الإحصائيات الأساسية
| CIK | 1021917 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Awaysis Capital, Inc.
SEC Filings (Chronological Order)
توفر هذه الصفحة قائمة كاملة ومرتبة ترتيبًا زمنيًا لتصريحات هيئة الأوراق المالية والبورصات، باستثناء تصريحات الملكية التي نقدمها في مكان آخر.
| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (RULE 14c-101) (Amendment No. 1) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information |
|
| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 31, 2025 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| August 5, 2025 |
AMENDMENT TO AGREEMENT TO SECURED PROMISSORY NOTE Exhibit 10.1 AMENDMENT TO AGREEMENT TO SECURED PROMISSORY NOTE This Third Amendment to Secured Promissory Note dated July 31, 2025 amends a certain Secured Promissory Note dated December 1, 2024 and its subsequent amendments between BOS Investments Belize, Inc. (“Holder”) and Awaysis Capital, Inc., a Delaware corporation (“Borrower”). WHEREAS Holder and Borrower have entered into a secured promiss |
|
| July 2, 2025 |
SECOND AMENDMENT TO SECURED PROMISSORY NOTE Exhibit 10.1 SECOND AMENDMENT TO SECURED PROMISSORY NOTE This Second Amendment to Secured Promissory Note dated June 25, 2025 amends a certain Secured Promissory Note dated December 1, 2024 and its subsequent amendment by Amendment to Agreement to Secured Promissory Note dated December 31, 2024 between BOS Investments Belize, Inc. (“Holder”) and Awaysis Capital, Inc., a Delaware corporation (“Borr |
|
| July 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 30, 2025 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-21477 AWAYSIS CAPITAL, INC. |
|
| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 21, 2025 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Num |
|
| May 23, 2025 |
Convertible Promissory Note with Andrew Trumbach Exhibit 10.1 THIS CONVERTIBLE PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY OTHER JURISDICTION AND MAY NOT BE OFFERED FOR SALE, SOLD, ASSIGNED, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED, NOR WILL ANY ASSIGNEE, VENDEE, TRANSFEREE, OR ENDORSEE THEREOF BE RECOGNIZED AS HAVING ACQUIRED ANY SUCH UNITS BY THE |
|
| May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F |
|
| May 12, 2025 |
Exhibit 10.32 AMENDMENT TO AGREEMENT TO SECURED PROMISSORY NOTE This Amendment to Secured Promissory Note dated December I, 2024 and executed December 26, 2024 is dated December 31, 2024 between BOS Investments Belize, Inc. (“Holder”) and Awaysis Capital, Inc., a Delaware corporation (“Borrower”). WHEREAS Holder and Borrower have entered into a secured promissory note for the repayment of SIX MILL |
|
| May 12, 2025 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Awaysis Capital, LLC., a Florida single member limited liability company Awaysis Casamora Limited, a Belize single member limited liability corporation Chial Mountain Ltd., a Belize limited liability corporation Awaysis Belize Ltd., a Belize limited liability corporation |
|
| May 12, 2025 |
As filed with the U.S. Securities and Exchange Commission on May 12, 2025 As filed with the U.S. Securities and Exchange Commission on May 12, 2025 Registration No. 333-275922 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Awaysis Capital, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Inc |
|
| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 22, 2025 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File N |
|
| April 22, 2025 |
Exhibit 3.4 BYLAWS OF AWAYSIS CAPITAL, INC. Article I SHAREHOLDERS 1. ANNUAL SHAREHOLDERS’ MEETING. The annual shareholders’ meeting shall be held on the date and at the time and place fixed from time to time by the Board of Directors. 2. SPECIAL SHAREHOLDERS’ MEETING. A special shareholders’ meeting for any purpose or purposes, may be called by the Board of Directors or the president. The Corpora |
|
| April 22, 2025 |
Certificate of Amendment of Certificate of Incorporation Exhibit 3.2 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION The corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify: FIRST: That at a meeting of the Board of Directors of ASPI, Inc. Resolutions were adopted setting forth a proposed amendment of the Certificate of Incorporation of said corporat |
|
| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission file number: 000-21477 |
|
| April 22, 2025 |
Exhibit 3.1 ARTICLES OF INCORPORATION OF ASPI INC. FIRST. The name of the Corporation is ASPI, Inc. SECOND. The name and address of the corporation’s registered office in the State of Delaware are Corporation Service Company, 2711 Centerville Road, Suite 490, Wilmington. Delaware 19808. County of New Castle. THIRD. The purpose of the corporation is to engage in any lawful act or activity for which |
|
| April 22, 2025 |
Description of Registrant’s Securities Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of the common stock of Awaysis Capital, Inc. (referred to as “the Company”, “we”, “us” and “our” unless specified otherwise) is based upon relevant provisions of the Company’s Articles of Incorporation, as amended (the “Certificate of Incorporati |
|
| April 22, 2025 |
Certificate of Amendment to Articles of Incorporation Exhibit 3.3 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF JV GROUP, INC. JV Group, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify as follows: 1. The name of the Corporation is JV Group, Inc. and the Corporation was originally incorporated |
|
| April 22, 2025 |
Amendment to Agreement to Secured Promissory Note Exhibit 10.32 AMENDMENT TO AGREEMENT TO SECURED PROMISSORY NOTE This Amendment to Secured Promissory Note dated December 1, 2024 and executed December 26, 2024 is dated December 31, 2024 between BOS Investments Belize, Inc. (“Holder”) and Awaysis Capital, Inc., a Delaware corporation (“Borrower”). WHEREAS Holder and Borrower have entered into a secured promissory note for the repayment of SIX MILL |
|
| April 22, 2025 |
Form of Residential Lease for Single Family Home and Duplex Exhibit 10.25 Residential Lease for Single Family home and Duplex FLORIDA ASSOCIATION OF REALTORS® (For A Term Not To Exceed One Year) INSTRUCTIONS: 1. Licensee: Give this disclosure to the Landlord prior to your assisting with the completion of the attached Lease. 2. Licensee: As the person assisting with the completion of the attached form, insert your name in the first (5) blank “Name” spaces b |
|
