of In

January 13, 2022 EX-10.1

Letter Agreement, dated January 12, 2022, between Baker Hughes Company and Uwem Ukpong.

Exhibit 10.1 T + 1 713.439.8600 17021 Aldine Westfield Houston, Texas 77073, USA Notification Date: January 10, 2022 Notice to Employee: This is a legal document. You are advised to consult with an attorney prior to signing this Agreement. SEPARATION AGREEMENT & RELEASE This is an Agreement between Baker Hughes Company (?Company?) and Uwem Ukpong, SSO: [REDACTED] (the ?Employee?). 1. Separation Da

January 13, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

CIK: 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2022 BAKER HUGHES COMPANY BAKER HUGHES HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-

December 9, 2021 EX-1.1

Underwriting Agreement, dated December 6, 2021, by and among the Issuers and Morgan Stanley & Co. LLC and J.P. Morgan Securities LLC., as representatives of the several underwriters named therein.

Exhibit 1.1 EXECUTION VERSION BAKER HUGHES HOLDINGS LLC BAKER HUGHES CO-OBLIGOR, INC. $650,000,000 1.231% Senior Notes due 2023 $600,000,000 2.061% Senior Notes due 2026 UNDERWRITING AGREEMENT December 6, 2021 December 6, 2021 MORGAN STANLEY & CO. LLC J.P. MORGAN SECURITIES LLC As Representatives of the several Underwriters c/o Morgan Stanley & Co. LLC 1585 Broadway, 29th Floor New York, New York

December 9, 2021 EX-4.3

Form of 2.061% Senior Notes due 2026.

Exhibit 4.3 FACE OF SECURITY GLOBAL SECURITY LEGEND THIS GLOBAL SECURITY IS HELD BY THE DEPOSITARY (AS DEFINED IN THE INDENTURE GOVERNING THIS SECURITY) OR ITS NOMINEE IN CUSTODY FOR THE BENEFIT OF THE BENEFICIAL OWNERS HEREOF, AND IS NOT TRANSFERABLE TO ANY PERSON UNDER ANY CIRCUMSTANCES EXCEPT THAT (I) THE SECURITY REGISTRAR MAY MAKE SUCH NOTATIONS HEREON AS MAY BE REQUIRED PURSUANT TO ARTICLE I

December 9, 2021 EX-4.1

Sixth Supplemental Indenture, dated December 9, 2021 to the Indenture dated as of October 28, 2008, among Baker Hughes Holdings LLC, Baker Hughes Co-Obligor, Inc. and The Bank of New York Mellon Trust Company, N.A., as trustee.

EX-4.1 3 d269561dex41.htm EX-4.1 Exhibit 4.1 BAKER HUGHES HOLDINGS LLC BAKER HUGHES CO-OBLIGOR, INC. SIXTH SUPPLEMENTAL INDENTURE Dated as of December 9, 2021 1.231% Senior Notes due 2023 2.061% Senior Notes due 2026 to the INDENTURE Dated as of October 28, 2008 between BAKER HUGHES INCORPORATED and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Table of Contents Page ARTICLE I Defini

December 9, 2021 EX-4.2

Form of 1.231% Senior Notes due 2023.

EX-4.2 4 d269561dex42.htm EX-4.2 Exhibit 4.2 FACE OF SECURITY GLOBAL SECURITY LEGEND THIS GLOBAL SECURITY IS HELD BY THE DEPOSITARY (AS DEFINED IN THE INDENTURE GOVERNING THIS SECURITY) OR ITS NOMINEE IN CUSTODY FOR THE BENEFIT OF THE BENEFICIAL OWNERS HEREOF, AND IS NOT TRANSFERABLE TO ANY PERSON UNDER ANY CIRCUMSTANCES EXCEPT THAT (I) THE SECURITY REGISTRAR MAY MAKE SUCH NOTATIONS HEREON AS MAY

December 9, 2021 8-K

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2021 BAKER HUGHES COMPANY BAKER HUGHES HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State o

December 8, 2021 424B5

CALCULATION OF REGISTRATION FEE Title of each Class of Securities to be Registered Amount to be Registered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 1.231% Senior Notes due 2023 $ 650,000,000 $ 650,000,000 $ 60,255 2.061

Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-250065 CALCULATION OF REGISTRATION FEE Title of each Class of Securities to be Registered Amount to be Registered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 1.231% Senior Notes due 2023 $ 650,000,000 $ 650,000,000 $ 60,255 2.061% Senior Notes due 2026 $ 600,000,000 $ 600,000,000 $ 55,620 Total $ 1,

December 6, 2021 424B5

SUBJECT TO COMPLETION, DATED DECEMBER 6, 2021

424B5 1 d173595d424b5.htm 424B5 Table of Contents The information in this prospectus is not complete and may be changed. We may not sell these securities until the registration statement filed with the Securities and Exchange Commission is effective. This prospectus is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any state where the offer or sa

December 6, 2021 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Baker Hughes Holdings LLC (Exact name of registrant as specified in its charter) Delaware 76-0207995 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification N

December 6, 2021 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 1-09397 Baker Hughes Holdings LLC / New York Stock Exchange (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 17

December 6, 2021 FWP

Baker Hughes Holdings LLC Baker Hughes Co-Obligor, Inc. Pricing Term Sheet $650,000,000 1.231% Senior Notes due 2023 $600,000,000 2.061% Senior Notes due 2026

Filed Pursuant to Rule 433 Registration Nos. 333-250065, 333-250065-02 December 6, 2021 Baker Hughes Holdings LLC Baker Hughes Co-Obligor, Inc. Pricing Term Sheet $650,000,000 1.231% Senior Notes due 2023 $600,000,000 2.061% Senior Notes due 2026 The information in this term sheet supplements Baker Hughes Holdings LLC and Baker Hughes Co-Obligor, Inc.?s preliminary prospectus supplement dated Dece

November 15, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2021 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of I

October 27, 2021 EX-99.1

Baker Hughes Announces Transfer of Stock Exchange Listing to Nasdaq

Exhibit 99.1 Baker Hughes Announces Transfer of Stock Exchange Listing to Nasdaq ? Baker Hughes joins a select group of companies at the forefront of technology, innovation and sustainability ? Baker Hughes? Class A Common stock and all listed bonds will transfer from NYSE to Nasdaq; stock ticker symbol will remain "BKR" HOUSTON & LONDON-(BUSINESS WIRE)-Oct. 27, 2021- Baker Hughes Company (NYSE: B

October 27, 2021 8-K

Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

CIK 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2021 BAKER HUGHES COMPANY BAKER HUGHES HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0

October 22, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-09397 Baker Hughes Holdings LLC (Exact name of registrant a

October 20, 2021 EX-99.1

Baker Hughes Company Announces Third Quarter 2021 Results

EX-99.1 2 earningsreleaseex991093020.htm EX-99.1 Exhibit 99.1 Baker Hughes Company Announces Third Quarter 2021 Results •Orders of $5.4 billion for the quarter, up 6% sequentially and up 5% year-over-year. •Revenue of $5.1 billion for the quarter, down 1% sequentially and up 1% year-over-year. •GAAP operating income of $378 million for the quarter, up 95% sequentially and favorable year-over-year.

October 20, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2021 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of In

September 8, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 08, 2021 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of

September 8, 2021 EX-99.1

• • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • •

EX-99.1 2 bhc-barclayssep82021.htm EX-99.1 • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • •

August 3, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

CIK 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2021 BAKER HUGHES COMPANY BAKER HUGHES HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207

July 23, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-09397 Baker Hughes Holdings LLC (Exact name of registrant as spe

July 21, 2021 EX-99.1

Baker Hughes Company Announces Second Quarter 2021 Results

Exhibit 99.1 Baker Hughes Company Announces Second Quarter 2021 Results ?Orders of $5.1 billion for the quarter, up 12% sequentially and up 4% year-over-year. ?Revenue of $5.1 billion for the quarter, up 8% sequentially and up 9% year-over-year. ?GAAP operating income of $194 million for the quarter, up 18% sequentially and favorable year-over-year. ?Adjusted operating income (a non-GAAP measure)

July 21, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2021 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of Incor

May 26, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Baker Hughes Holdings LLC

SD 1 dp151759sd.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Baker Hughes Holdings LLC State of incorporation/organization: Commission File Number: IRS Employer Identification Number: Delaware 1-9397 76-0207995 Address of principal executive offices: Person to contact in connection with this report: 17021 Aldine Westfield

May 26, 2021 EX-1.01

Conflict Minerals Report

EX-1.01 2 dp151759ex0101.htm EXHIBIT 1.01 Exhibit 1.01 Conflict Minerals Report This Report has been prepared pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, as amended (“Rule 13p-1”) for the reporting period from January 1 to December 31, 2020. The Company is an energy technology company that provides solutions for energy and industrial customers worldwide. The Company’s supply cha

April 23, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-09397 Baker Hughes Holdings LLC (Exact name of registrant as sp

April 21, 2021 EX-99.2

Financial Supplement

Exhibit 99.2 Financial Supplement The information contained herein is provided as a Financial Supplement to the earnings presentation. This Financial Supplement includes non-GAAP measures. We believe these non-GAAP measures are useful to investors and users of our financial information as they provide an alternate measurement of our performance and assist in assessing our capital adequacy and the

April 21, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2021 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of Inco

April 21, 2021 EX-99.1

Baker Hughes Company Announces First Quarter 2021 Results

Exhibit 99.1 Baker Hughes Company Announces First Quarter 2021 Results ?Orders of $4.5 billion for the quarter, down 12% sequentially and down 18% year-over-year ?Revenue of $4.8 billion for the quarter, down 13% sequentially and down 12% year-over-year ?GAAP operating income of $164 million for the quarter, down 10% sequentially and favorable year-over-year ?Adjusted operating income (a non-GAAP

April 19, 2021 144

- FORM 144

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 325-0101 Expires: July 31, 2023 Estimated average burden hours per response 1.00 FORM 144 SEC USE ONLY NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO. ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing a

February 25, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-09397 Baker Hughes Holdings LLC (Exact name of registrant as specifi

February 25, 2021 EX-10.13

Third Amendment to the GE Global Employee Services Agreement, effective October 1, 2020 between Baker Hughes Holdings LLC and General Electric Company.

