BFB / Brown-Forman Corp. - Class B - تصريحات هيئة الأوراق المالية والبورصات، التقرير السنوي، بيان الوكيل

شركة براون فورمان - الفئة ب
US ˙ US1156372096
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الإحصائيات الأساسية
LEI 549300873K3LXF7ARU34
CIK 14693
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Brown-Forman Corp. - Class B
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
August 28, 2025 EX-10.2

BROWN-FORMAN 2022 OMNIBUS COMPENSATION PLAN EMPLOYEE STOCK-SETTLED STOCK APPRECIATION RIGHT AWARD

Exhibit 10.2 Fiscal 2026 Form of Award BROWN-FORMAN 2022 OMNIBUS COMPENSATION PLAN EMPLOYEE STOCK-SETTLED STOCK APPRECIATION RIGHT AWARD SUMMARY Participant: [] Award Date: [] First Exercise Date: May 1, [] Expiration Date: April 30, [] Number of Shares: [] Class of Shares: Brown-Forman Corporation Class B Common Stock Grant Price: $[ ] THIS STOCK-SETTLED STOCK APPRECIATION RIGHT AWARD (the “Award

August 28, 2025 EX-10.3

BROWN-FORMAN CORPORATION 2025 AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN BROWN-FORMAN CORPORATION 2025 AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN TABLE OF CONTENTS

Exhibit 10.3 BROWN-FORMAN CORPORATION 2025 AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN BROWN-FORMAN CORPORATION 2025 AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN TABLE OF CONTENTS Contents Preamble 1 ARTICLE I — DEFINITIONS 1 1.01 "Actual CB Benefit" 1 1.02 "Actual FAP Benefit" 2 1.03 "Board" 2 1.04 "Cash Balance Accrued Benefit" 2 1.05 "CB Benefit before Restriction

August 28, 2025 EX-10.4

BROWN-FORMAN CORPORATION AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR DEFERRED STOCK UNIT PROGRAM

Exhibit 10.4 BROWN-FORMAN CORPORATION AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR DEFERRED STOCK UNIT PROGRAM 1.General. This Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program (the “Program”) is intended to more closely align board compensation at Brown-Forman Corporation, a Delaware corporation (the “Company”) with the interests of the Company’s shareh

August 28, 2025 EX-99.1

BROWN-FORMAN REPORTS FIRST QUARTER FISCAL 2026 RESULTS; REAFFIRMS FULL YEAR OUTLOOK

NEWS RELEASE BROWN-FORMAN REPORTS FIRST QUARTER FISCAL 2026 RESULTS; REAFFIRMS FULL YEAR OUTLOOK August 28, 2025, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its first quarter of fiscal 2026, ended July 31, 2025, with net sales decreasing 3%1 to $924 million (+1% on an organic basis2) compared to the same prior-year period.

August 28, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2025 Brown-Forman Corpor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2025 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

August 28, 2025 EX-10.1

BROWN-FORMAN 2022 OMNIBUS COMPENSATION PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD

Exhibit 10.1 Fiscal 2026 Form of Award BROWN-FORMAN 2022 OMNIBUS COMPENSATION PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD SUMMARY Participant: [] Award Date: [] Performance Period May 1, [] through April 30, [] Target Number of RSUs: [] Threshold Number of RSUs: 50% of Target Number of RSUs Maximum Number of RSUs: 150% of Target Number of RSUs THIS PERFORMANCE-BASED RESTRICTED STOCK UNIT AW

August 28, 2025 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forman C

August 25, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 Brown-Forman Corpor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

August 25, 2025 EX-99.1

BROWN-FORMAN CHIEF FINANCIAL OFFICER LEANNE CUNNINGHAM TO RETIRE AFTER 30 YEARS

NEWS RELEASE FOR IMMEDIATE RELEASE BROWN-FORMAN CHIEF FINANCIAL OFFICER LEANNE CUNNINGHAM TO RETIRE AFTER 30 YEARS LOUISVILLE, KY – August 25, 2025 –Brown-Forman Corporation (NYSE:BFA, BFB) today announced that Leanne Cunningham, executive vice president and chief financial officer (CFO), will retire on May 1, 2026, after more than 30 years of service with the company.

July 24, 2025 EX-99.1

BROWN-FORMAN STOCKHOLDERS ELECT DIRECTORS, FARRER NAMED CHAIRMAN Board Approves Cash Dividend

NEWS RELEASE FOR IMMEDIATE RELEASE BROWN-FORMAN STOCKHOLDERS ELECT DIRECTORS, FARRER NAMED CHAIRMAN Board Approves Cash Dividend LOUISVILLE, KY – July 24, 2025 – Brown‑Forman Corporation (NYSE: BFA, BFB) stockholders convened today for their annual meeting, where they elected the Board of Directors' recommended slate of nominees and ratified the appointment of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2026.

July 24, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 Brown-Forman Corporat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 25, 2025 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ☒ Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2024 OR ☐ Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934 Commission File Number: 001-00123 A.

June 25, 2025 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ☒ Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2024 OR ☐ Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934 Commission File Number: 001-00123 A.

June 20, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )     ☑ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box:   ☐   Preliminary Proxy Statement   ☐   CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTE

June 13, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-00123 BROWN-FORMAN CORPO

June 13, 2025 EX-21

Subsidiaries of Brown-Forman Corporation.

Exhibit 21 SUBSIDIARIES OF BROWN-FORMAN CORPORATION As of April 30, 2025 State or Jurisdiction Name Of Incorporation Amercain Investments, C.

June 5, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2025 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 5, 2025 EX-99.1

BROWN-FORMAN REPORTS FISCAL 2025 RESULTS

BROWN-FORMAN REPORTS FISCAL 2025 RESULTS June 5, 2025, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its fourth quarter and fiscal year ended April 30, 2025.

April 28, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2025 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

April 3, 2025 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2025 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

March 5, 2025 EX-10.1

Agreement dated November 15, 2024, by and between Brown-Forman and Matias Bentel, incorporated into this report by reference to Exhibit 10.1 of Brown-Forman Corporation’s Form 10-Q for the quarter ended January 31, 2025

$BROWN FORMAN November 15, 2024 Matias Bentel Dear Matias: Effective January 1, 2025, your employment with the Company is ending.

March 5, 2025 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forma

March 5, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2025 Brown-Forman Corporat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2025 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

March 5, 2025 EX-99.1

BROWN-FORMAN REPORTS YEAR-TO-DATE FISCAL 2025 RESULTS; REAFFIRMS FULL YEAR GROWTH OUTLOOK

BROWN-FORMAN REPORTS YEAR-TO-DATE FISCAL 2025 RESULTS; REAFFIRMS FULL YEAR GROWTH OUTLOOK March 5, 2025, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its third quarter and nine months ended January 31, 2025.

January 14, 2025 8-K

Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

December 19, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

December 5, 2024 EX-99.1

BROWN-FORMAN REPORTS FIRST HALF FISCAL 2025 RESULTS; REAFFIRMS FULL YEAR GROWTH OUTLOOK

BROWN-FORMAN REPORTS FIRST HALF FISCAL 2025 RESULTS; REAFFIRMS FULL YEAR GROWTH OUTLOOK December 5, 2024, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its second quarter and first half of fiscal 2025, ended October 31, 2024.

December 5, 2024 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forma

December 5, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 Brown-Forman Corpo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

October 8, 2024 EX-7.4

VOTING AND SUPPORT AGREEMENT

EX-7.4 2 projectchenille-brownxform.htm EX-7.4 Confidential Execution Version VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”) is made and entered into as of October 6, 2024, by and between Marlee Buyer, Inc., a Delaware corporation (“Parent”), and Brown-Forman Corporation, a stockholder (the “Stockholder”) of The Duckhorn Portfolio, Inc., a Delaware corporation (t

October 8, 2024 SC 13D/A

NAPA / The Duckhorn Portfolio, Inc. / BROWN FORMAN CORP - SC 13D/A Activist Investment

SC 13D/A 1 b-fschedule13damendmentno1.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Duckhorn Portfolio, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 26414D106 (CUSIP Number) Michael E. Carr, Jr. Executive Vice President and General Counsel Brown-Forman Corporati

August 29, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2024 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

August 29, 2024 EX-10.1

Fiscal 2025 Form of Performance-Based Restricted Stock Unit Award Agreement, incorporated into this report by reference to Exhibit 10.1 of Brown-Forman Corporation’s Form 10-Q for the quarter ended July 31, 2024