| April 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 14, 2025 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File N |
|
| April 18, 2025 |
Exhibit 10.1 AMENDMENT TO AGREEMENT OF PURCHASE AND SALE AND FIRST SECURED PRIMISSORY NOTE This Amendment to the Agreement of Purchase and Sale and First Secured Promissory Note dated December 20, 2024 and executed December 31, 2024 is dated February 15, 2025 between Chial Mountain Ltd. (“Seller”) and Awaysis Belize Ltd. together with its subsidiaries, affiliates, successors, assigns, collectively |
|
| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-21477 AWAYSIS CAPITAL, INC. |
|
| February 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (RULE 14c-101) (Amendment No. ) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information S |
|
| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
|
| February 5, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 30, 2025 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File |
|
| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 31, 2024 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporati |
|
| February 5, 2025 |
Agreement, dated December 5, 2024, between Ewigi Liabi Ltd. and Chial Mountain Ltd. Exhibit 10.1 BELIZE 2024 CENTURY 21 BTAL THIS AGREEMENT is made the 5th day of DECEMBER, Two Thousand and Twenty-Four. BETWEEN Ewigi Liaebi Ltd. of Belize, Cayo, San Ignacio Town, Mile 71, George Price Highway (hereinafter referred to as “the Vendor”) of the One Part; and Chial Mountain Ltd. of #2 North Front Street, Belize City, Belize District, Belize C.A. (hereinafter referred to as “the Purcha |
|
| February 5, 2025 |
Assignment of Land Purchase Contract, dated January 30, 2025 Exhibit 10.2 ASSIGNMENT OF LAND PURCHASE CONTRACT This Assignment of Land Purchase Contract is dated January 30th, 2025 and is executed between Chial Mountain Ltd. (“Assignor”) and Awaysis Belize Ltd. together with its subsidiaries, affiliates, successors, assigns, collectively, (“Assignee”). WHEREAS Assignor and Assignee have entered into a binding contract for the purchase of substantially all t |
|
| January 31, 2025 |
Form of Rental Pool Management Agreement Exhibit 10.22 MANAGEMENT AGREEMENT BELIZE RENTAL POOL MANAGEMENT AGREEMENT THIS AGREEMENT is made theday of , BETWEENof(the “Owner”) of the ONE PART andof (the “Manager”) of the OTHER PART. WHEREAS: A. The Owner is the owner of the Strata Lot ——— (the “Unit”) in the Development (as hereinafter defined) and is a member of the Strata Corporation; B. The Owner has the full right, title, power and aut |
|
| January 31, 2025 |
Exhibit 107.1 Calculation of Filing Fee Table FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Form Type) Awaysis Capital, Inc. (Exact Name of Registrant As Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title (1) Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price (2) Fee Ra |
|
| January 31, 2025 |
Assignment of Land Purchase Contract, dated January 30, 2025 Exhibit 10.30 ASSIGNMENT OF LAND PURCHASE CONTRACT This Assignment of Land Purchase Contract is dated January 30th, 2025 and is executed between Chial Mountain Ltd. (“Assignor”) and Awaysis Belize Ltd. together with its subsidiaries, affiliates, successors, assigns, collectively, (“Assignee”). WHEREAS Assignor and Assignee have entered into a binding contract for the purchase of substantially all |
|
| January 31, 2025 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Awaysis Capital, LLC., a Florida single member limited liability company Awaysis Casamora Limited, a Belize single member limited liability corporation Awaysis Belize Limited, a Belize limited liability corporation |
|
| January 31, 2025 |
Exhibit 10.20 COMMERCIAL LEASE THIS COMMERCIAL LEASE (hereinafter called “lease”) is made and entered into on the 1st day of September 2024 by and between: 1. Awaysis Casamora Limited, a company duly incorporated under the Laws of Belize with registered office at 2 North Front Street, Belize City, Belize, of the one part (hereinafter called “Landlord”), and 2. American Services and Technology LLC, |
|
| January 31, 2025 |
Agreement, dated December 5, 2024, between Ewigi Liabi Ltd. and Chial Mountain Ltd. Exhibit 10.29 BELIZE 2024 CENTURY 21 BTAL THIS AGREEMENT is made the 5th day of DECEMBER, Two Thousand and Twenty-Four. BETWEEN Ewigi Liaebi Ltd. of Belize, Cayo, San Ignacio Town, Mile 71, George Price Highway (hereinafter referred to as “the Vendor”) of the One Part; and Chial Mountain Ltd. of #2 North Front Street, Belize City, Belize District, Belize C.A. (hereinafter referred to as “the Purch |
|
| January 31, 2025 |
Form of Rental Program Management Agreement Exhibit 10.23 RENTAL PROGRAM MANAGEMENT AGREEMENT This Agreement dated as of the , day of , 20 . BETWEEN: (the “Owner”) AND: Awaysis Capital, Inc. 3400 Lakeside Drive, Suite 100, Miramar FL 33027 (the “Manager”) “Unit #”: “Strata #”: “Commencement Date”: Starting from closing date: , 20 . WHEREAS: A. The Owner is the owner of the Unit and a member of the Strata Corporation (as defined herein); B. |
|
| January 31, 2025 |
As filed with the U.S. Securities and Exchange Commission on January 31, 2025 As filed with the U.S. Securities and Exchange Commission on January 31, 2025 Registration No. 333-275922 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Awaysis Capital, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of |
|
| January 31, 2025 |
Exhibit 10.19 COST-PLUS CONSTRUCTION CONTRACT This Cost-Plus Construction Contract (the “Contract”) is effective the 30th day of November 2022: BETWEEN: R&B CONSTRUCTION COMPANY LIMITED (“CONTRACTOR”), with address at: No.15 “A” Street, King’s Park, Belize City, Belize AND: AWAYSIS BELIZE LTD. (“AWAYSIS”), with c/o office located at: #1 Mapp St, Belize City, Belize WHEREAS AWAYSIS is desirous of e |
|
| January 31, 2025 |
Exhibit 10.21 COMMERCIAL LEASE THIS COMMERCIAL LEASE (hereinafter called “lease”) is made and entered into on the 1st day of September 2024 by and between: 1. Awaysis Casamora Limited, a company duly incorporated under the Laws of Belize with registered office at 2 North Front Street, Belize City, Belize, of the one part (hereinafter called “Landlord”), and 2. American Services and Technology LLC, |
|
| January 31, 2025 |
Form of Short-Term Rental Agreement Exhibit 10.24 Awaysis Rental Agreement This Short-Term Rental Agreement (hereinafter: the “Agreement”) is entered into and made effective as of the signing date by and between the Property Owner/Operator (“Operator”) and the Guest (together - the “Parties”). Terms not specified in this Agreement shall be in accordance with the House rules or the Reservation policies which are provided separately b |