EX-10.13 3 llcfy20form10-kexhibit1013.htm EX-10.13 Exhibit 10.13 THIRD AMENDMENT TO GE GLOBAL EMPLOYEE SERVICES AGREEMENT This Third Amendment to the GE Global Employee Services Agreement (this “Amendment”) is made and entered into on December 2, 2020 with an effective date of October 1, 2020, by and between General Electric Company, a New York corporation (“GE”) in its name and on its behalf and

February 25, 2021 EX-4.10

Description of Securities Registered pursuant to Section 12 of the Securities Exchange Act of 1934.

EX-4.10 2 llcfy20form10-kexhibit410.htm EX-4.10 Exhibit 4.10 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Description of our 5.125% Notes due 2040 The following summary of our 5.125% Notes due 2040 (the “Notes”) is based on the indenture (the “ Base Indenture”) dated as of October 8, 2008, as supplemented by the second suppleme

February 25, 2021 EX-22

Subsidiary guarantors and issuers of guaranteed securities and affiliates whose securities collateralize securities of the registrant.

EX-22 4 llcfy20form10-kexhibit22.htm EX-22 Exhibit 22 Subsidiary guarantors and issuers of guaranteed securities and affiliates whose securities collateralize securities of the registrant Securities Co-Issuer Subsidiaries 2.773% Senior Notes due December 2022 issued by Baker Hughes Holdings LLC under the Indenture dated as of October 28, 2008, as supplemented by the Third Supplemental Indenture da

February 5, 2021 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 C3.ai, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 12468P104 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ? R

January 21, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2021 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of In

January 21, 2021 EX-99.1

Three Months Ended Variance (in millions except per share amounts) December 31, 2020 September 30, 2020 December 31, 2019 Sequential Year-over-year Orders $ 5,188 $ 5,106 $ 6,944 2% (25)% Revenue 5,495 5,049 6,347 9% (13)% Operating income (loss) 182

EX-99.1 2 earningsreleaseex991123120.htm EX-99.1 Exhibit 99.1 Baker Hughes Company Announces Fourth Quarter and Total Year 2020 Results •Orders of $5.2 billion for the quarter, up 2% sequentially and down 25% year-over-year •Revenue of $5.5 billion for the quarter, up 9% sequentially and down 13% year-over-year •GAAP operating income of $182 million for the quarter, up $231 million sequentially an

December 18, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

CIK 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2020 BAKER HUGHES COMPANY BAKER HUGHES HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-

December 18, 2020 EX-10.1

Form of Transformation Incentive Award Agreement

Exhibit 10.1 Baker Hughes Company Transformation Incentive Award Agreement 1. Capitalized Terms. Each capitalized term used but not defined in this Award Agreement (including Appendix A) shall have the meaning ascribed to such term in the Baker Hughes Company 2017 Long-Term Incentive Plan (the “Plan”). 2. Grant. The Committee of Baker Hughes Company (the “Company”) pursuant to the Plan hereby awar

December 4, 2020 CORRESP

-

CORRESP BAKER HUGHES HOLDINGS LLC BAKER HUGHES NETHERLANDS FUNDING COMPANY B.V. BAKER HUGHES CO-OBLIGOR, INC. 17021 ALDINE WESTFIELD ROAD HOUSTON, TEXAS 77073 December 4, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attention: Matthew Crispino Re: Baker Hughes Holdings LLC Baker Hughes

December 4, 2020 S-3/A

- S-3/A

Table of Contents As filed with the Securities and Exchange Commission on December 4, 2020 Registration No.

November 12, 2020 EX-4.3

Form of Indenture, among Baker Hughes Netherlands Funding Company B.V., Baker Hughes Co-Obligor, Inc., The Bank of New York Mellon Trust Company, N.A., as trustee, registrar, transfer agent and paying agent and The Bank of New York Mellon, London Branch, as paying agent and authentication agent.

Exhibit 4.3 BAKER HUGHES NETHERLANDS FUNDING COMPANY B.V. and BAKER HUGHES CO-OBLIGOR, INC. by and among THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee, Registrar, Transfer Agent and Paying Agent THE BANK OF NEW YORK MELLON, LONDON BRANCH, as Paying Agent and Authentication Agent INDENTURE Dated as of [•], 2020 DEBT SECURITIES BAKER HUGHES NETHERLANDS FUNDING COMPANY B.V. BAKER HUGHES

November 12, 2020 S-3

As filed with the Securities and Exchange Commission on November 12, 2020

Table of Contents As filed with the Securities and Exchange Commission on November 12, 2020 Registration No.

November 4, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of In

November 4, 2020 EX-10

Baker Hughes Company Executive Change in Control Severance Plan

bhcicseveranceplanconfor BAKER HUGHES COMPANY EXECUTIVE CHANGE IN CONTROL SEVERANCE PLAN (As Established Effective October 29, 2020) 56501092.

October 23, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-09397 Baker Hughes Holdings LLC (Exact name of registrant a

October 21, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2020 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of In

October 21, 2020 EX-99.1

Baker Hughes Company Announces Third Quarter 2020 Results

EX-99.1 2 earningsreleaseexhibit.htm EX-99.1 Exhibit 99.1 Baker Hughes Company Announces Third Quarter 2020 Results •Orders of $5.1 billion for the quarter, up 4% sequentially and down 34% year-over-year •Revenue of $5.0 billion for the quarter, up 7% sequentially and down 14% year-over-year •GAAP operating loss of $49 million for the quarter, up 6% sequentially and unfavorable year-over-year. •Ad

September 8, 2020 EX-99.1

• • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • •

a2bakerhughes-barclaysce • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • •

September 8, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 08, 2020 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of

July 24, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-09397 Baker Hughes Holdings LLC (Exact name of registrant as spe

July 22, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2020 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of Incor

July 22, 2020 EX-99.1

Baker Hughes Company Announces Second Quarter 2020 Results

Exhibit 99.1 Baker Hughes Company Announces Second Quarter 2020 Results •Orders of $4.9 billion for the quarter, down 12% sequentially and down 25% year-over-year •Revenue of $4.7 billion for the quarter, down 13% sequentially and down 21% year-over-year •GAAP operating loss of $52 million for the quarter was favorable sequentially and unfavorable year-over-year. •Adjusted operating income (a non-

June 1, 2020 EX-1.01

Conflict Minerals Report

Exhibit 1.01 Conflict Minerals Report This Report has been prepared pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, as amended (“Rule 13p-1”) for the reporting period from January 1 to December 31, 2019. The Company is an energy technology company that provides solutions for energy and industrial customers worldwide. The Company’s supply chain is both global and complex, and there a

June 1, 2020 SD

- FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Baker Hughes Holdings LLC State of incorporation/organization: Commission File Number: IRS Employer Identification Number: Delaware 1-9397 76-0207995 Address of principal executive offices: Person to contact in connection with this report: 17021 Aldine Westfield Houston TX 77073 Regina Jon

May 1, 2020 EX-4.2

Form of 4.486% Senior Notes due 2030.

EX-4.2 Exhibit 4.2 FACE OF SECURITY GLOBAL SECURITY LEGEND THIS GLOBAL SECURITY IS HELD BY THE DEPOSITARY (AS DEFINED IN THE INDENTURE GOVERNING THIS SECURITY) OR ITS NOMINEE IN CUSTODY FOR THE BENEFIT OF THE BENEFICIAL OWNERS HEREOF, AND IS NOT TRANSFERABLE TO ANY PERSON UNDER ANY CIRCUMSTANCES EXCEPT THAT (I) THE SECURITY REGISTRAR MAY MAKE SUCH NOTATIONS HEREON AS MAY BE REQUIRED PURSUANT TO AR

May 1, 2020 EX-4.1

Fifth Supplemental Indenture, dated May 1, 2020 to the Indenture dated as of October 28, 2008, among Baker Hughes Holdings LLC, Baker Hughes Co-Obligor, Inc. and The Bank of New York Mellon Trust Company, N.A., as Trustee.