Exhibit 10.1 Fiscal 2025 Form of Award BROWN-FORMAN 2022 OMNIBUS COMPENSATION PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD SUMMARY Participant: Award Date: [] Performance Period May 1, [] through April 30, [] Target Number of RSUs: Threshold Number of RSUs: 50% of Target Number of RSUs Maximum Number of RSUs: 150% of Target Number of RSUs THIS PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD, e

August 29, 2024 EX-10.2

Fiscal 2025 Form of Employee Stock-Settled Stock Appreciation Right Award Agreement, incorporated into this report by reference to Exhibit 10.2

Exhibit 10.2 Fiscal 2025 Form of Award BROWN-FORMAN 2022 OMNIBUS COMPENSATION PLAN EMPLOYEE STOCK-SETTLED STOCK APPRECIATION RIGHT AWARD SUMMARY Participant: Award Date: [] First Exercise Date: May 1, [] Expiration Date: April 30, [] Number of Shares: Class of Shares: Brown-Forman Corporation Class B Common Stock Grant Price: $ THIS STOCK-SETTLED STOCK APPRECIATION RIGHT AWARD (the “Award”), effec

August 29, 2024 EX-99.1

BROWN-FORMAN REPORTS FIRST QUARTER FISCAL 2025 RESULTS; REAFFIRMS FULL YEAR GROWTH OUTLOOK

BROWN-FORMAN REPORTS FIRST QUARTER FISCAL 2025 RESULTS; REAFFIRMS FULL YEAR GROWTH OUTLOOK August 29, 2024, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its first quarter of fiscal 2025, ended July 31, 2024, with net sales decreasing 8%1 to $1.

August 29, 2024 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forman C

July 25, 2024 EX-99.1

BROWN-FORMAN STOCKHOLDERS ELECT DIRECTORS AND BOARD APPROVES CASH DIVIDEND

BROWN-FORMAN STOCKHOLDERS ELECT DIRECTORS AND BOARD APPROVES CASH DIVIDEND July 25, 2024, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) stockholders met today at the annual meeting of stockholders and elected the slate of directors recommended by the Board of Directors, as submitted in the company’s 2024 Proxy Statement.

July 25, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 25, 2024 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ☒ Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934 Commission File Number: 001-00123 A.

June 25, 2024 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ☒ Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934 Commission File Number: 001-00123 A.

June 21, 2024 DEF 14A

DEF 14A

A World of OPPORTUNITY 2024 Proxy Statement and Notice of Annual Meeting of StockholdersMore than 150 years ago, Brown-Forman was founded by George Garvin Brown who sold one brand, Old Forester, in one market, the United States.

June 21, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )     ☑ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box:   ☐   Preliminary Proxy Statement   ☐   CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTE

June 14, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-00123 BROWN-FORMAN CORPO

June 14, 2024 EX-21

Subsidiaries of Brown-Forman Corporation.

Exhibit 21 SUBSIDIARIES OF BROWN-FORMAN CORPORATION As of April 30, 2024 State or Jurisdiction Name Of Incorporation Amercain Investments, C.

June 14, 2024 EX-97

Brown-Forman Corporation’s Policy on Recoupment of Incentive Compensation, applicable to executive

Exhibit 97 Brown-Forman Corporation Policy on Recoupment of Incentive Compensation (Approved November 16, 2023) Purpose The purpose of this policy is to set forth the procedures established by the Brown-Forman Corporation (“Brown-Forman” or the “Company”) Board of Directors (the “Board”) for the recoupment of certain executive compensation in the event of certain accounting restatements resulting from noncompliance with the financial reporting requirements under the U.

June 14, 2024 EX-19

Brown-Forman Corporation Insider Trading policy, incorporated into this report by reference to Exhibit 19 of Brown-Forman Corporation’s Form 10-K for the fiscal year ended April 30, 2024, filed on June 14, 2024 (File No. 001-00123).

Exhibit 19 Brown-Forman Corporation Insider Trading Policy All Officers, Employees and Directors POLICY PURPOSE This Insider Trading Policy (the “Policy”) provides guidelines with respect to transactions in the securities of Brown-Forman Corporation (the “Company”) and the handling of confidential information about the Company and others with which the Company does business.

June 5, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 Brown-Forman Corporati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 5, 2024 EX-99.1

BROWN-FORMAN REPORTS FISCAL 2024 RESULTS

BROWN-FORMAN REPORTS FISCAL 2024 RESULTS June 5, 2024, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its fourth quarter and fiscal year ended April 30, 2024.

May 8, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2024 Brown-Forman Corporatio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2024 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

May 8, 2024 EX-10.1

Services Agreement, dated May 6, 2024, by and between Brown-Forman Corporation and Thomas W. Hinrichs, incorporated into this report by reference to Exhibit 10.1 of

Services Agreement THIS SERVICES AGREEMENT ("Agreement"), dated as of May 6, 2024, and effective as of July 1, 2024, by and between Brown-Forman Corporation, a Delaware corporation, with an address of 850 Dixie Highway, Louisville, Kentucky 40210 ("Company"), and Thomas Hinrichs, an individual, with an address of [XXX] (“Contractor”).

May 8, 2024 EX-99.1

BROWN-FORMAN ANNOUNCES EMERGING INTERNATIONAL LEADERSHIP CHANGE Michael Masick Named President, Emerging International; Thomas Hinrichs to Retire

BROWN-FORMAN ANNOUNCES EMERGING INTERNATIONAL LEADERSHIP CHANGE Michael Masick Named President, Emerging International; Thomas Hinrichs to Retire May 8, 2024, LOUISVILLE, KY - Brown-Forman Corporation (NYSE:BFA,BFB) announced today a change in its Emerging International leadership and Executive Leadership Team (ELT).

May 2, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

May 1, 2024 SC 13D

NAPA / The Duckhorn Portfolio, Inc. / BROWN FORMAN CORP - SC 13D Activist Investment

SC 13D 1 schedule13dduckhorn.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* The Duckhorn Portfolio, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 26414D106 (CUSIP Number) Michael E. Carr, Jr. Executive Vice President and General Counsel Brown-Forman Corporation 850 Dixie

March 6, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 Brown-Forman Corporat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

March 6, 2024 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forma

March 6, 2024 EX-99.1

BROWN-FORMAN REPORTS YEAR-TO-DATE FISCAL 2024 RESULTS; UPDATES FULL YEAR OUTLOOK

BROWN-FORMAN REPORTS YEAR-TO-DATE FISCAL 2024 RESULTS; UPDATES FULL YEAR OUTLOOK March 6, 2024, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its third quarter and nine months ended January 31, 2024.

February 13, 2024 SC 13G/A

BF.B / Brown-Forman Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0491-brownformancorporatio.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Brown-Forman Corporation Class B Title of Class of Securities: Common Stock CUSIP Number: 115637209 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropri

January 26, 2024 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2024 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

January 26, 2024 EX-3.1

By-laws of Brown-Forman Corporation, as amended and restated January 23, 2024, incorporated into this report by reference to Exhibit 3.1 of Brown-Forman Corporation's Form 8-K filed on January 26, 2024 (File No. 001-00123).

BY-LAWS OF BROWN-FORMAN CORPORATION AS AMENDED AND RESTATED JANUARY 23, 2024 ARTICLE I STOCKHOLDERS SECTION 1.

January 10, 2024 EX-99.1

BROWN-FORMAN ANNOUNCES GENERAL COUNSEL TRANSITION Matt Hamel to Retire After 16-Year Company Career; Mike Carr Named Successor

BROWN-FORMAN ANNOUNCES GENERAL COUNSEL TRANSITION Matt Hamel to Retire After 16-Year Company Career; Mike Carr Named Successor January 10, 2024, LOUISVILLE, KY - Brown-Forman Corporation announces today that Matt Hamel, executive vice president, general counsel and secretary, will retire on May 1.

January 10, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2024 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

December 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2023 Brown-Forman Corpo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2023 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

December 6, 2023 EX-99.1

BROWN-FORMAN REPORTS FIRST HALF FISCAL 2024 RESULTS; REVISES FULL YEAR OUTLOOK

BROWN-FORMAN REPORTS FIRST HALF FISCAL 2024 RESULTS; REVISES FULL YEAR OUTLOOK December 6, 2023, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its second quarter and first half of fiscal 2024 ended October 31, 2023.

December 6, 2023 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forma

November 16, 2023 8-K/A

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No.

