الإحصائيات الأساسية
| LEI | 5493006EMX6222CPWJ71 |
| CIK | 1633061 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Amplify ETF Trust - Amplify Lithium & Battery Technology ETF
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| August 15, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 15, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Common Shares of Beneficial Interest, $0.01 par value per |
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| August 12, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| May 15, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| April 17, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| April 17, 2025 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| April 8, 2025 |
[Chapman and Cutler LLP Letterhead] April 8, 2025 [Chapman and Cutler LLP Letterhead] April 8, 2025 VIA EDGAR CORRESPONDENCE Christopher Bellacicco United States Securities and Exchange Commission 100 F Street, N. |
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| March 18, 2025 |
[Chapman and Cutler LLP Letterhead] March 18, 2025 [Chapman and Cutler LLP Letterhead] March 18, 2025 VIA EDGAR CORRESPONDENCE Ken Ellington United States Securities and Exchange Commission 100 F Street, N. |
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| March 10, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 21, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 7, 2025 |
[Chapman and Cutler LLP Letterhead] February 7, 2025 [Chapman and Cutler LLP Letterhead] February 7, 2025 VIA EDGAR CORRESPONDENCE Chris Bellacicco United States Securities and Exchange Commission 100 F Street, N. |
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| January 30, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 10, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| January 17, 2025 |
[Chapman and Cutler LLP Letterhead] January 17, 2025 [Chapman and Cutler LLP Letterhead] January 17, 2025 VIA EDGAR CORRESPONDENCE Valerie J. |
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| October 17, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A/A For Registration of Certain Classes of Securities Pursuant to Section 12(B) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle |
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| October 17, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| October 17, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) Or (g) Of The Securities Exchange Act Of 1934 Amplify Etf Trust (Exact name of registrant as specified in its charter) MASSACHUSETTS See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| October 16, 2024 |
[Chapman and Cutler LLP Letterhead] October 16, 2024 [Chapman and Cutler LLP Letterhead] October 16, 2024 VIA EDGAR CORRESPONDENCE Chris Bellacicco United States Securities and Exchange Commission 100 F Street, N. |
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| October 8, 2024 |
[Chapman and Cutler LLP Letterhead] October 8, 2024 [Chapman and Cutler LLP Letterhead] October 8, 2024 VIA EDGAR CORRESPONDENCE Valerie Lithotomos United States Securities and Exchange Commission 100 F Street, N. |
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| October 3, 2024 |
[Chapman and Cutler LLP Letterhead] October 3, 2024 [Chapman and Cutler LLP Letterhead] October 3, 2024 VIA EDGAR CORRESPONDENCE Chris Bellacicco United States Securities and Exchange Commission 100 F Street, N. |
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| September 10, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 23, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| August 16, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| August 12, 2024 |
[Chapman and Cutler LLP Letterhead] August 12, 2024 [Chapman and Cutler LLP Letterhead] August 12, 2024 VIA EDGAR CORRESPONDENCE Kim McManus United States Securities and Exchange Commission 100 F Street, N. |
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| May 15, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| May 3, 2024 |
[Chapman and Cutler LLP Letterhead] May 3, 2024 [Chapman and Cutler LLP Letterhead] May 3, 2024 VIA EDGAR CORRESPONDENCE Kim McManus and Valerie Lithotomos United States Securities and Exchange Commission 100 F Street, N. |
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| January 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| January 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| January 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| January 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| January 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| January 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| January 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| January 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| January 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| January 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| January 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| January 25, 2024 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| January 12, 2024 |
[Chapman and Cutler LLP Letterhead] January 12, 2024 [Chapman and Cutler LLP Letterhead] January 12, 2024 VIA EDGAR CORRESPONDENCE Valerie Lithotomos United States Securities and Exchange Commission 100 F Street, N. |
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| January 12, 2024 |
[Chapman and Cutler LLP Letterhead] January 12, 2024 [Chapman and Cutler LLP Letterhead] January 12, 2024 VIA EDGAR CORRESPONDENCE Lisa Larkin United States Securities and Exchange Commission 100 F Street, N. |
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| January 12, 2024 |
[Chapman and Cutler LLP Letterhead] January 12, 2024 [Chapman and Cutler LLP Letterhead] January 12, 2024 VIA EDGAR CORRESPONDENCE Christopher Bellacicco United States Securities and Exchange Commission 100 F Street, N. |
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| January 12, 2024 |
[Chapman and Cutler LLP Letterhead] January 12, 2024 [Chapman and Cutler LLP Letterhead] January 12, 2024 VIA EDGAR CORRESPONDENCE Valerie Lithotomos United States Securities and Exchange Commission 100 F Street, N. |
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| January 12, 2024 |
[Chapman and Cutler LLP Letterhead] January 12, 2024 [Chapman and Cutler LLP Letterhead] January 12, 2024 VIA EDGAR CORRESPONDENCE Kim McManus United States Securities and Exchange Commission 100 F Street, N. |
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| January 12, 2024 |
[Chapman and Cutler LLP Letterhead] January 12, 2024 [Chapman and Cutler LLP Letterhead] January 12, 2024 VIA EDGAR CORRESPONDENCE Lisa Larkin United States Securities and Exchange Commission 100 F Street, N. |
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| January 12, 2024 |
[Chapman and Cutler LLP Letterhead] January 12, 2024 [Chapman and Cutler LLP Letterhead] January 12, 2024 VIA EDGAR CORRESPONDENCE Lisa Larkin United States Securities and Exchange Commission 100 F Street, N. |
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| January 12, 2024 |
[Chapman and Cutler LLP Letterhead] January 12, 2024 [Chapman and Cutler LLP Letterhead] January 12, 2024 VIA EDGAR CORRESPONDENCE Christopher Bellacicco United States Securities and Exchange Commission 100 F Street, N. |
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| January 12, 2024 |
[Chapman and Cutler LLP Letterhead] January 12, 2024 [Chapman and Cutler LLP Letterhead] January 12, 2024 VIA EDGAR CORRESPONDENCE Lisa Larkin United States Securities and Exchange Commission 100 F Street, N. |
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| January 12, 2024 |