EX-4.1 Exhibit 4.1 BAKER HUGHES HOLDINGS LLC BAKER HUGHES CO-OBLIGOR, INC. FIFTH SUPPLEMENTAL INDENTURE Dated as of May 1, 2020 4.486% Senior Notes due 2030 to the INDENTURE Dated as of October 28, 2008 between BAKER HUGHES INCORPORATED and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Table of Contents Page ARTICLE I Definitions ARTICLE II Designation and Terms of the Securities SEC

May 1, 2020 8-K

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2020 BAKER HUGHES COMPANY BAKER HUGHES HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of

May 1, 2020 EX-1.1

Underwriting Agreement, dated April 28, 2020, by and among the Issuers and J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC.

EX-1.1 Exhibit 1.1 BAKER HUGHES HOLDINGS LLC BAKER HUGHES CO-OBLIGOR, INC. $500,000,000 4.486% Senior Notes due 2030 UNDERWRITING AGREEMENT April 28, 2020 April 28, 2020 J.P. MORGAN SECURITIES LLC MORGAN STANLEY & CO. LLC As Representatives of the several Underwriters c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/o Morgan Stanley & Co. LLC 1585 Broadway, 29th Floor N

April 30, 2020 EX-10.1

Letter Agreement, dated April 28, 2020, between Baker Hughes Company and Derek Mathieson.

Exhibit 10.1 T + 1 713.439.8600 17021 Aldine Westfield Houston, Texas 77073, USA Derek Mathieson SSO: [***] Dear Derek, This letter confirms your separation from employment from Baker Hughes Company (the “Company”) as of May 31, 2020 (“Separation Date”). In connection with your separation of employment the company is offering you an opportunity to receive severance benefits under your Stay & Win A

April 30, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

CIK 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2020 BAKER HUGHES COMPANY BAKER HUGHES HOLDINGS LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-020

April 30, 2020 424B5

CALCULATION OF REGISTRATION FEE Title of each Class of Securities to be Registered Amount to be Registered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 4.486% Senior Notes due 2030 $500,000,000 $500,000,000 $64,900

424B5 1 d883631d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-222111 CALCULATION OF REGISTRATION FEE Title of each Class of Securities to be Registered Amount to be Registered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 4.486% Senior Notes due 2030 $500,000,000 $500,000,000 $64,900 (1) The registration fee of $64,900 is calculat

April 28, 2020 424B5

SUBJECT TO COMPLETION, DATED APRIL 28, 2020

424B5 1 d883631d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-222111 The information in this preliminary prospectus supplement is not complete and may be changed without notice. This preliminary prospectus supplement and the accompanying base prospectus do not constitute an offer to sell these securities and are not soliciting an offer to buy these securit

April 28, 2020 FWP

Baker Hughes Holdings LLC Baker Hughes Co-Obligor, Inc. Pricing Term Sheet $500,000,000 4.486% Senior Notes due 2030

FWP 1 dp126961fwp-holdings.htm FORM FWP Filed Pursuant to Rule 433 Registration Nos. 333-222111, 333-222111-01 April 28, 2020 Baker Hughes Holdings LLC Baker Hughes Co-Obligor, Inc. Pricing Term Sheet $500,000,000 4.486% Senior Notes due 2030 Issuers: Baker Hughes Holdings LLC Baker Hughes Co-Obligor, Inc. Anticipated Ratings (Ratings Outlook): (S&P / Moody’s)*: A- ( – ) / A3 ( – ) Trade Date: Apr

April 24, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-09397 Baker Hughes Holdings LLC (Exact name of registrant as sp

April 22, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2020 Baker Hughes Company Baker Hughes Holdings LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State of Inco

April 22, 2020 EX-99.1

Baker Hughes Company Announces First Quarter 2020 Results

EX-99.1 2 earningsreleaseexhibit.htm EX-99.1 Exhibit 99.1 Baker Hughes Company Announces First Quarter 2020 Results •Orders of $5.5 billion for the quarter, down 20% sequentially and down 3% year-over-year •Revenue of $5.4 billion for the quarter, down 15% sequentially and down 3% year-over-year •GAAP operating loss of $16,059 million for the quarter, down sequentially and year-over-year •Adjusted

April 15, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2020 Baker Hughes Holdings LLC (Exact name of registrant as specified in its charter) Delaware 1-09397 76-0207995 (State of Incorporation) (Commission File No.) (I.R.S. Empl

April 15, 2020 EX-3.1

Amended Certificate of Formation for Baker Hughes Holdings LLC dated as of April 15, 2020

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF FORMATION OF BAKER HUGHES, A GE COMPANY, LLC This Certificate of Amendment of Baker Hughes, a GE company, LLC (the “Company”) is being duly executed and filed by Lee Whitley, as an Authorized Person, pursuant to the provisions of Section 6 Del. C. § 18-202 of the Delaware Limited Liability Company Act. 1. The name of the limited liability

April 15, 2020 EX-3.2

Amended and Restated Limited Liability Company Agreement of Baker Hughes Holdings LLC dated as of April 15, 2020.

EX-3.2 3 dp125867ex0302.htm EXHIBIT 3.2 Exhibit 3.2 BAKER HUGHES HOLDINGS LLC SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT Dated as of April 15, 2020 THE COMPANY INTERESTS REPRESENTED BY THIS LIMITED LIABILITY COMPANY AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY OTHER APPLICABLE SECURITIES LAWS. SUCH COMPANY INTEREST

April 13, 2020 8-K

Financial Statements and Exhibits, Material Impairments, Costs Associated with Exit or Disposal Activities, Results of Operations and Financial Condition

CIK 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2020 BAKER HUGHES COMPANY BAKER HUGHES, A GE COMPANY, LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397

April 13, 2020 EX-99.1

Baker Hughes Announces Financial Update in Response to COVID-19 and Oil Price Environment

Exhibit 99.1 Baker Hughes Announces Financial Update in Response to COVID-19 and Oil Price Environment HOUSTON & LONDON - (BUSINESS WIRE) – Apr. 13, 2020 – Baker Hughes (NYSE: BKR) (“Baker Hughes” or the “Company”) today announced a financial update in response to the significant decline in oil and gas prices and the COVID-19 pandemic. In addition to taking critical steps to reduce the spread and

April 3, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2020 Baker Hughes, a GE company, LLC (Exact name of registrant as specified in its charter) Delaware 1-09397 76-0207995 (State of Incorporation) (Commission File No.) (I.R.S.

February 13, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-09397 Baker Hughes, a GE company, LLC (Exact name of registrant as s

February 13, 2020 EX-4.9

Description of Securities Registered pursuant to Section 12 of the Securities Exchange Act of 1934.

Exhibit 4.9 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Description of our 5.125% Notes due 2040 The following summary of our 5.125% Notes due 2040 (the “Notes”) is based on the indenture (the “ Base Indenture”) dated as of October 8, 2008, as supplemented by the second supplemental indenture dated July 3, 2017, among Baker Hu

February 13, 2020 EX-10.20

First Amendment to the Amended and Restated HDGT Distribution and Supply Agreement dated September 16, 2019 between Baker Hughes, a GE company, LLC and General Electric Company.

Exhibit 10.20 FIRST AMENDMENT TO AMENDED & RESTATED HDGT DISTRIBUTION AND SUPPLY AGREEMENT This First Amendment to the Amended & Restated HDGT Distribution and Supply Agreement (the “Amendment”), effective as of 16th of September 2019 (“Amendment Effective Date”), is made by and between General Electric Company, a New York corporation (“GE”), acting through its GE Power business (“GE Power”), and

February 13, 2020 EX-95

Mine Safety Disclosures.

EX-95 9 bhgellcfy2019form10kmine.htm EXHIBIT 95 Exhibit 95 Mine Safety Disclosure The following disclosures are provided pursuant to Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate mines

February 13, 2020 EX-10.40

Amendment to the Baker Hughes, a GE company, LLC Sponsored Benefit Plans including the Baker Hughes Company Supplementary Pension Plan.

Exhibit 10.40 AMENDMENT TO THE BAKER HUGHES, A GE COMPANY, LLC BENEFITS PLANS THIS AMENDMENT, effective as of January 1, 2020 (this “Amendment”), by BAKER HUGHES, A GE COMPANY, LLC (formerly known as Baker Hughes Incorporated), a Delaware limited liability company (“BHGE LLC”). WHEREAS, the name of Baker Hughes, a GE company has changed to Baker Hughes Company; and WHEREAS, by operation of law, BH

January 22, 2020 EX-99.1

Three Months Ended Variance (in millions except per share amounts) December 31, 2019 September 30, 2019 December 31, 2018 Sequential Year-over-year Orders $ 6,944 $ 7,783 $ 6,884 (11)% 1% Revenue 6,347 5,882 6,264 8% 1% Operating income 331 297 382 1

Exhibit 99.1 Baker Hughes Company Announces Fourth Quarter and Total Year 2019 Results • Orders of $6.9 billion for the quarter, down 11% sequentially and up 1% year-over-year • Revenue of $6.3 billion for the quarter, up 8% sequentially and up 1% year-over-year • GAAP operating income of $331 million for the quarter, up 11% sequentially and down 13% year-over-year • Adjusted operating income (a n

January 22, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2020 Baker Hughes Company Baker Hughes, a GE company, LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State

December 11, 2019 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

CIK 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2019 BAKER HUGHES COMPANY BAKER HUGHES, A GE COMPANY, LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-093

December 11, 2019 EX-10.1

Credit Agreement, dated as of December 10, 2019, among Baker Hughes Holdings LLC, the lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent.