October 10, 2023 SC 13G/A

BF.B / Brown-Forman Corp. - Class B / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0011-brownformancorpclassb.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Brown-Forman Corp. Class B Title of Class of Securities: Common Stock CUSIP Number: 115637209 Date of Event Which Requires Filing of this Statement: September 29, 2023 Check the appropriate b

October 2, 2023 EX-99.1

BROWN-FORMAN BOARD APPROVES SHARE REPURCHASE AUTHORIZATION OF $400 MILLION

BROWN-FORMAN BOARD APPROVES SHARE REPURCHASE AUTHORIZATION OF $400 MILLION OCTOBER 2, 2023, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) announced that its Board of Directors has approved a $400 million share repurchase authorization, commencing October 2, 2023, through October 1, 2024, subject to market and other conditions.

October 2, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

August 30, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2023 Brown-Forman Corpor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2023 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

August 30, 2023 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forman C

August 30, 2023 EX-10.1

Fiscal 2024 Form of Performance-Based Restricted Stock Unit Award Agreement (Class A)

Exhibit 10.1 Fiscal 2024 Class A Form of Award BROWN-FORMAN 2022 OMNIBUS COMPENSATION PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD SUMMARY Participant: Award Date: July 27, 2023 Performance Period May 1, 2023 through April 30, 2026 Target Number of RSUs: Threshold Number of RSUs: 50% of Target Maximum Number of RSUs: 150% of Target THIS PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD, effectiv

August 30, 2023 EX-10.3

Fiscal 2024 Form of Employee Stock-Settled Stock Appreciation Right Award Agreemen

Exhibit 10.3 Fiscal 2024 Form of Award BROWN-FORMAN 2022 OMNIBUS COMPENSATION PLAN EMPLOYEE STOCK-SETTLED STOCK APPRECIATION RIGHT AWARD SUMMARY Participant: Award Date: July 27, 2023 First Exercise Date: May 1, 2026 Expiration Date: April 30, 2033 Number of Shares: Class of Shares: Brown-Forman Corporation Class B Common Stock Grant Price: $ THIS STOCK-SETTLED STOCK APPRECIATION RIGHT AWARD (the

August 30, 2023 EX-99.1

BROWN-FORMAN REPORTS FIRST QUARTER FISCAL 2024 RESULTS; REAFFIRMS FULL YEAR OUTLOOK

BROWN-FORMAN REPORTS FIRST QUARTER FISCAL 2024 RESULTS; REAFFIRMS FULL YEAR OUTLOOK August 30, 2023, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its first quarter of fiscal 2024 ended July 31, 2023, with reported net sales increasing 3%1 to $1.

August 30, 2023 EX-10.2

Fiscal 2024 Form of Performance-Based Restricted Stock Unit Award Agreement (Class B)

Exhibit 10.2 Fiscal 2024 Class B Form of Award BROWN-FORMAN 2022 OMNIBUS COMPENSATION PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD SUMMARY Participant: Award Date: July 27, 2023 Performance Period May 1, 2023 through April 30, 2026 Target Number of RSUs: Threshold Number of RSUs: 50% of Target Maximum Number of RSUs: 150% of Target THIS PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD, effectiv

July 27, 2023 EX-99.1

BROWN-FORMAN STOCKHOLDERS ELECT DIRECTORS AND BOARD APPROVES CASH DIVIDEND

BROWN-FORMAN STOCKHOLDERS ELECT DIRECTORS AND BOARD APPROVES CASH DIVIDEND July 27, 2023, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) stockholders met today at the annual meeting of stockholders and elected the slate of directors recommended by the Board of Directors, as submitted in the company’s 2023 Proxy Statement.

July 27, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 Brown-Forman Corporat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 23, 2023 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ☒ Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2022 OR ☐ Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934 Commission File Number: 001-00123 A.

June 23, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14

June 23, 2023 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ☒ Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2022 OR ☐ Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934 Commission File Number: 001-00123 A.

June 16, 2023 EX-21

Subsidiaries of Brown-Forman Corporation.

Exhibit 21 SUBSIDIARIES OF BROWN-FORMAN CORPORATION As of April 30, 2023 State or Jurisdiction Name Of Incorporation Amercain Investments, C.

June 16, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-00123 BROWN-FORMAN CORPO

June 7, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 Brown-Forman Corporati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 7, 2023 EX-99.1

BROWN-FORMAN REPORTS STRONG BROAD-BASED FISCAL 2023 NET SALES GROWTH

BROWN-FORMAN REPORTS STRONG BROAD-BASED FISCAL 2023 NET SALES GROWTH June 7, 2023, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its fourth quarter and fiscal year ended April 30, 2023.

May 31, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 Brown-Forman Corporati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

May 30, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2023 BROWN-FORMAN CORPORA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2023 BROWN-FORMAN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-00123 61-0143150 (State or other jurisdiction of incorporation) (Commission F

May 30, 2023 EX-10.1

Second Amended and Restated Five-Year Credit Agreement, dated as of May 26, 2023, among Brown-Forman Corporation, any borrowing subsidiaries as may become a party thereto, certain lenders party thereto, and U.S. Bank National Association, as Administrative Agent, incorporated into this report by reference to Exhibit 10.1 of Brown-Forman Corporation’s Form 8-K filed on May 30, 2023 (File No. 001-00123).

EX-10.1 Exhibit 10.1 Deal CUSIP 11563PAC4 Revolving Loan CUSIP 11563PAD2 SECOND AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT dated as of May 26, 2023 among BROWN-FORMAN CORPORATION The Other Borrowing Subsidiaries Parties Hereto The Lenders Party Hereto U.S. BANK NATIONAL ASSOCIATION, as Administrative Agent BANK OF AMERICA, N.A., BARCLAYS BANK PLC, CITIBANK, N.A., and JPMORGAN CHASE BANK, N.A.

March 23, 2023 EX-1.1

Underwriting Agreement relating to the Notes, dated March 21, 2023, by and among Brown-Forman Corporation and BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC and U.S. Bancorp Investments, Inc., as representatives of the several underwriters named therein.

EX-1.1 Exhibit 1.1 EXECUTION VERSION Brown-Forman Corporation $650,000,000 4.750% Notes due 2033 UNDERWRITING AGREEMENT dated March 21, 2023 BofA Securities, Inc. Citigroup Global Markets Inc. J.P. Morgan Securities LLC U.S. Bancorp Investments, Inc. UNDERWRITING AGREEMENT March 21, 2023 BOFA SECURITIES, INC. CITIGROUP GLOBAL MARKETS INC. J.P. MORGAN SECURITIES LLC U.S. BANCORP INVESTMENTS, INC. A

March 23, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2023 Brown-Forman Corpo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2023 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction (Commission (I.R.S. Employer

March 23, 2023 EX-4.4

Officers’ Certificate, dated March 23, 2023, pursuant to Sections 1.01, 2.02, 3.01, and 3.03 of the Indenture dated April 2, 2007, as supplemented by the First Supplemental Indenture, dated as of December 13, 2010, and the Second Supplemental Indenture, dated as of June 24, 2015, between Brown-Forman Corporation and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as Trustee, setting forth the terms of the 4.750% Notes due 2033, incorporated into this report by reference to Exhibit 4.4 of Brown-Forman Corporation’s Form 8-K filed on March 23, 2023 (File No. 001-00123).

EX-4.4 Exhibit 4.4 EXECUTION VERSION March 23, 2023 U.S. Bank Trust Company, National Association, as Trustee One Financial Square Louisville, Kentucky 40202 Re: Brown-Forman Corporation, Company Order and Officers’ Certificate Ladies and Gentlemen: Pursuant to Sections 1.02, 2.02, 3.01 and 3.03 of the indenture, dated as of April 2, 2007 (the “Base Indenture”), between Brown-Forman Corporation (t

March 23, 2023 EX-4.5

Form of 4.750% Note due 2033, incorporated into this report by reference to Exhibit 4.5 of Brown-Forman Corporation’s Form 8-K filed on March 23, 2023 (File No. 001-00123).

EX-4.5 Exhibit 4.5 UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION, TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, AND AN

March 22, 2023 424B2

$650,000,000 4.750% Notes due 2033

424B2 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-270365 Prospectus Supplement (To Prospectus Dated March 8, 2023) $650,000,000 4.750% Notes due 2033 This is an offering by Brown-Forman Corporation of $650,000,000 aggregate principal amount of 4.750% Notes due April 15, 2033 (the “notes”). Interest on the notes will be payable on April 15 and October 15 of each year, co

March 22, 2023 EX-FILING FEES

Calculation of Filing Fee Table (Form Type) Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registere

Exhibit 107 Calculation of Filing Fee Table 424(b)(2) (Form Type) Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 4.

March 21, 2023 424B3

SUBJECT TO COMPLETION PRELIMINARY PROSPECTUS SUPPLEMENT DATED MARCH 21, 2023

Form 424(b)(3) Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No.