|
| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (RULE 14c-101) (Amendment No. ) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information S |
|
| January 7, 2025 |
Stock Purchase and Sale Agreement, entered into on December 31, 2024 (10) Exhibit 10.2 STOCK PURCHASE AND SALE AGREEMENT Awaysis Belize Ltd. This Stock Purchase and Sale Agreement (“Agreement”) is to purchase one hundred percent (100%) of the outstanding and issued Stock of Awaysis Belize Ltd., a Belize corporation is entered into Andrew Trumbach and Michael Singh (collectively the “Seller”), Awaysis Belize Ltd., a Belize corporation (the “Company”), and Awaysis Capital |
|
| January 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 31, 2024 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission Fil |
|
| January 7, 2025 |
Secured Promissory Note with Michael Singh, entered into on December 31, 2024 (10) Exhibit 10.3 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION TO THE REGISTRATION REQUIREMENTS OF SUCH ACT OR SUCH LAWS. FIRST PROMISSORY NOTE |
|
| January 7, 2025 |
Agreement of Purchase and Sale, entered into on December 31, 2024 (10) Exhibit 10.1 AGREEMENT OF PURCHASE AND SALE THIS AGREEMENT OF PURCHASE AND SALE (“Agreement”) is made and entered into this 20th day of December 2024 by and between Chial Mountain Ltd. (“Seller”), and Awaysis Belize Ltd., (together with its subsidiaries, affiliates, successors, and assigns, collectively, (“Purchaser”). WHEREAS Seller with full authority to sell the shares and properties more fully |
|
| January 7, 2025 |
Senior Convertible Promissory Note with Michael Singh, entered into on December 31, 2024 (10) Exhibit 10.4 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
|
| December 30, 2024 |
Secured Promissory Note with BOS Investment Inc., dated December 1, 2024 (9) Exhibit 10.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION TO THE REGISTRATION REQUIREMENTS OF SUCH ACT OR SUCH LAWS. SECURED PROMISSORY NO |
|
| December 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 20, 2024 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission Fil |
|
| November 19, 2024 |
Promissory Note with BOS Investment Inc. dated November 15, 2024 (8) Exhibit 10.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION TO THE REGISTRATION REQUIREMENTS OF SUCH ACT OR SUCH LAWS. SECURED PROMISSORY NO |
|
| November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-21477 AWAYSIS CAPITAL, INC. |
|
| November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 15, 2024 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission Fil |
|
| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report |
|
| October 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission file number: 000-21477 AWAYSIS CAPITAL, IN |
|
| October 11, 2024 |
Description of Registrant’s Securities Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of the common stock of Awaysis Capital, Inc. (referred to as “the Company”, “we”, “us” and “our” unless specified otherwise) is based upon relevant provisions of the Company’s Articles of Incorporation, as amended (the “Certificate of Incorporati |
|
| October 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo |
|
| September 23, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 13, 2024 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission Fi |
|
| September 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 16, 2024 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission Fi |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 24, 2024 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) |
|
| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 29, 2024 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| August 7, 2024 |
Promissory Note with Harthorne Capital Inc. (7) Exhibit 10.1 THIS CONVERTIBLE PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY OTHER JURISDICTION AND MAY NOT BE OFFERED FOR SALE, SOLD, ASSIGNED, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED, NOR WILL ANY ASSIGNEE, VENDEE, TRANSFEREE, OR ENDORSEE THEREOF BE RECOGNIZED AS HAVING ACQUIRED ANY SUCH UNITS BY THE |
|
| August 7, 2024 |
First Amendment to Employment Agreement with Michael Singh (5) Exhibit 10.1 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT First Amendment (“Amendment”), dated June 29, 2024, to the Employment Agreement dated February 13, 2022 (the “Agreement”), by and between AWAYSIS CAPITAL, INC., a Delaware corporation (hereinafter referred to as the “Company”), and MICHAEL SINGH (hereinafter referred to as the “Employee”). RECITALS WHEREAS, the Company and the Employee entered i |
|
| August 7, 2024 |
First Amendment to Employment Agreement with Andrew Trumbach (5) Exhibit 10.2 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT First Amendment (“Amendment”), dated June 29, 2024, to the Employment Agreement dated February 9, 2023 (the “Agreement”), by and between AWAYSIS CAPITAL, INC., a Delaware corporation (hereinafter referred to as the “Company”), and ANDREW E. TRUMBACH (hereinafter referred to as the “Employee”). RECITALS WHEREAS, the Company and the Employee enter |
|
| July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission file number: 000-21477 |
|
| July 22, 2024 |
Stock Option Agreement with Andrew Trumbach Exhibit 10.11 AWAYSIS CAPITAL, INC. NON-STATUTORY COMMON STOCK OPTION AGREEMENT AGREEMENT made as of the 13th day of February, 2023 (the “Grant Date”) by and between AWAYSIS CAPITAL, INC., a Delaware corporation (the “Company”) and Andrew Trumbach (the “Holder”). WHEREAS, pursuant to that Employment Agreement (the “Employment Agreement”) between the Company and the Holder dated as of the Grant Dat |
|
| July 22, 2024 |
Stock Option Agreement with Michael Singh Exhibit 10.10 AWAYSIS CAPITAL, INC. NON-STATUTORY COMMON STOCK OPTION AGREEMENT AGREEMENT made as of the 13th day of February, 2023 (the “Grant Date”) by and between AWAYSIS CAPITAL, INC., a Delaware corporation (the “Company”) and Michael Singh (the “Holder”). WHEREAS, pursuant to that Employment Agreement (the “Employment Agreement”) between the Company and the Holder dated as of the Grant Date, |
|
| July 22, 2024 |