Exhibit 10.1 EXECUTION VERSION CREDIT AGREEMENT dated as of December 10, 2019 Among BAKER HUGHES, A GE COMPANY, LLC, as the Borrower, The Lenders Party Hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent $3,000,000,000 REVOLVING CREDIT FACILITY JPMorgan Chase Bank, N.A., Citigroup Global Markets Inc., UniCredit Bank AG, New York Branch, Barclays Bank PLC, Deutsche Bank Securities Inc.,

November 7, 2019 8-K

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

CIK 0000808362 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2019 BAKER HUGHES COMPANY BAKER HUGHES, A GE COMPANY, LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-0939

November 7, 2019 EX-1.1

Underwriting Agreement, dated November 4, 2019, by and among the Issuers, BofA Securities, Inc. and Morgan Stanley & Co. LLC.

Exhibit 1.1 EXECUTION VERSION BAKER HUGHES, A GE COMPANY, LLC Baker Hughes Co-Obligor, Inc. $525,000,000 3.138% Senior Notes due 2029 UNDERWRITING AGREEMENT November 4, 2019 November 4, 2019 BOFA SECURITIES, INC. MORGAN STANLEY & CO. LLC As Representatives of the several Underwriters c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 c/o Morgan Stanley & Co. LLC 1585 Broadway, 29th

November 7, 2019 EX-4.1

Fourth Supplemental Indenture, dated November 7, 2019, to the Indenture dated as of October 28, 2008, among Baker Hughes Holdings LLC, Baker Hughes Co-Obligor, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee.

Exhibit 4.1 BAKER HUGHES, A GE COMPANY, LLC BAKER HUGHES CO-OBLIGOR, INC. FOURTH SUPPLEMENTAL INDENTURE Dated as of November 7, 2019 3.138% Senior Notes due 2029 to the INDENTURE Dated as of October 28, 2008 between BAKER HUGHES INCORPORATED and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Table of Contents Page ARTICLE I Definitions ARTICLE II Designation and Terms of the Securitie

November 7, 2019 EX-4.2

Form of 3.138% Senior Notes due 2029.

Exhibit 4.2 FACE OF SECURITY GLOBAL SECURITY LEGEND THIS GLOBAL SECURITY IS HELD BY THE DEPOSITARY (AS DEFINED IN THE INDENTURE GOVERNING THIS SECURITY) OR ITS NOMINEE IN CUSTODY FOR THE BENEFIT OF THE BENEFICIAL OWNERS HEREOF, AND IS NOT TRANSFERABLE TO ANY PERSON UNDER ANY CIRCUMSTANCES EXCEPT THAT (I) THE SECURITY REGISTRAR MAY MAKE SUCH NOTATIONS HEREON AS MAY BE REQUIRED PURSUANT TO ARTICLE I

November 6, 2019 424B5

$525,000,000 Baker Hughes, a GE company, LLC Baker Hughes Co-Obligor, Inc. 3.138% Senior Notes due 2029

424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-222111 Prospectus Supplement (To Prospectus dated December 15, 2017) $525,000,000 Baker Hughes, a GE company, LLC Baker Hughes Co-Obligor, Inc. 3.138% Senior Notes due 2029 Baker Hughes, a GE company, LLC, a Delaware limited liability company (“BHGE LLC”), and Baker Hughes Co-Obligor, Inc., a Delaware corporation (the “C

November 4, 2019 FWP

Baker Hughes, a GE company, LLC Baker Hughes Co-Obligor, Inc. Pricing Term Sheet $525,000,000 3.138% Senior Notes due 2029 Issuers: Baker Hughes, a GE company, LLC Baker Hughes Co-Obligor, Inc. Anticipated Ratings (Ratings Outlook): (S&P / Moody’s)*:

FWP Filed Pursuant to Rule 433 Registration Nos. 333-222111, 333-222111-01 November 4, 2019 Baker Hughes, a GE company, LLC Baker Hughes Co-Obligor, Inc. Pricing Term Sheet $525,000,000 3.138% Senior Notes due 2029 Issuers: Baker Hughes, a GE company, LLC Baker Hughes Co-Obligor, Inc. Anticipated Ratings (Ratings Outlook): (S&P / Moody’s)*: A- (Stable) / A3 (Stable) Trade Date: November 4, 2019 Se

November 4, 2019 424B5

SUBJECT TO COMPLETION, DATED NOVEMBER 4, 2019

424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-222111 The information in this preliminary prospectus supplement is not complete and may be changed without notice. This preliminary prospectus supplement and the accompanying base prospectus do not constitute an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction wh

October 30, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2019 Baker Hughes Company Baker Hughes, a GE company, LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (State

October 30, 2019 EX-99.1

Baker Hughes Company Announces Third Quarter 2019 Results

Exhibit 99.1 Baker Hughes Company Announces Third Quarter 2019 Results • Orders of $7.8 billion for the quarter, up 19% sequentially and up 35% year-over-year • Revenue of $5.9 billion for the quarter, down 2% sequentially and up 4% year-over-year • GAAP operating income of $297 million for the quarter, increased 10% sequentially and increased 5% year-over-year • Adjusted operating income (a non-G

October 30, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-09397 Baker Hughes, a GE company, LLC (Exact name of regist

September 17, 2019 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2019 BAKER HUGHES, A GE COMPANY BAKER HUGHES, A GE COMPANY, LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-02

September 17, 2019 EX-99.1

BAKER HUGHES, A GE COMPANY Consent in Lieu of Meeting of Stockholders September 11, 2019

Exhibit 99.1 BAKER HUGHES, A GE COMPANY Consent in Lieu of Meeting of Stockholders September 11, 2019 The undersigned, General Electric Company and certain of its subsidiaries (collectively, “GE”), together being the majority stockholder of Baker Hughes, a GE company, a Delaware Corporation (the “Company”), hereby consents to and adopts, effective as of immediately prior to (the “Effective Time”),

September 16, 2019 EX-1.1

Underwriting Agreement, dated September 11, 2019, by and among Baker Hughes, a GE company, Selling Stockholders and J.P. Morgan Securities LLC.

EX-1.1 2 d800052dex11.htm EX-1.1 Exhibit 1.1 115,000,000 Shares BAKER HUGHES, A GE COMPANY CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE UNDERWRITING AGREEMENT September 11, 2019 September 11, 2019 J.P. Morgan Securities LLC c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: General Electric Company, a New York corporation (the “Selling Stockholder

September 16, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2019 BAKER HUGHES, A GE COMPANY BAKER HUGHES, A GE COMPANY, LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-02

September 10, 2019 EX-10.1

Equity Repurchase Agreement, dated as of September 9, 2019, by and among Baker Hughes Company

EX-10.1 Exhibit 10.1 FIFTH EQUITY REPURCHASE AGREEMENT This FIFTH EQUITY REPURCHASE AGREEMENT (this “Agreement”), is entered into as of September 9, 2019, by and among General Electric Company, a New York corporation (“GE”), Baker Hughes, a GE company, a Delaware corporation (“BHGE”), and Baker Hughes, a GE company, LLC, a Delaware limited liability company (“BHGE LLC”). Each of the foregoing part

September 10, 2019 EX-99.1

Baker Hughes, a GE company Announces Secondary Offering of 105 Million Shares of Class A Common Stock and Share Repurchase

EX-99.1 Exhibit 99.1 Baker Hughes, a GE company Announces Secondary Offering of 105 Million Shares of Class A Common Stock and Share Repurchase HOUSTON & LONDON—(BUSINESS WIRE)– September 10, 2019 – Baker Hughes, a GE company (NYSE: BHGE or the “Company”) announced today that General Electric Company (“GE”) and GE Oil & Gas US Holdings I, Inc., GE Holdings (US), Inc., and GE Oil & Gas US Holdings

September 10, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2019 BAKER HUGHES, A GE COMPANY BAKER HUGHES, A GE COMPANY, LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-020

September 3, 2019 EX-99.1

Exhibit 99.1 2019 Barclays CEO Energy-Power Conference Lorenzo Simonelli Chairman & CEO September 3, 2019 Confidential. Not to be copied, distributed, or reproduced without prior approval. This presentation (and oral statements made regarding the sub

EX-99.1 2 bhgebarclays2019sept03f.htm EXHIBIT 99.1 Exhibit 99.1 2019 Barclays CEO Energy-Power Conference Lorenzo Simonelli Chairman & CEO September 3, 2019 Confidential. Not to be copied, distributed, or reproduced without prior approval. This presentation (and oral statements made regarding the subjects of this release) may contain forward-looking statements within the meaning of Section 27A of

September 3, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2019 Baker Hughes, a GE company Baker Hughes, a GE company, LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995

August 1, 2019 EX-10.11

STDA Side Agreement, dated as of July 31, 2019, between Baker Hughes, a GE company, LLC and General Electric Company.