March 21, 2023 FWP

Brown-Forman Corporation PRICING TERM SHEET $650,000,000 4.750% Notes due 2033 Issuer: Brown-Forman Corporation Title of Securities: 4.750% Notes due 2033 Principal Amount: $650,000,000 Trade Date: Settlement Date: Coupon: March 21, 2023 T + 2 (March

FWP Issuer Free Writing Prospectus, dated March 21, 2023 Filed Pursuant to Rule 433 under the Securities Act of 1933, as amended Supplementing the Preliminary Prospectus Supplement, dated March 21, 2023 Registration No.

March 8, 2023 EX-99.1

BROWN-FORMAN DELIVERS STRONG YEAR-TO-DATE NET SALES GROWTH

BROWN-FORMAN DELIVERS STRONG YEAR-TO-DATE NET SALES GROWTH March 8, 2023, LOUISVILLE, KY — Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its third quarter and nine months ended January 31, 2023.

March 8, 2023 EX-FILING FEES

Filing Fee Table.

EX-FILING FEES 6 d304112dexfilingfees.htm EX107 EXHIBIT 107 Calculation of Filing Fee Table Form S-3 (Form Type) Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate O

March 8, 2023 S-3ASR

Powers of Attorney (set forth on the signature pages to this registration statement).

Form S-3ASR Table of Contents As filed with the Securities and Exchange Commission on March 8, 2023 Registration Statement No.

March 8, 2023 EX-25.1

Statement of Eligibility of Trustee under the Trust Indenture Act of 1939 on Form T-1.

EX-25.1 EXHIBIT 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036

March 8, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 Brown-Forman Corporat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

March 8, 2023 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forma

February 9, 2023 SC 13G/A

BF.B / Brown-Forman Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Brown-Forman Corp. Class B Title of Class of Securities: Common Stock CUSIP Number: 115637209 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is

January 17, 2023 S-8 POS

As filed with the Securities and Exchange Commission on January 17, 2023

As filed with the Securities and Exchange Commission on January 17, 2023 Registration No.

January 5, 2023 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2023 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

January 5, 2023 EX-10.1

Credit Agreement, dated as of January 3, 2023, among Brown-Forman Corporation and certain lenders party thereto, U.S. Bank National Association, as Administrative Agent, Bank of America, N.A., Citibank, N.A. and JPMorgan Chase Bank, N.A., as Co-Syndication Agents, The Bank of Nova Scotia, as Documentation Agent, and U.S. Bank National Association, BofA Securities, Inc., Citibank N.A. and JPMorgan Chase Bank, N.A., as Joint Lead Arrangers and Joint Bookrunners, incorporated

Exhibit 10.1 [Exhibits to Agreement have been excluded because they are both not material and are the type that the registrant treats as private or confidential.] Deal CUSIP 11563PAG5 Term Loan CUSIP 11563PAH3 CREDIT AGREEMENT dated as of January 3, 2023 among BROWN-FORMAN CORPORATION The Lenders Party Hereto U.S. BANK NATIONAL ASSOCIATION, as Administrative Agent BANK OF AMERICA, N.A., CITIBANK,

January 5, 2023 EX-99.1

BROWN-FORMAN COMPLETES ACQUISITION OF DIPLOMÁTICO RUM BRAND Global Super-Premium Rum Brand and Related Assets Join Portfolio

NEWS RELEASE ELIZABETH CONWAY SUE PERRAM DIRECTOR VP, DIRECTOR EXTERNAL COMMUNICATIONS INVESTOR RELATIONS 502-774-7737 502-774-6862 ELIZABETHCONWAY@B-F.

January 5, 2023 EX-10.2

Amendment No. 2 to Amended and Restated Five-Year Credit Agreement, dated as of January 3, 2023, among Brown-Forman Corporation, U.S. Bank National Association, as Administrative Agent, and the other lenders party thereto, incorporated into this report by reference to Exhibit 10.2 of Brown-Forman Corporation’s Form 8-K filed on January 5, 2023 (File No. 001-00123).

EX-10.2 3 exh102brown-formanamendmen.htm EX-10.2 [Exhibits to Annex have been excluded because they are both not material and are the type that the registrant treats as private or confidential.] Exhibit 10.2 EXECUTION VERSION AMENDMENT NO. 2 TO AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT THIS AMENDMENT NO. 2 TO AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT (this “Amendment”) is made as of Ja

January 5, 2023 EX-10.3

Amendment No. 1 to Securities and Asset Purchase Agreement, dated as of January 4, 2023, by and among Brown-Forman Corporation, Destillers United Group S.L., and Destilerias Unidas Corp, incorporated into this report by reference to Exhibit 10.3 of Brown-Forman Corporation’s Form 8-K filed on January 5, 2023 (File No. 001-00123).

Execution Version [Schedules and Exhibits to Agreement and certain employee names have been excluded because they are both not material and are the type that the registrant treats as private or confidential.

December 7, 2022 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forma

December 7, 2022 EX-10.1

Group S.L., and Destilerias Unidas Corp., dated as of October 6, 2022, incorporated into this report

Execution Version [Schedules, Exhibits to Agreement and certain employee names have been excluded because they are both not material and are the type that the registrant treats as private or confidential.

December 7, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2022 Brown-Forman Corpo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2022 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

December 7, 2022 EX-99.1

BROWN-FORMAN DELIVERS DOUBLE-DIGIT NET SALES GROWTH IN THE FIRST HALF AND RAISES FULL YEAR OUTLOOK

NEWS RELEASE ROB FREDERICK SUE PERRAM VICE PRESIDENT VICE PRESIDENT CORPORATE COMMUNICATIONS INVESTOR RELATIONS 502-774-7707 502-774-6862 BROWN-FORMAN DELIVERS DOUBLE-DIGIT NET SALES GROWTH IN THE FIRST HALF AND RAISES FULL YEAR OUTLOOK Louisville, KY, December 7, 2022 - Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its second quarter and the first half of fiscal 2023.

November 17, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

November 17, 2022 EX-99.1

BROWN-FORMAN INCREASES CASH DIVIDEND FOR 39TH CONSECUTIVE YEAR ELECTS MARK CLOUSE AND ELIZABETH SMITH TO BOARD OF DIRECTORS

NEWS RELEASE ELIZABETH CONWAY SUE PERRAM DIRECTOR DIRECTOR EXTERNAL COMMUNICATIONS INVESTOR RELATIONS 502-774-7737 502-774-6862 ELIZABETHCONWAY@B-F.

October 12, 2022 EX-99.1

Brown-Forman to Purchase Diplomático Rum Brand Global Super-Premium Rum Brand and Related Assets to Join Portfolio

NEWS RELEASE ELIZABETH CONWAY SUE PERRAM DIRECTOR DIRECTOR EXTERNAL COMMUNICATIONS INVESTOR RELATIONS 502-774-7737 502-774-6862 ELIZABETHCONWAY@B-F.

October 12, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2022 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

September 6, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2022 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

September 6, 2022 EX-99.1

BROWN-FORMAN TO PURCHASE GIN MARE BRANDS A Mediterranean-Inspired Gin Expands Premium Portfolio

NEWS RELEASE ELIZABETH CONWAY SUE PERRAM DIRECTOR DIRECTOR EXTERNAL COMMUNICATIONS INVESTOR RELATIONS 502-774-7737 502-774-6862 ELIZABETHCONWAY@B-F.

August 31, 2022 EX-99.1

BROWN-FORMAN REPORTS CONTINUED MOMENTUM WITH STRONG FIRST QUARTER FISCAL 2023 RESULTS

NEWS RELEASE ROB FREDERICK SUE PERRAM VICE PRESIDENT DIRECTOR CORPORATE COMMUNICATIONS INVESTOR RELATIONS 502-774-7707 502-774-6862 BROWN-FORMAN REPORTS CONTINUED MOMENTUM WITH STRONG FIRST QUARTER FISCAL 2023 RESULTS Louisville, KY, August 31, 2022 - Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its first quarter of fiscal 2023 with reported net sales1 increasing 11% to $1.

August 31, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2022 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

August 31, 2022 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forman C

July 29, 2022 EX-99.1

Brown‑Forman Stockholders Elect Directors and Board Approves Cash Dividend

NEWS RELEASE ROB FREDERICK SUE PERRAM VICE PRESIDENT DIRECTOR CORPORATE COMMUNICATIONS INVESTOR RELATIONS 502-774-7707 502-774-6862 ROBFREDERICK@B-F.

July 29, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 27, 2022 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2021 OR ? Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934 Commission File Number: 001-00123 A.