Employment Agreement with Andrew Trumbach Exhibit 10.7 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated February 9, 2023, by and between AWAYSIS CAPITAL, INC., a Delaware corporation (hereinafter referred to as the “Company”), and ANDREW E. TRUMBACH (hereinafter referred to as the “Employee”). RECITALS WHEREAS, the Company, directly or through its subsidiaries, is engaged in the business of real estate investment and management focus |
|
| July 22, 2024 |
Description of Registrant’s Securities Exhibit 4(vi) DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 General Our authorized capital stock consists of 1,000,000,000 shares of Common Stock, with a par value of $0. |
|
| July 22, 2024 |
Employment Agreement with Michael Singh Exhibit 10.6 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated February 13, 2022, by and between AWAYSIS CAPITAL, INC., a Delaware corporation (hereinafter referred to as the “Company”), and MICHAEL SINGH (hereinafter referred to as the “Employee”). RECITALS WHEREAS, the Company, directly or through its subsidiaries, is engaged in the business of real estate investment and management focused o |
|
| July 22, 2024 |
Restricted Stock Agreement with Andrew Trumbach Exhibit 10.9 AWAYSIS CAPITAL, INC. RESTRICTED STOCK AGREEMENT RESTRICTED STOCK AGREEMENT, dated as of February 13, 2023 (the “Grant Date”), by and between Awaysis Capital, Inc., a Delaware corporation (the “Company”) and the Recipient (as defined below). WITNESSETH THAT: WHEREAS, the Company desires to grant Stock to the Recipient. NOW, THEREFORE, IT IS AGREED, by and between the Company and Recip |
|
| July 22, 2024 |
Restricted Stock Agreement with Michael Singh Exhibit 10.8 AWAYSIS CAPITAL, INC. RESTRICTED STOCK AGREEMENT RESTRICTED STOCK AGREEMENT, dated as of February 13, 2023 (the “Grant Date”), by and between Awaysis Capital, Inc., a Delaware corporation (the “Company”) and the Recipient (as defined below). WITNESSETH THAT: WHEREAS, the Company desires to grant Stock to the Recipient. NOW, THEREFORE, IT IS AGREED, by and between the Company and Recip |
|
| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 24, 2024 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-21477 AWAYSIS CAPITAL, INC. |
|
| April 4, 2024 |
Exhibit 99.1 Awaysis Capital, Inc. to Participate in Upcoming EF Hutton Annual Global Investor Conference on May 15, 2024, in New York City Miramar, Florida, April 4, 2024 — Awaysis Capital, Inc. (OTCMARKETS: AWCA) is pleased to announce that it will participate in the EF Hutton Annual Global Conference, allowing Awaysis to present its story to an extensive network of interested parties and member |
|
| April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 4, 2024 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| April 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 5, 2023 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File |
|
| April 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 1, 2024 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| April 2, 2024 |
Certificate of Amendment of Certificate of Incorporation Exhibit 3.2 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION The corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify: FIRST: That at a meeting of the Board of Directors of ASPI, Inc. Resolutions were adopted setting forth a proposed amendment of the Certificate of Incorporation of said corporat |
|
| April 2, 2024 |
As filed with the U.S. Securities and Exchange Commission on April 2, 2024 As filed with the U.S. Securities and Exchange Commission on April 2, 2024 Registration No. 333-275922 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Awaysis Capital, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of In |
|
| April 2, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Awaysis Capital, Inc. |
|
| April 2, 2024 |
Exhibit 3.4 BYLAWS OF AWAYSIS CAPITAL, INC. Article I SHAREHOLDERS 1. ANNUAL SHAREHOLDERS’ MEETING. The annual shareholders’ meeting shall be held on the date and at the time and place fixed from time to time by the Board of Directors. 2. SPECIAL SHAREHOLDERS’ MEETING. A special shareholders’ meeting for any purpose or purposes, may be called by the Board of Directors or the president. The Corpora |
|
| April 2, 2024 |
Exhibit 3.1 ARTICLES OF INCORPORATION OF ASPI INC. FIRST. The name of the Corporation is ASPI, Inc. SECOND. The name and address of the corporation’s registered office in the State of Delaware are Corporation Service Company, 2711 Centerville Road, Suite 490, Wilmington. Delaware 19808. County of New Castle. THIRD. The purpose of the corporation is to engage in any lawful act or activity for which |
|
| February 22, 2024 |
EXHIBIT 3.4 BYLAWS OF AWAYSIS CAPITAL, INC. Article I SHAREHOLDERS 1. ANNUAL SHAREHOLDERS’ MEETING. The annual shareholders’ meeting shall be held on the date and at the time and place fixed from time to time by the Board of Directors. 2. SPECIAL SHAREHOLDERS’ MEETING. A special shareholders’ meeting for any purpose or purposes, may be called by the Board of Directors or the president. The Corpora |
|
| February 22, 2024 |
Exhibit 3.1 ARTICLES OF INCORPORATION OF ASPI INC. FIRST. The name of the Corporation is ASPI, Inc. SECOND. The name and address of the corporation’s registered office in the State of Delaware are Corporation Service Company, 2711 Centerville Road, Suite 490, Wilmington. Delaware 19808. County of New Castle. THIRD. The purpose of the corporation is to engage in any lawful act or activity for which |
|
| February 22, 2024 |
Certificate of Amendment of Certificate of Incorporation (1) Exhibit 3.2 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION The corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify: FIRST: That at a meeting of the Board of Directors of ASPI, Inc. Resolutions were adopted setting forth a proposed amendment of the Certificate of Incorporation of said corporat |
|
| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-21477 AWAYSIS CAPITAL, INC. |
|
| February 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
|
| February 14, 2024 |
Investor Presentation Materials Exhibit 99.1 |
|
| February 14, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 25, 2024 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File |
|
| December 6, 2023 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-1 (Form Type) Awaysis Capital, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration |
|
| December 6, 2023 |