[Chapman and Cutler LLP Letterhead] January 12, 2024 [Chapman and Cutler LLP Letterhead] January 12, 2024 VIA EDGAR CORRESPONDENCE Christopher Bellacicco United States Securities and Exchange Commission 100 F Street, N. |
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| January 12, 2024 |
[Chapman and Cutler LLP Letterhead] January 12, 2024 [Chapman and Cutler LLP Letterhead] January 12, 2024 VIA EDGAR CORRESPONDENCE Lisa Larkin United States Securities and Exchange Commission 100 F Street, N. |
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| January 12, 2024 |
[Chapman and Cutler LLP Letterhead] January 12, 2024 [Chapman and Cutler LLP Letterhead] January 12, 2024 VIA EDGAR CORRESPONDENCE Valerie Lithotomos United States Securities and Exchange Commission 100 F Street, N. |
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| November 13, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| October 27, 2023 |
[Chapman and Cutler LLP Letterhead] October 27, 2023 [Chapman and Cutler LLP Letterhead] October 27, 2023 VIA EDGAR CORRESPONDENCE Kim McManus United States Securities and Exchange Commission 100 F Street, N. |
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| October 11, 2023 |
[Chapman and Cutler LLP Letterhead] October 11, 2023 [Chapman and Cutler LLP Letterhead] October 11, 2023 VIA EDGAR CORRESPONDENCE John F. |
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| September 25, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the references to our firm in this Registration Statement on Form N‐14 of Amplify ETF Trust under the headings “Questions and Answers” and “Other Service Providers” in the Combined Proxy Statement and Prospectus and “Miscellaneous Information” and “Financial Statements” in the Statement of Additional Information. |
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| September 25, 2023 |
[Letterhead of Chapman and Cutler llp] September 25, 2023 [Letterhead of Chapman and Cutler llp] September 25, 2023 VIA EDGAR CORRESPONDENCE Lisa Larkin Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| September 25, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Form N-14 of Amplify ETF Trust of our report dated November 29, 2022, relating to the financial statements and financial highlights of ETFMG Prime Cyber Security ETF, ETFMG Prime Mobile Payments ETF, ETFMG Treatments, Testing and Advancements ETF, BlueStar Israel Technology ETF, Etho Climate Leadership U. |
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| September 25, 2023 |
As filed with the Securities and Exchange Commission on September 25, 2023. As filed with the Securities and Exchange Commission on September 25, 2023. Securities Act File No. 333-273457 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 1 ☒ Post-Effective Amendment No. ☐ Amplify ETF Trust (Exact Name of Registrant as Specified in Charter) 3333 Warrenville |
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| September 25, 2023 |
Amplify ETF Trust 3333 Warrenville Road, Suite 350 Lisle, Illinois 60532 September 25, 2023 Amplify ETF Trust 3333 Warrenville Road, Suite 350 Lisle, Illinois 60532 September 25, 2023 Via EDGAR Correspondence Securities and Exchange Commission 100 F Street, N. |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 14C (RULE 14C-101) INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2) |
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| September 15, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| September 8, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3333 Warrenville Rd, Suite 350 Lisle, |
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| August 24, 2023 |
Amplify ETF Trust 333 Warrenville Road, Suite 350 Lisle, Illinois 60532 August 24, 2023 Amplify ETF Trust 333 Warrenville Road, Suite 350 Lisle, Illinois 60532 August 24, 2023 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission 100 F Street, N. |
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| July 26, 2023 |
Schedule A (As of July 24, 2023) Exhibit (6)(b) Schedule A (As of July 24, 2023) Funds Series Annual Rate of Average Daily Net Assets Initial Board Approval Date Shareholder Approval Date Initial Effective Date Termination Date Amplify Online Retail ETF 0. |
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| July 26, 2023 |
Schedule A Separate Series of Amplify ETF Trust Exhibit (6)(f) Schedule A Fund(s) Separate Series of Amplify ETF Trust Amplify Online Retail ETF Amplify CWP Enhanced Dividend Income ETF Amplify High Income ETF Amplify Emerging Markets FinTech ETF Amplify Seymour Cannabis ETF Amplify Cleaner Living ETF Amplify Digital & Online Trading ETF Amplify International Enhanced Dividend Income ETF Amplify Cybersecurity ETF Amplify Mobile Payments ETF Amp |
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| July 26, 2023 |
As filed with the Securities and Exchange Commission on July 26, 2023. As filed with the Securities and Exchange Commission on July 26, 2023. Securities Act File No. [ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. ☐ Amplify ETF Trust (Exact Name of Registrant as Specified in Charter) 3333 Warrenville Road, Suite 35 |
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| July 26, 2023 |
Exhibit (6)(d) Schedule A (updated and effective as 07/24/2023) Fund(s) Amplify Transformational Data Sharing ETF (BLOK) Amplify Lithium & Battery Technology ETF (BATT) Amplify BlackSwan Growth & Treasury Core ETF (SWAN) Amplify Pure Junior Gold Miners ETF (JGLD) Amplify BlackSwan ISWN ETF (ISWN) Amplify Thematic All-Stars ETF (MVPS) Amplify BlackSwan Tech & Treasury ETF (QSWN) Amplify Inflation Fighter ETF (IWIN) Amplify Junior Silver Miners ETF (SILJ) Amplify Alternative Harvest ETF (MJ) Amplify U. |
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| July 26, 2023 |
[Chapman and Cutler LLP Letterhead] July 26, 2023 Exhibit 12 [Chapman and Cutler LLP Letterhead] July 26, 2023 Board of Trustees ETF Managers Trust 30 Maple Street, Suite 2 Summit, New Jersey 07901 Board of Trustees Amplify ETF Trust 3333 Warrenville Road, Suite 350 Lisle, Illinois 60532 Dear Ladies and Gentlemen: You have requested our opinion regarding certain federal income tax consequences (i) to each series of ETF Managers Trust, a Delaware |
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| July 26, 2023 |
Exhibit 11 July 26, 2023 Amplify ETF Trust 3333 Warrenville Road Lisle, Illinois 60532 Re: Amplify ETF Trust Ladies and Gentlemen: We have acted as special Massachusetts counsel to Amplify ETF Trust (the "Trust") on behalf of the following of its series: Amplify Cybersecurity ETF Amplify Mobile Payments ETF Amplify Junior Silver Miners ETF Amplify Alternative Harvest ETF Amplify U. |
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| July 26, 2023 |
Exhibit (7)(b) EXHIBIT A FUNDS Name of Series Amplify Online Retail ETF Amplify CWP Enhanced Dividend Income ETF Amplify Transformational Data Sharing ETF Amplify Lithium & Battery Technology ETF Amplify BlackSwan Growth & Treasury Core ETF Amplify International Online Retail ETF Amplify High Income ETF Amplify Seymour Cannabis ETF Amplify Pure Junior Gold Miners ETF Amplify BlackSwan ISWN ETF Amp |
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| July 26, 2023 |
to the Custody Agreement Fund Names Separate Series of Amplify ETF Trust Exhibit (9)(b) EXHIBIT B to the Custody Agreement Fund Names Separate Series of Amplify ETF Trust Name of Series Amplify Online Retail ETF Amplify CWP Enhanced Dividend Income ETF Amplify Transformational Data Sharing ETF Amplify Lithium & Battery Technology ETF Amplify BlackSwan Growth & Treasury Core ETF Amplify International Online Retail ETF Amplify High Income ETF Amplify Seymour Cannabis ETF |