June 27, 2022 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2021 OR ? Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934 Commission File Number: 001-00123 A.

June 24, 2022 DEF 14A

SEC COURTESY COPY

June 24, 2022 DEF 14A

Brown-Forman 2022 Omnibus Compensation Plan (incorporated by reference to Appendix B of the Brown-Forman Corporation Definitive Proxy Statement for the July 28, 2022 Annual Meeting of Stockholders, filed on June 24, 2022).

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14

June 17, 2022 EX-21

Subsidiaries of Brown-Forman Corporation.

Exhibit 21 SUBSIDIARIES OF BROWN-FORMAN CORPORATION As of April 30, 2022 State or Jurisdiction Name Of Incorporation Amercain Investments, C.

June 17, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-00123 BROWN-FORMAN CORPO

June 17, 2022 EX-10.23

First Amendment to Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Progra

FIRST AMENDMENT TO BROWN-FORMAN CORPORATION AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR DEFERRED STOCK UNIT PROGRAM The Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program (the ?Program?) is hereby amended as follows, effective as of the date this First Amendment is adopted by the Board of Directors: 1.

June 8, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2022 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 8, 2022 EX-99.1

BROWN-FORMAN REPORTS VERY STRONG, BROAD-BASED FISCAL 2022 PERFORMANCE; EXPECTS MOMENTUM TO CONTINUE IN FISCAL 2023

NEWS RELEASE ROB FREDERICK SUE PERRAM VICE PRESIDENT DIRECTOR CORPORATE COMMUNICATIONS INVESTOR RELATIONS 502-774-7707 502-774-6862 BROWN-FORMAN REPORTS VERY STRONG, BROAD-BASED FISCAL 2022 PERFORMANCE; EXPECTS MOMENTUM TO CONTINUE IN FISCAL 2023 Louisville, KY, June 8, 2022 - Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its fourth quarter and fiscal year ended April 30, 2022.

March 18, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

March 3, 2022 EX-99.1

BROWN-FORMAN DELIVERS STRONG YEAR-TO-DATE RESULTS AND REVISES FULL YEAR OUTLOOK

NEWS RELEASE ROB FREDERICK SUE PERRAM VICE PRESIDENT DIRECTOR CORPORATE COMMUNICATIONS INVESTOR RELATIONS 502-774-7707 502-774-6862 BROWN-FORMAN DELIVERS STRONG YEAR-TO-DATE RESULTS AND REVISES FULL YEAR OUTLOOK Louisville, KY, March 3, 2022 - Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its third quarter and nine months ended January 31, 2022.

March 3, 2022 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forma

March 3, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

February 9, 2022 SC 13G/A

BF.B / Brown-Forman Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Brown-Forman Corp. Class B Title of Class of Securities: Common Stock CUSIP Number: 115637209 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is f

January 31, 2022 CORRESP

BROWN-FORMAN CORPORATION 850 DIXIE HIGHWAY, LOUISVILLE, KY 40210 WWW.BROWN-FORMAN.COM

January 31, 2022 VIA EDGAR Division of Corporation Finance Office of Manufacturing U.

January 25, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2022 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

January 25, 2022 EX-99.1

JAN SINGER ELECTED TO BROWN-FORMAN BOARD OF DIRECTORS

NEWS RELEASE ELIZABETH CONWAY SUE PERRAM DIRECTOR DIRECTOR EXTERNAL COMMUNICATIONS INVESTOR RELATIONS 502-774-7737 502-774-6862 ELIZABETHCONWAY@B-F.

December 21, 2021 CORRESP

BROWN-FORMAN CORPORATION 850 DIXIE HIGHWAY, LOUISVILLE, KY 40210 WWW.BROWN-FORMAN.COM

December 21, 2021 VIA EDGAR Division of Corporation Finance Office of Manufacturing U.

December 8, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2021 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

December 8, 2021 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forma

December 8, 2021 EX-99.1

BROWN-FORMAN DELIVERS STRONG NET SALES RESULTS AND RAISES FULL YEAR OUTLOOK

NEWS RELEASE ROB FREDERICK SUE PERRAM VICE PRESIDENT DIRECTOR CORPORATE COMMUNICATIONS INVESTOR RELATIONS 502-774-7707 502-774-6862 BROWN-FORMAN DELIVERS STRONG NET SALES RESULTS AND RAISES FULL YEAR OUTLOOK Louisville, KY, December 8, 2021 - Brown-Forman Corporation (NYSE: BFA, BFB) announced financial results for its second quarter and first half of fiscal 2022.

November 26, 2021 CORRESP

BROWN-FORMAN CORPORATION 850 DIXIE HIGHWAY, LOUISVILLE, KY 40210 WWW.BROWN-FORMAN.COM

November 26, 2021 VIA EDGAR Division of Corporation Finance Office of Manufacturing U.

November 15, 2021 CORRESP

BROWN-FORMAN CORPORATION 850 DIXIE HIGHWAY, LOUISVILLE, KY 40210 WWW.BROWN-FORMAN.COM

November 15, 2021 VIA EDGAR Division of Corporation Finance Office of Manufacturing U.

November 12, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

November 12, 2021 EX-10.1

Amendment No. 1 to Amended and Restated Five-Year Credit Agreement, dated as of November 10, 2021, among Brown-Forman Corporation, U.S. Bank National Association, as Administrative Agent, and the other lenders party thereto

EXECUTION VERSION AMENDMENT NO. 1 TO AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT THIS AMENDMENT NO. 1 TO AMENDED AND RESTATED FIVE-YEAR CREDIT AGREEMENT (this ?Amendment?) is made as of November 10, 2021 (the ?Effective Date?) by and among BROWN-FORMAN CORPORATION (the ?Company?), the Lenders party to the Credit Agreement (defined below) and U.S. BANK NATIONAL ASSOCIATION, as Administrative Ag

September 1, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2021 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

September 1, 2021 EX-99.1

BROWN-FORMAN DELIVERS STRONG FIRST QUARTER 2022 RESULTS

NEWS RELEASE ROB FREDERICK SUE PERRAM VICE PRESIDENT DIRECTOR BROWN-FORMAN BRAND & COMMUNICATIONS INVESTOR RELATIONS 502-774-7707 502-774-6862 BROWN-FORMAN DELIVERS STRONG FIRST QUARTER 2022 RESULTS Louisville, KY, September 1, 2021 - Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its first quarter of fiscal 2022 with net sales of $906 million increasing 20%1 (+18% on an underlying basis2) compared to the same prior-year period.

September 1, 2021 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forman C

July 23, 2021 EX-99.1

BROWN-FORMAN STOCKHOLDERS HONOR RETIRED BOARD CHAIR, ELECT DIRECTORS, AND APPROVE CASH DIVIDEND

NEWS RELEASE ROB FREDERICK SUE PERRAM VICE PRESIDENT DIRECTOR BROWN-FORMAN BRAND & COMMUNICATIONS INVESTOR RELATIONS 502-774-7707 502-774-6862 BROWN-FORMAN STOCKHOLDERS HONOR RETIRED BOARD CHAIR, ELECT DIRECTORS, AND APPROVE CASH DIVIDEND LOUISVILLE, KY, July 22, 2021 ? At today?s annual meeting, Brown-Forman Corporation?s (NYSE: BFA) (NYSE: BFB) stockholders celebrated George Garvin Brown IV, who retired from the Board of Directors today after 15 years of board service and 14 years as Board Chair.

July 23, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2021 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

July 12, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A 1 a20210709-brownxformanaddi.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confidential, for Use of the Commission

June 24, 2021 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

11-K 1 a11-kplan0162021.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ☒ Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2020 OR ☐ Transit

June 24, 2021 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

11-K 1 a11-kplan0062021.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ☒ Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2020 OR ☐ Transit

June 22, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a Party other than the Registr

DEF 14A 1 d145527ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COM

June 22, 2021 DEF 14A

SEC COURTESY COPY

2021 PROXY STATEMENT AND NOTICE OF ANNUAL MEETING OF STOCKHOLDERSNOTHING BETTER IN THE MARKETBROWN-FORMAN 2021 PROXY STATEMENT AND NOTICE OF ANNUAL MEETING OF STOCKHOLDERS It is our pleasure to invite you to attend Brown-Forman Corporation’s 2021 Annual Meeting of Stockholders, which will be held on Thursday, July 22, 2021, at 9:30 A.

June 21, 2021 EX-21

Subsidiaries of Brown-Forman Corporation.

Exhibit 21 SUBSIDIARIES OF BROWN-FORMAN CORPORATION As of April 30, 2021 State or Jurisdiction Name Of Incorporation Amercain Investments, C.