EX-10.11 12 llc063019exib1011.htm EXHIBIT 10.11 Exhibit 10.11 STDA SIDE AGREEMENT This STDA Side Agreement (this “Side Agreement”), entered into and effective as of July 31, 2019 (the “Side Agreement Effective Date”), is made by and among General Electric Company, a New York corporation (“GE”), acting through its GE Aviation business unit and the legal entities operating on its behalf (“GE Aviatio

August 1, 2019 EX-10.13

Second Amendment and Restatement of Promissory Note, dated as of July 31, 2019, between Baker Hughes, a GE company, LLC and GE Oil & Gas US Holdings IV, Inc.

Exhibit 10.13 SECOND AMENDMENT AND RESTATEMENT OF PROMISSORY NOTE July 31, 2019 New York, New York This Second Amendment and Restatement of Promissory Note (as amended, modified and amended and restated from time to time, the “Promissory Note”) is effective as of the date hereof, by and between Baker Hughes, a GE company, LLC (together with its successors and permitted assigns, “Debtor”) and GE Oi

August 1, 2019 EX-10.10

Bridge Supply and Technology Development Agreement, dated as of July 31, 2019, between Baker Hughes, a GE company, LLC and General Electric Company.

EX-10.10 11 llc063019exib1010.htm EXHIBIT 10.10 Exhibit 10.10 BRIDGE SUPPLY AND TECHNOLOGY DEVELOPMENT AGREEMENT dated as of July 31, 2019 by and between GENERAL ELECTRIC COMPANY, acting through its GE Aviation business unit and BAKER HUGHES, A GE COMPANY, LLC TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 2 Section 1.01. Certain Defined Terms 2 ARTICLE 2 EFFECTIVENESS; PURPOSE AND SCOPE 14 Section

August 1, 2019 EX-10.5

Asset Purchase Agreement, dated as of July 31, 2019, between Baker Hughes, a GE company, LLC and GE Digital LLC.

Exhibit 10.5 ASSET PURCHASE AGREEMENT BY AND BETWEEN GE DIGITAL LLC AND BAKER HUGHES, A GE COMPANY, LLC DATED AS OF July 31, 2019 TABLE OF CONTENTS Page Article I DEFINITIONS Section 1.1 Certain Defined Terms 1 Section 1.2 Definitions 8 Article II PURCHASE AND SALE Section 2.1 Purchase and Sale of Assets 9 Section 2.2 Assumption and Exclusion of Liabilities 11 Section 2.3 Purchase Price and Alloca

August 1, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-09397 Baker Hughes, a GE company, LLC (Exact name of registrant

August 1, 2019 EX-10.1

Omnibus Agreement, dated as of July 31, 2019, between Baker Hughes, a GE company, Baker Hughes, a GE company, LLC and General Electric Company.

EX-10.1 2 llc063019exib101.htm EXHIBIT 10.1 Exhibit 10.1 OMNIBUS AGREEMENT dated as of July 31, 2019 among GENERAL ELECTRIC COMPANY, BAKER HUGHES, A GE COMPANY, and BAKER HUGHES, A GE COMPANY, LLC TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01. Definitions 1 ARTICLE II AGREEMENTS Section 2.01. Specified Unsettled Amounts. 3 Section 2.02. Employee Transfers 3 Section 2.03. Aeroderivative

August 1, 2019 EX-10.7

GE Digital Referral Agreement, dated as of July 31, 2019, between Baker Hughes, a GE company, LLC and GE Digital LLC.

Exhibit 10.7 GE DIGITAL REFERRAL AGREEMENT This GE Digital Referral Agreement (the “Agreement” or “Referral Agreement”) is entered into with effect from July 31, 2019 (the “Effective Date”) by and between GE Digital LLC, a Delaware limited liability company, with its principal place of business at 2623 Camino Ramon, San Ramon, CA 94583 (“GED” or “GE Digital”) and Baker Hughes, a GE company, LLC, a

August 1, 2019 EX-10.8

TM2500 Supply and Distribution Agreement, dated as of July 31, 2019, between Baker Hughes, a GE company, LLC and General Electric Company.

Exhibit 10.8 TM2500 SUPPLY AND DISTRIBUTION AGREEMENT dated as of July 31, 2019 between GENERAL ELECTRIC COMPANY, acting through its GE Power’s Gas Power Systems business unit and BAKER HUGHES, A GE COMPANY, LLC TABLE OF CONTENTS Page Article I DEFINITIONS 1 Section 1.01 Certain Defined Terms 1 Article II TERM AND TERMINATION 7 Section 2.01 Term 7 Section 2.02 Termination Events 7 Section 2.03 Eff

August 1, 2019 EX-10.2

Transition Services Agreement, dated as of July 31, 2019, between Baker Hughes, a GE company, LLC and General Electric Company.

EX-10.2 3 llc063019exib102.htm EXHIBIT 10.2 Exhibit 10.2 TRANSITION SERVICES AGREEMENT BETWEEN GENERAL ELECTRIC COMPANY AND BAKER HUGHES, A GE COMPANY, LLC DATED July 31, 2019 TRANSITION SERVICES AGREEMENT This TRANSITION SERVICES AGREEMENT, dated July 31, 2019 (as amended, modified or supplemented from time to time in accordance with its terms, this “Agreement”), is made and entered into by and b

August 1, 2019 EX-10.6

Amendment to the Amended and Restated GE Digital Master Products and Services Agreement, dated as of July 31, 2019, between Baker Hughes, a GE company, LLC and GE Digital LLC.

Exhibit 10.6 AMENDMENT TO THE AMENDED AND RESTATED GE DIGITAL MASTER PRODUCTS AND SERVICES AGREEMENT This Amendment, dated July 31, 2019 (the “Amendment Effective Date”) (this “Amendment”), to the Amended and Restated GE Digital Master Products and Services Agreement, dated as of November 13, 2018 (the “Amended and Restated Agreement”), is entered into by and between GE Digital LLC, having its pla

August 1, 2019 EX-10.9

Joint Ownership and License Agreement, dated as of July 31, 2019, between Baker Hughes, a GE company, LLC and General Electric Company.

Exhibit 10.9 THIS JOINT OWNERSHIP AND LICENSE AGREEMENT (this “Agreement”), dated as of July 31, 2019 and effective as of the Effective Date (as defined below), is made and entered into by and between General Electric Company, a New York corporation (“GE”), on behalf of its Affiliates and divisions, and Baker Hughes, a GE company, LLC, a Delaware limited liability company (“Company”), on behalf of

August 1, 2019 EX-10.3

Amendment to the Amended & Restated Intercompany Services Agreement, dated as of July 31, 2019, between Baker Hughes, a GE company, LLC and General Electric Company.

Exhibit 10.3 AMENDMENT TO THE INTERCOMPANY SERVICES AGREEMENT This AMENDMENT, dated as of July 31, 2019 (this “Amendment”), to the Amended and Restated Intercompany Services Agreement, dated as of November 13, 2018 (the “A&R Agreement”), is entered into by and between General Electric Company, a New York corporation (“GE”) and Baker Hughes, a GE company, LLC, a Delaware limited liability company (

August 1, 2019 EX-10.12

Second Amendment to the GE Global Employee Services Agreement, dated as of July 31, 2019, between Baker Hughes, a GE company, LLC and General Electric Company.

EX-10.12 13 llc063019exib1012.htm EXHIBIT 10.12 Exhibit 10.12 SECOND AMENDMENT TO GE GLOBAL EMPLOYEE SERVICES AGREEMENT This Second Amendment to the GE Global Employee Services Agreement (this “Amendment”) is made and entered into on July 31, 2019 and shall be effective on the Trigger Date (as defined below), by and between General Electric Company, a New York corporation (“GE”) in its name and on

August 1, 2019 EX-10.4

Agreement to the Amended & Restated Intellectual Property Cross License Agreement, dated as of July 31, 2019, between Baker Hughes, a GE company, LLC and General Electric Company.