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| July 26, 2023 |
Exhibit (1)(b) Amplify ETF Trust (a Massachusetts Business Trust) Amended and Restated Establishment and Designation of Series of Shares of Beneficial Interest (Effective as of June 16, 2023) Whereas, the initial Trustee of the Trust, acting pursuant to Section 4. |
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| July 26, 2023 |
Fund Names Separate Series of Amplify ETF Trust Exhibit (13)(c) Exhibit A to the Fund Accounting Servicing Agreement Fund Names Separate Series of Amplify ETF Trust Name of Series Amplify Online Retail ETF Amplify CWP Enhanced Dividend Income ETF Amplify Transformational Data Sharing ETF Amplify Lithium & Battery Technology ETF Amplify BlackSwan Growth & Treasury Core ETF Amplify International Online Retail ETF Amplify High Income ETF Amplify S |
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| July 26, 2023 |
Fund Names Separate Series of Amplify ETF Trust Exhibit (13)(e) Exhibit A to the Fund Administration Servicing Agreement Fund Names Separate Series of Amplify ETF Trust Name of Series Amplify Online Retail ETF Amplify CWP Enhanced Dividend Income ETF Amplify Transformational Data Sharing ETF Amplify Lithium & Battery Technology ETF Amplify BlackSwan Growth & Treasury Core ETF Amplify International Online Retail ETF Amplify High Income ETF Ampli |
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| July 26, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14)(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Form N-14 of ETF Managers Trust of our report dated November 29, 2022, relating to the financial statements and financial highlights of ETFMG Prime Cyber Security ETF, ETFMG Prime Mobile Payments ETF, ETFMG Treatments, Testing and Advancements ETF, BlueStar Israel Technology ETF, Etho Climate Leadership U. |
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| July 26, 2023 |
Amplify ETF Trust Power of Attorney Exhibit 16 Amplify ETF Trust Power of Attorney Know All Persons By These Presents, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints Bradley H. |
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| July 26, 2023 |
Fund Names Separate Series of Amplify ETF Trust Exhibit (13)(g) Exhibit A to the Transfer Agent Servicing Agreement – Amplify ETF Trust Fund Names Separate Series of Amplify ETF Trust Name of Series Amplify Online Retail ETF Amplify CWP Enhanced Dividend Income ETF Amplify Transformational Data Sharing ETF Amplify Lithium & Battery Technology ETF Amplify BlackSwan Growth & Treasury Core ETF Amplify International Online Retail ETF Amplify High I |
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| July 26, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14)(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the references to our firm in this Registration Statement on Form N-14 of Amplify ETF Trust under the headings “Questions and Answers” and “Other Service Providers” in the Combined Proxy Statement and Prospectus and “Miscellaneous Information” and “Financial Statements” in the Statement of Additional Information. |
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| July 25, 2023 |
[Chapman and Cutler LLP Letterhead] July 25, 2023 [Chapman and Cutler LLP Letterhead] July 25, 2023 VIA EDGAR CORRESPONDENCE Lisa Larken United States Securities and Exchange Commission 100 F Street, N. |
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| July 11, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 24, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| July 6, 2023 |
July 6, 2023 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW - Request for Withdrawal Amplify ETF Trust Registration on Form N-1A Post-Effective Amendment No. |
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| June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 14C (RULE 14C-101) INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2) |
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| June 28, 2023 |
June 28, 2023 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW - Request for Withdrawal Amplify ETF Trust Registration on Form N-1A Post-Effective Amendment No. |
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| June 28, 2023 |
June 28, 2023 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW - Request for Withdrawal Amplify ETF Trust Registration on Form N-1A Post-Effective Amendment No. |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] 1. Investment Company Act File Number: 811-23108 Date examination completed: 10/31/2022 2. State identification Num |
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| December 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] 1. Investment Company Act File Number: 811-23108 Date examination completed: 8/15/2022 2. State identification Numb |
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| October 11, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 24, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 11, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 24, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| September 29, 2022 |
Amplify Cleaner Living ETF Schedule of Investments July 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 29, 2022 |
Amplify BlackSwan Growth & Treasury Core ETF Amplify BlackSwan Growth & Treasury Core ETF Schedule of Investments July 31, 2022 (Unaudited) Description Par Value Value U. |
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| September 29, 2022 |
Amplify BlackSwan Tech & Treasury ETF Amplify BlackSwan Tech & Treasury ETF Schedule of Investments July 31, 2022 (Unaudited) Description Par Value Value U. |
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| September 29, 2022 |
Amplify Seymour Cannabis ETF Schedule of Investments July 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 47. |
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| September 29, 2022 |
Amplify Lithium & Battery Technology ETF Amplify Lithium & Battery Technology ETF Schedule of Investments July 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 29, 2022 |
Amplify Digital & Online Trading ETF Amplify Digital & Online Trading ETF Schedule of Investments July 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 96. |
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| September 29, 2022 |
Amplify CWP Enhanced Dividend Income ETF Amplify CWP Enhanced Dividend Income ETF Schedule of Investments July 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 86. |
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| September 29, 2022 |
Amplify Online Retail ETF Schedule of Investments July 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 29, 2022 |
Amplify Transformational Data Sharing ETF Amplify Transformational Data Sharing ETF Schedule of Investments July 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 90. |
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| September 29, 2022 |
Amplify BlackSwan ISWN ETF Schedule of Investments July 31, 2022 (Unaudited) Description Par Value Value U. |
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| September 29, 2022 |
Amplify Inflation Fighter ETF Consolidated Schedule of Investments July 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 75. |
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| September 29, 2022 |
Amplify Pure Junior Gold Miners ETF Amplify Pure Junior Gold Miners ETF Schedule of Investments July 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 29, 2022 |