June 21, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-00123 BROWN-FORMAN CORPO

June 9, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2021 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 9, 2021 EX-99.1

BROWN-FORMAN DELIVERS STRONG FISCAL 2021 RESULTS

NEWS RELEASE ROB FREDERICK SUE PERRAM VICE PRESIDENT DIRECTOR BROWN-FORMAN BRAND & COMMUNICATIONS INVESTOR RELATIONS 502-774-7707 502-774-6862 BROWN-FORMAN DELIVERS STRONG FISCAL 2021 RESULTS Louisville, KY, June 9, 2021 - Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its fourth quarter and fiscal year ended April 30, 2021.

May 10, 2021 EX-10.1

Section 1 – General Information

April 29, 2021 Jane Morreau 8108 Limehouse Lane Louisville KY, 40220 Dear Jane: Thank you for your many years of service with Brown-Forman.

May 10, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2021 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

May 3, 2021 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2021 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

April 15, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2021 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

April 15, 2021 EX-99.1

BROWN-FORMAN ANNOUNCES CFO LEADERSHIP CHANGE

NEWS RELEASE ELIZABETH CONWAY SUE PERRAM DIRECTOR DIRECTOR EXTERNAL COMMUNICATIONS INVESTOR RELATIONS 502-774-7737 502-774-6862 ELIZABETHCONWAY@B-F.

March 8, 2021 EX-5.3

Internal Revenue Service determination letter, dated February 13, 2017, relating to the Brown-Forman Corporation Savings Plan for Collectively Bargained Employees.

Exhibit 5.3 INTERNAL REVENUE SERVICE P.O. BOX 2508 CINCINNATI, OH 45201 DEPARTMENT OF THE TREASURY Date: FEB 13 2017 BROWN-FORMAN CORPORATION 850 DIXIE HIGHWAY LOUISVILLE, KY 40201 Employer Identification Number: 61-0143150 DLN: 17007036067006 Person to Contact: RUDOLPH A BOLDREGHINI ID# 31070 Contact Telephone Number: (513) 263-3967 Plan Name: BROWN-FORMAN CORP SAVINGS PLAN FOR COLLECTIVELY BARGA

March 8, 2021 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on March 8, 2021 Registration No.

March 8, 2021 EX-4.4

Brown-Forman Corporation Savings Plan, as amended and restated effective January 1, 2016 and as further amended by the First Amendment thereto, dated October 28, 2016, the Second Amendment thereto, dated July 18, 2018, the Third Amendment thereto, dated December 10, 2019, the Fourth Amendment thereto, dated April 17, 2020, and the Fifth Amendment thereto, dated July 7, 2020.

Exhibit 4.4 BROWN-FORMAN CORPORATION SAVINGS PLAN PLAN NO. 006 EIN: 61-0143150 As amended and restated effective January 1, 2016 TABLE OF CONTENTS Article I GENERAL DEFINITIONS 1 Article II ELIGIBILITY 11 2.1 Conditions of Eligibility 11 2.2 Effective Date of Participation 11 2.3 Determination of Eligibility 12 2.4 Termination of Eligibility 12 2.5 Transferred Employees 12 2.6 Omission of Eligible

March 8, 2021 EX-4.5

Brown-Forman Corporation Savings Plan for Collectively Bargained Employees, as amended and restated effective January 1, 2016 and as further amended by the First Amendment thereto, dated October 20, 2016, the Second Amendment thereto, dated November 28, 2016, the Third Amendment thereto, dated December 10, 2019, the Fourth Amendment thereto, dated April 17, 2020, and the Fifth Amendment thereto, dated July 7, 2020.

Exhibit 4.5 BROWN-FORMAN CORPORATION SAVINGS PLAN FOR COLLECTIVELY BARGAINED EMPLOYEES PLAN NO. 016 EIN: 61-0143150 As amended and restated effective January 1, 2016 TABLE OF CONTENTS ARTICLE I GENERAL DEFINITIONS 1 ARTICLE II ELIGIBILITY 11 2.1 Conditions Of Eligibility 11 2.2 Effective Date Of Participation 12 2.3 Determination Of Eligibility 12 2.4 Termination Of Eligibility 12 2.5 Transferred

March 8, 2021 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on March 8, 2021 Registration No.

March 8, 2021 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on March 8, 2021 Registration No.

March 8, 2021 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on March 8, 2021 Registration No.

March 8, 2021 S-8

- S-8

As filed with the Securities and Exchange Commission on March 8, 2021 Registration No.

March 8, 2021 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on March 8, 2021 Registration No.

March 3, 2021 10-Q

Quarterly Report - 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forma

March 3, 2021 EX-99.1

BROWN-FORMAN DELIVERS RESILIENT YEAR-TO-DATE PERFORMANCE IN A CHALLENGING ENVIRONMENT

NEWS RELEASE ROB FREDERICK LEANNE CUNNINGHAM VICE PRESIDENT SENIOR VICE PRESIDENT BROWN-FORMAN BRAND & COMMUNICATIONS SHAREHOLDER RELATIONS OFFICER 502-774-7707 502-774-7287 BROWN-FORMAN DELIVERS RESILIENT YEAR-TO-DATE PERFORMANCE IN A CHALLENGING ENVIRONMENT Louisville, KY, March 3, 2021 - Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its third quarter and nine months ended January 31, 2021.

March 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2021 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Brown-Forman Corp. Class B Title of Class of Securities: Common Stock CUSIP Number: 115637209 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is f

January 27, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2021 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

January 27, 2021 EX-99.1

BROWN-FORMAN ANNOUNCES CHANGE IN BOARD OF DIRECTORS CHAIR Succession Reinforces Long-term Focus of the 150-year-old Company

NEWS RELEASE ROB FREDERICK LEANNE CUNNINGHAM VICE PRESIDENT SENIOR VICE PRESIDENT BROWN-FORMAN BRAND & COMMUNICATIONS SHAREHOLDER RELATIONS OFFICER 502-774-7707 502-774-7287 BROWN-FORMAN ANNOUNCES CHANGE IN BOARD OF DIRECTORS CHAIR Succession Reinforces Long-term Focus of the 150-year-old Company January 27, 2021, LOUISVILLE, KY - Brown-Forman Corporation announces today that after 14 years of distinguished service as Board Chair, G.

December 8, 2020 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forma

December 8, 2020 EX-99.1

BROWN-FORMAN REPORTS SOLID FIRST HALF RESULTS

NEWS RELEASE ROB FREDERICK LEANNE CUNNINGHAM VICE PRESIDENT SENIOR VICE PRESIDENT BROWN-FORMAN BRAND & COMMUNICATIONS SHAREHOLDER RELATIONS OFFICER 502-774-7707 502-774-7287 BROWN-FORMAN REPORTS SOLID FIRST HALF RESULTS Louisville, KY, December 8, 2020 - Brown-Forman Corporation (NYSE: BFA, BFB) announced financial results for its second quarter and first half of fiscal 2021.

December 8, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2020 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

September 2, 2020 10-Q

Quarterly Report - 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forman C

September 2, 2020 EX-10.2

Fiscal 2021 Form of Performance-Based Restricted Stock Unit Award Agreement (Class B), incorporated into this report by reference to Exhibit 10.2 of Brown-Forman Corporation’s Form 10-Q for the quarter ended July 31, 2020, filed on September 2, 2020 (File No. 001-00123).*

Exhibit 10.2 BROWN-FORMAN 2013 OMNIBUS COMPENSATION PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD SUMMARY Participant: Award Date: Performance Period Target Number of RSUs: Threshold Number of RSUs: 50% of Target Maximum Number of RSUs: 150% of Target THIS PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD, effective as of the Award Date set forth above, represents a grant of Restricted Stock Unit

September 2, 2020 EX-99.1

BROWN-FORMAN REPORTS SOLID FIRST QUARTER RESULTS AMIDST CONTINUED UNCERTAINTY

NEWS RELEASE ROB FREDERICK LEANNE CUNNINGHAM VICE PRESIDENT SENIOR VICE PRESIDENT BROWN-FORMAN BRAND & COMMUNICATIONS SHAREHOLDER RELATIONS OFFICER 502-774-7707 502-774-7287 BROWN-FORMAN REPORTS SOLID FIRST QUARTER RESULTS AMIDST CONTINUED UNCERTAINTY Louisville, KY, September 2, 2020 - Brown-Forman Corporation (NYSE: BFA, BFB) announced financial results for its first quarter of fiscal 2021 with reported net sales1 down 2% to $753 million (+3% on an underlying basis2) compared to the same prior-year period.