Exhibit 10.4 July 31, 2019 General Electric Company 33-41 Farnsworth Street Boston, Massachusetts 02210 Attention: Christoph Pereira Telephone: (617) 443-2952 Attention: Mark Landis Telephone: (617) 443-2909 Attention: Brian Sandstrom Telephone: (617) 443-2902 Email: [email protected] [email protected] [email protected] Re: Effective Date of the Amended and Restated Intellectual Prope

July 31, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 bhge-form8xk06302019.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2019 Baker Hughes, a GE company Baker Hughes, a GE company, LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403

July 31, 2019 EX-99.1

Baker Hughes, a GE company Announces Second Quarter 2019 Results

EX-99.1 2 earningsreleaseexhibit9910.htm EXHIBIT 99.1 Exhibit 99.1 News Release Investor Contact: Philipp Mueller, +1 281 809 9088, [email protected] Media Contact: Stephanie Cathcart, +1 202 549 6462, [email protected] Melanie Kania, +1 713 439 8303, [email protected] Baker Hughes, a GE company Announces Second Quarter 2019 Results • Orders of $6.6 billion for the quarter

June 28, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2019 BAKER HUGHES, A GE COMPANY BAKER HUGHES, A GE COMPANY, LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995

June 28, 2019 EX-99.2

BAKER HUGHES, A GE COMPANY ACTION BY WRITTEN CONSENT OF STOCKHOLDERS June 27, 2019

Exhibit 99.2 BAKER HUGHES, A GE COMPANY ACTION BY WRITTEN CONSENT OF STOCKHOLDERS June 27, 2019 The undersigned stockholders (together, the “GE Group”) of Baker Hughes, a GE company, a Delaware corporation (the “Company”), constituting the holders of a majority of the voting power of the issued and outstanding shares of Class A and Class B common stock, both classes of which are $0.0001 par value

June 28, 2019 EX-99.1

[Signature Page Follows]

Exhibit 99.1 Christoph Pereira Vice President, Chief Risk Officer Chief Corporate Counsel General Electric Company 41 Farnsworth Street Boston, MA 02210 T +1 617 443 2952 [email protected] June 27, 2019 Baker Hughes, a GE company 17021 Aldine Westfield Road Houston, Texas 77073 Attention: William D. Marsh, Chief Legal Officer Lee Whitley, Corporate Secretary Please find enclosed an action b

May 31, 2019 EX-1.01

Conflict Minerals Report

Exhibit 1.01 Conflict Minerals Report This Report has been prepared pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, as amended (“Rule 13p-1”) for the reporting period from January 1 to December 31, 2018. The Company is a leading supplier of oilfield services, products, and digital solutions and operates in more than 120 countries around the world. The Company’s supply chain is both

May 31, 2019 SD

BHI / Baker Hughes Inc. SD - - FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Baker Hughes, a GE company, LLC State of incorporation/organization: Commission File Number: IRS Employer Identification Number: Delaware 1-9397 76-0207995 Address of principal executive offices: Person to contact in connection with this report: 17021 Aldine Westfield Houston TX 77073 Will

April 30, 2019 EX-99.1

Baker Hughes, a GE company Announces First Quarter 2019 Results

Exhibit 99.1 News Release Investor Contact: Philipp Mueller, +1 281 809 9088, [email protected] Media Contact: Stephanie Cathcart, +1 202 549 6462, [email protected] Melanie Kania, +1 713 439 8303, [email protected] Baker Hughes, a GE company Announces First Quarter 2019 Results • Orders of $5.7 billion for the quarter, down 17% sequentially and up 9% year-over-year • Reve

April 30, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2019 Baker Hughes, a GE company Baker Hughes, a GE company, LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (S

April 30, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-09397 Baker Hughes, a GE company, LLC (Exact name of registrant

April 30, 2019 EX-95

Mine Safety Disclosure

Exhibit 95 Mine Safety Disclosure The following disclosures are provided pursuant to Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate mines regulated under the Federal Mine Safety and Health Act of 1977.

February 28, 2019 EX-10.3

Amended and Restated HDGT Distribution and Supply Agreement, dated as of February 27, 2019, between Baker Hughes Holdings LLC and General Electric Company.

Exhibit 10.3 AMENDED AND RESTATED HDGT DISTRIBUTION AND SUPPLY AGREEMENT dated as of February 27, 2019 between GENERAL ELECTRIC COMPANY and BAKER HUGHES, A GE COMPANY, LLC TABLE OF CONTENTS Page Article I Definitions 6 Section 1.01 Certain Defined Terms 6 Article II Scope 13 Section 2.01 Scope 13 Article III Exclusive Distribution 14 Section 3.01 Distribution Appointments and Acceptance 14 Section

February 28, 2019 EX-10.5

Letter Agreement, dated as of February 28, 2019, between Baker Hughes Holdings LLC and General Electric Company regarding Additives.

EX-10.5 6 dp102779ex1005.htm EXHIBIT 10.5 Exhibit 10.5 February 28, 2019 Baker Hughes, a GE company, LLC Attention: William D. Marsh Telephone: (713) 879-1257 Facsimile: (713) 439-8472 Email: [email protected] Re: Inclusion of GE Additive in certain exclusivity and confidentiality provisions of that certain Supply and Technology Development Agreement (the “Agreement”), entered into as of Novembe

February 28, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2019 BAKER HUGHES, A GE COMPANY BAKER HUGHES, A GE COMPANY, LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-020

February 28, 2019 EX-10.2

Stock and Asset Purchase Agreement, dated February 25, 2019, among Baker Hughes Holdings LLC, GE Energy Switzerland GmbH and, for the limited purpose of the last sentence of Section 11.06, GE, and for the limited purpose of Section 11.15(b) and the last sentence of Section 11.06, Baker Hughes Company.

Exhibit 10.2 STOCK AND ASSET PURCHASE AGREEMENT dated as of February 25, 2019 among BAKER HUGHES, A GE COMPANY, LLC, GE ENERGY SWITZERLAND GMBH, and, for the limited purpose of Section 11.15(b) and the last sentence of Section 11.06, BAKER HUGHES, A GE COMPANY and for the limited purpose of the last sentence of Section 11.06, GENERAL ELECTRIC COMPANY Table of Contents ARTICLE I DEFINITIONS AND INT

February 28, 2019 EX-10.1

Transaction Agreement, dated as of February 28, 2019, between Baker Hughes Holdings LLC, General Electric Company and GE Aero Power LLC.

Exhibit 10.1 TRANSACTION AGREEMENT dated as of February 28, 2019 among BAKER HUGHES, A GE COMPANY, LLC, GENERAL ELECTRIC COMPANY and GE AERO POWER LLC TABLE OF CONTENTS Article I DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Other Definitional and Interpretative Provisions 18 Article II CONTRIBUTIONS; ISSUANCES OF MEMBERSHIP INTERESTS 18 Section 2.01 Contribution of NewCo Subsidiary Intere

February 28, 2019 EX-10.6

Amendment No. 2 to the Master Agreement, dated as of February 22, 2019, among General Electric Company, Baker Hughes Company

Exhibit 10.6 AMENDMENT NO. 2 TO THE MASTER AGREEMENT THIS AMENDMENT NO. 2, dated as of February 22, 2019 (this “Amendment”), to the Master Agreement, dated as of November 13, 2018, as amended by Amendment No. 1, dated as of January 30, 2019 (as amended, modified or otherwise supplemented from time to time, the “Master Agreement”), is entered into by and among General Electric Company, a New York c

February 28, 2019 EX-10.4

Letter Agreement, dated as of February 28, 2019, between Baker Hughes Holdings LLC and General Electric Company regarding the Intercompany Services Agreement.

Exhibit 10.4 February 28, 2019 General Electric Company 33-41 Farnsworth Street Boston, MA 02210 Baker Hughes, a GE company 17021 Aldine Westfield Road Houston, Texas 77073 Attention: William D. Marsh RE: Intercompany Services Agreement Ladies and Gentlemen: Reference is hereby made to that certain Amended and Restated Intercompany Services Agreement, dated as of November 13, 2018, by and between

February 19, 2019 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-09397 Baker Hughes, a GE company, LLC (Exact name of registrant

February 19, 2019 EX-10.20

Employee Benefits Matters Agreement dated as of November 13, 2018 by and among General Electric Company, Baker Hughes, a GE company and Baker Hughes, a GE company, LLC.

Exhibit 10.20 EXECUTION VERSION EMPLOYEE BENEFITS MATTERS AGREEMENT This EMPLOYEE BENEFITS MATTERS AGREEMENT (this “Agreement”) is made as of November 13, 2018 (the “Effective Date”), by and among General Electric Company, a New York corporation (“GE”), Baker Hughes, a GE company, a Delaware corporation (“BHGE”), and Baker Hughes, a GE company, LLC, a Delaware limited liability company (“BHGELLC”)

February 19, 2019 EX-95

Mine Safety Disclosures.

Exhibit 95 Mine Safety Disclosure The following disclosures are provided pursuant to Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate mines regulated under the Federal Mine Safety and Health Act of 1977.

February 5, 2019 EX-10.1

Amendment No. 1 to the Master Agreement, dated as of January 30, 2019, among General Electric Company, Baker Hughes Company and Baker Hughes Holdings LLC.