Amplify High Income ETF Schedule of Investments July 31, 2022 (Unaudited) Description Shares Value INVESTMENT COMPANIES - 99. |
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| September 29, 2022 |
Amplify Thematic All-Stars ETF Amplify Thematic All-Stars ETF Schedule of Investments July 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 29, 2022 |
Amplify International Online Retail ETF Amplify International Online Retail ETF Schedule of Investments July 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| August 18, 2022 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| August 11, 2022 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| August 4, 2022 |
[Chapman and Cutler LLP Letterhead] August 4, 2022 [Chapman and Cutler LLP Letterhead] August 4, 2022 VIA EDGAR CORRESPONDENCE Dan Greenspan United States Securities and Exchange Commission 100 F Street, N. |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] 1. Investment Company Act File Number: 811-23108 Date examination completed: 4/30/2022 2. State identification Numb |
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| March 25, 2022 |
Amplify Digital & Online Trading ETF Amplify Digital & Online Trading ETF Schedule of Investments January 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 98. |
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| March 25, 2022 |
Amplify Cleaner Living ETF Schedule of Investments January 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| March 25, 2022 |
Amplify CWP Enhanced Dividend Income ETF Amplify CWP Enhanced Dividend Income ETF Schedule of Investments January 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 90. |
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| March 25, 2022 |
Amplify International Online Retail ETF Amplify International Online Retail ETF Schedule of Investments January 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| March 25, 2022 |
Amplify BlackSwan ISWN ETF Schedule of Investments January 31, 2022 (Unaudited) Description Par Value Value U. |
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| March 25, 2022 |
Amplify Pure Junior Gold Miners ETF Amplify Pure Junior Gold Miners ETF Schedule of Investments January 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 96. |
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| March 25, 2022 |
Amplify BlackSwan Tech & Treasury ETF Amplify BlackSwan Tech & Treasury ETF Schedule of Investments January 31, 2022 (Unaudited) Description Par Value Value U. |
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| March 25, 2022 |
Amplify High Income ETF Schedule of Investments January 31, 2022 (Unaudited) Description Shares Value INVESTMENT COMPANIES - 99. |
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| March 25, 2022 |
Amplify BlackSwan Growth & Treasury Core ETF Amplify BlackSwan Growth & Treasury Core ETF Schedule of Investments January 31, 2022 (Unaudited) Description Par Value Value U. |
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| March 25, 2022 |
Amplify Thematic All-Stars ETF Amplify Thematic All-Stars ETF Schedule of Investments January 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| March 25, 2022 |
Amplify Online Retail ETF Schedule of Investments January 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| March 25, 2022 |
Amplify Transformational Data Sharing ETF Amplify Transformational Data Sharing ETF Schedule of Investments January 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 92. |
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| March 25, 2022 |
Amplify Seymour Cannabis ETF Schedule of Investments January 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 54. |
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| March 25, 2022 |
Amplify Lithium & Battery Technology ETF Amplify Lithium & Battery Technology ETF Schedule of Investments January 31, 2022 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| January 31, 2022 |
[Chapman and Cutler LLP Letterhead] January 31, 2022 [Chapman and Cutler LLP Letterhead] January 31, 2022 VIA EDGAR CORRESPONDENCE Ryan Sutcliffe United States Securities and Exchange Commission 100 F Street, N. |
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| January 24, 2022 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| January 19, 2022 |
[Chapman and Cutler LLP Letterhead] January 19, 2022 [Chapman and Cutler LLP Letterhead] January 19, 2022 VIA EDGAR CORRESPONDENCE Ms. Lisa Larkin United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Amplify ETF Trust File Nos. 333-207937; 811-23108 Dear Ms. Larkin This letter responds to your comments, provided by telephone regarding the registration statement filed on Form N-1A (the ?Registration Statement |
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| January 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] 1. Investment Company Act File Number: 811-23108 Date examination completed: 10/31/2021 2. State identification Num |
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| December 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] 1. Investment Company Act File Number: 811-23108 Date examination completed: 8/20/2021 2. State identification Numb |
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| November 22, 2021 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| November 17, 2021 |
[Chapman and Cutler LLP Letterhead] November 17, 2021 [Chapman and Cutler LLP Letterhead] November 17, 2021 VIA EDGAR CORRESPONDENCE Valerie J. |
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| November 12, 2021 |
[Chapman and Cutler LLP Letterhead] November 12, 2021 [Chapman and Cutler LLP Letterhead] November 12, 2021 Lisa Larkin Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| September 29, 2021 |
Amplify Transformational Data Sharing ETF Amplify Transformational Data Sharing ETF Schedule of Investments July 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 29, 2021 |
Amplify Thematic All-Stars ETF Amplify Thematic All-Stars ETF Schedule of Investments July 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 29, 2021 |
Amplify High Income ETF Schedule of Investments July 31, 2021 (Unaudited) Description Shares Value INVESTMENT COMPANIES - 99. |
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| September 29, 2021 |
Amplify BlackSwan ISWN ETF Schedule of Investments July 31, 2021 (Unaudited) Description Par Value Value U. |
|
| September 29, 2021 |
Amplify CWP Enhanced Dividend Income ETF Amplify CWP Enhanced Dividend Income ETF Schedule of Investments July 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 91. |
|
| September 29, 2021 |
Amplify BlackSwan Growth & Treasury Core ETF Amplify BlackSwan Growth & Treasury Core ETF Schedule of Investments July 31, 2021 (Unaudited) Description Par Value Value U. |
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| September 29, 2021 |
Amplify Seymour Cannabis ETF Schedule of Investments July 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 77. |
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| September 29, 2021 |
Amplify Cleaner Living ETF Schedule of Investments July 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 29, 2021 |
Amplify Lithium & Battery Technology ETF Amplify Lithium & Battery Technology ETF Schedule of Investments July 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 29, 2021 |
Amplify Online Retail ETF Schedule of Investments July 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 29, 2021 |
Amplify Pure Junior Gold Miners ETF Amplify Pure Junior Gold Miners ETF Schedule of Investments July 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 29, 2021 |