As filed with the U.S. Securities and Exchange Commission on December 6, 2023 As filed with the U.S. Securities and Exchange Commission on December 6, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Awaysis Capital, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation or Organiz |
|
| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-21477 AWAYSIS CAPITAL, INC. |
|
| October 17, 2023 |
Restricted Stock Agreement with Andrew Trumbach (4) Exhibit 10.9 AWAYSIS CAPITAL, INC. RESTRICTED STOCK AGREEMENT RESTRICTED STOCK AGREEMENT, dated as of February 13, 2023 (the “Grant Date”), by and between Awaysis Capital, Inc., a Delaware corporation (the “Company”) and the Recipient (as defined below). WITNESSETH THAT: WHEREAS, the Company desires to grant Stock to the Recipient. NOW, THEREFORE, IT IS AGREED, by and between the Company and Recip |
|
| October 17, 2023 |
Employment Agreement with Michael Singh (4) Exhibit 10.6 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated February 13, 2022, by and between AWAYSIS CAPITAL, INC., a Delaware corporation (hereinafter referred to as the “Company”), and MICHAEL SINGH (hereinafter referred to as the “Employee”). RECITALS WHEREAS, the Company, directly or through its subsidiaries, is engaged in the business of real estate investment and management focused o |
|
| October 17, 2023 |
Stock Option Agreement with Andrew Trumbach (4) Exhibit 10.11 AWAYSIS CAPITAL, INC. NON-STATUTORY COMMON STOCK OPTION AGREEMENT AGREEMENT made as of the 13th day of February, 2023 (the “Grant Date”) by and between AWAYSIS CAPITAL, INC., a Delaware corporation (the “Company”) and Andrew Trumbach (the “Holder”). WHEREAS, pursuant to that Employment Agreement (the “Employment Agreement”) between the Company and the Holder dated as of the Grant Dat |
|
| October 17, 2023 |
Stock Option Agreement with Michael Singh (4) Exhibit 10.10 AWAYSIS CAPITAL, INC. NON-STATUTORY COMMON STOCK OPTION AGREEMENT AGREEMENT made as of the 13th day of February, 2023 (the “Grant Date”) by and between AWAYSIS CAPITAL, INC., a Delaware corporation (the “Company”) and Michael Singh (the “Holder”). WHEREAS, pursuant to that Employment Agreement (the “Employment Agreement”) between the Company and the Holder dated as of the Grant Date, |
|
| October 17, 2023 |
Employment Agreement with Andrew Trumbach (4) Exhibit 10.7 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated February 9, 2023, by and between AWAYSIS CAPITAL, INC., a Delaware corporation (hereinafter referred to as the “Company”), and ANDREW E. TRUMBACH (hereinafter referred to as the “Employee”). RECITALS WHEREAS, the Company, directly or through its subsidiaries, is engaged in the business of real estate investment and management focus |
|
| October 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission file number: 000-21477 AWAYSIS CAPITAL, IN |
|
| October 17, 2023 |
Restricted Stock Agreement with Michael Singh (4) Exhibit 10.8 AWAYSIS CAPITAL, INC. RESTRICTED STOCK AGREEMENT RESTRICTED STOCK AGREEMENT, dated as of February 13, 2023 (the “Grant Date”), by and between Awaysis Capital, Inc., a Delaware corporation (the “Company”) and the Recipient (as defined below). WITNESSETH THAT: WHEREAS, the Company desires to grant Stock to the Recipient. NOW, THEREFORE, IT IS AGREED, by and between the Company and Recip |
|
| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 12, 2023 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission Fi |
|
| September 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo |
|
| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-21477 AWAYSIS CAPITAL, INC. |
|
| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F |
|
| March 16, 2023 |
ASZP / JV Group Inc / Harthorne Capital Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* AWAYSIS CAPITAL, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 482226107 (CUSIP Number) Andrew Trumbach C/O Awaysis Capital, Inc. 3400 Lakeside Drive, Suite 100 Miramar, Florida 33027 (855) 795-3311 (Name, A |
|
| February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-21477 AWAYSIS CAPITAL, INC. |
|
| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 13, 2023 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission Fil |
|
| February 15, 2023 |
NT 10-Q 1 formnt-10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 1 |
|
| November 22, 2022 |
EX-16.1 2 ex16-1.htm Exhibit 16.1 |
|
| November 22, 2022 |
Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 14, 2022 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporat |
|
| November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-21477 AWAYSIS CAPITAL, INC. |
|
| November 18, 2022 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 14, 2022 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission Fil |
|
| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 30, 2022 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) |
|
| November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report |
|
| November 4, 2022 |
Code of Business Conduct and Ethics(7) Exhibit 14.1 AWAYSIS CAPITAL, INC. Corporate Code of Ethics and Conduct 1. General Policy It is the policy of Awaysis Capital, Inc. and its subsidiaries (collectively, ?Awaysis? or the ?Company?) to conduct business in compliance with all applicable laws, rules and regulations and with integrity. Each Awaysis employee, officer and director must comply with the policies set forth in this Code of Et |
|
| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission file number: 000-19871 AWAYSIS CAPITAL, IN |
|
| November 4, 2022 |
Demand Promissory Note dated June 30, 2022 with Curah Capital Corporation (6) Exhibit 10.7 Awaysis capital inc. DEMAND PROMISSORY Note $2,600,000.00 Plantation, FL June 30, 2022 FOR VALUE RECEIVED, the undersigned, Awaysis Capital, Inc., a Delaware Corporation (?Borrower?), hereby issues this Promissory Note (the ?Promissory Note?) and promises to pay to the order of Curah Capital Corporation, (individually referred herein as ?Lender? and collectively ?Lenders?) , or as des |
|
| November 4, 2022 |
Demand Promissory Note dated June 30, 2022 with Abraxas Corporation (6) Exhibit 10.8 Awaysis capital inc. DEMAND PROMISSORY Note $280,000.00 Plantation, FL June 30, 2022 FOR VALUE RECEIVED, the undersigned, Awaysis Capital, Inc., a Delaware Corporation (?Borrower?), hereby issues this Promissory Note (the ?Promissory Note?) and promises to pay to the order of Abraxas Corporation, (individually referred herein as ?Lender? and collectively ?Lenders?) , or as designated |
|
| November 4, 2022 |