Exhibit 10.1 AMENDMENT NO. 1 TO THE MASTER AGREEMENT THIS AMENDMENT NO. 1, dated as of January 30, 2019 (this “Amendment”), to the Master Agreement, dated as of November 13, 2018 (as amended, modified or otherwise supplemented from time to time, the “Master Agreement”), is entered into by and among General Electric Company, a New York corporation (“GE”), Baker Hughes, a GE company, a Delaware corp

February 5, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2019 BAKER HUGHES, A GE COMPANY BAKER HUGHES, A GE COMPANY, LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207

January 31, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2019 Baker Hughes, a GE company Baker Hughes, a GE company, LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995

January 31, 2019 EX-99.1

Baker Hughes, a GE company Announces Fourth Quarter and Total Year 2018 Results

EX-99.1 2 earningsreleaseexhibit9911.htm EXHIBIT 99.1 Exhibit 99.1 News Release Investor Contact: Philipp Mueller, +1 281 809 9088, [email protected] Media Contact: Stephanie Cathcart, +1 202 549 6462, [email protected] Melanie Kania, +1 713 439 8303, [email protected] Baker Hughes, a GE company Announces Fourth Quarter and Total Year 2018 Results • Orders of $6.9 billion

November 13, 2018 EX-10.1

Equity Repurchase Agreement dated as of November 13, 2018, by and among General Electric Company, Baker Hughes Company

EX-10.1 2 dp98311ex1001.htm EXHIBIT 10.1 Exhibit 10.1 EQUITY REPURCHASE AGREEMENT This EQUITY REPURCHASE AGREEMENT (this “Agreement”), is entered into as of November 13, 2018, by and among General Electric Company, a New York corporation (“GE”), Baker Hughes, a GE company, a Delaware corporation (“BHGE”), and Baker Hughes, a GE company, LLC, a Delaware limited liability company (“BHGE LLC”). Each

November 13, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2018 BAKER HUGHES, A GE COMPANY BAKER HUGHES, A GE COMPANY, LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-020

November 13, 2018 EX-99.1

Baker Hughes, a GE company Announces Secondary Offering of 92,000,000 Shares of Class A Common Stock and Stock Repurchase

Exhibit 99.1 Baker Hughes, a GE company Announces Secondary Offering of 92,000,000 Shares of Class A Common Stock and Stock Repurchase HOUSTON & LONDON – (BUSINESS WIRE) – November 13, 2018 – Baker Hughes, a GE company (NYSE:BHGE) (“BHGE” or the “Company”) announced today that General Electric Company (“GE” or the “selling stockholder”) has commenced a secondary offering (the “offering”) of 92,000

November 13, 2018 EX-99.1

Year Ended December 31, $ Change 2017 2016 From 2016 to 2017 Revenue: Oilfield Services $ 5,881 $ 788 $ 5,093 Oilfield Equipment 2,661 3,540 (879 ) Turbomachinery & Process Solutions 6,295 6,668 (373 ) Digital Solutions 2,342 2,086 256 Total $ 17,179

Exhibit 99.1 MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Management's Discussion and Analysis of Financial Condition and Results of Operations ("MD&A") should be read in conjunction with the consolidated and combined financial statements included as Exhibit 99.2 to this Current Report. EXECUTIVE SUMMARY On July 3, 2017, we closed our previously announced b

November 13, 2018 8-K

Financial Statements and Exhibits, Other Events

8-K 1 form8-k606recast.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2018 Baker Hughes, a GE company Baker Hughes, a GE company, LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403

November 13, 2018 EX-99.3

UNAUDITED PRO FORMA CONSOLIDATED AND COMBINED FINANCIAL STATEMENT

Exhibit 99.3 UNAUDITED PRO FORMA CONSOLIDATED AND COMBINED FINANCIAL STATEMENT The following unaudited pro forma consolidated and combined statement of income (loss) of Baker Hughes, a GE company (the "Company" or “BHGE”) for the year ended December 31, 2017 combines the audited consolidated and combined historical statement of income (loss) of BHGE and the unaudited condensed consolidated histori

November 13, 2018 EX-99.2

BAKER HUGHES, A GE COMPANY CONSOLIDATED AND COMBINED STATEMENTS OF INCOME (LOSS)

EX-99.2 5 exhibit992financialsnotes.htm EXHIBIT 99.2 Exhibit 99.2 FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and Board of Directors Baker Hughes, a GE company: Opinion on the Consolidated and Combined Financial Statements We have audited the accompanying consolidated and combined statement of financial position of Baker H

November 13, 2018 EX-10.10

Amended and Restated GE Digital Master Products and Services Agreement, dated as of November 13, 2018, between GE Digital LLC and Baker Hughes, a GE company, LLC

EX-10.10 11 dp98267ex1010.htm EXHIBIT 10.10 Exhibit 10.10 AMENDED AND RESTATED GE DIGITAL MASTER PRODUCTS AND SERVICES AGREEMENT dated as of November 13, 2018 between GE DIGITAL LLC and BAKER HUGHES, A GE COMPANY, LLC 1 TABLE OF CONTENTS Page Article I DEFINITIONS 8 Section 1.01 Certain Defined Terms 8 Article II APPOINTMENT; SERVICES AND SERVICES MANAGERS 15 Section 2.01 Appointed Reseller; Exclu

November 13, 2018 EX-10.5

Amended and Restated Supply Agreement, dated as of November 13, 2018, between General Electric Company, as Seller, and Baker Hughes, a GE company, LLC, as Buyer

Exhibit 10.5 AMENDED AND RESTATED SUPPLY AGREEMENT dated as of November 13, 2018 between GENERAL ELECTRIC COMPANY and BAKER HUGHES, A GE COMPANY, LLC TABLE OF CONTENTS Page Article I DEFINITIONS 5 Section 1.01 Certain Defined Terms 5 Article II Term and Termination 8 Section 2.01 Term 8 Section 2.02 Seller’s Obligations on Termination of this Supply Agreement 8 Article III Scope 8 Section 3.01 Sco

November 13, 2018 EX-10.8

Amended and Restated Channel Agreement, dated as of November 13, 2018, between General Electric Company and Baker Hughes Company.

EX-10.8 9 dp98267ex1008.htm EXHIBIT 10.8 Exhibit 10.8 General Electric Company 41 Farnsworth Street Boston, MA 02210 RE: Amended and Restated Channel Agreement Ladies and Gentlemen: This amended and restated channel agreement (this “Agreement”) is entered into as of November 13, 2018, by and between GENERAL ELECTRIC COMPANY, a New York corporation (“GE”) and BAKER HUGHES, A GE COMPANY, a Delaware

November 13, 2018 EX-10.1

Master Agreement, dated as of November 13, 2018, between Baker Hughes Company

EX-10.1 2 dp98267ex1001.htm EXHIBIT 10.1 Exhibit 10.1 MASTER AGREEMENT dated as of November 13, 2018 among GENERAL ELECTRIC COMPANY, BAKER HUGHES, A GE COMPANY, and BAKER HUGHES, A GE COMPANY, LLC TABLE OF CONTENTS Page Article I Definitions Section 1.01. Definitions 2 Article II Representations and Warranties of BHGE and BHGE LLC Section 2.01. Existence and Power 3 Section 2.02. Authorization; No

November 13, 2018 EX-10.4

Amended and Restated Stockholders Agreement, dated as of November 13, 2018, between Baker Hughes Company and General Electric Company.

EX-10.4 5 dp98267ex1004.htm EXHIBIT 10.4 Exhibit 10.4 AMENDED AND RESTATED STOCKHOLDERS AGREEMENT dated as of November 13, 2018 between BAKER HUGHES, A GE COMPANY and GENERAL ELECTRIC COMPANY Table of Contents Page Article I DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Other Terms 5 Article II TERM 6 2.1 Term and Termination 6 Article III CORPORATE GOVERNANCE MATTERS 7 3.1 Board Composition 7 3.2 D

November 13, 2018 EX-10.12

Side Letter to the Amended and Restated IP Cross License Agreement dated as of November 13, 2018, between General Electric Company and Baker Hughes Holdings LLC

EX-10.12 13 dp98267ex1012.htm EXHIBIT 10.12 Exhibit 10.12 November 13, 2018 General Electric Company Attention: James M. Waterbury Telephone: (617) 443-3030 Facsimile: (617) 428-8402 Email: [email protected] Re: Following aspects of that certain Amended and Restated Intellectual Property Cross License Agreement, by and between General Electric Company and Baker Hughes, a GE company, LLC, dated

November 13, 2018 EX-10.6

Amended and Restated Supply Agreement, dated as of November 13, 2018, between Baker Hughes, a GE company, LLC, as Seller, and General Electric Company, as Buyer

Exhibit 10.6 AMENDED AND RESTATED SUPPLY AGREEMENT dated as of November 13, 2018 between BAKER HUGHES, A GE COMPANY, LLC and GENERAL ELECTRIC COMPANY TABLE OF CONTENTS Page Article I DEFINITIONS 5 Section 1.01 Certain Defined Terms 5 Article II Term and Termination 7 Section 2.01 Term 7 Section 2.02 Seller’s Obligations on Termination of this Supply Agreement 8 Article III Scope 8 Section 3.01 Sco

November 13, 2018 EX-10.09

Amended and Restated Intercompany Services Agreement, dated as of November 13, 2018, between General Electric Company and Baker Hughes Holdings LLC