Amplify International Online Retail ETF Amplify International Online Retail ETF Schedule of Investments July 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 16, 2021 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| September 3, 2021 |
[Chapman and Cutler LLP Letterhead] September 3, 2021 [Chapman and Cutler LLP Letterhead] September 3, 2021 VIA EDGAR CORRESPONDENCE Ms. |
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| August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges Pursuant to Rule 17f-1 [17 CFR 270.17f-1] 1. Investment Company Act File Number: 811-23108 Date examination completed: 4/30/2021 2. State identification Numb |
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| July 9, 2021 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| July 6, 2021 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 19, 2021, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 17, 2021 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| June 10, 2021 |
[Chapman and Cutler LLP Letterhead] June 10, 2021 [Chapman and Cutler LLP Letterhead] June 10, 2021 VIA EDGAR CORRESPONDENCE Mr. Ryan Sutcliffe United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Amplify ETF Trust File Nos. 333-207937; 811-23108 Dear Mr. Sutcliffe This letter responds to your comments, provided by telephone regarding the registration statement filed on Form N-1A for Amplify ETF Trust (th |
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| March 24, 2021 |
Amplify Transformational Data Sharing ETF Amplify Transformational Data Sharing ETF Schedule of Investments January 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 97. |
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| March 24, 2021 |
Amplify CrowdBureau Online Lending and Digital Banking ETF NPORT-EX 2 lendpartf.htm NPORT-EX Amplify CrowdBureau Online Lending and Digital Banking ETF Schedule of Investments January 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 97.9% Communication Services - 0.9% 9F, Inc. - ADR (a) 384 $ 472 Facebook, Inc. - Class A (a) 24 6,200 6,672 Consumer Discretionary - 1.4% Amazon.com, Inc. (a) 2 6,412 MercadoLibre, Inc. (a) 2 3,559 9,971 Financia |
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| March 24, 2021 |
Amplify Pure Junior Gold Miners ETF Amplify Pure Junior Gold Miners ETF Schedule of Investments January 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| March 24, 2021 |
Amplify Lithium & Battery Technology ETF Amplify Lithium & Battery Technology ETF Schedule of Investments January 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
|
| March 24, 2021 |
Amplify CWP Enhanced Dividend Income ETF Amplify CWP Enhanced Dividend Income ETF Schedule of Investments January 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 89. |
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| March 24, 2021 |
Amplify Online Retail ETF Schedule of Investments January 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
|
| March 24, 2021 |
Amplify BlackSwan ISWN ETF Schedule of Investments January 31, 2021 (Unaudited) Description Par Value Value U. |
|
| March 24, 2021 |
Amplify International Online Retail ETF Amplify International Online Retail ETF Schedule of Investments January 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 100. |
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| March 24, 2021 |
Amplify High Income ETF Schedule of Investments January 31, 2021 (Unaudited) Description Shares Value INVESTMENT COMPANIES - 99. |
|
| March 24, 2021 |
Amplify BlackSwan Growth & Treasury Core ETF Amplify BlackSwan Growth & Treasury Core ETF Schedule of Investments January 31, 2021 (Unaudited) Description Par Value Value U. |
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| March 24, 2021 |
Amplify Seymour Cannabis ETF Schedule of Investments January 31, 2021 (Unaudited) Description Shares Value COMMON STOCKS - 100. |
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| January 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 OMB APPROVAL Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges OMB Number: Expires: Estimated average burden hours per response 3235-0359 May 31, 2021 1.5 Pursuant to Rule 17f-1 [17 CFR 270.17f-1] 1. Investm |
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| January 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 OMB APPROVAL Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges OMB Number: Expires: Estimated average burden hours per response 3235-0359 May 31, 2021 1.5 Pursuant to Rule 17f-1 [17 CFR 270.17f-1] 1. Investm |
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| December 16, 2020 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| December 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 14C (RULE 14C-101) INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2) |
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| December 7, 2020 |
[Chapman and Cutler LLP Letterhead] December 7, 2020 [Chapman and Cutler LLP Letterhead] December 7, 2020 VIA EDGAR CORRESPONDENCE Christopher Bellacicco United States Securities and Exchange Commission 100 F Street, N. |
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| November 23, 2020 |
[Chapman and Cutler LLP Letterhead] November 23, 2020 [Chapman and Cutler LLP Letterhead] November 23, 2020 Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| November 19, 2020 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| November 16, 2020 |
[Chapman and Cutler LLP Letterhead] November 16, 2020 [Chapman and Cutler LLP Letterhead] November 16, 2020 VIA EDGAR CORRESPONDENCE Christopher Bellacicco United States Securities and Exchange Commission 100 F Street, N. |
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| November 9, 2020 |
[Chapman and Cutler LLP Letterhead] November 9, 2020 [Chapman and Cutler LLP Letterhead] November 9, 2020 Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| November 6, 2020 |
[On Chapman and Cutler LLP Letterhead] November 6, 2020 [On Chapman and Cutler LLP Letterhead] November 6, 2020 Securities and Exchange Commission 100 F Street, N. |
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| November 6, 2020 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| October 23, 2020 |
[Chapman and Cutler LLP Letterhead] October 23, 2020 [Chapman and Cutler LLP Letterhead] October 23, 2020 VIA EDGAR CORRESPONDENCE Christopher Bellacicco United States Securities and Exchange Commission 100 F Street, N. |
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| October 21, 2020 |
[On Chapman and Cutler LLP Letterhead] October 21, 2020 [On Chapman and Cutler LLP Letterhead] October 21, 2020 Securities and Exchange Commission 100 F Street, N. |
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| October 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-207937 Amplify ETF Trust/The NASDAQ Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 310 Sou |
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| October 16, 2020 |
[On Chapman and Cutler LLP Letterhead] October 16, 2020 [On Chapman and Cutler LLP Letterhead] October 16, 2020 Securities and Exchange Commission 100 F Street, N. |
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| October 16, 2020 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| October 2, 2020 |
[Chapman and Cutler LLP Letterhead] October 2, 2020 [Chapman and Cutler LLP Letterhead] October 2, 2020 VIA EDGAR CORRESPONDENCE Christopher Bellacicco United States Securities and Exchange Commission 100 F Street, N. |
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| September 24, 2020 |