September 2, 2020 EX-10.1

Fiscal 2021 Form of Performance-Based Restricted Stock Unit Award Agreement (Class A), incorporated into this report by reference to Exhibit 10.1 of Brown-Forman Corporation’s Form 10-Q for the quarter ended July 31, 2020, filed on September 2, 2020 (File No. 001-00123).*

Exhibit 10.1 BROWN-FORMAN 2013 OMNIBUS COMPENSATION PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD SUMMARY Participant: Award Date: Performance Period Target Number of RSUs: Threshold Number of RSUs: 50% of Target Maximum Number of RSUs: 150% of Target THIS PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD, effective as of the Award Date set forth above, represents a grant of Restricted Stock Unit

September 2, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2020 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

August 3, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2020 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

August 3, 2020 EX-99.1

BROWN-FORMAN STOCKHOLDERS ELECT DIRECTORS AND MARK 150TH ANNIVERSARY

NEWS RELEASE ROB FREDERICK LEANNE CUNNINGHAM VICE PRESIDENT SENIOR VICE PRESIDENT BROWN-FORMAN BRAND & COMMUNICATIONS SHAREHOLDER RELATIONS OFFICER 502-774-7707 502-774-7287 FOR IMMEDIATE RELEASE BROWN-FORMAN STOCKHOLDERS ELECT DIRECTORS AND MARK 150TH ANNIVERSARY LOUISVILLE, KY, July 30, 2020 - Brown-Forman Corporation (NYSE: BFA) (NYSE: BFB) stockholders met today at the scheduled annual meeting and elected the slate of directors recommended by the Board of Directors as submitted in the company’s 2020 Proxy Statement.

June 30, 2020 DEF 14A

Schedule 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 24, 2020 EX-16.1

June 24, 2020

June 24, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Brown-Forman Corporation (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K/A of Brown-Forman Corporation dated February 19, 2020. We agree with the statements concerning our Firm c

June 24, 2020 11-K

Form 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ☒ Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2019 OR ☐ Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934 Commission File Number: 001-00123 A.

June 24, 2020 8-K/A

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2020 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 24, 2020 11-K

Form 11-K

11-K 1 a11-kplan0162020.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ☒ Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2019 OR ☐ Transit

June 22, 2020 EX-4.3

Description of Brown-Forman Corporation’s 2.600% Notes due 2028.

Exhibit 4.3 DESCRIPTION OF 2.600% NOTES DUE 2028 The following is a description of the material terms of the 2.600% notes due 2028 (the “2028 notes”) of Brown-Forman Corporation (the “Company”). This description is not complete and is qualified by reference to the indenture (the “base indenture”) dated as of April 2, 2007 between the Company and U.S. Bank National Association, as trustee, as suppl

June 22, 2020 10-K/A

Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-0012

June 22, 2020 EX-21

Subsidiaries of the Registrant.

Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Percentage of State or Jurisdiction Name Securities Owned Of Incorporation The 86 Company 100% Delaware Amercain Investments, C.

June 22, 2020 EX-4.1

Exhibit 4.1

Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK General The following is a description of the material terms of the capital stock of Brown-Forman Corporation (the “Company”). This description is not complete and is qualified by reference to the Company’s restated certificate of incorporation (the “Certificate of Incorporation”) and its amended and restated bylaws (the “Bylaws”). The Certificate of Incorp

June 22, 2020 EX-4.2

Description of Brown-Forman Corporation’s 1.200% Notes due 2026.

Exhibit 4.2 DESCRIPTION OF 1.200% NOTES DUE 2026 The following is a description of the material terms of the 1.200% notes due 2026 (the “2026 notes”) of Brown-Forman Corporation (the “Company”). This description is not complete and is qualified by reference to the indenture (the “base indenture”) dated as of April 2, 2007 between the Company and U.S. Bank National Association, as trustee, as suppl

June 19, 2020 EX-4.2

Description of Brown-Forman Corporation’s 1.200% Notes due 2026, incorporated into this report by reference to Exhibit 4.2 of Brown-Forman Corporation’s Form 10-K for the fiscal year ended April 30, 2020,

Exhibit 4.2 DESCRIPTION OF 1.200% NOTES DUE 2026 The following is a description of the material terms of the 1.200% notes due 2026 (the “2026 notes”) of Brown-Forman Corporation (the “Company”). This description is not complete and is qualified by reference to the indenture (the “base indenture”) dated as of April 2, 2007 between the Company and U.S. Bank National Association, as trustee, as suppl

June 19, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-00123 BROWN-FORMAN CORPO

June 19, 2020 EX-21

Subsidiaries of the Registrant.

Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Percentage of State or Jurisdiction Name Securities Owned Of Incorporation The 86 Company 100% Delaware Amercain Investments, C.

June 19, 2020 EX-4.1

Description of Brown-Forman Corporation’s Class A Common Stock, par value $0.15 per share, and Class B Common Stock, par value $0.15 per share, incorporated into this report by reference to Exhibit 4.1 of Brown-Forman Corporation’s Form 10-K for the fiscal year ended April 30, 2020, filed on June 19, 2020 (File No. 001-00123).

Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK General The following is a description of the material terms of the capital stock of Brown-Forman Corporation (the “Company”). This description is not complete and is qualified by reference to the Company’s restated certificate of incorporation (the “Certificate of Incorporation”) and its amended and restated bylaws (the “Bylaws”). The Certificate of Incorp

June 19, 2020 EX-4.3

Description of Brown-Forman Corporation’s 2.600% Notes due 2028, incorporated into this report by reference to Exhibit 4.3 of Brown-Forman Corporation’s Form 10-K for the fiscal year ended April 30, 2020, filed on June 19, 2020 (File No. 001-00123).

Exhibit 4.3 DESCRIPTION OF 2.600% NOTES DUE 2028 The following is a description of the material terms of the 2.600% notes due 2028 (the “2028 notes”) of Brown-Forman Corporation (the “Company”). This description is not complete and is qualified by reference to the indenture (the “base indenture”) dated as of April 2, 2007 between the Company and U.S. Bank National Association, as trustee, as suppl

June 17, 2020 8-K

Temporary Suspension of Trading Under Registrant's Employee Benefit Plans, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2020 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 17, 2020 EX-99.1

IMPORTANT NOTICE OF BLACKOUT PERIOD IN BROWN-FORMAN CORPORATION COMMON STOCK

IMPORTANT NOTICE OF BLACKOUT PERIOD IN BROWN-FORMAN CORPORATION COMMON STOCK To: Directors and Executive Officers of Brown-Forman Corporation (“Brown-Forman”) From: Matthew E.

June 10, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2020 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 9, 2020 EX-99.1

BROWN-FORMAN REPORTS FISCAL 2020 RESULTS

NEWS RELEASE ROB FREDERICK LEANNE CUNNINGHAM VICE PRESIDENT SENIOR VICE PRESIDENT BROWN-FORMAN BRAND & COMMUNICATIONS SHAREHOLDER RELATIONS OFFICER 502-774-7707 502-774-7287 BROWN-FORMAN REPORTS FISCAL 2020 RESULTS Louisville, KY, June 9, 2020 - Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its fourth quarter and fiscal year ended April 30, 2020.

June 9, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2020 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 3, 2020 EX-24

EX-24

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May 27, 2020 EX-3.1

By-laws of registrant, as amended and restated effective May 21, 2020, incorporated into this report by reference to Exhibit 3.1 of Brown-Forman Corporation’s Form 8-K filed on May 27, 2020 (File No. 001-00123).

BY-LAWS OF BROWN-FORMAN CORPORATION AS AMENDED AND RESTATED MAY 21, 2020 ARTICLE I STOCKHOLDERS SECTION 1.

May 27, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2020 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

March 4, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2020 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

March 4, 2020 10-Q

Quarterly Report - 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Form

March 4, 2020 EX-99.1

BROWN-FORMAN REPORTS YEAR-TO-DATE RESULTS; REVISES FULL-YEAR OUTLOOK

NEWS RELEASE ROB FREDERICK LEANNE CUNNINGHAM VICE PRESIDENT SENIOR VICE PRESIDENT CORPORATE BRAND & COMMUNICATIONS SHAREHOLDER RELATIONS OFFICER 502-774-7707 502-774-7287 BROWN-FORMAN REPORTS YEAR-TO-DATE RESULTS; REVISES FULL-YEAR OUTLOOK Louisville, KY, March 4, 2020 - Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its third quarter and nine months ended January 31, 2020.