Subsidiaries of the Registrant(7) Exhibit 21.1 Subsidiaries of the Registrant Awaysis Capital, LLC., a Florida single member limited liability company Awaysis Casamora Limited, a Belize single member limited liability corporation |
|
| October 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 30, 2022 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| September 28, 2022 |
NT 10-K 1 formnt10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q |
|
| August 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 15, 2022 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File |
|
| August 18, 2022 |
Employment Agreement with Amir Vasquez EX-10.1 2 ex10-1.htm Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, is made as of the Start Date (as defined below), by and between AWAYSIS CAPITAL, INC., a Delaware corporation (hereinafter referred to as the “Company”), and Amir Vasquez (hereinafter referred to as the “Employee”). RECITALS WHEREAS, the Company, directly or through its subsidiaries, is engaged in the business of rea |
|
| July 29, 2022 |
Employment Agreement with Tyler Trumbach (5) Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, is made as of the Start Date (as defined below), by and between AWAYSIS CAPITAL, INC., a Delaware corporation (hereinafter referred to as the ?Company?), and Tyler Trumbach (hereinafter referred to as the ?Employee?). RECITALS WHEREAS, the Company, directly or through its subsidiaries, is engaged in the business of real estate investment |
|
| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 25, 2022 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| July 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 19, 2022 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
|
| July 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 7, 2022 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Num |
|
| June 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 26, 2022 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Num |
|
| May 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 24, 2022 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Num |
|
| May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 18, 2022 AWAYSIS CAPITAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Num |
|
| May 23, 2022 |
Certificate of Amendment to its Articles of Incorporation (2) Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF JV GROUP, INC. JV Group, Inc. (the ?Corporation?), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify as follows: 1. The name of the Corporation is JV Group, Inc. and the Corporation was originally incorporated |
|
| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-21477 JV GROUP, INC. |
|
| April 21, 2022 |
Exhibit 10.3 AGREEMENT OF PURCHASE AND SALE THIS AGREEMENT OF PURCHASE AND SALE (?Agreement?) is made and entered into this 15th day of April 2022 by and between Abraxas Corporation (?Seller?), and JV Group Inc, dba Awaysis Capital, (together with its subsidiaries, affiliates, successors, and assigns, collectively, (?Purchaser?). WHEREAS Seller with full authority to sell the property more fully d |
|
| April 21, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 15, 2022 JV GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
|
| April 21, 2022 |
EX-10.2 3 ex10-2.htm Exhibit 10.2 AGREEMENT OF PURCHASE AND SALE THIS AGREEMENT OF PURCHASE AND SALE (“Agreement”) is made and entered into this 15th day of April 2022 by and between Agorapyth X Corporation (“Seller”), and JV Group Inc, dba Awaysis Capital, (together with its subsidiaries, affiliates, successors, and assigns, collectively, (“Purchaser”). WHEREAS Seller with full authority to sell |
|
| April 21, 2022 |
Exhibit 10.1 AGREEMENT OF PURCHASE AND SALE THIS AGREEMENT OF PURCHASE AND SALE (?Agreement?) is made and entered into this 15th day of April 2022 by and between Curah Capital Corporation (?Seller?), and JV Group Inc, dba Awaysis Capital, (together with its subsidiaries, affiliates, successors, and assigns, collectively, (?Purchaser?). WHEREAS Seller with full authority to sell the property more f |
|
| March 14, 2022 |
EXHIBIT 99.1 JOINT FILING AGREEEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned do hereby agree to the joint filing of the report on Schedule 13D, including any amendments thereto, with respect to the shares of common stock, par value $0.01 per share of JV Group, Inc., a Delaware corporation. Further, the parties agree that this Joint Fi |
|
| March 14, 2022 |
ASZP / JV Group, Inc. / Harthorne Capital Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 JV GROUP, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 482226107 (CUSIP Number) Andrew Trumbach C/O JV GROUP, INC. 4405 Peters Road Plantation, Florida 33304 (954) 931-9244 (Name, Address and Telephone Number of Person Author |
|
| March 4, 2022 |
2022 Omnibus Performance Award Plan (3) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (RULE 14c-101) (Amendment No. ) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information S |
|
| February 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 17, 2022 JV GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
|
| February 23, 2022 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 16, 2022 JV GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
|
| February 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-21477 JV GROUP, INC. |
|
| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (RULE 14c-101) (Amendment No. ) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information S |
|
| February 14, 2022 |
NT 10-Q 1 formnt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10 |
|
| January 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 7, 2022 JV GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
|
| December 27, 2021 |
SC 14F1 1 formsc14f1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14F-1 INFORMATION STATEMENT PURSUANT TO SECTION 14(F) OF THE SECURITIES EXCHANGE ACT OF 1934 JV GROUP, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-21477 (Commission File No.) 27-0514566 (IRS Employer Identification No. |
|
| November 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 23, 2021 JV GROUP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-21477 27-0514566 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
|
| November 22, 2021 |