Amplify Online Retail ETF Schedule of Investments July 31, 2020 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 24, 2020 |
Amplify International Online Retail ETF Amplify International Online Retail ETF Schedule of Investments July 31, 2020 (Unaudited) Description Shares Value COMMON STOCKS - 99. |
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| September 24, 2020 |
Amplify High Income ETF Schedule of Investments July 31, 2020 (Unaudited) Description Shares Value INVESTMENT COMPANIES - 99. |
|
| September 24, 2020 |
Amplify CrowdBureau Peer-to-Peer Lending & Crowdfunding ETF Amplify CrowdBureau Peer-to-Peer Lending & Crowdfunding ETF Schedule of Investments July 31, 2020 (Unaudited) Description Shares Value COMMON STOCKS - 91. |
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| September 24, 2020 |
Amplify Transformational Data Sharing ETF Amplify Transformational Data Sharing ETF Schedule of Investments July 31, 2020 (Unaudited) Description Shares Value COMMON STOCKS - 98. |
|
| September 24, 2020 |
Amplify BlackSwan Growth & Treasury Core ETF Amplify BlackSwan Growth & Treasury Core ETF Schedule of Investments July 31, 2020 (Unaudited) Description Par Value Value U. |
|
| September 24, 2020 |
Amplify CWP Enhanced Dividend Income ETF Amplify CWP Enhanced Dividend Income ETF Schedule of Investments July 31, 2020 (Unaudited) Description Shares Value COMMON STOCKS - 91. |
|
| September 24, 2020 |
Amplify Advanced Battery Metals and Materials ETF Amplify Advanced Battery Metals and Materials ETF Schedule of Investments July 31, 2020 (Unaudited) Description Shares Value COMMON STOCKS - 96. |
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| September 24, 2020 |
Amplify Seymour Cannabis ETF Schedule of Investments July 31, 2020 (Unaudited) Description Shares Value COMMON STOCKS - 90. |
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| September 22, 2020 |
[Chapman and Cutler LLP Letterhead] September 22, 2020 [Chapman and Cutler LLP Letterhead] September 22, 2020 Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| August 21, 2020 |
[Chapman and Cutler LLP Letterhead] August 21, 2020 [Chapman and Cutler LLP Letterhead] August 21, 2020 Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| August 11, 2020 |
[Chapman and Cutler LLP Letterhead] August 11, 2020 [Chapman and Cutler LLP Letterhead] August 11, 2020 Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| August 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 OMB APPROVAL Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges OMB Number: Expires: Estimated average burden hours per response 3235-0359 May 31, 2021 1.5 Pursuant to Rule 17f-1 [17 CFR 270.17f-1] 1. Investm |
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| July 9, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 20, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
|
| June 11, 2020 |
[Chapman and Cutler LLP Letterhead] June 11, 2020 [Chapman and Cutler LLP Letterhead] June 11, 2020 VIA EDGAR CORRESPONDENCE Megan Miller United States Securities and Exchange Commission 100 F Street, N. |
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| April 9, 2020 |
IBUY / Amplify Online Retail ETF AW - - AW AW 1 s124483aw.htm AW April 9, 2020 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW - Request for Withdrawal Amplify ETF Trust Post-Effective Amendment No. 55 (Registration Statement File Nos. 333-207937, 811-23108) Ladies and Gentlemen: Pursuant to Rule 477 of Regulation C under the Securities Act of 1933, as amended, on behal |
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| March 30, 2020 |
IBUY / Amplify Online Retail ETF N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Amplify ETF Trust (Exact name of registrant as specified in charter) 310 South Hale Street Wheaton, IL 60187 (Address of principal executive offices) (Zip code) Christian Magoon Amplify ETF Trust 310 South Hale Street Wheaton, IL 6018 |
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| March 30, 2020 |
I, Christian Magoon, certify that: Exhibit 99.CERT CERTIFICATION I, Christian Magoon, certify that: 1. I have reviewed this report on Form N-Q of Amplify ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| March 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-23108 Amplify ETF Trust (Exact name of registrant as specified in charter) 310 South Hale Street, Wheaton, IL 60187 (Address of principal executive offices) (Zip code) National Corporate Research, Ltd., 10 |
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| March 30, 2020 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Christian Magoon, certify that: 1. |
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| February 24, 2020 |
IBUY / Amplify Online Retail ETF CORRESP - - CORRESP 1 filename1.htm February 24, 2020 Via EDGAR Correspondence Filing Christopher Bellacicco Jacob Sandoval Disclosure Review and Accounting Office Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Amplify ETF Trust (Amplify Seymour Cannabis ETF (the “Fund”) ) 485APOS - File No. 333-207937 Dear Mr. Bellacicco and Mr. Sandova |
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| January 24, 2020 |
IBUY / Amplify Online Retail ETF 40-17F1 - - AMPLIFY ETF TRUST - AMPLIFY SEYMOUR CANNABIS ETF 40-17F1 1 r17f10120.htm AMPLIFY ETF TRUST - AMPLIFY SEYMOUR CANNABIS ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 OMB APPROVAL Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges OMB Number: Expires: Estimated average burden hours per response 3235-0 |
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| December 30, 2019 |
[On Chapman and Cutler LLP Letterhead] December 30, 2019 [On Chapman and Cutler LLP Letterhead] December 30, 2019 Securities and Exchange Commission 100 F Street, N. |
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| November 27, 2019 |
IBUY / AMPLIFY ETF TR 40-17F1 - - AMPLIFY ETF TRUST - AMPLIFY SEYMOUR CANNABIS ETF 40-17F1 1 r17f11119.htm AMPLIFY ETF TRUST - AMPLIFY SEYMOUR CANNABIS ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-1 OMB APPROVAL Certificate of Accounting of Securities and Similar Investments of a Management Investment Company in the Custody of Members of National Securities Exchanges OMB Number: Expires: Estimated average burden hours per response 3235-0 |
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| September 30, 2019 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 EX-99.CERT CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 I, Christian Magoon, certify that: 1. I have reviewed this report on Form N-Q of the Amplify Seymour Cannabis ETF, a series of the Amplify ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stateme |
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| September 30, 2019 |
N-Q 1 nq0719.htm AMPLIFY ETF TRUST - AMPLIFY SEYMOUR CANNABIS ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-23108 Amplify ETF Trust (Exact name of registrant as specified in charter) 310 South Hale Street, Wheaton, IL 60187 (Address of principal e |
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| September 30, 2019 |
IBUY / AMPLIFY ETF TR 8-A12B - - 8-A12B 8-A12B 1 s1205908a12b.htm 8-A12B Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 S |
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| September 23, 2019 |
IBUY / AMPLIFY ETF TR N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23108 Amplify ETF Trust (Exact name of registrant as specified in charter) 310 South Hale Street Wheaton, IL 60187 (Address of principal executive offices) (Zip code) Christian Magoon Amplify ET |
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| September 23, 2019 |