February 25, 2020 EX-16.1

Letter from PricewaterhouseCoopers LLP to the Securities and Exchange Commission dated February 25, 2020, incorporated into this report by reference to Exhibit 16.1 of Brown-Forman Corporation’s Form 8-K filed on February 25, 2020 (File No. 001-00123).

February 25, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Brown-Forman Corporation (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of Brown-Forman Corporation dated February 19, 2020. We agree with the statements concerning our Firm

February 25, 2020 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2020 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

February 12, 2020 SC 13G/A

BF.B / Brown-Forman Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Brown-Forman Corp - Class B Title of Class of Securities: Common Stock CUSIP Number: 115637209 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is

December 5, 2019 EX-99.1

BROWN-FORMAN REPORTS FIRST HALF RESULTS; REAFFIRMS FULL YEAR EARNINGS PER SHARE OUTLOOK FOR FISCAL 2020

NEWS RELEASE ROB FREDERICK LEANNE CUNNINGHAM VICE PRESIDENT SENIOR VICE PRESIDENT CORPORATE BRAND & COMMUNICATIONS SHAREHOLDER RELATIONS OFFICER 502-774-7707 502-774-7287 BROWN-FORMAN REPORTS FIRST HALF RESULTS; REAFFIRMS FULL YEAR EARNINGS PER SHARE OUTLOOK FOR FISCAL 2020 Louisville, KY, December 5, 2019 - Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its second quarter and first half of fiscal 2020.

December 5, 2019 10-Q

Quarterly Report - 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Form

December 5, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2019 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

November 12, 2019 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2019 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

September 12, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2019 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

August 28, 2019 EX-99.1

BROWN-FORMAN REPORTS FIRST QUARTER RESULTS; REAFFIRMS FULL YEAR GROWTH OUTLOOK FOR FISCAL 2020

NEWS RELEASE ROB FREDERICK LEANNE CUNNINGHAM VICE PRESIDENT SENIOR VICE PRESIDENT CORPORATE BRAND & COMMUNICATIONS SHAREHOLDER RELATIONS OFFICER 502-774-7707 502-774-7287 BROWN-FORMAN REPORTS FIRST QUARTER RESULTS; REAFFIRMS FULL YEAR GROWTH OUTLOOK FOR FISCAL 2020 Louisville, KY, August 28, 2019 - Brown-Forman Corporation (NYSE: BFA, BFB) reported financial results for its first quarter of fiscal 2020.

August 28, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2019 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

August 28, 2019 10-Q

Quarterly Report - 10-Q

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Forman

July 25, 2019 EX-99.1

BROWN-FORMAN STOCKHOLDERS ELECT DIRECTORS AND BOARD APPROVES CASH DIVIDEND

NEWS RELEASE ROB FREDERICK VICE PRESIDENT, DIRECTOR GLOBAL CORPORATE BRAND AND COMMUNICATIONS 502-774-7707 BROWN-FORMAN STOCKHOLDERS ELECT DIRECTORS AND BOARD APPROVES CASH DIVIDEND LOUISVILLE, KY, JULY 25, 2019 – Brown-Forman Corporation’s (NYSE:BFA, BFB) shareholders met today at the regularly scheduled annual meeting of stockholders and elected the slate of directors recommended by the Board of Directors as submitted in the company’s 2019 Proxy Statement.

July 25, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2019 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

June 25, 2019 11-K

BFA / BROWN FORMAN CORP 11-K - - 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ☒ Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2018 OR ☐ Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934 Commission File Number: 001-00123 A.

June 25, 2019 11-K

BFA / BROWN FORMAN CORP 11-K - - 11-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ☒ Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2018 OR ☐ Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934 Commission File Number: 001-00123 A.

June 25, 2019 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) Definitive Prox

June 25, 2019 DEF 14A

COURTESY PDF

June 25, 2019 DEAR BROWN-FORMAN STOCKHOLDER: It is our pleasure to invite you to attend Brown-Forman Corporation’s 2019 Annual Meeting of Stockholders, which will be held at the Brown-Forman Conference Center in Louisville, Kentucky, on Thursday, July 25, 2019, at 9:30 A.

June 13, 2019 EX-21

Subsidiaries of the Registrant.

Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Percentage of State or Jurisdiction Name Securities Owned Of Incorporation Amercain Investments, C.

June 13, 2019 EX-4.2

Description of Brown-Forman Corporation’s 1.200% Notes due 2026.

DESCRIPTION OF 1.200% NOTES DUE 2026 The following is a description of the material terms of the 1.200% notes due 2026 (the “2026 notes”) of Brown-Forman Corporation (the “Company”). This description is not complete and is qualified by reference to the indenture (the “base indenture”) dated as of April 2, 2007 between the Company and U.S. Bank National Association, as trustee, as supplemented by t

June 13, 2019 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-00123 BROWN-FORMAN CORPO

June 13, 2019 EX-4.3

Description of Brown-Forman Corporation’s 2.600% Notes due 2028.

DESCRIPTION OF 2.600% NOTES DUE 2028 The following is a description of the material terms of the 2.600% notes due 2028 (the “2028 notes”) of Brown-Forman Corporation (the “Company”). This description is not complete and is qualified by reference to the indenture (the “base indenture”) dated as of April 2, 2007 between the Company and U.S. Bank National Association, as trustee, as supplemented by t

June 13, 2019 EX-4.1

Description of Brown-Forman Corporation’s Class A Common Stock, par value $0.15 per share, and Class B Common Stock, par value $0.15 per share.

DESCRIPTION OF CAPITAL STOCK General The following is a description of the material terms of the capital stock of Brown-Forman Corporation (the “Company”).

June 5, 2019 EX-99.1

BROWN-FORMAN REPORTS SOLID FISCAL 2019 RESULTS; PROVIDES SUSTAINED SALES GROWTH OUTLOOK FOR FISCAL 2020

NEWS RELEASE ROB FREDERICK JAY KOVAL VICE PRESIDENT VICE PRESIDENT CORPORATE COMMUNICATIONS INVESTOR RELATIONS 502-774-7707 502-774-6903 BROWN-FORMAN REPORTS SOLID FISCAL 2019 RESULTS; PROVIDES SUSTAINED SALES GROWTH OUTLOOK FOR FISCAL 2020 Louisville, KY, June 5, 2019 - Brown-Forman Corporation (NYSE: BFA, BFB) reported results for the fourth quarter and fiscal year ended April 30, 2019.

June 5, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2019 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

April 25, 2019 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2019 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

March 29, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2019 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

March 29, 2019 EX-1

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)

EX-1 Exhibit 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned in the capacities set forth below.

March 29, 2019 SC 13D/A

BFA / BROWN FORMAN CORP / Wolf Pen Branch, Lp - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Brown-Forman Corporation (Name of Issuer) Class A Common Stock (voting), $0.15 par value per share (Title of Class of Securities) 115637-10-0 (CUSIP Number) Wolf Pen Branch, LP c/o The Glenview Trust Company 4969 U.S. Highway 42, Suite 2000 Lou

March 6, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2019 Brown-Forman Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-00123 61-0143150 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

March 6, 2019 EX-99.1

BROWN-FORMAN REPORTS SOLID YEAR-TO-DATE RESULTS; REAFFIRMS FULL YEAR OUTLOOK

NEWS RELEASE ROB FREDERICK JAY KOVAL VICE PRESIDENT VICE PRESIDENT CORPORATE COMMUNICATIONS INVESTOR RELATIONS 502-774-7707 502-774-6903 BROWN-FORMAN REPORTS SOLID YEAR-TO-DATE RESULTS; REAFFIRMS FULL YEAR OUTLOOK Louisville, KY, March 6, 2019 - Brown-Forman Corporation (NYSE: BFA, BFB) reported results for the third quarter and nine months of fiscal 2019, ended January 31, 2019.

March 6, 2019 10-Q

BFA / BROWN FORMAN CORP 10-Q (Quarterly Report)

United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-00123 Brown-Form

February 11, 2019 SC 13G/A

BF.B / Brown-Forman Corp. / VANGUARD GROUP INC Passive Investment

brownformancorpclassb.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6 )* Name of issuer: Brown-Forman Corp - Class B Title of Class of Securities: Common Stock CUSIP Number: 115637209 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the ap

January 30, 2019 EX-3.2

By-laws of registrant, as amended and restated on January 29, 2019, incorporated into this report by reference to Exhibit 3.2 of Brown-Forman Corporation’s Form 8-K filed on January 30, 2019 (File No. 001-00123).

BY-LAWS OF BROWN-FORMAN CORPORATION AS AMENDED AND RESTATED January 29, 2019 ARTICLE I STOCKHOLDERS SECTION 1.

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