ASZP / JV Group, Inc. / LITTMAN M A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D /A Amendment No. 1 Under the Securities Exchange Act of 1934 JV GROUP, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 482226107 (CUSIP Number) M.A. Littman As Trustee for Michael A. Littman ATTY, Defined Benefit Plan PO BOX 1839 ARVADA, CO 80001 (720) 530-6184 (Name, A |
|
| November 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSACTION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-21477 JV GROUP, INC. |
|
| November 12, 2021 |
NT 10-Q 1 jvgroupnt10qsept2021.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: September 30, 2021 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Repor |
|
| October 12, 2021 |
ASZP / JV Group, Inc. / LITTMAN M A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 JV GROUP, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 482226107 (CUSIP Number) M.A. Littman As Trustee for Michael A. Littman ATTY, Defined Benefit Plan PO BOX 1839 ARVADA, CO 80001 (720) 530-6184 (Name, Address and Telephon |
|
| October 8, 2021 |
Michael A. Littman Attorney at Law PO Box 1839 Arvada, CO 80001 (720) 530-6184 October 8, 2021 CORRESP 1 filename1.htm Michael A. Littman Attorney at Law PO Box 1839 Arvada, CO 80001 (720) 530-6184 [email protected] October 8, 2021 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Corporation Finance Office of Real Estate and Construction Washington, D. C. 20549 Re: JV Group, Inc. Registration Statement on Form 10-12G/A Filed October 1, 2021 File No. 000-21477 Dear Ms. |
|
| October 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 AMENDMENT NO. |
|
| October 1, 2021 |
Michael A. Littman Attorney at Law PO Box 1839 Arvada, CO 80001 (720) 530-6184 September 30, 2021 CORRESP 1 filename1.htm Michael A. Littman Attorney at Law PO Box 1839 Arvada, CO 80001 (720) 530-6184 [email protected] September 30, 2021 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Corporation Finance Office of Real Estate and Construction Washington, D. C. 20549 Re: JV Group, Inc. Form 10-12G Filed August 5, 2021 File No. 000-21477 Dear Ms. Singh. We respond to your |
|
| October 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 AMENDMENT NO. |
|
| August 5, 2021 |
10-12G 1 jvgroupform10.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 JV GROUP, INC. (Exact name of the registrant as specified in its charter) Delaware 27-0514566 (State or Other Jurisdiction of Incorporation or Organization) (IRS Employer Identi |
|
| August 5, 2021 |
EXHIBIT 3.1 |
|
| August 5, 2021 |
Certificate of Amendment of Certificate of Incorporation (1) EX-3.2 3 ex32.htm CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION EXHIBIT 3.2 |
|
| August 5, 2021 |
EX-3.3 4 ex33.htm BYLAWS EXHIBIT 3.3 BYLAWS OF JV GROUP, INC. Article I SHAREHOLDERS 1. ANNUAL SHAREHOLDERS' MEETING. The annual shareholders' meeting shall be held on the date and at the time and place fixed from time to time by the Board of Directors. 2. SPECIAL SHAREHOLDERS' MEETING. A special shareholders' meeting for any purpose or purposes, may be called by the Board of Directors or the pres |
|
| August 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-21477 JV GROUP, INC. (Exact name of registrant as specified in its charte |
|
| June 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2016 JV GROUP, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-21477 27-0514566 (Commission File Number) (I.R.S. Emplo |
|
| May 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-21477 (Check one): o Form 10-K oForm 20-F oForm 11-K x Form 10-Q o Form N-SAR oForm N-CSR For Period Ended: March 31, 2016 oTransition Report on Form 10-K oTransition Report on Form 20-F oTransition Report on Form 11-K oTransition Report on Form 10-Q oTransition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
|
| February 19, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number: 000-21477 JV GROUP, INC. |
|
| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-21477 (Check one): oForm 10-K oForm 20-F oForm 11-K x Form 10-Q o Form N-SAR oForm N-CSR For Period Ended: December 31, 2015 oTransition Report on Form 10-K oTransition Report on Form 20-F oTransition Report on Form 11-K oTransition Report on Form 10-Q oTransiti |
|
| February 5, 2016 |
ASZP / JV Group, Inc. 10-Q - Quarterly Report - 10-Q 1 jvgroup10qsept2015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number: 000-21477 JV GROUP |
|
| February 5, 2016 |
ASZP / JV Group, Inc. 10-Q/A - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10Q/A Amendment No. |
|
| December 22, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2015 JV GROUP, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-21477 27-0514566 (Commission File Number) (I.R.S. |
|
| December 22, 2015 |
EXHIBIT 10.1 |
|
| December 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE 30, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO. 000-21477 JV GROUP, INC. (EXACT NAME OF REGISTRANT SPECIFIED IN ITS CHARTER) DELAW |
|
| November 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-21477 (Check one): o Form 10-K oForm 20-F oForm 11-K x Form 10-Q o Form N-SAR oForm N-CSR For Period Ended: September 30, 2015 oTransition Report on Form 10-K oTransition Report on Form 20-F oTransition Report on Form 11-K oTransition Report on Form 10-Q oTransition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
|
| October 26, 2015 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2015 JV GROUP, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-21477 27-0514566 (Commission File Number) (I.R.S. Empl |
|
| October 26, 2015 |
De Joya Griffith, LLC Certified Public Accountants and Consultants October 23, 2015 EXHIBIT 16.1 De Joya Griffith, LLC Certified Public Accountants and Consultants October 23, 2015 SECURITIES AND EXCHANGE COMMISSION Division of Corporate Finance 100 F Street, N.E., Mail Stop 7010 Washington, DC 20549 Re: JV Group, Inc. (the "Company") Form 8K, Item 4.01 (the "Report") Gentlemen: We have reviewed the above referenced Report filed by the Company. We do not disagree with the stateme |
|
| September 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-21477 (Check one): x Form 10-K oForm 20-F oForm 11-K o Form 10-Q o Form N-SAR oForm N-CSR For Period Ended: June 30, 2015 oTransition Report on Form 10-K oTransition Report on Form 20-F oTransition Report on Form 11-K oTransition Report on Form 10-Q oTransition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
|
| July 23, 2014 |
EXHIBIT 3(i).3 EXHIBIT 3(i).3 |
|
| July 23, 2014 |
EXHIBIT 10.1 EXHIBIT 10.1 |
|
| July 23, 2014 |
EXHIBIT 10.2 EXHIBIT 10.2 |