I, Christian Magoon, certify that: EX-99.CERT 2 s120384ex99cert.htm EXHIBIT 99.CERT Exhibit 99.CERT CERTIFICATION I, Christian Magoon, certify that: 1. I have reviewed this report on Form N-Q of Amplify ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stateme |
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| July 3, 2019 |
IBUY / AMPLIFY ETF TR 8-A12B - - 8-A12B Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| July 3, 2019 |
IBUY / AMPLIFY ETF TR CORRESP - - CORRESP 1 filename1.htm [Chapman and Cutler LLP Letterhead] July 3, 2019 VIA EDGAR CORRESPONDENCE Jay Williamson United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Amplify ETF Trust File Nos. 333-207937; 811-23108 Dear Mr. Williamson: This letter responds to your comments, provided by telephone regarding the registration statement filed on Form N-1A for |
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| June 18, 2019 |
IBUY / AMPLIFY ETF TR CORRESP - - [Chapman and Cutler LLP Letterhead] June 18, 2019 VIA EDGAR CORRESPONDENCE Jay Williamson United States Securities and Exchange Commission 100 F Street, N. |
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| June 6, 2019 |
IBUY / AMPLIFY ETF TR CORRESP - - CORRESP 1 filename1.htm Amplify ETF Trust 310 South Hale Street Wheaton, Illinois 60187 June 6, 2019 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Request for Acceleration of Form N-14 (File No. 333-230608) Ladies and Gentlemen: The undersigned, Amplify ETF Trust (the “Registrant”) and Foreside Fund Services, LLC, the principal underwriter |
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| May 28, 2019 |
Amended and Restated Establishment and Designation of Series Exhibit (1)(b) Amplify ETF Trust (a Massachusetts Business Trust) Amended and Restated Establishment and Designation of Series of Shares of Beneficial Interest (Effective as of March 12, 2019) Whereas, the initial Trustee of the Trust, acting pursuant to Section 4. |
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| May 28, 2019 |
Form of Distribution Agreement Exhibit (7) Execution Version ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the “Agreement”) is made this day of 2018, by and between Amplify ETF Trust (the “Trust”) having its principal place of business at 310 S. |
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| May 28, 2019 |
Revised Exhibit A to the Fund Administration Servicing Agreement Exhibit (13)(e) Exhibit A to the Fund Administration Servicing Agreement Fund Names Separate Series of Amplify ETF Trust Name of Series Amplify Online Retail ETF Amplify YieldShares CWP Dividend & Option Income ETF Amplify Transformational Data Sharing ETF Amplify Advanced Battery Metals and Materials ETF Amplify EASI Tactical Growth ETF Amplify BlackSwan Growth & Treasury Core ETF Amplify Interna |
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| May 28, 2019 |
Exhibit (10) Amplify ETF Trust Distribution and Service Plan 1. The Trust. Amplify ETF Trust (the “Trust”) is an open-end management investment company registered as such under the Investment Company Act of 1940, as amended (the “1940 Act”), and organized as a series trust (each such series is referred to herein as a “Fund”). 2. The Plan. The Trust desires to adopt a plan of distribution pursuant |
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| May 28, 2019 |
Amended Exhibit A to the Investment Management Agreement Exhibit (6)(b) Schedule A (As of May 28, 2019) Funds Series Annual Rate of Average Daily Net Assets Initial Board Approval Date Shareholder Approval Date Initial Effective Date Termination Date Amplify Online Retail ETF 0. |
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| May 28, 2019 |
Amended Exhibit A to the Penserra Investment Sub-Advisory Agreement Exhibit (6)(i) Schedule A (updated 05/28/2019) Funds(s) Amplify Online Retail ETF (IBUY) Amplify YieldShares CWP Dividend & Option Income ETF (DIVO) Amplify EASI Tactical Growth Index ETF (EASI) Amplify International Online Retail ETF (XBUY) Amplify CrowdBureau® Peer-to-Peer Lending & Crowdfunding ETF (LEND) Amplify High Income ETF (YYY) |
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| May 28, 2019 |
As filed with the Securities and Exchange Commission on May 28, 2019. As filed with the Securities and Exchange Commission on May 28, 2019. Securities Act File No. 333-230608 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. [1] Post-Effective Amendment No. ☐ Amplify ETF Trust (Exact Name of Registrant as Specified in Charter) 310 South Hale Street W |
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| May 28, 2019 |
Revised Exhibit A to the Transfer Agent Servicing Agreement Exhibit (13)(g) Exhibit A to the Transfer Agent Servicing Agreement – Amplify ETF Trust Fund Names Separate Series of Amplify ETF Trust Name of Series Amplify Online Retail ETF Amplify YieldShares CWP Dividend & Option Income ETF Amplify Transformational Data Sharing ETF Amplify Advanced Battery Metals and Materials ETF Amplify EASI Tactical Growth ETF Amplify BlackSwan Growth & Treasury Core ETF |
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| May 28, 2019 |
Consent of Cohen & Company, Ltd. with respect to Form N-14 Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 28, 2019, relating to the financial statements and financial highlights of YieldShares High Income ETF, a series of Exchange Traded Concepts Trust, for the year ended December 31, 2018, and to the references to our firm under the headings “Additional Information about ETC Trust and Amplify Trust,” and “Financial Highlights” in the Combined Proxy Statement/Prospectus and “Miscellaneous Information” and “Financial Statements” in the Statement of Additional Information. |
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| May 28, 2019 |
[Chapman and Cutler LLP Letterhead] May 28, 2019 COVER 17 filename17.htm [Chapman and Cutler LLP Letterhead] May 28, 2019 Division of Investment Management Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 RE: Amplify ETF Trust To Whom It May Concern: On behalf of the Amplify ETF Trust (the “Registrant”), we are transmitting for electric filing under the Securities Act of 1933, as amended (the “1933 Act”), Pre-Effective |
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| May 28, 2019 |
Revised Exhibit A to the Fund Accounting Servicing Agreement Exhibit (13)(c) Exhibit A to the Fund Accounting Servicing Agreement Fund Names Separate Series of Amplify ETF Trust Name of Series Amplify Online Retail ETF Amplify YieldShares CWP Dividend & Option Income ETF Amplify Transformational Data Sharing ETF Amplify Advanced Battery Metals and Materials ETF Amplify EASI Tactical Growth ETF Amplify BlackSwan Growth & Treasury Core ETF Amplify Internation |
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| May 28, 2019 |
Amended Schedule B to the Custodian Agreement Exhibit (9)(b) EXHIBIT B to the Custody Agreement Fund Names Separate Series of Amplify ETF Trust Name of Series Amplify Online Retail ETF Amplify YieldShares CWP Dividend & Option Income ETF Amplify Transformational Data Sharing ETF Amplify Advanced Battery Metals and Materials ETF Amplify EASI Tactical Growth ETF Amplify BlackSwan Growth & Treasury Core ETF Amplify International Online Retail ET |
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| April 26, 2019 |
IBUY / AMPLIFY ETF TR DEL AM DEL AM [Chapman and Cutler LLP Letterhead] April 26, 2019 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission 100 F Street, N. |
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| April 25, 2019 |
IBUY / AMPLIFY ETF TR CORRESP - - [Chapman and Cutler LLP Letterhead] April 25, 2019 VIA EDGAR CORRESPONDENCE Jay Williamson United States Securities and Exchange Commission 100 F Street, N. |