EX-10.09 10 dp98267ex1009.htm EXHIBIT 10.09 Exhibit 10.9 AMENDED AND RESTATED INTERCOMPANY SERVICES AGREEMENT dated as of November 13, 2018 between GENERAL ELECTRIC COMPANY and BAKER HUGHES, A GE COMPANY, LLC TABLE OF CONTENTS Page Article I DEFINITIONS 5 Section 1.01 Certain Defined Terms 5 Article II SERVICES and Duration 15 Section 2.01 GE Services to be Provided 15 Section 2.02 Baker Hughes Se

November 13, 2018 EX-10.3

HDGT Supply Agreement, dated as of November 13, 2018, between Baker Hughes, a GE company, LLC and General Electric Company

Exhibit 10.3 SUPPLY AGREEMENT dated as of November 13, 2018 between GENERAL ELECTRIC COMPANY and BAKER HUGHES, A GE COMPANY, LLC TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 4 Section 1.01 Certain Defined Terms 4 ARTICLE II SCOPE 9 Section 2.01 Scope 9 ARTICLE III MUTUALLY EXCLUSIVE SUPPLY OF EXCLUSIVE PRODUCTS AND EXCLUSIVE SERVICES 9 Section 3.01 Commitment 9 Section 3.02 Supplying Commitment 10

November 13, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 dp982678k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2018 BAKER HUGHES, A GE COMPANY BAKER HUGHES, A GE COMPANY, LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-44

November 13, 2018 EX-10.11

Amended and Restated IP Cross License Agreement, dated as of November 13, 2018, between General Electric Company and Baker Hughes, a GE company, LLC

EX-10.11 12 dp98267ex1011.htm EXHIBIT 10.11 Exhibit 10.11 THIS AMENDED AND RESTATED INTELLECTUAL PROPERTY CROSS LICENSE AGREEMENT (this “Agreement”), as of November 13, 2018 and effective as of the Effective Date (as defined below), is made and entered into by and between General Electric Company, a New York corporation, on behalf of its Affiliates and divisions (“GE”), and Baker Hughes, a GE comp

November 13, 2018 EX-10.13

Amended and Restated Trademark License Agreement, dated as of November 13, 2018, between General Electric Company and Baker Hughes, a GE company, LLC

EX-10.13 14 dp98267ex1013.htm EXHIBIT 10.13 Exhibit 10.13 This AMENDED AND RESTATED Trademark License Agreement (this “Agreement”), dated as of November 13, 2018, is made and entered into by and between General Electric Company, a New York corporation (“GE” or “Licensor”), and Baker Hughes, a GE company, LLC, a Delaware limited liability company (“Licensee”). WHEREAS, on July 3, 2017, the Parties

November 13, 2018 EX-10.2

Aero-Derivatives Supply and Technology Development Agreement, dated as of November 13, 2018, between Baker Hughes Holdings LLC and General Electric Company.

EX-10.2 3 dp98267ex1002.htm EXHIBIT 10.2 Exhibit 10.2 SUPPLY AND TECHNOLOGY DEVELOPMENT AGREEMENT dated as of November 13, 2018 by and among GENERAL ELECTRIC COMPANY, acting through its GE Aviation business unit, GENERAL ELECTRIC COMPANY, acting through its GE Power business unit and BAKER HUGHES, A GE COMPANY, LLC TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 3 Section 1.01. Certain Defined Terms

November 13, 2018 EX-10.7

Amended and Restated Non-Competition Agreement, dated as of November 13, 2018, between General Electric Company and Baker Hughes Company.

EX-10.7 8 dp98267ex1007.htm EXHIBIT 10.7 Exhibit 10.7 General Electric Company 41 Farnsworth Street Boston, MA 02210 RE: Amended and Restated Non-Competition Agreement Ladies and Gentlemen: This amended and restated non-competition agreement (this “Agreement”) is entered into as of November 13, 2018, by and between GENERAL ELECTRIC COMPANY, a New York corporation (“GE”) and BAKER HUGHES, A GE COMP

November 13, 2018 EX-10.14

Umbrella Aero-Derivatives IP Agreement, dated as of November 13, 2018, between General Electric Company and Baker Hughes, a GE company, LLC

EX-10.14 15 dp98267ex1014.htm EXHIBIT 10.14 Exhibit 10.14 UMBRELLA AERO-DERIVATIVES IP AGREEMENT This Umbrella Aero-Derivatives IP Agreement (this “Umbrella Agreement”), entered into as of November 13, 2018, is made by and between General Electric Company, a New York corporation (“GE”), acting through its GE Aviation business unit (“GE Aviation”), and Baker Hughes, a GE company, LLC, a Delaware li

October 30, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES

October 30, 2018 EX-99.1

Baker Hughes, a GE company Announces Third Quarter 2018 Results

Exhibit 99.1 News Release Investor Contact: Philipp Mueller, +1 281 809 9088, [email protected] Media Contact: Stephanie Cathcart, +1 202 549 6462, [email protected] Melanie Kania, +1 713 439 8303, [email protected] Baker Hughes, a GE company Announces Third Quarter 2018 Results • Orders of $5.7 billion for the quarter, down 5% sequentially and flat year-over-year • Revenu

October 30, 2018 10-Q

BHI / Baker Hughes Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-38143 Baker Hughes, a GE company, LLC (Exact name of regist

October 30, 2018 EX-10.1

Baker Hughes, a GE company, LLC Executive Severance Program effective as of January 1, 2019.

Exhibit 10.1 BAKER HUGHES, A GE COMPANY, LLC EXECUTIVE SEVERANCE PROGRAM (As Adopted Effective January 1, 2019) BAKER HUGHES, A GE COMPANY, LLC EXECUTIVE SEVERANCE PROGRAM (As Adopted, Effective January 1, 2019) WHEREAS, Baker Hughes, a GE company, LLC a limited liability company organized and existing under the laws of the State of Delaware (the “Sponsor”), recognizes that one of the most valuabl

October 9, 2018 CORRESP

BHGE / Baker Hughes, a GE company CORRESP

T + 1 713.439.8600 | F +1 713.879.4807 17021 Aldine Westfield Houston, Texas 77073, USA October 9, 2018 Via FedEx and EDGAR Mr. Karl Hiller Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Mail Stop 4628 Washington, D.C. 20549 RE: Baker Hughes, a GE company Form 10-K for the Fiscal Year Ended December 31, 2017 Filed February 23, 2018

September 6, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2018 BAKER HUGHES, A GE COMPANY BAKER HUGHES, A GE COMPANY, LLC (Exact name of registrant as specified in its charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-020

September 6, 2018 EX-99.1

Confidential. Not to be copied, distributed, or reproduced without prior approval. 2018 Barclays CEO Energy - Power Conference Lorenzo Simonelli Chairman & CEO September 6, 2018 © 2018 Baker Hughes, a GE company - All rights reserved

Exhibit 99.1 Confidential. Not to be copied, distributed, or reproduced without prior approval. 2018 Barclays CEO Energy - Power Conference Lorenzo Simonelli Chairman & CEO September 6, 2018 © 2018 Baker Hughes, a GE company - All rights reserved Good morning. It is great to be back here at the Barclays CEO conference and I would like to thank Barclays and Dave Anderson for inviting me to speak th

July 30, 2018 10-Q

BHI / Baker Hughes Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-38143 Baker Hughes, a GE company, LLC (Exact name of registrant

July 30, 2018 EX-95

Mine Safety Disclosure

Exhibit 95 Mine Safety Disclosure The following disclosures are provided pursuant to Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K, which require certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate mines regulated under the Federal Mine Safety and Health Act of 1977.

July 20, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2018 Baker Hughes, a GE company Baker Hughes, a GE company, LLC (Exact name of registrant as specified in charter) Delaware 1-38143 81-4403168 Delaware 1-09397 76-0207995 (St

July 20, 2018 EX-99.1

Baker Hughes, a GE company Announces Second Quarter 2018 Results

Exhibit 99.1 News Release Investor Contact: Philipp Mueller, +1 281 809 9088, [email protected] Media Contact: Stephanie Cathcart, +1 202 549 6462, [email protected] Melanie Kania, +1 713 439 8303, [email protected] Baker Hughes, a GE company Announces Second Quarter 2018 Results • Orders of $6.0 billion for the quarter, up 15% sequentially and up 9% year-over-year on a co

June 1, 2018 EX-10.2

Restricted Stock Unit Award Agreement between Baker Hughes Company and Lorenzo Simonelli dated as of June 1, 2018

EX-10.2 3 dp91839ex1002.htm EXHIBIT 10.2 Exhibit 10.2 Baker Hughes, a GE company Restricted Stock Unit Award Agreement For Lorenzo Simonelli (“Participant”) 1. Capitalized Terms. Each capitalized term used but not defined herein shall have the meaning ascribed to such term in the Baker Hughes, a GE company 2017 Long-Term Incentive Plan (the “Plan”). 2. Grant. The Committee of Baker Hughes, a GE co

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