|
| July 23, 2014 |
EXHIBIT 3(i).1 EXHIBIT 3(i).1 |
|
| July 23, 2014 |
EXHIBIT 3(i).2 EXHIBIT 3(i).2 |
|
| March 14, 2008 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant |X| Filed by a party other than the Registrant || Check the appropriate box: || Preliminary Proxy Statement || Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |X| Definitive Proxy Statement || Definitive Additional Materials || Soliciting Material Pursuant to ss. |
|
| February 4, 2003 |
8-K 1 a87366e8vk.htm FORM 8-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 17, 2003 ASPEON, INC. (Exact name of registrant as specified in charter) Delaware 000-21477 52-1945748 (State or other jurisdiction of incorp |
|
| February 4, 2003 |
EX-2 3 a87366exv2.txt EXHIBIT 2 SHARE SALE AGREEMENT SHARE SALE AGREEMENT made January 17, 2003 BETWEEN: ASPEON INC of 16832 Redhill Ave. Irvine, CA 92606, United States of America (formerly trading as JAVELIN SYSTEMS INC) (the 'vendor'); AND MATTHEW JAMES MALEY, an individual (the 'purchaser'). RECITALS: A. The vendor is an American company which manufacturers and distributes electronic point of |
|
| November 5, 2002 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT N0. |
|
| September 30, 2002 |
ASPEON, INC. SECURED CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT EX-10.1 3 a2090284zex-101.htm EX-10.1 QuickLinks - Click here to rapidly navigate through this document Exhibit 10.1 ASPEON, INC. SECURED CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT THIS SECURED CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT (the "Agreement") is effective as of September 12, 2002, by and between Aspeon, Inc., a Delaware corporation (the "Company") and each investor listed on Sc |
|
| September 30, 2002 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 10.2 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of September 12, 2002 (the "Security Agreement"), is executed by Aspeon, Inc., a Delaware corporation ("Debtor"), in favor of the investors listed on Schedule A (each a "Secured Party" and collectively, the "Secured Parties") to that certain Secured Convertible Note P |
|
| September 30, 2002 |
ASPEON, INC. SECURED CONVERTIBLE PROMISSORY NOTE EX-10.3 5 a2090284zex-103.htm EX-10.3 QuickLinks - Click here to rapidly navigate through this document Exhibit 10.3 ASPEON, INC. SECURED CONVERTIBLE PROMISSORY NOTE THIS NOTE AND THE SECURITIES REPRESENTED BY THIS SECURED CONVERTIBLE PROMISSORY NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THESE SECURITIES HAVE BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE OFFERED |
|
| September 30, 2002 |
8-K 1 a2090284z8-k.htm 8-K QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 12, 2002 ASPEON, INC. (Exact name of registrant as specified in charter) Delaware (State or ot |
|
| May 16, 2002 |
QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 16, 2002 |
MUTUAL RELEASE AND SETTLEMENT AGREEMENT QuickLinks - Click here to rapidly navigate through this document Exhibit 10.1 MUTUAL RELEASE AND SETTLEMENT AGREEMENT This Mutual Release and Settlement Agreement (this "Agreement") is entered into as of March 22, 2002 (the "Effective Date"), by and between ASPEON, INC., a Delaware corporation (the "Company"), ASPEON SOLUTIONS, INC., a Delaware corporation and a wholly-owned subsidiary of the Com |
|
| November 21, 2001 |
8-K 1 a2064428z8-k.htm 8-K Prepared by MERRILL CORPORATION QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2001 ASPEON, INC. (Exact name of registrant as specified in |
|
| November 21, 2001 |
EX-99.1 3 a2064428zex-991.htm EXHIBIT 99.1 Prepared by MERRILL CORPORATION QuickLinks - Click here to rapidly navigate through this document EXHIBIT 99.1 [ASPEON LOGO] News Release Contact: Kim Tilo Aspeon, Inc. 949.440.8020 or [email protected] FOR IMMEDIATE RELEASE ASPEON REPORTS SEQUENTIAL INCREASE IN REVENUE FOR FIRST QUARTER ENDED SEPTEMBER 30, 2001 IRVINE, CA—November 7, 2001—Aspeon, Inc. |
|
| November 21, 2001 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT 99.2 [ASPEON LOGO] News Release Contact: Kim Tilo Aspeon, Inc. 949.440.8020 or [email protected] FOR IMMEDIATE RELEASE ASPEON APPOINTS NEW CEO IRVINE, CA—November 13, 2001—Aspeon, Inc. today announced that the Aspeon Board of Directors has appointed Robert (Bob) D. Nichols as President, Chief Executive Officer, and a Direc |
|
| October 17, 2001 |
EX-99.1 3 a2061293zex-991.htm EXHIBIT 99.1 Prepared by MERRILL CORPORATION QuickLinks - Click here to rapidly navigate through this document Exhibit 99.1 News Release Contact: Kim Tilo Aspeon, Inc. 949.440.8020 or [email protected] FOR IMMEDIATE RELEASE APPEAL TAKEN IN ASPEON SHAREHOLDER SUIT ASPEON REPORTS PRE-AUDIT FINANCIAL RESULTS FOR THE FISCAL YEAR ENDED JUNE 30, 2001 IRVINE, CA—October 15 |
|
| October 17, 2001 |
8-K 1 a2061293z8-k.htm FORM 8-K Prepared by MERRILL CORPORATION QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2001 (Commission File Number) 000-21477 ASPEON, INC. (E |
|
| September 21, 2001 |
QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| September 21, 2001 |
ASPEON SHAREHOLDER SUIT DISMISSED WITH PREJUDICE EX-99.1 3 a2059705zex-991.htm EXHIBIT 99.1 Prepared by MERRILL CORPORATION QuickLinks - Click here to rapidly navigate through this document EXHIBIT 99.1 News Release Contact: Kim Tilo Aspeon, Inc. 949.440.8020 or [email protected] FOR IMMEDIATE RELEASE ASPEON SHAREHOLDER SUIT DISMISSED WITH PREJUDICE IRVINE, CA—September 20, 2001—Aspeon, Inc. today announced that the US District Court has dismi |
|
| August 24, 2001 |
Aspeon and its CEO File Suit Against Former Auditors QuickLinks - Click here to rapidly navigate through this document EXHIBIT 99.1 News Release Contact: Kim Tilo Aspeon, Inc. 949.440.8020 or [email protected] FOR IMMEDIATE RELEASE Aspeon and its CEO File Suit Against Former Auditors IRVINE, CA -August 23, 2001—Aspeon, Inc. (OTCBB:ASPE) today announced that the Company and its CEO have filed a six count complaint against the Company's former audit |
|
| August 24, 2001 |
Prepared by MERRILL CORPORATION QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 27, 2001 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| June 27, 2001 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Prepared by MERRILL CORPORATION QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| June 27, 2001 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Prepared by MERRILL CORPORATION QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D. |