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| April 23, 2019 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| March 29, 2019 |
Exhibit (17) Please detach at perforation before mailing. EVERY SHAREHOLDER’S VOTE IS IMPORTANT! VOTE THIS PROXY CARD TODAY! PROXY EXCHANGE TRADED CONCEPTS TRUST PROXY SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON [ , ] The Special Meeting of Shareholders of the YieldShares High Income ETF, a series of Exchange Traded Concepts Trust (the “Trust”), will be held [ , ] at [10:00 a.m.]. Central time, |
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| March 29, 2019 |
[Chapman and Cutler LLP Letterhead] March 29, 2019 COVER 13 filename13.htm [Chapman and Cutler LLP Letterhead] March 29, 2019 Division of Investment Management Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 RE: Amplify ETF Trust To Whom It May Concern: On behalf of the Amplify ETF Trust (the “Trust” or the “Registrant”), we hereby file the Registrant’s registration statement on Form N-14 (the “Registration Statement”) |
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| March 29, 2019 |
Consent of Cohen & Company, Ltd. with respect to Form N-14 EX-99.(14) 4 s117068ex14.htm EXHIBIT (14) Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 28, 2019, relating to the financial statements and financial highlights of YieldShares High Income ETF, a series of Exchange Traded Concepts Trust, for the year en |
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| March 29, 2019 |
Exhibit (11) March 29, 2019 Amplify ETF Trust 310 South Hale Street Wheaton, Illinois 60187 Re: Amplify ETF Trust Ladies and Gentlemen: We have acted as special Massachusetts counsel to Amplify ETF Trust (the “Trust”) on behalf of its series, Amplify High Income ETF (the “Acquiring Fund”), in com1ection with the Trust’s Registration Statement on Form N-14 to be filed with the Securities and Exchan |
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| March 29, 2019 |
Form of Opinion as to Tax Matters and Consent Exhibit (12) [CHAPMAN AND CUTLER LLP LETTERHEAD] , 2019 Board of Trustees Exchange Traded Concepts Trust YieldShares High Income ETF 10900 Hefner Pointe Drive, Suite 207 Oklahoma City, Oklahoma 73120 Board of Trustees Amplify ETF Trust Amplify High Income ETF 310 South Hale Street Wheaton, Illinois 60187 Dear Ladies and Gentlemen: You have requested our opinion regarding certain federal income tax |
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| March 29, 2019 |
Exhibit (16) Amplify ETF Trust Power of Attorney Know All Persons By These Presents, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints Bradley H. |
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| March 29, 2019 |
As filed with the Securities and Exchange Commission on March 29, 2019. As filed with the Securities and Exchange Commission on March 29, 2019. Securities Act File No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. ☐ Amplify ETF Trust (Exact Name of Registrant as Specified in Charter) 310 South Hale Street Wheaton, Ill |
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| March 20, 2019 |
IBUY / AMPLIFY ETF TR N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23108 Amplify ETF Trust (Exact name of registrant as specified in charter) 310 South Hale Street Wheaton, IL 60187 (Address of principal executive offices) (Zip code) Christian Magoon Amplify ET |
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| March 20, 2019 |
I, Christian Magoon, certify that: Exhibit 99.CERT CERTIFICATION I, Christian Magoon, certify that: 1. I have reviewed this report on Form N-Q of Amplify ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| February 5, 2019 |
[Chapman and Cutler LLP Letterhead] February 5, 2019 [Chapman and Cutler LLP Letterhead] February 5, 2019 Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| January 22, 2019 |
[Chapman and Cutler LLP Letterhead] January 22, 2019 VIA EDGAR CORRESPONDENCE Jay Williamson United States Securities and Exchange Commission 100 F Street, N. |
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| January 17, 2019 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| November 1, 2018 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| October 23, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 5, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 10, 2018 |
[Chapman and Cutler LLP Letterhead] October 10, 2018 VIA EDGAR CORRESPONDENCE Jay Williamson United States Securities and Exchange Commission 100 F Street, N. |
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| September 25, 2018 |
I, Christian Magoon, certify that: Exhibit 99.CERT CERTIFICATION I, Christian Magoon, certify that: 1. I have reviewed this report on Form N-Q of Amplify ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| September 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23108 Amplify ETF Trust (Exact name of registrant as specified in charter) 310 South Hale Street Wheaton, IL 60187 (Address of principal executive offices) (Zip code) Christian Magoon Amplify ET |
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| September 14, 2018 |
[Chapman and Cutler LLP Letterhead] September 14, 2018 [Chapman and Cutler LLP Letterhead] September 14, 2018 Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| August 17, 2018 |
[Chapman and Cutler LLP Letterhead] August 17, 2018 [Chapman and Cutler LLP Letterhead] August 17, 2018 Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| June 26, 2018 |
[Chapman and Cutler LLP Letterhead] June 26, 2018 [Chapman and Cutler LLP Letterhead] June 26, 2018 Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| June 13, 2018 |
8-A12B 1 fp00339868a12b.htm Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South |
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| June 5, 2018 |
June 5, 2018 VIA EDGAR CORRESPONDENCE Jay Williamson Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| May 30, 2018 |
May 30, 2018 VIA EDGAR CORRESPONDENCE Jay Williamson Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| May 18, 2018 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| May 17, 2018 |
May 17, 2018 VIA EDGAR CORRESPONDENCE Jay Williamson Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| May 16, 2018 |
15-12B 1 fp00335371512b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 15 CERTIFICATE AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934. Commission File Number 333-207937 Amplify ETF Trust (Exact name of r |
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| May 11, 2018 |
May 11, 2018 VIA EDGAR CORRESPONDENCE Jay Williamson Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street N. |
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| April 23, 2018 |
25 1 fp003282025.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-207937 Amplify ETF Trust/Cboe BZX Exchange, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or re |
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| April 23, 2018 |
25 1 fp003281925.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-207937 Amplify ETF Trust/Cboe BZX Exchange, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or re |
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| April 17, 2018 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South Hale Street Wheaton, Illinoi |
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| April 17, 2018 |
8-A12B 1 fp00327028a12b.htm Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Amplify ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 310 South |
